Project Document Project Title UNDAF Outcome(s): Supporting Integrated and Comprehensive Approaches to Climate Change Adaptation in Africa – “Developing capacity and financing options for mainstreaming climate change adaptation in Ghana, with a focus on early-warning systems” Outcome 3: Increased productive capacity for sustainable livelihoods, especially in the most deprived districts. Outcome 6: Capacity for equitable and participatory governance systems is made more effective at all levels and guided by human rights principles. Expected CP Outcome(s): Outcome 10: Establishment of regulatory framework for ensuring sustainable use of natural resources for improved livelihood. National and local systems for emergency preparedness, disaster prevention, response and mitigation. Project Objective Ghana has broadened and improved institutional capacity and financing mechanisms for addressing climate risks, and has demonstrated positive impacts in linking disaster risk reduction and climate change through the implementation of early warning systems. Expected Output(s): 1. Dynamic, long-term planning mechanisms to cope with the inherent uncertainties of climate change introduced. 2. Leadership and institutional frameworks to manage climate change risks and opportunities in an integrated manner at the local and national levels strengthened. 3. Climate-resilient policies and measures implemented in priority sectors implemented. 4. Financing options to meet national adaptation costs expanded at the local, national, sub-regional and regional levels. 5. Knowledge on adjusting national development processes to fully incorporate climate change risks and opportunities generated and shared across all levels. Executing Agency: Ministry of Environment, Science and Technology (MEST) Implementing Agency: Environmental Protection Agency (EPA) Brief Description The Africa Adaptation Programme (AAP) in Ghana will promote systemic change for a more integrated and holistic approach to climate change adaptation, through providing inputs to a comprehensive programme that will develop early warning systems in the country, as well as by supporting strategic policy dialogue and capacity development approaches. These will enable the country to better mainstream pro-poor and gender sensitive climate change adaptation into its national and sub-national development processes, and to leverage additional adaptation funding and use this effectively. Concrete measures and policy level support will be linked through integration of disaster risk reduction and climate change adaptation in development. Adaptation benefits will be generated through improved capacity to deal with increased incidences of climate-linked natural disasters, as well as strengthened institutions, capacities and budgeting for adaptation response; as well as the climate-proofing of livelihoods of vulnerable populations, agriculturalists and other resource users in marginal regions through improved observation and early warning systems. Programme Period: Key Result Area: (Strategic Plan) PIMS: Atlas Award ID: Start date: End Date PAC Meeting Date Management Arrangements 2009-2011 E&E for SD 4359 58391 September 2009 December 2011 18 September 2009 NEX (national) Total resources required: Total allocated resources: Regular Other: o Japan o Government Unfunded budget: In-kind Contributions $2,709,000 Agreed by (Implementing Agency)___________________________________________________________ Unfunded budget: Agreed by (UNDP)_______________________________________________________________________ In-kind Contributions _________ TABLE OF CONTENTS I. List of acronyms ..................................................................................................................................2 II. situation analysis .................................................................................................................................3 III. Strategy ...............................................................................................................................................9 IV. Results and Resources Framework ..................................................................................................17 V. Annual Work Plan .............................................................................................................................26 VI. Management Arrangements .............................................................................................................39 VII. Monitoring Framework And Evaluation .............................................................................................40 VIII. Legal Context ....................................................................................................................................47 IX. ANNEXES .........................................................................................................................................48 ANNEXES 1. Risk Log 2. Relevant ongoing programmes and projects 3. Key roles and responsibilities 4. UNDP Tools and Resources 5. Participants in key meetings, Joint Formulation Mission, 14-20 April 2009 I. LIST OF ACRONYMS AAP ALM BCPR CC-DARE CPAP CLURCC EACC EPA EWS FAO GDP GEF GFDRR GIS GoG GPRS HDR HFA IPCC ISDR JICA MEST MoFEP MoWAC NADMO NCAP NCCAS NDPC NREG SCCF SGP UNDAF UNDP UNEP UNFCCC UNHCR UN OCHA WFP Africa Adaptation Programme Adaptation Learning Mechanism Bureau for Crisis Prevention and Recovery (of UNDP) Climate Change and Development: Adapting by Reducing Vulnerability Country Programme Action Plan (of UNDP) Community Land Use Responses to Climate Change in Northern Ghana Economics of Adaptation to Climate Change study Environmental Protection Agency Early Warning System Food and Agriculture Organisation Gross Domestic Product Global Environment Facility Global Facility for Disaster Reduction and Recovery Geographical information systems Government of Ghana Growth and Poverty Reduction Strategy Human Development Report Hyogo Framework of Action Intergovernmental Panel on Climate Change International Strategy for Disaster Reduction Japan International Cooperation Agency Ministry of Environment, Science and Technology Ministry of Finance and Economic Planning Ministry of Women and Children’s’ Affairs National Disaster Management Organisation Netherlands Climate Assistance Programme National Climate Change Adaptation Strategy National Development Planning Commission Natural Resources and Environmental Governance (sector budget support) Special Climate Change Fund Small Grants Programme (of GEF) United Nations Development Assistance Framework United Nations Development Programme United Nations Environment Programme United Nations Framework Convention on Climate Change United Nations High Commission for Refugees United Nations Office for the Coordination of Humanitarian Affairs World Food Programme 2 28 September 2009 II. SITUATION ANALYSIS 1. Problem and root causes Climate change risks and vulnerabilities Initial assessments of Ghana’s vulnerability to the impacts of climate change undertaken under the Netherlands Climate Assistance Programme (NCAP) in 2008 show substantial impact of climate change on the national economy. There is clear evidence that the coastal zone, agriculture (including fisheries, cocoa, cereals, and root crops production), and water resource sectors as well as human health, poverty, and women’s livelihoods are affected by climate change and climate variability. Scenarios and initial climate model projections so far indicate that the country is very vulnerable to climate variability and change, with projected temperature shifts, declines in rainfall, and shifts in the timing and intensity of weather events. For example, further climatic stress is expected to result in increased aridification and exposure to intense rainfall in the Northern Regions, leading to lower agricultural productivity, flooding, and increasing migration pressure to the south. Using nationally observed climate data for the period of 1960 to 2000, coupled with regional climate models together with IPCC scenarios, it is estimated that temperatures will continue to rise by on average about 0.6°C, 2.0°C, and 3.9°C by the year 2020, 2050 and 2080 respectively. Rainfall is predicted to decrease on average by 2.8%, 10.9% and 18.6% by 2020, 2050 and 2080 respectively in all agro-ecological zones except the rainforest zone, where rainfall may increase. 1 Increasing aridity may cause reductions in groundwater recharge of 5-22% by 2020 and 30-40% by 2050. For the dry interior savannah, increases in water demand by 2050 under climate change are projected to be 1 200% of base water demand. Cocoa production, a mainstay of the Ghanaian economy and of small-scale livelihoods, is projected to decline in the south. A projected sea level rise of 1m by 2100 could see the loss of over 1 000km² of land, with 132 000 people likely to be affected. The east coast is particularly vulnerable to flooding and shoreline recession. Assessments indicate that climate change poses the greatest challenges for some of the poorest and most vulnerable groups in Ghana. This includes people living in the drought and flood-prone northern regions of the country; people living in slums; and people living in eroding coastal areas. The urban poor in many cases have fewer resources to adapt to climate change – for example, people living in large settlements on flood plains around Accra are extremely vulnerable to natural disasters. In addition, the ecological zones in the country with relatively high temperatures and relatively low rainfall tend to have higher poverty incidences. This correlation is expected to persist under the impacts of climate change. Apart from serious impacts on natural resource-based livelihoods, climate change is likely to increase the incidence of certain diseases such as malaria, bilharzia and cholera. Reductions in rainfall and other factors mean that coastal towns are facing severe water shortages during the dry season, and hydropower capacity is dropping rapidly. There is anecdotal evidence that climate change may be exacerbating existing instabilities in northern Ghana. The precursor study to Ghana’s Country Environmental Profile showed that the basis for Ghana’s economic growth is being achieved only at high cost to the environment, conservatively estimated at around 6 percent of GDP, or around $500 million, annually. This estimate excludes the health and environmental costs arising from industrial and artisanal mining, inadequate urban sanitation and waste, and indoor and outdoor air pollution. It also does not include costs arising from social conflicts over access to increasingly scarce resources. Nor do these costs include the predicted impacts on these and other variables of the climate change impacts described above. Ghana has experienced increasing natural disasters. Notable events include the 2007 floods which struck the three Northern regions and parts of the Western region. The major incidence of disasters in Ghana is from floods, epidemics, fire, pests and diseases and conflicts. As there is a very high reliance on rainfed 1 Data from “Ghana climate change impacts, vulnerability and adoption assessment” (2008), and based on two General Circulation Models. See Section 1.2 on Methods for additional information. This data is refined from the data in Ghana’s First National Communication. Note that according to analysis of available data by the University of Oxford (http://country-profiles.geog.ox.ac.uk/), projections of mean annual rainfall averaged over the country from different models are for a wide range of changes in precipitation for Ghana, with around half the models projecting increases and half projecting decreases. 3 28 September 2009 agriculture for food security in Ghana, drought is a top natural disaster risk. In recent times these disasters have caused major disruptions in the economic and social development of the country, due to the inability to cope effectively with natural hazards. The main sources of vulnerability include poverty and development pressures (including rising population pressures and unplanned urbanisation). Other factors include fragile and degraded environments, epidemic diseases (especially malaria and HIV/AIDS), and governance issues. Incomplete policy and institutional framework Ghana has played an internationally recognized role through the UNFCCC negotiations, particularly on technology transfer and, following the Climate Change Conference in Bali in December 2007, on adaptation financing mechanisms. However, while the Environmental Protection Agency (EPA) has played a critical leadership and championing role, and there is emerging commitment more broadly at senior political levels, climate risk and the implications of climate change for vulnerability and development have yet to be fully appreciated by central government ministries. There is also not yet an adequately cross-sectoral approach to these issues, which have tended to be seen as sectoral environmental issues. To ensure effective integration, adaptation and mitigation measures need to be based upon an assessment of; (a) the risks and degree of exposure to emerging climate variability and change hazards; (b) costing for required response mechanisms; and (c) an enhanced intersectoral understanding of impacts and emerging responses that is anchored within the Ministry of Finance and Economic Planning (MOFEP) and the National Development Planning Commission (NDPC). Some responses require realignment in targeting and synergy across existing approaches, whereas others require changes in existing institutions, legislations, policies, and approaches. Ghana has a number of sector budget support mechanisms, including one for Natural Resources and Environmental Governance (NREG). This includes climate change and targets development of a national adaptation strategy in 2009 and a national mitigation strategy in 2010. Through NREG there is a strong engagement with MoFEP, and emerging commitment at senior political levels. A zero draft National Climate Change Adaptation Strategy (NCCAS) has been accepted as a trigger for sector budget support by MoFEP under the NREG programme, underlining the need for the NCCAS to be completed without any further delay. Despite these advances, a stronger policy dialogue is needed to establish a coherent policy, institutional and regulatory framework that will fully integrate climate change adaptation into planning and development. There is a need for clarification and systematisation of the national and sub-national institutional framework for coordinating climate change adaptation responses in an integrated fashion, and for involving civil society in a meaningful and structured manner. Ghana has yet to mobilise national sources of funding and to tap into global opportunities for financing for climate change adaptation. This relates back to a limited understanding and knowledge of climate change impacts and how these will affect sectoral development, and consequently a limited ability to budget for adaptation actions. While climate change is expected to increase the incidence and severity of natural disasters in many regions, Ghana has yet to develop a comprehensive disaster reduction framework, for which key constraints include weak institutional capacity, low public awareness, and insufficient knowledge of the disaster risk profile. The NCCAS has identified the need for better weather forecasting, with early warning systems identified as a prerequisite for adaptation, particularly to predict and prevent the effects of floods, droughts and tropical cyclones, and to guide planting dates and predict disease and pest outbreaks. Need for a more inclusive and gender responsive approach While a range of stakeholders has been involved in the development of the zero draft NCCAS, the need for more structured and systematic engagement of multiple stakeholders in policy dialogue and formulation has been identified. As Oxfam has pointed out, globally the impacts of climate change will be felt disproportionately by women, because it will put more pressure on women’s household roles, while at the same time depleting the natural resources that women in particular depend upon (Raworth, 2008). This highlights the need for renewed sustained efforts to assist women to adapt to possible climate impacts, including through widening the scope of consultation to include women and their groups. While the Government of Ghana (GoG) has taken a number of policy and institutional measures to promote gender equality and there are strong active civil society organizations addressing the issue, recent Human Development Report (HDR) disaggregated figures for income, literacy and enrolment indicate the persistence of gender inequality. Failure to adequately tackle the gender/climate change nexus will result in 4 28 September 2009 an exacerbation of existing inequalities, and reinforcing the disparity between women and men and their capacity to cope. Fragmented and ad hoc local-level adaptation projects While a number of adaptation initiatives, such as the NCCAS, are taking place at the national level, there are currently fragmented approaches to adaptation at the local level. While there may be many autonomous actions of communities and individuals that are adaptive in nature, specific adaptation projects are extremely limited. One example provided is the CIDA-funded CARE International ‘Community Land Use Responses to Climate Change in Northern Ghana’ (CLURCC) project, which aims to reduce the negative impact of desertification and climate change vulnerabilities on poor and vulnerable rural communities by improving capacity at district, NGO and community levels to mainstream vulnerability assessment, risk mitigation and adaptation strategies into planning and programming. UNDP Ghana efforts that are likely to have an adaptive outcome, although not specifically designed as climate change adaptation interventions, include a Sustainable Land Management project, and mainstreaming dryland issues into development planning, as well as a GEF Small Grants Programme (SGP) project. A number of JICA’s ongoing projects which are relevant to adaptation include: a) water supply project at the community level in northern state; b) Integrated agriculture development project in Upper West State; c) Sustainable rice development project in Northern and Ashanti States; and d) forestry project in Brong Ahafo State. 