2. Data and Methodology 2.1 Freezing Rain Climatology Changnon and Creech (2003) surveyed the various sources of data on freezing rain and ice storms. They determined that daily and hourly surface observations are available dating back to the 1920s and archived by the National Climatic Data Center (NCDC). Specifically, the Integrated Surface Database (ISD) contains hourly surface observations from more than 20,000 stations globally. Primary components of the ISD include the Automated Surface Observing System (ASOS) network, synoptic reports, METAR reports, surface airway observations, and military observations (Smith et al. 2011). In this study, hourly surface observations from the ISD were employed to: 1) create long-term records of freezing rain occurrence at individual stations, and 2) analyze the spatial and temporal variability of freezing rain. For the purposes of our climatology, we define a freezing rain hour as a single report of freezing rain (as indicated by the present weather identifier or the METAR code). Observations must be issued either on the hour or no more than 15 min preceding the new hour, and sequential reports of freezing rain must be separated by at least 45 min to be considered as two discrete freezing rain hours. Moreover, we assume that a single report represents 1 h of freezing rain ending at the nearest hour. For instance, if freezing rain was included in a METAR report issued at 2251 UTC, we assume that freezing rain was observed during the entire period between 2200 UTC and 2300 UTC. Although this method is inherently prone to error, previous studies have used a similar approach when calculating freezing rain frequencies (e.g., Bernstein 2000; Robbins and Cortinas 2002). 24 A freezing rain event consists of all hourly freezing rain observations occurring within 6 h of each other. If more than 6 h passes between sequential freezing rain observations, the most recent observation marks the beginning of a new event. The 6-h threshold implies that all instances of freezing rain during a single event are associated with the same synoptic forcing. A significant freezing rain event requires at least 6 h (not necessarily consecutive) of freezing rain in a 24-h period, with no more than 6 h between sequential freezing rain observations. Previous studies have also adopted the 6-h minimum threshold when identifying “severe” freezing rain episodes (e.g., Ressler et al. 2012). Lastly, the significant event ratio is defined as the number of significant freezing rain events divided by the number of total freezing rain events. Figure 2.1 illustrates the locations of all 225 stations in our climatology, along with surface elevation shaded every 250 m. The climatology uses an extended domain (32° to 48°N, 90° to 66°W) in order to adequately capture both synoptic-scale and mesoscale variability of freezing rain across the eastern U.S. and southeastern Canada. Because hourly observations were substantially limited before 1975, we only considered the 1975–2010 period. We defined the cool-season as Oct–Apr and thus neglected any freezing rain reports between May and September. Qualifying stations were selected based on three strict quality control criteria. First, a candidate station must have at least 28 cool-seasons of hourly observations (80% of all 35 cool-seasons). Second, a candidate station must take at least 16 hourly observations each day (66.7% of all hourly observations in a 24-h period). Third, a candidate station must report present weather type(s) on an hourly basis. For stations that met these criteria, we applied two additional constraints. We removed stations whose 25 calculated freezing rain frequencies were markedly different from those of nearby stations, as well as non-first-order stations located in close proximity to first-order stations. 2.2 Ice Storm Climatology Despite the relative abundance of freezing rain observations, historical records of ice accretion are spatially and temporally limited. The Association of American Railroads conducted direct ice load measurements for damaging ice-storm areas, but only during the 1928–1937 period (Hay 1957). Ice thickness estimates have been documented in NCDC’s Storm Data publication since 1959, but many early entries lack important details and reports are subject to human errors and population biases (Changnon and Creech 2003). Nevertheless, Storm Data offers the most complete long-term record of icing events impacting each state. Moreover, Storm Data provides useful information about regions, counties, and zones affected, event durations, precipitation types observed, icing amounts, and damage estimates. A given event in Storm Data qualified as an ice storm if one of the following three criteria were met: 1) the event was listed as an “Ice Storm”, 2) the event featured freezing rain resulting in significant ice accumulations (≥ 0.25 in/0.64 cm), or 3) the event featured damage specifically attributed to ice accretion. Although NWS Weather Forecast Offices (WFOs) in New York and New England typically adopt a stricter 0.50 in (1.27 cm) minimum criterion when issuing an ice storm warning, the NWS general definition for an ice storm uses the 0.25 in (0.64 cm) threshold (Call 2009). Furthermore, 26 past events have demonstrated that ice accretions well below 0.50 in (1.27 cm) can still cause tree damage and/or power outages. Figure 2.2 highlights the 14 county warning