1 Chiefdoms: Mapping the Contours of Complex Societies in the Central Philippines by Eric S. Casino There can be no doubt that well before the coming of Indian religions and writing-systems, well before the arrival of envoys from the Chinese Empire, South East Asia already had a flourishing pattern of societies and communications whose roots are to be sought in the region's prehistory. (Smith and Watson, Early South East Asia, p. 14) 1. Introduction 2. Objectives 3. The evolution of chiefdoms and complex societies 4. The ethnohistory map 5. The linguistic history map 6. The archaeology map 7. The Sa-Huynh and Champa connection 8. Contours of chiefdoms and social stratification 9. Tattoos and other forms of status differentiation 10. Conclusion 11. Appendix: The Visayan Datu Ruling Class 1. Introduction Historians face a number of challenges when attempting to document the commonality among the societies and cultures of Southeast Asia from the 9th to the 12th century. The first challenge is the fact that there are two types of societies that have been identified in the region. The first are the early Indianized states such as Funan and Champa in lndochina, as well as those of Srivijaya and Madjapahit in Indonesia. These lndianized states are few and exceptional social formations compared to the second type, the more numerous and widespread chiefdoms or non-state but complex societies in the rest of the island worlds of Indonesia and the Philippines. Granted these chiefdoms did not progress towards centralized state societies using Indian models, they were by no means "a region locked in a cycle of underdevelopment" (Miksic 2003: xix). There is more challenge in reconstructing chiefdoms in maritime Southeast Asia in the early centuries because they are beyond the reach of written historical records. For this reason, many historians have turned to Chinese dynastic records for reports on overseas trade with these chiefdoms dating from the Song dynasty onward. Scholars have also turned increasingly to archaeology and historical linguistics, relying on artifacts and lexifacts. to shed some light on the material culture and life-ways of these early complex societies. Finally scholars have learned to tap more recent ethnohistorical and ethnographic accounts from which to 2 extrapolate back to these earlier centuries and re-imagine these complex social formations during the prehistoric and proto historic periods (Junker 2000). Around 1979 a number scholars interested in these questions held a colloquy in London whose findings appeared in Early South East Asia: Essays in Archaeology, History, and Historical Geography. It’s review of Early South East Asia was divided chronologically into the First Millennium B.C. and the First Millennium A.D. , in other words into late Prehistory and early Protohistory. What is noteworthy is its general conclusion that is especially apropos to the 2013 SEACOM theme of "Commonality beyond Differences in Culture and History". The period from the ninth to the thirteen centuries might be called the 'high middle ages' of South East Asia history . . . . Once we reach that period we are dealing with a recognizable pattern of political and social life which can be identified at least in outline, across the region . . . . it is possible in principle to write a continuous history of south East Asia from that time onwards (smith and Watson 1919: 257). The SEACOM focus on the 9th-12th centuries is thus a significant and welcome continuing effort by scholars from within Asia to add texture, color, and drama to our picture of complex societies at this critical juncture in our regional history. I hope I may be excused for discussing scattered artifacts and lexifacts from earlier eras, as far back as 500 8.C., for assistance in inferring and revealing the sociological roots and technological innovations that facilitated the later socio-cultural and political transitions that we now are examining under the label chiefdoms. 2. Objectives The specific focus of this paper are the complex societies of the Central Philippines and their relationship with the adjacent cultures of mainland Southeast Asia, particularly with Sa-hyunh and Champa in what is now Vietnam. Concerning complex societies, the basic questions we address in this paper are: (a) What evidence do we have for the existence and operation of chiefdoms and complex societies in Central Philippine societies. (b) What forms of ranking and social stratification do the resources reveal to enable us re-imagine more concretely the political hierarchies. competitive drive, and regional interconnections of these chiefdoms? Some of these complex societies are usually referred to as chiefdoms rather that states, because they do not show the demographic density, institutional formality, and the urbanism of the formal states patterned after Indian models. Nevertheless these non-state societies show much originality in their inter-polity relations and in their material productions, such as in pottery decorations on vessels for practical and ritual uses, personal ornamentation, maritime transport technology, long-distance trade, and deep religious belief in the afterlife. Their social organization and life-ways deserve more scholarly analysis and better integration into general public knowledge. We coined the terms artifacts, lexifacts, and ideofacts as shorthand codes for data from archaeology, linguistics, and ethnohistory. These three sets of data are like three distinctive mapping overlays that help us discern the contours of these complex societies. 3 The comparative method in historical linguistics has been demonstrated as a “ tool to Complement, corroborate or contradict the independent testimony of archaeology.” (Blust 1996: 19-43). Linguistic evidence permits inferences which, are practically closed to archaeology; however, there are also inferences in which archaeology alone is the illuminating discipline, such as excavated cultural materials provided with c-14 dates. Their combined use provides "complementary inferences". To illustrate this, although perishable materials cannot be recovered through archaeology, through comparative historical linguistics, “we can be virtually certain that Proto-Austronesian speakers used the bow, bamboo trail or pitfall, spikes, the bamboo basket trap for fish etc., and carried these into the pacific by about 3000 B.C”, (Blust 1996: 20), ln addition to linguistics and archaeology, data from ethnohistorical accounts from a later period will be tapped as a reference horizon from which to extrapolate back to past conditions. Evidence of continuities or discontinuities between earlier and later eras are useful markers of cultural transitions, benchmarks to determine progress or decline. 3. The evolution of chiefdoms and complex societies Before focusing specifically on the evidence for chiefdoms in the Central Philippines, first we need to introduce some basic technical concepts on complex societies. Scholars working in the field of political evolution and historical anthropology hare constructed a series of evolutionary stages to trace and explain the emergence of modern state-societies. They theorize that societies evolve from simple to complex forms, passing through ascending stages or forms of complexity, such as the series band-tribe-chiefdom-state. “Chiefdoms are intermediate societies, neither states nor egalitarian [band] societies” (Earl 1991: xi]. While these neat typologies are useful for theorizing they fail to address multiple variations in reality. Some scholars realize that the typology of chiefdom "spans too broad a range of variation,, (Earl 1991: 16). Variations occur because each type of society deals differently with the challenges for survival in specific socio-ecological conditions, such as food production adapted to highland or lowland environments, inter-personal and inter-group politics, challenges to rank and status positions in politics and wealth differentiation, innovation or acquisition of new technologies, the accumulation of power through appear to religious ideas and rituals, etc. A more nuanced descriptive set of images are needed to characterize the typology of bands, tribes, and chiefdoms. Band societies are found typically among hunter-gatherer families or small groups whose social relations are governed by an egalitarian ethos, and are without permanent hereditary chiefs (acephalous). Hunters and gatherer in band societies do not have permanent settlements, only temporary camps. ln contrast, tribes are more than bands in that they may engage in shifting horticulture or primitive fishing and marine collecting, and may exchange their produce or catch with other tribes or with roving bands. Whereas bands may live in impermanent shelters, tribes construct semi-permanent dwellings in safe and easily protected location. ln maritime southeast Asia, during prehistoric times there were also roving bands on boats, members of tribes who live as sea-nomads dwelling in house-boats; several of these family-boats may converge seasonally in some favorite cove or trading anchorage. Coastal tribes may congregate into small settlements to provide defense and engage in cooperative hunting, fishing, and cultivation of garden plots. 4 Both bands and tribes engage in barter trade and economic exchange. Scholars have identified two kinds of exchange: direct reciprocity and redistributive exchange. Reciprocity or direct exchange occurs between equals, as in barter trade where the trade-off may be between dried fish for taro-roots, or salt for bees-wax. Exchanges between bands are often conducted as direct reciprocity. The other kind of exchange is called redistributive, which implies the presence of a chief that exacts tributes from subordinate groups and redistributes them as gifts in communal feasts in order to achieve prestige, attract new followers, and reward loyal allies. Chiefs also acquire prestige goods obtained from traders from China, Indochina, India, and the Middle East. These foreign luxury items are used by leaders to increase their economic capital and political influence. Redistributive exchange is an aspect of political ascendancy and control in chiefdoms. ln redistributive economies chiefs may maintain some armed followers for raiding other groups, for collection of tribute, and for exercising authority on their circle of supporters and subject districts. The distinction between reciprocity-exchange and redistributive-exchange marks the boundary Between acephalous bands and tribes on the one hand and the more complex organization of chiefdoms on the other. Chiefdoms have a territorial focus in a settlement, and these settlements are ranked as large or small by the number of houses and inhabitants in them. The largest settlement is usually ruled by a paramount chief recognized as dominant over a number of smaller settlements. Settlement size in chiefdoms is used to distinguish between simple and complex chiefdoms. "Simple chiefdoms have polity sizes in the low thousands, one level in the political hierarchy above the local community, and a system of graduated ranking. Complex chiefdoms have polity sizes in the tens of thousands, two levels in the political hierarchy above the local community, and an emergent stratification” (Earle 1991: 3; my emphasis). As society evolves from simple to complex, there is more elaboration in the characteristic elements