Running head: BUILDING INFORMATICS COMPETENCIES DNP Project Prospectus Building Informatics Competencies of Chief Nurse Executives Christine Gamlen, MSN, RN University of San Francisco Dr. KT Waxman and Dr. Amy Nichols December 17, 2012 1 BUILDING INFORMATICS COMPETENCIES Building Informatics Competencies of Chief Nurse Executives Executive Summary Technology is integrated into the fabric of health care and has essentially become part of the core fiber as nurse executives play a significant role (American Organization of Nurse Executives, 2011). The Technology Informatics Guiding Education Initiative (TIGER) has identified that all nurses in every role must be prepared to make health information technology “the stethoscope of the 21st century” (TIGER, n.d., para. 1). Nursing management’s role in organizational transformation and health information technology is pivotal, however, nurse leader competencies for health information technology are ill defined or lacking (Westra & Delaney, 2008). One recent qualitative research study was completed which addressed the current state of Chief Nurse Executives (CNE) information management and technology competencies (Simpson, 2012). Simpson interviewed seven CNE’s of integrated delivery networks (IDNs) using the American Organization of Nurse Executives (AONE) Information and Technology Competencies to identify and validate the gaps between stated competencies in the selection, development and use of healthcare information technology (HIT). One competency, “demonstrate awareness of societal and technological trends, issues and new developments as they relate to nursing” (AONE, 2011, p. 11) was found to be completely void (Simpson, 2012). The purpose of this project is to further validate this competency of the CNE and create a toolkit to satisfy the gap. This will better position the CNE to create a vision and strategy that can leverage technology to support nursing practice and improve patient outcomes. BUILDING INFORMATICS COMPETENCIES 3 Background Information technology (IT) has made a significant impact on the healthcare industry in the last decade (Frost & Sullivan, 2007) and will continue to do so in the future. The HIT market was valued at around $11 billion in 2008 and is estimated to exceed $24 billion by 2015 ("Research and Markets," 2009). The United States is a key economy driver in this market, contributing 37% towards the global health care market in 2008 with an expected increased contribution to 48% by 2015 ("Research and Markets," 2009). Additionally, this significant growth in HIT has the potential to improve the health of individuals and provider performance, yielding improved quality, cost savings and greater engagement in their own health care. During a recent review of health information technology effects on patient care outcomes, Buntin found that 92% of reviewed articles reached the conclusion that patient outcomes were positive overall (Buntin et al., 2011). Federal mandates and innovative incentives for adoption have been implemented to include Health Information Technology for Economic Clinical Health (HITECH) Act as part of the American Recovery and Reinvestment Act (ARRA) of 2009 to accelerate the use of HIT (Buntin et al., 2011). This legislation was designed to expand the benefits of HIT on a much broader scale than has been achieved to date. Building on that effort, the Affordable Care Act of 2010 underscored the importance of HIT in achieving goals related to health care quality and efficiency. Accomplishing the goal that all Americans have an electronic health record (EHR) by 2014 will require health care leaders to be prepared to select, adopt, implement and leverage EHRs as well as other health information technologies (Westra & Delaney, 2008). The successful adoption and implementation of the EHR depends almost exclusively on the BUILDING INFORMATICS COMPETENCIES 4 department of nursing (Simpson, 2012) the largest workforce in the hospital setting. The United States 3.1 million nurses ("ANA," 2012, para. 1) make up the largest group of users of EHR systems, and their direct use of the EHRs continues through each patient encounter. Historically, nursing education did not include informatics competencies, thus current nurse managers and nurse executives may not be adequately prepared to use or lead change in the use of HIT (Westra & Delaney, 2008). This trend in information management is likely to receive more emphasis in the future (Staggers & Lasome, 2005). Technology skills, “once the purview of the sacred few, are now essential tools of the masses” (Staggers & Lasome, 2005, p. 204). Technology advancements have increased at a dramatic rate, while attempts at incorporating a basic