Polymerization amplified detection for nanoparticlebased biosensing Adam J. Gormley‡, Robert Chapman‡, Molly M. Stevens Department of Materials, Department of Bioengineering, and Institute for Biomedical Engineering, Imperial College London, London, United Kingdom ABSTRACT: Efficient signal amplification processes are key to the design of sensitive assays for biomolecule detection. Here, we describe a new assay platform that takes advantage of both polymerization reactions and the aggregation of nanoparticles to amplify signal. In our design, a cascade is set up in which radicals generated by either enzymes or metal ions are polymerized to form polymers that can entangle multiple gold nanoparticles (AuNPs) into aggregates, resulting in a visible color change. Less than 0.05% monomer to polymer conversion is required to initiate aggregation, providing high sensitivity towards the radical generating species. Good sensitivity of this assay towards horseradish peroxidase, catalase, and parts per billion concentrations of iron and copper is shown. Incorporation of the oxygen consuming enzyme glucose oxidase, enables this assay to be performed in open air conditions at ambient temperature. We anticipate that such a design will provide a useful platform for sensitive detection of a broad range of biomolecules through polymerization-based amplification. 1 KEYWORDS: Gold nanoparticles, polymerization based amplification, biosensing, glucose oxidase, catalase, horseradish peroxidase Graphical Abstract In recent years, a number of optical biosensors have been developed based on the controlled growth and assembly of gold nanoparticles (AuNPs).1-3 These systems take advantage of distinct changes in localized surface plasmon resonance (LSPR) that occur when nanoparticles aggregate, resulting in red-to-blue color shifts of the bulk solution. Due to the high extinction coefficient of AuNPs and the ease of surface functionalization, these sensors can made to be highly sensitive to the presence of a range of target molecules. A number of aggregation mechanisms have been developed including DNA hybridization,4 peptide folding,5 streptavidinbiotin binding,6 and aptamer-target complexation.7 Polymers are frequently used to control the stability and assembly of nanoparticle dispersions. Dense coatings of polymers such as poly(ethylene glycol) (PEG) are often used to prevent protein adsorption, immune detection and colloidal instability.8 However, exposure to very small concentrations of polymer is also capable of bridging nanoparticles together resulting in entanglement and aggregation.9 This 2 nanoparticle/polymer assembly process can be driven by charge-charge interactions, hydrogen bonding or more specific molecular interactions. Such assemblies have useful applications in drug delivery, biosensing and catalysis.10 Enzymes are another convenient tool for signal amplification. In most cases, as in the enzymelinked immunosorbent assay (ELISA), enzymes catalyze the oxidation/reduction of colored molecules to generate signal. Coupling enzymatic assays with nanoparticle based systems such that nanoparticle growth or aggregation is altered by the enzyme, has emerged as a highly attractive signal amplification route.11-13 Previous work by our group has shown that coupling nanoparticle growth assays with enzymes such as glucose oxidase (GOx) and catalase can provide sensitivities of ~10-18 g.ml-1 of target protein in whole serum.14, 15 With these systems, the enzyme is used to modulate the peroxide concentration, which dramatically alters the kinetics or mode of crystal growth and therefore the size, dispersity and color of the resulting nanoparticle suspension. Similarly, some systems have also used nanoparticles as sensors for hydrogen peroxide.16-18 Other enzyme based systems cleave or dimerize crosslinks such as peptides to initiate aggregation, dispersion or fluorescence resonance energy transfer (FRET) between dye molecules and the nanoparticle.19, 20 Free radical polymerization reactions offer an attractive signal amplification platform because of their sensitivity to the presence of very low concentrations of radicals.21, 22 When a free radical is generated and transferred to a vinyl containing monomer, rapid step-growth polymerization results in the formation of large polymer chains. This cascade, therefore, may act to amplify any events that result in the generation of radicals. However, limitations in appropriate readout mechanisms and the sensitivity of these reactions towards small amounts of oxygen have restricted the utility of these approaches to date. 3 In the work presented here we take advantage of these amplification techniques by using enzymes to generate polymer via free-radical polymerization of a cationic monomer to control gold nanoparticle aggregation (Figure 