Guilford Technical Community College 2013-2014 MANAGEMENT MANUAL Effective as of 3/17/14 GUILFORD TECHNICAL COMMUNITY COLLEGE MANAGEMENT MANUAL INTRODUCTION ...................................................................................................................................... 6 BYLAWS OF THE TRUSTEES OF GUILFORD TECHNICAL COMMUNITY COLLEGE ........... 7 COLLEGE ORGANIZATION ................................................................................................................ 14 ORGANIZATIONAL CHARTS ............................................................................................................. 23 I. USE OF FACILITIES AND GROUNDS........................................................................................ 23 I-1.000 I-1.001 I-1.005 I-1.010 I-1.015 I 1.020 I-1.040 I-1.050 I-1.060 I -1.061 I-1.070 I-1.090 I-1.091 I-1.092 I-1.100 I-1.110 II. CAMPUS POLICE AUTHORITY AND RESPONSIBILITY TO REPORT CRIMINAL ACTIVITY . 23 USE OF TASER ELECTRONIC CONTROL DEVICES........................................................... 24 WORKPLACE ANTI-VIOLENCE AND THREAT ASSESSMENT ............................................. 25 ACCIDENTS/SAFETY ......................................................................................................... 29 SEXUAL HARASSMENT AND SEXUAL VIOLENCE .............................................................. 30 ALCOHOL AND CONTROLLED SUBSTANCE USE .............................................................. 32 PARKING ............................................................................................................................ 35 TOBACCO USE .................................................................................................................. 39 SOLICITATION ON CAMPUS ............................................................................................... 39 FREE SPEECH AND PUBLIC ASSEMBLY ........................................................................... 41 SPEAKERS, NON-CLASSROOM GUEST ............................................................................ 43 USE OF FACILITIES BY COLLEGE-AFFILIATED AND OUTSIDE GROUPS .......................... 45 LAKE AND SHORE AREA USE ........................................................................................... 49 SKATEBOARDING AND OTHER CONVEYANCES ............................................................... 50 NAMING OF FACILITIES ..................................................................................................... 51 PUBLIC COMPLAINT POLICY ............................................................................................. 51 POLICIES AFFECTING THE DELIVERY OF PROGRAMS ................................................ 52 II-1. THE INSTRUCTIONAL PROCESS .......................................................................................... 52 II-1.010 II-1.020 II-1.030 III-1.032 II-1.040 II-1.051 II-1.050 II-1.060 II-1.070 II-1.080 II-1.090 ACADEMIC FREEDOM AND RESPONSIBILITY POLICY ...................................................... 52 CREDIT HOURS AND COURSEWORK ................................................................................ 53 OUTCOMES-BASED EDUCATION POLICY ......................................................................... 54 STUDENT GRIEVANCE ...................................................................................................... 55 EXTENSION PROGRAMS OFFERED TO CAPTIVE OR CO-OPTED GROUPS..................... 58 FEDERAL LOAN DEFAULT MANAGEMENT PLAN .............................................................. 59 FINANCIAL AID, COORDINATION OF ................................................................................. 60 GRADUATION ..................................................................................................................... 61 PROGRAM AND SERVICE REVIEW .................................................................................... 62 ANNUAL PROGRAM AND SERVICE AREA PLANNING ....................................................... 63 SACSCOC COMPLIANCE SUBSTANTIVE CHANGE POLICY............................................ 64 II-2. OTHER CAMPUS ISSUES ........................................................................................................ 65 II-2.000 II-2.010 II-2.020 II-2.030 II-2.031 II-2.032 II-2.034 II-2.035 CODE OF ETHICS .............................................................................................................. 65 ADVERTISING, EXTERNAL ................................................................................................. 66 BOARD POLICY DEVELOPMENT AND REVIEW ................................................................. 67 INTELLECTUAL PROPERTY................................................................................................ 68 COPYRIGHT ....................................................................................................................... 75 IDENTITY THEFT PREVENTION PROGRAM ....................................................................... 76 PERSONAL INFORMATION PROTECTION POLICY ............................................................. 79 TELECOMMUNICATIONS .................................................................................................... 80 II-2.0351 II-2.0352 II-2.0353 II-2.0354 II-2.0355 II-2.040 II-2.042 II-2.043 II-2.045 II-2.050 II-2.060 II-2.070 II-2.080 II-2.090 II-2.091 II-2.100 II-2.105 II-2.110 II-2.115 III. INTERNET ACCEPTABLE USE POLICY .......................................................................... 80 SOCIAL MEDIA .............................................................................................................. 83 TELEPHONE USE .......................................................................................................... 85 USE OF PRIVATE INFORMATION ................................................................................... 86 INFORMATION SECURITY AND CONFIDENTIALITY POLICY .......................................... 87 DISEASE, INFECTIOUS OR COMMUNICABLE .................................................................... 90 TUITION AND FEES ............................................................................................................ 92 FEES, USER AND PATRON ................................................................................................ 98 FUNDRAISING .................................................................................................................. 103 INTERNAL AUDIT PLAN FOR CONTINUING EDUCATION CLASSES ................................. 104 INVESTMENT .................................................................................................................... 105 MARKETING/PUBLIC INFORMATION ................................................................................ 105 PUBLIC RECORDS ........................................................................................................... 107 CHILDREN ON CAMPUS ................................................................................................... 107 PETS ON CAMPUS ........................................................................................................... 108 RETURNED CHECKS ....................................................................................................... 109 SELF-SUPPORTING CLASSES......................................................................................... 111 COLLEGE CLOSURE/DELAY............................................................................................ 112 SPONSORSHIP OF INDIVIDUALS TO ATTEND COMMUNITY EVENTS .............................. 115 POLICIES AFFECTING STUDENT LIFE .............................................................................. 115 III-1. ACADEMIC ISSUES ............................................................................................................ 115 III-1.010 ADMISSIONS .................................................................................................................... 115 III-1.011 APPEAL OF DENIAL OF ADMISSION OR READMISSION ...................................................... 119 III-1.019 STUDENT ACADEMIC INTEGRITY .................................................................................... 120 III-1.021 GRADE ASSIGNMENT AND GPA ..................................................................................... 122 III-1.022 MINIMUM GRADE POINT AVERAGE POLICY ................................................................... 124 III-1.023 FORGIVENESS POLICY FOR PREVIOUSLY EARNED CREDITS ....................................... 125 III-1.030 HONOR ROLL(S).............................................................................................................. 125 III-1.040 ACADEMIC DIFFICULTIES ............................................................................................ 126 III-1.041 III-1.042 III-1.044 III-1.045 III-1.046 III-1.050 III-1.051 III-1.061 III-1.070 III-1.080 III-2. ATTENDANCE .................................................................................................................. 126 EARLY ALERT .................................................................................................................. 127 SUSPENSION, AND APPEAL OF SUSPENSION IN HEALTH PROGRAMS ......................... 128 PROBATION AND SUSPENSION IN NON-HEALTH PROGRAM ......................................... 129 READMISSION .................................................................................................................. 130 ADVANCED STANDING .................................................................................................... 131 MAXIMUM COURSE LOAD ............................................................................................... 134 HEALTH PROGRAM STUDENT SCREENING REQUIREMENTS ........................................ 135 GRADUATE GUARANTEE................................................................................................. 135 DISABILITY ACCESS ........................................................................................................ 137 NON-ACADEMIC ISSUES .................................................................................................. 139 III-2.010 III-2.011 III-2.014 III-2.020 III-2.030 III-2.040 III-2.060 III-2.070 STUDENT CONDUCT ....................................................................................................... 139 IDENTIFICATION CARD .................................................................................................... 145 SEXUAL HARASSMENT.................................................................................................... 146 DRESS CODE .................................................................................................................. 146 FREEDOM OF EXPRESSION ............................................................................................ 147 HOUSING ......................................................................................................................... 150 RIGHT TO PRIVACY ......................................................................................................... 150 STUDENT TRAVEL ........................................................................................................... 153 III-2.071 III-2.072 III-2.080 III-2.081 III-2.090 IV. STUDENT GOVERNMENT ASSOCIATION SPONSORED TRAVEL .................................... 153 CLASS FIELD TRIPS ........................................................................................................ 154 TUITION AND FEES REFUND ........................................................................................... 154 TUITION AND FEES DEFERMENT .................................................................................... 155 USE OF HUMAN SUBJECTS............................................................................................. 157 POLICIES AFFECTING EMPLOYEES.................................................................................. 159 IV-1.00 IV-1.001 IV-1.010 IV-1.020 IV-1.021 IV-1.022 IV-1.023 IV-1.024 IV-1.025 IV-1.026 IV-1.030 IV-1.031 IV-1.040 IV-1.050 IV-1.051 IV-1.052 IV-1.053 IV-1.054 IV-1.055 IV-1.060 IV-1.070 IV-2.00 IV-2.010 IV-2.020 IV-2.021 IV-2.022 IV-2.023 IV-2.030 IV-2.040 IV-2.050 IV-3.00 IV-3.010 IV-3.020 IV-3.030 IV-3.040 IV-3.050 IV-3.060 IV-3.070 IV-3.071 IV-3.080 TERMS OF EMPLOYMENT............................................................................................ 159 INCONSISTENT PUBLICATIONS ....................................................................................... 159 CONFLICT OF INTEREST.................................................................................................. 159 EMPLOYMENT .................................................................................................................. 160 CLASSIFICATIONS OF POSITIONS ................................................................................... 164 CHANGE IN EMPLOYMENT STATUS ................................................................................ 166 EQUAL OPPORTUNITY .................................................................................................... 167 INITIAL PROBATIONARY EMPLOYMENT .......................................................................... 169 BACKGROUND CHECKS .................................................................................................. 170 EMPLOYMENT PREFERENCE FOR VETERANS & THEIR SPOUSES/SURVIVING SPOUSES 172 EMPLOYMENT AGREEMENTS ......................................................................................... 173 NONTENURE .................................................................................................................... 174 NEPOTISM ....................................................................................................................... 174 SEPARATION ................................................................................................................... 175 NON-RENEWAL ............................................................................................................... 175 DISCIPLINARY ACTION INCLUDING TERMINATION ......................................................... 175 DUE PROCESS FOR EMPLOYMENT TERMINATION ........................................................ 176 REDUCTION IN FORCE .................................................................................................... 177 FURLOUGHS .................................................................................................................... 179 OUTSIDE/DUAL EMPLOYMENT ....................................................................................... 179 VOLUNTEERS .................................................................................................................. 180 COMPENSATION: PAY AND BENEFITS .................................................................. 181 OFFICIAL HOLIDAYS ........................................................................................................ 181 PAY .................................................................................................................................. 182 OVERTIME PAY ............................................................................................................... 182 SUBSTITUTE COMPENSATION ........................................................................................ 183 LONGEVITY PAY .............................................................................................................. 183 PROFESSIONAL DEVELOPMENT ..................................................................................... 185 VEHICLE USE AND MILEAGE REIMBURSEMENT............................................................. 186 OTHER BENEFITS ............................................................................................................ 188 LEAVE ................................................................................................................................ 188 ANNUAL LEAVE ............................................................................................................... 188 BEREAVEMENT LEAVE .................................................................................................... 191 REQUIRED COURT ATTENDANCE ................................................................................... 191 EDUCATIONAL LEAVE WITH PAY .................................................................................... 192 FAMILY AND MEDICAL LEAVE ACT ................................................................................. 194 MILITARY AND NATIONAL EMERGENCY LEAVE.............................................................. 197 SICK LEAVE ..................................................................................................................... 201 VOLUNTARY SHARED LEAVE (VSL) ............................................................................... 203 LEAVE W ITHOUT PAY ..................................................................................................... 207 IV-3.090 IV-4.00 IV-4.010 IV-4.020 IV-4.030 IV-4.040 IV-4.050 IV-4.060 IV-4.070 IV-4.080 IV-4.081 IV-4.110 IV-4.120 EDUCATIONAL ASSISTANCE ........................................................................................... 208 CONDITIONS OF WORK ................................................................................................ 210 DRESS ............................................................................................................................. 210 DRUG FREE W ORKPLACE .............................................................................................. 210 EMPLOYEE GRIEVANCE .................................................................................................. 211 EMPLOYEE PERFORMANCE APPRAISALS ...................................................................... 214 PERSONNEL RECORDS, PUBLIC ACCESS TO ................................................................ 217 POLITICAL ACTIVITIES OF EMPLOYEES .......................................................................... 218 ANTI-HARASSMENT POLICY ........................................................................................... 219 WORK SCHEDULES, NON-FACULTY .............................................................................. 221 WORK SCHEDULES, FACULTY........................................................................................ 222 REPORTING FRAUD AND IMPROPER ACTIVITIES ........................................................... 225 LAPTOPS/COMPUTER SYSTEMS, USE OF ...................................................................... 227 INTRODUCTION Purpose of the Manual: The purpose of the Management Manual is to publish the official policies established by the Board of Trustees of Guilford Technical Community College and the associated administrative procedures in an accessible, understandable format. The Management Manual should serve as a reference and guide to action for college personnel, students and members of the public. I. Vision Statement Creating Successful Futures II. College Mission Guilford Technical Community College provides access to lifelong learning opportunities for personal growth, workforce productivity, and community service. It serves all segments of Guilford County’s diverse population, delivering quality educational programs and services, through partnerships with business, community groups, and other educational institutions. III. Values Students Learning Challenging, Innovative instruction and targeted services that meet the needs of individual students Employees who are committed to providing services that ensure student success Diversity Honesty and integrity Institutional effectiveness achieved through planning and teamwork IV. Institutional Goals Processes: GTCC will pursue excellence in all it does, will make its facilities available to the public, and will support good citizenship by students and employees. GTCC will provide excellent/innovative teaching, appropriate technology for learning, and targeted student services. GTCC will promptly respond to support area economic development efforts with highquality programs that meet the needs of both new and existing businesses and industries. GTCC will empower, reward, and develop the skills and abilities of its employees. GTCC will identify and measure desired outcomes both in the operation of the college and in the classroom. GTCC will be alert to new approaches, technologies, and knowledge, and will apply them in the context of its mission and goals. Results: GTCC students will learn the skills and knowledge that will enable them to reach their educational goals. GTCC will be respected and valued by residents of Guilford County. It will be regarded as a major contributor to the quality of life in the county. GTCC will be a partner in attracting and retaining business and industry, contributing to the economic development of the county. 6 V. GTCC will attract and retain qualified and caring employees. GTCC will be accountable to students, taxpayers, and the public. GTCC will be a benchmark by which other community colleges measure their progress. Positioning Statement Guilford Technical Community College has a broader, more profound and more productive impact on business, professional and personal lives in Guilford County than any other institution by raising the standard of living, and helping people retool their lives. Rev 6/18/98 6/19/03 2/14 President Council update BYLAWS OF THE TRUSTEES OF GUILFORD TECHNICAL COMMUNITY COLLEGE ARTICLE I Definitions Section 1. Definitions. In these Bylaws, the following terms have the following meanings: a) "Act" means Chapter 115D of the North Carolina General Statutes, as amended from time to time. b) “Board” or “Board of Trustees” means The Trustees of Guilford Technical Community College, a body corporate established under the Act, and is sometimes referred to herein as the “College.” c) “President” means the person appointed by the Board of Trustees to act as chief administrative officer of the College. d) “State Board” means the State Board of Community Colleges established by the Act. e) “Trustee” means a member of the Board of Trustees. ARTICLE II Board of Trustees Section 1. Membership. The members of the Board of Trustees shall be selected from time to time as provided in §115D-12 of the Act, and shall serve for terms of four years or as otherwise provided by law. The president of the Student Government Association shall serve as an ex officio, nonvoting member of the Board of Trustees. Section 2. Powers and Duties. The Board of Trustees shall have all of the powers and duties provided in §115D-20 and other provisions of the Act, such other powers as are delegated to it by the State Board and such other powers as are necessary or incidental to the exercise of such specified powers. The Board of Trustees shall exercise its control of the College through the 7 President. The Board of Trustees shall collectively formulate policy and leave policy administration to the President and the College staff. Section 3. Removal and Vacancies. Members of the Board of Trustees may be removed as provided in §115D-19 of the Act. The Board of Trustees may declare vacant the office of any Trustee who does not attend three consecutive, scheduled meetings without justifiable excuse. The Board of Trustees may also declare vacant the office of a Trustee who, without justifiable excuse, does not participate within six months of appointment in a trustee orientation and education session sponsored by the North Carolina Association of Community College Trustees. The Board of Trustees shall notify the appropriate appointing authority of any vacancy, however occurring. Vacancies, however arising, shall be filled as provided in Section 115D-12 of the Act. Section 4. Compensation and Expenses. Members of the Board of Trustees shall not be compensated for services they render as Trustees, but shall be entitled to receive reimbursement, according to the regulations adopted by the State Board, for the reasonable cost of travel, meals and lodging while performing their duties as Trustees. Section 5. Office of Record. The Board of Trustees’ office of record shall be maintained in the office of the President in Medlin Campus Center on the Jamestown Campus of the College unless the Board of Trustees otherwise elects. Section 6. Indemnification. The Board of Trustees may, in its sole discretion, indemnify and hold harmless its current and former Trustees, President, other officers of the College, members of the staff and other employees of the College against liability and expenses, including reasonable attorneys’ fees, arising out of their status or activities in any such capacity provided such liability and expenses do not arise by reason of actions that at the time taken were clearly in conflict with the best interests of the College. ARTICLE III Meetings of the Board of Trustees Section 1. Regular Meetings. Regular meetings of the Board of Trustees shall be held at least once every three months in accordance with a schedule of regular meetings that the Board of Trustees shall adopt from time to time. Work sessions (sometimes called “retreats”) of the Board of Trustees shall be deemed regular meetings of the Board of Trustees and included in the schedule of regular meetings. Regular meetings may be held within or outside Guilford County as the Board of Trustees directs. The schedule of regular meetings adopted by the Board of Trustees shall be kept on file with the Secretary and in the office of the President, as required by General Statutes §143.318.12(a). Section 2. Notice of Regular Meetings. Notice of regular meetings of the Board of Trustees shall be given as the Board of Trustees may direct. The place of all regular meetings of the Board shall be the Evon and Willard Dean Board Room in Medlin Campus Center on the Jamestown Campus of the College, unless the notice of the meeting shall otherwise specify. If the Board of Trustees holds any meeting at any time or place other than a time or place shown on the schedule of regular meetings provided for in Section 1 of this Article III, public notice of the time and place of such meeting shall be given as provided in General Statutes §143-318.12(b). Unless the Board of Trustees otherwise directs, notices of regular meetings of the Board of Trustees need not describe the purpose of the meetings. 