Institutional Citizenship: Supporting Successful Technology Initiatives Ray Henry, Washington State University Libraries Preprint. Submitted to The Journal of Academic Librarianship February 2015 - doi:10.1016/j.acalib.2015.02.015 Many librarians have been a part of technology initiatives that have gone astray. Missed go-live deadlines, products delivered much earlier in their development phase than advertised, and projects that begin well, but end up degrading rather than improving the user experience are a few examples of projects like these. Though derailments or outright failures can occur at many points of the process, one place where academic libraries appear to be specifically positioned to struggle is with the personnel involved in and impacted by technology projects. Understanding what barriers exist and how to overcome them, especially where institutional structures, administrative expectations, and individual responsibilities intersect, is key to shifting from struggle to success. And core to overcoming those identified barriers is the idea that academic library personnel are potential institutional citizens, or employees whose individual responsibilities could include coming to this work as engaged and fully participating in it. Institutional structures as barriers Many academic libraries have an institutional organizational structure that makes transparent communication and collaborative effort a challenge. After even a cursory review of organizational charts, it is unusual to find a library that isn’t organized into a reporting structure of broad functional areas like technical services, library systems, access services, and instruction (among others). These areas are already physically and functionally separated, but as fiscal pressures intensify, they are increasingly likely to separate further, focusing inwardly to manage increased core responsibilities with fewer resources. This siloed environment can contribute to library systems or technology departments “owning” projects almost too exclusively, as department members also turn inward to focus on this core work, neglecting potential cross-functional partnership opportunities. Another consequence of that ownership is decreased motivation for those departments to provide visible, open channels for external input and feedback, as those communication processes tend to begin and end internally. That retreat inward (and its related closed communication pathway) can only bolster the impression that project stakeholders outside the department are also outside the project and its associated decision-making. As Nardi and O’Day (1999) described it, when asked to share their concerns, technology project stakeholders outside the implementing department or without key implementation roles reported “ill will aroused by their perception that they were being left out of the process” (p. 180). Additionally, clear understanding of core information like the specific impact of the project was likely to have on their own work was lacking, as “there was no systematic and thorough effort to inform the staff of the benefits and features of the technology and to involve them in decisions about its use” (Nardi & O'Day, 1999, p. 183). Administrative expectations as barriers However, functional silos are not the only barrier to collaboration and engagement. At larger institutions actively hiring faculty and staff, a different kind of inward focus can hamper collaborative efforts. While new employees typically bring more diversity in perspectives to the table, adding positions often means narrowing or increased specialization of roles and job functions. As one example, from a human 1 resources, supervisory, or administrative standpoint, a web services librarian’s roles and responsibilities shouldn't overlap with those of a digital initiative librarian’s. This clear division of responsibilities can make it easier to recognize an employee’s success at meeting professional development goals in a team environment. But if a new technology initiative overlaps with both of these example roles, it can be very difficult for those employees to understand and negotiate their individual responsibilities to the project. This specialization can act to create an “islands inside silos” effect, where the desire to collaborate is tacitly devalued as solo contributions gain value, as those solo contributions are more directly related to position-specific performance standards. In those cases it can be easier for employees to take a position of “it’s not my job” in order to focus on addressing their own job requirements. Institutional emphasis on these narrowed expectations for employees can result in individual professional successes, but will likely also lead those same employees to avoid opportunities for collaboration that may not directly support individual recognition. These barriers to collaboration can persist even after explicit steps to remove them have taken place, especially when institutional culture reinforces the conditions for their construction (and reconstruction). If left unchecked, a cycle of building and rebuilding these barriers can significantly hamper a library’s ability not only to successfully implement technology projects, but also to iterate and improve on them. Removing barriers by creating cross-functional teams A frequent administrative or strategic approach to removing these boundaries is to have crossfunctional, project-based teams. These teams are typically composed of members of diverse stakeholder groups, and can have responsibilities ranging from directly managing a project through to completion (like a website redesign), to acting in an advisory capacity to project implementers. Despite having project-based origins, over time many of these teams shift into a more permanent status. User experience teams, for