Supplementary Material Surface plasmon sensors on ZnO: Ga layer surfaces Electric field distributions and absorption-sensitivity enhancements Hiroaki Matsui 1, 2, Akifumi Ikehata3 and Hitoshi Tabata 1, 2 1 Department of Electrical Engineering and Information Systems, University of Tokyo, Bunkyo-ku, Tokyo 113-8656, Japan. 2 Department of Bioengineering, University of Tokyo, Bunkyo-ku, Tokyo 113-8656, Japan. 3 Analytical Science Division Nondestructive Evaluation Laboratory, National Food Research Institute, Tsukuba, Ibaraki 305-8642, Japan. 1. Fresnel Reflection calculations We employed a Fresnel reflection for the purpose of calculating an absorption spectrum of SPR. The intensity of reflectance can be expressed as a function of various parameters, such as the incident angle (), the thickness of a ZnO: Ga layer (t), and amplitude reflectance rij at boundaries between media i and j for light incident from i to j. Reflectance (R) is expressed by the following equation 1, 2: R( , t ) rpm rmw exp( 2ik mz t ) 1 rpm rmw exp( 2ik mz t ) (1) The amplitude reflectance of each boundary is described as follows: rpm rmw k pz m k mz p (2) k pz m k mz p k mz w k sz m k mz w k sz m (3) where p, m and w indicate prism, ZnO: Ga and water, respectively. kwz, kmz and kpz denote the z component (parallel to the surface) of wave vectors of incident light inside water, ZnO: Ga and the prism, respectively. Three factors are calculated as follows: 2 k jz j 2 c kx p c k x 2 1/ 2 for j = p, m, s sin (4) (5) j is the dielectric constant of medium j. kx is the component of the incident wave vector parallel to the interface. is the angular frequency of the incident light; and c is the velocity of light. p is the dielectric constant of the prism layer (BK-7); p = np2 (np is the refractive index of the prism). The rij is expressed for each polarization direction, for example, rij-p for p-polarized light and rij-s for s-polarized light. Therefore, we can obtain the reflectance for p-polarized light (Rp) and s-polarized light (Rs) using Eq. (1) with rij-p and rij-s, respectively. Additionally, Rp and Rs can be written by the intensity of the input light (Iin) and output light (Iout) as follows: RP I out / I in (6) Rs I //out / I //in (7) The s-polarized light is fully reflected. Accordingly, Rs must be 1. A p-polarized reflection spectrum is obtained by the Rp / Rs ratio. Moreover, the observable absorbance (A) is denoted by as follow: A log( R p / Rs ) (8) 2. Calculations for evanescent field distributions based on a Fresnel model Depth analyzes of evanescent fields can be calculated by a plane-boundary multilayer system 3. A dielectric constant and layer thickness of the jth layer are defined to ˆ j and dj (j = 1, 2, …., N). A dielectric constant of the prism is p. The semi-infinitely thick dielectric substrate has a dielectric constant ˆD . In addition, the complex dielectric constant of each layer is related to its complex refractive index n̂ j by ˆ j n̂ j ( nˆ j n j ik j ; nj is the refractive index. and kj is the absorption index). Radiation impinges at the prism/multilayer interface with an incident angle of . The following matrix M is given concerning the experimental E//i parameters of multilayer. i sin( k zj d j ) qj cos( k zj d j ) N cos( k zj d j ) M J 1 iq j sin( k zj d j ) H//i (9) where q j k zj / ˆ j and kzj are the z component of the wave vector in p d1 ˆ1 Re[ˆ1 ] i Im[ ˆ1 ] d2 ˆ2 Re[ˆ2 ] i Im[ ˆ2 ] 2 1/ 2 vector in the prism kzP by k zj [(2 / ) 2 ˆ j k zP ] with kzP = dj ˆ j Re[ˆ j ] i Im[ ˆ j ] (2/)[Psin2]1/2. dN ˆN Re[ˆN ] i Im[ ˆN ] the jth layer. kzj is given in terms of the x component of the wave Figure S1. Schematic illustration H//t shows the interaction between a plane wave and stratified medium. Parallel polarized (//) radiation are only illustrated. within the lth layer is described by the following equations: E zz2 E xz2 2 k xP (2 / ) ˆ j 2 2 P 2 V// z , and 2 (2 / ) U // z 2 (10) ˆ j ˆ i sin( k zj d j ) t // cos( k zj z ) i l sin( k zl z ) N cos( k zj d j ) U k zj // z k zl k zD H i V k t // // k zl zj J 1 // z i sin( k zl z ) cos( k zl z ) ˆ D i