8 Section 3. Special Meetings. Special meetings of the Board of Trustees may be held at any date, time and place within Guilford County upon the call of the Chairman of the Board of Trustees or the President of the College. Special meetings of the Board of Trustees may be held outside Guilford County only if approved by the Board of Trustees. Section 4. Notice of Special Meetings. The person or persons calling a special meeting of the Board of Trustees shall, at least forty-eight (48) hours before the meeting, give or cause to be given to the Trustees notice of the date, time and place thereof by any usual means of oral or written communication, including without limitation, in person, by telephone, facsimile transmission, mail, electronic mail or other form of wire or wireless communication. Notice of a special meeting given by mail shall be effective only if mailed at least four (4) days before the date of the meeting. Unless the Board of Trustees otherwise directs, notices of special meetings of the Board of Trustees need not describe the purpose of the meetings. Notices of special meetings shall also be given in accordance with General Statutes §143-318.12(b). Section 5. Emergency Meetings. Emergency meetings of the Board of Trustees may be held at any date, time and place within Guilford County upon the call of the Chairman of the Board or the President of the College provided that public notice of such emergency meetings is given in accordance with General Statutes §143-318.12(b). Section 6. Notice of Emergency Meetings. Notice of emergency meetings of the Board of Trustees may be given in person, by telephone, facsimile transmission, electronic mail or other form of wire or wireless communication. Unless the Board of Trustees otherwise directs, notices of emergency meetings of the Board of Trustees need not describe the purpose of the meetings. Section 7. Adjourned Meetings. Notice of an adjourned meeting of the Board of Trustees need not be given if the date, time and place are fixed at the adjourned meeting and if the period of adjournment does not exceed ten (10) days in any one adjournment. Section 8. Waiver of Notice. A Trustee may waive any notice required by these Bylaws or the Board of Trustees before or after the date and time stated in the notice. The waiver must be in writing, signed by the Trustee entitled to the notice and filed with the records of the Board of Trustees, except that a Trustee’s attendance at or participation in a meeting waives any required notice of the meeting to the Trustee, unless the Trustee at the beginning of the meeting (or promptly upon the Trustee’s arrival) objects to holding the meeting or transacting business at the meeting, and does not thereafter vote for or assent to action taken at the meeting. Section 9. Quorum. A majority of the Trustees then holding office shall constitute a quorum for the transaction of business at any meeting of the Board of Trustees. Section 10. Manner of Acting. The act of a majority of the Trustees present at a meeting at which a quorum is present shall be the act of the Board of Trustees. Roberts Rules of Order shall apply at meetings of the Board of Trustees unless the Board of Trustees otherwise elects to act. Section 11. Presumption of Assent. A Trustee who is present at a meeting of the Board of Trustees when action is taken shall be deemed to have assented to the action taken unless the Trustee objects at the beginning of the meeting (or promptly upon the Trustee’s arrival) to holding the meeting or transacting business at the meeting, or unless the Trustee’s dissent or abstention from the action shall be entered into the minutes of the meeting or unless the Trustee shall file written notice of dissent or abstention to such action with the presiding officer of the meeting before the adjournment thereof or with the Secretary promptly after adjournment of the meeting. Such right of dissent or abstention shall not apply to a Trustee who voted in favor of the action taken. 9 Section 12. Participation other than in Person. The Board of Trustees may permit any, but not all, Trustees to participate in any meeting by, or conduct the meeting through the use of, any means of communication by which all Trustees participating and all other persons attending the meeting may simultaneously hear each other during the meeting. A Trustee participating in a meeting by this means is deemed to be present in person at the meeting. Section 13. Open Meetings Law. All meetings of the Board of Trustees and its committees shall be conducted in compliance with the applicable provisions of Chapter 143, Article 33C, of the North Carolina General Statutes. ARTICLE IV Officers of the Board of Trustees Section 1. Officers of the Board. The officers of the Board of Trustees shall consist of a Chair, a Vice-Chair and a Secretary, who shall be elected by the Board of Trustees from its members prior to and effective as of July 1 of each year or at such other time as the Board of Trustees may determine. The Board of Trustees may also appoint a Recording Secretary who need not be a member of the Board of Trustees and shall not be deemed an officer of the Board of Trustees. The Board of Trustees may also elect such other officers of the Board of Trustees as it deems necessary or desirable from time to time. Section 2. Terms. All officers of the Board of Trustees shall be elected for terms of one year, and may serve in any one office for a maximum of three (3) consecutive years. Any officer who holds a particular office for the maximum number of three (3) consecutive years shall be eligible to hold the same office again after a period of one (1) year has elapsed. Unless otherwise directed by the Board of Trustees, there shall be no limit on the time a Recording Secretary may serve in that capacity. Section 3. Election. The Chair of the Board of Trustees shall appoint a nominating committee to prepare and submit to the Board of Trustees a list of nominees as officers of the Board of Trustees not later than April 30 of each year. The officers of the Board of Trustees shall serve from the time of their election until the following June 30 or until such later date as their successors are elected. Section 4. Vacancies in Offices. If any officer of the Board of Trustees resigns or otherwise ceases to serve as an officer, the Board of Trustees may fill the vacancy. The Board of Trustees may also remove an officer at any time, with or without cause. Section 5. Chair. The Chair shall preside at all meetings of the Board of Trustees and the Executive Committee, and shall appoint the members of each committee except the Executive Committee, and shall serve as an ex-officio, voting member of each committee of the Board of Trustees. The Chair shall also perform all other functions delegated to the Chair by the Board of Trustees. Section 6. Vice-Chair. The Vice-Chair of the Board shall preside at all meetings of the Board of Trustees and the Executive Committee in the absence of the Chair, and shall perform all functions of the Chair during the absence or disability of the Chair. The Vice-Chair shall also discharge such other functions as are delegated to the Vice-Chair by the Board of Trustees or the Chair. 10 Section 7. Secretary. The Secretary shall oversee the keeping and attest to the accuracy of minutes of meetings of the Board of Trustees, the Executive Committee and other committees of the Board of Trustees, and shall maintain all official records and documents of the Board of Trustees and its committees at the office of the President or such other place on the Jamestown Campus of the College as the Board of Trustees may direct. Section 8. Recording Secretary. The Recording Secretary shall, subject to the supervision of the Secretary, keep minutes and maintain records of all meetings and actions of the Board of Trustees, the Executive Committee and other committees of the Board of Trustees. The Recording Secretary shall also perform such other functions and duties as may be assigned by the Board of Trustees, the Chair, the President or the Secretary from time to time. Section 9. President of the College. (a) Though he or she shall not be an officer of the Board of Trustees, the Board of Trustees shall elect from time to time, subject to approval of the State Board, a President of the College, who shall be the chief administrative officer of the College, shall perform such duties and functions as may be assigned to him or her from time to time by the Board of Trustees and shall have full authority and responsibility for the administration, management, operation and development of the College under policies, rules and regulations adopted by the Board of Trustees and within budgets approved by the Board of Trustees. The Board of Trustees shall annually evaluate the President. The President shall serve at the pleasure of the Board of Trustees according to the terms of his contract of employment with the Board of Trustees. The President shall attend and participate in, without the right to vote, all meetings of the Board of Trustees, except where his absence is requested or required by a majority of the Trustees in attendance at such meetings. (b)The President may designate or employ from time to time, subject to supervision by the Board of Trustees, such vice presidents and other personnel of the College as the President may deem necessary or desirable for the proper administration, management, operation and development of the College. Such persons shall not be officers of the Board of Trustees. Section 10. Execution of Contracts, Etc. The Chair of the Board of Trustees, any other officer of the Board of Trustees, any Trustee, the President or any other person designated by the Board of Trustees or by any committee of the Board of Trustees acting on the authority of the Board of Trustees, may execute contracts and other documents on the authority of and by and in the name of the Board of Trustees. ARTICLE V Committees of the Board of Trustees Section 1. Committees. Unless the Board of Trustees shall otherwise direct, there shall be five (5) standing committees of the Board of Trustees, to wit, the Executive Committee, the Finance Committee, the Facilities Committee, the Personnel and Policy Committee and the Curriculum Committee. The Board of Trustees may also establish such other standing committees and such ad hoc committees as it deems necessary or desirable from time to time. The Chair of the Board of Trustees shall appoint members of all standing committees (except the Executive Committee) and other committees at least annually, and may designate the chair of such committees or leave it to the committees to elect their chair. Unless the committee otherwise directs, the President and his designee(s) may attend meetings of each committee. Each committee shall have two or more members, who shall be appointed by the Chair of the Board of Trustees and shall serve at the pleasure of the Board of Trustees. The provisions of 11 these Bylaws that govern meetings, notice, quorum and voting requirements of the Board of Trustees shall also apply to such committees and their members. If authorized by the Board of Trustees, each committee may exercise the authority of the Board of Trustees as specified by the Board of Trustees from time to time, except as to the following matters, which are excepted from the authority of any committee and reserved to the Board of Trustees: (1) (2) (3) (4) Appointment, compensation and termination of the President. Election of officers of the Board of Trustees. Amendment of these Bylaws. Indemnification pursuant to Article II, Section 6, of these Bylaws. The Board of Trustees may also establish and appoint committees, whether of Trustees or others, who shall not have the authority to act for the Board of Trustees. Section 2. Executive Committee. The Board of Trustees shall appoint an Executive Committee of the Board of Trustees consisting of the Chair of the Board, the Vice-Chair of the Board, the Secretary, the immediate past Chair of the Board and such other members of the Board, if any, as may be determined by the Board of Trustees. The Chair of the Board of Trustees shall serve as Chair of the Executive Committee. The responsibilities of the Executive Committee shall include exercising all of the powers, duties, privileges and prerogatives of the Board of Trustees during intervals between meetings of the Board of Trustees (a) with respect to those matters the Board of Trustees authorizes the Executive Committee to act for the Board of Trustees and (b) with respect to all those other matters the Executive Committee determines require action before the next regular meeting of the Board of Trustees and when a special or emergency meeting of the Board of Trustees is not feasible under the circumstances, except for the matters set forth in this Article V, Section 1, above, that are reserved to the Board of Trustees. All actions of the Executive Committee taken in accordance with this Section 2 shall be reported to the Board of Trustees by the Chair of the Board of Trustees or another member of the Executive Committee at the next regular or special meeting of the Board of Trustees, and the action of the Executive Committee thus taken shall be the action of the Board of Trustees and shall be final. The Executive Committee shall meet at the call of the Chair of the Board of Trustees or the President. Other members of the Board of Trustees may attend meetings of the Executive Committee, but only members of the Executive Committee shall be entitled to vote at such meetings. Section 3. Authority of Committees. If the Board of Trustees authorizes a committee other than the Executive Committee to act on a matter referred to the committee on behalf of the Board of Trustees, the Chair of the committee shall report at the next regular or special meeting of the Board of Trustees on the action taken by the committee, and the action of the committee thus taken shall be the action of the Board of Trustees and shall be final. If the Board of Trustees does not authorize a committee to act on a matter on behalf of the Board of Trustees, any committee action shall be reported to the Board of Trustees as a recommendation for consideration and action by the Board of Trustees. Each ad hoc committee shall cease to exist upon presentation of its final report. Section 4. Finance Committee. The Finance Committee shall consist of not less than four (4) members of the Board of Trustees. The Finance Committee shall monitor and supervise the College’s fiscal affairs and recommend fiscal policy to the Board of Trustees and the College’s senior staff. The Finance Committee shall also review and recommend for Board approval annual budgets, financial reports of expenditures and audit reports, and perform such other responsibilities as may be assigned by the Board of Trustees. If authorized by the Board of Trustees, the Finance 12 Committee may approve annual budgets for the Board of Trustees. The Finance Committee shall also designate from time to time persons having authority to sign checks and other orders for the payment of funds of the College. The Chair of the Finance Committee or his or her designated member of the Finance Committee shall attend exit conferences with State financial auditors. Unless the Board of Trustees otherwise directs, the members of the Finance Committee of the Board of Trustees shall serve as the Investment Committee required by General Statutes §115D58.6(g), shall make investment decisions in accordance with guidelines approved by the Board of Trustees for investments of cash held by the Board of Trustees as authorized by General Statutes §115D-58.6(d1), shall monitor the performance of such investments, and shall make regular reports regarding investment results to the Board of Trustees. Section 5. Facilities Committee. The Facilities Committee shall consist of not less than four (4) members of the Board of Trustees, and shall monitor and supervise all matters affecting the College’s facilities and plan improvements and enhancements to such facilities and recommend facilities policy to the Board of Trustees and the College’s senior staff. The Facilities Committee shall have the power to approve designers and award bids for major construction projects. Section 6. Curriculum Committee. The Curriculum Committee shall consist of not less than four (4) members of the Board of Trustees, and shall monitor and supervise the College’s curriculum, curriculum changes, student life, student affairs and all matters related thereto. The Curriculum Committee shall also approve, modify or discontinue curriculum programs. Section 7. Personnel and Policy Committee. The Personnel and Policy Committee shall consist of not less than four (4) members of the Board of Trustees, and shall monitor the appointment of all instructional, administrative and non-teaching staff members, personnel policies and the annual evaluation of the President. The Personnel and Policy Committee shall also recommend to the Board of Trustees changes in the Management Manual of the Board of Trustees. ARTICLE VI Policies and Regulations Section 1. General Provisions. The Board of Trustees may adopt and amend such policies, rules and regulations for the operation of the College as may be authorized by law and as may be required in the judgment of the Trustees for the effective discharge of the Board of Trustees’ duties and responsibilities and the effective operation of the College. Section 2. Notification and Publication. The President shall be responsible for providing each member of the Board of Trustees, employees of the College, students and the general public access to these Bylaws and all policies, rules and regulations of the College. Such documents shall also be available for public inspection by interested persons at reasonable times during regular business hours of the College as required by law. Section 3. Conflicting Authority. In the event of conflict between these Bylaws, the College’s charter or the laws of the State of North Carolina, the laws of the State of North Carolina shall have primary precedence, and the charter of the College shall have secondary preference. 13 ARTICLE VII Adoption and Amendments Section 1. Adoption. These Bylaws shall be deemed adopted upon the affirmative vote of a majority of all Trustees then serving on the Board of Trustees. The adoption of these Bylaws shall repeal all bylaws formerly adopted by any Board of Trustees. Section 2. Amendments. Amendments of these Bylaws may be proposed at any meeting of the Board of Trustees. Such proposed amendments shall be referred to the Personnel and Policy Committee for review and presentation at a subsequent meeting of the Board of Trustees. Amendments shall be effective upon the affirmative vote of a majority of all Trustees then serving on the Board of Trustees. The Secretary shall maintain a record of all amendments of these Bylaws. Rev 06/21/07 08/28/08 02/16/12 (Section 4 of Article V was amended to provide that the Finance Committee shall act as the Investment Committee required by General Statutes Section 115D-58.6(g).) COLLEGE ORGANIZATION I. Board of Trustees The Board of Trustees is a body corporate with powers to enable it to acquire, hold, and transfer real and personal property; to enter into contracts; to institute and defend legal actions and suits; and to exercise such other rights and privileges as may be necessary for the management and administration of the college. The Board must act in accordance with the provisions of the Community College Laws of North Carolina (G.S. 115D) and the policies of the State Board of Community Colleges. II. Administration The President serves as the Chief Administrative Officer of the college, reporting directly to the Board of Trustees. The President is responsible for the administration of the total operation of the college within the policies adopted by the Board of Trustees, the State Board of Community Colleges and the General Assembly of North Carolina. III. Organizational Structure The organizational structure of the college is the responsibility of the President, who may adjust it as and when he or she sees fit. Reporting directly to the President are the Executive Vice President, the Executive Assistant to the President, the Vice President of Instruction, the Vice President for Corporate and Continuing Education, the Vice President for Student Support Services, The Executive Director of Institutional Advancement (Marketing, Public Information, Foundation), Director of Organizational Development and the Executive Director of Completion by Design and Achieving the Dream. The remaining divisions of the college report to the Executive Vice President: Associate Vice President for Administrative Services 14 Association Vice President for Business and Finance Chief Information Officer (ITS) Director of Human Resources A. Vice Presidents report directly to the President. Each is responsible for a major administrative area of the college. Responsibilities include planning, budgeting, operation and evaluation of all functions under their direction. B. Deans report to a Vice President. Deans are responsible for major divisions of the college or have a major responsibility for college policy or planning. Responsibilities include budgeting, operation and evaluation of all functions under their direction. C. Division Heads report to a Vice President or Dean and are responsible for planning, budgeting, operation and evaluation of a unit of the college under their direction. D. Department Heads report to a Division Head or a Vice President and are responsible for planning, budgeting, operation and evaluation of a unit of the college under their direction. IV. Councils and Committees Many of the oversight, review and planning activities of the College are performed through the work of established councils, standing committees, special purpose committees, ad hoc committees, and affiliated associations as detailed below. The groups provide advice, counsel, and recommendations to the President and other administrators on issues critical to the college. Membership on councils and committees is determined by the President or designee on the advice of the Vice Presidents (or the Faculty and Staff Association Presidents, as indicated). The primary criteria shall be to ensure that each committee has the expertise required, each committee is representative of all college groups with a direct interest in its area of responsibility, and each committee is diverse as to race, gender and ethnicity. The President and Vice Presidents shall consider nominations from interested groups and self-nominations when selecting the committee. The membership of each committee shall be publicized to the campus community and shall be available in the President's office. Meetings are convened by the administrative officer or the chair of the committee. Copies of the minutes of each meeting, including those in attendance, and an annual summary of committee activities and/or recommendations and member participation are forwarded to the President and Vice Presidents for review. Participation on a committee to which an employee is assigned is considered part of the job duties, and shall be considered in the Employee Performance Appraisal (EPA). A. Councils provide communication links throughout GTCC for both information and operations. Councils meet on a regular basis. 