example, may be developed as part of a website redesign, but often continue with that work after the initial project has been completed and an ongoing need for that work has been established. But does identifying a project’s stakeholders and assembling representatives from those groups into a team always result in success? In other words, by explicitly removing barriers between functional areas or job roles and building and expectation of work in a collaborative environment, are the conditions for breaking that cycle of barrier-building met? Sometimes the answer is a resounding and emphatic yes. One way this can happen is for the team to have three resources Pennell, Sommerville, and Rodriguez (2013) have described as essential for the Triangle Research Libraries Network’s (TRLN’s) Shared Record Program to be successful: “clear charges with well-defined goals,” “broad representation” helping to build “wide support,” and “a deep trust” shared by project members (pp. 237-238). External and internal factors for project team success It can be helpful to think of both having a clear team charge and broad stakeholder representation as external factors acting on the members of a team – a convening body (or an administrator) forms the group intentionally, ideally ensuring representation is diverse and appropriate. That convener also typically gives the team its charge, which is hopefully clear and includes the aforementioned welldefined goals. Because these factors are external, members may have the least amount of influence, if 2 they have any influence at all, over them. However the third factor, shared trust, is developed by the team members individually, and is the area where they have the most direct influence, control, and responsibility. Certainly if any one of those three factors is missing or impaired, the success of a project is significantly compromised. For example, while it is possible to make progress on a project as a team without clear goals, that progress will inevitably be slow and unfocused. Similarly, it is possible to push projects to completion without buy-in or support, though in most organizational cultures it would be unusual to have those counted as successes. But project teams trying to accomplish their work without shared trust tear themselves and their projects apart while simultaneously rebuilding the boundaries and silo walls As Vangen and Huxam (2003) had it reported to them, “Some [respondents] have argued that trust building is dependent on discouragement of ‘touchiness about each others’ territories.’” (p. 14). Authentic trust relationships among project team members are key to working through the issues and requirements of a project. Trust relationships are not ordinarily created at the same instant the team is, but instead “trust builds on itself incrementally, over time, in a virtuous circle” (Vangen & Huxam, 2003, p.8). In order to begin trust-building, team members need to become institutional citizens. As Sturm (2013) clarifies, “Institutional citizenship connotes a strong conception of full participation, mutual responsibilities, and shared benefits” (p. 413). This institutional citizen identity creates a “necessary condition for trust […] that expectations can be formed on one hand and fulfilled on the other” (Vangen & Huxam, 2003, p. 10). The institutional citizen Examining Sturm's three related concepts of institutional citizenship more closely in the light of trust relationships, full participation or engagement from each project team member indicates a willingness to be an active collaborator, to both form and fulfill expectations as owners of the outcomes. Mutual responsibilities can be expanded in this environment to specifically include: a vested interest in understanding issues from multiple perspectives, including seeking out and integrating traditionally underrepresented or silenced voices; an open approach to problem solving; a professional responsibility to address personal knowledge gaps to make better-informed decisions; and a commitment to open and clear communication, both internally and externally. Finally, the shared benefits of institutional citizenship can be seen in reciprocated organizational value (Smith, Organ, & Near, 1983) – team member-citizens’ contributions are seen as useful and necessary by leadership, and the organization/institutional culture supports them to continue making those contributions (pp. 654-655). A professionally responsible and engaged institutional citizenry is a clear antidote to what can be most generously described as a culture of fiercely patrolled boundaries and barriers, of “not my job” or “it doesn’t matter what I think,” a self-replicating and sometimes all too pervasive culture that can effectively sink projects. Successful management of technology projects, then, requires equal measures of frequent, transparent communication; clarity of responsibilities and goals; building and maintaining trust relationships; and engaged, responsible team member-citizens. 3 Nardi, B., & O'Day, V. (1999). Information ecologies: Using technology with heart. Cambridge, Mass.: MIT Press. Pennell, C., Sommerville, N., & Rodriguez, D. A. (2013). Shared resources, shared records: Letting go of local metadata hosting within a consortium environment. Library Resources & Technical Services, 57(4), 227-238. Smith, C. A., Organ, D. W., & Near, J. P. (1983). Organizational citizenship behavior: Its nature and antecedents. Journal of applied psychology, 68(4), 653-663. Sturm, S. P. (2007). The architecture of inclusion: Interdisciplinary insights on pursuing institutional citizenship. Harvard Journal of Law and Gender, 30, 409-424. Vangen, S., & Huxham, C. (2003). Nurturing collaborative relations: Building trust in interorganizational collaboration. The Journal of Applied Behavioral Science, 39(1), 5-31. 4