1). Through the use of GOx, polymerizations can be performed in open well plates under normal atmosphere. The polymer produced is used to trigger the aggregation of negatively charged AuNPs, resulting in a visible color change. Such a design takes advantage of polymerization-based signal amplification wherein a single enzyme event results in the dynamic growth of macromolecular chains.21 As only a small amount of polymer is required to initiate aggregation, this assay is highly sensitive to the presence of any radical generating species such as enzymes.23-27 We demonstrate the use of this assay to detect low concentrations of two different enzymes, horseradish peroxidase (HRP) and catalase, as well as parts per billion concentrations of iron and copper with the naked eye (Figure 1). Figure 1. Schematic illustration of the assay design which takes advantage of polymerization based signal amplification. Enzymes commonly used for biosensing applications such as HRP are capable of generating free radicals that can be used to trigger the dynamic growth of polymer chains. Because of the extreme sensitivity of AuNPs to aggregation by cationic polymers, low monomer to polymer conversion (<0.05%) is able to generate a visible color change. So that the assay can function in open, oxygen exposed well plates, GOx is used to degas the solution and 4 provide the peroxide required by the HRP. TEM images are shown of dispersed (top) and aggregated (bottom) nanoparticles. Scale bar 100 nm. Since this assay design relies on the use of polymer to trigger AuNP aggregation in the presence of unconverted monomer, we began by comparing the ability of various polymers of 3aminopropyl methacrylamide (APMA) to aggregate AuNPs with that of free monomer (Figure 2). Aggregation was observed by changes in the absorbance spectra and confirmed by transmission electron microscopy (TEM, see Figure 1 and S1). Aggregation of both 5 nm (Figure S2) and 20 nm (Figure 2b) citrate capped AuNPs was observed at very low polymer concentrations (>10-4 mg/ml). By controlling the polymer molecular weight using reversible addition chain transfer (RAFT) polymerization, the concentration at which aggregation by the polymer occurred was determined to be independent of the polymer molecular weight. Even short polymers of 27 monomer units were able to aggregate the AuNPs at similar concentrations to polymers generated by uncontrolled free radical polymerization (FRP). The monomer was also able to cause aggregation of the AuNPs, but only at three orders of magnitude higher concentrations. 5 Figure 2. (a) Absorbance spectra of dispersed and aggregated AuNPs due to the presence of pAPMA. (b-c) Aggregation of citrate capped AuNPs as monitored by a ratio of absorbance (600/530 nm) in the presence of varying concentrations of monomer and polymers of different lengths (DP) (b) or generated by HRP over time (c). While the monomer is only able to induce aggregation at high concentrations, aggregation by polymer occurs at extremely low concentrations independent of chain length. (d) Sensitivity of AuNPs functionalized with peptide (C(GEP)3), polymer (pAA), or DNA to aggregation by monomer and polymer. Steric protection against monomer driven aggregation was provided in all cases while maintaining sensitivity to polymers, particularly in the case of DNA. It is well known that enzymes such as HRP and laccase are capable of generating free radicals that can initiate polymerization.23-30 These enzymes act by oxidation of small molecule mediators such as acetylacetone (acac) in the presence of hydrogen peroxide.31 Therefore, to test if polymers generated by this mechanism would also aggregate the AuNPs, HRP was used to polymerize APMA in water deoxygenated by argon bubbling. Peroxide and acac were included as the enzyme substrates, and the reaction was carried out at 30 °C for 1 - 24 h prior to incubation with the AuNPs. With this method, 60% conversion was achieved within 6 h (Figure S3). Even at low conversions (<10% at 1 h), the unpurified reaction mixture was able to aggregate AuNPs at concentrations four orders of magnitude lower than the un-polymerized control (Figure 2c). This data complements that seen in Figure 2b suggesting that aggregation is possible at < 0.1% polymer conversion in the presence of monomer. Since the concentration of monomer required to cause aggregation of the citrate capped AuNPs (10-2 mg/ml, 5.6 x 10-5 M) is low compared to that required to produce any reasonable rate of 6 polymerization (0.25 - 1 M), it was necessary to modify the surface of the AuNPs to prevent monomer driven aggregation. Monomer driven aggregation is most likely due to surface charge neutralization, so to provide steric protection the AuNPs were functionalized with either a negatively charged peptide (C(GEP)3), polymer (thiolated poly(acrylic acid) or pAA) or DNA. Each of these AuNPs were found to be stable against up to 10 mg/ml of the monomer while retaining good sensitivity to the polymers (Figure 2d). Based on this difference in sensitivity, a theoretical detection limit of less than 0.05% conversion was estimated. In the case of the citrate, peptide and polymer functionalized AuNPs, polymer concentrations in excess of 10-2 mg/ml conferred stability presumably due to steric stabilization. Such stabilization was not seen with the DNA functionalized AuNPs at the concentration ranges tested. For this reason we used the DNA coated AuNPs in all further experiments. 