Charter School Entry in Market Equilibrium Dennis Epple Carnegie Mellon University Maria Marta Ferreyra Carnegie Mellon University Brett R. Gordon Columbia University November 9, 20101 Preliminary and Incomplete Please do not cite without permission Abstract We develop and estimate a structural model of charter school entry. In this model, charter schools offer an alternative to neighborhood public schools. In the model’s first stage, the potential entrant chooses his/her physical location and characteristics based on the perceived opportunities not exploited by conventional public schools. In the second stage, students choose among the available schools. We estimate the model using data for the DC school district. We use our parameter estimates to investigate the potential effects of changes in charter school legislation on charter school entry, and on post-entry outcomes such as enrollment and achievement. 1 We thank Liran Einav, Justine Hastings, Susanna Loeb, Marc Rysman, and Alan Sorensen for useful conversations. We also benefitted from comments by session participants at the 2009 LACEA conference. We thank Gary Livacari, Sivie Naimer, Hon Ming Quek, Jeremy Whyte and especially Nick DeAngelis for their research assistance. Bill Buckingham from the Applied Population Lab at the University of Wisconsin provided Arc GIS assistance. All errors are ours. 1 1. Introduction The dismal academic performance of many students in central city school districts has been a source of growing concern in recent decades as academic achievement and high school completion have become increasingly important for economic success. Fairly or not, poor student performance is often attributed to ineffective urban public schools. Greater school competition has been advocated by many economists as a mechanism to foster improved achievement, with educational vouchers being the most prominent such proposal. While educational voucher programs have made significant inroads in some states and districts, voucher initiatives have faced intense opposition from teachers’ organizations and have had limited success at the ballot box. By contrast, charter schools have received surprisingly widespread acceptance. Charter schools are nonsectarian public schools of choice that operate with freedom from many of the regulations that apply to traditional public schools. They are regulated by state laws, and authorized by a chartering entity which approves the school’s charter – the contract that establishes the school's mission, program, goals, students served, assessment methods and teaching philosophy. In exchange for greater autonomy, charter schools are subject to the same accountability requirements as ordinary public schools. They receive a per-student stipend yet they rarely receive funding for facilities. Hence, the financial survival of charter schools is intimately connected with their ability to attract and retain students. While some charter schools have thrived and replicated their model across the nation, others have failed. The charter school concept emerged in the late 1980’s. It was embraced at its inception by Albert Shanker, then president of the American Federation of Teachers. Beginning with adoption by state of Minnesota in 1991, charter school laws have been adopted by more than 40 states and the District of Columbia. As of 2009, there were about 4,900 charter schools in the country serving over 1.5 million students, or approximately 4% of the nation’s primary education market (National Alliance for Public Charter Schools, 2010). While charter schools do not enjoy the latitude envisioned by many voucher advocates, charter schools nonetheless have considerable freedom in designing curricula and in managing their operations. Charter schools control hiring of their teachers and staff, and they operate 2 independently of the public school districts in which they locate. Indeed, when school districts report public school enrollment, they typically do not count enrollment of students in the district who are enrolled in charter schools. In many states, school districts do not possess the authority to grant a charter to a school. Instead, a separate chartering agency at the state or local level is charged with deciding whether an application for a charter is granted. In most instances, this chartering agency also exercises oversight of schools that receive charters and has the power to rescind a charter. Charter schools share with public schools the requirement that they be tuition free. Unlike public schools, which are typically subject to residence requirements and can only enroll children who live in their attendance zone, charter schools must be open to all students. When oversubscribed, a charter school is typically required to select by lottery from its applicant pool. In other words, charters must compete to attract students, but cannot select among them. In order to open a charter school, a prospective charter operator must formulate and present a proposal to the chartering agency. This proposal sets forth the grade level(s) to be served and the thematic focus of the school. The latter includes a statement of subject emphasis (e.g., arts, language, math and science, core curriculum) and whether a special population is to be served (e.g., bilingual, disadvantaged, gifted). The proposal also includes a statement of and whether a particular instructional model is to be implemented. For example, the applicant might propose to adopt an instructional model that is “franchised” nationwide, or a model that is being developed by the charter-school applicant. The proposal also includes anticipated enrollment, the physical facilities to be occupied, and a financial plan. In many ways, then, the charter applicant confronts a decision similar to that of a private firm contemplating entry to provide a differentiated product or service. The applicant must choose the form of differentiation of the planned product or service. In addition, the applicant must forecast demand, identify suitable facilities, and assess financial viability. If it decides to enter, the applicant must manage the resulting enterprise and make an ongoing decision about whether to continue operation or exit. In this paper we develop and estimate an equilibrium model of household school choice and charter school entry in a large urban school district. We seek to understand what determines charter entry and choice of location and program offering. This, in turn, allows us to study how charters affect the school choices available to families, what kind of students are attracted to 3 them in any given location, and what specific elements determine the attractiveness of charters relative to public schools. Moreover, our approach allows us to explore the consequences of changes in the regulatory or institutional landscape of public and charter schools, an issue that seems particularly timely given the current emphasis on charter schools in federal education policy.2 In our model, prospective charter school entrants choose a geographic location, thematic focus, and grade levels to serve. Since charters must be able to forecast the demand for their services in order to assess their viability, we model how charters predict enrollment and demographic composition of their student body as a function of their geographic location, grades served, and thematic focus. This forecasting model views parental school choice decisions as an input to modeling the decision of the prospective charter entrant. We model the prospective entrant as making the choices that maximize its likelihood of successful entry and subsequent viability, which in our framework means maximizing expected net revenue. Since the actual managing of the enterprise may be more involved than expected by the entrant when submitting its application, we model the entrant as being uncertain about its own quality at the entry stage. We estimate the model using a unique and detailed data set from Washington D.C. from 2003 to 2007. The data set consists of information for all public and charter schools in the Washington DC school district, including enrollment by grade, school demographics, focus, and achievement. Our estimation exploits the variation across neighborhoods and over time in demographics, number and types of schools, and enrollment and achievement. We treat each grade as a separate market, which has the benefit of increasing the effective sample size and generating exogenous variation in choice sets across households depending on the age of their children. We cast the parental school model as an aggregate market share model and estimate it using an approach similar to Berry, Levinsohn, and Pakes (1995). In the model, school characteristics such as the peer composition of the student body and aggregate achievement The federal “Race to the Top” program favors state with permissive charter legislation. See http://www2.ed.gov/news/pressreleases/2009/06/06082009a.html for further details. 2 4 depend on households’ choices and their equilibrium sorting across schools. Our estimation strategy captures this aspect,3 which is critical to our ability to conduct counterfactuals. In modeling the charter school entry decision, we have chosen to focus on a single large urban district. This permits us to study the entry decisions of prospective entrants all of whom confront the same institutional structure, criteria for being granted a charter, reimbursement (funding) policies, and public school organization. Thus, we hold constant institutional structure in order to focus on the charter entrant and parental choice decision. We have chosen to focus on the Washington, D.C. school district, for the following reasons. First, the district has had a charter school law in place since 1996, and the law is highly permissive compared to charter school laws in other states (National Alliance for Public Charter Schools 2010). For instance, the per-student stipend for charter schools is equal to the full per-student spending in the Washington, D.C. school district, whereas it is equal to only a fraction of the corresponding district spending in most states. Moreover, in recent years a single entity, the Public Charter School Board (PCSB) has been responsible for the granting of charters. Second, in 2008 charter schools achieved a student enrollment share of nearly 30 percent of all students in the public system (conventional public plus charter schools), one of the largest in the country. Third, the district is large, providing scope for potential entry of a large number of charter schools as well as substantial intra-district variation in population demographics across both residential locations and incumbent public schools. An analysis that includes multiple districts is challenging for a number of reasons—one being the challenge of obtaining a sufficiently complete data set—and we leave the pursuit of such a model to future research. Charter school entry has been explored before by Glomm, Harris, and Lo (2005), who study charter school location in Michigan and California. They investigate the extent to which there is greater charter school entry where there is greater population heterogeneity. Using public school districts as the unit of observation, they find, as predicted, that there is more charter school entry where there is greater diversity in race and in adult education levels. In earlier work, Downes and Greenstein (1996) study private school entry across the 910 public school 3 Our endogenous school characteristics are similar to the local spillovers in Bayer and Timmins (2007). See Ferreyra (2008) for a structural model that endogenizes school demographics and achievement in full-solution estimation. 5 elementary districts in California. Rincke (2007) estimates a model of charter school diffusion in California. A theoretical model of charter school entry is developed by Cardon (2003), who studies strategic quality choice of a charter entrant facing an incumbent public school. We build on the foundation established in these papers by modeling intra-district charter school entry decisions, parental choice, and the impact of entrants on public school incumbents. In addition to research on charter school entry, there is also an extensive body of research on the effects of charter schools on achievement of charter and public school students.4 Perhaps closest to our approach is the work of Imberman (2009) who studies a single large urban district. Our work is also related to research on entry in empirical industrial organization. A recent review of this literature is provided in Draganska, et. al. (2008). An important difference between our model and those found in the entry literature is that we do not model prospective entrants as engaging in a game of strategic behavior. The assumption of non-strategic charter school entrants is consistent with our understanding of the charter schools’ decision processes. Draganska, Mazzeo, and Seim (2009) incorporate a model of demand into a product entry model, permitting them to estimate a fully structural profit function. Our approach is similar in that we model the demand side of the market rather than specify a reduced-form profit function for schools. Interestingly, while the entry literature in Industrial Organization often does not examine post-entry outcomes, our data on achievement and enrollment enables us to explore the consequences of the re-sorting induced by charter entry. This question is ultimately of great interest to the policy-maker. We use our parameter estimates to study the effect of changes in the regulatory, institutional and demographic environment on charter entry, household sorting across schools and student achievement. For instance, we explore whether more permissive charter legislation would spur the creation of more charter schools, where these would locate, which students would attend them, and how achievement would be affected among the pre-existing schools. 4 See, for instance, Bettinger (2005) Bifulco and Ladd (2006), Booker, Gilpatric, Gronberg, and Jansen (2007, 2008), Buddin and Zimmer (2005a, 2005b), Clark (200), Hanushek, Kain, Rivkin, and Branch (2007), Holmes (2003), Hoxby (2004), Hoxby and Rockoff (2004a, 2004b), Hoxby and Murarka (2009), Imberman (2009, forthcoming), Sass (2006), Weiher andTedin (2002), and Zimmer and Budin (2003). 