of culture and social organization. The first element to be elaborated is social ranking, the use of material and symbolic differences to distinguish rich and poor, powerful and subservient; such rankings often become the basis for later institutionalized social stratification where wealth, status, and power are inherited through dynastic descent. The second element is specialization in food production and the skilled production of handicrafts that enter into the cycle of exchange. The third element is elaboration of religious beliefs and rituals that are used to enhance the power of the chief and to integrate social life with forces and spirits in the supernatural order. The leaders of chiefdoms are political specialists who coordinate the organization of subsistence, exchange, and ritual activities for their polity, which they rule in alliance or competition with other chiefly polities in their region. As complexity increases there is more division of labor and differentiation of functions under the guidance and administration of a ruling family or group. Such are some basic theoretical indicators of complex societies. As we examine the evidence of bands, tribes, and chiefdoms in the Central Philippines, we discover that these idealized social types co-existed and were contemporaneous; and moreover they were not completely isolated from one another but were variously interrelated through exchanges of war and trade. From the fact of this co-existence and connection, we 5 develop my own definition of social complexity. Complex societies, in the case of the Central Philippines, was an ethno-geographical network which knitted together the coastal communities with surrounding hinterland bands and tribes, by links of direct reciprocity and redistributive exchange, as well as by domination and subservience. ln other words, social evolution did not require the abandonment of one form to replace it with another but involved the incorporation of the earlier forms as functional components within the later and larger social formation that bridged across the lowland-highland ecosystems. Complex forms of sociopolitical organizations are thus best measured not exclusively by centralization and vertical hierarchy but by a loose lateral differentiation of ethno-geographic complexity, facilitated by trade and exchange, by migration, and by political alliances, inside and between regions. ln other words, we find in the data some patterns that tend to support the theory of heterarchy as a useful alternative to the traditional concept of rigid hierarchy with a unidimensional view of complexity. ln a heterarchy there is more opportunity for choice and context (White (1995: 103-04). 4. The ethnohistorv map As mentioned earlier, the Central Philippines can be viewed through the three mapping overlays of historical linguistics, archaeology, and ethnohistory. With the ethnohistory overlay, we have three actual observations in the 13th and 16th century that allow us to work back to re-imagine complex societies in the 9th century or earlier. The first set provides two L6th century Spanish descriptions of lowland-upland distribution of communities; the second is a Portuguese report from around 1511 about Luzon and Borneo natives actively trading and residing in the entrepot of Malacca in the 15th century; and the third is Chao Ju-kua's report describing Chinese trading procedures in the Mindoro-Manila area around L2Z5 AD., more than four hundred years earlier than the Spanish and Portuguese reports. (1) Spanish observation [ca. 1582]: There are two kinds of people in this land [Panay], who although of the same race, differ somewhat in their customs and are almost always on mutually unfriendly terms. One class includes those who live along the coast, the other class, those who live in the mountains; and if peace seems to reign among them, it is because they depend upon each other for the necessities of life. The inhabitants of the mountains cannot live without the fish, salt, and other articles of food, and the jars and dishes of other districts; nor, on the other hand, can those of the coast live without rice and cotton of the mountaineers (Blair and Robertson 5: 121). (2) Spanish observation [ca. 1663]: they [the Spaniards] found three varieties or kinds of people. Those who held command of it (i.e., the island of Manila), and inhabited the seashore and riverbanks, and all the best parts round about . . . . All those whom the first Spaniards found in these islands with the command and lordship over the land are reduced to the first class, the civilized peoples. Another kind, totally opposed to the above, are the Negritos, who live in the mountains and thick forests which abound in these islands. . . . These blacks were apparently the first inhabitants of these islands, 6 And they have been deprived of them by the civilized nations who came later by way of Sumatra, the Javas, Borney, Macazar, and other islands lying towards the west . . . . They, the third variety, generally live about the sources of rivers, and on that account are called Manguianes, Zambals, and other names, for each island has a different name for them. They generally trade with the Tagalogs, Visayans, and other civilized nations and for that reason they are midway between the other two classes of people in colour, clothing, and customs (Blair and Robertson 40: 37). Note that the first report, given by Loarca ca. 1582, uses a two-fold division of the population. The second report, by Colin ca.1663, has a three-fold division, suggesting more accurate Spanish knowledge of Philippine ethnography gained after a century of colonial and missionary work in the islands. Loarca gives no explicit testimony as to the presence of Negrito groups in the Central Philippines, but we know from other sources that they were there, as evidenced, for instance, by the name of the Island of Negros, between Panay and Cebu. The Portuguese captured Malacca in 1511, just 10 years prior to Magellan's arrival in Mindanao in 1521. They reported the presence of native traders from Luzon and Borneo, coming to trade and reside in the international port of Malacca. These traders were most likely already active in previous centuries, before the arrival of the PortuguesePortuguese observation [ca. 1511]: The Lucoes [natives of Luzon] are about ten days' sail beyond Borneo. They are nearly all heathen; they have no king, but are ruled by groups of elders. They are a robust people, little thought of in Malacca. They have two or three junks at the most. They take the merchandise to Borneo and from there they come to Malacca. The Borneans go to the land of the Lucoes to buy gold, and foodstuffs as well, and the gold which they bring to Malacca is from the Lucoes and from the surrounding islands which are countless; and they all have more or less trade with one another. And the gold of these islands where they trade is of low-quality -- indeed very low quality. The Lucoes have in their country plenty of foodstuffs, and wax and honey; and they take the same merchandise from here [Malacca] as the Borneans take. They are almost one people; and in Malacca there is no division between them. They never used to be in Malacca as they are now, but the Tomunguo [minister of police] whom the governor of India appointed here was already beginning to gather many of them together, and they were already building many houses and shops. They are a useful people; they are hardworking. lnMinjam there must be five hundred Lucoes, some of them more important men and good merchants, who want to come to Malacca . . . . (Tome Piresvol 1,1944:133-134). Early Chinese trade with the Philippines is indicated by remains of trade ceramics dating back to the Song dynasty. How these export ceramics were brought into and distributed in the Philippines is graphically described in a year-long Chinese trading expedition into the Mindoro- 7 southern Luzon area known then as Ma-i, as recounted in Chao Ju-Kua's "Chu Fan Chih" around 1225. Chinese observation [ca. 1225] The country of Ma-i is to the north of Po-ni [probably Brunei]. Over a thousand families are together along both banks of a creek. When trading ships enter the anchorage, they stop in front of the official's place, for that is the place for bartering of the country. After a ship has been boarded, the natives mix freely with the ship's folk. The chiefs are in the habit of using white umbrellas, for which reason the traders offer them as gifts. The custom of the trade is for the savage traders to assemble in crowds and carry the goods away with them in baskets; and even if one cannot at first know them, and can but slowly distinguish the men who remove the goods, there will yet be no less. The savage traders will after this carry these goods on to other islands for barter, and, as a rule, it takes them as much as eight or nine months till they return, when they repay the traders on shipboard with what they have obtained [for the goods]. . . . The products of the country consist of yellow wax, cotton, pearls, tortoise-shell, medicinal betelnuts, andyuta cloth; and the foreign traders barter for these porcelain, trade-gold, iron pots, lead, colored glass beads, and iron needles [quoted in Scott 1984: 58-59]. Extrapolating from the above ethnohistorical reports, we can begin to construct the outlines and component elements of chiefdoms and complex societies in the Central Philippines with the following empirical observations. (1) that the lowland-upland structure of the islands' geography shaped the distribution and inter-group relations of the natives; that there was reciprocal trade between lowland communities and highland tribal groups; (2) that some upland groups were bands of Negritos, physically different from the lowland groups, the latter being considered the more "civilized" nations; (3) that trading was not confined between two neighboring localities, but included active interisland and inter-regional commerce, as between Luzon, Borneo, and the Malay Peninsula; (4) that trade with the Chinese followed a pattern of seasonal trading circuit, from a central location where goods are redistributed through local trader-entrepreneurs who take them to the surrounding islands to barter for local products; the same inter-island distributors were also the collectors of native products brought to the main port to pay for the Chinese trade goods; (5) that there was a demand for "colored glass beads" and "iron needles" implies among the tribes a strong social interest in personal appearance and ornamentation and therefore social differentiation, with active female participation. 8 The overall impression from these ethnohistorical descriptions is that during the nearly four hundred years between Chao Ju-Kua's reports 1225, and that of Tome Pires in 1511, Loarca in 1582, the peoples of Southern Luzon, the Central Philippines, Northern Mindanao were sociologically and politically complex and were actively engaged in distance trading inside and outside the Central Philippines. To this picture we now must add what historical linguistics and archaeology can tell us. The questions to ask are: (a) How far bock in prehistory did this pattern of complex societies extend, that was characterized by lowland-upland, inter-island, and interregional trade? (b) What additional facts and insights can linguistics and archaeology add to our picture of the life-ways and social differentiation of these past societies? The London Colloquy cited above concluded that "by the latter part of the first millennium B.C., there was an observable distinction between maritime and hinterland societies in several parts of South East Asia" (Smith and Watson 1979:258). It is this evolving symbiosis of coastal and highland societies that appears as the fundamental framework for re-imagining the emergence of complex societies in the Central Philippines. 