UMHS HR Business Unit Team - Service Level Agreement The UMHS HR Business Unit Team Service Level Agreement describes and helps define the working partnership between the HR Business Unit Team and DEPARTMENT. In order to streamline our working partnership and processes, UMHS HR encourages the development of mutual understanding of the human resource work performed between the HR Business Unit Team and UMHS departments and units. Working with your HR Business Unit Team, we invite you to review and complete this service level agreement, as it will assist us in providing value-added service while at the same time, recognizing those human resource responsibilities to be conducted at the local level. HR Business Unit Teams provide advice and counsel in the areas of employee and labor relations, employment, and compensation. Additionally, in their relationship management role with their departments, these HR Business Unit Teams coordinate requests for strategic planning, tools and information, specialized consultation and problem management with other UMHS units (Central HR, including Compensation, Organizational Effectiveness, Decision Support, Recruitment & Retention, EAP, etc.) and other University offices (e.g., Payroll, Work Connections, General Counsel, etc.). Service Level Agreement Review: Agreement will begin effective DATE with a thorough review of services and expenses at the agreed upon dates of 30-DAY DATE, 3-MONTH DATE, 6-MONTH DATE for the initial year with an annual ongoing review. Funding: The financial arrangement is based on the estimated effort for each of the HR Business Unit Team staff currently involved in operations, and the number of staff and faculty in the DEPARTMENT. Additionally, an overhead rate was applied to fund such expenses as lease costs, general supplies, communications, cross coverage, etc. Total costs to be funded by the DEPARTMENT for the above 12 months amounts to $X. Involved Parties: UMHS Department: Department Name Department Administrator: Name Signature Title HR Business Unit Team Lead: Name Signature Title UMHS HR Director: Name Signature Title HR Business Unit Team Members: Name Name Name Title Title Title Version 2.2 – As of 4/18/12 Page 1 of 14 UMHS HR Business Unit Team - Service Level Agreement CUSTOMER SERVICE LEVEL STANDARDS: Availability HR Business Unit Team Members are available during regular business hours: Mon - Fri, TIME am – TIME pm. Availability outside of these hours is negotiable. HR Business Unit Team Members can be reached by phone or email. For matters requiring less than 4 hours turnaround time, they can be paged. Back-up coverage will be provided at all times. Responsiveness HR Business Unit Team Members will respond to questions and complete requests in the agreed upon timeframes for transactions (see Service Level Agreement listing). If the process will take longer or arising issues cause delays, you will be notified promptly. (Timeframes for transactions are based on the HR staff receiving complete and accurate information needed for the request.) Large HR-related initiatives or departmental projects/teams should be discussed in partnership with the HR Business Unit Team to help with planning and resources. Quality and Accuracy HR staff will provide consistent, professional service when answering inquiries, evaluating requests, and processing paperwork. Consistency – will be provided through the HR Business Unit Team and will be reviewed among other Business Units through the HR Lead Council, to ensure a consistent application of policy and procedure across the organization. Professionalism – will be demonstrated by all members of the HR Business Unit Team, who will be measured against competencies, and provided educational and professional development opportunities to enhance their skills. When a request is not approved, HR staff will provide appropriate rationale and offer alternative options when feasible. Issue Resolution If there are any concerns regarding the level of service provided, please contact HR Business Unit Team Lead immediately to discuss. Version 2.2 – As of 4/18/12 Page 2 of 14 UMHS HR Business Unit Team - Service Level Agreement HR Business Unit Team Dept Service Comments Success Measures (Turnaround time is contingent upon Corporate Officer approval being given prior to the request.) Replacement Posting 2 days or less GENERAL INFORMATION 1 Phone Calls and Emails Urgent Non-Urgent RECRUITING & STAFFING 2 3 4 5 Version 2.2 – As of 4/18/12 Posting Process – *Provide framework for posting process with advising and consulting with department for consistency *Ensure appropriate title, leveling and description for Regular or Temp positions *Prepare posting in e-Recruit and approve to system *Ensure appropriate Corporate Officer approval New Posting 4 days or less Recruiting – *Assess applicant/candidate pool and determine need for outside marketing/recruitment efforts *Provide consulting to department management with regard to affirmative action planning through recruitment of candidates, retention and work group culture, as needed *Consult on strategies for specific hiring needs, including recommending recruitment methods targeted to specific groups of candidates *Assist department leadership in assessing success in targeted or overall recruitment techniques and strategies Applicant Screening – *Identify RIFs and run reports for Affirmative Action goals *Prioritization of