6 The rest of the paper proceeds as follows. Section 2 describes our data sources key patterns in the data. Section 3 presents our theoretical model. Section 4 describes our estimation strategy. In Section 5 we describe our intended counterfactuals. Section 6 concludes. 2. Data In this section we describe the construction of our dataset and some salient aspects of the data.5 Our data set consists of information on every public and charter school in Washington, D.C. between 2003 and 2007. We have focused on this time period to maximize the quality and comparability of the data over time and across schools. In addition, 2007 marked the beginning of some important changes in DCPS and hence constitutes a good endpoint for our window of study.6 2.1 Public and Charter Schools in Washington D.C. In Washington, D.C., public schools fall under the supervision of the District of Columbia Public Schools (DCPS). As for charters, until 2007 there were two authorizers: the Board of Education (BOE) and PCSB. Since 2007, the PCSB has been the only authorizing (and supervising) entity. An overarching institution at the “state” level is the Office of State Superintendent of Education (OSSE), which, among other roles, collects some data both for public and charter schools. The unit of observation in our dataset is a campus-year (public schools have one campus each, but many charters have multiple campuses).7 Note that student-level data are not publicly available. We have 701 observations for public schools, and 230 for charters. For each school and year we observe address; enrollment by grade;8 percent of White, Black, Hispanic and other5 Readers interested in further detail are invited to consult Appendix I. 6 In 2007, Michelle Rhee began her tenure as chancellor of DCPS. She implemented a number of reforms, such as closing and merging schools, offering special programs and changing grade configurations in some schools, etc. 7 A campus is identified by its name and not its geographic location. For instance, if a campus moves but retains its name, then it is still considered the same campus. In multi-campus charters, each campus has a separate address. 8 We do not include adult or ungraded students, who account for less than 0.6% of the enrollment in this dataset. 7 ethnicity students; percent of low-income students (i.e., students who qualify for free or reduced lunch); reading proficiency rate (i.e., the percent of students who are proficient in reading based on DC’s own standards and assessments), and math proficiency rate. Proficiency rates constitute our measures of achievement. For public schools we also observe the percent of students who reside outside the school’s attendance zone (out-of-boundary students). For the few public schools that closed or merged during the sample period, we observe the year of closing or merger. In addition to the variables listed above, for charter schools we observe the authorizer, opening year and mission statement. For the charters that closed or merged in or after 2003, we observe the year of and reason for closing or merging. The starting point for our dataset is the list of audited enrollments by school, year and grade from OSSE. This list includes public and charter schools. From this list we eliminated alternative and special education schools, early childhood centers, and schools that offered a residential program.9 Since OSSE also reports proficiency rates for each school and year as mandated by No Child Left Behind, our achievement data for public and charter schools come from OSSE. In 03 and 04, proficiency levels were determined according to the Stanford-9 assessment. To be considered proficient, a student was supposed to score at the national 40th percentile or higher. Since 05, proficiency has been determined according to DC Comprehensive Assessment System. Before 2005, the grades tested were 3, 5, 8 and 10. Beginning in 2005, the grades tested have been 3 through 8 and 10. In compliance with NCLB, OSSE also reports the percent of White, Black, Hispanic and low-income students in the grades tested. For public schools, the Common Core of Data (CCD) from the National Center for Education Statistics is the main source for school address, ethnic composition and low-income status of the student body. If needed, we relied on OSSE’s reporting of ethnic composition and low-income status. In addition, we drew on the Common Core of Data, web searches and phone calls to DCPS to identify year of closing or merger. DCPS provided us with the percent of outof-boundary enrollment. 9 An alternative school is a school for children with behavioral problems. Children spend either the full year or part of it there. Sometimes they can choose to attend those schools, but they are often sent there. Moreover, these schools often enroll students aged 16-24. We excluded early childhood centers as long as they never had enrollment in regular grades during the sample period. 8 The fact that some charter schools have multiple campuses posed a major challenge in the construction of the dataset, as no single data source contains the complete or correct history of campuses. To re-construct this history, we drew on OSSE audited enrollments, School Performance Reports (SPR’s) for PCSB-authorized charters, web searches of current websites and past Internet archives, charter school lists from Friends of Choice in Urban Schools (FOCUS), phone calls to charters that are still open, and achievement data at the campus level. The resulting campus-level data reflect our efforts to piece together campus-level information from these different sources, with the greatest weight being given to the OSSE audited enrollments, the SPRs and the NCLB achievement data. BOE charters that are no longer open represented a special challenge, as there is no institutional memory of these schools. Faced with conflicting information on campuses for these charters, in the absence of better evidence we took the most recent available addresses and campus configuration data as correct. For PCSB-authorized charters, ethnic composition and low-income status come mostly from the School Performance Reports. For BOE-authorized charters, before 2007 this information comes from OSSE, and for 2007 from the School Performance Reports. If needed and possible, we supplemented these sources with the CCD. We identified the year of opening based on SPR’s, FOCUS listings and web searches. We identified the year of and reason for closing mostly based on reports from the Center for Education Reform and SPR’s. According to grades covered, we have classified schools into the following levels: elementary (if grades covered fall completely within the preschool-6th grade range), middle (if grades covered are 7th and 8th), high (if grades covered fall completely within the 9th - 12th grade range), elementary/middle (if grades span both the elementary and middle level), middle/high (if grades span both the middle and high level), and elementary/middle/high (if grades span the elementary, middle and high levels). This classification follows DCPS’s criteria for identifying single-level categories (elementary, middle and high schools), and incorporates mixed-level categories, which are quite common among charters. Each charter school has a statement that describes its mission or program focus. Mission statements come from the schools’ web sites, SPR’s, and FOCUS. Based on them we have classified thematic foci into the following six categories: arts, civics, core curriculum 9 (henceforth, core), language, math and science, and vocational. Appendix II lists the charter schools in our sample, their statements and the focus we assigned to each. 2.2 Descriptive Statistics The population in Washington, DC peaked in the 1950s at about 802,000, and declined steadily until 2000, when population was approximately equal to 572,000. The last ten years have witnessed some population gains, as the estimated 2009 population is approximately equal to 600,000. In particular, the population is estimated to have grown from 577,000 in 2003 to 588,000 in 2007.10 The racial breakdown of the city has changed as well over the last two decades, going from 32, 66 and 5 percent White, Black and Hispanic in 1990 to 40, 55 and 8 percent respectively in 2007.11 Despite these changes, the city remains highly segregated by race and income. In 2006, median household income was $92,000 for whites, $34,500 for blacks (21st Century School Fund et al, 2008). 2.2.1. Basic trends In 2007, 57 percent of students attended public schools, 22 percent charter schools, and 22 percent private schools.12 Though the private school enrollment share is substantial, in this draft we focus on public and charter schools exclusively. We will include private schools in future drafts. Hence, in what follows “total enrollment” refers to the aggregate between public and charter schools (i.e., total enrollment in the public system), and shares are calculated relative to this total. 10 Source: Population Division, U.S. Census Bureau. Estimates released on March 2009. These percents do not add to 100 because “Hispanic” is an origin and not a race. Hence, a “Hispanic” person may be counted as black or white from the point of view of ethnicity, and as having a Hispanic origin from the point of view of origin. 11 12 Own calculations, based on data from OSSE and the Private School Survey. Our analysis of the Private School Survey data between 03 and 07 indicates that the number of children enrolled in private schools remained roughly constant during this period. 10 In national assessments, DC public schools have ranked consistently at the bottom of the nation in recent years. For instance, in 2009 the percent of 4th or 8th graders who are at or above the proficiency level in reading according to the National Assessment for Educational Progress was higher in all 50 states than in DC (similarly for math). Perhaps this explains why charter schools have grown rapidly in DC since their inception in 1996. During our sample period alone, the number of charter school campuses almost doubled, going from 31 to 59 (see the top line in Figure 1), whereas the number of public school campuses declined slightly as a result of a few closings and mergers (see Table 2). Even though total enrollment in the public system has declined over time,13 enrollment in charter schools has risen (see Figure 2), and the enrollment share of charters has risen from 16 to 28 percent (see Figure 3). As Table 1 shows, Blacks and Hispanics account for almost all the enrollment in the public system, although charters tend to enroll proportionately more Blacks and fewer Hispanics than public schools. They also tend to enroll a higher fraction of low-income students. Moreover, they tend to locate in neighborhoods (Census tracts) with lower average household income (see, also, Figure 4). On average, achievement is very similar in public and charter schools. Note that public schools are highly heterogeneous, as are charters. 2.2.2. Variation by grade level and focus As column (1) Table 3 shows, about two thirds of public schools are elementary. In contrast, 43 percent of charter campuses are elementary. Furthermore, while only 4 percent of public schools mix levels, about a third of charter campuses do. In general, elementary schools are smaller in terms of enrollment than middle schools, which are in turn smaller than high schools. Nonetheless, at every level charters are smaller than public schools. During the sample period, 55 percent of charter enrollment corresponds to preschool through 6th grade, 19 percent to grades 7 and 8, and 26 percent to grades 9 through 12. Figure 3 breaks the charter market share down by these three categories. Importantly, the charter share 13 The population of children aged 5-17 declined by about 5,000 between 2003 and 2007 according to estimates from the U.S. Census Bureau (estimates released on March 2009). Since the number of children enrolled in private schools has remained roughly constant over this period (own calculations based on the Private School Survey), the enrollment decline in the public system is most likely due to the decline in school-aged population. 11 differs greatly among individual grades (see Figure 5), a feature of our data which we intend to exploit in the estimation. It peaks for 7th grade, followed by 6th and 8th grade. Among the remaining grades, there is a peak for kindergarten. During our sample period, market share has grown the most for early childhood and middle school grades. It is quite common for charter schools to add grades over time until completing the grade coverage stated in the charter. For instance, a school’s charter may state that in a few years the school will offer kindergarten through 5th grade, yet the school may open with kindergarten and first grade, add second grade the following year, third grade the year after, and so on. In fact, of the 30 campuses that entered between 2003 and 2006, 26 added grades during the sample period. While most additions were at the top (in the example above, adding second grade the second year of operations), some of them were at the bottom (as it would be the case if in the example above, the school added prekindergarten). The variation in charter share across grades raises the questions of whether the student body varies across grade levels. The answer to this question is yes, as Table 4 shows. In general, middle and high schools have higher concentrations of black and Hispanic students than elementary schools yet lower fractions of low-income students. Reading and Math proficiency decline with the school level. Middle and high schools, in turn, tend to be located in Census tracts with higher average income than elementary or elementary/middle schools. While charters replicate some of these broad patterns, they also differ in that a full 72 percent of high-school students are low-income (as opposed to only 58 percent among public school students). Interestingly, whereas public schools surpass charters in reading and math achievement at the elementary level, the reverse happens at the other levels. The gap between public and charter proficiency is greatest at the middle school level – while approximately 40 percent of middle school students are proficient in public schools, more than 50 percent are in charter schools. Moreover, charters achieve their highest proficiency with middle- and elementary/middle-school students. As column (1) of Table 5 shows, over the sample period approximately 60 percent of the campuses offered a core curriculum. Among the remaining campuses, the most popular foci are language, arts and vocational. However, this pattern of program specialization differs by level. While 56 and 74 percent of elementary and middle schools offer a core curriculum respectively, 12 only 21 percent of high schools do. Among the mixed-level charters, elementary/middle and elementary/middle/high charters are almost exclusively devoted to a core curriculum, but only 29 percent of middle/high schools offer one. Moreover, language and arts are the more popular foci after core among elementary schools, yet vocational and civics play this role among high schools. As expected, different foci attract different students (see Table 6). For instance, language charters (usually focused on Spanish) tend to attract more Hispanic students. At the elementary and middle school level, math and science charters attract lower fractions of low-income students than the other foci, though the reverse happens at the high school level. At the high school level, vocational charters have the highest fraction of low-income students. At the middle and high school level, students in math and science charters outperform students in other charters both in math and reading. If one excludes math and science, the highest average achievement corresponds to core schools at the elementary and middle-school level, and both to core and civics charters at the high school level. While average achievement is very similar for public and charter schools, the topperforming public and charter schools are quite different (see Table 9). The top-performing charter schools are located in much poorer Census tracts, enroll poorer students and are chosen by much larger fractions of African-American students than the top-performing public schools. Interestingly, they offer a core curriculum. 