sin( k d ) cos( k d ) zj j zj j ˆi ˆ j where d is the distance between z and the surface of the (l-1) th layer, H yz2 magnetic field in the y direction, E xz2 z ˆD E//t The electromagnetic field at a distance z from the prism surface 2 H yz2 U // z , z (11) is the mean-square is the mean square electric field in the x direction, E zz2 is the mean square electric field in the z direction, and t// = 2qD /[(M11+M12qD)qD+(M21+M22qD)] is the complex Fresnel transmission coefficient. H //i represents the magnetic field of the incident radiation, which is expressed in terms of the corresponding electric field by H //i 1P/ 2 E //i . The plane of incident radiation is defined by the x-z plane with the x direction and the propagating direction of the radiation. 3. Penetration depth and propagation length of a SP wave 3.1 Penetration depth of a SP wave The electric field of a SP wave normal to the ZnO: Ga layer surface exponentially decreases. The decay depth is evaluated when the field falls to 1/e. The penetration depths of SPs in dielectric media (d: water and methanol) and metallic ZnO: Ga (m) layers can be expressed by the following equations 4: d 0 2 m' w' m 0 2 m' w' (12) w'2 (13) m'2 where m and d are the complex dielectric permittivities of ZnO: Ga and water, respectively. ’m and ’d indicate real part of m and d, respectively. Also, ”m and ”d indicate real and imaginary part of m and d, respectively. 0 is wavelength. 3.2 Propagation length of a SP wave The penetration length (LSP) along the metal-dielectric interface, after the field amplitude decreases to e-1, can be given as follows 5: 1 L " 0 2k x 4 m' d' ' ' m d 3/ 2 d" m" '2 '2 d m 1 4. A penetration depth and electric field distribution at a water/Au interface in the visible range 10 <E⊥2 2 <Ezz <Hyz2 <Exz2> 5 0 -100 0 100 200 300 400 500 Distance, d (nm) (b) 200 d = 139 nm ( = 652 nm) 150 600 650 700 Wavelength, (nm) 750 Propagation length, Lsp (nm) 15 Penetration depth, d (nm) Au (a) Water 20 10 BK-7 Electric field <E2> 25 8 6 (c) d = 2.64 m ( = 652 nm) 4 2 0 600 650 700 Wavelength, (nm) 750 Figure S1. Depth-dependent mean square electromagnetic fields at a water/Au interface. <Hy2> is the mean square magnetic field. <Exz2> is the mean square electric field in the z-direction, <Ezz2> is the mean square electric field in the z-direction, and <E⊥2> is the mean square electric field of p-polarized radiation; and <E 2 2 2 ⊥ > = <Exz > + <Ezz >. The field amplitudes are normalized to the electric field amplitude of the incident radiation. (b) Penetration depth (d) and (c) propagation length (Lsp) of a SP wave in water on Au metal layer surface as a function of wavelength (). Figure S1(a) shows depth-dependent mean square electromagnetic fields at a resonant angle ( ) of 75o for SPR at a water/Au interface. The field calculations were carried out at a wavelength at 652 nm. A thickness of 50 nm was chosen to calculate the field distributions into water from an Au layer surface. The field distribution of <E⊥2> at an water/Au interface was similar to that at an water/ZnO: Ga interface. In addition, the penetration depth (d), at which the field falls to 1/e, was within 0.15 to 0.25 m in the visible range using Eq. (12) [Fig. S1(b)], which was close to the penetration depth of ZnO-SPR in the NIR range. A propagation length (Lsp) of Au in the visible range was similar to that of ZnO in the NIR range [Fig. S1(c)], as calculated using Eq. (13). These results supported that the detection sensitivity of ZnO-SPR in the NIR range was comparable to that of Au-SPR in the visible range. The dielectric functions of Au and water in these theoretical estimations were taken from Refs. 6 and 7. 5. References 1 A. Ikehata, T. Itho, and Y. Ozeki, Anal. Chem. 76, 6461 (2004). 2 K. Kurihara and K. Suzuki, Anal. Chem. 74, 696 (2002). 3 S. Egasit, C. Thammacharoen, and W. Knoll, Anal. Chem. 76, 561 (2004). 4 M. Golosovsky, V. Lirtsman, V. Yashunsky, D. Davidov, and B. Aroeti, J. Appl. Phys. 105, 102036 (2009). 5 K. Johansen, H. Arwin, I. Lundstron, and B. Liedberg, Rev. Sci. 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