5. The historical linguistics map The second mapping overlay is historical linguistics, specifically the Austronesian linguistic expansion within Southeast Asia and the Philippines. Our choice of the Central Philippines as the region for investigating chiefdoms and complex societies was originally dictated by these linguistic reconstructions. Blust (1991, 2005) has advanced a hypothesis he calls the GCP or "Greater Central Philippines", to explain the stronger degree of similarities among languages spoken in the Central Philippines. "ln sharp contrast with the linguistic situation in the northern and southern regions, almost the entire central region of the Bisayas and southern Luzon constitutes an extended dialect network with roughly 45 million first-language speakers of Tagalog, Bikol and intergrading varieties of Bisayan (Blust 2005: 38). The label "Greater Central Philippines" was introduced in order to account for some languages in northern Sulawesi which are genetically related to those in the Central Philippines, even though their speakers historically did not live within the political and geographic confines of the Philippines. We omit the technical linguistic formula and computations used to arrive at the GCP hypothesis; we only extract the ideas that are needed for examining the general characteristics of complex societies in the Central Philippines. What can be clearly inferred is that the linguistic history of the central Philippines included a major episode of linguistic extinction of earlier language families and expansion of the later more dominant families. "To summarize, around 500 8.C., for reasons unknown, speakers of Greater Central Philippines began to expand outward from a center somewhere in northern Mindanao or the southern Visayas. Through conquest and absorption of weaker populations, they reduced the linguistic diversity of the Visayas, Palawan, and southern Luzon. Only a few remnant populations, such as the lnati of Panay and the Kalamian group survived . . . . Last, but not least, one branch of Greater Central Philippines migrated southward past 9 The Sangiric and Minahasan peoples to establish a foothold on the northern peninsula of Sulawesi" (Blust 1991: 103-4; my emphasis). This bold reconstruction "turns critically on the notion that languages may disappear if their speakers are overwhelmed by technically superior populations that speak a different language,, (Blust 1991: 104). The evidence for such marginalization in the Central Philippines are the lnati speakers of Panay who appear to be descendants of a Negritos group, and the speakers of Calamian and related Tagbanua language of Palawan who retain non-GCP vocabulary and loans from other sources. ln other word, a possible socio-political correlate of linguistic leveling may have been the emergence and expansion of demographically and culturally dominant groups of GCP speakers who overran and displaced speakers of other languages in the area of expansion. His overall conclusion opens some space for critical anthropological perspectives relative to the problem of complex societies being explored in this paper. A set of significant archaeological records of this area in this period, presented in the following sections, provides congruent evidence for the theory of such a Greater Central Philippine linguistic expansion and leveling starting around 500 B.C. The other function of historical linguistics is the reconstruction of realms of meanings and material referents that can be gleaned from surviving Austronesian vocabulary. This second function is the more traditional branch of historical linguistics - the comparative study of "form-meaning" pairings. Although the match between one sound-shape with a specific referent is arbitrary, changes in the sound-shape alone follow a predictable regularity so that one could trace the derivation of one sound-shape from an earlier form. The comparison of such "form-meaning" pairings across time, space, and language families constitutes what is known as the Comparative Method (Blust 1995: 455). The application of this method has resulted in a growing compilation of reconstructed vocabulary and their socio-cultural referents in Malayo-Polynesian languages, including those of the central Philippines. The reconstructed vocabulary may be used to draw inferences both about the physical environment and the culture of those who used it (Blust 1995: 455). A pattern of inferences from a compilation of reconstructed vocabulary, can be independently tested through other sources of evidence from archaeology palynology, physical anthropology, genetics, etc. Below are three illustrative examples of reconstructed realms of experience, meanings, and material culture that characterized the societies in the central Philippines, from 500 B.C. onwards. (a) boat and navigation. Since Polynesians, as ancients navigators, are believed to have originated from parts of Indonesia and the Philippine, it is not difficult to imagine that the societies from which they originated had substantial knowledge of boat-making and navigation. It was this maritime mobility that, sometime around 500 B.C., facilitated the spread of speakers of Central Philippine languages over the territory bounded by southern Luzon and Bicol peninsula in the north, Mindanao and parts of Sulawesi in the south, and the entire band of Bisayan islands between Palawan and Samar-Leyte. Accordingly the cultural reconstruction in this area of society and technology is well attested to in the literature of historical linguistics for the Malayo-Polynesian world in general, and for the Central Philippines in particular. 10 "PMP [Proto Malayo-Polynesian] speakers had a fully developed outrigger canoe complex which included several types of boats, sails and sailing techniques, paddles, rudders, canoe bailers, cross seats inside the hull, rollers for beaching canoes, and of course the outrigger itself. In addition they added a great deal of new information regarding such matters as hull construction, planking, the keel, carved projecting end-pieces, platforms, cabins, and the like. All in all we are given a rather detailed picture of the material vehicles which carried AN [Austronesian] speakers halfway around the world from island Southeast Asia to Madagascar in the west, and across the Pacific to Hawaii and Easter Island" (Blust 1995: 487-BB). (b) house and settlement. lf the people of the Central Philippines by 500 B.C. had a highly developed culture of boat-making and navigation, they were even more capable of building houses and establishing settlements. And so, linguistic reconstructions provide us glimpses of cultural and social practices which survived as indicated by lexifacts. ln his study of the term for "house" and related concept of "settlements," Blust came up with the following conclusions. The Proto Malayo-Polynesian term "banua" represented the concept of an inhabited territory (as opposed to wilderness). This included the village and its population, together with everything that contributed to the life-support system of the community (farms and gardens, fruit groves, sources of water and the graves of the ancestors. There was no separate term for "village". The term "ruma"' ("house") referred exclusively to family dwellings. The term "balay" was a public building as opposed to a family dwelling, probably used for community meetings. The term "lepaw" appears to have meant "granary", but may include the meaning "house,', "hut", "back veranda" and the like. The term "kamalig" could refer variously to "granary", "fieldhut" "workshop for blacksmith", or "men's house" (Blust 1995: 485). (c) fishing and coastal economic orientation. The reconstructed vocabulary of fishing and fish names is quite large. It appears likely that fishing strategies were broadly divided into those appropriate for women and children, and those appropriate for men. The former included the collection of mollusks, crustaceans, echinoderms, and the like from coastal shallows or lagoons, while the latter were focused on fishing from boats, or on shore fishing with large nets that required cooperative effort. Among terms for marine invertebrates that probably had economic value were: cowrie, octopus, squid, cuttlefish, cateye shell, mangrove crab, coconut crab, shrimp, lobster, snail, barnacle, conch, and oyster. . . . One other shell was of great importance: the large shell of the conch, which served as a trumpet in many Austronesianspeaking societies, and was sounded at specific occasions, as the launching of a canoe on a major voyage, or in other ceremonial contexts (Blust 1996:477) Elaboration in boats and sea-oriented culture Let us extrapolate forward to the 16th century A.D. A second source of lexifacts is William Henry Scott's book, Barangay. This is an ethnographic reconstruction of Central Philippine culture and society based on early missionary dictionaries of the Bisayan languages. Scott's lexifacts are not produced through Blust's "comparative method" of historical linguistics; they are rather ethnographic linguistic data from the 16th century, with interesting examples attached to them. Scott's vocabulary list obviously relates to referents from a later period 11 compared to Blust's Austronesian word list. And therein lies the value of Scott's later vocabulary list for complementing and enlarging the realms of meanings available through historical linguistic data. Scott's word list helps us track social and cultural changes over time in the Central Philippines, from 500 B.C. to around 1500 A.D. or about 2,000 years of both continuity and elaboration of sea-oriented culture and technology of chiefdoms in the Central Philippines. The boats called balangay and karakoa are iconic vessels of Visayan maritime culture. ln its physical appearance, the balangay was very different from an outrigger canoe in size, function and construction. Balangay was a large boat intended for cargo capacity or seagoing raids. They were built on squared keels with stems at both ends. As long as 25 meters, they had five or six planks to a side, each carved to the desired curve beforehand, preferably in one continuous stroke. Since it was their flare and curvature which determined the contour of the hull and consequently the speed of the vessel, the skill to produce them was the hallmark of the master panday. The planks were edge-pegged together, with thin wooden nails run through each peg in place, plank and all, and the chinks between the planks caulked tight." Only after the whole shell is completed are the ribs added (Scott 1994:62) But the most celebrated Visayan vessel was the warship called karakoa -- a sleek, double-ended cruiser with an elevated fighting deck amidships, and catwalks mounted on the outrigger supports to seat as many as six banks of paddlers [and rowers]. They displayed tall staffs of brilliant plumage fore and aft as a sign of victory. . .