2.2.3. Relocations, closings and multiple-campus charters A few campuses have relocated during our sample period (see Table 7). According to the SPR’s, most of these campuses started out in a temporary location while they were renovating or preparing their permanent facilities, and then moved there. The median distance move is 1.91 miles. Nonetheless, charters that plan to relocate usually inform parents of their plans ahead of time, so that the families can plan accordingly. Furthermore, six campuses (and four schools) closed during our sample period, and six additional campuses have closed since 2008. Of the closings that took place during our sample period, four were due to mismanagement and correspond to schools authorized by the Board of 13 Education. The two other closings were due to academic reasons and correspond to schools authorized by PCSB. As Table 8 shows, our sample includes 45 schools and 63 campuses. In general, multicampus charters run multiple campuses for the sake of serving different grade levels. For instance, Friendship has two elementary school campuses (Southeast Academy and Chamberlain), one elementary/middle school campus (Woodridge), one middle school campus (Blow-Pierce), and one high school campus (College). The 10 multi-campus schools in our sample accounted for by 26 campuses and 46 percent of the charter enrollment during the sample period. Multi-campus schools tend to focus more on a core curriculum (70 percent of them do, v. 54 percent among single-campus schools) and to enroll slightly more African-Americans (89 percent of their students are African-American, relative to 82 percent among single-campus schools). A slightly higher fraction of their students is proficient in Reading or Math (39 and 37 percent in single-campus charters v. 40 and 40 percent respectively in multi-campus charters). 2.2.4. Early v. recent entrants Given our focus on charter entry, an important question is whether the 27 campuses that entered before our sample period (“early entrants”) are systematically different from the 37 campuses that entered during our sample period (“recent entrants”). As Table 10 shows, these two groups are indeed different along a number of dimensions. Recent entrants tend to be smaller and more concentrated at the elementary or middle school level. They are also more likely to belong to a multi-campus charter organization. They enroll lower fractions of blacks and low-income students, and their achievement is lower on average. They are also less likely to offer a core curriculum. To summarize, our data set is unique and draws from a variety of sources. It has not been compiled or used by any other researcher before. Moreover, it features a rich variation over time and across schools that will help us identify the parameters of our model. In the next section we formulate the model. 14 3. Model In this section we develop our model of charter school entry and equilibrium. In this model, the economy is Washington, D.C. We divide the economy into neighborhoods. Each neighborhood has either a charter or a prospective charter school entrant. An existing charter school makes a decision of whether to continue operation or exit. A prospective charter school entrant chooses which grades to serve and the best thematic focus for the location in case of entering, and then decides whether to enter. There is a discrete set of potential grade levels (e.g., elementary, middle, etc.) and thematic foci (e.g., math and science, arts, etc.) from which the entrant can choose. The prospective entrant forecasts demand and revenue under each configuration and enters if the expected net revenue is positive.14 Public schools in the model are passive;15 the prospective entrant takes the locations, grades served, and thematic foci of public schools as given. Households must choose among the public schools available given its residential location, and the charter schools (all of which are available, since charter schools have no residence requirements).16 For a given location, the prospective entrant forecasts its revenue based on a model of household choice that predicts the clientele that would be attracted with each potential thematic focus in competition with the incumbent public schools in that location. The prospective entrant confronts uncertainty about its own quality in the form of an unknown shock that will affect demand if it should enter. The model thus has two stages, an entry stage and a household choice stage. Since the latter is used in the former, we begin by presenting the model of household choice of school. Our school choice framework follows closely the model of Bayer and Timmins (2007). 14 A potential extension is to have a charter school authorizer that imposes a minimum threshold for net revenue to internalize the externalities that a failing school imposes on its students. 15 Between 1992 and 2007, DCPS had seven superintendents. This high turnover, coupled with financial difficulties and instability, suggest that DPCS did not react strategically to charters during our sample period. 16 At the moment we are not modeling out-of-boundary enrollment in public schools, though we will do so in future versions. During our sample period, approximately 18 percent of public school students attend and out-of-boundary school. 15 3.1 School Choice and Market Equilibrium A student i is described by the tuple ( g , d , ) , where g 1, , G is the grade of the student, such that students in grade g only choose from schools offering the corresponding grade. d d1 , , d K is a collection of vectors to describe a set of K discrete demographics, taking values of 0 everywhere except a 1 in the place corresponding to a particular demographic. Our data contain ethnicity and poverty status. 1, , L is the location of the household in one of the L possible areas of the school district. In our empirical application, each location corresponds to a census block group. Let j and t subscripts denote respectively a school and year. A student’s school choice depends on several variables: X j denotes school characteristics that result from a school’s decisions, such as the type of thematic focus used in the curriculum. Henceforth, for presentational clarify, we will refer to X j as focus. Yij reflects characteristics of the match between the household and a school, such as the distance from the household to the school, and whether the household is “in-boundary” or “out-of-boundary” for a particular school. jt represents endogenous student peer characteristics of the student body at the school that are a result of aggregate household choices, such as the demographic composition of a school. These peer characteristics naturally change over time as students’ school choices change. ijgt an idiosyncratic utility shock. While both X j and jt represent school-specific characteristics, an important distinction is that X j is chosen by the school, whereas jt results from household choices. The household utility function is then: 16 1. U ijgt jgt ijgt ijgt where jgt is the mean utility over households with children eligible for that school and grade and μijgt is a household-specific deviation from the mean school-grade utility. In what follows we discuss each of these components. The mean utility component of a school and grade is common to all students, and depends on school and peer characteristics as follows: 2. jgt Q jt1 X j 1' jt1' 'jgt Here, 1 is a scalar parameter and 1 and 1 are vectors of parameters, and jgt is a demand shock for school j grade g at date t. Variable Q jt is school quality, determined as follows: 3. Qjt X j 1" jt1" X j jt "j "jt In this equation, school quality is a function of school characteristics (focus X j and peer composition jt ), their interaction, and school productivity shocks j and jt (note that j is a time-invariant school shock, and jt is a productivity shock for school j at date t). The interaction of X and captures the fact that a particular thematic focus may be more suitable to some students than others.17 We can think of school quality as the expected achievement for children in the school. In our empirical application we take the average of math and reading proficiency rates to proxy for a school’s quality. Substituting (3) into (2), we obtain: 4. jgt X j 1 jt1 X j jt jgt where the coefficients can be expressed as: 1 1' 1" 1 1' 1" ' jgt jgt 1 "jt "j Hence jgt impounds both a demand and a productivity shock. In a particular period jgt is the sum of a time-invariant mean school shock (e.g., the mean quality of the teachers across all 17 It is possible to derive equation (3) by starting from an individual-level model of achievement (where achievement is a function of individual characteristics, school focus and demographics, school productivity shock, the interaction between individual characteristics and school focus and demographics, and an individual idiosyncratic shock), then aggregating it up to the school level and taking expectations of the school-level aggregate. Detailed notes are available from the authors. 17 grades), a school-time specific deviation from this mean (e.g., differences over time in the quality of the facilities), and a school-time-grade deviation (e.g., differences from year-to-year in the quality of teachers across grades). Note that the peer characteristics enter utility at the school level as opposed to the grade level. We do not expect significant variation to exist within a school across grades over basic demographic variables, and our data lack information on such characteristics by grade level. Parents observe jgt at the time they make their school choice decisions. However, potential entrants do not observe it at the time of their entry decision. Thus, a prospective entrant commits to the process of opening a school in the face of substantial uncertainty and well before any parents make school choice decisions. However, by the time the entrant has been authorized to open and begins to recruit students, much uncertainty has been resolved. For instance, new charters conduct aggressive neighborhood searches, community meetings with parents, open houses, etc., in order to advertise their services and recruit students. Hence, when parents choose a school for their children they have much better information on the school’s chances for success than the prospective entrant did at the entry stage. This asymmetry results from the timing of decisions, as parents make their school choice after the entrant decides whether to enter. We capture the asymmetry by assuming that the entrant does not observe jgt at the entry stage, yet households and the entrant observe it at the households’ school choice stage. Given suitable instruments, the parameters of (3) can be estimated by a school fixedeffects regression of proficiency rates on school demographics, focus and interactions between demographics and focus. This regression estimates the productivity effects of school characteristics (including the shocks). In addition, as we explain in Section 4, by relying on market shares for each school, grade and time we can estimate the parameters 1 and 1 in (4). These parameters impound both taste and productivity effects of peer and school characteristics respectively. Parameter 1, which measures the weight on school quality relative to preferences for school characteristics, is not identified. We note that the identification of peer effects in (4) rests heavily on the assumption that there are no unmeasured peer characteristics. Next we discuss the household-specific component of utility: 5. ijt Yij 0 di X j 0 di jt 0 18 Note that the interaction of X j and d i captures the variation in attractiveness of a school’s focus across students of different demographic groups. The interaction of d i and jt captures the potential variation in preferences for school peer characteristics across different demographic groups. Note that the setup above captures an interesting potential conflict between school characteristics that enhance productivity and school characteristics that attract students. For example, a long school day may enhance achievement, but parents and students may not like the longer day. The former would be captured in (3). The latter would be captured by 1 in (2) and possibly 0 in (5). With a slight abuse of notation, let X , Yi , t and t denote concatenation of the corresponding school-specific vectors X j , Yij , jt, and jgt, and let D be the collection of student demographic variables. Let J t denote the set of schools available to a given household in period t and let J tg denote the subset of schools offering grade g. A household chooses from among the set of schools J tg that are relevant depending on the age of the student to maximize its utility: arg max U ijgt jJ tg Assuming the idiosyncratic error terms in equation (1) are i.i.d. type I extreme value, we can integrate over these shocks to form the probability that household i chooses school j in grade g at date t: Pijgt X , Yi , di , t , t ; exp jgt ijgt J tg 1 exp kgt ikgt k 1 Let h( d , ) be the joint distribution of students over demographics and locations, and h(d , | g ) be the joint distribution conditional on a particular grade. Aggregating over all households yields equilibrium enrollment shares, sjgt, and equilibrium values of each of the peer characteristic, kjt, 19 in each school j for each date t: s jgt Pijgt ( X , Yi , di , t , t , it )dh( d , | g ) k jt d ik Pijgt ( X , Yi , di , t , t , it )dh(dik , | g ) g, Pijgt ( X , Yi , di , t , t , it )dh(dik , | g ) , k . g , dik , where dik is an indicator that a household belongs to a particular demographic. We will discuss how we match the empirical counterparts of the above quantities to those predicted by the model in Section 4. 