Supporting information A model-data comparison of Holocene timberline changes in the Swiss Alps reveals past and future drivers of mountain forest dynamics Christoph Schwörer1, Paul D. Henne1,2 and Willy Tinner1,2 1 Paleoecology, Institute of Plant Sciences and Oeschger Centre for Climate Change Research, University of Bern, Switzerland 2 Forest Ecology, Institute of Terrestrial Ecosystems, ETH Zürich, Switzerland LANDCLIM uses species-specific life history parameters (Tab. S1), site conditions (Fig. S1) and climatic data to simulate tree growth, mortality and regeneration at each grid cell in yearly time steps. The forest structure of each grid cell is modeled as tree age cohorts, i.e. trees of the same species that have the same age. Yearly growth of the tree age cohorts is determined by a species-specific maximum growth rate (Rmax), a maximum tree biomass (Kmax) and three growth limiting factors (i.e. light availability, the sum of degree days and a drought index). Light availability for each tree cohort is calculated by the model and reflects competition, whereas the other two factors depend on climatic input data as well as the local site conditions. Tree mortality is simulated by a stress-dependent, a density-dependent (i.e. competition) and an intrinsic factor. The stress-depended mortality occurs when one of the three growth-limiting factors drops below a threshold for a number of consecutive years. Density-dependent mortality occurs when the carrying capacity of the forest stand is reached, i.e. when simulated tree biomass is higher than the maximum stand biomass. Tree regeneration depends on seed availability and local environmental conditions. The establishment of new tree cohorts is only possible if light availability, winter temperature and the sum of growing degree days are higher than the species-specific thresholds. Tree mortality is also caused by landscape-scale disturbances such as windthrow and fire that are simulated at decadal time steps. All the species-specific parameters used in LANDCLIM are based on data from the literature and given in Table S1 (Schumacher et al. 2004, Henne et al. 2011). The model can output the average biomass and stem counts of all tree species as t ha-1 in decadal time steps for the entire landscape or a for a specified portion of the landscape. Additional information about individual tree cohorts (e.g. age, biomass, height) in each cell can be accessed for decades of interest. Table 1: Life history parameters of all tree-species used in the LANDCLIM simulations (Schumacher et al. 2004, Henne et al. 2011). Species Maximum age (yr) Age at maturity (yr) Effective Max. Vegetative dispersal dispersal reproduction distance (m) distance (m) probability Max. age for vegetative reproduction (yr) Rmax (yr-1) Kmax (t) Abies alba 700 70 50 160 0 0 0.08 17.6 Acer campestre 170 40 60 200 1 50 0.08 1.5 Acer platanoides 380 40 60 200 1 50 0.08 9.8 Acer pseudoplatanus 550 40 60 200 1 50 0.09 13.6 Alnus glutinosa 240 20 30 100 1 30 0.12 4.7 Alnus incana 150 20 30 100 1 50 0.12 4.9 Alnus viridis 100 20 30 100 1 50 0.09 0.035 Betula pendula 220 20 200 700 1 30 0.12 4.3 Betula pubescens 170 20 200 700 1 50 0.12 1.7 Carpinus betulus 220 30 55 180 1 30 0.1 4.6 Corylus avellana 70 10 30 -1 1 50 0.12 0.2 Fagus sylvatica 430 60 30 -1 1 50 0.1 28 Fraxinus excelsior 350 40 40 140 1 50 0.07 18 Ilex aquifolia 300 15 30 -1 1 50 0.05 3.57 Larix decidua 850 30 60 200 0 0 0.07 13.5 Picea abies 700 50 70 250 0 0 0.08 15.2 Pinus cembra 1050 70 30 -1 0 0 0.03 5.9 Pinus mugo 300 10 90 300 0 0 0.06 0.4 Pinus sylvestris 760 30 90 300 0 0 0.075 8.1 Populus tremula 140 20 240 800 1 50 0.12 3.8 Populus nigra 280 20 240 800 1 50 0.12 10.6 Quercus petraea 860 60 30 -1 1 50 0.11 26.4 Quercus pubescens 500 60 30 -1 1 50 0.07 2.4 Quercus robur 1060 60 30 -1 1 50 0.11 35.6 Salix alba 170 20 430 1400 1 30 0.1 5.7 Salix caprea 170 20 430 1400 1 50 0.12 0.4 Sorbus aria 180 10 30 -1 1 