2. Proposed response A process of concerted and systematic capacity development is required to put in place the foundation for an integrated response to mainstreaming climate change adaptation into Ghana’s national development processes and programmes. This will include strengthening the capacity of women to participate in climate change adaptation policies, decision-making and implementation. While policy and strategy development is not yet complete, and has not yet resulted in the development of a broad-based national coalition for championing integration of climate change issues into planning, it is at the same time considered important by national stakeholders to have tangible demonstration projects and concrete outputs. The country also wishes to position itself better to be able to accept and consume the increased funding flows for adaptation that are expected in the near future. In order to be able to make the case for greater investment in adaptation actions in Ghana, it is important to sensitise sector leads on the implications of climate change for their sectors. Additionally, there is the need to strengthen national systems to deal with the anticipated impacts, to ensure that these systems become on-budget. One of the priority programmes identified in the zero draft National Climate Change Adaptation Strategy is the development of national early warning systems. Key stakeholders have stated that the adaptation issue needs to be elevated to a level beyond disaster risk reduction. The different sectors require policies to guide them in addressing the impacts that will be felt. This requires significant and comprehensive capacity development on the part of policy formulators and managers. To meet these different demands and priorities, the programme for Ghana has been developed so that funds can be used strategically to maximise leverage for the country, as well as to have an immediate impact in terms of concrete deliverables. The strategic components of the programme that will assist with the development of a sound and integrated foundation for climate change adaptation encompass systematic high-level capacity development for politicians and managers, aimed at building a broad-based national coalition for climate change adaptation, including the fast-tracking of capacity for both sectoral adaptation funding as well as accessing and absorbing international adaptation funding flows. These strategic elements are combined with tangible deliverables in the form of prioritised early warning systems, developed in a collaborative programme with other initiatives. The link between these two kinds of programme components is the need to integrate climate change adaptation and disaster risk reduction. The proposed response addresses underlying causes of leadership competencies at all levels to foster commitment and action, effective stakeholder partnerships, innovation, creativity and delivery of results. The focus on awareness raising and capacity development addresses human resources and capabilities for change, towards creating resilience and sustainable results. Integration of gender into programme interventions provides a valuable opportunity to address systemic factors fostering marginalisation and vulnerability of women. 5 28 September 2009 To address the identified problem statement and underlying causes, a comprehensive suite of responses are proposed under five main expected outputs. These responses will address the enabling environment for climate change adaptation in Ghana, support capacity development and, in partnership with other funding initiatives, contribute to the implementation of priority early warning systems. During the programme formulation mission, it was agreed that new funding through the World Bank-managed GFDRR will provide support for the development of EWS in Ghana, and synergies will be sought with the ongoing UNDP BCPRsupported Northern Recovery Project, which focuses on disaster risk reduction. The JICA has a number of ongoing activities related to climate change. While these have not yet been specifically focused on adaptation, the AAP will explore possibilities for collaboration in this regard. The programme will be guided by the following principles, amongst others: Exploration and exploitation of co-benefits Maximization of opportunities and minimization of risks Subsidiary – harmonization and aid-effectiveness and leveraging of national as well as international resources Coherence with wider development planning and strategies as well as integration into programming Responsiveness and flexibility through application of emerging knowledge and thinking, in a rightsbased approach Output 1: Dynamic, long-term planning mechanisms to cope with the inherent uncertainties of climate change introduced – This output will seek to broaden the national coalition for championing and integrating climate change adaptation into sectoral development. It will also develop enhanced understanding of the links between climate change adaptation and disaster risk reduction, and integration of these into national development plans; and strengthen the ability of districts to integrate climate change adaptation and disaster risk reduction into district development planning. Working together with the EPA and MoFEP, actions under this output, which will build upon and strengthen existing and proposed initiatives, will include: allocating resources to prioritised ministries or institutions to enable them to understand the potential impacts of climate change on their sectors and development plans, and to re-align their budgeting processes so that these fully incorporate funding for climate change adaptation actions and are able to accommodate uncertainties of climate change; bearing in mind the special needs of women to make their livelihoods climate-resilient. The impact assessment will depend mainly on reviewing existing literature and results from previous research studies and related work to be used for raising awareness and for participatory identification of adaptation options; and will not involve conducting new impact studies, which would require a longer time span. A systematic and ongoing process of high-level awareness raising and training events to develop increased political championing of climate change issues will be implemented. This will be complemented by capacity development interventions for institutions and ministries whose functions are related to the prioritised hazards and early warning systems (Output 3), to enable them to better integrate climate change adaptation and disaster risk reduction into their development activities. Again building on existing initiatives, priority areas of support will be identified to support better integration of climate change adaptation and disaster risk reduction at the district level, and funding will be allocated to relevant institutions and pilot districts to implement prioritised actions, which could include validating the climate change mainstreaming tool already developed, as well as implementation actions (see Output 3). Output 2: Leadership and institutional frameworks to manage climate change risks and opportunities in an integrated manner at the local and national levels built – This output will result in strengthened functioning inter-ministerial (national, sub-national, local) and multi-stakeholder civil society mechanisms to manage climate change risks and opportunities, with institutional innovations to manage climate change risks/opportunities identified through inter-African sharing and exchange, and implemented. Specific activities include assessing the existing institutional framework, including the proposed inter-ministerial committee on climate change; holding a consultative multi-stakeholder workshop to consider possible institutional options for national and sub-national climate change coordinating structures; setting up coordinated inter-ministerial and multi-stakeholder mechanisms, with linkages to disaster risk reduction mechanisms; design and conduct capacity development through learning-in-action (training with results) programmes (with assistance of 6 28 September 2009 technical experts-- at national, sub-national and local levels), with key institutions for climate change adaptation and disaster risk reduction, with a focus on women’s representation in these institutional mechanisms; inter-African climate change adaptation learning exchange visit; and assistance to assess and implement any institutional innovations that may be identified through this exchange visit. Actions under this output will include developing leadership that recognises the critical role of women in climate change adaptation and in reducing risks and vulnerabilities, in order to increase women’s access to adaptation/risk management services and livelihood opportunities. Output 3: Climate-resilient policies and measures implemented in priority sectors - The main thrust of this output will be to contribute to the development of integrated early warning systems in Ghana, in partnership with funding envelopes from UNDP and the World Bank-managed GFDRR. A gap analysis of existing early warning systems for multiple hazards e.g. drought, floods, wildfires, disease and pest outbreaks, extreme events will be carried out and those EWS most relevant for poor and vulnerable populations under the expected impacts of climate change will be prioritised, with an emphasis on priorities for reducing vulnerability for women and poor and marginalised populations, and on increasing women’s access to adaptation/risk management services and livelihood opportunities. Based on this, activities will be planned and implemented for the prioritised hazards and EWS relating to the four key elements of EWS: risk knowledge; monitoring and warning services; dissemination and communication; and response capability. The major components that comprise EWS will be underpinned by activities geared towards strengthening governance and institutional arrangements for the development and sustainability of a multi-hazard based early warning system. Partners will plan jointly and respective activities will be based on comparative advantage. Within the framework of UNDP/World Bank joint cooperation as spelt out in an Aide Memoire, UNDP will support institutional and capacity building for EWS while the World Bank will support logistics and hardware. Proposed funding responsibilities for the AAP are: gender-responsive community vulnerability assessments in pilot areas; developing and operationalizing a GIS information management system on climate change induced disaster and natural hazard risk information; facilitating the integration of climate information and climate change projections into the risk assessment, monitoring and warning services; developing and equipping community level institutions for dissemination and communication of the early warning message in pilot areas; and developing and implementing community and volunteer education and training programmes that integrate disaster risk reduction and climate change adaptation. Output 4: Financing options to meet national adaptation costs expanded at the local, national, subregional and regional levels - Financing options to meet national adaptation costs will be expanded through a number of actions, including capacity development for sectoral budgeting to fund adaptation actions, as well as through institutional options assessment to determine and assist the government to develop the most appropriate institution to serve as a conduit for financing through the Adaptation Fund, which requires particular fiduciary standards. Analysis of proposed climate change financing mechanisms will be carried out to facilitate gender-responsive climate change investment financing, and to build capacity for gender budgeting and auditing of climate change policies and other policies of relevance for climate change. Possible financing options could include insurance for climate-resilient development. Output 5: Knowledge on adjusting national development processes to fully incorporate climate change risks and opportunities generated and shared across all levels – This output will focus on developing platforms for learning-in-action to upscale adaptation efforts and create a knowledge base. Actions will support key institutions to document, disseminate, and influence policy and programmatic responses for adaptation in priority sectors, and will strengthen the capacity of NGOs and CBOs to share and disseminate knowledge on learning-in-action programmes on adaptation to climate change, for upscaling. A particular focus will be on documenting evidence of intersections of gender and climate change adaptation risks/vulnerability. Specific actions will include: developing a knowledge platform, gendersensitive templates for developing adaptation projects, and advocacy and knowledge sharing materials; designing and implementing a national system for knowledge sharing on incorporating climate risks and opportunities into development; developing a facilitated knowledge network linking NGOs, CBOs and practitioners for climate change adaptation; and facilitating linkages (both electronic and inter-country visits) 7 28 September 2009 between this network and other civil society networks in Africa through the regional technical assistance component of the AAP, and by linkage with the Adaptation Learning Mechanism (ALM). 3. Feasibility assessment A number of elements of feasibility assessment will need to be carried out in the detailed design phase to guide implementation, as specified in the Results and Resources Framework. Primary amongst these is a feasibility study to explore the specific priorities for development of early warning systems. This will involve inventorising existing EWS, exploring the additional vulnerabilities and risks that are likely to accrue with climate change impacts and identifying priority hazards and EWS for initial focus, based on projected risks and vulnerabilities under climate change. It will explore the resources required for implementation at the national, sub-national and local level, and be used to determine the focus for AAP and partner interventions. 4. Barriers to proposed response An important barrier to mainstreaming climate change adaptation into development in Ghana is that the current proposals for adaptation actions in the zero draft NCCAS are not explicitly linked to government programmes and cycles. The proposed response will overcome this barrier through tackling one of the underlying causes of this situation, which is the lack of understanding of the sectoral and development implications of climate change effects in line ministries. The above is one of the ways in which this project will move from a ‘technology’ only response to one in which technology is combined with leadership, capacity and inclusiveness, in the pursuit of greater resilience and sustainable results. It will require a number of shifts on the part of leaders and change makers at all levels. One of these will be from seeing climate change as a narrow environmental issue to seeing it as a broad, cross-cutting developmental issue that needs to inform planning and budgeting at all levels. Building critical capacity, in the form of increased awareness and hard skills for planning and budgeting for climate change adaptation, will be a major mechanism through which the proposed response will assist Ghana to leverage in additional resources, in the form of significant international financial flows for adaptation. Further related shifts are required in the broader arena, where improving societal awareness and preparedness for future climate change is critical, in addition to enhancing the mainstreaming of climate change into national development to reduce climate change risks. Finally, a shift is needed from the insufficient attention that has been paid to women and gender equality concerns, to one of real commitment to the promotion of gender responsiveness in development planning, with specific reference to climate change. Much as it has become clear that developing collaborative cross-sectoral approaches to addressing climate change is essential for efficiency, this will not be effective in the absence of significantly increased capacity within each sector to understand the implications of climate change on development in the sector, and to be able to develop responses to deal with this, including the necessary integration into budgets of key sectors such as agriculture, land, forestry and energy. This barrier will be overcome by the proposed high-level awareness raising programme, as well as the targeted capacity development interventions in key ministries and institutions. A further possible barrier or constraint is that the zero draft National Climate Change Adaptation Strategy has been developed without being informed by a strong analysis of the economics of climate change. The intention was that the Economics of Adaptation to Climate Change (EACC) study, being financed by the Governments of the UK, The Netherlands, and Switzerland, with the World Bank leading on the technical aspects of the study, would provide the necessary economic basis for the identification and prioritisation of strategic actions. However, given current time frames, it may be that the NCCAS will be finalised before completion of the EACC. The AAP programme will leverage in support from the regional technical assistance part of the AAP to integrate additional peer-reviewed/scientific findings of climate-risk and economic assessments, in order to strengthen the evidence basis for adaptation actions in Ghana. Relevant information obtained during implementation will be used to revisit these barriers and make programme adjustments, if necessary. 