(Scott 1994:63). The karakoa cruisers were designed for coastal seas full of reefs and rocks, and interisland passages with treacherous currents. They therefore drew little water, had low freeboard, had outriggers on both sides and steering oars instead of center-line rudders, and their flexible hulls could absorb underwater blows . . . . They had one or more tripod masts that carried matting sails woven of palm fibers . . . . Paddles, a meter or LZQ centimeters long (bugsav) and with a leaf-shaped blade, were carved of a single piece of wood. Oars (gaor), however, had a blade shaped like a dinner plate. The karakoa could mount forty of them on a side, and its speed was proverbial. As Father Combes said, "The care and technique with which they build them makes their ships sail like birds, while ours are like lead in comparison" (Scott 1994: 63). The balangy and the karakoa were definitely associated with political ranking and power projection in Central Visayan chiefdoms. Technologically, their physical construction required highly-skilled master carpenters, and sociologically their operation demanded high-level coordination that should be expected from a developed chiefdom. ln other words, the sociological and political correlates of the balangay and karakoa required the presence of social stratification, and the action of political elites capable of strategic planning, deployment, and projection of coordinated manpower for the attainment of economic and political gain. Elaboration in house-building and settlements The Visayan word for house is balay, and its Tagalog equivalent is bahay. The cultural and social meanings of these two words happen to be central to the concept of community and township. 12 when pluralized, balay becomes kabalayan which means a group of houses, a settlement. ln Batangas there is still a community called Balayan. The Tagalog bahay is pluralized as bahayan which is further compressed as bayan, the current term for town, community, nation. Hence the term kabayan or kababayan came to mean a person from the same community, town, or province. ln 16th century Central Philippines, the size and style of houses and pattern of settlement reflect the ranking and social stratification characteristic of those with or without chiefly status. There were three basic types of houses -- permanent wooden structures that might be called town houses, cottages built of light materials near the fields, and tree houses. The large town houses were supported on tall hardwood pillars, reaching some up to the ridgepole and the others to the flooring. There were five to ten of these large pillars on a side, planted deep in the ground. Thus houses were elevated off the ground on posts and dominated by steep roofs, "both features appropriate to a tropical environment characterized by heavy rains" (Scott 1994: 57). "The ruling datu had the largest house in the community -- even 30 meters long - and it was not only his dwelling, workplace, and storehouse, but also served as the community center for civic and religious affairs, with a kind of public lounging platform below or in front. Wooden partitions carved foliage in high relief provided separate chambers for him and his wife, family, binokot [protected] daughter, concubines, and house slaves. Partial flooring laid over the tie beams made a kind of loft or attic. Similar grandeur was forbidden other datus: to construct a house large enough to entertain the whole community was in itself a form of competition amounting to lese majesty” (Scott 1994: 60). "Non-datus, on the other hand, lived in cottages built of light materials ready to be moved every few years to be near shifting swiddens -- and so did datu farmers live in such houses seasonally. They did not stand on harigis and contained little timber: instead of the sturdy crossbeams called batangan in both houses and ships, they had unsquared poles called sagbat. Much time, and many nights, was spent in a variety of field huts and temporary shelters convenient to their labor. . . . Travelers, farmers, hunters, and fishers, even seamen beaching their boats for the night, put up so many of them that they could usually be found already standing along well-traveled roads or river fords" (Scott 1994: 60). "Tree houses were occupied only in time of war, built either in actual trees 15 or more meters above the ground, or on tall posts. lf they were intended only for male warriors, they were reached simply by a vine which could be pulled up; but if a whole family occupied them, they were full-scale dwellings with a platform midway up reached by a removable ladder, with a second ladder up to the house itself" (Scott 1994:61-62). 13 These traditional stratified house architecture and customs of the Visayans disappeared after Spanish pacification during the early stages of colonization. The large datu mansions also disappeared, as their public functions were taken over by government buildings and churches. We can be confident that in the preceding centuries, back to the 9th century, traditional architecture flourished, perhaps in slightly less grand dimensions and style for the datu mansions. Similar field cottages and tree houses would have been found, in as much as shifting agriculture and inter-tribal raids were also characteristic of these earlier societies. ln his archaeological investigation of an lron Age site in the Novaliches outside Manila, Beyer reported finding indication of house-post holes in the ground, whose diameters were found to measure about 15 inches. Their arrangement and shape were interpreted by him as "supporting a wooden building of considerable size and importance -- possibly the dwelling of a local chief or ruler, of the later Iron Age horizon." It appears thus that for nearly 2,000 years chiefdoms in the Central Philippines produced more elaborate cultural forms, as evidenced by the architecture of datu houses. 6. The archaeology map Archaeology, the third mapping overlay, provides very colorful and tangible evidence of chiefdoms and developing complex societies in the Central Philippines. We briefly review three archaeological investigations: (a) Wilhelm Solheim’s Sa-Huynh-Kalanay pottery complex; (b) Robert Fox's Tabon Caves discoveries with their reconstructed chronologies; and (c) basic information on Sa Huynh and Champa culture and society and their role in regional trade. The Sa Hyunh-Kalanay construct In The Archaeology of Central Philippines, Wilhelm Solheim first introduced three major pottery complexes – Kalanay, Novaliches, and Bau – which continue some forty years later to be important areas of archaeological investigation of native potteries in terms of their temporal-spatial and contextual significance (Bacus 2004: 128). Solheim’s research in the 1950’s was done with no help from C-14 dates nor from controlled stratigraphy. “Without stratified sites, the one chronological indicator in the sites covered is the presence or absence of Chinese or Asiatic ceramics. It is not a certain indicator as the absence of these ceramics does not preclude a late date, however, their presence does indicate a date later than their manufacture on the mainland. If several scattered sites without porcelain or stoneware present a fairly consistent assemblage, it is reasonable to assume that they are roughly contemporaneous and that their time of occupation was previous to the introduction of the trade porcelain” ( Solheim 2002: 94). The Central Philippine focus of Solheim’s original work was not exclusively based on the Kalanay cave excavation; it included an extensive comparative laboratory analysis of thousands of archaeological materials previously collected between 1922 and 1925 in an expedition headed by Dr. Carl Guthe, first trained archaeologist to work in the Philippines. Guthe identified 542 archaeological sites and collectedmore than 30 cubic tons of archaeological specimens now stored at the University Museum of the University of Michigan (Ronquillo 2011: 5). The sites 14 from which Guthe collected pottery and other artifacts are not evenly scattered throughout the area [of the central Philippines]. one site each comes from southern Mindanao, Negros, Masbate and Mindoro. The only sites from Palawan and Leyte are on their extreme northern tips and there is no site from Panay. The majority of the sites are from the central Visayan Islands of Siquijor, Cebu and Bohol, with a neighboring cluster in Surigao, Mindanao and a distant cluster at the northern end of Palawan and in the Calamianes group_(Solheim 2002: 63). The Purpose of this expedition was to collect ceramics from the central Philippines, and it was hoped that the study of these artifacts would shed light on the trade relationships between China and the Philippines from A.D 800 to the arrival of the Spanish” (Solheim 1981: 17; my emphasis). As Solheim expanded his interest into regions outside the central Philippines, he introduced two regional constructs: "Sa Huynh-Kalanay" and "Bau-Malay" pottery traditions. Sa Huynh is related to a Champa culture area in Central Vietnam; and Bau is a site in Sarawak, East Malaysia. Explaining his decision to use hyphenated descriptors to highlight region-wide commonalities, Solheim wrote: "It has become obvious from the very wide distribution of this [Kalanay-like pottery] in Southeast Asia and the great duration in time, what was at first considered the Kalanay Pottery Complex could not be the pottery of one widely spread [single] culture. . . . What I was classifying as the Kalanay Pottery Complex in the first edition is two or more pottery complexes and so, in referring to the total related pottery group in the Philippines, I should call it a pottery tradition. I have used the name SaHuynh-Kalanay Pottery Tradition for this and hereafter use this term when referring to theKalanay related pottery of all of the Philippines and/or Southeast Asia. It is likely that the same holds for what I have been calling the Bau pottery Complex and for that reason, I now use the title Bau-Malay Pottery Tradition" (Solheim2002: 173). The Tabon Caves Discoveries About 10 years after Solheim started research on pottery in Kalanay Cave in Masbate, Robert Fox of the Philippine National Museum excavated Tabon cave, including other cave sites aroundLipuun Point, in Western Palawan, that are designated generally as “Tabon Caves.” During the period of explorations, twenty-nine caves used for habitation and/or burial were discovered on Lipuun Point. The extensive work done on the archaeology of these sites went on from July 1962 to June 1965, yielding significant benchmarks in the study of the evolution of Philippine complex societies. "These caves . . . contained an astonishing wealth and an extensive time-range of cultural materials: a flake tool tradition which dates from the Late Pleistocene and early post-Pleistocene period, including fossil human bones and the bones of a deer now extinct inn Palawan; a highly developed jar burial complex which first appeared during the Late Neolithic and continued into the Developed Metal Age; and finally, in two caves, porcelains and stonewares indicating local trade with China during the Sung and 15 Yuan Dynasties. The excavations have revealed more than 50,000 years of Philippine prehistory!" (Fox 1970: 8)." The National Museum's work in Palawan is especially important because it expands our knowledge of complex societies in the Central Philippines, in