Neat Little Box; Assessing the Questionable Ethos of Affordable Housing in Poway A research proposal submitted to the Urban Studies and Planning Program University of California at San Diego Dylan Hecklau USP 186 Section A02 Dhecklau@ucsd.edu October 29th 2009 Abstract Current research on affordable housing exposes the beneficence of selecting sites in areas of high opportunity, specifically intimating that affordable housing has significantly more utility when located in proximity to careers, services, and the cultural and recreational accoutrement of the community. This has a deleterious effect on the affordable housing in Poway, California and raises legitimate concerns. Analysis of the developments in Poway exposes a dichotomy between the affordable housing sites in South Poway and the luxurious homes of athletes and celebrities in North Poway in terms of access and opportunity. An appraisal of the opportunities available to residents of affordable housing in Poway will expose how one’s geographical position can severely affect social and financial wellbeing. Specifically, the study will be based on spatial analysis of the polarized regions of North and South Poway and will seek to answer questions related to residents’ capacity for a financially and socially viable existence through comparative analysis, observation, and a flexible research design. This exploration will contribute to the literature and findings concerning affordable housing in California, and will be critically important given the state’s current fiscal crisis. Key Terms: Affordable Housing, Opportunity-Based Housing, Site-Selection, Community Access, NIMBY, Property-Values Introduction The city of Poway California has evolved much from its incorporation in 1980 as a ‘City in the Country” and is today a desirable community for affluent and wealthy individuals seeking expansive properties and variation from traditional 20th century suburban expansion. Yet these areas of affluence, aesthetic splendor and wealth do not describe the entirety of Poway or its residents, and a colloquial dichotomy has been forged between the prestige of Northern Poway and its foil, Southern Poway where land use, economic activity, and cultural/aesthetic assets are starkly contrasted to that of Northern Poway. Affordable housing in Poway is conveniently 1|P age Hecklau situated in the so-labeled Southern Poway, providing a firm icon of the disparity between the ‘two Poways’. What does this differentiation signify for residents of the affordable housing located in this area and for their societal and financial sense of inclusion? By selecting a site for the affordable housing that is severely lacking in its capacity to provide residents with careers, to encourage citizen participation, and to feel included in the community, the City of Poway seems to be creating a hierarchy of citizenship. Polarization of populations who share the same community can result in sharp tensions, bitterness and rivalry, dissolution of feelings of inclusion and community, and can greatly affect the well being of the community as a unit, and thus is quite worthy of analysis. In accordance with redevelopment agencies and California State Law, the City of Poway has constructed eight affordable housing sites to date, with three additional sites in development and two more sites currently being planned (http://www.ci.poway.ca.us/) What some may expect is an attack of critique or a blitz of praise for affordable housing policies, procedures, and players in the City of Poway, yet neither will be the driving force of this case study. What entices a focus on the affordable housing units available and under development in the city of Poway are the loci of these units and the consequences for inhabitants, neighbors, and the entirety of Poway of their particular placement. Interested parties can easily seek out the addresses of Powegian mansions and learn of the grandiose athlete, performer, musician, or figure who inhabits it. Without creating a litany of luxurious personage, I will mention that (affluent) Poway is home to almost half of the San Diego Chargers, to a host of San Diego Padre Elite, to international pop stars, world-renowned musicians, authors, and even a former Mayor of Los Angeles. This sect of the Poway population has found shelter in North Poway, in lavish and sprawling communities high above the town, surrounded by gates and guards (also in a region very susceptible and in 2003 and 2007 very 2|P age Hecklau affected by Wild Fires) and is much removed from the shopping centers and modest store fronts that dot the Poway boulevards and ‘downtown’. The wealthier sect of Poway can seemingly exist without ever noticing the affordable housing ‘district’ of Poway so long as they never have to call on the Sheriff for services. The geographical and spatial isolation in Poway between the have-a-lots, the have-enough, and the have-some-but-not-enough-to-survive is startling to say the least. Whether the evolution of Poway’s citizenry and their wealth is an endowment on the region or a community-disintegrator is difficult to assess, and is of marginal