8 28 September 2009 III. STRATEGY The proposed response of the Africa Adaptation Programme (AAP) will assist with positioning Ghana to reduce the risks of climate change impacts and to realise any opportunities that climate change provides for sustainable development. The AAP in Ghana will promote systemic change for a more integrated and holistic approach to climate change adaptation, through providing inputs to a comprehensive programme that will develop early warning systems in the country, as well as by supporting strategic policy dialogue and capacity development approaches. These will enable the country to better mainstream pro-poor and gender sensitive climate change adaptation into its national and sub-national development processes, and to leverage additional adaptation funding and use this effectively. The AAP in Ghana will build on and collaborate with a number of existing and proposed initiatives. Key amongst these is the finalisation of the GoG’s National Climate Change Adaptation Strategy (NCCAS), to be funded by CC DARE, a joint UNEP/UNDP programme for Sub-Saharan Africa funded by the Danish Ministry for Foreign Affairs. It is anticipated that the NCCAS will be completed by December 2009, and will provide greater clarity on the national adaptation priorities and mechanisms to address these. The proposed response will further contribute to a broader programme to develop comprehensive early warning systems in Ghana. Together with the GoG, elements of this will be jointly funded and implemented by UNDP and the Global Facility for Disaster Reduction and Recovery (GFDRR, managed by the World Bank), as agreed during the formulation mission discussions. The GFDRR is a partnership of the International Strategy for Disaster Reduction (ISDR) system to support the implementation of the Hyogo Framework of Action (HFA), which is the primary international agreement for disaster reduction. The UNDP Country Programme Document identifies three main thematic areas, derived from the UNDAF, for UNDP programme interventions, namely: consolidation of democracy; wealth creation and empowerment of the poor; and vulnerability reduction and environmental sustainability. To address a crucial need identified in the GPRS II, and within the framework of UNDAF, UNDP has existing programmes to assist in the development and implementation of national strategies for disaster risk reduction and early warning systems. Policy work will be combined with institutional capacity building to ensure efficient and sustainable risk management in the country and reduce risks for vulnerable populations especially women through the development of disaster risk profiles. According to the UNDP Country Programme, the development of an institutional framework for disaster risk reduction will be supported in order to reduce vulnerability of affected populations, especially women, to environmental emergencies through development of disaster risk profiles that include epidemic diseases such as malaria and HIV/AIDS. The project contributes to the CPAP Outcome ‘3.4.1.Establishment of regulatory framework for ensuring sustainable use of natural resources for improved livelihood’. The CP outcome ‘National and local systems for emergency preparedness, disaster prevention, response and mitigation’ is being pursued by UNDP in collaboration with WFP, FAO and the Government of Ghana. The proposed programme will contribute to achieving these outcomes, together with a current proposal by the GFDRR, in collaboration with UNDP BCPR’s work in the Northern Regions where possible, for disaster risk reduction within the context of climate change adaptation, and to specifically support the development of early warning systems. While the formulation mission was approached as a coordinated mission with both of these initiatives, some details concerning exact roles and responsibilities for this integrated approach will need to be worked out in the inception period. The proposed response will also seek synergies with the Special Climate Change Fund (SCCF) project for Ghana, currently in development, which will focus on health aspects of climate change adaptation. Furthermore, the proposed response is in accordance with priorities identified for increasing adaptation capacities in the zero draft NCCAS, which include: (i) increasing national awareness; (ii) mainstreaming climate change impacts and adaptation into sectoral policies, plans and programmes; (iii) addressing longterm investment risks; (iv) coping with extreme weather events; (v) improving observation and early warning systems; (vi) strengthening the research and development base; and (vii) enhancing partnership and international cooperation. Furthermore, the project will be designed and implemented to facilitate institutionalization of gender guidelines and perspectives, to ensure gender equity in access and control of resources and to document evidence of intersections of gender and climate change adaptation risks/vulnerability. 9 28 September 2009 Given these synergies with key priorities identified in the GPRS and the zero draft NCCAS, as well as with priorities identified through the Natural Resources and Environmental Governance (NREG) sector group process it is clear that the project is consistent with national strategy and with national commitment to achieving both broader national and the CPAP relevant outcomes under which this initiative falls. The programme will develop a range of partnerships within and outside of the UN system that can contribute technical know-how or finance to the project outputs/activity results. The proposed response will involve existing staff from key national and international institutions. For the disaster risk management and early warning components, this will include the National Disaster Management Organisation (NADMO), civil society organisations, the Meteorological Services Agency, WHO, UNICEF, the UN Office for Humanitarian Affairs (UN-OCHA), FAO and WFP, who have acquired relevant capacity and experience from their regular operations, with possible additional assistance from the World Meteorological Organisation, UNHCR, International Civil Defence Organisation, amongst others. 1. Outputs and activity results The following narratives detail how the project outputs will contribute to the achievement of the outcome, and how UNDP will support policy development and strengthen national capacities and leadership at all levels. Points under each output indicate where partnerships will be developed to ensure sustainable results. Output 1: Dynamic, long-term planning mechanisms to cope with the inherent uncertainties of climate change introduced Activity Result 1.1: A broadened national coalition for championing and integrating climate change adaptation into sectoral development Actions: Action 1.1.1: Together with key national institutions, such as MoFEP and the EPA, identify critical national ministries and institutions to target for an integrated approach to broadening climate change coalition Action 1.1.2: Allocate resources to each prioritised ministry or institution to undertake a scoping and impact assessment study followed by a participatory awareness raising process to understand the potential impacts of climate change on their sectors and development plans, and to explore and develop possible adaptation options, in a gender-responsive approach2 (see Output 4 for activities that build on this to re-align budgets). This should include exploring integration of adaptation programmes with relevant Multilateral Environmental Agreements (MEAs). Action 1.1.3: Initiate a systematic and ongoing process of high-level awareness raising and training events to develop increased political championing of climate change issues and the need for sectoral adaptation actions Indicator: Number of ministries and institutions that have been allocated resources for understanding climate change implications for their sectors Indicator: Systematic and ongoing process for high-level awareness raising and training events Activity Result 1.2: Enhanced understanding of the links between climate change adaptation and disaster risk reduction, and integration of these into national development plans Actions: Action 1.2.1: Building on the studies set out in Activity Result 1 of Output 3, develop a focused awareness raising programme for key ministries and institutions, including NGOs, of relevance for the prioritised early warning system parameters. The goal of the awareness raising activities and the 2 The report on sectoral climate change impacts, vulnerability and adaptation assessments in Ghana under the Netherlands Climate Change Assistance Programme, The Government of Ghana and UNDP-GEF project titled “Enabling activities for the preparation of Ghana’s second national communication to the United Nations Framework Convention on Climate Change” and other existing reports will provide the basis for the impact studies. 10 28 September 2009 capacity development activities in the action below is to secure early warning as a long-term national and local priority. Action 1.2.2: Based on initial awareness raising activities, formulate capacity development interventions for these key organisations to enable them to better integrate climate change adaptation and disaster risk reduction into their development activities Action 1.2.3: Ensure synergies and systematic linkages between these awareness raising and capacity development activities and those set out in Activity Result 1 (Output 1) above Action 1.2.4: Support the development of the legal and policy framework for prioritising early warning in national and sub-national development plans; and protocols for integrating where possible regional and cross-border warning systems Indicator: Number of relevant stakeholders (e.g. Planning and key sectoral Ministries -Agriculture, Water, etc) participating in awareness raising programme for integrating climate change adaptation and disaster risk reduction Indicator: Number of capacity development interventions implemented Indicator: Early warning prioritised in national development plans Indicator: Number of sectoral and local plans and programmes that integrate climate change adaptation and disaster risk reduction Indicator: Legal and policy framework supporting early warning in place; Regional and cross- border agreements established. ACTIVITY RESULT 1.3: Strengthened ability of districts to integrate climate change adaptation and disaster risk reduction into district development planning Actions: Action 1.3.1: Undertake status quo assessment of key actions and proposals for integrating climate change adaptation into district development planning, such as the UNDP AWP 2009, the activity undertaken by the National Development Planning Commission and the EPA on using climate change assessment tool at the district level3 Action 1.3.2: Based on a gap analysis of this assessment, identify priority actions to be supported by the AAP for better integration of climate change adaptation and disaster risk reduction at the district level Action 1.3.3: Allocate funding to relevant institutions and pilot districts to implement prioritised actions, which could include validating the climate change mainstreaming tool already developed, as well as implementation actions (see Output 3) Indicator: Status quo assessment and gap analysis of actions and proposals to integrate climate change adaptation and disaster risk reduction Indicator: Amount of funding allocated to relevant institutions and pilot districts to implement prioritised actions Indicator: Number of mainstreaming actions implemented at the district level Output 2: Leadership and institutional frameworks to manage climate change risks and opportunities in an integrated manner at the local and national levels built4 ACTIVITY RESULT 2.1: Strengthened functioning inter-ministerial (national, sub-national, local) and multistakeholder civil society mechanisms to manage climate change risks and opportunities 3 Ghana can benefit from the experience of NAPA development in other African countries in terms of the methodology used (bottom-up approach) and the involvement and participation of different stakeholders at different levels and scales from National to local – for more information see: http://unfccc.int/files/not_assigned/b/~application/pdf/annguide.pdf for the Annotated Guidelines for the Preparation of National Adaptation Programmes of Action; and the European Capacity Building Initiative for Osman- Elasha, B and Downing, T.E. 2007. Lessons Learned in Preparing National Adaptation Programmes of Action in Eastern and Southern Africa. SEI Oxford working paper: Stockholm Environment Institute- Oxford-ECBI 4 Footnote 3 also applies to Output 2. 11 28 September 2009 Actions: Action 2.1.1: Undertake assessment of existing multilevel inter-ministerial (national, sub-national and local) coordination mechanisms for climate change/ sustainable development at appropriate scale, and develop proposals for different institutional options Action 2.1.2: Hold consultative multi-stakeholder workshop to consider possible institutional options for national and sub-national climate change coordinating structures Action 2.1.3: Set up agreed inter-ministerial and multi-stakeholder mechanisms to coordinate and manage climate change risks and opportunities countrywide for coordination, policy formulation and development planning purposes; and institute systematic coordination mechanism between these, with linkages to disaster risk reduction institutional mechanisms. This institutional mechanism should specifically develop an innovative approach to ensure systematic linkages and integration between climate-change related initiatives and programmes. Action 2.1.4: Build on existing capacity development interventions – such as those in UNDP AWP 2009 – to strengthen climate change coordination institutions Indicator: Number of mechanisms established with functional mandates for coordination, collaboration and synergy Indicator: Number of institutions using climate change risk assessments as part of the planning process Indicator: Systematic capacity development programme developed and implemented ACTIVITY RESULT 2.2: Strengthened leadership and technical capacities at national, sub-national and local levels in sector-specific and cross-sectoral planning and management of integrated climate change adaptation and disaster risk reduction Action: Action 2.2.1: Design and conduct capacity development through learning-in-action (training with results) programmes (with assistance of technical experts-- at national, sub-national and local levels), with key institutions for climate change adaptation and disaster risk reduction, with a focus on women’s representation Action 2.2.2: Plan and fund an international climate change adaptation learning exchange visit, involving leaders (government and non-government) from a small number of African countries – for example, one which has significant development of institutions and procedures for climate change adaptation, and one which is similar to Ghana in developmental and socio-economic characteristics – for the purposes of shared learning to promote institutional development Action 2.2.3: Provide funding for institutional innovations identified through exchange visits, and for ongoing follow-up and sharing between countries (Output 5) Indicator: Number of institutions and individuals using integrated leadership and learning in action programmes to guide responses for integrated climate change adaptation and disaster risk reduction (at national, sub-national and local levels) Indicator: International learning exchange visit and follow-up mechanisms Indicator: Number of functional institutional innovations implemented Output 3: Climate-resilient policies and measures implemented in priority sectors Note that Activity Result 1 of this output consists of a number of feasibility explorations. Activity Results 2 and 3 are structured according to the four stages for the development of EWS (two per each of the Activity Results), as set out in the 2006 ISDR Checklist on EWS. This document is compatible with the Hyogo Framework of Action approach, and has been used to facilitate alignment with other initiatives such as the proposed complementary GFDRR intervention to support EWS in Ghana. ACTIVITY RESULT 3.1: Feasibility for support to the development of early warning systems assessed, including resources required for implementation at the national, sub-national and local level Actions: 12 28 September 2009 Action 3.1.1: Undertake inventory and gap analysis of existing early warning systems for multiple hazards e.g. drought, floods, wildfires, disease and pest outbreaks, extreme events; highlighting those EWS most relevant for poor and vulnerable populations. The gap analysis study will include identifying and clarifying roles of key national agencies involved in hazard and vulnerability assessments; and identifying gaps in existing legislation and government policy mandating the preparation of hazard and vulnerability maps Action 3.1.2: Undertake study of available information to identify additional burden to be placed on early warning systems through expected impacts of climate change, highlighting priorities for reducing vulnerability for women and poor and marginalised population. Women and such groupings will be targeted using among other means non-technical social networks [traditional knowledge and information acquired through educational and awareness-raising programmes]; ensuring that information provided is understood by the target group through the use of standard protocols for issuing alerts to avoid confusion [use of standardized and clarified terminology, etc]; and information to be targeted will be developed so as to address the values, interests and needs of the target group Action 3.1.3: Based on the above actions and with due consideration of gender differences, prioritise hazards to be focused upon in the development of EWS and identify key areas of focus for this activity result, together with collaborating institutions and initiatives Indicator: Inventory and gap analysis of EWS Indicator: Study identifying additional climate change burden likely to be placed on EWS Indicator: Prioritised hazards and identified key areas of focus for EWS development ACTIVITY RESULT 3.2: Activities planned and implemented to support risk knowledge, and monitoring and warning services, for the prioritised hazards and EWS Actions: Action 