1. President's Council President's Council meets weekly or at the pleasure of the President. Its purpose is to provide visionary leadership, clear communication, and consistent coordination, which sets the direction for accomplishing the college mission and goals. Membership President 15 Direct reports of the President 2. Administrative Council Administrative Council meets monthly or at the pleasure of the President. Its purpose is to provide leadership, clear communication, and consistent coordination, which sets the direction for accomplishing the college mission and goals. Membership President’s Council Associate Vice Presidents Athletic Director Campus Deans Campus Police Chief Chief Information Officer Division Chairs Director, Business and Industry Training Director, Financial Aid Director, the Foundation Director, Human Resources Director, IRER Director, Occupational Training Director, Marketing & Public Information Director, Small Business Center Faculty Association President Registrar Staff Association President Early and Middle College Principals 3. Institutional Effectiveness Council Institutional Effectiveness Council promotes ongoing, integrated, and institution-wide research-based planning and evaluation processes that will incorporate a systematic review of institutional mission, goals, and outcomes; result in continuing improvement in institutional quality; and demonstrate the institution is effectively accomplishing its mission. Some members serve by virtue of position, other members are appointed to a 2 year term. Term appointments shall be staggered to allow for continuing expertise from year to year. Membership Members, by position: President’s Council Associate Vice Presidents (4) Dean, Greensboro Campus Dean, High Point Campus Director of Occupational Training Faculty Association President Director, Institutional Research, Effectiveness and Reaffirmation QEP Committee Chairman Staff Association President Members, by appointment: Division Chair rotating Faculty Representatives (2) one technical, one college transfer 16 Executive Vice President Designee Representatives Student Support Services Representative Student Government Association Representative B. Standing Committees College standing committees are formed to address specific areas of interest to the college community. Memberships are set for each committee according to the committee's scope, impact and the expertise needed, taking into account employees' assigned duties and individual interests. Committees provide advisory recommendations to designated administrative officers. Recommendations may involve the initiation of or modification to college philosophy, procedures, practices, or Board policies. The following summary provides the administrative officer(s) responsible for each standing committee, membership (by position or function), and purpose of the committee. 1. Curriculum Committee - Vice President of Instruction The role of the Curriculum Committee is to ensure the integrity and consistency of curricula through review of all proposals for the following: new programs, new courses and changes to existing programs including adding/deleting courses, modifying preand co-requisites revising course level student learning outcomes, or fourth sentences (local) of course descriptions, adding to the elective list or modifying semester layout. The committee also makes recommendations for the establishment or revision of college policies on academic standards. Its objectives are to assure that changes are educationally sound, to avoid unnecessary duplication of effort, and to reflect the constructive advice of a cross section of faculty, staff, and administration in its recommendations. While the committee seeks input from staff and faculty on curriculum issues, in accordance with the SACS Comprehensive Standard that “The Institution places primary responsibility for the content, quality, and effectiveness of its curriculum with its faculty”, only faculty members have voting authority. Membership Voting Members: Faculty Curriculum, Chair Faculty Representatives, Arts & Sciences (2) Faculty Representatives, Business Technologies (2) Faculty Representatives, Health Sciences (2) Faculty Representatives, Human Services & Public Safety (2) Faculty Representatives, ICET (2) Faculty Representatives, Student Development & Learning (2) Faculty Representatives, Transportation (2) Faculty Representative, Greensboro Campus Faculty Representative, High Point Campus Non-Voting Members: Vice President of Instruction or Associate Vice President of Instruction Director, Advising eLearning Representative Director, Financial Aid Coordinator, Instructional Schedule Library Representative Registrar 17 2. eLearning Committee – Vice President of Instruction The role of the eLearning Committee is to provide support and direction to the development, content, and delivery of eLearning courses at the college. The committee will provide support to the Director of eLearning and aid in the formation of policy recommendations and evidence-based review of eLearning curricula. Specifically, the committee will: Develop standards for eLearning course delivery. Develop protocols for assessment and review of eLearning courses. Collect and analyze data to support evidence based decision making regarding eLearning. Assist with the needs of new users of eLearning technology. Identify priorities for planning and budgeting for eLearning. Serve as an advocate for eLearning faculty and students. Inform faculty regularly of its work and recommendations. Membership Director, eLearning, Chair Vice President of Instruction or Associate Vice President Small Business Center/Continuing Education Representative MIS Representative eLearning Faculty –One per academic division, representative of all campuses Student Support Services Representative Disability Services Representative 3. Learning Evidence Committee - Vice President of Instruction This committee will focus on analysis of evidence that student learning outcomes are systematically identified and progress on achieving them is assessed. It will monitor improvements made as a result of those assessments. The Learning Evidence Committee will review and systematically revise the college’s General Education Core curriculum and monitor its assessment. Its work will be faculty driven and supported by a Data Resource Team charged with working out sound processes for collection and analysis of relevant data. It will submit its analysis to the Divisional Leadership Team and the President’s Council. Membership Associate Vice President of Instruction IRER Representative Faculty (14) - Two representatives will be selected from each academic division Selected faculty co-chairs will facilitate the work of the committee 4. Professional Development – Director of Organizational Development This committee is chaired by the Director of Organizational Development. The committee will promote excellence through a professional development program for fulltime and part-time faculty, staff, and administrators. Membership Members will be recommended by the Director of Organizational Development for approval by the President’s Council. 18 5. Risk Management/Health & Safety Committee: Executive Vice President This committee will provide a means to continually enhance campus safety by completion of campus safety objectives assigned annually by the President’s Council. Members act as liaisons to raise safety awareness among the campus community. The committee provides an annual report to the Executive Vice President regarding completion of objectives and recommendations for consideration by President’s Council. The committee may also provide recommendations to enhance campus safety that are not directly related to annual objectives. Membership Members will be recommended by the Executive Vice President for approval by President’s Council. Selection of members will be based on unique skills, knowledge, and experience essential to completion of the Committee’s annual objectives. Executive Vice President will appoint a committee chair from the approved membership. 6. Threat Assessment Team: President or Executive Vice President The Threat Assessment Team (“Team”) provides a means to assess situations when a student or employee makes comments or displays behavior suggesting that the individual might be at risk of causing harm to himself or others and to help prevent situations of safety concern, either before or after a violation has occurred, from becoming more serious. Specifically, the Team will: a. Review the alleged safety concern or violation b. Evaluate the student’s or employee’s behavior in light of accumulated evidence c. Provide recommendations to the President d. Complete the assessment as soon as possible if the student or employee has been removed from campus and, in any event, within ten (10) business days of the date it first convenes unless the President approves a request for additional time. When performing its function, the Team will have the full investigatory authority of the College. If a violation of College policy has occurred, the work of the Team may be in tandem with the work of the appropriate college official responsible for responding to the violation. In the event a conflict arises between the two processes, the President will resolve the conflict. During the investigation, the Team has the right to: a. Interview the student or employee b. Interview all relevant witnesses c. Interview any individual that the team deems helpful in providing a proper assessment d. If applicable, interview the accuser(s) e. Inspect any of the student’s school records or employee’s personnel records. f. Request the student or employee to release medical records to the college g. Request the student to release information from prior colleges and, if necessary, elementary and secondary schools the student has attended If the student remains enrolled, the Team will meet at least once per semester for one academic year to monitor the progress of the student. It will create a written progress report after each meeting that will be included in the student’s official college records. If the student is removed from campus, the student’s record will be flagged. If the student seeks re-enrollment, efforts will be made, to the best of the College’s ability in 19 accordance with the available information, to determine the student’s readiness to return to college. At the end of the one year review period, the Threat Assessment Team will decide if additional monitoring is necessary and for how long. Once monitoring is complete, the Team will create a final written progress report and include that report in the student’s official college records. Membership Members of the Threat Assessment Team will be appointed by the Executive Vice President. Selection of members will be based on unique skills, knowledge, and experience essential to completion of the Committee’s annual objectives. The Executive Vice President will appoint a chair from among the team members. For student threats, the team will consist of the Vice President Student Support Services or designee, a representative of Campus Police, a representative from Instruction, a representative from Counseling and the Dean of the campus involved, if other than Jamestown Campus. As need arises, other personnel may be added. For employee threats, the team will include the Director of Human Resources (or designee if the director is not available), a representative of Campus Police, the employee's immediate supervisor and other supervisors within the chain as needed. A representative from Counseling and the Dean of the campus involved. 7. Global Education and Literacy Committee –Vice President of Instruction The role of the Global Education and Literacy Committee is to develop and support sound educational strategies that improve global literacy and awareness in order to prepare students for the ever changing, interdependent, diverse, and dynamic world in which they live. Membership Faculty Association Representative Faculty Representatives (10) Division Chair Representative Staff Association Representative Organizational Development Representative High Point Campus Representative Greensboro Campus Representative Aviation Center Representative Student Support Services Representatives (3) Executive Vice President Designee Vice President Student Support Services or designee C. Appeals, Review and Hearings Committees 1. Disciplinary Review Committee – Chief Disciplinary Officer This committee will hear appeals of the decisions of the Disciplinary Officer. The committee is further described in the Student Conduct Policy (III-2.010). Membership Administrator, appointed by the Vice President for Student Support Services, who shall serve as Chair of the committee Faculty (3), appointed by the Vice President for Student Support Services Staff (2), appointed by the President 20 Students (3), appointed by the Student Government Association with the approval of the Vice President for Student Support Services or designee Chief Disciplinary Officer, ex officio, non-voting 2. Employee Relations Committee – Director of Human Resources This committee will meet as needed to hear employee grievances and to conduct hearings pursuant to the Grievance Policy and the Due Process policy. All committee members must be in good standing, not under disciplinary review and shall have been employed by the college for at least 3 years. Therefore, members are recommended by the Director of Human Resources for approval by the Executive Vice President (or designee). Committee membership will reflect college diversity, including exempt and non-exempt staff representation and faculty representation. The chair and vice chair will be recommended by the Director of Human Resources for approval by the Executive Vice President (or designee) and will receive an orientation as to the responsibility of the committee. Upon request of the President (or designee), the chair of the committee will designate members from the committee to conduct hearings of employees grievances, as provided in the Grievance Policy (IV-4.030) and the Due Process Policy (IV-1.053). Membership Faculty Association Representative (1) Staff Association Representative (1) Faculty Representatives (2) Non-exempt Staff Representatives (2) Exempt Staff Representatives (3) 3. Grievance Advisory Committee -- Chief Disciplinary Officer This committee will review appeals from students under the Student Grievance Policy (III2.013). The committee will review the issues presented in student grievances and provide a written recommendation with accompanying rationale to the appropriate Vice President/Dean. Membership Chief Disciplinary Officer, Chair, non-voting Faculty Association Representative Staff Association Representatives (2) one exempt, one non-exempt Student Government Association Representative Civil Rights representative, appointed by the Vice President, Student Support Services or designee 4. Traffic Appeals Committee – Director of Human Resources This committee will serve as a hearing body for students and employees who wish to appeal traffic citations issued by Campus Police. The committee will have final authority in upholding or rescinding traffic citations. Membership Human Resources Representative, Chair Executive Vice President Designee Faculty Association representative Staff Association representatives (2) one exempt, one non-exempt Student Government Association representatives (2) 21 Faculty representative (1) Staff Representative (1) D. Specific Purpose Committees Specific purpose committees are formed to plan and prepare for single annual events or projects, or to oversee limited, specialized functions. Memberships are set for each committee according to the committee's scope and impact, the expertise needed, and employees' interests. Committees plan all aspects of the annual event or project, including, but not limited to, such issues as site, procedures to be followed, timeframe, invitees, and honorees, as appropriate to the specific event/project. Recommendations are subject to the approval of the assigned administrative officer and the President. Membership on specific committees is determined by the President after consideration of the roster of names submitted by the assigned administrative officer. The primary criteria shall be to insure that each committee has the expertise required, each committee is representative of all college groups with a direct interest in its area of responsibility, and each committee is diverse as to race, gender and ethnicity. The membership of each committee shall be publicized to the campus community and shall be available in the President's office. Meetings are convened by the administrative officer or the chair of the committee. Copies of the minutes of each meeting and an annual summary of committee activities and/or recommendations are forwarded to the President and Vice Presidents for review. The following describes the purpose of each specific purpose committee, and lists the administrative officer responsible. 1. Calendar Committee –Vice President of Instruction or designee This committee plans the annual academic calendar for the college. 2. Graduation Committee –Vice President of Student Support Services or designee This committee plans the annual graduation celebration. 3. Employee of the Month Selection Committee –Director of Human Resources This committee reviews nominations, and selects an employee of the month as outlined in the Employee of the Month Award Procedures, College Wide Rules and Procedures. 4. Scholarship Committee –Vice President of Student Support Services or designee This committee selects eligible recipients and alternates for GTCC Foundation, state, and outside funded scholarships from a list of nominees compiled by the Scholarship Coordinator. 5. Registration Committee –Vice President of Student Support Services or designee This committee develops and recommends the registration and schedule adjustment processes and calendar for each term for approval by the President’s Council. It acts as a problem-solving group during registration and schedule adjustment. 6. Student Honors/Recognition Committee –Vice President of Instruction or designee This committee identifies and organizes an annual program to recognize outstanding academic and leadership achievement among GTCC students. 7. Information Technology Committee–Chief Information Officer. The Chief Information Officer (CIO) serves as chair of the committee and will assist the college in staying abreast of information technologies and with the implementation of the College’s current Technology Plan. The committee will make recommendations to the CIO concerning information technology directions for the college. E. Ad Hoc Committees are formed for a single task or project. These committees have a definite life span and dissolve when the task or project is complete. Such committees may have short or long duration, large or small memberships, large or narrow scope. Examples 22 include the Self-Study Committee or committees formed to study college issues. Ad Hoc committees make recommendations to college administrators or to standing committees. Ad Hoc Committees may be named by the President, Vice Presidents or administrative officers of standing committees. Membership should be determined to insure that the committee has the expertise needed, is representative of those areas of the college directly affected by the issue being studied, and to the extent practical, has racial, ethnic and gender diversity. Staff meetings and work unit meetings are conducted on a regular basis within divisions or departments of the college and are concerned with the functioning of the specific work unit. These groups may be referred to as "council" or "committee". These groups are official college committees or councils, but, due to their specificity to the work unit and its day to day operation, for the purposes of this manual, they are not listed. F. Affiliated Associations are groups that function to represent critical college constituencies, concerns, and interests. Members of these affiliated organizations are included on appropriate college councils and committees as described above to ensure shared governance on items of mutual concern. They may also make recommendations as a group to the President or designee. 1. Faculty Association 2. Staff Association 3. Student Government Association 12/97 08/98 08/99 9/12 01/01 04/03 07/03 1/13 10/03 03/04 08/04 7/13 01/07 05/07 07/07 2/14 PC udpate 05/08 9/08 4/26/10 Revision Organizational Charts PLEASE SEE SEPERATE SECTION ON THE INTRANET FOR THE COLLEGE CHARTS I. I-1.000 USE OF FACILITIES AND GROUNDS Campus Police Authority and Responsibility to Report Criminal Activity The college maintains a Campus Police Department for security and law enforcement on its campuses. The GTCC Campus Police Department employs both sworn and non-sworn personnel. The sworn officers possess the power of arrest and the authority to enforce all state laws and college regulations on all of GTCC's property and on all roads and highways that run through or adjacent to the campuses. The Campus Police Department enjoys a close working relationship with local law enforcement agencies, including the Greensboro Police Department, Guilford County Sheriff's Department, High Point Police Department and the Piedmont Triad International Airport Police. 23 The college will make timely warning reports to members of the campus community regarding the occurrence of criminal offenses as required by 20 United States Code section 1092(f), the “Jeanne Clery Disclosure of Campus Security Policy and Campus Crime Statistics Act.” All students, employees, and others on campus have a duty to report incidents of criminal activity to Campus Police or another college official as soon as possible after they are observed. Procedures: 1. Campus Police are present on the Jamestown Campus 24 hours a day, seven days a week, 365 days a year, and on the Aviation, Greensboro, and High Point Campuses during building operation hours. Campus buildings are locked and alarmed at the end of each day and reopened at the beginning of the next day. When alarms are activated, Campus Police officers respond. Pending the arrival of a Campus Police Officer, the nearest law enforcement agency may be notified to respond. 