7 Figure 3. (a) Modeled oxygen concentration (mmol.ml-1) as a function of time and depth in a standard 96 well plate. b) Expected oxygen concentration at 200, 100 and 50 nM GOx, and (c) as a function of time at 200 nM. (d) Absorbance spectra of the AuNPs after addition to the assay reaction mixture at varying concentrations of GOx and HRP, providing experimental validation of the model. Polymerization and therefore complete degassing is only possible when the GOx concentration is above 50 nM. As oxygen is a potent radical quencher, it was necessary to incorporate a mechanism for scrubbing all oxygen from solution so that sensitivity at low HRP concentrations in an open air assay format was possible. For this reason, GOx was added to the reaction mixture to simultaneously deoxygenate the solution and provide peroxide for the HRP (Figure 3a). By modeling the kinetics of this reaction in one-dimension against time and distance from the solution surface, it was determined that the consumption of oxygen by GOx at concentrations of 100-200 nM should be much faster than the diffusion of oxygen from the top of the solution (Figure 3b). At 200 nM GOx, almost all of the dissolved oxygen is expected to be consumed after only 5 min. At this point, steady state is reached and only the top third of the well volume should contain more than 10 µM of oxygen (Figure 3c). Thus in the absence of stirring or excessive convection it should be possible to perform the polymerization in an open well plate. To test these calculations, polymerization reactions were performed in 96-well plates containing 300 µl of GOx, APMA (0.25 M) and acac (0.4 mM) in a MES buffer (20 mM, pH 7.5) at 30°C for 30 min. To stop the reaction, the solution was diluted in oxygenated water (1:1 in most cases) and immediately added to a suspension of DNA-AuNPs. A large excess of glucose (100 mM) was also provided to ensure that oxygen was at all times the limiting reagent 8 for the GOx. Sealing the top of the well plate with plastic tape was not found to affect the reaction, and so all polymerizations were carried out in wells open to the atmosphere. Under these conditions we observed that 200 nM GOx was able to sufficiently deoxygenate the solution for HRP (1 µg/ml) to generate enough polymer to aggregate the AuNPs (Figure 3d). Similar aggregation and therefore polymer generation was observed in the presence of 100 nM GOx, though the assay was found to be less robust at this concentration. When GOx concentrations less than or equal to 50 nM were tested, aggregation was entirely inhibited indicating that these concentrations are insufficient to properly deoxygenate the solution as was expected from the oxygen diffusion. Similarly, incubating the polymerization solution with 200 nM GOx for less than 30 min resulted in significantly weaker AuNP aggregation (Figure S4) indicating a lag phase of 10-20 min before sufficient polymer is generated. Next we sought to understand the influence of substrate concentration on the assay. As expected, GOx activity and peroxide generation was found to be dependent on glucose. The activity of the GOx was sufficient to fully deoxygenate the solution at glucose concentrations above 1 mM as seen by the aggregation of the AuNPs (Figure S5). At this concentration and above, the amount of peroxide generated (1 – 2 mM) is similar to that used in standard HRP based assays. Because the concentration of peroxide is dependent on the GOx activity, it cannot be reduced and so the assay should always be kinetically dependent on the concentration of HRP. Addition of more peroxide was found to result in suicide inactivation of the HRP (Figure S6). Interestingly, we found that under certain conditions GOx was able to initiate polymerization and cause AuNP aggregation even in the absence of HRP. Two separate mechanisms for this polymerization by GOx were determined. The first source is from the redox degradation of peroxide into hydroxyl radicals by iron and copper via the Fenton reaction.22, 32-34 When trace 9 metals were removed by prior treatment with a metal chelating resin (chelex), no aggregation was observed. However, when 2 – 50 ppb iron was reintroduced into