utility. Perhaps it was a matter of time, or perhaps a coincidence of geography, regardless, there are very distinct populations inhabiting the city of Poway, relying on the same services, demanding similar treatment, and expecting similar living conditions, and the placement of one group seems to have been to some degree influenced by the other, either through direct means, or by a cognizance of the ‘other half’s’ concerns about the less well-off. The Kirwan Institute for the Study of Race and Ethnicity at The Ohio State University has advocated for an ‘opportunity based housing model’ which makes great strides toward utility, functionality, and equity which I feel are critical aspects of affordable housing site selection. This model requires that The creation and preservation of affordable housing must be deliberately and intelligently connected on a regional scale to high performing schools, sustained employment, adequate and affordable transportation, and institutions that facilitate civic and political engagement (kirwininstitute.org) This examination of the affordable housing units already in existence and soon to be completed will use these standards as an appraisal mechanism to determine the effectiveness of current units. NIMBYism (sentiment of ‘not in my backyard’) has been thoroughly and convincingly documented as a legitimate, tried and tested tool used by some majority to preserve a particular 3|P age Hecklau status quo. Yet these examinations focus on times when racially or fiscally exclusive zoning were turning blocks of Chicago into Black Belts or translating neighborhoods into housing projects like Henry Horner or Cabrini Green. Ethnically uniform neighborhoods of blight certainly still exist, are surely suitable subjects for discourse, and have an apt place for discussion in Urban Studies and Planning academia. Yet the issues presented by Poway’s agglomerated affordable housing present a contemporary and eye opening look at the politics and participants that today shape the lives of the economically unstable. What was once quite looming and ever-present, symbolized by a dilapidated high-rise project building, is today encapsulated by a city that wishes to keep its urban-low-wage-earners neatly in one area. While Poway may not be a sprawling metropolis or a internationally or even nationally renowned city, analysis of the affordable housing site-selection and its ramifications for all residents of the community are legitimate inquiries because of the profound implication that space, its use, and its location have on populations, and this feature is true of all structures and parcels, in famous and influential metropolis as well as moderately-populated municipalities of limited national presence. Conceptual Framework This research endeavors to discuss the ethos of the site-location of affordable housing in Poway. Specific concerns include the hyper-concentration of affordable housing in Poway in a small area and what this signifies for residents’ connotations of their own space, of their homes, and of their community. Also critical to this discussion is the differentiation between Poway’s affluent and wealthy residents in the North (where there are zero affordable housing sites) and the urban working class, seemingly wrangled up and placed in 4 developments that nest between 4|P age Hecklau the sheriff station and city hall. There is much to analyze in terms of the opportunity available to residents of Poway’s affordable housing in order to gather a firm grasp of their conditions of living and the insecurity of space they are subjected to. As deconcentrated affordable housing is seemingly a foregone option, there is a need to analyze the degree to which affordable housing developments affect oft cited criticisms of affordable housing; waning property values, increases in crime, jeopardization of education, and general ignorant fears of individuals who make decent salaries, just not sufficient to enjoy Poway in the same way some do. The polarization of a once unified community is justification enough for research, yet when the dichotomy has extended so far as to limit one groups capacity for employment, education, recreation, culture, and community inclusion. Poway is not unique in the NIMBY sentiments expressed over affordable housing and fears over crime influxes, property value reduction and neighborhood culture. These same fears are echoed in communities all over the nation and are worthy of discussion, and further, there is a necessity to affect these attitudes and negative sentiments. Security of place, of defensible, personal space is critical to well being and development, and if a significant population of a city is being excluded from this capacity for healthy existence, there is firm office for appraisal and analysis of the relationships, communication, and assumptions of both populations. Review of Pertinent Literature The opportunity to inhabit personal, defensible space, in which one is comfortable and able to interact on equal terms with neighbors and community members, is no doubt a basic human entitlement. Yet in parts of the United States, this