set of technology and information management competencies for nurses at various levels of education and practice have been dragging (Hart, 2008). Furthermore, the health profession as a whole has shown slow progress in using technology and information in the various forms (Hart, 2008). There is a concern that nurse leaders may not be adequately prepared to lead change in this technological revolution that has profound implications for nursing practice (Westra & Delaney, 2007) As a result, healthcare organizations are beginning to emphasize the need for informatics competencies appropriate for nursing leadership roles (Westra & Delaney, 2008). AONE is one of the few nursing organizations that have included information management and technology in their nurse executive competencies (AONE, 2011). Social technologies such as Facebook and Twitter are quickly being recognized for the significant impact they can have on healthcare organizations ([HIMSS] website, n.d.). Healthcare examples of social media being used are the messaging of progress from surgical suites to family and friends of the patient and as a mechanism to stay in touch with youth to help BUILDING INFORMATICS COMPETENCIES 5 them remain compliant with diet and care regimens (HIMSS website, n.d.). Nurse leaders can also use social networking such as providing a venue for online charts on various health-related topics, or serving as a bulletin for posting events such as health-related seminars and community activities (Tariman, 2010). Understanding the role and implications for technology beyond the walls of the hospital are critical to nurse leaders’ effectiveness. Project Overview Statement Nurses are expected to provide safe, competent, and compassionate care in an increasingly technical and digital environment. A major theme in this new healthcare environment is the use of information systems and technologies to improve the quality and safety of patient care. Nurses are directly engaged with information systems and technologies as the foundation for evidence-based practice, clinical-decision support tools, and the electronic health record (EHR). Unfortunately, not all nurses are fully prepared to use these tools to support patient care. The TIGER Informatics Competencies Collaborative sought to evaluate the current preparedness of the nursing workforce and propose a set of minimum informatics competencies that all nurses need to practice in today's digital era. (TIGER Informatics Competencies). This DNP project focuses on information management competencies for the nurse executive. Very little is known about the level of CNE’s information technology-related competencies at the executive decision-making level (ANA, 2012. These competencies are typically obtained on the job or through HIT workshops (Simpson, 2012). During 2012, as part of a research capstone requirement for Doctorate of Nursing Practice, Roy Simpson, DNP, RN conducted a qualitative study utilizing an ethnographic method to identify and validate gaps between informatics competencies of CNEs working in integrated delivery networks (IDNs) and the information technologies as stated in the AONE BUILDING INFORMATICS COMPETENCIES 6 Nurse Executive Competencies (AONE, 2011). The research identified and validated the gap between actual CNE competencies at IDNs as they apply to the evaluation, selection and use of HIT, and the information management and technology competencies outlined by AONE. The gap centered on one specific competency from the AONE list: “Being able to demonstrate awareness of societal and technological trends, issues and new developments as they relate to nursing” (Simpson, 2012, p.80). According to Simpson, “Not a single informant CNE used the interview opportunity to explain their nursing-centric vision for technology in their organization” (Simpson, 2012, p. 80). Instead, the CNE’s viewed HIT as a problem to be solved and an implementation to be completed versus a strategic asset that can be used to improve patient outcomes and enhance efficiency of nursing operations (Simpson). Goals and Objectives The primary goal of the project is to create a framework and toolkit for chief nurse executives that will increase competency demonstrating awareness of societal and technological trends, issues and new developments as they relate to nursing. This toolkit will include the following: Outline of technical modalities that are available such as websites, podcasts, and blogs, etc. with definition, purpose, and use cases applicable to role List and description of relevant modalities that will provide technological trends, issues, and new developments as they relate to nursing Outline of available social networking opportunities