Clinical Pathways: Efficiency at Mercy Hospital David Agriam Seth Barbanell Carrie Compton Eliza DeGuzman Abstract: Clinical pathways are essentially guidelines and standards for hospital administration and its staff that has a predictable clinical course and outcomes. Created in the early 1980s by implementing adapted procedures used in industrial quality management, it developed necessary protocols for each level of the healthcare spectrum. Establishing standards and guidelines helps reduce costs to a healthcare system by providing managers the necessary tools to run their establishment effectively and efficiently. This paper will be focusing on the implementation of clinical pathways at Mercy Hospital and their healthcare system, their desired outcome of eliminating clinical variation, how they plan on achieving this outcome, and what are the benefits of implementing such standards. Clinical Pathways, also known as critical pathways, integrated care pathways, care pathways or care maps, is a multidisciplinary management tool used to guide evidence-based healthcare that “promote cost-effective, high-quality care” which standardizes “practice protocols” and effective organized patient care (Kilmer, 1997). The implementation of such a tool helps reduce the variability in clinical practices and in theory, optimizes outcomes for home and acute care. Essentially a pathway is a collection of orders, care tasks, outcomes and documentation that has set criteria in order for hospital administration and its staff to proceed to the next predictable clinical course. Considered as a type of high-level process map, combining multiple sub processes, each point has a decision branch and a next step in the pathway, with the overall outcome linking together the entire giant process map (Wolff, Taylor, & McCabe, 2004). Patient is admitted Patient is examined Patient gets blood work Is blood work positive for a heart attack? No Patient gets blood work (Figure 1-Example of a pathway for chest pain*) The clinical pathways model, and the increasing economic rationality in healthcare, stands in contrast to “traditional values such as autonomy, high professional practice, relational care and empathic attitudes”, with a fear that quality of care will be replaced with instituting cost-cutting measures (Skogaas, 2011). First implemented in the 1980s, it was a result of trying to improve efficiency in the use of resources as well as finish work in a timely manner. They adapted procedures used in industrial quality management as well as Standard Operating Procedures (SOPs), to achieve these goals. Throughout the coming years, “evidence-based guidelines” have also been implemented to prevent physician variation in acute and home care (James & Savitz, 2011). In the Intermountain focused study on integration of clinical pathways for physician variation, they identified and quantified the severity of the primary illness, the co-morbid conditions, and all hospital complications. Every aspect was evaluated, and a detailed list of elements that made up the treatment plans was identified. What the study found was that most hospital admissions for the same reasons were similar in their characteristics and not a single instance was found in which one physician’s patient was truly sicker than another physician. This was considered a breakthrough in that most physicians inaccurately believe that the variation in their practice is due to that particular patient being “sicker” than another (James & Savitz, 2011). Besides the monetary costs associated with the variation with clinical practices, “The State of Health Care Quality: 2003 Industry Trends and Analysis NCQA” (NCQA, 2003) states ““more than 57,000 people die needlessly each year because “physicians practice vary from standard practice / evidence based guidelines” of what medical science tells us they should get”, and are not attributed to medical errors or lack of access to care. Implementing these types of protocols/procedures has minimized costs on an administrative, logistic, and documentation level by up to 20% while maintaining or increasing the quality of care and reduce variability in acute care provided by physicians (Moore et al., 2010). Mercy is the 6th largest catholic health system in the country, composed of 33 hospitals, and 5000+ providers spanning Missouri, Arkansas, Kansas and Oklahoma. Their corporate headquarters are in St Louis Missouri. They are paperless in the office and in the hospitals and use EPIC as their Electronic Health Record (EHR). Mercy, taking initiative from the positive outcomes of clinical pathways integration by Intermountain Healthcare (James & Savitz, 2011), is following principles of lean design and continuous process improvement, eliminating variation in clinical practices and creating standard work through the use of clinical pathways. Mercy is proceeding with a two-step process, with the first phase being the initial design and construction of the process. The second phase is the analysis and optimization of the outcomes from phase one. Why use clinical pathways for clinical care? Mercy recognized the importance of clinical pathways and eliminating variations in clinical practices. Below (Chart 1) shows how Mercy treated four CHF (congestive heart failure) patients within a 24 hour period. If the patients were treated in the same exact manner, there would be a single point of overlap four times in each box. However, the variation in treatment is not consistent; multiply that variation by the 150,000 inpatients Mercy receives per year, and one can appreciated the magnitude of the problem. (Chart 1 - Variation in Congestive Heart Failure at Mercy*) How Mercy Plans on Implementing Clinical Pathways: Mercy starts the process of creating a pathway by having a Masters level nurse initially work with a Pharmacists, a medical librarian (as needed), and ad hoc non physician members by drafting each pathway, a flow chart with identified CTP metrics, and attaching it with references. This process is then repeated multiple times, adding additional members to the team, until a minimum of three iterations and consensus is obtained. This version is then handed off to the EPIC build team to incorporate it into the EPIC system for caretakers to use. This, in effect, affects everyone who “touches” the patient, and not limited to just nurses and physicians. (Figure 2- Pathway Design Process incorporated at Mercy Hospitals*) Phase 1 is essentially the initial planning process stated above, but it does not incorporate the physicians input, thus allowing the offloading of extraneous work on the already highdemanding workload of physicians. Phase 