candidates, upon request Verify PEP-screening of candidates, where required Selection Process – *Determine top candidates and ensure qualifications are met Determine interview team, in conjunction with dept preferences Review employee files for internal applicants *Conduct phone screens Participate in interviews *Please note the impact of Nursing Recruitment & Retention’s work in the discussion on this topic. **Please note that shaded sections are part of the “core” services offered by the HR Business Unit Team. Management Satisfaction Within agreed-upon timeframes per request Hiring supervisor is aware of any internal issues Page 3 of 14 UMHS HR Business Unit Team - Service Level Agreement HR Business Unit Team Dept Service 6 7 Version 2.2 – As of 4/18/12 Comments RECRUITING & STAFFING (cont.) Hire Decision/Offer – Ensure references have been checked, per dept preferences Verify work history, education, PSV, if requested/required Coordinate with Dept/Int’l Center for any non-instructional Visas Analyze proposed offer/level/salary/equity Prepare offer in e-Recruit and make contingent offer Conduct Background Screening With no adverse events, finalize offer and start date Communicate new hire information to department/timekeeper Orientation and Onboarding – Ensure employee is enrolled in Orientation (date updated in e-Recruit) and any required letters are sent Coordinate any additional requirements (fingerprinting, credentialing) Provide phone or written notification (welcome letters) of timeline to new hire, per department preferences Ensure I-9 is completed for temps within 3 days of hire Coordinate and communicate departmental orientation, as needed Initiate Departmental Onboarding Checklists, including pagers, computer access, keys, MLearning, etc. as needed Ensure new employee UMHS Orientation Checklist is completed Provide copy of job description to supervisor/manager and request the information be provided to the employee along with behavior competencies associated with the position. Partner with the Department on the orientation/onboarding of new staff, supervisors or managers to get them adjusted to the culture and focused on the goals of the business unit *Please note the impact of Nursing Recruitment & Retention’s work in the discussion on this topic. **Please note that shaded sections are part of the “core” services offered by the HR Business Unit Team. Success Measures 2 days – 1 week, depending on timing of background screening Completed by start date Management satisfaction Page 4 of 14 UMHS HR Business Unit Team - Service Level Agreement HR Business Unit Team Dept Service 8 9 10 Version 2.2 – As of 4/18/12 Comments Success Measures EMPLOYEE / LABOR RELATIONS Performance Assessment Process Collect evaluations, review for content and send in for scanning Ensure copy is filed in Blue Folder; Complete annual Blue Folder Audit Submit ratings into the system (Manage Competencies) Advise mgr/supv or employee to resolve performance based disagreements, providing coaching and feedback Advise managers/supervisors in development of written performance standards and crafting constructive feedback Meet established deadlines Management satisfaction Consultation on Day to Day Issues Assist managers/supervisors to constructively coach and focus attention on key aspects of employee behavior Assist and troubleshoot with supervisors/managers/employees in finding additional resources when needed for various issues Contract consultation and administration Assure departmental practices are aligned with University policies, practices and both state and federal labor legislations Participate in departmental or leadership teams on various initiatives, including strategic, projects, program development, lean initiatives Management satisfaction Retention & Recognition *Develop retention and recognition strategies which align workforce with departmental objectives Process awards for recognition, if applicable Coordinate opportunities for staff to develop through mentoring, cross-training, internships, campus staff organizations, professional associations, committee and task force assignments, and skill assessment programs Encourage department to find opportunities to promote recognition efforts and strategies *Please note the impact of Nursing Recruitment & Retention’s work in the discussion on this topic. **Please note that shaded sections are part of the “core” services offered by the HR Business Unit Team. Management satisfaction Page 5 of 14 UMHS HR Business Unit Team - Service Level Agreement HR Business Unit Team Dept Service 11 12 13 Version 2.2 – As of 4/18/12 Comments Success Measures EMPLOYEE / LABOR RELATIONS (cont.) Work Environment Analysis Improve work culture through escalation and resolution of non-productive work or practices Advise managers on handling and responding to complex disability management issues in accordance with University, state and federal guidelines Identify and advise on activities to accommodate or to minimize employee injury or workers compensation issues Approve all reduction in force activities and ensure they are conducted in accordance with University Polices and guidelines Management satisfaction Investigations, Grievances, & Dispute Resolution Conduct well planned impartial investigations which ensure preservation of confidentiality, sensitive materials and protection of both employee, managerial and University rights Direct