Consultation protocol to guide the assessment of active middle ear implants for moderate to severe sensorineural hearing loss June 2014 Table of Contents MSAC and PASC ........................................................................................................................ 3 Purpose of this document ........................................................................................................... 3 Purpose of application ............................................................................................................. 4 Background .............................................................................................................................. 4 Patient population ...................................................................................................................... 4 Current arrangements for public reimbursement........................................................................... 4 Regulatory status ....................................................................................................................... 5 Intervention ............................................................................................................................. 5 Description................................................................................................................................. 5 Delivery of the intervention ......................................................................................................... 8 Prerequisites .............................................................................................................................. 8 Co-administered and associated interventions .............................................................................. 8 Listing proposed and options for MSAC consideration ............................................................ 8 Proposed MBS listing .................................................................................................................. 8 Clinical place for proposed intervention ........................................................................................ 9 Comparator ............................................................................................................................10 Clinical claim ..........................................................................................................................10 Outcomes and health care resources affected by introduction of proposed intervention ..............................................................................................................11 Outcomes ................................................................................................................................ 11 Health care resources ............................................................................................................... 12 Proposed structure of economic evaluation (decision-analytic) ...........................................13 Clinical questions ...................................................................................................................13 References .............................................................................................................................14 MSAC and PASC The Medical Services Advisory Committee (MSAC) is an independent expert committee appointed by the Australian Government Health Minister to strengthen the role of evidence in health financing decisions in Australia. MSAC advises the Commonwealth Minister for Health and Ageing on the evidence relating to the safety, effectiveness, and cost-effectiveness of new and existing medical technologies and procedures and under what circumstances public funding should be supported. The Protocol Advisory Sub-Committee (PASC) is a standing sub-committee of MSAC. Its primary objective is the determination of protocols to guide clinical and economic assessments of medical interventions proposed for public funding. Purpose of this document This document is intended to provide a draft decision analytic protocol that will be used to guide the assessment of an intervention for a particular population of patients. The draft protocol that will be finalised after inviting relevant stakeholders to provide input to the protocol. The final protocol will provide the basis for the assessment of the intervention. The protocol guiding the assessment of the health intervention has been developed using the widely accepted “PICO” approach. The PICO approach involves a clear articulation of the following aspects of the research question that the assessment is intended to answer: Patients – specification of the characteristics of the patients in whom the intervention is to be considered for use; Intervention – specification of the proposed