3.2 Charter Schools We distinguish between potential entrant and incumbent charter schools. Apart from the actual decision to enter, the main differentiating factor is that entrants are uncertain about their mean demand shocks. 3.2.1 Entrants The prospective entrant j at location uses the preceding model to predict its enrollment share for each potential school configuration: school focus Xj. and grades served G j . Recall there is a one-to-one correspondence between an entrant and a location since each unoccupied location holds one prospective entrant. For the purpose of estimation, we classified each school as serving a particular grade level (e.g., elementary, middle) according to the set of grades the school served at the end of our sample period. This is because when requesting authorization, prospective entrants must specify the full set of grades they intend to serve. A prospective entrant is uncertain about the precise value of its school-specific demand realization j (the assumption that it does not observe jgt means that it does not observe any component of this shock, which is why he does not observe j ). Although the prospective 20 entrant does not observe its shock, he knows the distribution of shocks in the population of potential entrants. Further, we assume the distribution of shocks is common knowledge to the set of potential entrants. Although the entrant does not know its demand shock, it can form a belief about it based on elements such as neighborhood searches for students, conversations with parents, etc. The entrant’s belief about its demand shock (and hence about its potential success) is denoted by jgt . In each period a potential entrant observes a signal of their demand shock of the following form: jgt jgt jt , jt N (0, 2 ) where jt is a noisy shock to the mean quality signal and 2 represents an entrants degree of uncertainty over their beliefs. Entrants must integrate over this uncertainty when making their entry, thematic focus, and grade level decisions. For simplicity, we assume the noisy shocks to charters’ beliefs are distributed normally. We denote the distribution of the perceived demand shocks, jgt , for entrants to be w( ; ) . The normality assumption on the distribution of jt implies that jgt w( ; ) N ( jgt , 2 ) , such that the distribution of a charter’s beliefs about its demand shock also follows a normal distribution centered at their unbiased belief jgt . In our estimation, we set jgt jgt , such that a school’s belief is equal to the realized value of its shock. Potential entrants know the quality of incumbent schools, but are also uncertain about the school-specific demand shocks of other potential entrants in different locations---since charter schools can accept students from anywhere in the district, the demand shocks of entrants in other locations can affect the realized enrollment for the current potential entrant. The entrant has observed past realizations of shocks from this distribution, and so assumes potential entrants’ shocks will be equal to the mean of this distribution, . We assume potential entrants do not act strategically with respect to other entrants’ decisions.18 18 There is little evidence, anecdotal or otherwise, that prospective charter schools are strategic in their entry decisions with respect to other entrants’ decisions in the same period. This assumption allows us to avoid the complications associated with estimating a game of strategic interaction between the entering charter schools. 21 Note that the subscripts imply that this distribution varies over grades and can change over time. Hence, the entrant forms the following expectation of its enrollment share for each possible choice of X j : E s jgt | X j s jgt ( X j , X j , Y , D, , j , j ) w( j ; )d j 7. j E kjt | X j kjt ( X j , X j , Y , D, kjt , j , j ) w( j ; ) d j j Let Rg denote the reimbursement per student in grade g that a charter school obtains, and let V ( X j , G j ) denote variable costs and F ( X j , G j ) fixed costs associated with focus Xj and choice of which grades to serve G j . Charter schools face different decisions depending on their status. A prospective entrant in a given location, choosing its thematic focus X j and set of grades to offer G j , will enter if its maximum attainable expected revenue net of fixed and variable costs is non-negative: G j 8. E max N gt E s jgt | X j Rg V ( X j , G j ) F ( X j , G j ) 0 X j ,G j g 1 e jt where N gt is the number of students eligible for grade g. The school district adjusts the base reimbursement per student for inflation each year but otherwise reimbursements have largely stayed constant over time. Thus a key reason a school would enter in one period versus another is that expects to receive high enough demand shocks in one year to yield a sufficient supply of students. This concludes the description of prospective charter entrants, and so we next discuss how incumbent charter schools decide whether to stay in their present location, move to a new location, or exit the market entirely. 3.2.2 Incumbents Having previously entered, an incumbent school no longer faces uncertainty over the value of its demand shocks. In addition, incumbent schools do not change their thematic focus or their grade levels. An incumbent charter school decides whether it will continue operation with its current 22 focus or not, and if so, whether to stay in the current location or move. An incumbent charter will remain in operation if its expected revenue net of variable costs is non-negative. Gtj E ijt | X j N gt s jgt Rg V ( X j , G j ) 0 g 1 An incumbent school may also change location. For simplicity, we assume an incumbent charter school has a single alternative location that emerges exogenously. The charter school may relocate from j to ℓ if alternative ℓ has net revenue gain sufficient to offset relocation cost mjℓ: 9. E it E ijt 1 m j 4. Estimation This section describes our strategy to estimate the household choice and school choice sides of the model. For now, we estimate the household choice model first, taking their preference parameter estimates given when estimating school’s parameters. 4.1 Demand Estimation We formulate household’s decisions as a discrete choice problem and estimate the model’s parameters using an approach based on Berry, Levinsohn, and Pakes (1995). An important point of departure is our inclusion of the endogenous peer characteristics of each school. BLP allows for endogeneity in prices but assumes all other observed product characteristics are exogenous. In our setting, the peer characteristics are the result of aggregate student choices, such as the fraction of a school’s student body that is low income or a particular ethnicity. The peer characteristics are an equilibrium outcome yet simultaneously determine aggregate choices and represent an additional source of endogeneity. These endogenous school characteristics are similar to the local spillovers in the Bayer and Timmins (2007) model of sorting. Our data are a panel of markets over time because we consider each grade as a separate “market.” This generates variation in the choice set across households within a time period. To form the necessary moment conditions, we must first calculate a school’s predicted enrollment 23 share. Conceptually, we can think of each location being inhabited by a representative household from each grade g with demographic profile d i . Given that we possess an estimate of the distribution of households over locations, grades, and demographics, the model’s predicted enrollment share is: sˆ jgt Pijgt X , Yij , di , t , t ; h(dik , | g ) L K 1 k 1 The equilibrium enrollment shares for the students simultaneously determine the levels of the student peer characteristics: G jt 10. ˆ k jt L d P ik ijgt g 1 1 G jt L K X , Y , d , , ; h( d ij i t t ik P X , Y , d , , ; h(d g 1 1 k 1 ijgt ij i t t ik , | g) , | g) Although we are able to impute local demographics according to grade level, we only observe student peer characteristics at the school level. ˆ kjt is the model’s predicted value of the peer characteristic using the observed value kjt of the peer characteristic. We appeal to rational expectations on the part of households to use the observed value on the right-hand side of equation (6). In general we do not expect the model to perfectly predict the peer characteristic, implying a measurement error exists that relates our predicted and observed peer characteristics. Taking this error into account and substituting observed enrollment shares into the denominator of (6), the observed peer characteristic is kjt 1 s jt P X ,Y , d , L 1 ijgt ij i k jt , t ; h(dik , | g ) u kjt ˆ kjt u kjt Our basis of estimation, as in BLP, is the conditional moment condition E jgt | Z , X 0, where Z is a set of instruments that are assumed conditionally independent of the demand shocks. The instruments in our application are critical because schools and households likely 24 observe numerous factors that influence household school choice but are unobserved by the econometrician. To this moment we add a condition relating the observed and predicted peer characteristics. Under the assumption that conditional on observables the error term u kjt is mean zero, the peer characteristic moment condition is: E u jt | Z , X 0, k . For estimation, we stack the moments above into a single vector. The respective sample moment conditions average, as appropriate, over time periods, grades, and schools: m1 ( , Z ) 1 T G 1 TG t 1 g 1 J tg m2 (u, Z ) 1 T 1 T t 1 J t J tg j 1 Jt u j 1 jt jgt h( Ztj ) h( Z tj ) To estimate the model, we reformulate the problem as a mathematical program with equilibrium constraints (MPEC). Dubé, Fox, and Su (2010), building on Su and Judd (2010), show how to estimate the aggregate demand model in BLP as a constrained optimization problem that simultaneously calculates the mean utilities and estimates the utility preference parameters. Thus, a key benefit in following the MPEC approach is that we avoid numerically inverting the market shares to obtain the mean utilities within a nested optimization, which significantly improves the speed and robustness of estimation. We briefly describe the method below and direct the reader to Dubé, Fox, and Su (2010) for details. Let S and be the observed market shares and observed peer characteristics stacked in vector form across years t, schools j, and grades g. The MPEC objective function minimizes an analog of a GMM objective subject to a set of constraints: min , , s.t. 'W S s , ; ; m , u , In contrast to the nested fixed point optimization in BLP, the MPEC algorithm simultaneously searches over values for the demand shocks and preference parameters . Given values for 25 these, we can calculate the predicted market share. The first constraint ensures the observed enrollment shares S match the enrollment shares predicted by the model given values for the preference parameters, demand shocks, and peer characteristics. The second constraint enforces the necessary equilibrium condition that observed peer characteristics match expected peer characteristics. We plug-in the observed values of the peer characteristics into consumer’s utility functions, so we are searching for parameter values that make the predicted peer characteristics consistent with their observed counterparts. The third constraint is used to simplify computation by converting the objective function into a quadratic form in λ. 4.2 Supply Estimation A charter school entrant chooses among a discrete set of alternatives consisting of whether to enter or not, and conditional upon entry, a thematic focus. Entrant charter schools are uncertain over their mean demand shock, which we express as TBD A charter school imperfectly measures its profits when making decisions, introducing an error term: E ejt E ejt jt The probability that a charter school enters and chooses a thematic focus x jt is: exp E ejt | x jt P( X jt x jt ) 1 exp E ejt | x j 't x j 't Need to build in the integration with the beliefs parameter, and indicate decisions in some way. Recall our assumption that a potential entrants exists in each location L . Then we form a loglikelihood function jointly over all time periods and locations such that T L LTL ( ) Pr( X ) t 1 l 1 4.3 Identification and Instruments 26 In most empirical IO settings, price is the sole endogenous product characteristic. In contrast, we must address the endogeneity of school entry and (potentially) multiple peer characteristics. A school’s decisions to enter a specific location and choose a thematic focus are likely influenced by the local factors observed by the school and households but unobserved by the researcher. We consider several instruments to resolve the endogeneity of grade choice, thematic focus, and demographic composition. First, we use data on businesses and employment from the County Business Patterns. This database provides zip-code level data annually on employment by industry and firm size. We specifically use data on local employment in industries where we would expect schools to prefer to locate away from, such as drinking establishments (e.g., bars and nightclubs) and heavy industries. Second, demographic information from the 1990 Census pre-date the charter school movement in Washington DC and are clearly correlated with the demographics in our data. Third, similar to demographics, characteristics of the housing stock (age, condition, density, multi-family) should also be