areas (CWAs) included in the ice storm climatology. This domain encompasses the New England states, New York, Pennsylvania, New Jersey, Delaware, Maryland, northern Virginia, West Virginia, and eastern Ohio. The southern boundary separates our domain from the region primarily dominated by cold-air damming events (central North Carolina and southern Virginia). Since Storm Data lacks sufficient detail about icing events prior to 1993, we limited our climatology to cool-seasons (Oct–Apr) during the 1993–2010 period. For each ice storm, we noted the counties and CWAs affected, icing amount, and damage. Once all individual ice storms were identified, we evaluated the geographical and temporal variability of ice storms, then classified events by spatial coverage and applicable synoptic-scale features. Based on the number of counties and CWAs impacted, ice storms were defined as local, regional, subsynoptic, or synoptic (refer to Table I for complete descriptions). Additionally, ice storms were categorized according to seven archetypical synoptic weather patterns commonly associated with freezing rain (Rauber et al. 2001b). Type A events occur behind an arctic front, usually within the southwestern or southeastern quadrants of an anticyclone (Fig. 2.3a). Type B and C events are generally associated with a surface cyclone and occur on the cold side of a warm/stationary front or within the occluded region of the cyclone (Figs. 2.3b and 2.3c). Type D events occur in the western quadrant of an anticyclone (Fig. 2.3d). Type E, F, and G events occur under cold-air damming conditions along and east of the Appalachians (Figs. 2.3e, 2.3f, and 2.3g). However, while Type E and F events are typically associated 27 with a surface trough or cyclone along the Atlantic coast and a dominant anticyclone north of the damming region, Type G events are strictly associated with a surface cyclone approaching the Appalachians or Great Lakes from the west or southwest. Due to the fundamental similarities between Types B and C, and E and F, we grouped these patterns together as Type BC and Type EF. 2.3 Composite Analysis After partitioning ice storms by the five synoptic weather patterns (A, BC, D, EF, and G), we composited events based on the two most prevalent patterns in each CWA. Synoptic composite maps and composite cross sections were created from 2.5° National Centers for Environmental Prediction–National Center for Atmospheric Research (NCEP–NCAR) reanalysis data (Kalnay et al. 1996) and 0.5° Climate Forecast System Reanalysis (CFSR) data (Saha et al. 2010), respectively. The synoptic composites demonstrate how large-scale circulations, thermal boundaries, and moisture transport establish environments conducive to ice storms. We also applied the Q-vector form of the QG omega equation (Eq. 2.1) and the definition of the Q-vector (Eq. 2.2), ignoring the 𝑅 − 𝑝 term, from Sanders and Hoskins (1990) to investigate the associated QG forcing: 2 (𝜎𝛻𝑝2 + 𝑓02 𝜕 ⃗ (2.1) ⃗ 𝑝•𝑄 ) 𝜔 = −2∇ 𝜕𝑝2 ⃗𝑔 𝜕𝑉 • ⃗∇𝑝 𝑇 𝑄 𝜕𝑥 ⃗ = 𝑄 = ( 1 ) (2.2) 𝑄 ⃗ 𝜕𝑉𝑔 2 ⃗ 𝑝𝑇 •∇ ( 𝜕𝑦 ) When considered together, the Q-vector analysis and composite cross sections convey important synoptic–mesoscale linkages that influence the evolution and persistence of ice storms. Analyses were performed at t−48, t−24, and t0, where t0 represents 28 the synoptic time (0000, 0600, 1200, 1800 UTC) nearest the midpoint of each event, and the subscript denotes the number of hours preceding t0. In this paper, we will present and discuss the results of our composite analysis for ice storms impacting the Albany, NY (ALY), CWA. 2.4 Case Studies Based on the composite analysis of ALY events, we conducted case studies of ice storms that fit the two most prevalent synoptic weather patterns (Type G and Type BC). Two such cases include the 3–4 Jan 1999 (Type G) and 11–12 Dec 2008 (Type BC) ice storms, both of which featured prolonged freezing rain, significant ice accretions, and power outages over relatively large geographic areas. We adopted a multiscale perspective to examine the synoptic-scale evolution of each ice storm and discuss the physical mechanisms that extended the duration of freezing rain. Upper-air and surface maps were created with 0.5° CFSR data and serve to highlight critical dynamical processes. Radiosonde data were obtained from the University of Wyoming (http://weather.uwyo.edu/upperair/sounding.html) and used to describe the local thermodynamic environment associated with freezing rain. Finally, parcel trajectories were calculated from the National Oceanic and Atmospheric Administration’s (NOAA) Hybrid Single-Particle Lagrangian Integrated Trajectory (HYSPLIT) model (Draxler and Hess 1998) and indicate the primary source regions for air parcels entering each ice storm area. 29 Figure 2.1: Surface map showing the location of all 225 stations (red dots) in the freezing rain climatology. The elevation (meters above sea level) is shaded every 250 m. 30 Figure 2.2: Map highlighting the 14 CWAs included in the ice storm climatology. Size Local Regional Subsynoptic Synoptic Counties Affected ≤3 4–12 13–48 > 48 AND AND AND OR CWAs Affected ≤3 ≤6 ≤6 >6 Table I: Classification scheme for categorizing ice storms by spatial coverage. 31 Figure 2.3: Archetypical surface synoptic weather patterns associated with freezing precipitation east of the Rocky Mountains. Caption and figure reproduced from Fig. 2 in Rauber et al. (2001b). 32