intervention Comparator – specification of the therapy most likely to be replaced by the proposed intervention Outcomes – specification of the health outcomes and the healthcare resources likely to be affected by the introduction of the proposed intervention Purpose of application A proposal for an application requesting MBS listing of active middle ear implants (MEI) for the treatment of moderate to severe sensorineural hearing loss (SNHL) was received from MED-EL Implant Systems Australia Pty Ltd by the Department of Health and Ageing in September 2013. The proposal is for a new intervention on the MBS. Background A previous application for MBS listing of active middle ear implants for the treatment of SNHL (as well as conductive (CHL) and mixed (MHL)) hearing loss was considered by MSAC in July 2010 (Application 1137). MSAC did not support funding. A new applicant is responsible for the current application. The population identified with the previous application was patients with mild, moderate or severe SNHL, who have failed all other conservative medical, pharmaceutical and behavioural treatments. The comparators that were considered appropriate were bone anchored hearing aids (BAHA) for mild or moderate SNHL and cochlear implants (CI) for severe SNHL. MSAC rejected the application on a number of grounds: There was a lack of data on long term safety of MEI; There were no comparative studies of MEI versus BAHA, and therefore MSAC could not conclude that MEI is more effective than BAHA in any patient group; There was only one comparative study of MEI versus CI, and this suggested that MEI may be less effective than CI; A cost comparison indicated that MEI was more expensive than BAHA, but less expensive than CI. MSAC considered that in patients for whom BAHA is suitable, MEI would be a more expensive option, but with no evidence of improved hearing to justify the extra expense. In patients for whom CI is suitable, MEI would be cheaper, but on the available evidence, may be less effective. MSAC was unable to identify any particular subgroup of patients who, after failure of hearing aids and other conservative treatment, would be suitable for MEI. Patient population The PASC has agreed that the population relevant to the current application are patients with moderate or severe SNHL who have failed all other conservative treatments. Current arrangements for public reimbursement The implantation procedure is performed in public and private hospitals throughout Australia and may be funded by public hospital surgical budgets, private health fund ex-gratia payments and occasionally is self-funded by patients. The implantation procedure is not funded through the MBS and the device is not listed on the Prosthesis List (PL). Regulatory status The applicant, MED-EL Implant Systems Australia Pty Ltd, is the sponsor of the following MEI components, which are registered for use in Australia. The Vibrant Soundbridge system (VSB) is the only MEI currently registered for use in Australia. Table 1: MEI components listed on the ARTG ARTG No 170179 Product Indication Amade audio processor - The Amade audio processor is an external part of the Vibrant Middle Soundbridge system. The Vibrant Soundbridge system is indicated for ear implant system sound processor use in patients who have mild to severe hearing impairment and cannot achieve success or adequate benefit from traditional therapy. 161702 185533 Vibrating Ossicular For use in adults, adolescents and children who have mild to severe Prosthesis (VORP) 502X - hearing impairment and cannot achieve success or adequate benefit Hearing aid, middle ear from traditional therapy. For sensorineural HL, the VORP is crimped to implant. the long process of the incus to directly drive the ossicular chain. Vibroplasty Coupler - The Vibroplasty Couplers are intended to be used in combination with Hearing aid, middle ear the Vibrant Soundbridge to facilitate the coupling between the FMT implant. and a Vibratory Structure of the middle ear. The prosthesis type is chosen on the basis of the ossicular remnants once all primary disease has been removed from the middle ear. Intervention Description Hearing and hearing loss The function of the ear is to convert sound waves occurring in the environment into electrical impulses that can be interpreted by the brain. The ear is comprised of three parts - outer, middle and inner. The outer ear consists of the pinna, the external auditory canal and the tympanic membrane. The pinnae funnel sound waves into the external auditory canal resulting in increased sound wave pressure levels at the tympanic membrane. The resulting vibration of the membrane is transmitted to the auditory ossicles (the malleus, incus and stapes) that are contained within the air-filled middle ear. The footplate of the stapes is connected to the