2. Campus Police will compile the statistics on criminal activity for each campus of GTCC as required by law. Campus Police will regularly report the statistics by October 1 each year to the appropriate federal agencies as required by law, and to the President, Executive Vice President, all Vice Presidents, Campus Deans, the Director of Marketing and Public Information, and Director of Human Resources monthly. 3. The annual statistics on criminal activity for each campus of GTCC for the most recent three calendar years will be available for public viewing in the Campus Police Offices, Admissions Office, the Human Resources Office, the college web site and on the US Department of Education web site. 4. A notice of the availability of these statistics will be published annually in the Student Handbook and on the college website. 5. Any college official to whom criminal activity is reported shall report the activity to Campus Police as soon as possible. (See Emergency Procedures in the College Wide Rules and Procedures section of the Management Manual.) Adopted 10/02/01 2/20/14 I-1.001 Use of Taser Electronic Control Devices The college’s campus police are authorized to utilize taser electronic control devices against dangerous or violent persons as reasonably necessary in the performance of their lawful duties for the college. Provided, however, that the campus police shall not utilize taser electronic control devices to deny or violate anyone’s constitutional rights under the North Carolina State Constitution or the Constitution of the United States of America. Procedures: 1. The Chief of Campus Police oversees the employment of taser electronic control devices and proper discharge by campus police of their responsibilities in the employment and use of such devices. 2. The Chief of Campus Police shall develop and implement appropriate directives and procedures for training and qualifying campus police officers in the lawful and proper use of 24 taser electronic control devices. 3. Copies of such directives and procedures shall be reviewed periodically by the President. 4. The Chief of Campus Police shall report to the President every incident involving the employment of a taser by a campus police officer. 4/21/11 I-1.005 Workplace Anti-violence and Threat Assessment Guilford Technical Community College is committed to providing a safe learning and working environment for all students, faculty and staff. This policy applies to all situations, including electronic communication, involving acts of harassment or abusive behavior, assaults, threats or other acts of violence by any student, employee, or other person on a GTCC campus or at any sponsored or supervised college activity. Acts of violence, threats of violence, harassment, or acts of intimidation (i.e. statements or physical acts which put a reasonable person in fear of harm to him/herself or another), with or without the presence of a weapon, will not be tolerated at GTCC. Violations of this policy shall result in appropriate disciplinary action, including suspension, expulsion and, when appropriate, criminal charges. Procedures: 1. The purpose of this procedure is to provide an effective and efficient process to report concerns that someone may pose a threat to his or her own safety or to the safety of another, and to establish a process for identifying, assessing and managing individuals who may pose a threat of violence to themselves or others. 2. A Threat Assessment Team will be appointed by the Executive Vice President as described in the College Organization section of the Management Manual. 3. Threat assessment is a process of evaluating a threat to determine, to the best of the college’s ability, the likelihood that the threat poses an actual risk of harm so that precautionary steps can be taken. A threat assessment shall be conducted when a person threatens to commit a violent act or engages in behavior that suggests that an act of violence might occur. The threat assessment is ultimately concerned with whether an individual poses a threat, not whether he or she has actually made a threat. The following definitions will be used in this process: a. Threat – any comment or conduct that suggests that one might cause harm to one’s self, or others, or to the campus community in general. b. Appropriate college official - the college official designated to receive notice of potential threats. Campus Police officers are designated college officials for any notice of threat. Designated college officials for student threats include the Chief Disciplinary Officer at Jamestown Campus, Dean of the campus involved, the Transportation Division Chair for the Aviation Center, and the Small Business Center Director. The designated college official for employee threats is the Director of Human Resources. 4. Conduct or behavior not tolerated by the College includes: c. Physical conduct that results in harm to people or property. d. Acts or threats in any manner made directly or indirectly to intimidate, coerce, or cause fear of harm. e. Possession of a weapon(s) on college property. 25 f. Intimidating conduct or harassment that disrupts the work environment, educational process, or results in fear for personal safety. 5. Members of the campus community are encouraged to report any comments or behaviors that raise concern regarding the likelihood of violence to the Campus Police Department and to the appropriate college official. The conduct giving rise to the concern need not be witnessed by the individual making the report. Faculty and staff who receive reports of threatening comments or conduct shall make the proper notifications to the appropriate college official. 6. If a situation occurs that results in physical harm to an individual, damage to property, involves the possession of a weapon, or that poses an imminent danger to person or property, employees should remove themselves from the situation and, to the best of their ability, warn students and other individuals who may be the immediate vicinity, and contact Campus Police or call 911. 7. Upon receiving a report, the designated college official will immediately conduct a preliminary investigation to determine if the report should be reviewed by the Threat Assessment Team (see Management Manual - College Organization). A preliminary investigation for a student threat may include, but is not limited to, contacting faculty and staff who know the student(s), and if deemed necessary and safe, meeting with the student(s). If the student(s) refuse(s) to meet or there are immediate safety concerns, the student(s) may be immediately removed from campus by Campus Police. Such action is required when the student is suspected to be engaged in criminal activity. Depending on the circumstances, employees may be suspended from employment and directed not to return to the campus pending further notice. 8. The President, Executive Vice President, any Vice President, any Associate Vice President, Campus Police Chief, the Chief Disciplinary Officer, or the Dean of any Campus has the discretion to call for a Threat Assessment Team review when facing an extraordinary discipline or safety issue. Factors that should be considered by the appropriate college official include but are not limited to the following: a. Does the individual pose a possible threat to the health, safety and welfare of him or herself and/or others? Why? b. Could the individual benefit from additional psychological, physical or emotional services? How? c. Does the individual have a past history of disciplinary problems? d. Does the allegation include an altercation with a student or a member of the faculty or staff? e. Has the individual already taken some action to apologize or accept responsibility for the conduct? f. Has the individual sought or is currently seeking outside help (i.e. private counseling)? g. Given the situation, is there adequate time for review of the situation by the team? 9. In situations that, in the President’s judgment, involve imminent risk of serious harm, the President (or his designee) reserves the right, in his/her discretion, to waive the assessment process outlined in this procedure and act immediately in the best interests of the campus community. 10. Unless the Executive Vice President directs otherwise, the Threat Assessment Team will be convened any time a student is immediately removed from campus for threatening behavior. Generally, the Threat Assessment Team will be expected to return a report within ten (10) 26 business days of the date it first convenes unless the Chair of the Team determines that additional time is required, makes a request to the Executive Vice President for additional time specifying the reasons for the request, and the Executive Vice President or designee approves the request for additional time. 11. Nothing herein prevents the College from responding to violations of policy in accordance with disciplinary policy as stated in the College’s Management Manual. It is possible for the same conduct to form the basis for both disciplinary action and threat assessment at the same time. In that event, the appropriate college officials will coordinate their efforts. In the event a conflict arises, the Executive Vice President will resolve the conflict. 12. Students and employees shall fully cooperate with the Threat Assessment Team and its investigation. A student's failure to cooperate with the Threat Assessment Team in any way shall subject the student to immediate involuntary withdrawal from all college activities. Requirements for cooperation and consequences for failure to cooperate shall be stated in written communication to the student. An employee's failure to cooperate with the Threat Assessment Team's investigation will result in appropriate disciplinary action, up to and including termination of employment. 13. Once the Threat Assessment Team has concluded its investigation, the Team will issue a written recommendation to the Executive Vice President. If time is of essence, the Threat Assessment Team’s verbal recommendation shall be reduced to writing as soon as practicable. Recommendations may include: a. An opinion as to whether or not the individual may constitute a threat to the health, safety and welfare to himself/herself or others. If “yes”, the Campus Police Chief will be notified. b. If the individual is a student, a suggested Action Plan, if appropriate. The Action Plan may include, but is not limited to, the following: 1) Anger management counseling 2) Psychological counseling 3) Professional psychological assessment 4) Waiver from the student(s) allowing the release of the student’s school records to local mental health authorities and/or law enforcement 5) Waiver from the student(s) allowing the release of the student’s health records and prior educational records to the college 6) Scheduled meetings with Student Support Services staff 7) In the case of a policy violation, appropriate discipline sanctions, if any 8) Suspension, expulsion or administrative withdrawal from the college 9) Placing a hold on the student’s application for admission or course request form 14. The President reserves the right to disagree with the recommendations of the Threat Assessment Team and to implement other actions in the best interest of safety of the campus community. In such a case, an addendum to the original report will be prepared by the Threat Assessment Team. 15. Once the Report is finalized, the Chief Disciplinary Officer and at least one other Threat Assessment Team member will meet with the student to review it. At this meeting, the student will be given: c. A summary of the investigation, findings, recommendations and, if applicable, disciplinary sanctions and the appeal process. Conditions under which the student may remain in good standing or return to campus and follow-up requirements will also be provided. 27 d. If applicable and in accordance with the Threat Assessment Team’s Report, the student will be given an agreement to sign indicating that he or she agrees to forgo the right to future hearings and future appeals and his or her willingness to be bound by the recommendations in the Threat Assessment Team's Report. e. If the student does not voluntarily agree to the recommendations in the Threat Assessment Team’s Report, the College may file the appropriate charge and pursue the student disciplinary process. In these circumstances, the Chief Disciplinary Officer will determine whether the student may remain actively enrolled while the disciplinary process occurs. f. A copy of the Threat Assessment Team's Report shall be included in the student's official college records. g. If the student agrees to be bound by the recommendations of the Threat Assessment Team and the student violates any of those recommendations, the violation will be treated as a violation of the Student Code of Conduct. h. If the student remains enrolled, the Threat Assessment Team shall meet at least once per quarter for one academic year to monitor the progress of the student. After each meeting, the Team will create a written progress report that will be included in the student’s official college records. i. If the student is removed from campus, the student’s record will be flagged and, if the student seeks re-enrollment, efforts will be made, to the best of the College’s ability in accordance with available information, to determine the student’s readiness to return to college. If readmitted, the Threat Assessment Team shall meet at least once per semester for one academic year (or, if the student is not enrolled for an academic year, for so long as the student is enrolled) to monitor the progress of the student. j. At the end of the one year review period, the Threat Assessment Team will decide if additional monitoring is necessary and for how long. Once additional monitoring is deemed unnecessary, the Threat Assessment Team will prepare a final written progress report and include that report in the student’s official college records. 16. Confidentiality of all reports, including student and employee information, will be preserved to the greatest extent possible, understanding that the College has an obligation to conduct an inquiry and in appropriate cases to share information to protect the safety of the campus community and others. All members of the campus community involved in an inquiry are expected to maintain confidentiality, understanding that they may impair the inquiry by divulging information to persons outside the process. All inquiries and reporting of findings will be conducted in compliance with state and federal confidentiality laws. Students or employees undergoing threat assessment may be asked to authorize the release of confidential medical or educational records to the Team in order to complete the process. If the student or employee fails or refuses to so authorize, the Team should report the failure or refusal in its recommendations to the Executive Vice President. 17. Individuals who serve on the Threat Assessment Team shall be considered school officials with a legitimate educational interest in accessing a student’s educational records in connection with a threat assessment inquiry. All faculty and staff shall fully and promptly cooperate with a threat assessment inquiry and shall provide any information requested by members of the Threat Assessment Team, including educational records, and/or information derived there from without the prior consent of the student. All documents, summaries or reports created or compiled in connection with a threat assessment inquiry shall be law enforcement records maintained by the Campus Police Department. 18. GTCC prohibits retaliation against persons who in good faith report direct or indirect threats or acts of violence, intimidation or harassment, or concern for campus safety or for an individual’s safety, or who cooperated in an inquiry. The College also prohibits the filing of false reports and 28 knowingly providing false or misleading information in an investigation. Disciplinary action may result from either of these acts in violation of this policy. 19. Where appropriate, procedures specific to student situations may be modified to address situations involving college employees. A visitor, guest or volunteer who presents a threat will be immediately reported to Campus Police for appropriate action. June 16, 2011 Revised 2/2014 I-1.010 Accidents/Safety Accidents and all other incidents relating to the safety of persons and the protection of property shall be reported to the appropriate Campus Police Officer. Preventive safety measures are the responsibility of all faculty and staff members. Faculty and staff shall continuously monitor their working areas to detect existing or potentially unsafe work practices and/or conditions. Such work practices or conditions will be promptly reported to the Chief of Campus Police. Procedures: 1. Accidents: a. Any person involved in or observing an accident resulting in personal injury or damage to property must report the accident as soon as possible to the Campus Police Officer serving that location. b. An injured employee must report the accident/injury both to Campus Police and to his/her respective supervisor. The injured employee will be subject to drug testing. Human Resources will have oversight responsibility for drug testing. c. Upon notification of an accident, the Campus Police Officer shall: 1) Render First Aid and notify Emergency Services (if necessary). 2) Protect property involved. 3) Investigate the circumstances. 4) Document the incident. 5) Conduct follow-up investigation as necessary. d. Upon notification of an accident involving an employee, the supervisor shall: 1) Ensure that first aid has been rendered. 2) Ensure that the injured person is directed to an appropriate source of medical assistance, and assist the person if assistance is needed and/or requested. 3) Ensure that Campus Police has been notified. 4) Ensure that Human Resources has been notified. 5) Complete and return the Supervisor’s Accident Report form to Human Resources (see forms). e. Upon notification of an accident involving an employee, the Human Resources Director or designee shall: 1) Ensure that the employee contacts an appropriate medical provider. 2) Ensure that the medical provider will collect urine samples for drug testing and report lab results to the Human Resources Director. 3) Human Resources will follow up by notifying the employee if the test results are positive. Human Resources will advise the employee of his/her legal option for a re-test of the original sample should the test results be positive, and will arrange for the re-test if the employee requests that it be done. The 29 4) re-test will be at the employee’s expense. (See forms: Rights and Responsibilities under the North Carolina Controlled Substances Act, Drug Test Notification) Administer appropriate disciplinary action in the event of a positive drug screen, up to and including termination of employment. 2. Safety: a. Campus Police Officers will conduct on-going safety inspections during their required patrols throughout their assigned campuses. Upon discovery of a safety hazard, the Campus Police Officer will: 1) Make on site corrections if possible. 2) Notify a supervisor if immediate correction requires support assistance. 3) Record and submit all necessary documentation. b. The Chief of Campus Police will: 1) Insure that the departments or support elements designated to take corrective action are notified promptly. 2) Direct follow up inquiries as necessary. 3) Ensure the distribution of required reports. Each month, the Chief of Campus Police will present to the Director of Facilities an incident report summarizing all of the incidents handled by the Campus Police Department. Rev. 8/17/95 11/26/01 1/14/02 I-1.015 Sexual Harassment and Sexual Violence Title IX of the Education Amendments of 1972, 20 U.S.C.1681 et seq., prohibits discrimination on the basis of sex in education programs or activities operated by recipients of Federal financial assistance. Under Title IX, discrimination on the basis of sex can include sexual harassment or sexual violence, such as rape, sexual assault, sexual battery, and sexual coercion. Guilford Technical Community College values the health and safety of every individual on campus and expects its employees and students to treat other persons with respect and dignity. Sexual violence or harassment will not be tolerated. “Sexual violence” is a term covering a range of behaviors such as sexual assaults, sexual battery, and/or sexual coercion. “Sexual harassment” is further defined in the college’s policy on antiharassment (IV-4.070).” Employees engaging in sexual violence or harassment are subject to disciplinary action up to and including dismissal. Students engaging in violence or harassment are in violation of the college’s Student Conduct Policy (III-2.010) and this type of behavior will result in sanctions against the student ranging from interim suspension to expulsion. Disciplinary action by the college does not preclude the possibility of criminal charges. All students, employees, and others on campus have a duty to report incidents of sexual violence or harassment to Campus Police or another college official as soon as possible after they are observed. The college will respond to complaints of sexual violence or harassment by taking immediate action to eliminate the sexual violence or harassment, prevent its recurrence, and address its effects. 30 Procedures: 1. In compliance with Title IX regulations, the college has: a. Disseminated this and other notices of nondiscrimination indicating that the college does not discriminate on the basis of sex. b. Designated at least one employee to coordinate its efforts to comply with and carry out its responsibilities under Title IX. c. Adopted and published grievance procedures providing for prompt and equitable resolution of student and employee complaints of sexual discrimination including sexual violence or harassment. 2. The Associate Vice President for Student Learning and Success – Student Support Services, located in Medlin Campus Center office 320, will serve as the college’s Title IX Coordinator for students. The Director of Human Resources, located in Medlin Campus Center office 370, will serve as the college’s Title IX Coordinator for employees. Any inquiries regarding Title IX will or may be referred to the appropriate Title IX Coordinator or the Office of Civil Rights. 3. Victims of a sexual assault should take the following steps: a. Go to a safe place as soon as possible. b. Call 50911 from on campus. Call 911 from off campus. Either campus police or a local police agency will respond if the alleged assault occurred on one of the GTCC campuses. c. Stay on the phone with the dispatcher as long as you are needed. Call someone you trust, such as a friend or relative, to help and support you. d. The preservation of physical evidence may be critical for successful prosecution of the offender. 1) Do not change your clothes. If you do, put the clothing you were wearing in separate paper bags (not plastic) and take them to the hospital. This clothing may be used as evidence for prosecution. If you wear the clothes to the hospital, bring a change of clothes with you. Most physical evidence cannot be recovered after seventy-two hours. 2) Do not clean your body or your clothes. Preserve all physical evidence. Do not wash, bathe, douche, comb your hair, or use the toilet if you can help it. Washing might be the first thing you want to do, but don’t. You literally might be washing away valuable evidence. Wait until after you have a medical examination. 