3.2.1: Carry out detailed assessment of the existing risk assessment processes for the prioritised hazards, to identify shortcomings and develop strategy for overcoming these Action 3.2.2: Together with collaborating institutions and initiatives, establish a systematic, standardised process to collect, assess and share data, maps and trends on hazards and vulnerabilities Action 3.2.3: Develop strategy for community based participatory approach to local hazard and vulnerability analyzes. Action 3.2.4: Implement community vulnerability assessments, that integrate gender, disability, access to infrastructure, economic diversity and environmental sensitivities, in three pilot areas where the climate risk is high Action 3.2.5: Establish a GIS-based information management system on climate change induced disaster and natural hazard risk information Action 3.2.6: Participate in a collaborative process to establish an effective hazard monitoring and warning service with a sound scientific and technological basis Action 3.2.7: Facilitate the integration of climate information and climate change projections into the risk assessment, monitoring and warning services, in the pilot areas and at national level through the services of the regional technical assistance component of the AAP Indicator: Detailed assessment of existing risk assessment processes Indicator: An agreed standardised process for risk assessment for prioritised hazards, with clear roles and responsibilities among different institutions Indicator: Number of integrated community vulnerability assessments completed Indicator: GIS-based information management system for climate-induced disaster and natural hazard risk information established Indicator: Climate change projections and downscaled scenarios integrated into the risk assessment, monitoring and warning systems ACTIVITY RESULT 3.3: Activities planned and implemented to support dissemination and communication; and response capability Actions: 13 28 September 2009 Action 3.3.1: Participate in a collaborative process to develop communication and dissemination systems, with clear roles and responsibilities for different actors, to ensure people and communities are warned in advance of impending natural hazard events. This should include mechanisms to ensure that warning alerts and messages are tailored to the specific needs of those at risk, especially women and children. Action 3.3.2: Develop, train and equip community level institutions such as village development committees and disaster volunteer groups for dissemination and communication through multiple communication mediums. Community training to include being able to recognise simple hydrometeorological and geophysical hazard signals to allow immediate response. Community dissemination and communication systems should be linked to local government/ the relevant authorities that are empowered to disseminate the early warning message, in three pilot areas. Action 3.3.3: In these three pilot areas, assess community response capacity and develop and implement community and volunteer education and training programmes that integrate disaster risk reduction and climate change adaptation Indicator: Community level institutions developed, trained and equipped for dissemination of EW Indicator: Community response capacity assessments in pilot areas Indicator: Number of community and volunteer education and training programmes developed and implemented Indicator: Mechanisms developed and implemented to ensure that warning alerts and messages reach intended recipients, especially women and children Indicator: Number of tests and training exercises conducted on the recognition of hazard signals Output 4: Financing options to meet national adaptation costs expanded at the local, national, subregional and regional levels ACTIVITY RESULT 4.1: Strengthened technical and leadership capacities of key financial and planning institutions, as well as key line ministries, at the national and sub-national levels to secure, expand and/or realign funds to support climate change adaptation. Actions: Action 4.1.1: Carry out consultations with key stakeholders to identify key challenges and activity areas in expanding/re-aligning existing funds/designing climate-resilient investment plans Action 4.1.2: Provide support to MoFEP, building on existing interventions, for enhanced economic analysis of climate change adaptation needs, and budgeting for these Action 4.1.3: Develop advocacy materials for key financial and planning institutions, as well as key line ministries, at the national and sub-national levels and deliver appropriate training on designing climateresilient investment plans Action 4.1.4: Set up a specific fund and make budgetary allocations to support initiatives that target women and promote gender equality in adaptation to climate change Action 4.1.5: Building on these training interventions, assist key ministries to re-align their budgeting processes so that these fully incorporate funding for climate change adaptation actions, bearing in mind the special needs of women to make their livelihoods climate-resilient. This action could include assisting ministries to develop / access risk transfer systems such as insurance – for example, index-based weather insurance Indicator: Enhanced capacity of MoFEP for climate change adaptation economic analysis and developing climate-responsive budgeting guidelines Indicator: Climate-responsive budgeting guidelines for different levels Indicator: Number of ministries that have re-aligned their budgeting processes to incorporate genderresponsive funding for adaptation actions Indicator: Fund established and specified percentage of national budget allocated to gender and climate change initiatives in key sectors Indicator: Number of risk transfer systems such as insurance implemented 14 28 September 2009 ACTIVITY RESULT 4.2: Increased international financing flows for adaptation to Ghana through establishment of functional institutional mechanism Actions: Action 4.2.1: Carry out institutional options assessment to determine and develop the most appropriate institution to serve as a national conduit to be able to access financing through the global Adaptation Fund, which requires particular fiduciary standards Action 4.2.2: Establish functional financial institutional mechanism and provide training and equipment Action 4.2.3: Develop and implement strategy for long-term sustainability of this institution, linked with the activities in Activity Result 1 above, that seeks to integrate climate change risks into long-term planning, budgeting and investment Indicator: Financial institutional assessment for accessing financing from the Adaptation Fund Indicator: Functioning and equipped financial institutional mechanism Output 5: Knowledge on adjusting national development processes to fully incorporate climate change risks and opportunities generated and shared across all levels ACTIVITY RESULT 5.1: Key institutions document, disseminate, and influence policy and programmatic responses for adaptation in priority sectors Actions: Action 5.1.1: Consult with key stakeholders and explore options for establishing national knowledge platform for climate change – for example, this may be linked to the national multi-stakeholder coordinating mechanism (Output 2). This action will be linked with the Adaptation Learning Mechanism Action 5.1.2: Design and set up knowledge platform, linked to existing websites of the EPA, NADMO, MOWAC, Office of the President, and districts in Ghana, and related templates, so that all knowledge products will show the impact of, and challenges facing women and indigenous communities in managing climate change risks Action 5.1.3: Prepare advocacy and knowledge sharing materials Action 5.1.4: Design and implement national system for knowledge sharing, that would build on and linkup existing platforms, on incorporating climate risks and opportunities into development Indicator: National knowledge platform established for sharing knowledge on climate change responses Indicator: Number and quality of knowledge products documenting adaptation responses and innovations Indicator: Functional national system for knowledge sharing on incorporating climate risks and opportunities into development Indicator: Number of facilitated knowledge networks that integrate technical and leadership dimensions and share innovations. ACTIVITY RESULT 5.2: Strengthened capacity of NGOs and CBOs to share and disseminate knowledge on learning-in-action programmes on adaptation to climate change Actions: Action 5.2.1: Consult with KASA, GEF SGP, CSO centre, and key civil society stakeholders on priorities and needs for NGOs and CBOs on knowledge sharing regarding pilot climate change adaptation projects and activities Action 5.2.2: Support the development of a facilitated knowledge network for climate change adaptation that includes process and technical lessons, as well as leadership issues, and could include intra-country visits. The focus of the network should be on linking up practitioners and CBOs, not only think-tanks Action 5.2.3: Facilitate linkages (both electronic and inter-country visits) between this network and other civil society networks in Africa through the regional technical assistance component of the AAP 15 28 September 2009 Indicator: Established and functional civil society knowledge network for climate change adaptation Indicator: Number of learning-in-action exchanges – for example intra-country visits Indicator: Functional linkage established with other African civil society networks for climate change adaptation 2. Comparative advantage The proposed response builds on previous interventions of UNDP Ghana, which are centrally located within UNDP’s comparative advantages of capacity development and the environment and energy focus, which encompasses climate change. One of these was the 2008 National Action Programme to Mainstream Climate Change into Ghana’s Development, which aimed also to broaden dialogue among stakeholders in Ghana on climate change. A second was the 2007 collaboration between the country office and BCPR to support NADMO in establishing functioning information management systems at district level to ensure coordinated disaster relief. Thus, through the proposed response, UNDP will further support policy development and strengthen national capacities, leadership development at all levels and partnerships to ensure that there are sustainable results. The programme both leverages UNDP’s comparative advantage in capacity development and strategic policy dialogue, and combines this with concrete deliverables in one of UNDP’s key focus areas, disaster risk reduction. The project outputs in this regard will be achieved through a partnership with the GFDRR, in which the comparative technical and infrastructure development comparative advantages of this institution will be harnessed. Other national and UN organisations involved in disaster risk reduction and with technical expertise in early warning systems, such as UNISDR, OCHA, FAO, UNICEF, WFP, USAID (FEWS-NET), as well as NGOs such as Christian Aid who are engaged in developing EWS in Ghana, will also be approached for collaboration and assistance. While the proposed response does include technical/technological responses, these occur within the development of policy, regulatory, leadership and institutional mechanisms required for deploying and sustaining the proposed technical responses. 16 28 September 2009 IV. RESULTS AND RESOURCES FRAMEWORK Intended Outcome as stated in the Country Programme Results and Resource Framework: UNDAF Outcome 3: Increased productive capacity for sustainable livelihoods especially in the most deprived districts. UNDAF Outcome 6: Capacity for equitable and participatory governance systems is made more effective at all levels and guided by human rights principles CP: Outcome 10: Establishment of regulatory framework for ensuring sustainable use of natural resources for improved livelihood. CP: National and local systems for emergency preparedness, disaster prevention, response and mitigation Outcome indicators as stated in the Country Programme Results and Resources Framework, including baseline and targets: Applicable Key Result Area (from 2008-11 Strategic Plan): Promote climate change adaptation Partnership Strategy Project title and ID (ATLAS Award ID): Applicable Key Result Area (from 2008-11 Strategic Plan): Promote climate change adaptation MEANS OF VERIFICATION INTENDED OUTPUTS Output 1: Dynamic, longterm planning mechanisms to cope with the inherent uncertainties of climate change introduced Baseline: Ghana has limited planning mechanisms to cope with the uncertainty of climate change; climate risk and the implications of climate change for vulnerability and development have yet to be OUTPUT TARGETS Targets 1) (Year -Funding allocated & studies carried out by identified priority institutions - Status quo assessment for integrating CCA into district Activity results level INDICATIVE ACTIVITIES Quality indicator Activity Result 1.1: A broadened national coalition for championing and integrating climate change adaptation into sectoral development Action 1.1.1: Together with key partners, identify critical national ministries and institutions to target for an integrated approach to broadening CC coalition Action 1.1.2: Allocate resources to each prioritised institution for a study (with gender-responsive approach), plus awareness raising process, to understand potential Quality Method Assess ment time Project progress report 1st RESPONSIBLE PARTIES INPUTS UNDP AR 1.1 Indicator 1: Number of ministries and institutions that have been allocated resources for understanding climate change implications for their sectors AR1.1 Indicator 2: Systematic and ongoing process for high-level awareness raising and training events year MoFEP, MES, EPA Sectoral ministries NDPC NGOs CSOs Project progress report District Assemblies 2nd year Total output cost: US$390 000 fully appreciated by sectoral government ministries; and CCA and DRR are not integrated. development Overall Indicator: systematic high-level awareness raising process established that integrates CCA & DRR The foundation for a broadbased and integrated response to mainstreaming climate change adaptation into Ghana’s national development processes is in place, which includes an integrated approach to climate change adaptation and disaster risk reduction. Targets 2) (Year Capacity development interventions implemented to strengthen ability of key organisations to integrate CCA & DRR Target (Year 3) - Legal and policy framework, institutional capacities, international agreements and budget lines consolidated for early warning and disaster preparedness Prioritised actions implemented in districts impacts of climate change on their sectors and development plans, as well as possible adaptation options (see Output 4 for linked activities to re-align budgets) Action 1.1.3: Initiate a systematic and ongoing process of high-level awareness raising and training events to develop increased political championing of CC issues and the need for sectoral adaptation actions Activity Result 1.2: Enhanced understanding of the links between climate change adaptation and disaster risk reduction, and integration of these into national development plans Action 1.2.1: Building on studies of AR1 of Output 3, develop a focused awareness raising programme for key ministries and institutions, including NGOs, of relevance for the prioritised early warning system parameters, to secure early warning as a longterm national and local priority Action 1.2.2: Based on initial awareness raising activities, formulate capacity development interventions for key organisations to enable them to better integrate CCA and DRR into their development activities Action 1.2.3: Ensure synergies and systematic linkages between this AR and capacity development activities and those set out in Activity Result 1 (Output 1) above Action 1.2.4: Support development of the legal and policy framework for prioritising early warning in national and sub- 18 28 September 2009 AR1.2 Indicator 1: Number of relevant stakeholders (e.g. Planning and key sectoral Ministries Agriculture, Water, etc) participating in awareness raising programme for integrating CCA & DRR AR1.2 Indicator 2: Number of capacity development interventions implemented AR1.2 Indicator 3: Early warning prioritised in national development plans AR1.2 Indicator 4: Number of sectoral and local plans and programmes that integrate climate change adaptation and disaster risk reduction AR1.2 Indicator 5: Legal and policy framework supporting early warning in place and regional and cross- Project progress report Project progress report Project progress 2nd year EoP EoP Project progress report / survey EoP Legal and policy 2nd year national development plans; and protocols for integrating where possible regional and crossborder warning systems Activity Result 1.3: Strengthened ability of districts to integrate climate change adaptation and disaster risk reduction into district development planning Action 1.3.1: Undertake status quo assessment and gap analysis of key actions and proposals for integrating CCA into district development planning Action 1.3.2: Identify priority actions to be supported by the AAP for better integration of CCA and DRR at the district level Action 1.3.3: Allocate funding to relevant institutions and pilot districts to implement prioritised actions (see also Output 3) Output 2: Leadership and institutional frameworks to manage climate change risks and opportunities in an integrated manner at the local and national levels built Baseline: Ghana has limited leadership and institutional frameworks to manage climate change risks and opportunities in an integrated manner at the local and national levels Overall Indicator: Ghana has comprehensive 19 28 September 2009 Targets 1) (Year Agreement achieved on coordination mechanisms - International exchange visit hosted Targets 2) (Year - Coordination mechanisms established & functional Activity Result 2.1: Strengthened functioning inter-ministerial (national, sub-national, local) and multi-stakeholder civil society mechanisms to manage