2 incorporates physicians’ input with a repeated on the initial process, with discussions and research as needed. Phase 3 has two iterations, with the addition of three SME (subject matter experts) who review and improve the process laid out in Phase 1 and 2. It then is peer reviewed by approximately 10 physicians who once again review the process, evaluate, and reevaluate. Phase 4 is where it is then given to the EPIC team to start integrating the process into the EPIC system. Phase 5 builds on the outcomes from Phases 1-4, with metrics of the information provided to data teams to start the process of collecting and displaying the information using business intelligence (BI) tools. Metrics that are considered include physician utilization and compliance and clinical operational and financial measures that the teams who created the process agreed to follow. It is also in Phase 5 that the institution begins educating its staff about the pending and up-coming changes. Phase 6 has the created and evaluated pathway move into production and submitted to Mercy’s Change Management process. After Change Management has vetted the pathway, it is released to the public. The entire process (Phase 1-6) takes approximately 18 weeks to come into full fruition. Implementing such drastic changes to a system takes the support of all who are involved and the notion that problems, whether from human or administrative issues, will need to be mitigated. Mercy has been fortunate that senior leadership, including board members, have given unwavering support for the incorporation of clinical pathways into the Mercy Healthcare system, and that without this support, the project to utilize clinical pathways and establish the foundation, would have failed. This initiative for clinical pathways has been in the works for almost three years at Mercy, and is now directly tied into one of their five pillars of the ministry’s strategic plan. Following lean principles of design, Mercy ensures that the people who create the pathway, such as physicians, nurses and care givers, are the very people who will be utilizing it on a daily basis. Not only does this lessen costs, but having those that built the process use it, increases transparency of the process and improves workflows. The process of building each pathway even ensures that physicians and nurses stay engaged and challenged, to drive the EPIC builders and proper itself, to improve functionality of the program, and has thus increased the ease of use of the system over time. Mercy has been collecting data on the finances, the outcomes, and utilization by the hospital and physicians, as well as asserting a type of “report card” of each hospital’s utilization rates to the leadership of the organization. Each hospital and clinic are allowed to see how they are doing compared to their sister hospitals and clinics. Reactions to these reports have been overwhelming and have been driving the increased utilization of pathways and an overall change in the current culture. The implementation of clinical pathways has had a strategic, operational, cultural and political impact on the Mercy Healthcare system. Clinical excellence is tied strategically to the increased use of evidence-based medicine and best care, and thus, pathway work is directly linked to this strategic initiative. Pathways essentially define how Mercy (clinically) operates as a healthcare organization, with initial results of the first three pathways showing a decrease in costs (7- 30%*) and improvement in outcomes and readmission rates. The most difficult challenge came with redefining an already established culture. Physicians are autonomous and are used to working alone and being in control. It has been the realization that the implementation of clinical pathways at Mercy hospitals and clinics is inevitably the way business will be conducted from now on that has physicians and nurses slowly supporting this drastic cultural change. The biggest reason, just from Mercy’s statistics alone, show how much is wasted in the older system, and how implementing clinical pathways can remedy and remove such wastes as in Figure 3. (Figure 3 - Potential Costs Savings from Waste at Mercy Healthcare Systems*) References: Skogaas, B. (2011). Conflicts and ambivalences: a case study of clinical pathways in Norway. Journal of Social Work Practice, 25(3), 335-349. doi:10.1080/02650533.2011.597182 Kilmer, M. B. (1997). Clinical pathways can help manage managed care. HFM (Healthcare Financial Management), 51(2), 40. Moore, C., McMullen, M., Woolford, S., Berger, B. (2010, May) Clinical Process Variation: Effect on Quality and Cost of Care. AJMC (2010, May 10), 16(5). Retrieved from http://www.ajmc.com/publications/issue/2010/2010-05-vol16-5/AJMC_10mayMoore_385to392/ Wolff, A., Taylor, S., and McCabe, J. (2004, October 18). Using Checklists and Reminders in Clinical Pathways to Improve Hospital Inpatient Care. MJA,181(8), 428-431. James, B., Savitz, L. (2011, May 19). How Intermountain Trimmed Health Care Costs Through Robust Quality Improvement Efforts. Health Affairs, 30(6), 1185-1191. Stanton, T. (2012). Checklists put guidelines into practice: electronic versions recognize evidence base and individual judgment. AAOS Now, 6+. Retrieved from http://go.galegroup.com/ps/i.do?id=GALE%7CA282941148&v=2.1&u=nu_main&it=r&p=AON E&sw=w&asid=de1092d05ac8db39ca09eaa4d59ba0a9 Rotter, T., Kinsman, L., James, E., Machotta, A., Willis, J., Snow, P., Kugler, J. (2011, May) The Effects of Clinical Pathways on Professional Practice, Patient Outcomes, Length of Stay, and Hospital Costs: Cochrane Systematic Review and Meta-Analysis. Evaluation & the Health Professions. Doi: 10.1177/0163278711407313 Homagk, L. L., Wiesner, I. I., Hofmann, G. G., & Zaage, J. J. (2013). Are IT-Based Clinical Pathways Superior to Hard-Copy Form?. Zentralblatt Für Chirurgie, 138(1), 64-69. Pavlakis, M., & Hanto, D. W. (2012). Clinical pathways in transplantation: a review and examples from Beth Israel Deaconess Medical Center. Clinical Transplantation, 26(3), 382-386. doi:10.1111/j.1399-0012.2011.01564 Young, D. W. (2013, January). Fiscal strategy in an era of reform: hospitals should develop strategies around four forces that will affect their financial performance in the next five to 10 years. Healthcare Financial Management, 67(1), 56+. Retrieved from http://go.galegroup.com/ps/i.do?id=GALE%7CA323142108&v=2.1&u=nu_main&it=r&p=AON E&sw=w&asid=9024f731c08af0b8016e10c3a0812d74 *Seth Barbanell provided figures and charts based on what he and others at Mercy are studying with regards to clinical pathways and the reduction of variation in clinical practices.