The application of strontium isotope analysis to historic

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The application of strontium isotope analysis to historic cemetery contexts: a case study for the
creation of robust individual identifications
Shannon K. Freire and Alexis M. Jordan
Introduction
The primary goal of the Milwaukee County Institutional Grounds Cemetery project writ
large, and of our particular research, is to restore the identities of individuals interred at this
cemetery, reversing the trend of collective neglect, marginalization, and social amnesia in life
and in death. Following the 1991-1992 excavation, approximately 190 individuals were
preliminarily identified using historical documentation, material culture, and geospatial analysis.
Subsequent bioarchaeological analyses have provided an additional line of evidence for the
identification of these individuals. The cemetery population of Western European immigrants
and local/nonlocal native born Americans is composed of paupers, the institutionalized, and the
unidentified of the city of Milwaukee during this period. Archaeological evidence, including the
limited recovery of discrete burial markers and the complex depositional sequence of interments,
as well as analysis of historical archival material, revealed that burial practices were more
complex than the original records suggested, thus necessitating a multifaceted approach for the
secure identification of the interred.
In an effort to create more robust identifications of these individuals, we have recently
completed a natal strontium isotope pilot study. Our study was designed to 1) test measured
individual 87Sr/86Sr signatures against the natal regions provided by putative non-local historical
identifications and 2) test the applicability of 87Sr/86Sr isotope research as a line of evidence to
support individual identification within historic cemetery contexts.
Radiogenic strontium isotopes have been used in archaeological contexts to create
models of likely residence locations (Price et al. 2002). While bioavailable 87Sr/86Sr ranges can
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be extremely specific for a given geographical locale, strontium signatures should not
intellectually be construed as having the ability to provide a ‘post-code’ of residence (Bentley
2012:9328; Pollard 2011). Rather, the use of radiogenic strontium isotope analysis is most useful
when differentiating between local and non-local populations (Hedman et al. 2009; Slater et al.
2014). Within our project, strontium isotope analysis was applied by comparing dental enamel
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Sr/86Sr signatures of preliminarily identified individuals with geologies of their historically
defined natal regions. As strontium isotopes vary with types of bedrock and sediment, it has been
possible to isolate geological regions within these historic countries as locations of likely origin
(Price et al. 2004).
Background
The area of the cemetery that is the focus of our research, Area II, was in use between
1918-1925, and was excavated between 1991-1992 following the onset of construction at the
Milwaukee Medical Grounds Complex in Wauwatosa, Wisconsin (Richards 1997). Preliminary
historical identifications have been established with caveats and various levels of strength based
on the types and efficacy of various lines of evidence drawn from osteological data, historical
documentation, material culture, and excavation data. The nuance of our case study is different
from most previous strontium isotope studies in that a component of our hypothesis is the
expectation that all of our individuals sampled, and the majority of individuals from the MCIG
cemetery, will have natal regions outside Southeast Wisconsin (Richards 1997:126; Schwarcz et
al. 2010:345).
For all individuals in this study the historical information and osteological analysis were
in agreement. We cannot preferentially favor determined 87Sr/86Sr signatures that suggest an area
of geological origin different from the historically provided natal region if we do not have a
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reason to dismiss the historical identification out of hand. Each of these lines of evidence must
be characterized as working in tandem, and providing give-and-take as we conduct our analysis.
Strontium Isotope Analysis
There are four naturally occurring isotopes of Strontium and our attention focuses
specifically on the single radiogenic isotope, 87Sr. The abundance of radiogenic 87Sr is expressed
as a ratio relative to the abundance of non-radiogenic 86Sr, and this ratio varies with geology,
water, and bioavailability (Pye 2004:220). In the course of an animal’s regular biological activity
(eating and drinking), the local isotope composition of the water, plants, and animals consumed
is captured in its skeletal tissues when strontium substitutes for calcium during element
mineralization (Slater et al. 2014:118). Pye describes 87Sr/86Sr as an “ideal tracer for where an
organism lived and derived the bulk of its diet” (2004:218) as there is no metabolic fractionation,
or change in relative abundance, as a result of an animal’s body size, metabolic processes, or diet
(Slater et al. 2014:118).