climate change risks and opportunities Action 2.1.1: Assessment of existing multilevel inter-ministerial (national, sub-national and local) coordination mechanisms for CC / sustainable development, and develop proposals for different institutional options Action 2.1.2: Hold consultative multi-stakeholder workshop to consider institutional options for national and sub-national climate change coordinating structures border agreements established. AR 1.3 Indicator 1: Status quo assessment and gap analysis of actions and proposals to integrate climate change adaptation and disaster risk reduction AR1.3 Indicator 2: Amount of funding allocated to relevant institutions and pilot districts to implement prioritised actions AR1.3 Indicator 3: Number of mainstreaming actions implemented at the district level framewor k EoP Project progress report Project progress report UNDP AR 2.1 Indicator 1: Number of mechanisms established with functional mandates for coordination, collaboration and synergy AR2.1 Indicator 2: Number of institutions using climate change risk assessments as part of the planning process AR2.1 Indicator 3: Systematic capacity development programme developed Project progress report EoP MES, EPA MoFEP MoI, NDPC NADMO Project progress report District Assemblies EoP GEF SGP NGOs and CBOs NADMO Consultants Project progress report EoP Total output cost: US$190 000 and strengthened institutional frameworks to manage climate change risks and opportunities in an integrated manner at the national and sub-national levels. Capacity development / learning-inaction programme implemented for CCA & DRR Targets 3) (Year - Institutional innovations identified through exchange visit implemented Output 3: Climate-resilient policies and measures implemented in priority 20 28 September 2009 Targets (Year 1) - Feasibility for support to Action 2.1.3: Set up agreed interministerial and multi-stakeholder mechanisms with systematic coordination mechanisms, linked to disaster risk reduction institutional mechanisms Action 2.1.4: Build on existing CD interventions – such as those in UNDP Ghana’s Annual Work Plan – to strengthen climate change coordination institutions Activity Result 2.2: Strengthened leadership and technical capacities at national, subnational and local levels in sectorspecific and cross-sectoral planning and management of integrated climate change adaptation and disaster risk reduction Action 2.2.1: Design and conduct capacity development through learning-in-action (training with results) programmes (with assistance of technical experts-at national, sub-national and local levels), with key institutions for CCA and DRR, with a focus on women’s representation Action 2.2.2: Plan and fund an international CCA learning exchange visit, involving leaders (govt & NG) from a small number of African countries, for shared learning to promote institutional development Action 2.2.3: Provide funding for institutional innovations identified through exchange visits, and for ongoing follow-up and sharing between countries (Output 5) Activity Result 3.1: Feasibility for support to the development of early warning systems assessed, and implemented AR2.2 Indicator 1: Number of institutions and individuals using integrated leadership and learning in action programmes to guide responses for integrated CCA and DRR (at national, subnational and local levels) AR2.2 Indicator 2: International learning exchange visit and follow-up mechanisms AR2.2 Indicator 3: Number of functional institutional innovations implemented Project progress report EoP 2nd year Project progress report EoP Project progress report UNDP AR3.1 Indicator 1: Inventory 1st year MES, EPA sectors Baseline: Ghana has few or no climate-resilient policies and measures in place in priority sectors. Overall Indicator: Ghana has climate-resilient policies and measures implemented in priority sectors. development of EWS assessed and priority hazards and focus areas identified - Community vulnerability assessments completed in 3 pilot areas Targets 2) (Year community level institutions developed & equipped for dissemination & communication in three pilot areas climate information & projections integrated into risk assessment, monitoring & warning systems Targets 3) (Year community response capacity assessed & community and volunteer education and training programmes 21 28 September 2009 including resources required for implementation at the national, sub-national and local level Action 3.1.1 Inventory and gap analysis of EWS Action 3.1.2 Study to identify additional burden on EWS through expected impacts of climate change Action 3.1.3 Prioritisation of hazards to be focused upon in development of EWS and identification of key areas of focus and collaborating institutions and initiatives Activity Result 3.2: Activities planned and implemented to support risk knowledge, and monitoring and warning services, for the prioritised hazards and EWS Action 3. 2.1 Identify gaps in existing risk assessment processes for the prioritised hazards Action 3.2.2 Together with partners, establish a systematic, standardised process to collect, assess and share data, maps and trends on hazards and vulnerabilities Action 3.2.3 Strategy for community based participatory approach to local hazard and vulnerability analyzes Action 3.2.4 Implement community vulnerability assessments, that integrate gender, disability, access to infrastructure, economic diversity and environmental sensitivities, in three pilot areas Action 3.2.5 Establish GIS-based information management system Inventory and gap analysis of EWS AR3.1 Indicator 2: Study on additional climate change burden likely to be placed on EWS AR3.1 Indicator 3: Prioritised hazards and identified key areas of focus for EWS development report MoI, NDPC NADMO Study report 1st Meteorological Agency District Assemblies 1st year Project progress report GEF SGP NGOs and CBOs NADMO Consultants 2nd AR3.2 Indicator 1: An agreed standardised process for risk assessment for prioritised hazards, with clear roles and responsibilities AR3.2 Indicator 2: Number of integrated community vulnerability assessments completed AR3.2 Indicator 3: GIS-based information management system for climate-induced disaster and natural hazard risk information established AR3.2 Indicator 4: Climate change projections and downscaled scenarios integrated into the risk assessment, monitoring and warning systems year year Project progress report 2nd year Project progress report EoP GISbased Info system EoP Project progress report/ Integrate d systems Total output cost: US$1 500 000 that integrate DRR and CCA implemented in 3 pilot areas GIS-based information management system established & fully functional on climate change induced disaster and natural hazard risk information Action 3.2.6 Participate in collaborative process to establish an effective hazard monitoring and warning service with a sound scientific and technological basis Action 3.2.7 Facilitate the integration of climate information and climate change projections into the risk assessment, monitoring and warning services, through the services of the regional technical assistance component of the AAP Activity Result 3.3: Activities planned and implemented to support dissemination and communication; and response capability Action 3.3.1: Participate in a collaborative process to develop communication and dissemination systems for EWS Action 3.3.2 Develop, train and equip community level institutions for dissemination and communication through multiple communication mediums in three pilot areas Action 3.3.3: Assess community response capacity, develop and implement community and volunteer education and training programmes that integrate DRR and CCA, in 3 pilot areas 22 28 September 2009 AR 3.3 Indicator 1: Community level institutions developed and equipped for dissemination of EW AR 3.3 Indicator 2: Community response capacity assessments in pilot areas AR 3.3 Indicator 3: number of community and volunteer education and training programmes developed and implemented AR3.3 Indicator 4: Mechanisms developed and implemented to ensure that warning alerts and messages reach intended recipients, especially women and children AR3.3 Indicator 5: Number of tests and training exercises conducted on the recognition of hazard signals Output 4: Financing options to meet national adaptation costs expanded at the local, national, subregional and regional levels Baseline: Ghana has limited financing options to meet national adaptation costs and lacks a suitable institutional financial mechanism for accessing funds from the Adaptation Board Overall Indicator: Ghana has strengthened technical and leadership capacities to secure, expand and/or re-align funds to support climate change adaptation; and has a fully functional institutional mechanism for access funding from the Adaptation Board. Targets 1) (Year - Institutional options assessment completed for conduit for financing through the Adaptation Fund Targets 2) (Year - - Functioning and equipped financial institutional mechanism to access AB funding - MoFEP has enhanced capacity for economic analysis of CCA needs - Key ministries have realigned their budgeting processes so that these fully incorporate funding for CCA, in a genderresponsive fashion Activity Result 4.1: Strengthened technical and leadership capacities of key financial and planning institutions, as well as key line ministries, at the national and sub-national levels to secure, expand and/or re-align funds to support climate change adaptation. Action 4.1.1: Consultations with key stakeholders to identify key challenges and activity areas in expanding/re-aligning existing funds/designing climate-resilient investment plans Action 4.1.2: Provide support to MoFEP, building on existing interventions, for enhanced economic analysis of climate change adaptation needs, and budgeting for these Action 4.1.3: Develop advocacy materials and deliver appropriate training on designing climateresilient investment plans Action 4.1.4: Set up a specific fund and make budgetary allocations to support initiatives that target women and promote gender equality in adaptation to climate change Action 4.1.5: Building on these training interventions, assist key ministries to re-align their budgeting processes so that these fully incorporate funding for climate change adaptation actions, bearing in mind the special needs of women to make their livelihoods climate-resilient UNDP AR 4.1 Indicator 1: Enhanced capacity of MoFEP for climate change adaptation economic analysis and developing climateresponsive budgeting guidelines AR4.1 Indicator 2: Climate-responsive budgeting guidelines for different levels AR4.1 Indicator 3: Number of ministries that have re-aligned their budgeting processes to incorporate genderresponsive funding for adaptation actions AR4.1 Indicator 4: Fund established and specified percentage of national budget allocated to gender and climate change initiatives in key sectors AR4.1 Indicator 5: Number of risk transfer systems such as insurance implemented Project progress report 2nd year Sectoral ministries NDPC NGOs CSOs Guideline s 2nd year 23 28 September 2009 Consultants Academia and research institutions Project progress report EoP Establish ment of fund, with budget 2nd year Project progress report EoP 1st year Activity Result 4.2: Increased international financing flows for MoFEP, MES, EPA CSIR Total output cost: US$200 000 adaptation to Ghana through establishment of functional institutional mechanism Action 4.2.1: Carry out institutional options assessment to determine and develop the most appropriate institution to serve as a conduit for financing through the Adaptation Fund, which requires particular fiduciary standards Action 4.2.2: Establish functional financial institutional mechanism and provide training and equipment if necessary Output 5: Knowledge on adjusting national development processes to fully incorporate climate change risks and opportunities generated and shared across all levels Baseline: There is limited or no sharing of knowledge on adjusting national development processes to fully incorporate climate change risks and opportunities in Ghana across and between all levels. Overall Indicator: Knowledge on adjusting national development processes to fully incorporate climate change risks and opportunities is generated and shared 24 28 September 2009 Targets 1) (Year Knowledge platform established - Civil society knowledge network established Targets 2) (Year - Advocacy & knowledge sharing materials developed Knowledge sharing system developed Targets 3) (Year Exchange visits for CSO Activity Result 5.1: Key institutions document, disseminate, and influence policy and programmatic responses for adaptation in priority sectors Action 5.1.1: Consult with key stakeholders and explore options for establishing national knowledge platform for climate change, possibly linked to national multi-stakeholder coordinating mechanism (Output 2) Action 5.1.2: Design and set up knowledge platform and related templates, so that all knowledge products will show the impact of, and challenges facing women and indigenous communities in managing climate change risks Action 5.1.3: Prepare advocacy and knowledge sharing materials Action 5.1.4: Design and implement national system for knowledge sharing on incorporating climate risks and opportunities into development AR4.2 Indicator 1: Financial institutional assessment for accessing financing from the Adaptation Fund AR4.2 Indicator 2: Functioning and equipped financial institutional mechanism 2nd year Assessm ent report Function al financial mechanis m UNDP AR5.1 Indicator 1: National knowledge platform established for sharing knowledge on climate change responses AR 5.1 Indicator 2: Number and quality of knowledge products documenting adaptation responses and innovations AR5.1 Indicator 3: Functional national system for knowledge sharing on incorporating climate risks and opportunities into development Project progress report/ knowledg e platform 2nd Knowled ge products EoP Project progress report year MES, EPA, MoFEP GEF SGP KASA NGOs EoP Academia and research institutions Total output cost: US$429 000 across all levels, through a knowledge platform and CBO/practitioner knowledge network. network Activity Result 5.2: Strengthened capacity of NGOs and CBOs to share and disseminate knowledge on learning-in-action programmes on adaptation to climate change Action 5.2.1: Consult with KASA and key civil society stakeholders on NGO/CBO priorities for knowledge sharing on pilot climate change adaptation activities Action 5.2.2: Support the development of a facilitated knowledge network to link up CBOs and practitioners for climate change adaptation, which could include intra-country visits Action 5.2.3: Facilitate linkages (both electronic and inter-country visits) between this network and other civil society networks in Africa, through the RTA component of the AAP *EoP = End of Project 25 28 September 2009 AR5.2 Indicator 1: Established and functional civil society knowledge network for climate change adaptation AR5.2 Indicator 2: Number of learning-inaction exchanges – for example intra-country visits AR5.2 Indicator 3: Functional linkage established with other African civil society networks for climate change adaptation Knowled ge network Project progress report 2nd year EoP EoP Project progress report V. ANNUAL WORK PLAN Year: Year 1 EXPECTED OUTPUTS And baseline, indicators including annual targets Output 1 Dynamic, longterm planning mechanisms to cope with the inherent uncertainties of climate change introduced Baseline: Ghana has limited planning mechanisms to cope with the uncertainty of climate change; climate risk and the implications of climate change for vulnerability and development have yet to be fully appreciated by sectoral government ministries; and CCA and DRR are not integrated. Overall Indicator: The foundation for a broadbased and integrated response to mainstreaming climate change adaptation into Ghana’s national development processes is in place, which includes an integrated approach to climate change adaptation and disaster risk reduction. Targets Related CP outcome: 26 28 September 2009 PLANNED ACTIVITIES List activity results and associated actions TIMEFRAME Q1 Q2 PLANNED BUDGET Q3 Q4 RESPONSIBLE PARTY Funding Source AAP Activity Result 1.1: A broadened national coalition for championing and integrating climate change adaptation into sectoral development Action 1.1.1: Together with key partners, identify critical national ministries and institutions to target for an integrated approach to broadening CC coalition Action 1.1.2: Allocate resources to each prioritised institution for a study (with genderresponsive approach), plus awareness raising process, to understand potential impacts of climate change on their sectors and development plans, as well as possible adaptation options (see Output 4 for linked activities to re-align budgets) Action 1.1.3: Initiate a systematic and ongoing process of high-level X X X X Budget Description National and international experts Workshops, round tables Amount 110 000 awareness raising and training events to develop increased political championing of CC issues and the need for sectoral adaptation actions Activity Result 1.2: Enhanced understanding of the links between climate change adaptation and disaster risk reduction, and integration of these into national development plans Action 1.2.1: Building on studies of AR1 of Output 3, develop a focused awareness raising programme for key ministries and institutions, including NGOs, of relevance for the prioritised early warning system parameters, to secure early warning as a long-term national and local priority Action 1.2.2: Based on initial awareness raising activities, formulate capacity development interventions for key organisations to enable them to better integrate CCA and DRR into their development activities Action 1.2.3: Ensure synergies and systematic linkages between this AR and capacity development activities and those set out in Activity Result 1 (Output 1) above 27 28 September 2009 Action 1.2.4: Support development of the legal and policy framework for prioritising early warning in national and sub-national