oval window, through which vibration of the ossicles is transmitted into the fluid-filled cochlea of the inner ear. Vibration of the fluid within the cochlea results in stimulation of the hair cells of the organ of Corti. This stimulation results in the generation of action potentials and the transmission of electrical impulses to the brain via the cochlear nerve. Figure 1: External, middle and inner ear (Application 1137) The transmission of sound via the external auditory canal and middle ear to the fluid of the inner ear is referred to as air conduction. Sound can also be transmitted to the fluid of the inner ear via bone (bone conduction), if the sound source is applied directly to the bones of the skull. The intensity of sound is measured using the decibel (dB) scale. The threshold of hearing is defined as the minimum effective sound pressure of a signal that is capable of provoking an auditory sensation (Keith 2002). Normal hearing thresholds are between 0 and 24 db. The severity of hearing loss is categorised as follows (Kulkarni and Hartley 2008): Table 2: Levels of hearing loss Hearing threshold (dB) Interpretation 0-24 Normal hearing 25-39 Mild hearing loss 40-69 Moderate hearing loss 70-94 Severe hearing loss ≥95 Profound hearing loss Hearing loss is classified as being conductive, sensorineural or mixed. Conductive hearing loss arises from an inability of the ear to conduct sound energy to the inner ear. It may be caused by lesions in the outer or middle ear. Sensorineural hearing loss results from any dysfunction of the hair cells in the inner ear or the cochlear nerve. Mixed hearing loss occurs when both CHL and SNHL are present in the same ear (Kesser and Friedman 2002). There are multiple potential causes of both CHL and SNHL with the type of hearing loss determined using audiometry. Prevalence in Australia Overall hearing loss prevalence in Australia is reported as 22.2% (Application). Sensorineural hearing loss is the most common form of hearing loss in Australia. The overall prevalence in adults, based on a South Australian study, is 20.5% for SNHL, 0.4% for CHL and 1.5% for MHL (Table 3, Wilson et al 1998). In adults (>15 years), SNHL is largely caused by ageing with most people with SNHL aged >50 years. It may also be related to exposure to noise or ototoxic substances. There are more adult males with hearing loss than females (26.3%% males vs 17.1% females). In adults, 66% have mild HL; 23% have moderate HL and 11% have severe to profound HL. Table 3: Prevalence of hearing impairment (worse ear) South Australian population Age SNHL CHL MHL ≧ 25dBHTL ≧ 25dBHTL ≧ 25dBHTL 15-50 yrs 4.2 (0.0-8.3) 0.3 (0.1-0.5) 0.7 (0.1-0.4) 51-60 yrs 26.3 (11.5-41.1) 0.4 (0.0-1.1) 1.6 (0.2-3.0) 61-70 yrs 55.2 (37.0-73.3) 0.0 3.6 (1.9-5.3) >70 yrs 69.4 (42.2-96.6) 0.0 4.1 (0.0-10.6) Total 20.5 (15.1-25.9) 0.4 (0.0-0.5) 1.5 (0.9-2.1) The overall prevalence of hearing loss in children (<15 years) is 2.5 in 1,000. Of these, 36.7% have mild hearing loss; 38.3% have moderate hearing loss, 13.3% have severe hearing loss and 11.7% have profound hearing loss. Sensorineural hearing loss in children may be caused by genetics, maternal infection, birthing issues or childhood infections such as meningitis. Certain population groups such as communities of Aboriginal or Torres Strait Islander people have a significantly higher prevalence of ear disease and hearing loss. For example, the rate of hearing loss in Aboriginal children is estimated at between 10% and 41%. Based on the adult SNHL prevalence rates in Table 3, and using December 2013 population data, approximately 1,043,438 Australian adults at December 2013 would be affected by SNHL. Of these, 689,000 would have mild SNHL; 240,000 would have moderate SNHL; and 115,000 would have severe to profound SNHL (rounded to nearest 1,000). It is unclear what proportion of people with SNHL would meet the criteria set out for this application. The procedure MEIs are either fully or partially implantable hearing devices. Figure 2 Vibrant Soundbridge MEI A microphone in the device detects sounds, and a processor changes the sounds to electrical impulses. The electrical impulses are then converted to mechanical vibrations by a component of the device that is directly attached to the ossicular chain or round window in the middle ear. A diagram of the VSB, which is a partially implantable device, is at Figure 2. There are other MEIs aside from the Vibrant Soundbridge system which have been trialed or approved for use in other countries. The proposed MBS listing relates to MEIs in general, and not specifically to products registered in Australia. Delivery of the intervention The implantation procedure is a one-off intervention. According to the applicant, an overall rate of revision surgery of 7% is reported in the literature. Prerequisites