terms of areal distribution and chronologies. For the first time we have cultural sequences correlated with archaeological data firmly grounded in both C-14 and in-situ stratigraphic analysis, in addition to type-comparison. Fox was thus able to reduce Beyer's Neolithic period to just two phases, Early and Late Neolithic, with subdivisions into local phases in sub-areas. ln Palawan there was no definite cultural boundary between Beyer's postulated Bronze Age and Iron Age, and so Fox combined them into his Metal Age, divided into Early (ca 700 to 200 B.C.)and Developed Metal Age (ca 300 to 700 A.D. ) . "The brief period when bronze and copper first appeared (and "drift" iron may have appeared together with these metals) did not represent a major phase of technological development in the Philippines". ln the new chronology the Developed Metal Age is followed by and overlapped with the Age of Contacts and Trade (ca. 1000 A.D.). It is important to briefly go back to the cultural sequences of the Late Neolithic, the Early Metal Age, and the Developed Metal Age. These periods laid the cultural, sociological, and technological foundations for the emergence and growth of complex societies and chiefdoms in the Central Philippines. A brief examination of cultural development especially from about 500 B.C. to 1000 A.D. can reveal how simple societies became complex in response to the introduction of new technologies and increasing opportunities for local and foreign trade. The period of the Developed Metal Age saw iron coming fully into its own as a new technology. Trade in iron and expansion of iron-making replaced the earlier artifacts of rare "drift iron" objects. Increasing use and application of iron revolutionized not just the weapons of war such as bladed weapons and spear-heads, but also the implements for more efficient agriculture, woodworking, and hunting. More importantly it stimulated the expansion of small-scale barangay communities into supra-tribal chiefdoms. Political and trade entrepreneurs increasingly used iron as medium and motivation for expanding a network of allies for extracting island products to exchange for iron and other trade goods coming in from overseas. A redefinition of the role of political leadership now included that of chief blacksmith of the community. "Blacksmiths were panday - or, more accurately' pandaysaputhaw, workers in iron, to distinguish them from other craftsmen like goldsmiths, master carpenters, and boat builders, all of whom were called panday. Smithing was considered the noblest profession, probably because only the wealthiest datus had the means to import the raw material. lf they were indeed the ultimate source of all metal tools, including the swidden farmers' bolos, they would have exercised effective control over Visayan means of production. As Father Alcina said, "it is certain that no profession among the 16 16 Visayans is more profitable than this, and so it is the most honored and esteemed among them, since the greatest chiefs are the best iron-workers” (Scott(1994:54-55). ln the Early Metal Age, bronze and copper objects were more numerous and implied innovation in local metallurgy in these metals. Excavated in Palawan were molds for casting socketed bronze adzes whose closest relationships were with forms found in mainland southeast Asia- As tin is not found in the Philippines and is needed in bronze casting, it is apparent that either tin was imported or bronze was reworked in the islands during the Early Metal Period (Fox 1979: 238). These early metals which date to about 500 B.C. or slightly later, were also associated with the appearance of a unique series of nephrite ornaments, probably ear-pendants known as lingling-o. "Absolutely identical types of these jade ornaments are found in northern Indochina, South china, and the Hong Kong area,, (Fox 1979: 239). Another diagnostic ornament sourced from overseas is the jade ear-pendant in the shape of a doubleheaded animal. other objects found include semi-precious stones -- carnelian, banded onyx, jasper, agate- caustic etched carnelian beads appear to originate from south Asia but also appear in Sa-huynh and eventually found their way to the Philippines {Fox 1979:240}. Both chamber A and chamber B of Manunggul cave yielded some dramatic evidence of early pottery and later jar burial assemblages. The earlier assemblage in Chamber A has two C- 14 dates: 710 B.C. and 890 B.C. chamber B has one C-14 date of 190 B.C. The presence of earlier bronze and later iron artifacts in chamber B puts its associated materials within the Metal Age. ln chamber A, seventy-eight jars, jar covers, and smaller earthenware vessels were found on the surface and in the subsurface levels.. . the range of forms and designs is remarkable. . . presents a clear example of a funerary pottery, i.e. vessels which for the most part were potted specifically for burial and ritual purposes" (Fox 1970: 112). It was in chamber A where the now famousManunggulburial jar was discovered, which featured a ship-of-the-dead on the jar lid. This vessel provides a clear example of a cultural link between the archaeological past and the ethnographic present. The boatman is steering rather than paddling the “ship” The mast of the boat was not recovered. Both figures appear to be wearing a band tied over crown of the head and under the jaw; a pattern still encountered in burial practices among the indigenous peoples of the southern Philippines. The manner in which the hands of the front figure are folded across the chest is also a widespread practice in the Islands when arranging the corpse (Fox 1970: 113-140). The dates and cultural sequences from both chambers of Manunggulcave, range from gg0 B.C. in the Late Neolithic to 190 B.C. in the Metal Age. lt is within this time horizon that the speakers of Greater Central Philippines began to expand around 500 B.C. according to Blust’s linguistic reconstruction. we now begin to see some convergence of data from archaeology and linguistics to supplement later data from ethnohistory and ethnography. The people who 17 made the Manungguljar, who practiced jar burial in caves, used bronze implements, and had pendants and earrings and beads made of shell and jade and other semi-precious stones arguably were interacting with or were themselves speakers of Greater Central Philippine 17 languages, the ancestors of the Tagalogs, Bicolanos, Bisayans, and Butuanons of Northern Mindanao. During the Early and Late Metal Age and following centuries, people in Palawan and the Central Philippines were regionally in contact with Borneo, Champa, and South china, a connection underscored both by Solheim's Sa Huynh-Kalanay construct and Fox's discovery of bronze implements and jade ornaments that are traceable to Indochina. Both Solheim and Fox viewed Sa Huynh as a regionl source of cultural influences as viewed mostly from the side of the Philippines as recipient. It is time to look at Sa Huynh in itself to appreciate its growth as a vital cultural center of innovation; and at Champa as the later continuation of the earlier inter-regional relationship between the Philippines and mainland Southeast Asia. Vietnamese archaeologists have intensified research into the prehistory of Central Vietnam, particularly on Sa Huynh and Champa. Since 1975 about a thousand Sa Huynh burials which date from 500 to 100 B.C. have been recorded. The Can Goi area, southeast ofSaigon, and the Thu Bon area south of HoiAn, Quang Nam province, are recognized as settlement cores of particular importance. A radiocarbon dating of 400 BC was obtained from Giong Ca Vo, in Can Goi, where excavations revealed ten inhumation graves and 339 jar burials containing grave goods that included twenty-one double-headed ear pendants, three split earrings, and hundreds of carnelian or other stone beads. According to Higham's report, the site’s strategic location and wealth of excavated ornaments indicate a rich society that was involved in widespread exchange relationship. Similarly, the Go Ma Voi burial grounds in the Thu Bon area ofQuang Nam Province yielded a great variety of artifacts including twenty-nine bronze objects and twenty-two made of iron, mostly socketed axes. These bronze weapons and implements represent "the greatest number found in Sa Huynh site to date . . . the team involved in the excavations perceives a relationship to contemporaneous bronze production in northern Vietnam and southern China" (Diem 2004 :46g-69). Previous French scholars believed that the Austronesian-speaking people of Champa, an early Indianized polity, were intrusive to Central and South Vietnam and that they replaced the earlier Sa-Huynh culture. More Vietnamese scholar, however, have rejected this theory as they maintain that the Sa Huynh culture was the "direct predecessor of Cham populations,' (Diem 2AA4;470). They see, for instance, evidence of continuity from the Late Sa Huynh culture to the early Cham culture from the first century BCE to the first centuries CE at the HauXa jar burial site in Quan Nam province. They are more willing to assume, given the diversification of Chamic languages in Vietnam, that Austronesian languages were spoken in the 18 central coastal region by about the middle of the first millennium BCE”(Diem 2004:470).. The continuity of contact between central Vietnam and central Philippines can no longer be doubted given the massive evidence of archaeological artifacts from countries on both sides of the South China Sea. Champa by the 9th century was actively involved in trade with Butuan and Brunei. The trade/tribute mission to China from Butuan in 1003 AD, the very first from the Philippines, was "beneath Champa". It was through Champa that these island-based trading polities were able to join the trade tribute missions to China (Casino 2013). Indian cultural influence in the southern Philippines and Borneo appear to have been partly mediated through Champa which had earlier embraced Hindu-Buddhist models for its religion and political culture. The popular stereotype of Chinese ceramics exported to Southeast Asia in the thousands throughout the history of Chinese dynasties is so widespread that when an exception occurs, we take notice of the existence of non-Chinese pottery trade. An example of this was the discovery of the "Pandanan junk", a trade vessel that was wrecked in the sea passage between North Borneo and the tip of southern Palawan, the passage that opens out into the southern and central Philippines. The Pandanan junk, recovered in 1gg5, contained ceramics from Central Vietnam, "comprising nearly three quarters of the archaeological specimens from this site " (Diem 2004:2001). The kilns that produced these particular ceramics are in present-day BinhDinh Province, an area known in the past as Vijaya and was one of the polities of Champa. Vijaya was conquered in 1,471 AD by forces of DaiViet kingdom that ruled the Red River area of northern Viet Nam. This pivotal date, associated with blue-and-white ceramics from the ship's cargo that are dated to the mid 15th century implies that the Pandanan junk sank sometime during the third quarter of that century. "The prevalence of Cham wares among the Pandanan cargo clearly indicates that involvement of Southeast Asians in the production and longdistance transportation of goods for overseas market in the past. And this evidence also challenges the popular view that mostly Chinese merchants played a dominant role in maritime trade in the South China sea basin prior to the sixteenth century (Diem 2004:464). What we have briefly indicated above are three periods when Central Vietnam and Central Philippines were continually connected by trade and cultural exchange. The first period was associated with Sa Huynh, started around 500 BC, whose influence is reflected in Solheim's Kalanay pottery tradition and in Fox's Tabon pottery tradition, with its associated bronze implements and jade ornaments. The second period was Champa in the 9th century during whichChampa facilitated the participation of Butuan and Brunei in the China trade/tribute missions. The third period was post-Champa Viet Nam showing ceramic trade with the Philippines in the 13th century. Through several centuries Philippine polities continued to enjoy regional trade and cultural exchange with Central Vietnam, importing Vietnamese exotic and manufactured trade goods and technology in exchange for Philippine forest and sea products. All this suggests an amazing continuity on a regional scale that has not been popularized enough in the history curriculum in the schools and in popular culture. What additional insights do we gain from the discoveries associated with the Kalanay Cave and 19 Tabon Cave archaeology, relative to the question of chiefdoms in the central Philippines? The following are clearly indicated. 