development plans; and protocols for integrating where possible regional and cross-border warning systems Activity Result 1.3: Strengthened ability of districts to integrate climate change adaptation and disaster risk reduction into district development planning Action 1.3.1: Undertake status quo assessment and gap analysis of key actions and proposals for integrating CCA into district development planning Action 1.3.2: Identify priority actions to be supported by the AAP for better integration of CCA and DRR at the district level Action 1.3.3: Allocate funding to relevant institutions and pilot districts to implement prioritised actions (see also Output 3) Output 2 Leadership and institutional frameworks to manage climate change risks and opportunities in an integrated manner at the local and national levels built 28 28 September 2009 Activity Result 2.1: Strengthened functioning inter-ministerial (national, sub-national, local) and multi-stakeholder civil society mechanisms to X AAP National and international experts Multistakeholder workshop 50 000 Baseline: Ghana has limited leadership and institutional frameworks to manage climate change risks and opportunities in an integrated manner at the local and national levels Overall Indicator: Ghana has comprehensive and strengthened institutional frameworks to manage climate change risks and opportunities in an integrated manner at the national and sub-national levels. Targets: Related CP outcome: manage climate change risks and opportunities Action 2.1.1: Assessment of existing multilevel interministerial (national, subnational and local) coordination mechanisms for CC / sustainable development, and develop proposals for different institutional options Action 2.1.2: Hold consultative multistakeholder workshop to consider institutional options for national and sub-national climate change coordinating structures Action 2.1.3: Set up agreed inter-ministerial and multi-stakeholder mechanisms with systematic coordination mechanisms, linked to disaster risk reduction institutional mechanisms Action 2.1.4: Build on existing CD interventions – such as those in UNDP Ghana’s Annual Work Plan – to strengthen climate change coordination institutions Activity Result 2.2: Strengthened leadership and technical capacities at national, sub-national and local levels in sectorspecific and cross-sectoral planning and management 29 28 September 2009 X X of integrated climate change adaptation and disaster risk reduction Action 2.2.1: Design and conduct capacity development through learning-in-action (training with results) programmes (with assistance of technical experts-at national, sub-national and local levels), with key institutions for CCA and DRR, with a focus on women’s representation Action 2.2.2: Plan and fund an international CCA learning exchange visit, involving leaders (govt & NG) from a small number of African countries, for shared learning to promote institutional development Action 2.2.3: Provide funding for institutional innovations identified through exchange visits, and for ongoing follow-up and sharing between countries (Output 5) Output 3 Climate-resilient policies and measures implemented in priority sectors Baseline: Ghana has few or no climate-resilient policies and measures in place in priority sectors. Overall Indicator: Ghana has climate-resilient 30 28 September 2009 AAP Activity Result 3.1: Feasibility for support to the development of early warning systems assessed, including resources required for implementation at the national, sub-national and local level Action 3.1.1 Inventory and gap analysis of EWS National and international experts Workshops, meetings, X X 250 000 policies and measures implemented in priority sectors. Targets: Action 3.1.2 Study to identify additional burden on EWS through expected impacts of climate change X Related CP outcome: Action 3.1.3 Prioritisation of hazards to be focused upon in development of EWS and identification of key areas of focus and collaborating institutions and initiatives Activity Result 3.2: Activities planned and implemented to support risk knowledge, and monitoring and warning services, for the prioritised hazards and EWS Action 3. 2.1 Identify gaps in existing risk assessment processes for prioritised hazards Action 3.2.2 Together with partners, establish systematic, standardised process to collect, assess and share data, maps and trends on hazards and vulnerabilities Action 3.2.3 Strategy for community based participatory approach to local hazard and vulnerability analyzes Action 3.2.4 Implement community vulnerability assessments, that integrate gender, disability, access to infrastructure, economic diversity and 31 28 September 2009 X X X X environmental sensitivities, in three pilot areas Action 3.2.5 Establish GIS-based information management system on climate change induced disaster and natural hazard risk information Action 3.2.6 Participate in collaborative process to establish an effective hazard monitoring and warning service with a sound scientific and technological basis Action 3.2.7 Facilitate the integration of climate information and climate change projections into the risk assessment, monitoring and warning services, through the services of the regional technical assistance component of the AAP Activity Result 3.3: Activities planned and implemented to support dissemination and communication; and response capability Action 3.3.1: Participate in a collaborative process to develop communication and dissemination systems for EWS Action 3.3.2 Develop, train and equip community level institutions for dissemination and communication through 32 28 September 2009 X X multiple communication mediums in three pilot areas Action 3.3.3: Assess community response capacity, develop and implement community and volunteer education and training programmes that integrate DRR and CCA, in 3 pilot areas Output 4 Financing options to meet national adaptation costs expanded at the local, national, sub-regional and regional levels Baseline: Ghana has limited financing options to meet national adaptation costs and lacks a suitable institutional financial mechanism for accessing funds from the Adaptation Board Overall Indicator: Ghana has strengthened technical and leadership capacities to secure, expand and/or re-align funds to support climate change adaptation; and has a fully functional institutional mechanism for access funding from the Adaptation Board. 33 28 September 2009 AAP Activity Result 4.1: Strengthened technical and leadership capacities of key financial and planning institutions, as well as key line ministries, at the national and subnational levels to secure, expand and/or re-align funds to support climate change adaptation. Action 4.1.1: Consultations with key stakeholders to identify key challenges and activity areas in expanding/re-aligning existing funds/designing climate-resilient investment plans Action 4.1.2: Provide support to MoFEP, building on existing interventions, for enhanced economic analysis of climate change adaptation needs, and National and international experts Meetings, workshops, training courses X X X X 130 000 Targets: Related CP outcome: budgeting for these Action 4.1.3: Develop advocacy materials and deliver appropriate training on designing climateresilient investment plans Action 4.1.4: Set up a specific fund and make budgetary allocations to support initiatives that target women and promote gender equality in adaptation to climate change Action 4.1.5: Building on training interventions, assist key ministries to realign their budgeting processes so that these fully incorporate funding for climate change adaptation actions, bearing in mind the special needs of women to make their livelihoods climate-resilient Activity Result 4.2: Increased international financing flows for adaptation to Ghana through establishment of functional institutional mechanism Action 4.2.1: Carry out institutional options assessment to determine and develop the most appropriate institution to serve as a conduit for financing through the 34 28 September 2009 X X X X Adaptation Fund, which requires particular fiduciary standards Action 4.2.2: Establish functional financial institutional mechanism and provide training and equipment if necessary Output 5: Knowledge on adjusting national development processes to fully incorporate climate change risks and opportunities generated and shared across all levels Baseline: There is limited or no sharing of knowledge on adjusting national development processes to fully incorporate climate change risks and opportunities in Ghana across and between all levels. Overall Indicator: Knowledge on adjusting national development processes to fully incorporate climate change risks and opportunities is generated and shared across all levels, through a knowledge platform and CBO/practitioner knowledge network. Targets: Related CP outcome: 35 28 September 2009 X X AAP Activity Result 5.1: Key institutions document, disseminate, and influence policy and programmatic responses for adaptation in priority sectors Action 5.1.1: Consult with key stakeholders and explore options for establishing national knowledge platform for climate change, possibly linked to national multistakeholder coordinating mechanism (Output 2) Action 5.1.2: Design and set up knowledge platform and related templates, so that all knowledge products will show the impact of, and challenges facing women and indigenous communities in managing climate change risks Action 5.1.3: Prepare advocacy and knowledge sharing materials Action 5.1.4: Design and implement national system for knowledge sharing on incorporating climate risks and opportunities into development National and international experts Workshops, round tables and conferences X X 79 500 Activity Result 5.2: Strengthened capacity of NGOs and CBOs to share and disseminate knowledge on learning-inaction programmes on adaptation to climate change Action 5.2.1: Consult with KASA and key civil society stakeholders on NGO/CBO priorities for knowledge sharing on pilot climate change adaptation activities Action 5.2.2: Support the development of a facilitated knowledge network to link up CBOs and practitioners for climate change adaptation, which could include intra-country visits Action 5.2.3: Facilitate linkages (both electronic and inter-country visits) between this network and other civil society networks in Africa, through the RTA component of the AAP TOTAL 36 28 September 2009 619 500 Total Budget and Work Plan Award ID: 58391 Award Title: 4359 Supporting Integrated and Comprehensive Approaches to Climate Change Adaptation in Africa Business Unit: GHA10 Supporting Integrated and Comprehensive Approaches to Climate Change Adaptation in Africa – “Developing capacity and financing options for mainstreaming climate change adaptation in Ghana, Project Title: with a focus on early-warning systems” Project ID: 72520 Implementing Agency Environmental Protection Agency (EPA) INTENDED OUTPUTS Output 1: Dynamic, long-term planning mechanisms to cope with the inherent uncertainties of climate change introduced Account Code 71200 71300 71600 72100 Responsible Party UNDP MoFEP, MES, EPA Sectoral ministries NDPC NGOs CSOs District Assemblies Fund AAP Output 2: Leadership and institutional frameworks to manage climate change risks and opportunities in an integrated manner at the local and national levels built UNDP MES, EPA MoFEP MoI, NDPC NADMO District Assemblies GEF SGP NGOs and CBOs Consultants AAP 71200 71300 71600 72100 72400 72500 73400 74200 Communication & Audio Supplies Rental&maint of other equip Audio&Printing Total Output 1 International Consultants Local Consultants Travel Service contracts - companies Communication & Audio Supplies Rental&maint of other equip Audio&Printing Output 3: Climate-resilient policies and measures implemented in priority sectors UNDP MES, EPA MoI, NDPC NADMO Meteorological Agency AAP 71200 71300 71600 72100 72800 Total Output 2 International Consultants Local Consultants Travel Service contracts - companies Info Tech Equipmt 37 28 September 2009 72400 72500 73400 74200 Budget Description International Consultants Local Consultants Travel Service contracts - companies Year 1 20,000 20,000 20,000 10,000 10,000 10,000 10,000 10,000 110,000 5,000 5,000 10,000 10,000 10,000 5,000 5,000 Year 2 50,000 50,000 40,000 40,000 20,000 30,000 30,000 20,000 280,000 20,000 20,000 20,000 20,000 10,000 10,000 30,000 10,000 50,000 140,000 50,000 50,000 50,000 50,000 800,000 10,000 10,000 10,000 200,000 Total (USD) 390,000 190,000 District Assemblies GEF SGP NGOs and CBOs NADMO Consultants Output 4: Financing options to meet national adaptation costs expanded at the local, national, subregional and regional levels Output 5: Knowledge on adjusting national development processes to fully incorporate climate change risks and opportunities generated and shared across all levels UNDP MoFEP, MES, EPA Sectoral ministries NDPC NGOs, CSOs Consultants Academia and research institutions, CSIR UNDP MES, EPA, MoFEP GEF SGP KASA NGOs Academica and research institutions 72400 72500 73400 74200 74500 AAP 71200 71300 71600 72100 72500 73300 74200 AAP 71200 71300 71600 72100 72400 72500 73500 74200 74500 Communication & Audio Supplies Rental&maint of other equip Audio&Printing Miscellaneous Expense Total Output 3 International Consultants Local Consultants Travel Service contracts - companies Supplies Rental&maint of Info Tech equip Audio&Printing Total Output 4 International Consultants Local Consultants Travel Service contracts - companies Communication & Audio Supplies ISS Audio&Printing Miscellaneous Expense Total Output 5 Total 38 28 September 2009 20,000 250,000 30,000 20,000 20,000 20,000 10,000 25,000 5,000 130,000 15,000 10,000 10,000 5,000 5,000 5,000 29,500 79,500 619,500 50,000 50,000 80,000 50,000 20,000 1,250,000 10,000 10,000 10,000 20,000 5,000 10,000 5,000 70,000 50,000 40,000 30,000 40,000 30,000 20,000 99,500 30,000 10,000 349,500 2,089,500 1,500,000 200,000 429,000 2,709,000 VI. MANAGEMENT ARRANGEMENTS The following diagram indicates schematically the management arrangements for the project. Definitions are provided in Annex 3. Project Organisation Structure Project Board Senior Beneficiary Executive Senior Supplier Other partners Senior Govt Official (Chair) MEST UNDP Project Assurance Core Team Management Project Manager & Support Technical Support RTA The Project will be implemented by Environmental Protection Agency (EPA)) and executed by the Ministry of Environment, Science and Technology (MEST)x. Implementation oversight to ensure programme/project assurance will be by UNDP (UNDP Country Office and Regional Technical Advisor). The project will be subjected to review by PAC prior to its approval, to ensure substantive input from the Bureau and other partners. The project will have a National Execution modality (NEX) to include the coordination activities and support to capacity building of relevant institutions. A Project Board will be set up with the MEST as Chair. The Board will meet quarterly to review progress in the implementation of the project, and solicit guidance from other partners as relevant. The Core Management Team (CMT) will review progress in project implementation twice a year and reallocate resources as needed or take remedial action. Specialised technical support will be provided to the national project team from the Inter-Regional Technical Support Component of the Africa Adaptation Programme. The RTA at the Africa Regional Center will provide guidance regarding technical and advisory support as needed including sharing of country experiences in implementation of similar projects operating in the Africa. The project manager is responsible for the day to day management of the project including the five outputs as described in this document. He/she has delegated authority for the funds and support staff and is responsible for the day to day management and implementation of the project. He/she is accountable for the adherence to UNDP policies and procedures, financial management of the project, project contracting, personnel management, procurement, travel, training, etc. He/she will provide semi-annual progress reports to the CMT and annual progress report to the Project Board. He/she will report to the chair at MoFEP, and if so needed to the UNDP Resident Representative, irregularities, issues of non compliance with UNDP policies and procedures and other financial, personnel and project managerial problems that cannot be solved or outside his/her competencies. VII. MONITORING FRAMEWORK AND EVALUATION Global/Regional-Level This national project forms part of a selected number of national projects supported by UNDP under a targeted program of support, entitled” the Africa Adaptation Program”. In this regard, monitoring will be undertaken within the broader context of learning and creating a platform for documenting and experience sharing, etc. National-Level In accordance with the programming policies and procedures outlined in the UNDP User Guide, the Programme will be monitored at the national levels through the following: Within the annual cycle On a quarterly basis, a quality assessment shall record progress towards the completion of key results, based on quality criteria and methods captured in the Quality Management table below (to come). An Issue Log shall be activated in Atlas and updated by the National Project Manager to facilitate tracking and response of potential problems or requests for change. Based on the initial risk analysis submitted, a risk log shall be activated in Atlas and regularly updated by reviewing the external environment that may affect the project implementation. Based on the above information recorded in Atlas, a Project Progress Report (PPR) shall be submitted by the National Project Manager to the Project Board through Project Assurance, using the standard report format available in the Executive Snapshot. A Project Lesson-learned log shall be activated and regularly updated to ensure on-going learning and adaptation within the organization, and to facilitate the preparation of the Lessons-learned Report at the end of the project. A Monitoring Schedule Plan shall be activated in Atlas and updated to track key