3) Do not alter or disturb the crime scene. Leave tables, fixtures, grass, etc., as they were after the assault so that investigators may view the area. Ideally, evidence should be collected within twenty-four hours of the assault. e. Campus Police will need your assistance to make a crime report. You may ask for a victim advocate to be present during the report-taking. GTCC has a trained group of counselors who will support you and can assist you in accessing medical and counseling services, and reporting the incident. f. You have the right to file a Title IX sex discrimination complaint with the college’s Title IX Coordinator in addition to filing a criminal complaint. 4. Sexual offenders are subject to arrest, prosecution through the state courts, and incarceration. Student sexual offenders are subject to college disciplinary proceedings that may result in permanent expulsion from GTCC. (See Student Conduct, III-2.010.) 5. In any college disciplinary proceeding that may occur pertaining to an incident of alleged sexual discrimination including complaints of sexual violence or harassment, the college will provide: a. An adequate, reliable, and impartial investigation of the complaint. 31 b. Changes in the victims schedule to try to avoid contact with the accused if necessary and possible. c. A designated and reasonably prompt time frame for conducting the investigation, being notified of the outcome, and appealing, if applicable. d. An equal opportunity for both parties to present witnesses and other evidence. e. If there is a pending criminal charge against the accused or against any witness, the accused or witness against whom such a charge is pending may be accompanied to the hearing by a licensed attorney, who may confer with the accused or witness during the hearing but may not address the committee, any other parties, or any other witness. f. Any individual, including an attorney, who delays or disrupts the proceedings, may be excluded from further participation. g. In its Title IX investigation of a sexual violence or harassment claim, the college will use a “preponderance of the evidence standard” (it is more likely than not that sexual harassment or violence occurred). h. A notice to both parties of the outcome of the complaint. i. Assurance that the college will take steps to try to prevent recurrence of any sexual violence or harassment and that the college will not tolerate retaliation relating to such complaints. 6. The Student Services Office shall offer annually educational programs dealing with sexual offenses and drug and alcohol education to college employees, Campus Police and students. Members of the GTCC counseling staff will be trained to provide initial support and referral for ongoing services to victims of sexual offenses. 7. Any college official to whom sexual violence or harassment is reported shall report the alleged activity to the appropriate Title IX Coordinator, Campus Police and/or trained GTCC counseling staff as soon as possible. The alleged victim should be apprised of the procedures outlined in this policy. 8. Victims of alleged sexual violence or harassment shall be notified of the options for making alternative academic arrangements and assisted in making such changes as appropriate. 10/02/01 10/20/11 I 1.020 Alcohol and Controlled Substance Use No person shall manufacture, distribute, dispense, sell, possess or use alcoholic beverages or controlled substances on the premises of Guilford Technical Community College (GTCC) except as otherwise provided in this policy. No person shall manufacture, distribute, dispense, sell or illegally possess or illegally use alcoholic beverages or controlled substances at any location while engaged in activities on behalf of GTCC. “Alcoholic beverage” means any beverage containing at least one-half of one percent (0.5%) by volume, including beer, malt beverages, unfortified wine, fortified wine, spirituous liquor and mixed beverages and any other beverages regulated by the North Carolina ABC Commission (NCABC) under Chapter 18B of the North Carolina General Statutes. “Controlled substances” means any drug included in 21 CFR Part 1308, Article V of Chapter 90 of the North Carolina General Statutes or any other drugs or substances regulated under any federal or state laws or regulations, including but not limited to heroin, cocaine, methamphetamine and all 32 of its derivatives, marijuana, PCP, and crack, and otherwise legal drugs when possessed or used by persons without a prescription. Subject to compliance with the procedures set forth below, the above prohibitions shall not apply to the following circumstances: 1. Use of alcoholic beverages at special events on GTCC property that have been specifically approved in advance by the President or designee and comply with applicable laws and the requirements outlined in Paragraph 4 of the Procedures below. The President shall have the authority to limit the types of alcohol served. 2. Use of alcoholic beverages or controlled substances for approved educational purposes on the premises of GTCC or at other locations on behalf of GTCC when the activity complies with the applicable laws. 3. Possession and use of legal drugs by a person with a valid prescription for such drugs. However, if the legal prescription is being improperly used, or if it has side effects that cause the user to become impaired, GTCC may take appropriate protective measures. Procedures 1. An employee who violates this policy and/or any alcoholic beverage or controlled substance laws while in the workplace, on GTCC property or acting on behalf of GTCC shall be subject to disciplinary action determined to be appropriate in GTCC’s discretion based on the circumstances. Disciplinary actions may include, but are not limited to, probation, suspension, termination, referral for prosecution or the required successful completion of a drug or alcohol treatment program sponsored by an approved private or governmental institution as a precondition for continued employment. 2. Any student who violates this policy shall be subject to disciplinary action determined to be appropriate in GTCC’s discretion based on the circumstances and consistent with GTCC’s Student Conduct procedure. Disciplinary actions may include, but are not limited to, a written reprimand, being dropped from a class, receiving a failing grade on a test or course, probation, suspension from GTCC, dismissal from GTCC, referral for prosecution, or required successful completion of a drug or alcohol treatment program sponsored by an approved private or governmental institution as a precondition for continued enrollment at GTCC. 3. Use of Alcoholic Beverages or Controlled Substances For Educational Purposes: To secure approval to use alcoholic beverages or controlled substances for educational purposes, the instructor of a class or leader of a recognized group must submit a request in writing to the appropriate Vice President for permission to use any alcoholic beverage or controlled substance as an aid in the effective presentation of subject matter. This presentation must comply with applicable laws. Requests must be submitted at least seven business days (excluding official holidays and weekends) before its intended use, and must include the following items: a. Instructor’s or leader’s name b. Title of class and meeting time, c. Number of students in the class d. Substance and quantity to be used, e. Rationale for use of the items, f. How the items will be used, g. Proposed schedule for using the items, and h. Any other relevant information. 33 The appropriate Vice President will answer the request, in writing, within four business days (excluding official holidays and weekends) of its receipt. All alcoholic beverages and controlled substances approved for educational purposes on GTCC premises or other locations on behalf of GTCC must be stored under lock and key at all times when not being used for approved events. Students approved to use alcoholic beverages for educational programs must be 21 years of age or older. Students younger than 21 years old are not permitted to ingest alcoholic beverages. Students younger than 21 are permitted to remain in the classroom, separated from the table or area where alcoholic beverages are in use, and may only observe classroom activities and listen to instruction. 4. Use of Alcoholic Beverages at Special Events a. Special events at which the use of alcoholic beverages may be approved under this policy are as follows: 1) Events sponsored by GTCC, faculty, staff or college organizations; or 2) Events sponsored by external individuals or organizations that GTCC, in its discretion, determines are appropriate to be held on GTCC property. b. The sale of alcoholic beverages is prohibited at any event on campus. “Sale” means any transfer, trade, exchange or barter in any manner or by any means for consideration including but not limited to required fees or the purchase of tickets for admission to an event at which alcoholic beverages will be served. Donations may not be required or solicited in connection with the event. State, County or Institutional funds may not be used for the purchase of alcoholic beverages at events. c. Every event at which alcoholic beverages will be served must have a designated sponsor that is either an individual who is at least twenty-one years of age or a bona fide organization or association. The sponsor of each event must designate an onsite event supervisor (who must be an individual who is at least twenty-one years of age) to be responsible, on behalf of the sponsor, for the supervision of the serving and consumption of alcoholic beverages throughout the event, and for assuring that all pertinent state and local laws governing the possession and consumption of alcoholic beverages are observed. If the alcoholic beverages at the event are to be provided by a catering service, the on-site event supervisor must be a representative of the catering service. d. A Campus Alcoholic Beverage Use Agreement, Waiver of Liability Form and a Campus Activity Reservation Form must be submitted by the sponsor and the event supervisor at least 15 days prior to the event to the Events Scheduler in the Office of the Associate Vice President for Administrative Services for review, clarifications, and notification of other departments as needed. The Events Scheduler will route the request to the appropriate approvers. Once all pertinent information is gathered, approval will be granted only if GTCC is satisfied that the requirements of this policy and the law have been met. Only the President or designee can authorize changes from the standard agreements. If the event is approved, the sponsor must submit a certificate of insurance evidencing liability coverage, including liquor liability coverage, of at least $1 million and naming GTCC as an additional insured no later than five business days prior to the event. Failure to do so shall result in event cancellation. 34 e. The sponsor and the event supervisor are responsible for ensuring that the event and the service of alcoholic beverages in connection with the event are in full compliance with applicable portions of NCGS 18-B and the following requirements: 1) The service of alcoholic beverages at the event will be limited to a total of not more than two hours, and must stop at least one hour prior to the official end of the event. 2) Alcoholic beverages may not be served to anyone who is or appears to be intoxicated. 3) Consumption of alcoholic beverages is limited to persons twenty-one years of age or older. No one under the age of twenty-one will be served alcoholic beverages. 4) If the event is open to the public or student population, signage must be posted that states that “No alcoholic beverages shall be served to or consumed by anyone under the age of 21”. 5) Food and non-alcoholic beverages must be provided in sufficient quantities for the number of attendees at the event. 6) The sponsor must obtain (or ensure that its caterer obtains) the applicable permits from the NCABC and submit a copy of such permits to the appropriate GTCC office at least five business days prior to the event. 7) Alcoholic beverages must remain in the areas specifically approved for the event. 8) Licensed security personnel must be provided for the duration of the event if the event is open to the community or general student population. 9) Depending on the nature of the event, GTCC reserves the right to require the use of trained personnel to serve alcoholic beverages or impose additional precautions in GTCC’s discretion. f. Failure to adhere to applicable laws, GTCC’s policies and procedures or the terms of the Campus Alcoholic Beverage Use Agreement or the Campus Activity Reservation Form may result in termination of the event, denial of future requests, possible criminal or civil prosecution, and/or disciplinary action by GTCC. Depending on the nature and severity of the violation, additional sanctions may be enacted. 5. While on GTCC property or at a GTCC-sanctioned event, a person who is believed to be impaired by alcohol, a controlled substance, or prescription medication (either from side effects or improper use) should be referred to the Campus Police Department for action. It is the policy of the GTCC Campus Police Department to handle such individuals on GTCC property with discretion depending upon the circumstances encountered. This includes the arrest of such individuals who are in violation of North Carolina General Statutes. Rev. 8/17/95 10/25/03 8/2006 Procedures 1/13/14 I-1.040 Parking Guilford Technical Community College maintains parking regulations for the safety and benefit of its employees, students, and visitors. GTCC governs its citations, traffic control, and fines according to N.C. General Statutes Chapter 115D-21(as modified by S.L. 2012-142) and Chapter 35 20-219.11. A current GTCC parking permit is required for each vehicle parked on campus by GTCC employees and students. Procedure: 1. Parking permits are issued as follows: a. The President's Office issues parking permits to all trustees and foundation directors. b. The GTCC Human Resources Office will issue an employee permit to all employees and will be valid until the end of employment. Upon request, an employee may be issued one additional tag for a second vehicle. c. Full-time regular employees will be issued permanent tag permits. d. Part-time or temporary faculty/staff will be issued permits valid for one year and renewable each year. e. Department heads may pick up tags for their part-time personnel but will be responsible for seeing that the registration cards are completed and returned to Campus Police, as the numbers on these tags will be initially checked out to the Department Head. f. Student permits will be issued to students on an annual basis at all GTCC campuses. Permits are available from the cashier during registration each term. After registration, the permits are available from Campus Police or the cashier’s office. GTCC curriculum students will pay a campus access, parking and security fee each semester. Continuing education students will pay a fee for each course. (A schedule of fees is in section II.2.042). Students must present proof of enrollment in order to obtain the required permit. Permits are valid on all GTCC campuses. Student workers are not eligible for an employee parking permit. g. Visitors may obtain parking permits from several offices on campus including Cosmetology, Dental Services, the Testing Center, and the GTCC Campus Police Office. h. Special permits are issued by the Campus Police Department to address special temporary parking needs of individuals. In addition to a regular parking permit, students or employees may apply for a special permit for a low emission vehicle (LEV) or for a car or van being used as a carpool vehicle. Special parking for such vehicles is available at all LEED certified buildings at GTCC campuses. Permits for the Jamestown Campus are issued at the Campus Police Department. Permits for the High Point Campus and the Greensboro Campus are issued from the campus Dean’s office. Permits are valid only for the specific vehicle identified on the permit request form. Student permits are valid for one year only. Faculty/staff permits are valid for as long as the vehicle owner is an employee and still driving a vehicle in one of these categories. Applicants for an LEV permit must have a vehicle with a 40+ rating on the American Council for an Energy Efficient Economy (ACEEE) annual rating guide. Campus Police will verify the rating when an application is made. LEV permits are good only for spaces marked as reserved and are available on a first come basis. Applicants for the carpool/vanpool parking permit must provide additional information on the request form about each participant in the pool. Even if a vehicle has a carpool permit, it may not be parked in a special space unless there are two or more occupants upon arrival on campus. Carpool/vanpool permits are valid only in appropriately marked spaces which are available on a first come basis. 36 Campus police monitor those special spaces, and violators will be ticketed. 2. Permits must be hung on the rearview mirror of all vehicles. For motorcycles/mopeds/ bicycles, the permit must be placed on a handle bar so that the permit number is readily visible. 3. Parking permits are not transferable from one vehicle to another. Employee parking privileges do not extend to family members and friends. 4. A new permit is required if a parking permit is destroyed, damaged, or lost. Purchased permits will be issued, free of charge, with proof of original payment. 5. Assigned parking tags issued to a regular faculty/staff member must be turned in along with keys, employee ID, etc. upon termination of employment. 6. A current parking permit is honored at all GTCC campuses. 7. Parking spaces are reserved only for the handicapped, faculty, staff, cosmetology patrons, dental patrons, and special permits. 8. A map including all GTCC campus parking locations and parking regulations is issued with each parking permit. Additional copies of the map may be obtained from any GTCC Campus Police Officer. 9. Penalties for parking violations. a. The following parking violations will result in a fine of $25.00. An individual's having more than 3 unpaid citations will result in towing. 1. Not displaying a special Cosmetology or Dental parking permit when parked in those designated spaces. 2. Parking in any area posted "No Parking Anytime-Fire Zone". 3. Occupying more than one space. 4. Obstructing sidewalk or walkway. 5. Parking on grass. 6. Parking in a posted faculty/staff space without appropriate decal. 7. Parking the wrong direction in a "One Way" posted zone. 8. Parking in a reserved parking lot and/or space. 9. Blocking a lane of traffic. 10. Blocking a building entrance. 11. Parking on the shoulder of the road. 12. Over parking in a posted time zone. 13. Parking in a LEV space without appropriate placard or two or more people in carpool. 14. Parking in a carpool space without appropriate placard and two or more people per vehicle 15. Driving in the wrong direction. 16. Straddling lines. b. The following parking violations will result in immediate towing and vehicle impoundment for each offense. 1) Parking within 15' of a fire hydrant. 2) Unattended vehicle in a loading zone. 3) Parking in a designated tow zone; ex., handicapped and patron parking spaces. 4) Other violations which affect the safe conduct of traffic. 37 c. d. e. f. g. h. i. Unauthorized parking in a "Handicapped Only" zone shall result in a $250.00 fine and immediate towing and vehicle impoundment for each offense. At the time a vehicle is towed, an attempt will be made to inform the owner of the place where they can reclaim the vehicle and the conditions, which must be met when they do so. If the person is not available at the time, Campus Police personnel will notify the owner by telephone or mail. The notification will include information about appeals of impoundment. All appeals for impoundment and towing will be heard by a Guilford County magistrate, as required by General Statute 20-219.11. Students with any unpaid citation fines will have grades and transcripts withheld and will not be permitted to register for future terms until the indebtedness is satisfied. Additionally, vehicles will be towed if a student has more than 3 unpaid citations. If a student receives 6 or more citations (whether paid or unpaid) within a 12 month window, parking privileges will be suspended. If a student’s vehicle is towed or parking privileges are suspended, the student will be referred to the College Disciplinary Officer. The supervisor of any full or part time faculty or staff members with unpaid fines will receive an email notification at the end of the month. Normal disciplinary actions shall be taken by this supervisor which may involve oral or written warnings or further action, up to and including termination for failure to follow college procedures. The supervisor will work with the Director of Human Resources as needed. Additionally, vehicles will be towed if an employee has more than 3 unpaid citations. If an employee receives 3 or more citations (whether paid or unpaid) within a 12 month window, parking privileges will be suspended for a period to be determined by the Chief of Campus Police. Parking permits issued to the employee must be surrendered to Campus Police upon request. Payments may be taken or mailed to: GTCC Cashier’s Office, P.O. Box 309, Drawer R, Jamestown, NC 27282. A copy of the citation should be presented when payment of the fine is made. Debts for unpaid citations shall be submitted to the North Carolina Department of Revenue’s Set Off Debt program for garnishment of State tax refunds which may be due to the violator. Other collection efforts, including submission of the debt to a collection agency or reduction of other payments that may be due to the violator, shall also apply as appropriate. Persons wishing to appeal a citation may do so in writing to the GTCC Traffic Appeals Committee. Forms to be used for the appeal are available from the GTCC telephone switchboard operator at the main entrance to the Medlin Campus Center. 10. When there are not sufficient parking spaces in parking lots, certain areas will be designated for overflow parking. Vehicles will be directed to these areas by Campus Police Officers. a. The Chief of Campus Police will use discretion during peak periods regarding parking for overflow vehicles in areas marked “no parking”. b. When there is not sufficient parking in parking lots, citations will still be issued for the following violations: 1) Parking within 15 feet of a fire hydrant - $25.00 fine. 2) Parking in a Handicapped Only zone - $250.00 fine. 3) No parking anytime - $25.00 fine. 4) Not displaying a special Cosmetology permit - $25.00 fine. 5) Parking in a Reserved Parking space - $25.00 fine. 6) Posted Tow Zones - $25.00 fine. 7) Parking in a LEV space without appropriate placard or two or more people in carpool –$25.00 fine. 8) Parking in a carpool space without appropriate placard and two or more people per 38 vehicle - $25.00 fine. Rev. I-1.050 8/17/95 7/12/99 2/23/09 7/20/00 9/13/00 10/1/13 Tobacco Use Tobacco use will not be permitted at any time at any Guilford Technical Community College facility. Minimal use of tobacco will be permitted for specific educational purposes which have prior approval from the college. Students who violate the policy are subject to disciplinary action as provided for in the Student Conduct Policy (III-2.010). Faculty and staff who violate the policy are subject to disciplinary action according to the Disciplinary Action Policy (IV-1.052). Procedures: 1. All members of the college community are responsible for monitoring adherence to this policy. 2. Individuals in violation of this policy must surrender their GTCC ID. Confiscated ID’s will be sent to the appropriate Vice President (for faculty/staff) or Chief Disciplinary Officer or Campus Dean (for students) for disciplinary action. Visitors caught violating the policy will be informed of the GTCC no tobacco policy and asked to cease use of the tobacco product. 