seemingly within-reach right is one that individuals in certain populations and social groups never get to enjoy. Consider the poor of the 3rd world. While it is certainly true that their domiciles are significantly below western standards 5|P age Hecklau of comfort and aesthetics, the impoverished populations of the 3rd world still, for the most part, own their own homes and take pride in their dwellings (Gilderboom, 179). American urban society, with its dual spectrums of blight and splendor eliminates more basic freedoms than simply homeownership. Individuals are not free to choose to a complete degree their own communities, many lack the freedom to budget their resources themselves, and certainly true in Poway’s affordable housing development, individuals lack the basic freedom to shape his/her own environment (Gilderboom 179-181). The meaning that residents give to the places that they inhabit are certainly shaped by their daily interactions, their sense of belonging, the social resources available to them (Logan & Molotch 10), yet residents of many affordable housing developments that are concentrated with other affordable housing sites are not entitled to this freedom of place. No one will argue that every American is entitled to a four-bedroom two-bath suburban fantasy, my point is simply that residents of affordable housing are in a position of vulnerability that they cannot shed, not even in the comfort of home, because in most cases, it isn’t their home, detracting more from feelings of comfortable space. Property is inextricable from power, and when property is rented and not owned, there is an undeniable inseparability between rented property and power over another’s happiness, well being, and feelings of inclusion (Gilderboom 180). Affordable housing will never be an end-all-be-all to enhancing community utility. Affordable housing must not only enable individuals to partake in personal, defensible space, but must also endeavor to make our cities fit places to live, work, and coalesce. (Jacobs 436) Simply constructing affordable housing sites cannot satisfy the litany of other needs and voids that accompany residing in a home in a community. Feeling as if you belong, as if you are not only yourself an asset to the community, but that others are an asset for you as well. Four 6|P age Hecklau walls, no matter their façade will not situate urban populations already feeling isolated in a community-environment. Minority and low-income populations are at a severe disadvantage, not in any way because of their actual status, but because in addition to lacking a cultural bond with the dominant population, and lacking the financial clout to seem equal with one’s fellow community members, these individuals are severely lacking in their capacity to make connections and interrelate with the ‘outside’ affluent world (Logan & Molotch XI). If affordable housing site selection is done in a way that shies away from agglomeration, that is instead aligned with the ethos of the Gautreaux Project and scattered site selection for affordable housing, there is firm possibility to bridge populations that may seem or may even be at odds or just fearful and confused of the other’s status (Gilderbloom 180). Social justice necessitates that communities accept the needs of the underprivileged, the disabled, and the disadvantaged without ostrizing that group or plunking them down in a commercially-dominated district. (Mueller 371). This is not to say that development for affordable housing is never conducted properly. The Mid Peninsula Housing Coalition has been committed to protecting not only the right for defensible and personal space, but has also sought to maintain community stability and foster economic growth and opportunity in a way that permits diversity to flourish (Urban Land Institute 112). Affordable housing in Poway can accomplish this as well and reintroduce community into a once vibrant and expansive escape from suburbia. Concerns over the inclusion of affordable housing sites into areas of middle-class single family dwelling has certainly been a contentious subject in many communities, yet the most oft cited critique of affordable housing in deconcentrated-doses is that it significantly hurts property values (Nguyen 18). Yet somewhat unsurprising is the fact that when 14 different teams performed regression analysis and appraised housing values post-inclusion of affordable 7|P age Hecklau housing, 13/14 could be said to have been in no way negatively impacted (Galster et al 78). The same irony is felt when considering another repeatedly abused explanation for why “not in my backyard”, that affordable housing that is scattered throughout the community and not secluded on one commercial block severely influences crime. Yet the fact remains that crime cannot be said with certainty to increase when affordable housing looms near (Galster et al 8285). If anything, the only convincing research analyzing both categories seems to indicate that affordable housing has a positive impact on housing prices as has been documented in Houston (Nguyen 18). Members of a community are by all