Materials and Methods
Of the three primary components of a human tooth, enamel is the hardest and most
inorganic. By substituting for Calcium in inorganic apatite, Strontium is incorporated into human
enamel (Radhakrishan 2011). The skeleton actively remodels over the course of an individual’s
life, thus 87Sr/86Sr signatures from archaeological bone will reflect the last years of life history,
rather than a natal region, in the case of an immigrant (Schwarcz 20010:336). The exclusive use
of bone as a material for strontium isotope analysis is thus dependent on the nature of the
research question and comes with additional complications and concerns with respect to diagenic
contamination (Budd et al. 2000; Lee-Thorp 2008; Price 2007). When compared with bone or
dentine, the greater bond strength of enamel makes it an ideal material for isotope analysis, as it
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is less prone to environmental exchange and post-depositional diagenesis (Pye 2004). By
incorporating the permanent M1 and M3 molars, an environmental picture encapsulating the first
few months before birth through approximately 15 years of age is created (Hillson 1996; Pye
2004; White and Folkens 2005). The additional use of the permanent third molar enables the
consideration of two important factors; 1) the possibility of early childhood migration, or
migration of the mother, in that 2) the first permanent molar, because of pre-natal and early life
mineralization, will receive strontium input from the mother through pregnancy diet and
lactation (Dupras and Tocheri 2007; Schwarcz et al 2010:336).
A total of 18 human teeth from 9 individuals from the 1991-1992 MCIG collection
representing 9 distinct mortuary contexts were analyzed for 87Sr/86Sr isotope ratios. The sample
was obtained from the tooth enamel of select individuals with robust preliminary historic
identifications, congruent osteological profiles, and first and third permanent molars in good
condition. These molars were analyzed for each individual, allowing us to highlight any
differences in 87Sr/86Sr isotope ratios. Biological profiles were completed according to standard
osteological methods (Buikstra and Ubelacker 1994; Spradley and Jantz 2011; White, Black and
Folkens 2012). Sample preparation was undertaken following the procedures outlined in Hedman
et al. 2009 and Slater et al. 2014. Mass spectrometry was performed using a Nu Plasma HR
multicollector ICP-mass spectrometer at the University of Illinois Champaign-Urbana.
Results
Like strontium’s bioavailability, finding a match in natal regions is an organic process,
complicated by differing availability of geological surveys, hydrological surveys, and
archaeological strontium isotope studies. We determined whether each individual’s strontium
signatures fell within published bioavailable ranges of their putative natal regions, based on
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geological bedrock and sediment, water, fauna, and human dental enamel. Together, these
factors comprise an isoscape of a geographic region. We isolated 87Sr/86Sr isoscapes in each
historically identified region that matched the individuals’ natal 87Sr/86Sr signatures. For the
purposes of our discussion, we will be referring to our putatively identified individuals by name
in keeping with our intent to restore identity, while acknowledging that these identifications,
while robust, are in still in development. Our profile identifications fell into three categories.
Frequently, it was the case that we were able to pinpoint geologic formations that would
generate a 87Sr/86Sr range similar to that which was determined via MC-ICP-MS, but we were
not able to definitely preference one region of a nation over another; for example, central over
southwest Germany in the case of contiguous geologic formations between these regions. This is
illustrated by two individuals, Emil Richardt and Ernst Gutzhke, both with natal German regions
and relatively more radiogenic 87Sr/86Sr signatures. These signatures correspond with Triassic
age geological formations, such as Keuper and Bundsandstein, which are found extending from
southwest Germany through east-central Germany. This is contrasted with our other putatively
German individual, Gustav Neumann, who has a less radiogenic 87Sr/86Sr signature that fits
distinctly with the younger loess soils that are specifically seen in Pre-Alpine lowlands of
Southeastern Germany.
The 87Sr/86Sr signatures of Ernst Gutzhke necessitate further elaboration. The signatures
of his permanent M1 and M3 differ by 0.001, a difference that has been cited in the literature as
indicating potential migration (Price et al. 2004). This difference can mean one of two things:
either Ernst himself migrated in childhood (5.5 months to 16 years) before the complete
mineralization of his third molar, or Ernst’s mother migrated while pregnant or in the preweaning period. Given our knowledge that Ernst immigrated to the U.S. at age 22, this migration
5
was likely within Germany from a more radiogenic location to the lowlands (Drew 2015,
personal communication).