3. Disciplinary action: Students who are caught violating the policy will be subject to probation for the first offense and suspension for one semester for a second offense. Employees who are caught violating the policy will be subject to probation for the first offense. Employees are subject to dismissal for the second offense. 4. To secure approval to use tobacco for educational purposes, the instructor of a class or leader of a recognized group must submit a request in writing to the appropriate Vice President. Requests must be submitted at least seven business days (excluding official holidays and weekends) before its intended use, and must include the following items: a. Instructor’s or leader’s name, b. Rationale for use of the items, c. How the items will be used, d. Proposed schedule for using the items, and e. Any other relevant information. The appropriate Vice President will answer the request, in writing, within four business days (excluding official holidays and weekends) of its receipt. Rev. I-1.060 12/97 6/16/05 10/18/07 (effective 08/08) 10/14/10 (Effective 1/2011) Solicitation on Campus Guilford Technical Community College promotes the efficiency of the public services it performs. Therefore: 1. Solicitation or distribution by persons other than employees of GTCC in those areas of school property which are not open to the public is prohibited. Solicitation or distribution by 39 2. 3. 4. persons other than employees of GTCC in those areas of school property which are open to the public is prohibited to the extent that such solicitation or distribution results in disruption of or interference with college, administrative, or operational activities. Solicitation or distribution by GTCC employees in working areas during working time is prohibited. However, the institution may sponsor solicitations (such as United Way) during working time. No solicitation or advertisement may be posted on GTCC property or college electronic media until approved by the appropriate administrator responsible for the area where the notice is to be posted. No solicitation or advertisement may be posted on vehicles parked on GTCC property until approved by either the Associate Vice President, Administrative Services (when requested by employees and/or the general public) or the Associate Vice President, Student Support Services (when requested by students). Procedures: 1. Solicitations by the General Public: a. An individual wishing to solicit on the premises of any GTCC site must complete a Solicitation Request/Authorization Form obtainable from the office of the Associate Vice President, Administrative Services, which includes the following information: 1) Name, address, and phone number. 2) Individual, group, agency, and product that he/she is representing. 3) Address and phone number of agency/home office. 4) Expected length of time on campus. 5) When and where he/she wishes to solicit, including email solicitation. b. The Associate Vice President’s Office records the information and reviews the request. If approved, the individual is given a Letter of Authorization and assigned a location from which he/she may solicit. c. A copy of the Letter of Authorization will be sent to the Chief of Campus Police and shall be kept on file through the date of expiration. d. A copy of the Letter of Authorization will be sent to the Public Information Office and to the Foundation Office for information. 2. 3. Solicitations by Students: a. A student or student organization wishing to solicit from employees or students must complete a Solicitation Request/Authorization Form obtainable from the office of the Associate Vice President, Student Support Services, which includes the following: 1) Name. 2) Type of solicitation, including email solicitation. 3) Individual, group, agency, or product represented. 4) Length of time expected to solicit. 5) When and where solicitation will occur. b. The Associate Vice President, Student Support Services will consider the request and grant written permission if appropriate. The Letter of Authorization must be presented by the student or student organization upon request. c. A copy of the Letter of Authorization will be sent to the Chief of Campus Police and shall be kept on file through the date of expiration. d. A copy of the Letter of Authorization will be sent to the Public Information Office and to the Foundation Office for information. Solicitations by Employees: 40 a. An employee wishing to solicit from fellow employees or students must complete a Solicitation Request/Authorization Form obtainable from the Office of the Vice President, Administrative Services, which includes the following: 1) Name. 2) Type of solicitation, including email solicitation. 3) Individual, group, agency, or product represented. 4) Length of time expected to solicit. 5) When and where he/she wishes to solicit. b. The written permission to solicit must be presented upon request. c. A copy of the Letter of Authorization will be sent to the Chief of Campus Police and shall be kept on file through the date of expiration. d. A copy of the Letter of Authorization will be sent to the Public Information Office and to the Foundation Office for information. Rev I -1.061 6/20/96 2/19/98 2/15/10 Free Speech and Public Assembly Guilford Technical Community College encourages its community to exercise the right to freedom of speech granted by the First Amendment to the Constitution of the United States of America. This policy informs members of the College community and the public of the manner in which they may engage in constitutionally protected speech and expression at Guilford Technical Community College. It is intended to protect one’s right to freedom of speech without interfering with the primary educational purpose of the College. The College will protect the rights of freedom of speech, petition, and peaceful assembly. The right to restrict the time, place, and manner of expression is specifically reserved for the College. Any acts that are disruptive to normal operations of the College including but not limited to instruction or College business, or actions that interfere with the rights of others will not be tolerated. Faculty, staff, and students engaging in disruptive activity may be subject to disciplinary action. Any participant in a disruptive activity may face criminal charges. Procedures: 1. The College hereby designates the following areas as Free Speech/Expression areas: Jamestown Campus - Front Lawn near the Gazebo at High Point Road Greensboro Campus - Grass Area on North Side of Greensboro Campus Center High Point Campus - Grass Area between H2 and H3 Aviation Center I - Grass Area on Southwest Side of T. H. Davis Center These areas shall be available for use by both members of the College community and members of the general public. However, events sponsored by members of the College community shall have first priority in using the Free Speech/Expression areas. The College reserves the right to relocate any assembly to ensure that the activity does not interfere with the normal operation of the College or interfere with the rights of others. 41 2. Individuals or groups wishing to exercise their free speech right in a public manner and/or display should use one of the designated Free Speech areas, and should submit a written and signed request to the Director of Auxiliary Services at least three working days prior to the desired date. The following information must be included in this written request: Name of the person or organization submitting the request Address, email, and phone number Campus requested Date and times requested List of planned activities (i.e., speech, signs, distribution of literature) Anticipated number of participants and attendance Signature of requestor Approvals are for one day only for a maximum of three continuous hours, between 8:00 a.m. and 10:00 p.m. The Director of Auxiliary Services will notify the Chief of Campus Police of any approved Free Speech event. 3. The following guidelines shall govern Free Speech and Public Assembly activities: a) Amplification Systems: Because amplification systems pose a significant potential for disruption of College operation, public address and amplification systems may not be used. This includes, but is not limited to, megaphones and PA systems. b) The Right to Dissent: The right to dissent is the complement of the right to speak, but these rights need not occupy the same forum at the same time. The speaker is entitled to communicate his or her message to the audience during their allotted time, and the audience is entitled to hear the message and see the speaker during that time. A dissenter must not substantially interfere with the speaker's ability to communicate or the audiences’ ability to hear and see the speaker. Likewise the audience must respect the right to dissent. c) Picketing and Distribution of Literature: Picketing in an orderly manner or distributing literature within the free speech area is acceptable when approved during the request process as coordinated and approved by the Director of Auxiliary Services. Picketing is not permitted inside College buildings. d) Symbolic Protest: During a presentation, displaying a sign, gesturing, wearing symbolic clothing, or otherwise protesting silently is permissible so long as the symbolic protest does not unduly interfere with the ability of the person or entity reserving an area for free speech/expression to express themselves. e) Marches: Campus marches are permitted on campus only with the approval of the Director of Auxiliary Services in coordination with the Chief of Campus Police. In order to ensure the safety of participants and bystanders and to minimize the disruption of College classes and daily operations, this request must specify the desired march route and estimated total/maximum number of participants. Pickets/marchers must march in single file, not abreast. Minor children, six years of age or younger, may walk abreast or be carried by their parent or guardian. Pickets shall not at any time nor in any way obstruct, interfere with, or block persons entering or exiting vehicles; persons crossing streets or otherwise using the public way; the entrance or exit of any building or access to property abutting the street or sidewalk; or pedestrian or vehicular traffic. 42 4. Those who exercise free speech as a part of this policy must conduct themselves in an appropriate manner. a) Those who exercise free speech as a part of this policy must not: Threaten passers-by Interfere with, impede, or cause blockage of the flow of vehicular or pedestrian traffic. Interfere with or disrupt any other lawful activity in the same general location at the same time. Commit any act likely to create an imminent safety or health hazard. Post materials on any walls, windows, doors, sidewalks, trees, light poles, etc., or any other College equipment except in areas designated by the Director of Auxiliary Services. Carry signs or placards that exceed three feet by three feet promoting the objective of the activity. They must not contain obscene language or words that would tend to incite violence. b) Public speech or activities likely to incite or produce imminent lawless action or that are, under current legal standards, either defamatory or obscene are prohibited. Violations of the GTCC Management Manual III-2.010 Student Conduct are prohibited. c) Individuals who damage or destroy College property shall be held responsible for such damage or destruction. This includes lawns, shrubs, trees, etc. d) All applicable College regulations, state, and federal laws and municipal ordinances apply when engaging in activities on College property. Failure to do so may result in immediate removal from College property and other appropriate action by College officials and/or police. 5. Persons engaged in Free Speech or Public Assembly activities shall not physically interfere in the use of the sidewalk or address obscene, indecent, or threatening language to or at individuals to provoke them or lead to a breach of the peace. Whenever free passage is obstructed by a crowd, the persons composing such crowd shall disperse when directed by College officials, security, or police. Failure to do so may result in disciplinary action and/or criminal prosecution. 8/20/09 I-1.070 Speakers, Non-Classroom Guest Individuals may be invited to speak at Guilford Technical Community College under the conditions set forth in the procedural guidelines of this policy. The guest speaker may answer questions from the floor relating to the content of the presentation. The college reserves the right to designate a location for the program or presentation. Procedures: 1. Outside speakers are not permitted to speak on campus unless the speaker has been invited by a member of the faculty, staff, or approved student club/organization and as provided for under these guidelines. 2. Individual students shall request guest speakers through instructors or approved campus clubs/organizations. 43 3. The college reserves the right to deny a particular speaker or program on campus if it appears that such a speaker or program will constitute a danger to the college’s orderly operation or if there is a reasonable apprehension of imminent danger to students, college personnel and/or the essential functions and purposes of the college by the advocacy of such actions as: a. Willful destruction or seizure of the college’s buildings or other property. b. Disruption or impairment, by force or otherwise, of the college’s regularly scheduled classes or other educational functions. c. Physical harm, coercion, intimidation, or other invasion of lawful rights of the college’s officials, faculty, students or visitors. d. Other campus disorders of a violent nature. e. Violations of any federal, state, or local laws. In determining the existence of a danger, the college may consider all relevant factors, including whether the proposed speaker or program has, within the past five years, incited violence resulting in the destruction of property at any institution or event, or has willfully caused the forcible disruption of regularly scheduled classes or other educational functions at any institution or event. 4. A club/organization sponsoring a speaker shall be responsible for all expenses incurred. 5. When a student group proposes to invite a speaker, the following process must be followed: a. A request by an officer of the student group desiring to sponsor the proposed speaker must be in writing to the Associate Vice President, Student Support Services not later than ten business days prior to the date of the proposed engagement. The request shall include the following, but need not include the content of the intended speech. 1) Name of sponsoring organization. 2) Signature of faculty/staff advisor. 3) Proposed date, time, and location of meeting. 4) Expected size of audience. 5) Topic and brief explanation of subject matter. b. A written response from the Associate Vice President, Student Support Services should be received within five business days after submission of the request. As deemed necessary, any special conditions of acceptance will be cited in the response. Any request not acted upon within this time will be deemed granted. c. If the request is granted, the sponsoring group shall extend an invitation to the speaker, informing him/her in writing of any special conditions of acceptance and that institution policy requires guest speakers to agree to answer questions from the floor relating to the content of the presentation. d. If the speaker accepts the invitation, the sponsoring group shall immediately inform the Associate Vice President, Student Support Services, in writing. Associate Vice President, Student Support Services will notify the President (or designee). e. If the request is denied any sponsoring organization and/or faculty/staff advisor may make written application within three business days to the President (or designee), who shall review the request and grant or deny it. The decision shall be final. 6. When a faculty or staff member or organization proposes to invite a speaker to address a general meeting of the faculty and staff, the following process must be followed: a. A request in writing shall be submitted by the faculty staff member sponsoring the proposed speaker to the appropriate Vice President not later than ten business days prior to the date of the proposed engagement. This request is necessary only for 44 b. c. d. e. f. Rev. I-1.090 speakers invited to address a general meeting of the faculty and staff. It does not apply to faculty or staff clubs, associations, or groups. The request shall include the following, but need not include the content of the intended speech. 1) Name of faculty/staff member or group. 2) Signature of sponsor. 3) Proposed date, time, and location of meeting. 4) Expected size of audience. 5) Topic and brief explanation of subject matter. 6) Identity of speaker. A written response from the appropriate Vice President should be received within five business days after submission of this request. As deemed necessary, any conditions of acceptance will be cited in the response. Any request not acted upon within this time will be deemed granted. If the request is granted, the sponsoring faculty/staff member shall extend an invitation to the speaker, informing him/her in writing of any special conditions of acceptance and that institutional policy requires guest speakers to agree to answer questions from the floor relating to the content of the presentation. If the speaker accepts the invitation, the sponsoring faculty/staff member shall immediately inform the appropriate Vice President in writing. The Vice President will notify the President (or designee). If the request is denied, the sponsor of the proposed speaker may make written application within three business days to the President (or designee), who shall review the request and grant or deny it. The decision shall be final. 10/17/96 9/28/09 Use of Facilities by College-Affiliated and Outside Groups Guilford Technical Community College's buildings and allied facilities are available to responsible groups when such use is determined to be beneficial to the citizens of Guilford County and/or GTCC and when it will not interfere with or be detrimental to the ongoing educational programs of the college. Student and faculty organizations and activities are integral parts of the educational process; therefore, all campus-affiliated groups may use the college's facilities when their activities are a part of the college's mission. Groups affiliated with GTCC shall have priority in reserving campus facilities. When space is available and subject to reasonable procedures for reservations, GTCC welcomes other organizations to campus for meetings when their work supports or enhances the educational purposes of the college. Non-affiliated groups may use GTCC facilities. However, such groups may not use the facilities for profit-making purposes except as specified under G. S. 66-58(c) and G. S. 115D-20(12). UNC Institutions may have access to GTCC facilities as specified in the Memorandum of Understanding between the North Carolina Community College System and the University of North Carolina. Private businesses that loan or donate instructional equipment may use college facilities on a limited basis to demonstrate the equipment to customers or potential customers in accordance with State Board of Community College Code SBCCC 02C.0503. 45 Attendance at any event may not be restricted on the basis of race, sex, color, religious affiliation, national origin, or disability. When required, charges for the use of the facilities shall be made according to the schedule of fees outlined in the procedural guidelines of this policy. Procedure: 1. Any group or organization using GTCC facilities shall save the Board, the individual members thereof, and any other employees, free and without harm, from any loss, damage, liability, or expense that may arise during, or be caused in any way by, such occupancy for use of the college property. In the event damage to college property is incurred as a result of the use of the facility by any group, the using group shall be assessed an amount which shall cover the damage and related costs. The using group obligates itself to maintain order and decorum, to prevent smoking in the classrooms and all non-smoking areas, and to prohibit use of alcoholic beverages or of any controlled substances in the buildings or on the grounds unless specifically authorized according to Policy I-1.020, Alcohol and Controlled Substance Use. 2. Future use of GTCC facilities by any group is contingent upon the group protecting the college's property, ensuring complete safety of the participants, and observing fire and other safety ordinances. If the facility is misused, the Vice President for Administrative Services will advise the group in writing of such misuse and direct appropriate corrective action. Misuse may result in prohibition from any future use of the college's facilities by that group. 3. For the activities specified below, groups may use certain institutional facilities at no charge. Charges may be levied to cover expenses for services such as set-up, added security, or unusual clean-up. These activities include: a. All GTCC sponsored activities, b. Public service activities (i.e., voting polls, blood drive, mass inoculations, etc.), c. City, county, state and federal agency meetings or functions, d. Educational, civic or cultural group meetings or functions if no admission is charged. e. Up to three educational programs (seminars, courses, training) per fiscal year offered by groups that have a mutually beneficial relationship with GTCC, and whose needs are not met by a GTCC program. 4. Groups may use college facilities for the following purposes for a fee to be established by the Associate Vice President for Administrative Services: a. Profit-making or commercial organizations for non-profit-making meetings, seminars, etc., b. Meetings or events where registration or admission is charged or collections taken that are not GTCC sponsored, c. Educational, civic or cultural groups when admission is charged and the events are not GTCC sponsored. 5. Private businesses that loan or donate instructional equipment to the college may be permitted limited use of college facilities to demonstrate the equipment to their customers or potential customers. a. Businesses may be permitted this limited use for up to three years following the donation, unless the Executive Vice President approves a different time period. b. Demonstrations must be scheduled during the normal operating hours of the college, must not disrupt or interrupt instructional classes, and must be approved by the division chair of the appropriate program. Appointments must be made at least two 46 c. weeks in advance. A representative of the college must be present at all times during the demonstration. As required by law, the Vice President for Instruction will submit an annual report regarding the use of facilities by business enterprises that have loaned or donated instructional equipment. The report must be sent before September 1 to the Director for Administrative and Facility Services at the North Carolina Community College System Office. 6. Room reservations shall be made in the order requested. The college reserves the right to change the assigned room or cancel a reservation if an emergency or urgent need justifies such a change. Every effort will be made to suitably accommodate the affected group should such a situation arise. Groups will not be booked for more than three meetings in advance, unless approved by the Associate Vice President for Administrative Services. 