means entitled to feel a sense of belonging there, to not feel second-tier, to be comfortable in space and not feel like a contagion of disease (Meuller 372-374). Affordable housing in Poway simply does not need to subsist in this animosity, fear, and resentment that only isolates the Southern population further from opportunity and service. Research Design and Methodology Research focusing on the effectiveness of a given program necessarily depends on observation and interpretation of current conditions and participants; else it is simply ungrounded postulation with little utility for the group/program in focus. Thus, this research will follow a flexible or qualitative design that utilizes both an ethnographic approach and grounded theory study to interpret and assess the affordable housing sites in Poway, California. In concert with these research elements will be detailed and revelatory spatial analysis of the ‘two Poways’ performed with the intention of better-grasping the social consequences induced by the sitelocation of affordable housing in Poway. Ethnographic research will yield “a description and interpretation of the culture and social structure,” (Robson 186) surrounding Poway’s affordable housing and will delineate 8|P age Hecklau pertinent analysis of those who inhabit it, those who advocate or oppose the developments, and the general symbiosis of the two economically divergent populations. As conducting ethnography is primarily centered on the production of data and observation that is not limited by exterior theory and contention, (Robson 186-188) it is an optimum tool for assessing the opportunity available to residents of Poway’s affordable housing, and will grant an understanding of the true nature of their status in relation to the loftier populations in the North of Poway. The ethnographic features of this research will consist in semi-structured interviews of Powegians who are close to the matter either by the circumstance of their habitation, through governmental ties to the project’s development, or finally through an occupational parlay to the development. Interviews of residents will focus primarily on the perception of dichotomy, that is, the purpose of consulting with residents is to garner a sound comprehension of the sentiments of exclusion either intimated or not by those exposed to the dichotomy daily. The interviews will be conducted with professionalism and an understanding of the sensitive nature of this exploration. Interviews of government officials who played a role in Poway’s affordable housing’s approval and site selection will be conducted to “acknowledge that there are phenomenon independent of (my) claims about them,” (Robson 189) and also to gain a complete perspective; talking to those inhabiting the development is not sufficient, discussion with those who decided where these residents would eventually call home provides a more compelling and complete analysis of the ethos of Poway’s low-income housing. Finally, insight from developers and planners who worked close to the project will be beneficial in drawing an understanding of the issues and phenomenon at play, details residents or government officials may not be privy too or information that would only be pertinent to those constructing and planning the site are the 9|P age Hecklau desired extraction from these interviews. This research’s ethnographic component will also function to provide observation of participants, specifically concerning the access and opportunity concerns of this project. To understand if Poway’s affordable housing is in an area of low opportunity and access, ample observation is critical. Through weekly pilgrimages to the site, I intend to observe residents as they exit the development and emerge into the community to work, eat, shop, and partake in community life. In this endeavor I seek to gain an understanding of the modes of transportation used, of the relative walkability and sense of belonging residents seem to show as they shed their label of Southern Poway resident and become chameleons of the urban population in their daily exchanges with the community and its built environment. Understanding the degree to which residents of Poway’s affordable housing are isolated from services, viable occupation, and community features simply cannot be done without ample and detailed observation, as I consider the generation of first-hand data from a specific context, as it actually happens, to be a far more valuable tool of interpretation and analysis than retrospective accounts or ones subject to the fleeting nature of memory (Robson 188-89). These issues of access, opportunity, and social and financial wellbeing will of course be addressed in the interviews as well, but the beneficence of direct participant observation will yield unabashed data, which may not be the case when adults are interviewed by an undergraduate student whose interest in these individuals is dependent on their being in a limited economic position. Lengthy observation of, explorative interaction with, and detailed inquiry of those either living in Poway’s affordable housing or related to