management actions/events. Learning and Knowledge Sharing Results from the project will be disseminated within and beyond the project intervention zone through a number of existing information sharing networks and forums. In addition: i. The project will participate, as relevant and appropriate, in UNDP-GEF sponsored networks, organized for senior personnel working on projects that share common characteristics. The Adaptation Learning Mechanism (ALM) will function as key electronic platform to capture project learning and adaptation impacts generated by the project. The ALM lessons learned template (to be made available by RTA) will be adapted for use by the project. To support this goal, adaptationrelated activities from the project will contribute knowledge to the ALM, such as the following: Best practices in integrating adaptation into national and local development policy, and project design and implementation mechanisms. Lessons learned on removing the most common barriers to adaptation, with special attention to the roles of local partners, international partners, UNDP, and GEF in designing and implementing projects The conditions for success (or failure), including replication and scaling up. ii. The project will identify and participate, as relevant and appropriate, in scientific, policybased and/or any other networks, which may be of benefit to project implementation though lessons learned. iii. The project will identify, analyze, and share lessons learned that might be beneficial in the design and implementation of similar future projects. Identification and analysis of lessons learned is an ongoing process, and the need to communicate such lessons as one of the project's central contributions is a requirement to be delivered not less frequently than once every 12 months. UNDP-GEF shall provide a format and assist the project team in categorizing, 40 28 September 2009 documenting and reporting on lessons learned. To this end a percentage of project resources will need to be allocated for these activities. Annually Annual Review Report (ARR)/Project Implementation Review (PIR). ARR/PIR shall be prepared by the Project Manager and shared with the Project Board. As minimum requirement, the Annual Review Report shall consist of the Atlas standard format for the Quarterly Progress Report (QPR) covering the whole year with updated information for each above element of the QPR as well as a summary of results achieved against pre-defined annual targets at the output level. Annual Project Review. Based on the above report, an annual project review shall be conducted during the fourth quarter of the year or soon after, to assess the performance of the project and appraise the Annual Work Plan (AWP) for the following year. In the last year, this review will be a final assessment. This review is driven by the Project Board and may involve other stakeholders as required. It shall focus on the extent to which progress is being made towards outputs, and that these remain aligned to appropriate outputs. Quality Management for Project Activity Results The following tables shall be further refined during the process “Initiating a Project”. OUTPUT 1: Dynamic long term planning mechanisms to cope with the inherent uncertainties of climate change introduced Activity Result 1.1 National coalition for integrating climate change (Atlas Activity ID) Start Date: 5 Oct, 2009 End Date: 15 Dec, 2009 Purpose Broaden national coalition for climate change Description Identify key partners and institutions and prioritised for resource allocation Quality Criteria Quality Method Date of Assessment how/with what indicators the quality of the activity result will be measured? Means of verification. what method will be used to determine if quality criteria has been met? When will the assessment of quality be performed? Number of institutions with allocated resources Project progress report 30 Dec 2009 Activity Result 1.2 Integration of CCA & DRR into plans (Atlas Activity ID) Purpose Start Date: Jan 2010 End Date: Mar, 2010 Strengthen capacity of key institutions to integrate CCA and DRR Description Awareness raising of key ministries as well as relevant NGOs and develop their capacities for integration of CCA and DRR Quality Criteria Quality Method Date of Assessment how/with what indicators the quality of Means of verification. What method will be used to determine if quality When will the assessment of quality be 41 28 September 2009 the activity result will be measured? criteria has been met? performed? Number of relevant stakeholders Project progress report 1st qtr 2010 Number of capacity development interventions implemented Project progress report Number of sectoral and local plans that integrate CCA and DRR initiatives Project progress report Activity Result 1.3 (Atlas Activity ID) Strengthened integration CCA & DRR into district planning Start Date: April 2010 End Date: July, 2010 Purpose Districts better able to integrate CC & DRR into development plans Description Assessment and gap analysis Identify priority actions Allocate resources for districts Quality Criteria Quality Method Date of Assessment how/with what indicators the quality of the activity result will be measured? Means of verification. what method will be used to determine if quality criteria has been met? When will the assessment of quality be performed? Status quo assessment & gap analysis Project progress report 2nd qtr 2009 Amount of funding allocated Project progress report 2nd qtr 2009 Project progress report 2nd qtr, 2009 Number of mainstreaming implemented at district level actions OUTPUT 2: Leadership and institutional frameworks to manage climate change risks and opportunities in an integrated manner at the local and national levels built Activity Result 2.1 Strengthened multi-stakeholder mechanisms (Atlas Activity ID) Start Date: April, 2010 End Date: July, 2010 Purpose Promote effective coordination mechanisms to manage climate change risks and opportunities Description Assessment of existing multilevel coordination mechanisms, hold consultative workshops & set up agreed mechanisms linked to DRR Quality Criteria Quality Method Date of Assessment how/with what indicators the quality of the activity result will be measured? Means of verification. what method will be used to determine if quality criteria has been met? When will the assessment of quality be performed? Number of institutions using CC risk assessments as part of planning Project progress report End July 2010 Systematic capacity programme developed Project progress report End July 2010 42 28 September 2009 development Activity Result 2.2 Strengthened leadership & technical capacities (Atlas Activity ID) Start Date: April, 2010 End Date: August, 2010 Purpose To identify institutional innovations through leadership and learning programmes Description Design and conduct capacity development through learning-in-action programmes, plan and fund international CCA exchange visits Quality Criteria Quality Method Date of Assessment how/with what indicators the quality of the activity result will be measured? Means of verification. what method will be used to determine if quality criteria has been met? When will the assessment of quality be performed? Number of institutions and individuals using leadership and learning in action programmes to guide CCA and DRR at various levels Project progress report 30 August, 2010 International learning exchange visit and follow up mechanisms Project progress report 30 August 2010 OUTPUT 3: Climate-resilient policies and measures implemented in priority sectors Activity Result 3.1 Support to development of early warning system (Atlas Activity ID) Start Date: Sept, 2010 End Date: Dec 2010 Purpose To identify priority hazards towards the development of Early Warning System (EWS) Description Inventory and gap analysis of EWS including prioritisation of hazards Quality Criteria Quality Method Date of Assessment how/with what indicators the quality of the activity result will be measured? Means of verification. what method will be used to determine if quality criteria has been met? When will the assessment of quality be performed? Inventory and gap analysis Project progress report 30 December, 2010 Report on studies of climate change burden likely to be placed on EWS Project progress report 30 December, 2010 Prioritised hazard development Project progress report 30 December 2010 for EWS OUTPUT 3: Climate-resilient policies and measures implemented in priority sectors Activity Result 3.2 (Atlas Activity ID) Activities to support risk knowledge, monitoring and warning services Start Date: Jan 2011 End Date: June, 2011 Purpose To integrate climate information projects into risk assessment, monitoring and warning systems Description Identify gaps in existing risk assessment procedures while working with partners to 43 28 September 2009 develop and implement a GIS based information management system Quality Criteria Quality Method Date of Assessment how/with what indicators the quality of the activity result will be measured? Means of verification. what method will be used to determine if quality criteria has been met? When will the assessment of quality be performed? Agreed standardised process for risk assessment for prioritised hazards, with clear roles and responsibilities Project progress reports 31 March, 2011 Number of integrated vulnerability assessments community Project progress reports 31 March, 2011 GIS based information management system established Project progress reports 30 June, 2011 Climate change projections and scenarios integrated into risk assessment, monitoring and warning systems Project progress reports 30 June, 2011 OUTPUT 3: Climate-resilient policies and measures implemented in priority sectors Activity Result 3.3 Support dissemination and response capability (Atlas Activity ID) Purpose Description Start Date: March, 2011 End Date: May, 2011 To develop communication and dissemination systems for EWS and train community levels institutions in 3 pilot areas Develop communication and dissemination systems for EWS Develop, train and equip community level institutions for dissemination and communication Assess community response capacity and implement community and volunteer education programmes that integrate CCA and DRR in 3 pilot areas Quality Criteria Quality Method Date of Assessment How/with what indicators the quality of the activity result will be measured? Means of verification. What method will be used to determine if quality criteria has been met? When will the assessment of quality be performed? Community level institutions equipped for dissemination of EW Project progress report 31 May, 2011 Community response capacity in pilot areas Project progress report 31 May, 2011 Number of community and volunteer training programmes developed and implemented Project progress report 31 May, 2011 OUTPUT 4: Financing Options to meet national adaptation costs expanded at the local, national, sub regional and regional levels Activity Result 4.1 (Atlas Activity ID) 44 28 September 2009 Strengthened capacities of institutions to secure, realign funds for CC adaptation Start Date: Sept, 2011 End Date: Dec, 2011 Purpose To enhance capacities of key financial institutions to secure or realign funds for CC adaptation Description Consultations with key stakeholders Support MoFEP on economic analysis of CCA needs and budgeting Develop advocacy materials and provide training on climate resilient investment plans Assist key ministries to realign budgeting processes Quality Criteria Quality Method Date of Assessment How/with what indicators the quality of the activity result will be measured? Means of verification. What method will be used to determine if quality criteria has been met? When will the assessment of quality be performed? Climate responsive budgeting guidelines prepared for MoFEP Project progress report 30 December, 2011 Number of Ministries that have realigned their budgets to incorporate gender–responsive funding for adaptation Project progress report 30 December, 2011 Number of risk transfer systems such as insurance implemented Project progress report 30 December, 2011 Activity Result 4.2 Increased international financial flows (Atlas Activity ID) Start Date: Set 2009 End Date: April 2010 Purpose Institutional assessment to receive climate change adaptation funds Description Carry out institutional assessment and provide training for receipt of climate change adaptation funds Quality Criteria Quality Method Date of Assessment How/with what indicators the quality of the activity result will be measured? Means of verification. What method will be used to determine if quality criteria has been met? When will the assessment of quality be performed? Financial studies Assessment report 30 April, 2010 institutional assessment OUTPUT 5: Knowledge on adjusting national development processes to fully incorporate climate change risks and opportunities generated and shared across all levels Activity Result 5.1 (Atlas Activity ID) Carry out documentation of knowledge products for dissemination to key institutions Start Date: June 2010 End Date: Nov, 2010 Purpose To establish knowledge platform and civil society networks for sharing on incorporating climate change risks and opportunities Description Consult with key stakeholders and explore options for establishing national knowledge platform 45 28 September 2009 Prepare advocacy and knowledge sharing materials Design and implement national systems for knowledge sharing on incorporating climate risks and opportunities into development Quality Criteria Quality Method Date of Assessment How/with what indicators the quality of the activity result will be measured? Means of verification. What method will be used to determine if quality criteria has been met? When will the assessment of quality be performed? National established Project progress report 30 August 2010 Number and quality of knowledge products Knowledge products September, 2010 Functional national knowledge sharing Progress report November, 2010 knowledge platform system for OUTPUT 5: Knowledge on adjusting national development processes to fully incorporate climate change risks and opportunities generated and shared across all levels Activity Result 5.2 (Atlas Activity ID) Strengthened knowledge capacity of NGO/CBOs to share Start Date: June 2010 End Date: 2010 November, Purpose To support the development of knowledge networks among NGO/CBOs Description Consult key civil societies on NGO/CBO priorities for knowledge sharing on CCA Support the development of knowledge network to link up CBOs and practitioners for CCA Facilitate linkages between this network and other civil society networks in Africa through the RTA component of the AAP Quality Criteria Quality Method Date of Assessment How/with what indicators the quality of the activity result will be measured? Means of verification. What method will be used to determine if quality criteria has been met? When will the assessment of quality be performed? Established and functional civil society knowledge network for CCA Knowledge network 30 December, 2010 Number exchanges learning-in-action Project progress report 30 December, 2010 Functional linkages with other African civil society networks Project progress report 30 December, 2010 of 46 28 September 2009 VIII. LEGAL CONTEXT National activities: This Project Document shall be the instrument referred to as in Article I of the Standard Basic Assistance Agreement between the Government of the Republic of Ghana and the United Nations Development Programme, signed by the parties on 27 November 1978. The host country implementing agency shall, for the purpose of the Standard Basic Assistance Agreement, refer to the government co-operating agency described in that Agreement. 