7. The following fees shall be charged for use of college facilities on all GTCC campuses: a. Facility Single Session Use Classroom or Conference Room $ 50.00 Auditoriums (except Koury Auditorium), Guilford Room, ATC Training Rooms, Medlin Level One 150.00 Koury Auditorium 500.00 Cafeteria 250.00 Laboratory 300.00 Parking Lots and/or Grounds (per area) 250.00 b. Teleconferencing 1) Interactive TV Classroom (North Carolina Information Highway): REGULAR OFFNET* Non-profit organization or government agencies $80.00 /hr $120.00 /hr For-profit groups or organizations $145.00 /hr $220.00 /hr Time needed for set-up and breakdown constitutes an additional hour of billing. *Additional charges will be charged by outside agencies that provide the offnet link. 2) Satellite downlinking facilities are available in Room 325 of the Learning Resource Center or the Guilford Room of the Medlin Campus Center. Non-profit organizations and government agencies For-profit groups or organizations $80.00 /hr $145.00 /hr Time needed for set-up and breakdown constitutes an additional hour of billing. c. Audiovisual Equipment One TV/VCR and overhead projector per room may be provided at no charge. The college supplies the AV equipment listed below depending upon availability of equipment and technician. 1) Additional TV/VCR and/or overhead projector - $25.00 per hr 3) Podium with built-in microphone - $50.00 per day 4) Dedicated technician working the event - $30.00 per hr 47 If a group intends to use any other equipment, rental is available from local vendors. They may be found in yellow pages of the local phone directory under the heading “Audio Visual Equipment and Supplies.” d. Fees are due at the time the room is scheduled and no later than one week before the scheduled event. GTCC may cancel the event if payment is not received by the due date. e. In cases where the requested use of the facilities does not clearly fit the uses specified in section 4 or section 6, the Executive Vice President/Associate Vice President for Administrative Services shall determine an appropriate fee assessment. f. If the presence of any GTCC employees (technicians, campus police) is necessary under this policy for a meeting which occurs after their normal working hours, the college will charge the using group a fee sufficient to reimburse the college for overtime pay and benefits for such personnel. The Executive Vice President/Associate Vice President for Administrative Services may waive the fee if it is in the best interest of GTCC. 8. The official representative of a requesting group must contact the appropriate person, listed below, to request and schedule a campus facility. Private businesses must sign a written agreement stating terms and conditions including costs for using college facilities and personnel. Any external group wishing to have use of GTCC facilities, whether or not the intended use is a college-sponsored activity, must submit a Campus Activity Registration Form to the appropriate office, as listed below. The appropriate office below will provide other forms that may be necessary: a. Jamestown Campus general areas - Administrative Services Office b. Jamestown Campus classrooms – Office of the Vice President for Instruction c. Jamestown Campus Business & Industry conference room – Office of the Vice President of Corporate and Continuing Education d. Greensboro (including the Small Business Center) or High Point Campuses – Dean’s Office e. Aviation Center - Division Chair for Transportation’s office f. Koury Hospitality Careers Center auditorium, dining rooms, theater, parlor, and conference room - Division Chair for Business Technologies’ Office g. Teleconferencing facilities shall be booked through the office of the Director, Library Services, who shall ensure that the Campus Activity Registration Form is completed and properly submitted to the appropriate person listed above. That office, not the NCIH site facilitator, will provide the additional appropriate agreement to a private business wishing to use the facilities, and will maintain records of the signed agreements. 9. If arrangements are made through any other person at the college, that person shall ensure that the Campus Activity Registration Form is completed and properly submitted to the appropriate person listed above. The completed Campus Activity Registration Form should be submitted at least one week prior to the date of requested use and two weeks prior if meals, multiple facilities, special set-up or audiovisual equipment are needed. 10. At the end of each day, the designated persons responsible for scheduling will submit all Campus Activity Registration Forms completed or received that day to the Events Scheduler in the office of the Associate Vice President of Administrative Services. a. The events scheduler will review the forms immediately to determine appropriateness and raise any questions about the group's request. The events scheduler will forward forms from all external groups and any others that raise questions to the Associate Vice President for Administrative Services. The Vice President will inform the President's 48 Office or other appropriate offices about any requested event with a questionable intended purpose and/or audience. b. Within two working days, if possible, the college events scheduler will notify the designated schedulers of each event’s approval status. If the group is not approved, the college events scheduler will provide in writing the reasons for disapproval to the designated scheduler and requesting group. c. The events scheduler will route Campus Activity Registration Forms to Campus Police, housekeeping and any other office necessary to make special physical arrangements for the event. (Multiple copies of the Campus Activity Registration Forms are provided for this purpose.) 11. The events scheduler will send approved groups a packet of information, which shall include: a. A confirmation of the room assigned, day, date and time of the event; b. Copies of relevant college policies and rules governing use of facilities, and such other information (i.e., maps, directions) that might be helpful; and c. An invoice, if applicable. (Note: The appropriate Learning Resources personnel will send any invoices for teleconferencing.) 12. In general, college-owned kitchen facilities or equipment, including coffee-making equipment, shall not be used for events. Arrangements for meals, coffee breaks, receptions, and other food services may be made through the cafeteria manager. 13. Weekend Meetings a. Saturday Meetings -- Guilford Tech sponsored (FTE-earning) meetings may be scheduled on Saturday between the hours of 8:00 a.m. and 4:00 p.m. All other groups will be scheduled on a limited basis with approval of the Vice President for Administrative Services. Placement will depend on which buildings are open and heated/cooled. Special charges will be levied for services needed and not normally available on Saturdays. The Associate Vice President for Administrative Services may waive such charges if it is in the best interest of GTCC. b. Sunday Meetings -- Sunday meetings will be scheduled on a very limited basis subject to the approval of the Associate Vice President for Administrative Services. c. A member of the GTCC Police staff is required to be on duty to supervise an activity when the facility is closed. A group using the facilities at such times will be charged for any required personnel according to section 6 of this policy. Rev. I-1.091 12/12/96 6/30/99 2/20/03 4/19/07 Lake and Shore Area Use The Guilford Technical Community College lakes and shore areas are open to the general public for limited recreational purposes from dawn to 11:00 p.m. daily. No recreational wading, swimming or boating is permitted. Fishing is governed by state fishing licensure requirements and state fish size and creel limits. GTCC reserves the right to prohibit fishing at any time and for any length of time in order to prevent depletion of the fish population. Use by the general public may be preempted for approved college uses. Anyone may request use of the lake according to procedures associated with this policy. Procedure: 1. Requests for group use from instructors or leaders of recognized campus groups: 49 a. b. 2. The instructor of a class or the leader of a recognized campus group wishing to use the lakes and shore areas must submit a request in writing to the Associate Vice President of Administrative Services for permission to use the lake. Requests must be submitted at least two weeks (excluding official holidays) before the intended use of the lakes and shore areas. The request must include: Instructor’s or leader’s name Title of class or group name Class or group meeting time Number of students in the class or people in the group Purpose of using the lake Nature of use intended Proposed schedule for using the lake The Vice President of Administrative Services or designee will answer the request in writing within one week (excluding official holidays) of its receipt. All other requests should be sent to the Administrative Services Office. The Associate Vice President of Administrative Services or designee will answer the request in writing within one week (excluding official holidays and days the campus is closed). Requestors must sign a Waiver of Liability for approval to be granted. Once approved, the requestor will receive a written confirmation that will serve as a use permit and a copy of the Lake and Shore Area Use Policy. Rev. 8/17/95 6/2006 I-1.092 Skateboarding and Other Conveyances Skateboarding is prohibited on all GTCC campuses because of potential risks to the skateboarder, pedestrians, motorists and other individuals on campus. Other wheeled conveyances such as sneaker skates, roller blades, bicycles, scooters, or any such items must not be used in a way that endangers the person using them, other people, or property. They may not be used inside buildings, on sidewalks, steps or ramps that are being used by pedestrians, on benches or tables, and/or in any way that might destroy property or landscaping. Procedure: Any skateboarders, and individuals using other conveyances in a dangerous or destructive manner, will be reported to the Campus Police Officer on duty. The officer shall contact the violator of this policy and: a. Warn the violator to cease and desist the action; b. If the violator fails to cease and desist, the officer shall require the violator to leave the campus; c. If the violator fails to leave campus as ordered, the officer shall invoke NC General Statute 14-159.13 Second Degree Trespassing and take the person into custody. 2. An employee who fails to comply with any part of this policy shall be subject to disciplinary action. Such disciplinary action may include, but is not limited to probation, suspension or termination. 3. A student who fails to comply with any part of this policy shall be subject to disciplinary action in accordance with the Student Conduct procedure. Disciplinary action may include a written 50 reprimand, being dropped from class, receiving a failing grade on a test or course, probation, suspension from the college, dismissal from the college, and/or prosecution. 08/16/02 1/22/14 President’s Council Reviewed, no change I-1.100 Naming of Facilities Final authority for naming facilities (or any specialized campus center or activity) rests with the Board of Trustees. The character and use of the facility to be named should be considered when a name is chosen. Individuals for whom facilities are named should, as a rule, be alumni, college personnel, trustees, major donors, or other distinguished persons, whether living or deceased. Duplication of names should be avoided; no facility should be named for a person whose surname has already been assigned to another facility. The word "facility" as used above applies to buildings, conference rooms, streets, courts, athletic fields, and other named places. Use of the words "individual" and "person" above need not preclude the naming of facilities for groups or organizations. Procedures: 1. The naming of buildings involves the public identity of the college at a significant level. Building names, therefore, should be reserved for honoring people who have made significant contributions to the community and/or the college. The naming of rooms, areas, or special purpose facilities is generally understood by the public not only to be an honor, but also to recognize generous donations. Buildings and all other facilities may be named to honor a person or group whether or not a donation is involved. 2. The Foundation Board and other individuals or groups may submit recommendations for naming facilities to the Personnel and Policy Committee of the Board of Trustees. Facility names will be adopted by vote of the full Board of Trustees at a regular meeting. 3. The Foundation Board may indicate to potential major donors that naming of a facility in their honor will be recommended to the Board of Trustees in recognition of their gifts, particularly when the gifts make possible the furnishing or equipping of those spaces. However, the Board of Trustees retains the sole authority to determine how all facilities are named, and that should be made clear to donors. The Foundation Board may set targets for the levels of gifts, which indicate that naming a particular facility in recognition of a gift at that level would be considered by the Board of Trustees. 8/21/97 2/19/98 Board Reviewed 4/18/13 I-1.110 Public Complaint Policy Guilford Technical Community College strives to satisfy the public to the greatest extent possible. College personnel will work diligently to answer questions, clarify information, and resolve problems. If informal efforts to solve problems do not satisfy the complainant, members of the public may submit formal complaints to Campus Deans, Vice Presidents, or the President. 51 Procedure: 1. A formal complaint must be placed in writing and submitted to a Campus Dean, a Vice President, or the President. Students with complaints must follow the established student grievance policy (III-2.013). 2. The President, Vice President, or Campus Dean will direct an investigation to begin within five working days from the date the complaint is received. a. Formal complaints will be logged and immediately forwarded to the appropriate supervisor. They will be monitored as necessary to ensure timely response. b. The supervisor will conduct an investigation and respond to the Campus Dean, Vice President, or President in writing. Both offices will retain copies of the response. c. Changes in policies and/or procedures may be made as necessary based on the legitimacy of the complaints and the feasibility of the remedy. 3. The Campus Dean, Vice President, or President receiving the complaint will inform the complainant of the process and/or outcome of the investigation within ten working days from the date the complaint is received. Adopted 10/25/03 II. POLICIES AFFECTING THE DELIVERY OF PROGRAMS II-1. The Instructional Process II-1.010 Academic Freedom and Responsibility Policy Guilford Technical Community College is committed to the objective of educating its students. Since academic freedom is essential to the pursuit of this goal, the College encourages, supports and protects all staff members (teaching and non-teaching) in their academic pursuits—teaching, performing academic research, discussion and publication. Academic Freedom carries with it duties correlative with that freedom. Each staff member is free from restraints and penalties that would restrict responsible academic endeavors. It is the staff member’s responsibility to present material objectively. Within a course, discussions and assignments should relate to the material designated by the course outline. Under other conditions, discussion and assignments should be in accordance with the College’s mission, philosophy and goals. Each staff member has the right to perform research and to publish the results of this research. This right is subject to restraint only if it imposes upon the first priority of each member at Guilford Technical Community College, which is to maintain excellence in job performance. As a citizen of the community, the staff member is free from institutional censorship and discipline in the exercise of the freedom to speak and write as a private citizen. The staff member must recognize that as an employee of Guilford Technical Community College, the public may assume 52 that one speaks for the College; therefore, each employee is responsible for alerting the public that he/she is not serving as a college spokesperson. Further, Guilford Technical Community College provides books and other learning resources which reflect the needs of its educational programs and includes materials with all points of view for the information, interest and enlightenment of the community the Learning Resource Center serves. Materials are selected using the best knowledge and criteria of the staff members of the College. 1. Employees: a. An employee who decides to perform academic research during the established work schedule must inform his/her immediate supervisor in writing. The notice should precede the beginning of the research. b. The notification should include: 1) name of employee 2) summary of proposed project 3) expected length of the project c. In oral or written public expression, the employee must indicate in a definite manner that one is speaking/writing as a private citizen. 2. Learning Resources In the fulfillment of the responsibility to provide information and enlightenment, censorship will be challenged. a. The Director, Library or designated staff member will notify the appropriate vice president of any attempts to abridge this freedom. b. The vice president will insure that this freedom is not abridged. 3. Rules: a. Academic research conducted by an employee during the established work schedule must not impose upon teaching, student, or institutional obligations. b. Such research must relate to the employee’s responsibilities as specified by the job description. c. All instructional faculty must maintain the relevance of lecture content and course requirements as specified by the course outline. Supplementary learning resources must be directly related to the course as a whole. Approved Rev. II-1.020 11/20/80 11/1/91 Credit Hours and Coursework Guilford Technical Community College (GTCC) uses directives from the State Board of Community Colleges Code 1G SBCCC 100.1 Definitions, 1D SBCCC 400.97 Courses and Standard for Curriculum Programs and from Federal Regulations 34 CFR 600.2 to define credit hour and determine the amount and level of credit awarded for courses. A credit hour reflects the amount of work required to achieve identified learning outcomes and is validated by student achievement of those outcomes. The credit awarded is the same for courses regardless of instructional delivery method. In addition, GTCC complies with the directives from the North Carolina Community College Combined Course Library. Procedure: According to the State Board of Community College Code (SBCCC), semester hours are defined as follows: 53 1. Credit of one semester hour is awarded for each 16 hours of "class work." Classwork consists of lecture and other classroom instruction. Classwork is under the supervision of an instructor. 2. Credit of one semester hour is awarded for each 32 hours of "experiential laboratory work." Experiential laboratory work means instruction given to a student by an instructor to increase the student's knowledge and skills without immediate student application. 3. Credit of one semester hour is awarded for each 48 hours of "faculty directed laboratory work." Faculty directed laboratory involves structured and coordinated demonstration by an instructor with immediate student application. 4. Credit of one semester hour is awarded for each 48 hours of "clinical practice." Clinical practice is a structured, faculty-directed learning experience in a health sciences program which develops job proficiency. Clinical practice requires significant preparation, coordination, and scheduling by the faculty and is under the supervision of an instructor or preceptor who is qualified for the particular program. 5. Credit of one semester hour is awarded for each 160 hours of "work experience" such as cooperative education, practicums, and internships. Work experience involves the development of job skills by providing the student with employment that is directly related to, and coordinated with, the educational program. Student activity in work experience is planned and coordinated by a college representative, and the employer is responsible for the control and supervision of the student on the job. In addition, GTCC awards the same semester credit hours for distance learning courses as for traditional seated courses. Distance learning courses are created with instructional materials and student work/assignments comparable in amount to courses offered via traditional methods. 2/20/14 II-1.030 Outcomes-Based Education Policy Guilford Technical Community College is dedicated to utilizing an outcomes-based educational approach to validate and improve the educational experience. Through involvement of the faculty and staff, advisory committees, professional organizations, and community representatives, knowledge and skill-based outcomes are identified for each program. In addition, employability skills are embedded in courses to encourage students to exhibit professionalism in their interactions with college employees and current/future employers. The faculty designs the general education and program curriculum and course offerings using the identified outcomes as a focus. Embedded assessments are utilized to determine student achievement of the defined outcomes thus providing a framework for continuous program improvement in accordance with established procedures. Procedure: 1. General Education Outcomes: a. The faculty has identified general education outcomes essential for success of students pursuing a degree or certificate greater than one year in length. The number of general education outcomes that must be met is determined based on the degree/certificate type. b. There are six core areas of general education outcomes: oral and written communication, humanities and fine arts, information literacy, behavioral and social sciences, natural sciences, and mathematics. 54 c. The faculty designs the program curriculum and course offerings using the identified outcomes as a focus. d. Outcomes are assessed at the course level using an embedded method thus providing evidence that students are meeting general education outcomes prior to graduation. e. All stated outcomes will be assessed within a five year cycle. f. All associated assessment data and associated program revisions will be documented in a college-wide process. 2. Program Level Outcomes: a. Through a DACUM process, national or state skills standards, or other means, the faculty has identified a set of program level outcomes for graduates of each curriculum program. b. Course outcomes are developed to support the attainment of established program level outcomes. This linkage is evidenced in the curriculum mapping developed by each program faculty. c. Program level outcomes are assessed through testing by external agencies as required for licensing or certification, through portfolio review, exit exams, or through other embedded methods thus providing evidence that students are meeting program level outcomes prior to graduation. d. All stated outcomes will be assessed within a five year cycle. e. All associated assessment data and associated program revisions will be documented in a college-wide process. Rev. 10/15/98 12/12/13 III-1.032 Student Grievance A grievance is a student allegation that a college action or decision is unfair or has a negative impact on the student’s status at Guilford Technical Community College. A grievance may or may not be grade related. Any student may file a grievance and request a review of the college decision or action which prompted the grievance. Procedure: Effective date: May 2014 1. Cases/Appeals regarding Academic Integrity violations/sanctions are processed through the procedure outlined in III-1.031 Student Academic Integrity. Cases/Appeals regarding Student Conduct violations/sanctions are processed through the procedure outlined in III2.010 Student Conduct. The following are procedures for all other student grievances. 