departments towards achieving objective resolution Prescribe plans to identify core issues and conduct follow up on recommended outcomes Address workplace conflicts through appropriate steps or escalation Conduct grievance hearings and/or pre-grievance counseling and create documentation of outcomes Assess political implications of grievances and corresponding impacts of recommended resolutions Represent the University during grievances, contract disputes, arbitrations, state or federal investigation or external legal challenges Create, approve and issue separation agreements in alignment with University best practices and in conjunction with Office of General Counsel Management satisfaction Contract Administration & Implementation Assure that applicable managerial and employee rights are respected Assure workforce strategies remain in alignment with contract provisions Conduct assessments while correctly identifying and applying contract agreements for all represented employees *Please note the impact of Nursing Recruitment & Retention’s work in the discussion on this topic. **Please note that shaded sections are part of the “core” services offered by the HR Business Unit Team. Management satisfaction Page 6 of 14 UMHS HR Business Unit Team - Service Level Agreement HR Business Unit Team Dept Service 14 15 16 Version 2.2 – As of 4/18/12 Comments Success Measures EMPLOYEE / LABOR RELATIONS (cont.) Discipline Partner with supervisors/managers on disciplinary strategies for handling complex situations. Conduct DRC meeting as required and follow through on actions/resolutions from DRC meeting Conduct a careful diagnosis of the problem to determine what disciplinary action is appropriate Assist department with documentation or disciplinary letters Recommend standardization of disciplinary measures Management satisfaction Coaching & Mentoring Coach management on creating open communication environment, free from retaliation and unnecessary identification of sources Promote cohesive work units with climates of cooperation and collaborative problem solving by identifying and mediating minor disputes *Assist with matching employees to leadership mentors as requested, including job shadowing Advise management on strategies for increasing communication effectiveness Management satisfaction Termination Process For Regular Termination (eligible for re-hire) Submit layoff termination form to HR Business Unit Team Ensure accuracy of termination paperwork Ensure Department follows Offboarding checklist as needed *Conduct Exit Interviews For Discharge Termination (non-rehire or restricted re-hire) Consult with Department to prepare for and conduct DRC Advise department of appropriate next steps, if outcome of DRC is non-termination Advise department of appropriate documentation for terminations and sign off on discharge paperwork Debrief department on lessons learned, as applicable *Please note the impact of Nursing Recruitment & Retention’s work in the discussion on this topic. **Please note that shaded sections are part of the “core” services offered by the HR Business Unit Team. 1 day or less from time of receipt Page 7 of 14 UMHS HR Business Unit Team - Service Level Agreement HR Business Unit Team Dept Service 17 18 Version 2.2 – As of 4/18/12 Comments EMPLOYEE / LABOR RELATIONS (cont.) Leaves of Absence (medical, education, personal, family member, extended sick, etc.) FMLA – Develop process and workflow for Managers/Timekeepers on: o Notification (send letters) o Tracking o Coding o Work Connections o Workers Compensation o Personal Injury Illness o Apply appropriate contract language o Complete return to work submittal Advise and educate managers and staff on all leaves (paid & unpaid) Work with Department to determine type of leave and next steps (work connections, FMLA paperwork, leave of absence paperwork, deployment, etc) o Verify Eligibility o Validate Qualifying Event o Verify with payroll the date paid time ends o Re-assess when appropriate o Determine Extended Sick Eligibility o Notify Unit/Timekeeper Complete Leave of Absence paperwork with department assistance Send out leave of absence letter (benefits info is sent by benefits HR) Handle any changes or extensions Provide department leadership and staff appropriate interpretations of University and Health System policy on leaves of absence and FMLA Provide advice and guidance on legal issues associated with FMLA, in conjunction with University Counsel and Work Connections *Partner with Work Connection, Counsel, EAP and department leadership on appropriate strategies for managing absences and return to work. Success Measures Within 1 week, upon notification HR Standards/The Joint Commission (TJC) Understand standards, processes, and how to meet standards Monitor units for HR compliance for TJC and CMS standards *Please note the impact of Nursing Recruitment & Retention’s work in the discussion on this topic. **Please note that shaded sections are part of the “core” services offered by the HR Business Unit Team. Blue folders are compliant Page 8 of 14 UMHS HR Business Unit Team - Service Level Agreement HR Business Unit Team Dept Service 19 20 21 Version 2.2 – As of 4/18/12 Comments COMPENSATION ADMINISTRATION Staff Salary Program Administration Assist with communication/clarification of salary program guidelines Retrieve and review of salary worksheets prior to completion or distribution to department