Spatiotemporal Kernels Describing Hippocampal Nonlinear Dynamics in Behaving Rats T. P. Zanos1, S. H. Courellis1, R. Hampson2, V. Z. Marmarelis1, T. W. Berger1 Department of Biomedical Engineering, USC, Los Angeles, CA, zanos@usc.edu 2 Department of Physiology and Pharmacology, Wake Forest University, Winston-Salem, NC 1 Abstract: Spatiotemporal nonlinear dynamic descriptors are introduced to quantify hippocampal circuit dynamics in behaving rats. The Volterra modeling approach is used to compute these descriptors in the form of spatiotemporal kernels. Electrophysiological data from several CA3 and CA1 cells were recorded simultaneously using an array of penetrating electrodes. This contemporaneous spike activity was used to compute up to third order spatiotemporal kernels for the multiple-input / single output case. Representative sets of kernels illustrate the variability of the dynamics of the CA3CA1 functional mapping in space and time. A kernel visualization approach is proposed to facilitate tracking spatial and temporal changes of kernel dynamics. Introduction: The functional mapping between the CA3 and CA1 regions of the hippocampus plays an important role in learning and memory. Malfunction of this mapping due to aging or damage could heavily impair cognitive function. Cortical neuroprosthetics comprise a reasonable solution to restoring such loss of functionality. However, a reliable quantitative representation of this functional mapping is required before it can be implemented in the neuroprosthetic. Such representation ought to lead to a scalable, compact model with predictive capabilities. In previous studies, we used acute hippocampal slice preparations to acquire data and create a nonparametric model that quantified the CA3-CA1 functional mapping. It was a single input / single output model, considering only temporal nonlinear dynamics. Our modeling method was based on the Volterra modeling approach adapted for Poisson point-processes [1]. In this study, we use data from live, behaving rats recorded contemporaneously from several spatially distinct sites at CA3 and CA1. Consequently, the functional relationship between the CA3 and the CA1 hippocampal region has a spatial and a temporal dimension with nonlinear characteristics. Traditionally, investigators have employed parametric methods to model this mapping, both in-vivo and in-vitro [2, 3]. Such methods lead to complex representations that may not be suitable for the implementation of a neuroprosthetic device in hardware. Thus, we employed the Volterra modeling approach generalized in space and time. Our effort focused on the computation of spatiotemporal nonlinear dynamic descriptors in the form of spatiotemporal Volterra kernels. We used natural neural activity recorded in individual CA3 and CA1 neurons during a DNMS (DelayedNonMatch-to-Sample) task. In this article, we introduce spatiotemporal kernels (up to third order) of the CA3-CA1 functional mapping for specific behavioral events during the DNMS tasks and we propose a kernel visualization approach to facilitate their interpretation. Methods: A multi-electrode array of penetrating electrodes was used to record the contemporaneous spike activity in the CA3 and CA1 areas; a conceptual representation of it is shown in Figure 1. Figure 1: Conceptual representation of the multi-electrode array. This array of electrodes recorded spike trains from multiple cells in CA3 and CA1 of behaving rats, during the DNMS task. The sequence of behavioral events during the DNMS task included a Sample Event (rat hitting a lever), nose-pokes (for distraction purposes) and a NonMatch Event (rat hitting a lever different from the initial one). The recorded neural activity was in the form of action potentials and converted to binary spike sequences of variable interspike intervals. This class of input / output datasets was used to compute the spatiotemporal Volterra kernels of a third order model mathematically formulated as follows: y n k0 u1 ( n ) u2 ( n ) u3 ( n ) Q M 1 u1 ( n ) k1sq m sq (n m ) First - order Term q 1 m 0 u2 ( n ) k2 sq sq m1 , m2 sq1 (n m1 ) sq2 (n m2 ) Second - order Term q1 q2 m1 m2 1 2 u3 ( n ) k3sq q1 q2 q2 m1 m2 m3 1 sq s q 2 3 m1 , m2 , m3 sq (n m1 ) sq (n m2 ) sq (n m3 ) 1 2 3 Third - order Term where Q is the number of inputs sq(n), {k0, k1, k2, k3} represent the zero, first, second, and third order Volterra kernels , and y(n) denotes the output. The kernels were computed using the Laguerre expansion method [4]. Using the orthonormal set of Laguerre functions {Ll(m)} to expand the kernels, we obtain: L 1 k1 ( m ) c (1) l Ll ( m ) l 0 L 1 L 1 k2 (m1 , m2 ) c (2) l1l2 Ll1 (m1 ) Ll2 (m2 ) l1 0 l2 0 L 1 L 1 L 1 k3 (m1 , m2 , m3 ) c (3) l1l2l3 Ll1 (m1 ) Ll2 (m2 ) Ll3 (m3 ) l1 0 l2 0 l3 0 Βy using least-squares fitting, we estimate the expansion coefficients and finally compute the kernels. Results: Spatiotemporal kernels were computed using data recorded during the “Sample” behavioral event. Several instances of the “Sample” behavioral event were considered across a number of different DNMS trials. Figure 2 shows the first, second, and third order spatio-temporal kernels for an array of ten inputs in distinct spatial locations. A detailed view of the kernels for one input is shown on Figure 3. (A) (B) (C) Figure 2: First (A), second (B) and third (C) order spatiotemporal nonlinear dynamic descriptors. Figure 3: Detailed view of kernels that characterize the mapping between different cell types. Discussion: The computed spatiotemporal kernels reveal areas of facilitatory and depressive behavior that vary as functions of space and time. Inspection of Figure 2(A) suggests that the first order kernels can start with a fast facilitatory or depressive phase depending on the spatial location that is followed by a slower facilitatory phase. Figure 2(B) shows second order kernels that depending on the spatial location of the input can be mostly facilitatory (e.g., kernels corresponding to s1 and s2) or depressive (e.g., kernels corresponding to s3 and s4). Similar interpretation is possible for the third order kernels shown in Figure 2(C). In our analysis, so far, we have not considered crossinteractions among the various inputs. Typically, crossinteractions are present in most neural systems and the hippocampus is not an exception. We present this work as the first step towards creating a rigorous framework that will efficiently map nonlinear functional characteristics of neural systems in both the temporal and the spatial domain. References: [1] G. Gholmieh, S.H. Courellis, V.Z. Marmarelis, T.W. Berger (2002) An Efficient Method for Studying Short Term Plasticity with Random Impulse Train Stimuli. Journal of Neuroscience Methods (2002) 21(2), 111-127. [2] W. B. Levy (2004) A Sequence Predicting CA3 IS a Flexible Associator That Learns and Uses Context to Solve Hippocampal-Like Tasks. Hippocampus (1996) 6, 579-590. [3] E. D. Menschik, S. C. Yen, L. H. Finkel (1999) Modeland scale-independent performance of a hippocampal CA3 network architecture. Neurocomputing (1999), 2627(1-3),443-453. [4] V.Z. Marmarelis (1993) Identification of nonlinear biological systems using Laguerre expansions of kernels Annals of BiomedicalEngineering (1993) 21, 573-589. Acknowledgments: This work was supported by ERC(BMES), DARPA (HAND), NIH (NIBIB).