relevant for schools’ demographic compositions today. [To be completed] 4.4 Discussion and Shortcomings In translating our theoretical model to one that we can estimate empirically, we are forced to make a variety of assumptions and simplifications. Some of these assumptions have already been stated explicitly in the text so far, although others are implicitly buried in our model’s formulation. In this subsection we highlight what we believe to be the key assumptions and discuss their implications. One important shortcoming is the role of charter authorizers. First, we do not explicitly model the charter authorization process. We lack adequate data to be able to accurately recover the rules authorizers use to evaluate charters. A second issue is that, although the PSCB acted as the main charter authorizer for most schools in the district, the BOE was still responsible for authorizing some schools in a number of years. Our concern is that the observed set of charter schools might be subject to some unobserved selection criterion due to the authorizers. If each 27 authorizing agency used the same evaluation rules and charter schools randomly applied to one of the authorizers, than the presence of two authorizers would not pose a problem. However, it is unclear whether the PSCB and BOE used the same standards to evaluate potential charters, and if prospective entrants new about some of these differences, then an entrant could strategically apply to one versus the other. This unaccounted for selection effect could lead our supply-side estimates to be biased in some way. A second shortcoming is that many charter campuses are administered by the same charter entity, i.e., some charters operate multiple campuses much like a retail chain while others are independent, single-campus entities. A few of these chains (e.g., Knowledge Is Power Program, KIPP) are highly successful and likely benefit from operating multiple locations, both in terms of reducing startup costs and improving education quality. Our model does not account for multicampus charters, and thus ignores the potential synergies that some schools enjoy as part of such a chain. [To be completed] 5. Results Counterfactuals 6. Changes in funding Facilities No special theme allowed Changes in transportation funding Student targeting through charters Changes in accountability requirements Conclusion First theoretical and structural treatment of charters 28 • • • Equilibrium Endogenous product quality Post-entry outcome Significant policy interest in charter schools 29 References Bayer, P. and C. 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(forthcoming), “Achievement and Behavior of Charter Students: Drawing a More Complete Picture," Review of Economics and Statistics. ________ (2009), “The Effect of Charter Schools on Achievement and Behavior of Public School Students”, Working paper, University of Houston. National Alliance for Public Charter Schools (2010), “How State Charter Laws Rank Against the New Model Public Charter School Law,” January, downloaded from www.publiccharters.org. Rincke, Johannes (2007), “Policy diffusion in space and time: The case of charter schools in California school districts,” Regional Science and Urban Economics, 37, 526–541. Sass, Tim R. (2006), “Charter Schools and Student Achievement in Florida," Education Finance and Policy, 1 (1), 123-138. Su, C.-L. and K. L. Judd (2010), “Constrained Optimization Approaches to Estimation of Structural Models,” Working paper, University of Chicago Booth School of Business. Weiher, Gregory R. and Kent L. Tedin (2002), “Does Choice Lead to Racially Distinctive Schools? Charter Schools and Household Preferences," Journal of Policy Analysis and Management, 21 (1), 79. Zimmer, Ron and Richard Buddin (2003), “Academic Outcomes," in Charter School Operations and Performance, RAND, pp. 37-62. 31 TABLE 1 Demographics and Achievement at Public and Charter Schools Avg. Percent White Percent Black Percent Hispanic Pct. Low Income Reading Prof. Math Prof. Tract Income 4.86 83.37 10.04 66.22 41.61 41.67 $54,000 All Schools 10th pctile. 0 41.61 0 30.07 15.84 13.51 $28,200 90th pctile. 21.36 100 31.64 89.32 72.97 73.98 $98,400 Public Schools 10th 90th pctile. pctile. 5.60 0 22.50 81.82 36.79 100 10.61 0 35.09 65.09 27.44 88.70 41.55 14.70 77.52 41.54 12.99 76.10 $56,300 $29,300 $136,600 Avg. Charter Schools Avg. 10th 90th pctile. pctile. 2.19 0 4.00 89.03 58.00 100 7.98 0 26.00 70.34 50.00 95.00 41.83 25.32 63.39 42.18 21.05 66.78 $46,000 $25,600 $65,600 Notes: The unit of observation is a campus-year. “Reading Prof.” is the percent of students who are proficient in Reading. “Tract income” is the average household income in the Census tract where the school is located. TABLE 2 School Openings and Closings Public School Campuses Year Open Closed Merged 2003 0 0 0 2004 1 (1) 1 (1) 0 2005 0 5 (5) 0 2006 0 0 1 (1) 2007 0 0 1 (1) Charter School Campuses Open Closed Merged 4 (4) 0 0 9 (8) 1 (1) 0 9 (9) 1 (1) 0 8 (7) 1 (1) 0 6 (6) 3(1) 0 Notes: each cell indicates number of campuses; number of schools is in parentheses. For instance, in 2004 9 charter campuses and 8 new charter schools opened. The three campuses of Washington Academy were taken over by Howard Road in Spring 2008. In this table we count them as three campuses (and one school) that close in 2007. 32 TABLE 3 Grade Levels at Public and Charter Schools Percent Elementary Elementary/Middle Middle Middle/High High Elem./Middle/High (1) 68.62 4.28 14.41 n/a 12.70 n/a Public Schools Pct. of Avg. Students Enrollment (2) (3) 58.03 315 4.96 432 15.23 394 n/a n/a 21.78 639 n/a n/a Percent (4) 42.61 20.87 11.74 6.09 14.78 3.91 Charter Schools Pct. of Avg. Students Enrollment (5) (6) 30.79 226 23.17 347 12.56 334 6.85 352 19.55 413 7.08 566 Notes: The unit of observation is a campus-year. For instance, on average during the sample period 68.62 percent of public schools are elementary, 4.28 are elementary/middle, 14.41 are middle, and 12.70 are high schools. Among public school students, on average 58.03 percent attend elementary schools, 4.96 attend elementary/middle schools, etc. 33 TABLE 4 Demographics and Achievement at Public and Charter Schools, by Level Avg. Pct. White Avg. Pct. Black Avg. Pct. Hispanic Avg. Pct. Low Income Avg. Pct. Proficient Reading Avg. Pct. Proficient Math Avg. Tract Hh. Income Elem. 6.38 80.40 11.30 68.96 46.18 45.29 $54,000 All Schools E/M Middle 2.57 4.00 90.20 85.25 6.56 9.08 71.14 65.71 42.44 39.95 43.69 38.83 $40,700 $61,000 High 3.30 85.11 9.73 57.61 31.89 35.25 $56,500 Elem. 6.85 79.70 11.41 68.32 46.86 46.08 $54,600 Public Schools E/M Middle 1.43 4.38 91.41 85.19 6.74 8.58 71.31 66.66 36.92 37.21 39.51 35.60 $39,500 $62,300 High 4.07 82.92 10.77 53.94 31.51 34.06 $61,000 Elem. 3.15 85.20 10.55 73.33 41.49 39.84 $50,000 Charter Schools E/M Middle 3.46 2.32 89.25 85.52 6.42 11.29 71.01 61.53 46.75 52.03 46.94 53.07 $41,600 $55,513 High .16 93.97 5.54 72.47 33.44 40.06 $39,000 Notes: The unit of observation is a campus-year. “Elem.” and “E/M” denote elementary and elementary/middle school, respectively. Weighted averages; weight is school-level enrollment. 34 TABLE 5 Program Foci at Charter Schools Focus Core Language Arts Vocational Civics Math and Science All Levels (1) 61.30 11.30 9.57 7.83 6.52 3.48 Elem. (2) 56.12 22.45 20.41 0 0 1.02 E/M (3) 97.92 2.08 0 0 0 0 Middle (4) 74.07 11.11 0 3.70 3.70 7.41 M/H (5) 21.43 0 14.29 35.71 28.57 0 High (6) 20.59 0 0 35.29 29.41 14.71 E/M/H (7) 100 0 0 0 0 0 Notes: the unit of observation is a campus-year. “Elem.”, “E/M”, “M/H” and “E/M/H” denote elementary, elementary/middle, middle/high and elementary/middle/high school respectively. For instance, among elementary charter campuses, on average 56.12 percent focus on a core curriculum, 22.45 percent on language, etc. 35 TABLE 6 Student Demographics and Achievement by Program Focus and Level a. Elementary Schools Arts Core (1) Avg. Percent White Avg. Percent Black Avg. Percent Hispanic Avg. Percent Low Income Avg. Pct. Proficient in Reading Avg. Pct. Proficient in Math Avg. Tract Hh. Income Language (2) 3.98 90.13 4.74 69.60 43.73 43.08 $52,800 .65 94.57 4.28 84.40 36.98 31.50 $38,700 (3) 3.54 44.06 50.65 73.80 37.49 38.46 $56,800 Math and Science (4) 0 96.00 2.00 46.00 58.41 33.63 $30,800 b. Middle Schools Civics Core (1) Avg. Percent White Avg. Percent Black Percent Hispanic Avg. Percent Low Income Avg. Pct. Proficient Reading Avg. Pct. Proficient Math Avg. Tract Hh. Income 0 68.00 32.00 90.00 30.43 28.26 $63,800 Language (2) 2.59 85.83 10.67 60.49 52.88 54.47 $57,200 (3) 0 55.02 44.79 92.22 25.56 16.06 $59,600 Math and Vocational Science (4) (5) 0 0 96.44 100 2.56 0 54.34 92.00 59.29 21.43 58.07 20.00 $30,800 $30,500 c. High Schools Avg. Percent White Avg. Percent Black Avg. Percent Hispanic Avg. Percent Low Income Pct. Proficient Reading Avg. Pct. Proficient Math Avg. Tract Hh. Income Civics Core (1) (2) .50 76.37 22.31 69.92 38.07 43.39 $35,300 0 99.24 .51 65.78 33.82 44.11 $34,900 Math and Vocational Science (3) (4) .30 .06 99.00 98.94 .52 .94 100 73.14 46.73 19.24 55.26 18.02 $31,900 $56,600 Note: Unit of observation is a campus-year. 36 TABLE 7 Number of Charter Campuses that Move Year Number of Campuses 2004 2005 2006 2007 39 47 54 59 Number of Campuses that Move 3 5 7 4 Note: unit of observation is a campus. For instance, 3 of the 39 campuses in 2004 have a different location than in 2003. TABLE 8 Number of Campuses per School Number of Campuses per School 1 2 3 5 Total Number of Schools 35 4 5 1 45 Note: unit of observation is a charter school organization. Since the number of campuses changes over time for some schools, the table depicts information pertaining to the highest number of campuses that each school has during the sample period. For instance, 35 charters have one campus, 4 have 2, etc. TABLE 9 High-Performing Schools Public Schools Avg. Tract Household Income $103,700 Avg. Percent White Students 35.56 Avg. Percent Black Students 47.68 Avg. Percent Hispanic Students 10.44 Avg. Percent Low Income Students 25.02 Charters $19,600 .36 98.48 .57 74.21 Note: unit of observation is a campus-year. 37 TABLE 10 Early versus Recent Charter Entrants Number of campuses Avg. Enrollment Pct. Focused on Core Pct. Elementary Pct. Elementary/Middle Pct. Elementary/Middle/High Pct. High Pct. Middle Pct. Middle/High Avg. Tract Hh. Income Pct. belonging to multiplecampus charters Pct. White Students Pct. Black Students Pct. Hispanic Students Pct. Low Income Students Pct. Proficient Reading Pct. Proficient Math Early Entrants 27 450 66.67 14.81 33.33 11.11 22.22 11.11 7.41 $48,800 25.93 Recent Entrants 37 192 56.76 59.46 13.51 0 2.70 18.92 5.41 $50,500 56.76 1.07 92.54 5.94 73.78 42.49 40.49 5.24 85.05 8.55 64.95 40.90 35.55 Note: unit of observation is a campus. Information tabulated here corresponds to the last year that the campus is observed in the data. Weighted averages; weight is enrollment. 38 0 20 40 60 80 100 120 140 FIGURE 1 Number of Public and Charter School Campuses 2003 2004 2005 Y EAR C harter 2006 2007 Public 39 60,000 40,000 20,000 Enrollment 80,000 FIGURE 2 Enrollment in Public and Charter School Campuses 2003 2004 2005 Y EAR Public Enrollment Total Enrollm ent 2006 2007 C harter Enrollm ent 40 0 10 20 30 FIGURE 3 Charter School Enrollment Shares 2003 2004 2005 Y EAR PS-6 9-12 2006 2007 7-8 Total Notes: percentages calculated relative to total enrollment, where total is the aggregate over public and charter schools for all grade levels. The figure depicts shares for preschool through 6th grade, grades 7 and 8, and grades 912. 41 FIGURE 4 Geographic Location of Public and Charter Schools Schools in Washington, DC 2007 % % % % % % % ^ _ %% ^ _ % % % ^% % _ %% % % ^% _ _ ^ % % ^ %_ % ^ _ % % % % % % % % % % ^^ _ ^ _ _ ^^ _ % _ % ^ _ ^ _ ^% _ _ ^_ _ ^^ % % % %% _ ^% % ^_ ^ _ _ ^ % % % ^ _ % ^% ^_ _ % % % % ^% _ ^ _ % ^ _ ^% _ % % % % % ^%% % _ % ^ _ % % % % % ^ _ ^ _ % % ^ _ % % % % % % %_ ^ % ^ _ _ % ^% % % % ^ _ ^% % _ % % %% % % ^ ^% _ _ % % % %% %% ^ _ % ^% % _ _ ^ ^% _ %_ ^% % % ^ %_ %% % ^% _ %% % % % % ^ _ ^ %_ % % ^ _ % % ^ _ % % % % % % Average Household Income - 2000 $0 - $19,999 ^ _ Charter Schools $20,000 - $34,999 % Public Schools $35,000 - $54,999 $55,000 - $89,999 0 2.5 5 Miles $90,000 - $161,000 42 FIGURE 5 Charter Enrollment Share by Grade 50.00% 45.00% 40.00% Percentage 35.00% 30.00% 2003 2004 25.00% 2005 20.00% 2006 15.00% 2007 10.00% 5.00% 0.00% PS PK K 1 2 3 4 5 6 7 8 9 10 11 12 Grade 43 Appendix I: Data Public Schools The starting point for this dataset was audited enrollments from the District of Columbia Office of State Superintendent of Education (OSSE), available at http://osse.dc.gov/seo/cwp/view,a,1222,q,552345,seoNav,|31195|.asp. From here we obtained the list of public schools along with their enrollment for preschool, pre-kindergarten, kindergarten, each grade between 1 and 12, and enrollment of ungraded and adult students. Our list only includes regular schools. This means that relative to the original OSSE list, we have excluded the following: 1. alternative schools 2. special education schools 3. early childhood centers We excluded schools listed as alternative by the OSSE, schools that report their program as alternative in the Common Core of Data (CCD), and schools listed as alternative during the corresponding years by DCPS. We also excluded schools that offer residential programs, such as Ballou Stay and Spingarn Stay. In total, we eliminated 11 alternative schools from the original OSSE lists. We excluded schools listed as special ed by OSSE, and schools that report their own type as special ed in the CCD. Some schools report their type as special ed only during one or two years during our sample period, in which case we called the individual schools to gauge their type and removed them from the data if they were special ed. In total, we eliminated 22 special ed schools from the original OSSE lists. Early childhood centers include one or several of the following: pre-school, pre-kindergarten, and kindergarten, and do not include regular grades. We excluded early childhood centers as long as they never had enrollment in regular grades during the sample period. For instance, if an early childhood center added first grade in 07, then the school was included for all 5 years. Below is the list of information and sources for each school, along with the construction of the corresponding variables: Address: geographic address of the school. The main source for this variable was the CCD. When