supervisors and managers for input Communicate by email or memo to department manager/supervisors guidelines regarding salary program and distribute salary worksheets where appropriate. Provide deadline for worksheets to be returned. Collect completed salary worksheets and evaluations. Compile data from all salary worksheets, ensure compliance with guidelines and analyze against evaluation scores. Provide details from the analysis on outstanding salary recommendations or salary recommendations that do not match evaluations to Department leadership Upload completed merit program worksheets via Pay Rate Change Process Assist with faculty salary program Ensure letters are distributed to staff regarding merit increases. Submit letter to supervisors/managers for distribution to staff. Submittal form for job data, additional pay and DBE’s Job Data - Processes information into M-Pathways (and updates One Staff, where applicable)and gain approvals as needed Additional Pay - Processes information into M-Pathways (and updates One Staff, where applicable)and gain approvals as needed DBE - Processes information into M-Pathways (and updates One Staff, where applicable)and gain approvals as needed Success Measures Meet established deadlines Letters distributed prior to data being visible in the system Submitted within 2448 hours, upon receipt Variable Pay Programs Assist dept leadership in the design and implementation of variable pay programs, including incentive pay, sales, productivity programs Ensure variable pay programs are consistent with University, Health System and department policies and fairly/consistently administered Review variable pay programs for legal and tax implications and advise leadership appropriately *Please note the impact of Nursing Recruitment & Retention’s work in the discussion on this topic. **Please note that shaded sections are part of the “core” services offered by the HR Business Unit Team. Management satisfaction Page 9 of 14 UMHS HR Business Unit Team - Service Level Agreement HR Business Unit Team Dept Service 22 23 Version 2.2 – As of 4/18/12 COMPENSATION ADMINISTRATION (cont.) Pay Administration Review requests for equity reviews, reclassifications, salary/mid-year merit increases and bonuses and analyze appropriately by reviewing job description, market titles, appropriate bench marks and salary guidelines Assist and advise manager with salary decisions that serve to recruit, retain and motivate qualified employees Partner with central compensation on appropriate compensation issues Review requests exceeding salary guidelines with corporate officer Determine market title by reviewing job family, job duties and specific responsibilities and contribution level for position. Check other market title doing similar or same work to determine consistency in job title. Determine whether new/revised duties align with new vs. existing position titles. Evaluate market for appropriate compensation for title and ensure there are no in inequities with other internal position (internal/external review). Evaluate management and targeted staffing group base and variable pay levels and recommend market adjustments, as appropriate Generate submittal form and supporting documentation to submit to HR for processing Contact supervisor/manager when approved Confirm salary information has uploaded through Wolverine Access on correct shortcode and for correct salary. Verify with supervisor if there is a perceived problem. Ensure appropriate time approvals process is in place. Partner with central compensation on labor market funding (HHC) or other compensation issues for review Comments Success Measures (Turnaround time is contingent upon Corporate Officer approval being given prior to the request.) Individual Requests reviewed, submitted and approved within 2-4 days Negotiated timeframe is meet for larger population requests ORGANIZATIONAL DEVELOPMENT & TRAINING Change Management & Communication Articulate/Implement organizational change efforts at department level for transparency and alignment (Lean, Performance Mgmt, etc.) Advise managers to effectively implement all dept. based change initiatives (i.e. procedures, processes) *Please note the impact of Nursing Recruitment & Retention’s work in the discussion on this topic. **Please note that shaded sections are part of the “core” services offered by the HR Business Unit Team. Management satisfaction Page 10 of 14 UMHS HR Business Unit Team - Service Level Agreement HR Business Unit Team Dept Service 24 25 26 27 Version 2.2 – As of 4/18/12 Comments ORGANIZATIONAL DEVELOPMENT & TRAINING (cont.) Staff Engagement Survey Action Planning (In partnership with Mgrs) Communicate annual survey cycle *Partner with management on annual survey strategies and/or communications, readiness meeting, etc. Partners with management to communicate annual survey results with staff and to plan improvement strategies Monitor indicators for ongoing work group satisfaction and goals Success Measures Communication plan established upon release of timelines for survey Management satisfaction Consulting *Use performance consulting techniques to partner with leaders and staff to assess problems, identify root causes, and develop performance improvement strategies *Work with other consultants as needed, such as OE, Service Excellence, QI, EAP, external consultants, etc. to align dept. based initiatives to org initiatives and implement