such as Facebook, LinkedIn, Twitter, to include definition, purpose, use cases applicable to role Subset menu of technical modalities and social networking opportunities that can be explored every week BUILDING INFORMATICS COMPETENCIES 7 Risk Assessment Inherent in every project are risks. The following risks identified with mitigation strategies include: The CNE may not see the value of enhancing awareness of societal and technological trends, issues and new developments o Contact AONE representative(s) to determine source of information management competency and why it is important o Develop a survey and administer to a group of CNEs to determine gap in knowledge societal and technological trends, issues, and new developments CNE may be concerned with confidentiality of findings o Provide an agreement to participate that states confidentiality and anonymity of findings QI Method The Plan-Do-Study-Act (PDSA) methodology will be used as the model for improvement providing an overarching framework for testing change ideas expected to make improvements (Nelson, Batalden, & Godfrey, 2007). This model has two parts that begin with three questions to help focus the improvement work: “What are we trying to accomplish; how will we know that a change is an improvement? and What changes can we make that will results in an improvement?” (Nelson et al., 2007, p. 273). Subsequently, this leads to the second part that directs running tests of change using the scientific method of PDSA (Nelson et al., 2007). This improvement model guides the process forward for testing ideas to better ensure a successful project. Detailed Statement of Work BUILDING INFORMATICS COMPETENCIES 8 A work breakdown structure (WBS) is available (Appendix A). It supports the six phases as outlined in the Time and Cost Summary section. The (WBS) provides a structural view into the project and is presented in an Excel hierarchical structure format (http://www.projectmanagementdocs.com/project-planning-templates/work-breakdownstructure-wbs.html). Time and Cost Summary The project will take eight months from the initial start date as demonstrated in the GANTT chart (Appendix B). This project will begin upon submission and approval of the DNP Project Prospectus and end with implementation and evaluation of the project by the project chair and co-chair. It does not include final project documentation. The following is an outline of the six phases of the project: 1.) Data collection phase will include further internet review on societal and technological modalities, literature review on executive nurse information management competencies, qualitative interviews with IT and nursing leaders and visionaries, and review of literature on best practices for survey development. Roy Simpson is author of doctoral capstone on which I am basing my project. Tom Clancy, is Associate Professor at University of Minnesota School of Nursing. Both are identified in my WBS and will participate in my project. 2.) Development and implementation of preliminary survey that will address different components of the competency gap of awareness and knowledge of societal and technological trends, issues, and new developments as they relate to nursing. 3.) Analysis of survey and development of toolkit. 4.) Completion of pre and post-test design. BUILDING INFORMATICS COMPETENCIES 9 5.) Implementation of the pre-test and toolkit to selected CNE’s. The candidate will use the toolkit for one month. 6.) Evaluation of the toolkit through post-test and phone interviews with the candidates. The financial cost of the project is minimal as the majority of the work will be completed by a doctoral student (Appendix C). The total number of hours required for the completion of this project is 240 hours. A student from University of San Francisco will be sought for consultation on best practices for survey development and a review of the survey draft. Evaluation Plan The DNP (student) will implement evaluation of the project with a post test and use of SWOT analysis through interview of the candidates by phone. The assessment of the external and internal environments is known as the SWOT analysis (strengths, weaknesses, opportunities, and threats)(Larson & Gray, 2011). All the information from the post test and the interviews will remain anonymous. The project evaluation will include a summary of the process and a reflection on lessons learned during the process. Strengths: Were the objectives met? What 3 societal and technological trends, issues, and developments did you learn? What was the best discovery you made in this process? What positive experiences did you have in the process? Was the time that you spent on the toolkit worthwhile? In what way