the address was not consistent over time, we used Google Earth and Google Maps to see whether the different addresses corresponded to the same geographic location or not. If not, we consulted the school’s web site, or called the school to track down the history of its location. In the absence of other information, we used the most recently reported address. We geocoded all addresses. School enrollment: total school enrollment, excluding ungraded and adult students. Source: own calculations based on OSSE. 44 Grade-level enrollment (grades preschool through 12). Source: OSSE. Percent of white students: percent of White students in the school. Source: own calculations based on CCD. For the few cases in which the CCD data was not available, we used the demographics reported to fulfill NCLB requirements (found in http://www.nclb.osse.dc.gov/). Notice, however, that the NCLB requirements pertain to the students enrolled in the grades tested for the sake of NCLB accountability, not to the entire student body. When using the NCLB web site, we computed this percent as the ratio between the number of white students in the grades tested and the total number of students in those grades. Percent of black students, percent of Hispanic students, percent of students of other ethnicities: constructed similarly to percent of white students. Percent of Low Income students: calculated as the percent of students who receive either free or reduced lunch. Source: own calculations based on CCD. For the few cases in which the CCD data was not available, we used the demographics reported in fulfillment of NCLB requirements. Reading proficiency: percent of students who are proficient in Reading. Source: http://www.nclb.osse.dc.gov/. In 03 and 04, proficiency levels were determined according to the Stanford-9 assessment. To be considered proficient, a student was supposed to score at the national 40th percentile or higher. Since 05, proficiency has been determined according to DC CAS (Comprehensive Assessment System). See http://www.nclb.osse.dc.gov/faq.asp for more information. Prior to 05, the grades tested were 3, 5, 8 and 10 (according to the School Performance Reports for PCBS-authorized charter schools, and according to our own calculations comparing grade-level enrollment with number of students tested). Since 05, the grades tested have been 3, 4, 5, 6, 7, 8 and 10 (according to http://www.nclb.osse.dc.gov/aboutayp.asp, School Performance Reports and our own calculations comparing grade-level enrollment with number of students tested). The achievement website, http://www.nclb.osse.dc.gov/faq.asp , reports proficiency for elementary and secondary schools. According to http://www.nclb.osse.dc.gov/faq.asp, schools are classified as elementary or secondary as follows. Since 05, elementary schools are schools with a 3rd and/or 5th grade. If the school goes above the 6th grade it must also have a 3rd grade. Secondary schools are schools with no 3rd and a grade above 6th. Prior to 2006, schools with a wide grade range were required to meet both the elementary and secondary targets. The general rule for most schools was that they were classified as elementary if they had no grade above 6 and as secondary if they had no grade below 5. Schools that did not meet either of these criteria had to meet the targets at both levels. 45 For some schools and years, proficiency data are not available for one of the following three reasons: 1) the school only includes early childhood enrollment; 2) the school only includes grades that are not tested (for instance, the school includes kindergarten and first grade only); 3) the school includes grades that are tested, but enrollment in those grades is below the minimum threshold for reporting requirements. The last reason is the most prevalent cause of missing proficiency. See below for the imputations made in those cases. Math proficiency: percent of students who are proficient in Math. Constructed similarly as reading proficiency. Percent of out-of-boundary enrollment: percent of students enrolled through the outof-boundary process for years 04, 05, 06 and 07 (we do not have information for 03). Source: own calculations based on DCPS data. Year of Opening: year the school opened, if it was not open in 03. Using the CCD “status” variable and web searches we verified the school’s initial year. This is the first year for which we have records. Year of Closing: year the school closed, if it was not open in 07. The variable stores the first year that the school was no longer open. We verified the content of this variable using the CCD “status” variable and web searches. Year of Merge: year the school merged with another school. The variable stores the first year that the school no longer operates separately, which is the first year for which we have joint records. Ethnic composition and low-income status of the student body were missing for 2 and 4 (out of 701) observations respectively; these are schools with very low enrollment. Since ethnic composition varies very little for any given school over time, to the cases of missing ethnic composition we imputed the school’s average ethnic composition over the years for which we do have data. Whenever possible, we imputed the predicted value coming from a school-specific linear trend. Achievement was missing in 16 out of 701 observations. To these observations, we imputed the predicted achievement coming from the regression of school-level proficiency rates on year dummies, ethnic composition variables, percent of low income students, enrollment, and school fixed effects. In cases in which we had no proficiency data for the school at all, we ran a similar regression excluding school fixed effects and including dummies for school level, and used the resulting predicted values for our imputations. Charter Schools As with public schools, the starting point for this dataset was audited enrollments from the District of Columbia Office of State Superintendent of Education (OSSE), available at http://osse.dc.gov/seo/cwp/view,a,1222,q,552345,seoNav,|31195|.asp. From here we obtained the 46 list of public schools along with their enrollment for preschool, pre-kindergarten, kindergarten, each grade between 1 and 12, and enrollment of ungraded and adult students. For consistency with public schools, we excluded alternative schools. We identified alternative schools based on OSSE’s classification, the schools’ mission statements, and the self-reported program type in the CCD. We excluded schools in which ungraded or adult students constitute the majority of the student body, and schools with residential programs. By law, charter schools cannot serve special education students exclusively. However, they can offer services targeted to specific populations even though their enrollment must be open to all students. Only one charter school in D.C., St. Coletta, serves special ed students exclusively, and they made this agreement with the Board of Education (BOE) when they were chartered. We excluded schools whose services target mostly special ed students. We identified those schools based on OSSE’s classification, the schools’ mission statements, the self-reported program type in the CCD, and phone conversations with staff from the Public Charter School Board (PCSB). We excluded early childhood schools only if they never added regular grades. We also excluded online campuses. Some non-early childhood charters opened an early childhood campus during the sample period. We only included these campuses if at some point they added regular grades. Community Academy-Amos II is an early childhood campus that did not include regular grades (at least not during our sample period) and is hence not included in our data. Similarly, Roots Academy opened an early childhood campus in 07, which we did not include in the data. KIPP-LEAP is an early childhood campus that opened in 07 and is not included either. In contrast, E.L. Haynes opened a campus in 07 for early childhood and first grade; this campus is included in our data. Below is the list of information and sources for each campus, along with the construction of the corresponding variables: Parent organization: if the school belongs to a multi-campus charter, this is the name of the charter organization. Authorizer: entity which authorized the charter. Before 07, there were two authorizers – the Public School Charter Board (PCSB) and the Board of Education (BOE). After 07, there was only one authorizer (PCSB). Address: geographic location of the campus. For PCSB schools, the main source was the SPRs. For BOE schools, the main source was the CCD. We supplemented these sources with web and Internet archive searches, and phone calls to the individual schools. We geocoded all addresses. Several schools moved in the middle of the school year, temporarily relocated, or closed. We consulted the SPRs and various web sites to handle these cases. If the school moved in the middle of a school year, the address variable contains the new address. Some 47 schools relocated some students for a few months during renovations. Since this was a temporary arrangement and parents knew it, we did not consider this a change in address. School enrollment: total school enrollment, excluding ungraded and adult students. Source: own calculations based on OSSE. Grade-level enrollment (grades preschool through 12). Source: OSSE. Percent of white students: percent of White students in the school. For PCSB charters, the source is the School Performance Reports (SPRs) when available. Only for one campus and year (Tri Community in 07), does the SPR not include demographic information, in which case we use the NCLB data from http://www.nclb.osse.dc.gov/ otherwise. For BOE charters in 2007, the source is the SPRs (in 2007, the PCSB began including the BOE-authorized charters in its reports). For BOE charters before 2007, the source is the NCLB web site. Note that the NCLB information pertains only to students in grades tested, not to the whole student body of a school. These sources were supplemented by the CCD when needed. When the school has multiple campuses but we only have one set of ethnic composition data, we impute it to all campuses. Percent of black students, percent of Hispanic students, percent of students of other ethnicities: constructed similarly to percent of white students. Percent of Low Income students: percent of low-income students, equal to the fraction of students on free or reduced lunch. For PCSB charters, the source is the SPRs. For BOE charters, the source is NCLB information in http://www.nclb.osse.dc.gov/. These sources were supplemented by the CCD when needed and possible, in which case case pctLowInc is the fraction of students with either free or reducedlunch. When the school has multiple campuses but we only have one set of low-income variables, we impute it to all campuses. Reading proficiency: percent of students who are proficient in Reading. See public schools for sources and construction. Some charters span elementary and secondary grades, and this affected their reporting. For instance, Capital City had to meet elementary and secondary targets before 05, and for those years it reported two sets of scores. Since 05, Capital City has had to meet only one target, has been considered an elementary school for the sake of reporting, and has had to report only one set of scores. In general, when the school had only one campus but separate proficiencies for elementary and secondary students, we combined them into a single proficiency indicator for comparability with other years in which we had a single proficiency indicator. 48 For multi-campus charters we usually had achievement data for each campus. When we did not, we imputed the available data to all the campuses. As with public schools, we did not have proficiency data for some campus and years for the reasons enumerated above. In the case of many PCSB schools for which the NCLB web site did not report test scores due to low enrollment, we obtained proficiency rates from the SPRs. This was not possible for BOE schools with low enrollment since the SPRs only cover PCSB schools before 07. In cases in which we could not find proficiency data, we made imputations (see below). Math proficiency: percent of students who are proficient in Math. Constructed similarly as reading proficiency. Year of Opening: year the campus opened. Source: SPRs, FOCUS, web searches. The variable stores the first Fall that the school is open. Year of Closing: year the school (as opposed to the campus) closed, even if it closed after 07. The variable stores the first year that the school is no longer open. The sources are Center for Education Reform (http://www.edreform.com/accountability/charters/CER_ClosedCharterSchools2009.pdf), current SPRs and PCSB listings of charter schools, current NCLB reports, and web searches. Note that Washington Academy was taken over by Howard Road in Spring 08 – i.e., in the middle of school year 07. Hence, the year of closing is 2007 for Washington Academy because it the first year for which Washington Academy no longer exists. In fact, for the school year 07/08, data were reported by Howard Road, and the SPRs report data for Howard Road campuses noting that they were former campuses of Washington Academy. We chose not to add campuses to Howard Road for 07 because the campuses did not physically move – they simply changed ownership. Reason for Closing: reason for closing (academic / financial / mismanagement). Source: Center for Education Reform, SPRs, web searches. Statement: the school’s mission statement. Source: schools’ web sites, FOCUS, SPRs. The percent of low-income students was missing for 9 out of 230 observations respectively. As in the case of public schools, these schools had low enrollments. In most cases we imputed the school’s average percent of low-income students, the average calculated over the years for which the school does have data. In the case of missing proficiency rates (36 out of 230 observations), we made imputations similar to those described for public schools, the only difference being that we used school- (as opposed to campus-) fixed effects in the predicting regressions. 