improvement strategies Management satisfaction Training Send out communication as needed (team communication as well as communication about programs/training) Schedule meetings as needed Plan, manage and execute logistics for meetings/training programs Oversee facility selection (food/beverage, AV needs etc.) Provide all administrative assistance as needed (photo copying, document preparation, agendas/minutes) Provide/facilitate and serve as a resource for training, tailoring program to the department’s needs Provide expertise to managers in the design of targeted department based training *Recommend resources for management leadership development TRANSACTION MANAGEMENT Data Entry and Upload Processes at the source Upload designated changes into M-Pathways, such as Supervisor batch uploads *Please note the impact of Nursing Recruitment & Retention’s work in the discussion on this topic. **Please note that shaded sections are part of the “core” services offered by the HR Business Unit Team. Management satisfaction 24-48 hours, upon receipt of information Page 11 of 14 UMHS HR Business Unit Team - Service Level Agreement HR Business Unit Team Dept Service 28 29 30 31 32 Version 2.2 – As of 4/18/12 Comments TRANSACTION MANAGEMENT (cont.) Effort Certification (change/input) Facilitate quarterly effort surveys Assist supervisors with any necessary DBE changes Facilitate the Annual Effort Certification Send emails to administrators regarding staff/faculty that are out of compliance Work with other departmental staff with certifications on terminated employees Success Measures Meet negotiated timing requirements Payroll Processing Collaborate with Unit/Timekeepers on payroll practices and tracking in compliance with DOL, SPG, bargaining agreements, etc. Provide training and updates on policy, bargaining agreements interpretation and guidelines Standard Reporting Coordinate review of bi-annual ITS Administration Security Report Coordinate or run ongoing or special request HR reports in MPathways, Data Mart, Business Objects, etc. for purposes such as timekeeping, recruitment, employee relations, compensation, workforce planning, training, etc. WORKFORCE PLANNING Support Staffing Goals/Monitor Progress in Large-Scale Initiatives (i.e. C&W, NCRC, etc.) Assure staffing plans remain in alignment with departmental workforce planning and productivity strategies (i.e. work redesign prior to posting for productivity) Review/assess departmental workforce planning strategies and seek to advance goals Provide guidance on legislation and/or regulatory guidelines. Collaborate with department on monitoring progress towards goal attainment through education, evaluations and interventions Ongoing Staff Trend Analysis and Data Reporting *Assist departments in workforce planning through review of forecasted workforce projections and historical trends *Partner with department to evaluate any negative staffing trends *Generate “creative” workable solutions for staffing issues (Return to Work, FMLA, Census) *Please note the impact of Nursing Recruitment & Retention’s work in the discussion on this topic. **Please note that shaded sections are part of the “core” services offered by the HR Business Unit Team. Management satisfaction Meet negotiated timing requirements Management satisfaction Achieve agreed-upon goals Page 12 of 14 UMHS HR Business Unit Team - Service Level Agreement HR Business Unit Team Dept Service 33 Version 2.2 – As of 4/18/12 Comments Success Measures WORKFORCE PLANNING (cont.) Succession Planning Administration *Assist departments on creating succession plans including identifying “gaps” and providing cross-training for key staffing areas *Partner with Organizational Effectiveness to align Succession Planning for Health System *Please note the impact of Nursing Recruitment & Retention’s work in the discussion on this topic. **Please note that shaded sections are part of the “core” services offered by the HR Business Unit Team. Management satisfaction Page 13 of 14 UMHS HR Business Unit Team - Service Level Agreement For Discussion: HR Business Unit Team and Department Chk Topic Communications Partnership between Dept and HR Business Unit Team on communications to department with HR-related content Inclusion on Department-related emails Cooperative effort on all matters that could have an HR impact Email distribution lists that HR Business Unit Team Members should be added to Technology Method for sharing files (shared drive, etc.) Security roles required (MPathways, etc.) Who will provide for technology devices: pagers, smartphone, laptop/docking station Logistics / Meetings Location of HR Business Unit Team Members offices Standing Meetings that HR Business Unit Team Members may/should participate in ID Badge Security required for building/department location Supervision of HR Business Unit Team Who will be responsible for the HR Business Unit Team Members blue folders, performance evaluations, salary setting, etc.? Professional Development Who will provide the funding to support: o Conferences o Professional Memberships o Seminars/Workshops o Employee Recognition o Supplies o Meals - Hosting Notes Both the Department and the HR Business Unit Team agree to monitor the success of this defined partnership on an ongoing basis, and more formally in Joint Management Conferences (frequency to be determined). Other Notations: Version 2.2 – As of 4/18/12 Page 14 of 14