was it or was it not? Weaknesses: What was the most difficult part of this toolkit activity? What would you alert future recipients of toolkit? Opportunities: Could this toolkit be implemented at a system level? How do you recommend disseminating this toolkit to other CNE’s? Would you recommend this toolkit to other CNE’s? BUILDING INFORMATICS COMPETENCIES 10 Threats: How can you convince other CNE’s that this competency skill is important? These questions will be reviewed, edited and or expanded in the course of the project as outlined. Conclusion The Institute of Medicine report on the Future of Nursing asserts the U.S. healthcare system has the opportunity to transform itself with nurses as active leaders in this transformation (HIMSS Nursing Informatics Committee, 2011). The use of healthcare information technologies continue to grow, requiring the need to continually refine and creatively find effective ways to help nurses adapt to evolving informatics requirements (Schleyer, Burch, & Schoessler, 2011). This DNP project builds on previous nursing research that has identified gaps in CNE competencies related to information management competencies. Increasing these competencies of CNEs will allow nurses to lead, strategize and create the nursing vision to advance the healthcare transformation through the use of HIT. BUILDING INFORMATICS COMPETENCIES 11 References About ANA. (2012). Retrieved from http://www.nursingworld.org/FunctionalMenuCategories/AboutANA American Organization of Nurse Executives. (2011). Enhancing clinical outcomes by leveraging technology. Retrieved from http://www.aone.org/resources/member/toolkit/AONE_Toolkit_Leveraging_Technology. pdf American Organization of Nurse Executives. (2011). The AONE Nurse Executive Competencies. Retrieved from http://www.aone.org/resources/leadership%20tools/PDFs/AONE_NEC.pdf Buntin, M. B., Burke, M. F., Hoaglin, M. C., & Blumenthal, D. (2011, March). The benefit of health information technology: a review of the recent literature shows predominantly positive results. Health Affairs, 30, 464-471. doi.org/10.1377 Frost, & Sullivan (2007). U.S. hospital information systems continue to evolve. Retrieved from https://www.frost.com/sublib/display-market-insight-top.do?id=93346579 HIMSS Nursing Informatics Committee. (2011). HIMSS position statement on transforming nursing practice through technology and informatics. Retrieved from http://www.himss.org/handouts/himsspositionstatementtransformingnursingpracticethrou ghtechnologyinformatics.pdf HIMSS website. (n.d.). http://www.himss.org/ASP/topics_topics_FocusDynamic.asp?faid=603 Hart, M. D. (2008, November/December). Informatics competency and development within the US nursing population workforce. CIN: Computers, Informatics, Nursing, 26(6), 320329. Retrieved from BUILDING INFORMATICS COMPETENCIES 12 http://journals.lww.com/cinjournal/Fulltext/2008/11000/Informatics_Competency_and_D evelopment_Within_the.4.aspx Larson, E. W., & Gray, C. F. (2011). Project Management (5th ed.). New York, NY: McGrawHill/Irwin. Nelson, E. C., Batalden, P. B., & Godfrey, M. M. (2007). Quality by Design. San Francisco, CA: Jossey-Bass. Schleyer, R. H., Burch, C. K., & Schoessler, M. T. (2011, March). Defining and integrating informatics competencies into a hospital nursing department. CIN: Computers, Informatics, Nursing, 293(3), 167-172. Retrieved from http://itnep.org/sites/default/files/Article%205.pdf Simpson, R. (2012). State of contemporary informatics competencies for chief nurse executives (Unpublished doctoral dissertation). American Sentinel University, Burmingham, Alabama. Staggers, N., & Lasome, C. E. (2005, July/August). RN, CIO: An informatics career. CIN: Computers, Informatics, Nursing, 23(4), 201-206. Retrieved from http://journals.lww.com/cinjournal/Fulltext/2005/07000/RN,_CIO__An_Executive_Infor matics_Career.7.aspx TIGER. (n.d.). The TIGER Initiative - Vision. Retrieved from http://www.tigersummit.com/Vision.html Tariman, J. D. (2010, February). Where to draw the line: professional boundaries in social networking. ONS Connect, 25, 10-13. Retrieved from http://www.ncbi.nlm.nih.gov/pmc/articles/PMC2891246/ BUILDING INFORMATICS COMPETENCIES The future of the healthcare it market to 2015 - healthcare reform in the US to boost growth. (2009). Retrieved from http://www.researchandmarkets.com/research/6baef8/the_future_of_the Westra, B. L., & Delaney, C. W. (2007, July-August). Informatics competencies for nursing leaders. Nursing Outlook, 55, 2010-2011. Retrieved from http://0web.ebscohost.com.ignacio.usfca.edu/ehost/detail?sid=592add2b-0bbd-4342-9c63afa8b6752faf%40sessionmgr111&vid=4&hid=126 Westra, B. L., & Delaney, C. W. (2008). Informatics competencies for nursing and healthcare leaders. Retrieved from http://www.ncbi.nlm.nih.gov/pmc/articles/PMC2655955/pdf/amia-0804-s2008.pdf 13 BUILDING INFORMATICS COMPETENCIES Appendix A Work Breakdown Structure for DNP Project Building Information Technology Competencies for Nursing Executives Work Breakdown Structure Outline The Work Breakdown Structure begins upon approval of the DNP Project Prospectus. 