50 0.08 0.8 Sorbus aucuparia 110 10 30 -1 1 50 0.12 1.8 Tilia cordata 940 40 40 140 1 50 0.1 20 Tilia platyphyllos 960 40 40 140 1 50 0.1 45 Ulmus glabra 460 50 110 360 1 50 0.09 19 Max. dispersal distance: Species that are not wind-dispersed have no maximum dispersal distance, the values are therefore set to -1. Rmax: Maximum above ground biomass growth rate. Kmax: Maximum aboveground biomass a species can potentially reach Table 1 cont. Species Leaf type Foliage type Min. Number of Degree Days Min. temperature Drought index Drought tolerance Browsing tolerance Shade tolerance Fire tolerance Abies alba Evergreen 5 641 -6 0.28 3 5 5 3 Acer campestre Deciduous 2 1062 -99 0.3 3 2 3 2 Acer platanoides Deciduous 3 1042 -17 0.3 3 4 3 2 Acer pseudoplatanus Deciduous 3 898 -99 0.22 2 4 4 2 Alnus glutinosa Deciduous 2 898 -16 0.13 1 1 3 2 Alnus incana Deciduous 2 610 -99 0.13 1 1 2 2 Alnus viridis Deciduous 2 272 -99 0.22 2 1 2 1 Betula pendula Deciduous 1 610 -99 0.3 3 1 1 1 Betula pubescens Deciduous 1 498 -99 0.13 1 1 1 1 Carpinus betulus Deciduous 3 898 -9 0.3 3 2 1 1 Corylus avellana Deciduous 3 898 -16 0.3 3 2 3 2 Fagus sylvatica Deciduous 3 723 -4 0.3 3 3 5 1 Fraxinus excelsior Deciduous 2 980 -17 0.13 1 3 3 2 Ilex aquifolia Evergreen 5 1250 -2 0.28 3 3 4 3 Larix decidua Deciduous 2 323 -11 0.38 4 3 1 5 Picea abies Evergreen 5 385 -99 0.2 2 2 3 3 Pinus cembra Evergreen 5 323 -99 0.28 3 4 3 4 Pinus mugo Evergreen 4 323 -99 0.37 4 2 1 4 Pinus sylvestris Evergreen 4 610 -99 0.42 5 3 1 4 Populus tremula Deciduous 2 610 -99 0.3 3 2 2 3 Populus nigra Deciduous 2 662 -99 0.13 1 2 3 3 Quercus petraea Deciduous 3 785 -5 0.297 3 4 2 3 Quercus pubescens Deciduous 3 1011 -99 0.46 5 4 2 3 Quercus robur Deciduous 3 1042 -17 0.215 2 4 2 3 Salix alba Deciduous 1 1062 -99 0.13 1 2 3 2 Salix caprea Deciduous 1 610 -99 0.22 2 1 3 2 Sorbus aria Deciduous 2 898 -99 0.38 4 4 2 2 Sorbus aucuparia Deciduous 1 498 -99 0.38 4 4 2 2 Tilia cordata Deciduous 3 1339 -19 0.38 4 2 3 2 Tilia platyphyllos Deciduous 3 1339 -99 0.3 3 2 3 2 Ulmus glabra Deciduous 3 1062 -16 0.215 2 3 4 3 Foliage type: Relationship between diameter and foliage weight. Min. temperature: Minimum mean temperature of the coldest month needed for establishment. Set to -99 where no known values exist. Drought index: The value for which growth stops in the model. Derived from the drought tolerance classes (see Henne et al. 2010). Drought tolerance:1 very intolerant to drought, 5 very tolerant. Browsing tolerance: 1 very tolerant to browsing, 5 very intolerant. Shade tolerance: 1 very intolerant to shading, 5 very tolerant. Fire tolerance: 1 very tolerant to fire disturbance, 5 very intolerant. Table S2: Temperatures at Iffigsee (2065 m a.s.l.) at 11 000 cal. BP for the different seasonality scenarios tested with the LANDCLIM model as well as the standard scenario. C is the constant factor used to estimate monthly temperature anomalies based on monthly insolation anomalies in the seasonality scenarios. Seasonality is the difference between the coldest and the warmest month. GDD 5.5°C is the annual sum of growing degree days above 5.5 °C. Scenario c [Wm-2] T warmest month [°C] T coldest month [°C] Annual T Seasonality [°C] [°C] GDD 5.5°C [d°C] standard - 8.9 - 6.2 1.0 15.1 495 Seas. 1 48 8.9 - 7.2 0.2 16.1 446 Seas. 2 36 8.9 - 7.5 0.0 16.4 434 Seas. 3 24 8.9 - 8.2 -0.6 17.1 408 Seas. 4 18 8.9 - 8.9 - 1.0 17.8 386 Seas. 5 12 8.9 - 10.2 - 2.1 19.1 353 Figure S1: Maps of different environmental input parameters used in the LANDCLIM simulations. a) Elevation in m a.s.l. in the study landscape, b) slope in °, c) aspect, d) bucket size estimated according to CTI ranging from 1 to 21 cm. Note that areas with bare rock or above 2500 are not included in the simulations. Figure S2: Growing degree days above 5.5 °C (GDD) at the elevation of Iffigsee (2065 m a.s.l.) in the standard scenario (black curve) and the intermediate seasonality scenario (grey curve).