1. That the large volume of materials recovered from burial caves, habitation caves, open field cemeteries, camping sites, and village sites, as well as their wide geographic distribution across many islands, point to only one conclusion - that the Central Philippines from 500 B.C. to 1500 A.D., was continuously populated by a mixed group of energetic hunter-gatherers, sea-nomads, coastal dwellers, handicraft makers. boat-builders, navigators, and traders who coalesced chiefdoms. 2. That there were several levels of technological development co-existing. That is to say, earthenware pottery making coexisted with imported ceramics, just as bronze and iron tools were used in some privileged localities serviced bytraders, while some peripheralareas continued using stone tools and shell tools. 3. That personal ornamentation, as evidenced by many hundreds of beads, shell and glass bracelets, shell necklaces, ear-rings, pendants, semi-precious stones imported and locally fashioned, all testify to a strong social differentiation according to gender, wealth, and political status among the peoples of the Central Philippines. At the beginning of this paper, chiefdoms are defined as polities functioning between a complex state-society on one side and a simple hunting-gathering band on the other side. As noted previously, a simple chiefdom has a polity size of a low thousands, one levet in the political hierarchy above the local community, and a system of graduated ranking. A complex chiefdom has a polity size in the tens of thousands, two levels in the political hierarchy above the local community, and an emergent stratification (Earle L99L: 3.). ln addition, chiefdoms are characterized by an extended authority structure able to command the extraction of both labor and material wealth from subordinate communities, for the pursuit of political and economic advancement in the face of competing rival chiefly groups. Below are descriptions of two chiefdoms, the first being that of Ma-i which we had briefly cited in the earlier section on the "ethnohistory map". The other is the chiefdom of Butuan, which sent the very first Philippine Tribute/trade mission to China in 1003 A.D. The balangay matrix of chiefdoms We introduce both examples of chiefdoms by a discussion of the balangay [usually spelled Baransay] as a socio-political formation whose name is derived original from the iconic maritime vessel also called a balangay. The balangay boat complex represented both the vessel and the social organization that grew from the extended family associated with it. Here is an early explanation of the political organization growing out of the balansaysocial group. "This people have always had chiefs called datos who ruled them and led them in war, and whom they obeyed and respect . . . . These chiefs did not have large followings: a 20 hundred households at the most, and even less than thirty. Such a group is called in Tagalog a barangay. My understanding of why it is so called is as follows. lt is clear from their language that these people are Malays [and hence immigrants]; and when they landed in this country the master of a barangay {which is properly the name of a ship) must have retained rule as dato. Thus even today it is understood that the term barangay means originally a family consisting of parents, children, kinsmen and slaves.” 20 " A large number of these barangays would form a single town, or at least would settle not far from each other, for the sake of mutual defense in case of war. They were not, however, subject one to another, but bound together by friendship or kinship; and the chiefs each with his barangay fought side by side in the wars they waged” (de Plasencia quoted in de la Costa 1965:3). The above describes a polity that is just below the threshold of a chiefdom, judging from its small size and the fact that "they were not subject one to another.,, A simple chiefdom, according to Earle, has a polity size of a low thousands, one level in the political hierarchy above the local community, and a system of graduated ranking. A mature barangay political system already shows the marks and tendencies of a chiefdom, with its hierarchy of statuses and privileges, as described below. "Besides the chiefs, who may be considered as composing the nobility, there were three estates: gentlemen, commoners and slaves. The gentlemen [maginoo, in Tagalog] were free men, and were called maharlikas. They paid neither tax nor tribute to the dato, but were bound to followhim to war brining their own weapons and gear. The chief, for his part, gave them a feast before setting out and divided the spoils with them at the end of the campaign. So, too, when the dato set out to sea they manned the oars, those whom he chose for this service; if he had a house to build they helped him, during which time he fed them, and this too was the understanding when the entire barangay set a day aside to help him plant a rice field. The commoners are called alipingnamamahay. They are household who serve a lord whether it be the dato or someone else - (with half the yield of their farm, this being what had been agreed upon in the beginning; and they row for him when has a mind to set out to sea' They have houses of their own; their goods and gold are their private property, which their children inherit; and they have the free disposal of their chattels and their lands. Moreover, this estate is permanent and hereditary, and hence neither they nor their children can be made slaves (saguiguilir) nor can their lords sell them.,, The slaves are those called alipingsaguiguilir, who serve their lord in his house and 21 farm; these can be sold. The lord allows them some share or the harvest, what he wills. This he does to make them work better; they thus derive some profit from their labor. For a slave born and reared in the lord's own house to be sold is extremely rare; but slaves captured in war, or born and raised as field hands, are more easily sold” (de Plasencia quoted in de la Costa 1965:4). The Ma-I Chiefdom Ma-i was described in Chao Ju-kua's 1225 A.D. account as a trading port located somewhere in Mindoro or southern Luzon area. The natives lived in large villages -- literally of more than a thousand households -- on the opposite banks of a stream. The trading port had a public structure in front of which trading ships anchored and where barter and trade transactions were conducted' The local chieftains stand out because of their habit of using white umbrellas, and so foreign merchants present them with these gifts. Ma-i was ,,the most important. . . It was the only one referred to as a 'country' and it had delivered trade wares to canton 250 years before' lt was an international entrepot well situated to control the flow of Chinese products into the archipelago and beyond" (Scott 1984: 71). Its location at the interface of Mindoro and southern Luzon sits at the northwestern gateway into the inner seas and islands of the central Visayas and northern Mindanao. Ma-i, as described by Chao Ju-Kua, displays very well the parameters of a chiefdom. There were other neighboring settlements, under the generic name “san-hsui” whose customs for the most part were similar to those of Ma-i, but which lacked the political cohesion of Ma-i. Each group had its own tribes living sparsely scattered through the islands who come out to trade when ships arrived. Each tribe had a large number of families, ”more than a thousand,” according to Scott's interpretation of the original Chinese text {Scott 1984: 69). But because the people did not belong to a common jurisdiction, it is difficult to consider them a chiefdom like Ma-i. The Butuan Chiefdom The Butuan chiefdom is better appreciated in the context of two historical patterns by which foreign goods entered the archipelago. The first was when foreign ships sailed to the Philippines to trade in a primary trading port such as Ma-i, from where foreign goods were redistributed throughout the islands, through a chain of local distributors, reminiscent of a dialect chain in linguistics. The other pattern was for a trading group from a powerful chiefdom to send a tribute/trade mission to china where they obtain goods to bring back to their home ports for redistribution in the local economy. An example of this second pattern is the Butuan trade mission to china in 1003 A.D., the very first reported from the Philippines. Two centuries separate the trade activities of Butuan in 1003 AD from those of Ma-i in 1225 AD. The Butuan mission of 1003 was followed by other missions in 1007 and 1011A.D. They were organized during the period of intensifying tribute missions to china from overseas, the early song period when such missions were encouraged by the Chinese court. "A total of seventy-one missions were received by the Song courts between 960 and 999, while thirty-five missions were 22 received during the first two decades of the eleventh century” (Heng 2004: 39). Butuan, however, did not evolve overnight into a chiefdom only in 1003. There were preceding centuries during which Butuan expanded its political influence over neighboring island settlements and tribal groups in its hinterlands. Here we must re-introduce the “dendritic" metaphor first used by Bronson in 1977 in an influential theoretical paper, "Exchange at the upstream and downstream endsː notes towards a functional model of the coastal state in Southeast Asia." The term "dendritic" is ta ken from the branching, tree-like pattern characteristic of a major river system with its multiple tributary streams in it’s catchment area. A major trade settlement, such as Butuan, typically forms at the delta in the rnouth of the main river, where a trading fort is set up because traders here serve to funnel the flow of products from the hinterlands to the coast, while at the same time controlling the redistribution of foreign trade goods to upriver and upland communities. River-mouth trade centers were de facto "gateway