1 1.1 1.1.1 1.1.2 1.1.3 Data Collection Review of literature Review of literature related to nursing competencies Review of literature related to health informatics management Review of literature of current societal and technical modalities that impact healthcare and nursing 1.1.4 1.2 1.3.1 1.3.2 1.3.3 1.3.4 1.3.5 1.3.6 1.3.7 2 2.1 2.1.1 2.1.2 2.1.2 2.1.3 2.1.4 2.1.3 2.1.4 2.1.5 2.1.6 2.1.7 3 3.1 3.1.2 3.1.3 3.2 3.2.1 3.2.2 3.2.3 3.2.4 4 Review of literature on best practices for survey development Determine role of Tom Clancy and Roy Simpson Development of qualitative interview questions draft Review of interview questions by DNP project chair, 2-3 other experts Identification of interviewees Request consent to be interviewed Interview question revision based on feedback Qualitative interviews with IT and nursing leaders and visionaries Analysis and summary of interviews Survey Implementation Finalize literature review of best practices of survey development Consult with USF expert on surveys Determine survey scope, content, logistics of survey Create draft of survey based on literature review, interviews and consultation Review of survey by USF consultant, project chair and co-chair Revision of survey based on feedback Identify target group for survey Complete authorization and documentation requirements for survey Complete survey Analysis of survey Review of survey analysis by project chair and co-chair Development of toolkit Based on review of literature, interviews, and consultation with key advisors - draft toolkit Review of toolkit by project chair, co-chair, consultants, key advisors Revisions of toolkit based on feedback Determine number of CNE's to receive and evaluate toolkit Determine list of CNE's to receive and evaluate toolkit Create invitation to participate (consent) Distribute consent Signed consent Development of pre / post test 14 BUILDING INFORMATICS COMPETENCIES 4.1 Based on review of literature, interviews, and consultation with key advisors – pre-post test completed 4.1.2 4.1.3 5 5.1 5.1.1 5.2 5.2.1 5.2.2 6 6.1 6.2.1 6.2.2 6.2.3 6.2.4 Review of pre-post-test by project chair, co-chair and USF consultant Revisions to pre / post-test based on feedback Implementation of toolkit Check-in weekly with CNE by phone Be available by email or phone for questions during implementation Develop interview questions for post implementation evaluation Review of interview questions by DNP project chair, co-chair, 2-3 other experts Revision of interview questions based on feedback Evaluation of toolkit Schedule 1 1/2 hour session for phone interview of CNE Complete phone interviews with CNE's Document phone interviews Analysis of phone interviews Share analysis with project chair, co-chair 15 BUILDING INFORMATICS COMPETENCIES 16 Appendix B BUILDING INFORMATICS COMPETENCIES 17 Appendix B BUILDING INFORMATICS COMPETENCIES 18 Appendix B BUILDING INFORMATICS COMPETENCIES 19 Appendix B BUILDING INFORMATICS COMPETENCIES 20 Appendix B BUILDING INFORMATICS COMPETENCIES 21 Appendix B BUILDING INFORMATICS COMPETENCIES 22 Appendix B BUILDING INFORMATICS COMPETENCIES 23 Appendix B BUILDING INFORMATICS COMPETENCIES 24 Appendix B BUILDING INFORMATICS COMPETENCIES 25 Appendix B BUILDING INFORMATICS COMPETENCIES 26 Appendix B BUILDING INFORMATICS COMPETENCIES 27 Appendix B BUILDING INFORMATICS COMPETENCIES 28 Appendix B BUILDING INFORMATICS COMPETENCIES 29 Appendix B BUILDING INFORMATICS COMPETENCIES 30 Appendix B BUILDING INFORMATICS COMPETENCIES 31 Appendix B BUILDING INFORMATICS COMPETENCIES 32 Appendix B BUILDING INFORMATICS COMPETENCIES 33 Appendix B BUILDING INFORMATICS COMPETENCIES Appendix C DNP Project Budget Expenses Quantit y Cost 100 Total $200 $0 $200 Cost 0.485 Total $49 $0 $49 Cost 0.45 0 30 24 Total 16 0 $300 $24 $340 Cost 10 2 Sub-total Events Total $200 $40 $0 $0 $240 Total Expenses $828 Salaries Description USF Student/Faculty Survey analyst Analyst fee $100 per hour 2 Sub - total Salaries Travel Description Gas .485 per mile Quantit y 100 Other Sub-total Travel Supplies - Administrative Description Stamps mailings, thank you cards Administrative phone, workspace, internet Paper and Ink Survey Software Quantit y 30 0 10 Survey Monkey, Select Plan 1 Sub-total Supplies Quantit y Compensation Description Participants Starbucks card 20 Thank you cards Experts 20 Gifts Other