49 Appendix II: Charter Statements and Foci School Name ACADEMIA BILINGUE DE LA COMUNIDAD PCS ACADEMY FOR LEARNING THROUGH THE ARTS PCS ARTS AND TECHNOLOGY ACADEMY BARBARA JORDAN PCS CAPITAL CITY Statement ABC will graduate adept learners, effective communicators, and community leaders who are culturally aware and prepared to use their academic skills and bilingual proficiency to succeed in rigorous high schools, post-secondary education, and society. The Academy for Learning through the Arts Public Charter School provides students in grades Pre-K through 6th with an outstanding academic and social education through a rigorous arts-integrated program. The Arts & Technology Academy Public Charter School (ATA) provides an academically challenging, technologically rich, student-centered learning environment, where each student develops a strong intellectual, moral, environmentally conscious, and artistic foundation. ATA strives to meet student academic needs through an exciting instructional program and varied extra-curricular activities. The school’s accountability process is characterized by a combination of parental involvement and performance measurement. To provide a rigorous, academic program that promotes high levels of student achievement and fosters high self-esteem, inspiration, and motivation for lifelong learning. BJPCS is proud to offer an array of services and programs for bilingual instruction to small class sizes in a secure school environment. The Capital City Upper School offers a unique opportunity C Public Charter School Board parents and education professional as a school dedicated to best practices in education reform. The School implements a comprehensive model known as Expeditionary Learning (www.elschools.org) , which emphasizes project-based instruction to help students meet rigorous academic and character standards. Capital City also uses the Responsive Classroom social curriculum, which provides a consistent school-wide approach to classroom management and Focus Language Arts Arts Core Core 50 CESAR CHAVEZ PCS FOR PUBLIC POLICY CHILDRENS STUDIO SCHOOL CITY COLLEGIATE PCS focuses on respectful social interactions. All students receive instruction in music, drama, visual art and fitness. Drawing on the vast policy resources in the nation’s capital, Chávez schools challenge students with a rigorous college preparatory curriculum that fosters citizenship and prepares them to excel in college and in life. Chávez schools use public policy themes to guide instruction and provide students with direct experience working in the public interest. Chávez schools provide nurturing, safe learning environments where every student is expected to meet rigorous academic and personal behavior standards. It is challenging, but Chávez is a public school of choice and among both the students and faculty there is a sense of pride and excitement in being part of a network of schools that is beating the odds and achieving success. Children's Studio School is a 30-plus yearold community-based arts organization, studio complex, and a full-day school of the arts and architecture for young children. Engaging highly accomplished artists of diverse disciplines and cultures (who are also scientists, authors, mathematicians, anthropologists, etc.) as complete educators, the school is internationally recognized and has received numerous awards for its unique pedagogy of transcultural Arts As Education©. The School was awarded its charter by the DC Board of Education in 1996 and reopened its full-day school in 1997. It is one of the first accredited schools for young children in DC. Studio School's Urban Arts Complex also provides evening and week-end Artists and Communities programs for families, teachers, artists and community; City As Studio is open to all young searchers in the summer. City Collegiate Public Charter School, a District of Columbia public charter school serving grades 7 and 8, will value and support the unique needs and capabilities of adolescents as they transition to adulthood and create a community of lifelong learners through a rigorous standards-based curriculum explored in a collaborative Civics Arts Core 51 COMMUNITY ACADEMY DC BILINGUAL DC PREPARATORY ACADEMY E.L. HAYNES environment with the support of students' families. The mission of Community Academy Public Charter School (CAPCS) is to create a family-centered, community-focused learning environment that offers a worldclass preschool through secondary education. CAPCS carries out its mission through a rigorous, standards-based academic program delivered by caring, supportive and highly competent educators and administrators. Careful attention is given to assessment and the use of technology in helping students to master skills, acquire knowledge, and develop a love of learning. CAPCS expects excellence from its students, staff and families. DC Bilingual Public Charter School opened in September 2004 with 120 students from pre-school through kindergarten. The school will add an additional grade each year, through 5th grade in 2009, eventually serving over 350 students. DC Bilingual’s mission is to expand educational opportunities and choices for children and their families who seek an academically stimulating environment that fosters bilingualism, illiteracy, critical thinking, problem-solving and a joy of learning. The school’s curriculum and program design encourage students to be self-motivated, life-long learners, who will express their creativity, develop strong leadership skills, and value the diverse cultures of their city and world. DC Bilingual’s philosophy and approach flow out of the two decades of work in bilingual early childhood education of its founding organization, CentroNía. DC Prep provides a developmentally appropriate, academically challenging education for preschool and elementary children. The key ingredients of highquality early childhood programs have been incorporated into DC Prep's proven model, creating a coherent and exciting learning environment that lays the foundation for college preparation and success from the earliest years. E.L. Haynes Public Charter School was Core Language Core Core 52 EARLY CHILDHOOD ACADEMY ELSIE WHITLOW STOKES COMMUNITY FREEDOM founded in 2004 and has a program based on nationally-recognized best practices for advancing student achievement. At the core of the school’s program is the unwavering belief that every student, regardless of race, socioeconomic status, or home language, is capable of reaching high levels of academic performance. In the 2008-2009 school year, E.L. Haynes will serve 370 students in grades Pre-K through 6 and will grow, adding a grade each year, until it serves 650 students in grades Pre-K through 12. The school is the first year-round public school in Washington, DC and is named for Dr. Euphemia Lofton Haynes, the first AfricanAmerican woman to receive a doctorate in mathematics, a teacher in the District of Columbia's school system for 47 years, and the first woman to serve as President of the District of Columbia Board of Education. E.L. Haynes was recently chosen from DC’s 56 charter schools as the winner of Fight for Children’s first-ever Quality Schools Initiative Award, and was also ranked 6th among a consortium of 99 charter schools nationwide in student achievement gains, as recognized in New Leaders for New Schools’ Effective Practice Incentive Community. The school completed construction of a new 46,000 square foot facility in May 2008. A literacy-focsed curriculum using the Creative Curriculum and the Core Knowledge sequence. The school culture values respect, compassion, curiousity, and first-hand experience The Elsie Whitlow Stokes Community Freedom Public Charter School, prepares culturally diverse pre-kindergarten and elementary school students in the District of Columbia to be leaders, scholars and responsible citizens who are committed to social justice. We teach children to think, speak, read, write and learn in two languages: English and French or English or Spanish. With a dual focus on academic excellence and community service, the Stokes School accomplishes its mission by creating an environment of achievement, respect and non-violence. Core Language 53 FRIENDSHIP PCS - BLOW-PIERCE CAMPUS FRIENDSHIP PCS - CHAMBERLAIN CAMPUS FRIENDSHIP PCS - COLLEGIATE ACADEMY FRIENDSHIP PCS - SOUTHEAST ACADEMY Blow Pierce is committed to developing high achievers for a successful transition from middle to high school. Through a rigorous curriculum including pre AP programs, Blow Pierce builds on students’ individual strengths and provides the academic and developmental programs to ensure each child’s success. Like all Friendship Public Charter School campuses, the school provides both academic and wrap-around services to its students and provides a technologically rich environment to support student achievement. Chamberlain Elementary provides a rich learning environment purposely crafted to develop early academic success. With more than 700 students, Chamberlain provides academic instruction, extended learning and extra curricular activities to students in grades PK to 7. Like all Friendship Public Charter School campuses, the school provides both academic and wrap-around services to its students and provides a technologically rich environment to support student achievement. Collegiate Academy is a college preparatory high school serving students in grades nine through 12. Challenging and relevant, Collegiate’s rigorous core curriculum prepares students for college and the world of work in a global economy. Students benefit from a broad offering of Advanced Placement and Honors courses as well as Career Academy courses that provide pathways in technology, science, engineering, law and communications. The Collegiate Early College program allows highly motivated students starting in the ninth grade to take college courses and earn a maximum of two years college credit. Southeast Elementary provides a rich learning environment purposely crafted to develop early academic success. With more than 500 students, Southeast provides academic instruction, extended learning and extra curricular activities to students in grades PK to 6. Like all Friendship Public Charter School campuses, the school provides both academic and wrap-around services to its students and provides a Core Core Core Core 54 FRIENDSHIP PCS - WOODRIDGE CAMPUS HOPE COMMUNITY PCS HOSPITALITY PCS ROOSEVELT HIGH HOWARD ROAD ACADEMY PCS HOWARD UNIVERSITY MIDDLE SCHOOL OF MATH technologically rich environment to support student achievement. Woodridge Elementary and Middle provides a rich learning environment purposely crafted to develop early academic success and to prepare middle school students for a high school and college. With more than 600 students, Woodridge provides academic instruction, extended learning and extra curricular activities to students in grades PK to 8. Like all Friendship Public Charter School campuses, the school provides both academic and wrap-around services to its students and provides a technologically rich environment to support student achievement. The mission of Hope Community PCS is to positively shape the hearts and minds of our students by providing them with an academically rigorous, content rich curriculum, an environment in which character is modeled and promoted, and a community in which to build trusting relationships with others. Hospitality High School is the nations’ first and only public charter school designed to introduce students to careers in hospitality management and culinary arts. The school provides a rigorous academic program to promote success in college and the hospitality industry. The goal is to empower students with academic, critical thinking, technological and interpersonal skills necessary to successfully compete in a diverse global economy. Howard Road was conceived by a group of professionals committed to improving the quality of education available to residents in Ward 8. Managed by Mosaica Education, Inc., the educational program features a researched-based, direct- instruction curriculum. Chartered for 1,270 students in grades kindergarten through twelve, the school began operations by serving 500 kindergartens through sixth grade students. The school added seventh grade in 2004. The Howard University Public Charter Middle School of Mathematics and Science (MS)2 is the first charter middle school in Washington, DC to be established by a Core Core Vocational Core Math and Science 55 HYDE LEADERSHIP PCS IDEAL ACADEMY university. In an enriched educational environment, it will provide a sound foundation in all academic subjects, with a concentration in mathematics and science that will prepare students to succeed in high school and beyond. (MS) 2 highlights include: an academic model designed to prepare middle school students for college and careers in math, science, and engineering; a highly qualified instructional staff with ongoing professional development; an extended school day and school year; small class sizes with a low student to teacher ratio; advanced technology designed specifically for middle school students, and active parent and community involvement in support of high student achievement. (MS)2 will be located on Howard University’s elite college campus and will be open to sixth grade students this fall. Hyde Leadership Public Charter School is Pre K-12 College preparatory school committed to developing socially responsible leaders who are equipped with the knowledge, skills, and personal integrity necessary for life and leadership in the 21st century. For this reason we have worked hard to develop a high quality, comprehensive, school program rooted in the three pillars of character education, family renewal, and academic rigor. At the core of Hyde’s work with our students and families is the belief that each of us is gifted with a unique potential that defines a destiny. It is around this core belief that we have shaped our program goals and objectives. Our focus on character development and family education is a critical element in our success. We have created a school community that seeks challenge and opportunity, where our families feel like partners in the pursuit of their sons’ and daughters’ academic success and character development. Our parents understand that they are the primary teachers and that their home is the primary classroom in their children’s lives. Mission of the Ideal Academy Public Charter School is to create and implement institutions and programs, which help Core Core 56 INTEGRATED DESIGN ELECTRONIC ACADEMY KAMIT INSTITUTE students to develop fully in areas related to their mind, body, spirit and emotions. Students who receive “Ideal” education are empowered to excel in all academic and