communities" facilitating a region-wide, multi-tribal, lowland/upland exchange sνstem (Junker 2000: 224). An unexpected archaeological find provided evidence of this ancient trading port in Butuan, when remains of an ancient ocean-going balangay were uncovered. There are now a total of ten vessels of this type, not all have been completely excavated nor dated. But of those excavated and given C-14 dates, Balanghay is dated back to 320 AD; and a second to 900 AD, and a third to 1250 AD. The third date overlaps with Ma-¡, but ¡t was noted that the trade ceramics found in Butuan are frorn earlier periods, and not all of them were of Chinese origin. This strongly suggests that Butuan traders were ¡n touch with other trading centers outside China. The identities of these other trade ceramics, on the basis of decreasing frequency are the following: ●Chinese(10th-15th Centuries AD) ● Khmer/Cambodian (9th – 10th centuries AD) ● Thai (14th – 15th centuries AD) ● Pre-Thai Satingpra (900-1100 AD) ● Haripunjaya (800-900 AD) ● Pre-trade Vietnamese (11th-13th centuries AD) ● Persian (9th - 10th centuries AD) Competition in political ranking between trading ports and their trading elites was the driving force behind these trade/tribute missions. The surface appearance such missions had a lot of ritual and ceremonial aspects, but behind them were hard-driving transactions of trade and barter, between Chinese trade goods against island products and exotica. The foreigners presented exotic gifts such as red parrots and pearls of unusual size. The Chinese ¡n turn gifted the envoys with "caps, belts and robes, dishes and presents and strings of cash." The envoys 23 most of all desired to obtain letters and titles that elevate their status among their subiects and rivals in their home country. There was obvious competition for Chinese recognition of their rights to trade directly with China. Hence the Butuan petition that it be elevated at par with and no longer be treated as "beneath Champa". Such competition among traders from with in and outside the Philippines clearly shows that chiefdoms were powerful political formations even though they were not designated as formal state-societies. The Butuan polity is an interesting case of how some chiefdoms which experienced Indian influences did not evolve into an Indianized state. There are several indications of Indic influences in the Butuan trading community. First indication is what the officials who went on the first Butuan tribute/trade missions to China had Hindu/Buddhist names, e.g. “Sari Bata Shaja”. Secondly, some gold strips found in Butuan contained scripts that are related to Javanese scripts that date back to the 12th and 15th century. Thirdly, the Golden Tara of Agusan, that is now kept at the Field Museum of Natural History in Agusan, is said to be “the image of a goddess of the Buddhist pantheon, in the Mahayana group . . . may be a female Bodhisattva, or the counterpart of the Hindu goddess Sakti” (Hontiveros 2004: 22). Fourthly, a number of gold ornaments and sword handles uncovered in Butuan and Surigao diggings show designs suggestive of garuda or naga both deriving ultimately from Indonesian/Indian iconography (ViIIagas 2013: 107- 111). 9. Tattoos and other forms of status differentiation The book Raiding, Trading, and Feasting (2000), is a major study of the political economy of Philippine chiefdoms. Its main thesis is that chiefs and political elites competed with rival groups in attracting more followers to expand their power, influence and wealth (bahandi)by organized raiding, trading, and competitive feasting. Bahandi included fine porcelain, along with gold jewelry and bronze gongs. l will cite other examples of social differentiation as manifested ¡n personal ornamentation to further high light ranking and status differentiation in Central Philippines chiefdoms. Tattooing was a widespread form of personal and social differentiation among the Visayans, which prompted the Spaniards to call them ρintados. '' Both Visayan men and women wore earrings and earplugs, necklaces and collars of beads or gold chain, bracelets, wristlets, anklets, and finger rings, as well as brooches, clasps and gold sequins on their clothes besides which men wore arm― and legbands. These ornaments were made of tortoise shell, mother-of―pearl, precious stones, giant clam shells (which the Spaniards mistook as marble), and gold 32)" (Scott 2004:. 32). Moreover, the people of the Visayas were known to the Spaniards as los pintados because they were covered with heavy tattoos. Pigafetta, MageIIan’s faithful cronista, left us the most graphic and memorable portrait of a tattooed and noble-looking chief,Rajah Colambu of Butuan and Calagan. "According to their customs he was very grandly decked out, and the finest 1ook¡ng man that we saw among those people. His hair was exceedingly black and hung to h¡s 24 shoulders. He had a covering of silk on his head, and two large golden earrings fastened in his ears. He wore a cotton cloth all embroidered with silk, which covered him from the waist to the knees. At his side hung a dagger, the haft of which was somewhat long and a∥ of gold, and its scabbard of carved wood. He had three spots of gold on every tooth, and his teeth appeared as if bound with gold He was perfumed with storax and benzoin, He was tawny and painted all over. That island of his was called Butuan and Calagan" (BIair and Robertson 1903, vol. p. ). 「We have reasons to believe that this practice of chiefly persons being made to stand out Through their physical appearance and personal effects goes back to the 21th century and even to the Late Neolithic. Archaeological finds ¡n the Visayas and Palawan reveal a long history of people using a variety of personal ornaments and jewelry -- beads, bracelets, earrings, ear pendants, necklaces etc. The materials ranged from the earliest stone, bone, shell, clay, and glass; to precious metals like gold, bronze, and iron; to later semi-precious gems such as jade, carnelian, jasper, etc. "Fragments of eight distinct bracelets were also found ¡n Chamber A of Manunggul Cave: four of jade, three of an agate, and two made from Iarge Limpet shells. One perfect jasper ear―pendant was recovered and a superb thin and translucent ellipsoid-shaped pendant of a red colored chalcedony (?) (Fox 1979: 116-17).Leta Leta Cave alone yielded 5,508 stone and shell beads (Fo× 1979: 107). Such personal ornaments and their refinement and elaboration through time argue for a strong and deeply-rooted sense of personal value and status differentiation not just between individuals within a given community but perhaps between communities and groups. ornaments may have been used to reinforce ethnic and class differences.lt is instructive ’to compare the appearance and ornaments of Rajah Colambu in the 16th century to another male from the Late Neolithic found buried in Duyong Cave in Palawan, who appears to be a person of a chiefly class.Their personal effects differ as between gold and shell ornaments, but the underlying motive to assert personal differentiation and ranking is dearly expressed in both cases. "The skeletal remains were those of a muscular male adult, 20 to 30 years of age, and 179 cm. height as reconstructed from the length of two long bones. ... The body was buried in a flexed position, face down, with arms and legs doubled beneath the body. Neatly arranged along both sides of the body was one large polished atone adze―axe and four adzes―axes made from the Giant Clam '(Tridacna gigas). Two shell disks perforated in the center were recovered -- one ne×t to the right ear -- and these are believed to be ear ornaments. Similar disk-like ear pendants are found today among pagan peoples in the Philippines, such as the Agta and Ilongot of Northeastern Luzon. A similar round and flat shell disk but perforated on the edge was found at the chest; it is presumed to be a pendant. These shell disks were all made from the tops of Conus Litteratus" (Fox 1979: 61-62). Near the feet were six whole Arca shells. One had a round hole on one side and the shell was 25 filled with lime. They are believed to be I¡me containers and probably associated with betel nut chewing. While no portion of the skin survived, it is possible that the man was tattooed, as this custom dates back to the Austronesian period. The most widespread mode of achieving a distinctive appearance was through tattooing. Tattoos were called patik or batuk (cognate to Indonesian batik). They were considered symbols of male valor, being applied only after a man had performed in battle with fitting courage˛ Some women, however, also had tattoos but only on one hand or both, and the lines were exceedingly fine as to resemble the !ook of damask or embroidery. For the men, tattoos were Just like military decorations and insignias, which accumulated with additional feats. Tattooing itself was painful enough to serve as a test of manhood. There were those who showed great bravado by adding labong scars on their arms with burning moxa. The more rugged were those who submitted to facial tattooing; those with tattoos right up to the eyelids constituted a Spartan elite. ’'Such countenances were truly terrifying and no doubt intimidated enemies in battle as well as townmates at home. Men would be slow to challenge or antagonize a tough with such visible signs of physical fortitude" (Scott 2004: 20). Successful warriors or raiders at sea were regarded as popular heroes and enjoyed interisland reputations. They tattooed in proportion to their prowess and were entitled to wear distinctive attire. Their exploits became the stuff of local legend, and the most famous among them were karanduun,. That is to say, worthy of being memorialized in heroic epics called kandu(Scott 2004 156-7). 10. Conclusion Although not formally comparable to early Indianized states, we have evidence of chiefdoms with complex social organizations in the Central Philippines already active in interisland and regional trade. Such trading activities could not have been organized by a small local barangay community; it had to haνe the oversight of political elites in a chiefdoms with an effective supralocal authority structure th at could insure the orderly exchange of local products for foreign goods. We searched for the roots of such socio-political development back to around 500 B.C.' corresponding to the late phase of the Neolithic and the beginning of the Metal Age. For this exploration ¡nto the past, we util¡zed the combined findings of historical linguistics, archaeology, and ethnohistory. From historical linguistics, we noted BIust's Greater Central Philippines hypothesis. "To summarize, around 500 B.C., for reasons unknown, speakers of Greater Central Philippines began to expand outward from a center somewhere in northern Mindanao or the southern Visaνas. Through conquest and absorption of weaker populations, they reduced the linguistic diversity of the Visayas, Palawan, and southern Luzon. only a few remnant populations, such as the Inati of Panay and the Kalamian group survived . . Last, but not least, one branch of Greater Central Philippines migrated southward past the Sangiric and Minahasan peoples to establish a foothold on the northern pen ¡nsu la of Sulawesi" (BIust 1991: 103-4). 