Specialist ear nose and throat (ENT) surgeons would deliver the implantation procedure. Expert colleagues, supported by the device manufacturer, would train surgeons. The procedure is performed in hospital, either as day surgery or in the inpatient setting with an overnight stay. The duration of the procedure is approximately 1.0 to 2.5 hours. Co-administered and associated interventions A pre-surgical consultation with the ENT surgeon would be required. The procedure may be performed under either a local or a general anaesthetic. If the surgery is performed under a general anaesthetic a specialist anaesthetist would be required. Following surgery, an outpatient consultation (45 minutes) with an audiologist is required for assessment and fitting and programming of the device processor. A further follow-up consultation (30 minutes) is required 1 month later. Listing proposed and options for MSAC consideration Proposed MBS listing The details of the MBS listing agreed by PASC are shown in Table 4: Proposed MBS item descriptor for MIDDLE EAR IMPLANT, Insertion of, including a mastoidectomy Table 4: Proposed MBS item descriptor for MIDDLE EAR IMPLANT, Insertion of, including a mastoidectomy Category 3 – Therapeutic Procedures MBS [item number] MIDDLE EAR IMPLANT, Insertion of, including a mastoidectomy, for patients who have: - have sensorineural hearing loss that is stable, bilateral and symmetrical; and air conduction thresholds in the moderate to severe range with PTA4 below 80 dB HL; and have speech perception discrimination of at least 65% correct with appropriately amplified sound; and cannot wear conventional hearing aid because of a medical reason affecting the outer ear; and no history of inner ear disorders, such as vertigo or Meniere’s syndrome; a normal middle ear, with no history of middle ear surgery; no history of post-adolescent, chronic middle ear infections; normal tympanometry; and on audiometry, the air-bone gap at 0.5, 1, 2 and 4 kHz is no greater than 10 dB HL at two or more of these frequencies. Fee: $1,876.59 (based on mastoidectomy item). (Anaes) Clinical place for proposed intervention The proposed population for the intervention is: a. Patients with stable SNHL that meet the pure tone audiometry (PTA) criteria of: i. moderate hearing loss - 40 dB ≤ BEHL0.5–4 kHz < 70 dB;or ii. severe hearing loss - 70 dB ≤ BEHL0.5–4 kHz < 95 dB; AND b. PTA is less than 80 dB HL; AND c. Speech understanding is >65% for word lists with appropriately amplified sound: AND d. SNHL is bilateral and symmetrical. PTA thresholds (both ears) are within 20 dB HL of each other at 0.5 to 4 kHz; AND e. SNHL occurs in patients who cannot use conventional hearing aids because of a medical condition affecting the outer ear; AND f. SNHL occurs in patients who have a normal middle ear, with: i. no history of middle ear surgery; AND ii. no history of post-adolescent, chronic middle ear infections; AND iii. normal tympanometry; AND iv. on audiometry, the air-bone gap at 0.5, 1, 2 and 4 kHz is no greater than 10 dB HL at two or more of these frequencies; AND g. Patients have no history of inner ear disorders, such as vertigo or Meniere’s syndrome. The clinical management algorithm proposed by the applicant is shown in Figure 3. Figure 3 – Clinical management algorithm Comparator The PASC has agreed that the appropriate comparators are: BAHA compared to MEI for moderate SNHL; CI compared to MEI for severe SNHL. Clinical claim The clinical claim for MEI (i.e. the VSB) is superior effectiveness and non-inferior safety, compared to the comparators (BAHA for moderate HL and CI for severe HL). Comparative safety versus comparator Table 5: Classification of an intervention for determination of economic evaluation to be presented Comparative effectiveness versus comparator Superior Non-inferior Inferior Net clinical benefit CEA/CUA Superior CEA/CUA CEA/CUA Neutral benefit CEA/CUA* Net harms None^ Non-inferior Inferior CEA/CUA Net clinical benefit Neutral benefit Net harms CEA/CUA CEA/CUA* None^ CEA/CUA* None^ None^ None^ Abbreviations: CEA = cost-effectiveness analysis; CUA = cost-utility analysis * May be reduced to cost-minimisation analysis. Cost-minimisation analysis should only be presented when the proposed service has been indisputably demonstrated to be no worse than its main comparator(s) in terms of both effectiveness and safety, so the difference between the service and the appropriate comparator can be reduced to a comparison of costs. In most cases, there will be some uncertainty around such a conclusion (i.e., the conclusion is often not indisputable). Therefore, when an assessment concludes that an intervention was no worse than a comparator, an assessment of the uncertainty around this conclusion should be provided by presentation of cost-effectiveness and/or cost-utility analyses. ^ No