personal growth activities; to positively and productively handle challenges and stresses; to appreciate the fine arts; and to express their own creativity, intuition and critical thinking skills in order to solve problems and positively contribute to the quality of life. Ideal students are able to understand, accept and respect themselves and others; to appreciate and live in accordance with the very finest socially acceptable and life supportive standards, values and moral; and to work together with others regardless of sex, race, color or creed in order to make positive contributions to their family, community, the city in which they live, and ultimately, the world. The IDEA Public Charter School is a career focused, academic, secondary school which prepares students (grades 7-12) for college or for careers in electronics, drafting, computer networking, or computer repair. The computer networking and repair classes can lead students towards national certifications. The electronics class provides students with training to become electrician apprentices. The AutoCAD class prepares students for architecture, engineering, and drafting. IDEA's JROTC program includes participation in JROTC summer camp. Self-discipline, leadership training, and citizenship skills are addressed through the JROTC program. In addition to the career focused courses of study, the school relies on partnerships with employers in the industries. These business partners provide summer/part-time jobs and internships for students as well as providing mentorship, tutorial, instructional, and curriculum supports for teachers and students. Kamit Institute for Magnificent Achievers PCS provides a challenging and stimulating academic course of study for college and career-bound adolescents, supplemented by hands-on engagement with their global environment through cultural exploration, social research and outdoor education. Vocational Core 57 KIPP DC LATIN AMERICAN MONTESSORI BILINGUAL MARY MCLEOD BETHUNE Smaller class sizes and Individual Learning Plans (ILP) ensure that each student receives personalized cultivation. Kamit Institute’s accountability plan encompasses articulated goals for an ongoing process of looping information about performance back to students, teachers and parents. KIPP DC’s mission is to empower our students with the academic and character skills necessary to succeed in high school, college, and in life. In order for students to succeed academically, KIPP DC schools provide a safe and structured environment with innovative and engaging teachers. By using mandatory summer school, Saturday school, and extended hours during the week, the academic program offers students an intensive foundation in the core academic subjects. Teachers are available via cell phone to parents in the evening. In addition, parents receive weekly reports updating them on their child's progress. KIPP DC has a fair and consistent discipline plan that holds students accountable for their actions. The Latin American Montessori Bilingual Public Charter School's (LAMB) goal is biliteracy in English and Spanish. LAMB currently has pre-school through second grade. In school year 2007 – 2008, LAMB will have three classrooms of 3-, 4- and 5year-olds, and two elementary classrooms of 1st, 2nd and 3rd graders. LAMB utilizes the Montessori curriculum - core academic and non-academic subject matter. Each class has a Spanish dominant Montessori teacher and an English dominant Montessori teacher. Children are immersed in Spanish for 80% of the time during the primary years of Montessori; and 60% Spanish and 40% English in elementary (1st, 2nd, and 3rd grade). Each year LAMB will add a grade level until 6th grade. Mary McLeod Bethune PCS features a partday Spanish language immersion program for students in preschool – grade 2 and a challenging academic program for all students in a supportive, diverse learning environment that is parentally involved, to enable each student to achieve academic Core Language Language 58 MAYA ANGELOU MERIDIAN PCS NEW SCHOOL FOR ENTERPRISE & DEVELOPMENT NIA COMMUNITY PCS PAUL PCS success, foreign language acquisition, talent, and positive social development. Mary McLeod Bethune Day Academy PCS celebrates diversity and ensures opportunities for students to experience a global education. The school has a staff representing more than 14 nations of the world. A year-round program serving at-risk youth by integrating academics and work experience. The primary goal of Meridian Public Charter School is to ensure that each student achieves at the highest possible level. Reading and Mathematics serve as the academic core of the school. The curriculum is further enhanced and supported through Science, Social Studies, the arts, Technology, Foreign Languages and Character Development programs. Each classroom has both a lead teacher and a teaching assistant who work with students simultaneously. The entire Meridian teaching team meets periodically to examine its teaching strategies in light of student performance on standardized tests. The love of learning, the foundation of knowledge, and skills that our students acquire will serve them throughout their lifetime! Train low income students to become entrepeneurs. Nia Community Public Charter School is committed to providing comprehensive educational services that are studentcentered and focused on the individual educational needs of each child. Teachers, staff and parents will work together to meet the needs of each student. NCPCS also commits to building community partnerships with organizations, business and government agencies within the metropolitan area. The mission of Paul Public Charter School is to educate our students and to develop in them the capacity to be responsible citizens, independent thinkers, and leaders. Paul offers a rigorous technologically rich liberal Vocational Core Vocational Core Core 59 POTOMAC LIGHTHOUSE ROOTS SEPTIMA CLARK arts curriculum that is to designed to meet the needs of every student. It focuses on educating the whole student through its Triple “A” Program: Academics, Arts, and Athletics. The Cecile R. Middleton Ninth Grade Academy integrates technology and global awareness in its core curriculum and emphasizes service learning. The Potomac Lighthouse Public Charter School provides children with a rigorous, arts-infused educational program that prepares them for college. The school model is based on the five (5) ideas that together form the Lighthouse Cycle of Success:The arts engage students.Engagement leads to higher levels of achievement.Achievement increases expectations; higher expectations, in turn, further engage everyone.Engaged students benefit from extra time in school.Visionary leadership makes these pieces fit together. The Roots Charter School (Roots) provides an intellectually challenging, Africancentered learning environment. Roots PCS provides a program for students to develop exemplary character, academic excellence, and strong social and moral responsibility. Roots strives to 00meet student academic needs through an exciting heritage, culturally- rich instructional program and varied extra-curricular activities. The school’s accountability process is characterized by a combination of academic success, performance measurement and parental involvement. The Septima Clark Public Charter School is the first public charter school for boys in Washington, DC. Our philosophy is simple: Education is freedom. Every student deserves an exceptional education that prepares him for academic mastery and achievement. An unrelenting focus on excellence--personal and intellectual-ensures our students will have the crucial tools to build the future of their dreams. Our college preparatory mission ensures that your son is prepared to compete, achieve, and contribute in the world. MISSION: At the Septima Clark Public Charter School, preschool to 8th grade boys master Arts Core Core 60 advanced academic skills and knowledge to compete, achieve, and contribute in academic institutions of distinction. SOUTHEAST ACADEMY OF SCHOLASTIC EXCELLENCE THE VILLAGE LEARNING CENTER THE WASHINGTON LATIN PCS THURGOOD MARSHALL ACADEMY TREE OF LIFE COMMUNITY PCS Rigorous age- and grade-appropriate academic program. Village Learning Center started in 1998 as an expanded and secularized version of what had been a muslim private school. Washington Latin Public Charter School provides a challenging, classical education that is accessible to students throughout the District of Columbia. Challenging, classical, and accessible are key words in the mission of our school. Our talented and caring faculty and staff challenge students with high academic and personal expectations. Thurgood Marshall was proposed and developed by a group of Georgetown University law students and faculty members. An outgrowth of a popular, extracurricular program, “Street Law Clinic,” the Academy is founded on the belief that all children must be afforded equal educational opportunity in order for our democracy to live up to its promise. To this end, the school will prepare 400 high school students, grades eight through twelve, for civic participation through the America’s Choice standards-based curriculum embedded with lessons about law, democracy, and human rights. Instruction will model the democratic ideals of fairness, participation, and respect for diverse perspectives. The Tree of Life Community Public Charter School signed its charter on April 6, 2000 and opened in September 2000 as a District of Columbia Charter School. The Tree of Life Community Public Charter School provides holistic academic and nonacademic programs and services for children and families of the District. The school offers small classes of 18-20 students for grade levels pre-kindergarten through eight. A content-rich, childfocused, culture-rich and relationshipfocused curriculum model is utilized to achieve higher academic performance and Core Core Core Civics Core 61 TRI-COMMUNITY PCS TWO RIVERS develop productive behaviors and skills for one's contribution to the world community. The integration of academic content (and individualized instruction), particularly reading and literacy, within the context of stronger family/community services is emphasized. It is our vision to prepare our children to become exemplary citizens of our community and world through: academic and experiential exploration; technological proficiency; exposure to foreign languages; building positive community and world relationships; community and world service; and national and world travel. A content-rich, childfocused, culture-rich and relationshipfocused curriculum model is utilized to achieve higher academic performance and develop productive behaviors and skills for each child's contribution to the world community. We emphasize the integration of academic content, particularly reading and literacy, within the context of stronger family/community services. The school is free and open to the DC public. A school founded with community involvement, the school focuses on literacy development and small class size, using the America’s Choice© school design. Two Rivers will be a vibrant educational environment where students and staff become a community of learners on a journey of discovery. Founded by an energetic and committed group of D.C. parents, Two Rivers intends to use Expeditionary Learning Outward Bound, and educational model that emphasizes interactive, hands-on, project-based learning. The school will focus on the whole child, recognizing the importance of character education and the socialemotional needs of children while helping them achieve academic excellence. Through a diverse student body and a demonstrated commitment to servicelearning, Two Rivers’ students will be empowered to make positive contributions to their community and develop a strong sense of self-awareness. Core Core 62 WASHINGTON ACADEMY PCS WASHINGTON MATHEMATICS, SCIENCE, TECHNOLOGY WILLIAM E. DOAR PCS YOUNG AMERICA WORKS An educational environment that enhances and supports the intellectual and social growth of children through the development of innovative curriculum concepts, creative instructional techniques, collaborative educational partnerships, and the incorporation of state of the art technology into all phases of the curriculum The mission of WMST is to offer a rigorous, standards-based, college preparatory education which will prepare young people in the District with an interest in math, science and technology for success in work and life. WMST is an open enrollment, liberal arts public charter high school specializing in the preparation of students for higher education and, subsequently, careers in the fields of math, science and technology. The summer program runs from the first week of July through the second week of August. Our computer labs are open before school, on the lunch hour, and after school. Many school activities are offered, and we have a renowned AFROTC program. The William E. Doar, Jr. Public Charter School for the Performing Arts (WEDJ PCS) is designed to provide a collegepreparatory academic and artistic learning environment that challenges students to reach their maximum intellectual, artistic, social, and emotional development as rapidly as their talents permit. We firmly believe that an ideal education addresses the fact that students have multiple learning faculties, instructs students in a number of disciplines in the Renaissance tradition and challenges students to engage and relate to the world around them beyond an insular definition of community. Combining a multi-disciplinary arts program with the highest educational standards, WEDJ PCS is committed to graduating well-rounded, liberally educated, responsible young men and women. The Young America Works Public Charter School’s (YAW) mission is to instill and cultivate a passion for lifelong learning with each student through a rigorous academic program combined with invaluable career Core Math and Science Arts Vocational 63 training and direction that inspires academic, professional and personal excellence. Our year-round program not only prepares students for college, it prepares them for adult life. Strong relationships with the business community offer students opportunities to explore and excel in the world while developing a strong work code of ethics. Upon graduation, each student will have the education, occupational skills and self-confidence to identify and accomplish his or her personal goals. 64