its existence will certainly succeed in garnering information and detail not available without first-hand engagement or observation, it fails to completely answer any of the foci of this research. Thus this analysis and observation 10 | P a g e Hecklau must seek a loftier goal than observing particular phenomenon or having it described, it must endeavor to function as ethnographic study “approached by means of grounded theory” (Robson 190). The grounded theory methodology is beneficial as both a tool of observation and data collection, but more importantly as an analytical device for that data, and the information sequestered from interviews and observation. A grounded theory approach to research on affordable housing in Poway will be based on the data collected in future months concerning access, opportunity, and community inclusion and will culminate in an analytical framework that assesses possible theories for the data collected. By grounding the then fully developed theory/explanation with data collected directly, a more precise understanding of the focal elements can be achieved than if one simply collected and presented ethnographic detail. I mean not to imply that my research in Poway will necessarily generate new-order theory that transcends geography and applies to affordable housing or neglected populations universally. I simply expect to form, from extensive data collection and observation, a set of concepts and possible theoretical explanations for whatever conclusion the data points to, but it is critical to understand that this will deal with specifics of Poway, and thus all theory, grounded in Powaycollected-data, can only significantly apply to the city of Poway. Finally, through the use of Geographical Information Systems and comprehensive analytical mapping, this research will provide a spatial component for analysis of the ethos of affordable housing in Poway’s location. Key to this inquisition will be an understanding of the civic, financial, occupational, health, education, and recreational facilities that are within reasonable access for the residents of Poway’s affordable housing and their contrasted proximities to residents of affluent-Poway. The research design and methodology above described is achievable only through 11 | P a g e Hecklau dedicated and routine data collection, and through sensitive means of interview and interaction that limits anyone’s capacity to be offended or hurt. Thus, while few financial costs are associated with this research, it is worth noting the ‘costs’ are more time concerning and is important to keep in mind as the process begins. Another metaphorical cost is presented by the necessity for a soft-tread when interviewing and interpreting; there would be significant information to gain if one did not need to worry about offense, yet this is not the case and it is important to note that residents of affordable housing face a cost that outweighs this aforementioned pseudo-cost. Residents are potentially subjected themselves to a cost of pride, comfort, and privacy, costs which I take seriously and must always be considered. I have firm expectations that observation and analysis of Poway’s affordable housing, and the residents who were plunked there will translate to a firmer understanding of the division in Poway and its origins. Interview data will lend specific insight, personal insight, into the condition of those subject to the North/South dichotomy. Analysis of the opportunity in the region including health services, nutritional sources, entertainment, community, and occupation will speak volumes for the division in Poway and will distinguish possible areas of greater opportunity for future development. At the conclusion of this analysis I am hopeful that a greater understanding of the tension and polarity in Poway will be integrated into a framework that considers the differences between populations, and then allows for the bridging of these groups. 12 | P a g e Hecklau Works Cited Dardia, Michael, Hans P. Johnson, Rosa Maria, and Ph.D. Moller. In Short Supply: Cycles and Trends in California Housing. San Francisco: Public Policy Institute Of California, 2004. Gilderbloom, John I.. Invisible City: Poverty, Housing, and New Urbanism. Austin: University of Texas Press, 2008. Jacobs, Jane. The Death and Life of Great American Cities. New York: Vintage Books, 1961. Logan, John R., and Harvey L. Molotch. Urban Fortunes: The Political Economy of Place. Berkeley: University of California Press, 2007. Mueller, Elizabeth, and Rosie Tighe. "Making the Case for Affordable Housing: Connecting Housing with Health and Education." Journal of Planning Literature 21 (2007): 371386, http://jpl.sagepub.com. Myerson, Deborah. The Business of Affordable Housing: Ten Developers' Perspectives. Washington, D.C.: Urban Land Institute, 2007. Nguyen, Mai Thi. "Does Affordable Housing Detrimentally Affect Property Values?." Journal of Planning Literature 20 (2005): 16-26. Wassmer, R.W.. Why Not in My Backyard? Neighborhood Impacts of Deconcentrating Assisted Housing [A book review from: Cities]. St. Louis : Elsevier, 2004. 13 | P a g e Hecklau