26 With historical Iinguistics as a starting point, we asked whether the events around 500 B.C. could be correlated with the rise of chiefdoms and complex societies in the Central Philippines. What can the archaeology of the Central Philippine contribute to clarifying this basic question? Wilhelm Solheim's work on the archaeology of the Central Visayas, that produced the construct called Kalanay Pottery Tradition, became a highly influential theoretical construct in Southeast Asia prehistory research. Solheim's Kalanay work indirectly shed some light on the linguistic 26 Levelling hypothesis. It turns that a greater deal of similarity in Kalanay-type vessel shapes and decorations was found in Central Visaνan pottery; these styles were distributed over a wide area, in multi-island sites, suggesting population movements and inter-island trading in the Central Philippines before and during the centuries of trade with China. Even more useful information carne from Robert Fox's Tabon Caves archaeological explorations and excavations ¡n western Palawan that tended to go beyond Solheim's Kalanay findings. It turns out that the Tabon pottery tradition goes bad< to the Neolithic period, unlike Kalanay which goes back only to the Metal Age. “It is probable too that most of the basic features of prehistoric Philippine culture – patterns of agriculture, residence, social and political organization, had been Shaped during the earlier Neolithic period” (Fox 1979: 240). Furthermore, the Tabon archaeological assemblages in the Early and especially in the Late Metal Age contain more data on jar burials and trade goods originating from the mainland of Asia, across the South China Sea. "Sites of the Metal Age are far more numerous than Late Neolithic sites, which cannot be attributed simply to an expansion of the local population; for there is no evidence of a basic change at this time in agricultural practices, such as from swidden farming to wet rice agriculture, which would have supported marked population growth. Abrupt changes in the artifactual record during Early Metal Age tmes, as well as the greater number of sites, would indicate that extensive movements of people into the Philippines occurred during the second half of the first millennium B.C.Movements into the Philippines at this time were, it would appear, stimulated by development among the civilizations of northern Indochina and South China” (Fox 1979: 240; emphasis added) The “ second half of the first millennium B.C” clearly corresponds to the 500 B.C. that Blust postulated as 27 the beginning of the linguistic levelling event in the Central Philippines. Do we have here an instance of “ complementary inferences” from historical linguistics and archaeology as supportive evidence for the rise of complex societies and the beginning of chiefdoms? Can Blust’s “reasons unknown” be now clarified and substantiated by inferred “technological and demographic inputs” instigating dramatic socio-political changes in the Central Philippines in the centuries between 500 BCE to 1500 A.D? I believe the triangulated data and inferences presented in this paper lean strongly towards this intriguing correlation. 27 Appendix: The Datu Ruling Class among the Visayans of the 16th Century From William Henry Scott's Barangay (1994: L28-L3L) The head of a Visayan community was a datu, what the Spaniards called principal, chief or "a lord of vassals" and kadatoan were those datus regarded as autonomous. The word meant a political office and a social class, both an incumbent ruler and all members of the ruling class of either sex. The right to rule depended on direct descent from former rulers, so members of the datu class jealously guarded their lineage: a man who became a datu simply by marrying one was called sabali. They married within their rank, either at home or abroad, limited their heirs by birth control, and kept their daughters seclud ed as binokot princesses -- even their young sons, according to the epic of Humadapnon. The rulers of Butuan, Limasawa, Cebu, and Maktan in Magellan's day were all related. But datus also took secondary wives (sandal) who produced a lesser order of nobility called tumao if they were of high rank themselves , or timawa if they were slaves of commoners. Potli or lubus nga datu meant one of pure or unmixed ancestry, and kalibutan ("all around") meant pedigreed on all four sides - that is, all four grandparents. Brothers who were potential competitors often married into royal families in other islands, or hived off locally, so to speak, to found a new swarm. Alliances, especially marriage alliances, recognized rank and precedence. The celebrated Si Katuna of Bohol had vassals in Leyte but was himself junior to Si Gala, and both were ranked by Dailisan of Panglao. There was no word for a primary datu or paramount chief, but those recognized as primus inter pares were known as pangulo, head or leader; kaponoan, most sovereign (from puno root or trunk); or makaporos nga datu, a unifying chief. Those who controlled seaports with foreign trade generally took Malay-sanskrit titles like Rajah (Ruler), Batara (Noble Lord), or "sarripada" (His Highness). Magellan met three chiefs called "rajah" - Awi of Butuan, Kolambu of Limasawa, and Humabon of Cebu - a title Spaniards always translated as king, though Magellan learned too late that they had neither kingdom nor power over other datus. Sarripada, or its 28 variants Salipada, Sipad, and Paduka, came from Sanskrit Sri Paduka, and was used by Humabon and at least three of his contemporaries - Kabungsuwan's son Makaalang of Maguindanao, Dailisan of Panglao, and the sultan of Brunei. Humabon's brother was his Bendahara (Prime Minister), whose son Tupas was married to Humabon's eldest child and was his heir; one of his fellow datus was a Batala, and Humabon himself was married to Lapulapu's niece. We do not know what title Lapulapu claimed, but Maktan's location put him in a position to intercept shipping in Cebu harbor. When Magellan tried to force him to acknowledge Humabon as overlord, he replied that "he was unwilling to come and do reverence to one whom he had been commanding for so long a time" (Anon. n.d.a. 21). None of these titles appear in Spanish lexicons, but old Javanese hadi is listed as king - though no Visayan chief was named with this title - and mantili (minister) as "a rich timawa" or "one who is like a king in a town" (Mentrida 1637,264). 28 These datus were part of what social anthropologists call a chiefdom -- a loose federation of chiefs bound by loose ties of personal allegiance to a senior among them. The head of such a chiefdom exercised authority over his supporting chiefs, but not over their subjects or territory and his primacy stemmed from his control of local or foreign trade, and the ability to redistribute luxury goods desired by the others. Philippine chiefdoms were usually located at river mouths where they could facilitate the sort of highland-lowland exchanges described by Loarca (1582,120) in Panay. Those of the mountains cannot live without the fish and salt and other things and jars and plates which come from other parts, nor can those on the coast live without the rice and cotton which the mountaineers have. A datu's authority arose from his lineage, but his power depended upon his wealth, the number of his slaves and subjects, and his reputation for physical prowess. Some were therefore autocratic and oppressive: a courageous, frightening datu was called pamalpagan from palpag, split and flattened bamboo. Others were not, those whose subjects were followers rather than vassals -- "very free and unrestricted," as Juan Martinez said. A ruling datu boasted heirloom wealth called bohandi-- goldwork imported porcelain, and bronze gongs - but not real estate. Bahandi was required for status display, exchanged in marriages, shared among close relatives, held as collateral for loans, and loaned out itself to men who mortgaged themselves into bondage to obtain the bride of their or their family's choice. Bahandi was originally acquired through raids, the sale of local produce and the control of trade - including honos, anchorage fees; bihit, tariffs on both domestic and foreign imports; and lopig, discounts on local purchases running as high 75 percent. lt was this commerce which enabled a datu to win and retain the loyalty of subordinate datus. When Tupas lost control of Cebu harbor to Legazpi, his brothers quickly undercut his authority, and within one year, datus from Leyte to panay were paying Spanish tribute and exchanging rice directly for European manufactures and Latin American silver. A datu was expected to govern his people, settle their disputes, protect them from enemies, 29 and lead them in battle. He was assisted by a considerable staff. His chief minister or privy counselor was atubang sa datu * literally, "facing the datu" - and his steward or majordomo was paragahin, dispenser, who collected and recorded tribute and crops, and distributed them among the datu's relatives, retainers, and house slaves, as well as allocated them for work gangs or public feats. His sheriff or constable was bilanggo, whose own house served as a jail, bilanggowan. These officers were generally tumao, either from the datu's own clan or the descendants of a collateral ancestor, and tumao in general were called sandig sa datu, supporters of the datu. A kind of town crier, paratawag, however, was a slave. He announced proclamations, mantala, either by shouting them out from the top of a tall tree, or by delivering them to the persons concerned - for example, timawa being summoned for a hunt or sea raid. Both tumao "supporters" and timawa "citizens" served as the datu's military forces, armed at their own expense. 29 In return for these responsibilities and services, a datu received labor and tribute from his people. They harvested his fields, rowed his boats, and built his houses, and joined his hunting parties or fishing crews. They gave him a share of the crops, either as regular seasonal tribute or in lieu of personal labor, and a variety of :gifts" - for example, himuka from a timawa for permission to marry or bawbaw from any litigant to whom he had awarded the decision in a lawsuit. Takay was to divide his palay among his people to be milled for him, cotton to be spun, or chickens to be raised. Sixteenth century datus seem to have exercised no control over agricultural land -- that is, swiddens – beyond settling disputes between rival claimants; but their prerogatives included control, or personal use, of communal resources. Balwang decrees or interdicts restricted hunting and fishing grounds or limited access to public forest, and hikun was a lion's share in making any division of property. Datus had these advantages which enabled them to specialize their activities, perfect professional skills, and accumulate wealth; but they did not constitute an unproductive leisured class. They could afford the best hunting dogs and were proud of their dexterity in handling casting nets, and among them were skillful blacksmiths working imported metal. They owned cargo vessels and war cruisers, and all maritime expeditions whether for raid or trade were captained by datus with the necessary seafaring skill and experience. Their ladies wove the elegant textiles with ornate borders which were the distinctive marks of their class. Butuanon King Awi's silk kerchief was no doubt a Chinese import, but his cotton G-string decorated with silk thread was probably produced in his own household.