the reaction mixture, strong aggregation was observed (Figure 4a). Thus, the GOx / monomer system provides a highly sensitive, naked eye sensor for iron. We observed no aggregation from any of the other transition metals, except for copper, at concentrations up to 50 ppb (Figure S7). Though this background signal was present in this assay design, it is not expected that the same background would be a problem in other GOx based nanoparticle assays as monomer is a key component. Figure 4. AuNP aggregation (absorbance at 600/530 nm) indicating the initiation of polymerization due to the Fenton reaction (a) or GOx directly (b) in the absence of HRP. In the presence of trace amounts of FeCl3, the peroxide is degraded into polymer producing hydroxyl radicals. Similarly, in the presence of large amounts of acac, GOx is able to directly oxidize acac and produce radicals. (c) HRP calibration curve showing AuNP aggregation vs [HRP] at two different acac concentrations. 10 The second source of background was observed to be due to direct oxidation of acac by GOx. Reactions with increasing concentrations of acac and 200 nM GOx but no HRP resulted in increasing amounts of aggregation (Figure 4b). As the concentration of peroxide should be the same in all cases, the dependence of aggregation on acac concentration suggests that radicals are generated by the action of GOx on the acac directly, and not just by degradation of the peroxide into hydroxyl radicals. This background reaction can be greatly minimized by reducing the concentration of acac below 2.4 mM without significantly harming HRP initiated polymerization. In this way it was possible to generate a calibration curve for HRP that showed aggregation down to 250 ng/ml (Figure 4c). The sensitivity here is not limited by the ability of HRP to generate radicals, but rather it is limited by the background generated from the GOx and acac. To the best of our knowledge, this is the first report suggesting that GOx is also able to directly initiate FRP. The ability of GOx to generate radicals at high acac concentration allows the use of this system to detect catalase. Catalase is a very active enzyme that is able to consume peroxide to produce water and oxygen, and we hypothesized that the generation of oxygen should be able to inhibit polymerization (Figure 5a). To test this, we performed a set of polymerizations with 200 nM GOx and 2.4 mM acac at varying concentrations of catalase. When no catalase was present, the high acac concentration led to a small amount of polymerization directly by the GOx and aggregation was observed (Figure 5b-c). As the concentration of catalase was increased the extent of aggregation was decreased due to inhibition of polymerization. This assay format was extremely sensitive to the presence of catalase, and inhibition of aggregation was observed down to 0.7 ng/ml enzyme. 11 Figure 5. a) Scheme showing inhibition of polymerization using a catalase inverse assay. In this design, catalase is used to outcompete the GOx by oxygenating the solution and preventing polymer from forming. b) Absorbance spectra and c) Absorbance ratios (600/530 nm) vs catalase concentration, showing catalase sensitivity down to 1 ng/ml. In conclusion, a new assay format is described here that uniquely takes advantage of polymerization based signal amplification. We show that by specifically designing the surface of AuNPs, nanoparticle aggregation can be triggered in response to very low monomer-to-polymer conversion (<0.05%) making this system highly sensitive to the presence of radical generating enzymes. To allow this assay to function under atmospheric conditions, GOx is introduced to deplete all oxygen from the solution and supply peroxide. In addition, using an inverse assay format in which the generation of oxygen from catalase inhibited polymerization, we were able 12 to detect 0.7 ng/ml of catalase. Given that polymerization based signal amplification is currently limited by appropriate readout methods, it is anticipated that this new platform will provide new tools for biosensing. ASSOCIATED CONTENT Supporting Information. Detailed experimental procedures and methods, as well as the support figures are given in the supporting information. This material is available free of charge via the Internet at http://pubs.acs.org. AUTHOR INFORMATION Corresponding Author Prof. Molly M. Stevens. Email: m.stevens@imperial.ac.uk, Ph: +44 (0)20 7594 6804, Address: Prince Consort Road, South Kensington, SW7 2AZ London, United Kingdom Author Contributions The manuscript was written through contributions of all authors. All authors have given approval to the final version of the manuscript. ‡These authors contributed equally. Notes The authors declare no competing financial interest. 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