47 28 September 2009 IX. ANNEXES 1. Risk Log 2. Relevant ongoing programmes and projects 3. Key roles and responsibilities 4. UNDP Tools and Resources 5. Participants in key meetings, Joint Formulation Mission, 14-20 April 2009 48 28 September 2009 Annex 1. RISK LOG Project Title: Developing capacity and financing options for mainstreaming climate change adaptation in Ghana, with a focus on early-warning systems # 1 Description Upstream planning does not translate into strengthened integration of climate change integration into sectoral planning Date Identified Type tbd Organizational Impact & Probability (1-5) Failure to achieve integration of climate change into sectoral and district plans as a result of Africa Adaptation Programme activities Date: 24th July 2009 Award ID: TBA Countermeasures response / Mngt Owner Submitted, updated by Ensure that upstream planning activities are linked to climate change integration at the national level EPA/UNDP Climate Change focal points Consultation with national partners during development of tools, methodologies and guidelines. EPA/UNDP Climate change focal points Build on existing risk management systems in ATLAs including peer review, etc. UNDP Climate Change focal point Build on existing networks in the country Chair Project Board Step up fund raising efforts or scale back activities UNDP climate Change focal point P=3 I=4 2 3 Tools, methodologies and guidelines are not effectively developed or applied at the national level tbd Operational Affect value of project P=1 I=2 UNDP and partners have different working procedures irrespective of creation of structure. Affects project delivery projections P=2 I= 2 4 Government sceptical to act on new initiatives tbd Political Medium P=3 I=2 5 Financial resources are not available to deliver outputs tbd Financial Affects value of project P=3 I=4 of Last Update Status Annex 2: Relevant Ongoing Programmes and Projects Finalisation of the National Climate Change Adaptation Strategy (NCCAS). CCDARE project Climate Change and Human Health. GEF SCCF project, in preparation Comprehensive approach to Disaster Risk Management (DRM), including its linkages to climate change adaptation (CCA). WB/GFDRR Supporting Integrated and Comprehensive Approaches to Climate Change Adaptation in Africa: Inter-Regional Technical Support Component. UNDP Project Document. The Economics of Adaptation to Climate Change: this study is being financed by the Governments of the UK, The Netherlands, and Switzerland, and is the result of a partnership between the World Bank and these donors in which the Bank has been tasked with leading the technical aspects of the study. Community Land Use Responses to Climate Change in Northern Ghana (CLURCC). CARE International Sub-Regional Action Programme to Reduce Vulnerability to Climate Change in West Africa, Parts I and II. ECOWAS. Mainstreaming Disaster Risk Reduction in the Management of Urban Planning and Governance in Africa through the African Urban Risk Analysis Network (UNDP BCPR, IIED) [Ghana, Algeria, South Africa, Tanzania , Kenya, Senegal] Financing Framework for Meeting MDG Targets and Supporting Public Finance Frameworks to Integrate Adaptation Costs (UNDP Poverty Group) [throughout Africa] Capacity Development Projects: Assessing and Developing Policy Options for Addressing Climate Change (UNDP) [throughout Africa] Advancing Capacity to Support Climate Change Adaptation – Mainstreaming into Poverty Reduction Strategies (UNITAR/NGOs) [Nigeria, Ghana, Niger, Mali, Tunisia, Malawi, Kenya, Tanzania, Ghana, Burkina Faso, Cameroon, Ethiopia, South Africa] Climate for Development in Africa Programme (UN Economic Commission for Africa (ECA)) [throughout Africa] Quantification of costs and benefits of adaptation (DFID) [throughout Africa] 50 28 September 2009 Annex 3 : Key Roles and Responsibilities Terms of Reference (TOR) for key project personnel Project Manager Plan the activities of the project and monitor progress against the initial quality criteria. Mobilize goods and services to initiative activities, including drafting TORs and work specifications; Monitor events as determined in the Project Monitoring Schedule Plan, and update the plan as required; Manage requests for the provision of financial resources by UNDP, using advance of funds, direct payments, or reimbursement using the FACE (Fund Authorization and Certificate of Expenditures); Monitor financial resources and accounting to ensure accuracy and reliability of financial reports; Responsible for preparing and submitting financial reports to UNDP on a quarterly basis; Manage and monitor the project risks initially identified, submit new risks to the Project Board for consideration and decision on possible actions if required; update the status of these risks by maintaining the Project Risks Log; Be responsible for managing issues and requests for change by maintaining an Issues Log; Prepare the Project Progress Report (progress against planned activities, update on Risks and Issues, expenditures) and submit the report to the Project Board and Project Assurance; Prepare the Annual review Report, and submit the report to the Project Board and the Outcome Board; Prepare the AWP for the following year, as well as Quarterly Plans if required; Update the Atlas Project Management module if external access is made available. Project Board Provide overall guidance and direction to the project, ensuring it remains within any specified constraints; Address project issues as raised by the Project Manager; Provide guidance and agree on possible countermeasures/management actions to address specific risks; Agree on Project Manager’s tolerances as required; Review the Project Progress Report and provide direction and recommendations to ensure that the agreed deliverables are produced satisfactorily according to plans. Review Combined Delivery Reports (CDR) prior to certification by the Implementing Partner; Appraise the Project Annual Review Report, make recommendations for the next AWP, and inform the Outcome Board about the results of the review. Provide ad-hoc direction and advice for exception situations when project manager’s tolerances are exceeded; Assess and decide on project changes through revisions; Senior Supplier: Usually a UNDP representative is the Senior Supplier, representing the interests of the parties concerned which provide funding and/or technical expertise to the project. He/she will provide guidance regarding technical feasibility and support to the project. Executive: Represents project ownership and chairs the Project Board. Usually, this is the relevant government nominated official (usually Secretary of a relevant Ministry and directly involved in project execution. Direct Beneficiaries: Representatives of other Agencies Involved with Project Implementation 51 28 September 2009 Project Assurance Ensure that funds are made available to the project; Ensure that risks and issues are properly managed, and that the logs in Atlas are regularly updated; Ensure that critical project information is monitored and updated in Atlas, using the Activity Quality Assessment page in particular; Ensure that Project Progress Reports are prepared and submitted on time, and according to standards in terms of format and content quality; Ensure that financial reports are submitted to UNDP on time, and that CDRs are prepared and submitted to the Project Board; Perform oversight activities, such as periodic monitoring visits and “spot checks”. Ensure that the Project Data Quality Dashboard remains “green” Project Support Set up and maintain project files Collect project related information data Update plans Administer Project Board meetings Administer project revision control Establish document control procedures Compile, copy and distribute all project reports Assist in the financial management tasks under the responsibility of the Project Manager Provide support in the use of Atlas for monitoring and reporting Review technical reports Monitor technical activities carried out by responsible parties UNDP Programme Manager (UNDP Resident Representative or delegated authority): Approve and sign the Annual Work Plan for the following year; Approve budget for the first year in Atlas. Implementing Partner (authorised personnel with delegated authority): Approve and sign the Annual Work Plan (AWP) for the following year; Approve and sign the Combined Delivery Report (CDR) at the end of the year. Sign the Financial Report (FR) or the Funding Authorization and Certificate of Expenditures (FACE) Climate Change Policy Specialist Provide lead policy advisory services and strategic thinking on policy issues relating to climate change and UNDP work, including preparing strategic policy briefs/position papers Follow up and provide strategic advice for strengthening a common UNCT position to address climate change through participation and work relations with relevant meetings Support the development of strategic and thematic partnerships with UN agencies and World Bank, and regional development banks, etc. Oversee the development of a platform on climate change to facilitate access to information, internal tools for sharing of information and experience, and a record management of information on activities undertaken in UNDP; this includes supervising a Technical Specialist responsible for supporting 52 28 September 2009 knowledge management, ensuring that relevant and high quality outputs, best practices, and lessons learned are disseminated Oversee the preparation of knowledge products and maintain close contacts with multilateral and bilateral partners to promote information and policy coherence of UNDP climate change activities Research and share knowledge based tools, such as policy positions/practice notes/concept papers, etc. to help influence/advance policy dialogue on climate change Programme Associate Maintain Local Capacity budget, including formulation, revisions, and record keeping in Atlas, monthly status reports, and reporting and liaising with the Finance Unit on budget matters Ensure all project Atlas information is up to date and fully maintained by COs, including Risk Management Module and issues log Prepare travel and logistical arrangements, arranges itineraries, visas, security clearances, and accommodation Support preparation of background information for programme formulation, work plans, budgets, proposals on implementation arrangements Monitor administrative actions such as procurement of goods and services, verification of claims, invoices, and certification of payment Liaise on the conduct of project audit and ensure access by auditors to project documentation, personnel, and institutions involved in the project Support the recruitment of consultants and institutions Maintain website, databases, and workspace Develop a tracking and record management system of important events and activities for UNDP relating to local and indigenous issues across the thematic areas Identify entry points for local and indigenous policy input at the national, regional, and international levels 53 28 September 2009 Annex 4: UNDP Tools and Resources The UNDP/BDP/EEG Climate Change Adaptation team has finalised, or is developing, numerous tools that will support countries from project development and implementation through to monitoring and evaluation. Adaptation Policy Frameworks (APF) for Climate Change: Provides a structured approach to formulating and implementing adaptation strategies, policies and measures to ensure human development in the face of climate variability and change. The APF links adaptation to sustainable development and global environmental issues and can be used for formulating and designing adaptation-related projects, or for exploring the potential to add adaptation considerations to other types of projects. Projects can focus on any population scale, from the village to the national level (http://www.undp.org/climatechange/adapt/apf.html). Operational Guidance for Climate Change Adaptation: Describes the current development baseline, current vulnerabilities to climate hazards, and future climate risks for the thematic areas of agriculture and food security, water resources and quality, public health, disaster risk management, coastal zone development, and natural resources, drawing upon the findings of the Intergovernmental Panel on Climate Change (IPCC)’s Fourth Assessment Report (AR4). Possible adaptation strategies, policies and measures are described for each thematic area (May/June 2008). Country Adaptation Profiles: Initially designed to assist UNDP Country Offices and Regional Technical Advisors in developing adaptation proposals that were integrated into broader development planning, the profiles are now publicly available on the Adaptation Learning Mechanism website. A large range of adaptation information is captured that assists with 1) providing a platform with national stakeholders can share information and 2) illustrating the structured thinking necessary for planning robust adaptation programmes (http://www.adaptationlearning.net/profiles/). Country-level climate risk profiles5: Assist countries to identify their climate risks and management options by analysing observed trends in key climate variables and projected future changes using the latest climate model outputs which were assessed in the IPCC AR4. Underlying datasets, narratives of observed trends and projected changes and guidance notes on the appropriate application will be prepared (60 country profiles by end August 2008). Guidance and resource document on climate information for adaptation planning: Analyses what climate information is really required for the different tasks of climate risk management and within different contexts. Current state of the availability and robustness of climate information and key sources of data are summarised to provide a quick guide for adaptation researchers and practitioners (September 2008). Monitoring and Evaluation Framework for Adaptation to Climate Change: Describes how to define portfolio- and project-level indicators for adaptation that are applicable across all thematic areas and link programme objectives to the MDGs (May/June 2008). (http://www.undp.org/climatechange/adapt/downloads/Adaptation_ME_DRAFT_July.pdf Resource guide on gender and climate change: Describes the linkages between gender and climate change and provides entry points for designing gender sensitive adaptation and mitigation measures (September 2008) Another important resource will be the UNDP-implemented GEF Adaptation Learning Mechanism (ALM). The ALM (www.adaptationlearning.net/) includes the Country Adaptation Profiles (noted above), case studies and lessons learned, learning templates, and a resources database. 5 Co-funded by DFID. 54 28 September 2009 Annex 5: Participants in key meetings, Joint Formulation Mission, 1420 April 2009 NAMES, ADDRESS, TELEPHONE NUMBERS AND E-MAIL OF PARTICIPANTS FOR THE NATIONAL CONSULTATION WORKSHOP ON THE AAP JOINT FORMULATION MISSION AND THE CLIMATE CHANGE AND DEVELOPMENT- ADAPTATION BY REDUCING VULNERABILITY (CC DARE) MISSION AT THE KOFI ANNAN CENTER OF EXCELLENCE, ACCRA ON THE 15 TH APRIL, 2009 . NO. NAME ADDRESS TELEPHONE NO. E-MAIL 1. Rose Mensah-Kutin P. O. Box K.D 4, Kanda 020-8180662 eno_gh@yahoo.com damptey@ghana.com 2. Patience T. M. Damptey Box GO 3876, Accra 0244363813 ptmdamptey@yahoo.com 3. Ali Mohammed MOFEP, P. O. Box MB 40 021-686101 alimoham@hotmail.com 4. Henry Akotey MOFEEP, P. O. Box MB 40 021-686101 Bushne9212@yahoo.com 5. Dr. G. J. Anim Kwapong CRIG 0244983278 gianimkwapong@yahoo.com 6. K. Twumasi Consultant 0244975013 twumasikojo@yahoo.com 7. Stephen Duah-Yentumi UNDP 0244579132 8. Evans Abosi MOFEP, P. O. Box M40 0244458235 55 28 September 2009 nyakvan@yahoo.co.uk NAMES, ADDRESS, TELEPHONE NUMBERS AND E-MAIL OF PARTICIPANTS FOR THE NATIONAL CONSULTATION WORKSHOP ON THE AAP JOINT FORMULATION MISSION AND THE CLIMATE CHANGE AND DEVELOPMENT- ADAPTATION BY REDUCING VULNERABILITY (CC DARE) MISSION AT THE KOFI ANNAN CENTER OF EXCELLENCE, ACCRA ON THE 15 TH APRIL, 2009 . NO. NAME ADDRESS TELEPHONE NO. E-MAIL 0244755867 9. Kwamena Quaison MEST 021-673509 kequaison@gmail.com 10. Seth Vordzorgbe UNDP 0244663705 Seth.vordzorgbe@undp.org 11. Sun Hanna The World Bank 12. Aliou N. DIA UNISDR 13. Paul B. Siegel World Bank 14. David Pessen Eed +PDA 15. Winfred Nelson 16. Prof. E. A. Gyasi 56 28 September 2009 yannafly@gmail.com +2347065963309 Associates Alioudia2000@yahoo.fr psiegel@worldbank.org 0244254590 depessey@yahoo.com NDPC 0244482407 winfrednelson@yahoo.co.uk University of Ghana 0243457746 edgdec@africaonline.gh NAMES, ADDRESS, TELEPHONE NUMBERS AND E-MAIL OF PARTICIPANTS FOR THE NATIONAL CONSULTATION WORKSHOP ON THE AAP JOINT FORMULATION MISSION AND THE CLIMATE CHANGE AND DEVELOPMENT- ADAPTATION BY REDUCING VULNERABILITY (CC DARE) MISSION AT THE KOFI ANNAN CENTER OF EXCELLENCE, ACCRA ON THE 15 TH APRIL, 2009 . NO. NAME ADDRESS TELEPHONE NO. E-MAIL 17. Jones Obeng Ministry of Finance 0243437976 jookyeman@yahoo.co.uk 18. Juliette BIAO Koudeuoupko Consultant UNDP 00229979788338 juliettekbiaao@netcouvier.com 19. Pradeep Kurukulasuriya UNDP/BOP/EEG +12129066843 Pradeep.kurukulasuriya@undp.org 20. Joseph McAli Jnr EPA 0246508081 mcalijnr@yahoo.com 21. Bernice Botchwey EPA 0244424353 Bernice-od@yahoo.com 22. Oppong-Boadi Kyekyeku EPA 0208186958 koppongboadi@yahoo.com 23. Ton Twining-Ward UNDP +27823330571 Tom.twwining-ward@undp.org 24. William kojo Agyemang-Bonsu EPA 663451 wkabonsu@gmail.com 57 28 September 2009 NAMES, ADDRESS, TELEPHONE NUMBERS AND E-MAIL OF PARTICIPANTS FOR THE NATIONAL CONSULTATION WORKSHOP ON THE AAP JOINT FORMULATION MISSION AND THE CLIMATE CHANGE AND DEVELOPMENT- ADAPTATION BY REDUCING VULNERABILITY (CC DARE) MISSION AT THE KOFI ANNAN CENTER OF EXCELLENCE, ACCRA ON THE 15 TH APRIL, 2009 . NO. 25. NAME Penny Urquhart ADDRESS Consultant for UNDP AAP TELEPHONE NO. E-MAIL +27725452256 motswiri@iafrica.com P. O. Box 1383, Sea Point 8060, South Africa 26. Caroline Schan Ary3, 4000 Rosildee, DK +4530229704 cro-suhan@yahoo.com 27. Bubu Pateh Jallow UNEP/DITE +33677485355 Bubu.jallow@unep.org 28. Jan Hassing UDC/DHI +4545169200 jah@dhigroup.com 29. Rosemary Boateng EPA 663451 roseboateng@hotmail.com 30. J. K. Adu Enapt Centre 0246702070 31. Sean Doolan NL Embassy 0242086844 Sean.doolan@NNBNZA.NL 32. Tomoko Furusawa UNDP 021-773890 Tomoko.furusawa@undp.org 58 28 September 2009 NAMES, ADDRESS, TELEPHONE NUMBERS AND E-MAIL OF PARTICIPANTS FOR THE NATIONAL CONSULTATION WORKSHOP FOR THE AAP JOINT FORMULATION MISSION AND THE CLIMATE CHANGE AND DEVELOPMENT- ADAPTATION BY REDUCING VULNERABILITY (CC - DARE) MISSION AT THE KOFI ANNAN CENTER OF EXCELLENCE, ACCRA ON THE 15 TH APRIL, 2009 . NO. NAME ADDRESS TELEPHONE NO. E-MAIL 33. A. A. Juati Ghana Metro Agency 0244747052 juatia@yahoo.co.uk 34. Rudolph S. Kuuzegh MEST 0244158319 sanddykuuz@yahoo.co.uk 35. Ama Essel KBTH/MOH 0246950489 amaessel@yahoo.co.uk 36. K. A. Tabi MEST 0264961368 kwasitaaabi@yahoo.com 37. Shigeki Komatsubara UNDP 0244317180 Shigeki.komatsubara@undp.org 38. Lawrence Kotoe EPA 664697/8 39. 40. 59 28 September 2009 AAP JOINT FORMULATION MISSION TEAM MEETING WITH THE MINISTRY OF ENVIRONMENT, SCIENCE AND TECHNOLOGY ON THE 14 APRIL 2009 NAME ORGANISATION CONTACT NO. Bubu Pateh Jallow UNDP-DTIE +33677485355 Caroline Schan UNDP Risoe Centre +4530229704 Pradeep Kurukulasuriya UNDP/BOP/EEG (NY) +12129066843 Tom Twining-Ward UNDP/EEG/WEST-AFRICA +77823330751 Juliette Biao Koude noukpo Consultant CC-DARE +22997978338 Eric Amaning Okoree M.E.S.T +233208163038 Gilbert J. Anim-Kwapong GRIG 0244983278 Sean Doolan NL Embassy 0242686844 Rose Mensah-Kutin Abantu 020-8180662 Penny Urquhart Consultant AAP +27725452256 Jan Hassing DHI +4545169200 Oppong-Boadi Kyekyeku EPA 020-8186958 Stephen Duah-Yentumi UNDP 0244-579132 William Kojo Agyemang-Bonsu EPA 0244382900 G. K. Scott MEST 0244222757 Jonathan Allotey Executive Director (EPA) 021-664697/8 AAP JOINT FORMULATION MISSION TEAM MEETING WITH THE ENVIRONMENTALPROTECTION AGENCY ON THE 14 APRIL 2009 NAME ORGANISATION CONTACT NO. Bubu Pateh Jallow UNDP-DTIE +33677485355 Caroline Schan UNDP Risoe Centre +4530229704 Pradeep Kurukulasuriya UNDP/BOP/EEG (NY) +12129066843 Tom Twining-Ward UNDP/EEG/WEST-AFRICA +77823330751 Juliette Biao Koude noukpo Consultant CC-DARE +22997978338 Gilbert J. Anim-Kwapong GRIG 0244983278 Sean Doolan NL Embassy 0242686844 Rose Mensah-Kutin Abantu 020-8180662 Penny Urquhart Consultant AAP +27725452256 Jan Hassing DHI +4545169200 Oppong-Boadi Kyekyeku EPA 020-8186958 Stephen Duah-Yentumi UNDP 0244-579132 William Kojo Agyemang-Bonsu EPA 0244382900 Jonathan Allotey Executive Director (EPA) 021-664697/8 61 28 September 2009