Conversely, we were able to positively rule out regions that would have produced
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Sr/86Sr ranges that were either too high or too low based on their geology, hydrology, and
overall bioavailable strontium levels. The 87Sr/86Sr signature of Harry Newton fits within a very
specific region of Ohio, the Scioto River watershed, located on Silurian-aged bedrock. The
87
Sr/86Sr signature of Gertrude West fits within a specific area of Indiana in the Southwest
characterized by Pennsylvanian-aged bedrock. It should be noted that the human dental enamel
comparison used to identify this isoscape was derived from a match in neighboring Illinois with
comparable geologies, as no human enamel strontium studies have been published for this area
of Indiana. The identification of areas of matching bioavailable 87Sr/86Sr within Poland was fairly
straightforward; Poland can essentially be characterized as having a relatively homogenous and
less radiogenic area to the north and a geologically heterogeneous and more radiogenic area in
the south. Identified individuals Bruno Barkovich and John Zinich can both be associated with
the area of northern Poland characterized by young Cenozoic bedrock overlain with coversands,
loess, and gravel.
Because geological formations frequently appear across national boundaries and political
boundaries are dynamic, extra care must be taken in the case of individuals from regions
characterized by historically shifting political boundaries. Two individuals provide specific
examples of this concern. Vasila Abrodavich died in 1924. His natal region was listed as
Czechoslovakia, which was not an extant political unit until 1918 (Briggs and Clavin 2003). At
the time of his dental mineralization, his matching isotopic region would have been part of
Austro-Hungarian Empire. Wolfgang Aschenbrenner also presents a complex case. His natal
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region is listed as Austria/Hungary. Our first step was to eliminate Hungary, based on the
relatively less radiogenic bioavailable 87Sr/86Sr ranges seen in the homogenous geology.
Aschenbrenner’s relatively high 87Sr/86Sr values match well with the metamorphic bedrock
overlain with loess sediments of Weinviertel region of lower Austria. However, his 87Sr/86Sr
signatures also match ranges seen within the Czech Republic, in an area north of the Elbe with a
similar geological profile. Given that there was no discernable standardization in the assignment
of natal regions in our historical records with respect to then current political boundaries and
despite linguistic affiliation of individual names with each of the natal regions provided, these
individuals may have grown up in an area of matching geology but differing political designation
than the stated burial record entry.
Discussion
There are several research questions this case study contributes to and suggests areas for
further investigation. First, it was our intention to establish the utility of 87Sr/86Sr analysis in later
historical contexts. This is a relatively under-researched time period, and is accompanied by
additional unique complications that are not generally a consideration in prehistoric isotopic
studies. First, there is the issue of a more ‘cosmopolitan’ diet as a result of changing availability
of dietary sources through transportation and agrarian practices associated with industrialization
(Keita et al. 2010). The companion concern to the ‘cosmopolitan’ diet is the greater utilization of
water reservoirs and deep wells in conjunction with public health concerns in the face of
burgeoning populations and industrial pollution (Leavitt 1997). While refrigerated train cars are
not an explicit concern for our population at this time, general concerns regarding the
urbanization of diet can be mitigated by providing more generalized localities for natal origin as
we have done in this study. Exploration into the influence of aquifer geologies through the
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introduction of well water to the diet can be explored in Southeast Wisconsin, as well water has
an appreciably lower 87Sr/86Sr range than surface water, which brings us to areas for future
research.
One element of our planned future research is the addition of an increased level of
specificity in our identification of natal regions through 18O analysis. When strontium research is
complemented by oxygen isotope analysis, the clinal variations created by precipitation narrow
the ranges of the geologic natal regions identified with 87Sr/86Sr ratios. Generation of a more
specific geographic profile will in turn allow us to incorporate additional localized historical
documentation. This will aid in strengthening preliminary identifications of these individuals and
contribute to our understanding of population demographics and immigrant populations in turnof-the-century Southeast Wisconsin. It also highlights a second area for further research, the
creation of a viable isotopic study model for future immigrant cemetery analyses in Southeast
Wisconsin. In the future, this can be accomplished by testing the first and third permanent molars
of definitively local individuals in order to establish a bioavailable 87Sr/86Sr range for this
historic time period in Southeast Wisconsin. Lastly, in an effort to continue our stated (research)
goal of providing an additional line of evidence through isotopic analysis for generating robust
individual identifications, we cannot state strongly enough the importance of receiving curational
responsibility for the individuals recovered during the 2013 excavation, to continue this
important work of restoring names and identities to the individuals that were interred at the
Milwaukee County Institutional Grounds Poor Farm Cemetery. Thank you.
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