economic evaluation needs to be presented; MSAC is unlikely to recommend government subsidy of this intervention Outcomes and health care resources affected by introduction of proposed intervention Outcomes The PASC agreed outcome measures for MEI versus the comparators for effectiveness were: Abbreviated Profile of Hearing Aid Benefit (APHAB); Client-orientated scale of improvement; Functional gain; Speech recognition; Real ear insertion gain; Sound-field assessment; Speech comprehension scores; Tympanometric and acoustic reflex measures; Self-assessment scales/patient preference. The PASC agreed outcome measures for MEI versus the comparators for safety were: Complications Adverse events; Infection rates; Taste disturbance; Fibrosis; Aural fullness; Acoustic trauma; Dizziness; Damage to the middle ear; Revision surgery Explant rate Device failure; Mortality. Health care resources The health care resources required for MEI, as proposed by the applicant, are shown in Table 6: List of resources to be considered in the economic analysis. Table 6: List of resources to be considered in the economic analysis Setting in Proportion Provider of which of patients resource resource is receiving provided resource Number of units of resource per relevant time horizon per patient receiving resource Disaggregated unit cost MBS Safety nets* Other govt budget Private health insurer Patient Total cost Resources provided to identify eligible population Resources provided to deliver proposed intervention Prosthesis Public/ Hospital Private health Fund Pre-assessment Audiologist Outpatient audiogram (ENT) MBS 82315 (11327) Impedance audiogram Audiologist Outpatient MBS 82327 (11327) (ENT) CT scanning MBS Outpatient MBS 56016 ENT consultation MBS Outpatient MBS 104 Anaesthesia prep Anaesthetist Hospital MBS17610 Anaesthesia Anaesthetist Hospital MBS 20120 Facial stem monitoring ENT Hospital MBS 11015 Implant procedure ENT Hospital Proposed fee based on current MBS item for mastoidectomy Surgical assistant MBS 51303 Hospital stay Hospital Post-op audiometry Audiologist Outpatient MBS 82300 (11300) / ENT Resources provided in association with proposed intervention Follow-up ENT consult ENT Outpatient MBS 105 Fitting of processor Audiologist Outpatient MBS 10952 Follow-up audiometry Audiologist Outpatient MBS 82300 (11300) (ENT) Battery cost Outpatient * Include costs relating to both the standard and extended safety net. 1.0 13,970 1.0 33.45 (41.85) 1.0 1.0 13.45 (16.80) 246.50 1.0 72.75 1.0 32.25 1.0 74.25 1.0 112.45 1.0 1876.59 13,970 375.92 TBA 1.0 130.90 (163.60) 36.55 1.0 52.95 1.0 130.90 (163.60) 52.0 Proposed structure of economic evaluation (decision-analytic) The PICO for comparison of MEI versus the comparators, as agreed by PASC, is shown in Table 7: Summary of extended PICO to define research question that assessment will investigate. Table 7: Summary of extended PICO to define research question that assessment will investigate Patients Patients with moderate SNHL with: • stable, bilateral, symmetrical HL; and • a medical condition in the outer ear and a normal middle ear; and • unable to wear or benefit from HAs due to medical reasons; and • no previous middle ear surgery; and • no history of post-adolescent, chronic middle ear infections or inner ear disorders such as vertigo or Meniere’s syndrome; and • unaided speech recognition above 65%. Intervention Middle ear implant Comparator Bone anchored hearing aid Outcomes to be assessed Effectiveness outcomes: - Abbreviated Profile of Hearing Aid Benefit (APHAB); - Client-orientated scale of improvement; - Functional gain; - Speech recognition; - Real ear insertion gain; - Sound-field assessment; - Speech comprehension scores; - Tympanometric and acoustic reflex measures; - Self-assessment scales/patient preference. Patients with severe SNHL with: • stable, bilateral, symmetrical HL; and • a medical condition in the outer ear and a normal middle ear; and • unable to wear or benefit from HAs due to medical reasons; and • no previous middle ear surgery; and • no history of post-adolescent, chronic middle ear infections or inner ear disorders such as vertigo or Meniere’s syndrome; and • unaided speech recognition above 65%. Middle ear implant Cochlear implant Safety outcomes: - Complications - Adverse events; - Infection rates; - Taste disturbance; - Fibrosis; - Aural fullness; - Acoustic trauma; - Dizziness; - Damage to the middle ear; - Revision surgery - Explant rate - Device failure; - Mortality. Clinical questions 1. In patients with moderate SNHL is the MEI more effective than the BAHA? 2. In patients with severe SNHL is the MEI more effective than the CI? 3. In patients with moderate SNHL is the MEI as safe as the BAHA? 2. In patients with severe SNHL is the MEI as safe as the CI? 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