2. General Guidelines: a. A student should visit the Office of the Vice President for Student Support Services to obtain a copy of the grievance procedure and required forms or print the documents directly from the college website. b. During any step in the procedures outlined below, either the student or employee may request a college facilitator (often a department/division administrator, or an advocate) to sit in on the discussion to help facilitate the process. The facilitator’s job is to help with communication and maintain a neutral position. 3. Timeliness: 55 A non-grade related grievance must be presented within 30 calendar days after the action or decision being questioned. A grade related grievance must be filed within 15 working days of the beginning date of the subsequent term (fall, spring, or summer) (e.g., a complaint regarding a spring term grade must be filed by the 15th working day of summer term even if the student is not enrolled for summer classes). While every attempt will be made to resolve the grievance in the shortest possible timeframe, processing at each step cannot exceed 10 working days; however, the time may be extended by agreement of both parties or by extenuating circumstances as decided by the administrator to whom the grievance is presented. If the issue is not resolved at one level and the student chooses to move the concern to the next step of the appeal process, s/he must complete that action within 5 working days of receiving a decision. If the supervisor/administrator at each step does not meet processing time limitations, the student may then request administrative assistance from the next-level supervisor/administrator in obtaining requested relief. If the student does not meet the stated time limitations, the process will be terminated and such grievance cannot be resubmitted. 4. Non Grade Related Grievance Procedure: a. The student shall first informally discuss the matter in question with the College employee most directly involved unless the issue is a claim of discriminatory harassment. In that case, the student may appeal directly to the employee’s immediate supervisor/administrator. b. If the student is unable to resolve the matter in question through discussion with the College employee directly involved, the student must file a formal, written appeal form for non-grade related grievances with the employee’s immediate supervisor/administrator. All such appeal submissions shall state the basic facts in the case. c. If the matter is not resolved, the appeal may be processed through the employee’s supervisor/administrator in succession until a resolution is obtained or until the appeal reaches the appropriate Vice President. The decision of the Vice President will be final. d. Upon resolution of the grievance, all records related to the grievance will be forwarded to the appropriate Vice President’s office for retention and tracking. A confidential log of formal written grievances will be maintained. Informal grievances will not be documented on the log. 5. Grade Related Grievance Procedure: a. It is the responsibility of faculty at GTCC to assign course grades according to methods which are professionally acceptable, communicated to everyone in the class, and applied to all students equally. Any questions about assigned grades are best addressed with the faculty member who assigned the original grade. b. A student may appeal a final grade for the following reasons: 56 1) Inconsistency between what is written in the syllabus and what is practiced in the classroom 2) A grade miscalculation 3) Errors in the final exam if a change in final exam grade would cause a change in the course grade 4) Inconsistent classroom practices A student may not appeal a final grade based on: 1) Disagreements with teaching methodologies 2) Attendance policies 3) Documented grade weighting methods NOTE: While a grade is being appealed, a student is obligated to abide by the written division/department policies concerning continuation in the program or in courses with prerequisites. c. Any student who contests a course grade must first attempt to resolve the matter informally with the faculty member who assigned the grade. Failing to reach a resolution with the faculty member, the student may appeal the course grade in accordance with the formal procedure outlined below. 1) The student must complete and submit the Student Grievance Grade Related Appeal Form to the department chair/coordinator where the contested grade was awarded. This written appeal must be filed within 15 working days of the beginning date of the subsequent term and cannot be appealed beyond this period (See Section 3, “Timeliness”). The written appeal will become the document of record. 2) When the department chair/coordinator reviews the case and renders a decision, s/he will communicate that decision in writing to the student and the faculty member. 3) If the issue is not resolved, the student may appeal to the division chair where the contested course grade was awarded. 4) Using the Student Grievance Grade Related Appeal Form and other supporting documents submitted by the department chair/coordinator, the division chair will confer with the student and the faculty member to seek resolution. Based on these discussions the division chair will render a decision. 5) When the division chair renders a decision, s/he will communicate that decision in writing to the student, the faculty member, and the department chair/coordinator. 6) Failing resolution, the student may contact the Associate Vice President of Instruction (AVPI) for an appointment. The AVPI will request all documentation, including the Student Grievance Grade Appeal Form from the division chair prior to meeting with the student. The AVPI will confer with the student, faculty member, department chair/coordinator, and the division chair. Based on these discussions, the AVPI will render a decision. 7) When the AVPI renders a decision, s/he will communicate that decision in writing to the student, the faculty member, the department chair/coordinator, and the division chair. 8) If the conference with the AVPI does not resolve the matter, then the student may request a review by the Vice President of Instruction (VPI) The VPI will request all documentation, including the Student Grievance Grade Appeal Form and all subsequent documentation prior to meeting with the student. The VPI will confer with the student, faculty member, department chair/coordinator, the division chair, 57 and the AVPI. Based on these discussions, the VPI will either render a decision in writing or if appropriate convene the Grade Appeal Committee. The decision of the VPI regarding the status of the grade appeal is final. 9) If the VPI determines that further evaluation of the student’s work is warranted, the VPI will convene a Grade Appeal Committee. This committee will consist of the convening administrator, four faculty members and one student government representative. The Faculty Association will appoint one faculty member; the college will assign three faculty members from the curriculum committee; and the Student Government Association President will assign a student member. The student and faculty member who assigned the grade will be present at the meeting. The student may bring one guest as an observer. The student and faculty member will be given an opportunity to address the committee and to answer questions. The Grade Appeal Committee will move into closed session to deliberate and make a decision on the appeal. The committee’s decision will be final. The VPI will communicate the committee’s decision in writing to the student, the faculty member who assigned the grade, department chair/coordinator, division chair, and the AVPI. 10) Upon resolution of the grievance, all records related to the grievance will be forwarded to the appropriate Vice President’s office for retention and tracking. A confidential log will be maintained. Informal grievances will not be documented in the log. Rev. 4/18/96 8/21/97 12/13/10 2/20/14 II-1.040 Extension Programs Offered to Captive or Co-Opted Groups Offering courses to students in captive or co-opted settings is a valid component of the mission of GTCC. State Board of Community College Code SBCCC 2E.0403, "inmates in a correctional facility; military personnel on military bases when classes are designed exclusively for military personnel; clients of sheltered workshops, domiciliary care facilities, nursing facilities, mental retardation centers, substance abuse rehabilitation centers; and in-patients of psychiatric hospitals.") The college shall ensure that courses taught to students in these agencies are appropriate educational experiences based on the needs and capabilities of the students. Program offerings may be work-related or non-work-related and may include basic skills, community service, occupational extension and/or curriculum courses. Procedure: 1. GTCC will require each agency with jurisdiction over a group of immured students to sign a Memorandum of Understanding which states that the agency will ensure that students enrolled in classes will be capable of participating in and benefiting from the educational experiences to be offered. 2. Any enrollments of students in captive or co-opted settings will be with the full knowledge of the students. 3. Courses offered will not supersede the normal operating functions and activities of the agency which are mandated by licensing authorities. 4. The President or designee will monitor programs offered in immured settings to ensure that appropriate educational experiences are provided. 5. Students will be allowed to repeat courses only with the instructor's and/or program director's permission and in accordance with State Board policy. 58 Rev. 8/17/95 II-1.051 Federal Loan Default Management Plan In accordance with recommendations from the William D. Ford Federal Direct Loan (Direct Loan) programs, Guilford Technical Community College has adopted a default prevention and management plan. The purpose of this plan is to reduce defaults, promote student and college success, help preserve the integrity of the college’s loan programs, and reduce costs to taxpayers. Procedure: 1. Default prevention and management activities employed by the college, include but are not limited to the following: a. Entrance Counseling b. Financial Literacy for Borrowers c. Communication Across Campus d. Exit Counseling e. Timely and Accurate Enrollment Reporting f. NSLDS Date Entered Repayment (DER) Report g. Late Stage Delinquency Assistance (LSDA) h. Periodic review of the Loan Record Detail Report (LRDR) i. Review of Defaulted Loan Data to identify the characteristics of students who typically default 2. First time borrowers of Direct Loan program loans will receive entrance counseling to include information regarding: a. How a master promissory note works b. The importance of repaying the loan c. A description of the consequences of default d. Sample monthly repayment amounts based on the student’s program of study e. Financial literacy information 3. The Financial Aid Office will identify and counsel students who are at risk for default of their loans due to premature withdrawal from their educational program and/or who do not meet standards of satisfactory academic progress. Counseling of at-risk students will focus on the causes of withdrawal or unsatisfactory academic progress and solutions to resolve these matters. 4. Information related to the prevention and management of loan defaults will be communicated to all relevant offices across the college. This information will include, but not be limited to; students’ academic progress and enrollment status. 5. The Director of Financial Aid will appoint a staff member of the Financial Aid Office to serve as the primary Default Prevention and Management coordinator. 6. The Financial Aid Office will provide exit counseling to students with federal loans that will include an explanation of repayment plans and choices that fit the individual student’s needs, 59 clear up any misconceptions the student has about their loan obligation, and re-emphasize the consequences of default. 7. The Financial Aid Office will contact students with federal loans who withdraw before the completion of their program of study and encourage them to complete their program by helping them to identifying the issues that prompted their withdrawal and referring them to college and community resources as appropriate. 8. The Financial Aid Office will provide accurate and timely enrollment reports to the Department of Education to ensure that students receive their full grace period, and ensure that contacts from the loan server occur in the appropriate timing and sequence. 9. Following withdrawal or graduation of students with federal loans, the Financial Aid Office will regularly review the NSLDS Date Entered Repayment Report (DER), make comparisons of the data to internal records, and make any necessary corrections to their student(s) status. This action will ensure that the data is accurate, that students with federal loans enter repayment in the correct cohort year, and that the college receives accurate cohort default rates (CDRs). 10. The Financial Aid Office will participate in Early Stage Delinquency Assistance activities to assist students who have withdrawn or graduated to prepare for entry into loan repayment and thereby, decrease the chances of later loan defaults. These activities include, but are not limited to, providing enhanced loan counseling and utilizing default aversion assistance offered by guarantors and similar assistance from the Direct Loan Servicer for borrowers who are at least sixty (60) days delinquent. 11. The Financial Aid Office will participate in Late Stage Delinquency Assistance (LSDA) activities by working with lenders, guaranty agencies, and servicers to identify delinquent and hard to reach students, or those who have not been contacted at all to assist them with their repayment options and obligations. 12. The Financial Aid Office will periodically review the defaulted loan data found in the CDR to identify defaulter characteristics and to determine who is defaulting and why. The college will use this information to improve its default prevention and management plan. It is the college’s responsibility to challenge incorrect data, request an adjustment, or submit an appeal of inaccurate data. 10/20/11 II-1.050 Financial Aid, Coordination of All donations or inquiries about donations to the college for student assistance must be directed to the Guilford Technical Community College Foundation. In addition, the Financial Aid Office will process funds from sponsors who choose to select their own scholarship recipients. Procedure: 60 1. "Student assistance" refers to any private aid provided for tuition, fees, books, supplies, student living expenses, book loans, emergency loans, and/or student employment or other similar purposes. This aid is broadly referred to as a scholarship. 2. A "scholarship donor" is an individual, group, or business who gives a contribution to the college for student assistance and allows the scholarship committee of the college to select the recipient based on qualifying criteria which has been determined by the donor. 3. A "scholarship sponsor" is an individual, group, or business who offers financial assistance to a specific student that they designate or who requires that they control the selection of the student with the assistance of the Financial Aid Office. 4. Donations to the college for student assistance should be handled as follows: a. Faculty or staff members will forward calls or inquiries from potential donors to the GTCC Foundation Office. b. The GTCC Foundation will counsel the potential donors about the ways they can give to provide student assistance and will establish the necessary qualifying criteria of the scholarship working with the donor and will explain the scholarship award process used by the college. c. The GTCC Foundation will notify the Financial Aid Office when the donor's contribution is received. The GTCC Foundation will acknowledge the gift in writing with a copy forwarded to the faculty or staff member who referred the donor to the GTCC Foundation. d. The Financial Aid Office will incorporate the availability of the new scholarship into its financial aid publications. e. Once the recipient is selected, the Financial Aid Office will notify the recipient and the GTCC Foundation. The GTCC Foundation will notify the donor. Student recipients will be required to write thank you letters to the donor before any funds are released. 5. Student assistance provided by sponsors should be handled as follows: a. All checks received by faculty or staff members written to preselected students and/or to the college for the benefit of preselected students from sponsors will be forwarded to the Cashier’s office for deposit who will forward a copy to the Financial Aid Office for processing. Processing includes checking records to insure compliance with federal and state financial aid eligibility, authorizing student charges against the scholarship or authorizing a check to be written and disbursed from the Finance Office in accordance with the sponsor's wishes. b. If requested, the Financial Aid Office will assist those sponsors who want to use their own selection process by advertising the availability of the scholarship, getting faculty or staff recommendations, and providing a pool of applicants for them to consider. c. A list of sponsors will be forwarded to the GTCC Foundation for acknowledgement and future solicitation. Approved 10/17/96 12/12/13 II-1.060 Graduation Graduation exercises shall be held to honor students who successfully complete a program of study. All of these students are encouraged to participate and are required to pay a nonrefundable graduation fee to cover the costs. Academic attire will be worn. 61 All regular full-time exempt employees, to include thirty-hour (30) employees, in pay status during the semester of graduation are required to participate in graduation exercises. If the employee cannot attend, prior approval from the President (or designee) must be secured. Full-time exempt employees not in pay status during the semester of graduation are encouraged to attend the exercises. Academic attire will be worn. Procedure: 1. Employees who cannot attend graduation shall submit a written request detailing the reason(s) for their expected absence to their immediate supervisor no later than fourteen calendar days prior to the event. The supervisor will send the request through appropriate channels to the President or the President's designee. 2. The President (or designee) will review the request and grant or deny it. 3. GTCC will provide employees with their initial cap, gown and hood for graduation exercises. Rev. 8/17/95 2/17/11 II-1.070 Program and Service Review Guilford Technical Community College will monitor the quality and viability of all its programs and services. All instructional and continuing education programs and all service areas shall be reviewed on a three year cycle established by the President or designee. Information Summary Reports outlining the critical outcomes of the review cycle shall be provided to the Board of Trustees. Instructional programs shall meet standards for performance set by the State Board of Community Colleges and such other criteria deemed appropriate by the college. Programs that do not meet the standards will be subject to further and/or more frequent review to document temporary or permanent conditions, which shall be taken into account to justify continuation of the program. If further review fails to provide a justification for the program or to lead to improvement so that the program meets the standards, the program shall be terminated. Procedure 1. Program reviews will be conducted on an established 3 year cycle by a program review team consisting of all staff of the program area to be reviewed. The review team for instructional areas must include faculty and may include advisory committee members. A member of the planning and research staff will act as consultant to each team. 2. The college will determine and the President will approve the key performance indicators to be used within the Program Review process. These indicators will include those required by the North Carolina State Board of Community Colleges. 3. The faculty/staff in each program and service area may develop a list of additional programspecific performance indicators to add to the list of key performance indicators. These performance indicators will be defined, and methods of measuring each indicator will be developed. If approved by the appropriate vice president, they will be reported as part of the program and service review process in the program/service review and planning unit report. 4. The program review team will assess the instructional program's achievement of its performance indicators as defined and document its findings and recommendations in the program review and planning unit report. 62 5. Annual summary reports to the Board of Trustees shall be prepared by area Vice Presidents or other appropriate lead administrator. 6. Program/service reviews will be reported to the advisory committee of the program/service area (where applicable). 7. The faculty/staff in each program and service area will use the results of the program or service review to develop and implement annual program or service improvement objectives. These will be included in the planning unit report as part of the planning process. (See II-1.080, Annual Program and Service Area Planning.) 8. In cases where programs/services have indicators that fall below established thresholds, an Action Plan shall be developed for improvement. In these cases, the programs/services will be evaluated at least annually to document results of the Action Plan. Only when all indicators fall above established thresholds, does the program/service area re-enter the 3-year review cycle. 9. The appropriate vice president will review all program and service area reviews and improvement objectives. Summaries of the reviews will be provided to the Board of Trustees. 10. The end-of-year status report will indicate progress toward achievement of the objectives. Rev. 12/14/95 4/11/02 2/19/04 II-1.080 4/18/13 Annual Program and Service Area Planning All GTCC employees shall be involved in an annual planning process covering program and service areas of the institution. The process shall support the goals of the college and the president’s initiatives; respond to any planning mandates of the General Assembly and the State Board of Community Colleges; and, where appropriate, address System identified goals and objectives. The process should include the evaluation of progress toward goals, outcomes assessment, awareness of trends, determination of the effects of technological change, and strategic positioning. The process shall require that decisions and plans be based on data and evaluation; that the needs of students and the community be recognized and considered; and that every employee shall have an opportunity to participate. The result of the planning process shall be the college’s Institutional Effectiveness Plan. Procedures: 1. Planning groups, units, and subunits following the organizational chart shall be designated. All planning units will belong to a planning group, usually headed by the area Vice President. Each instructional department will be a planning subunit, and each instructional division will be a planning unit. Subunits may be designated by the planning unit head with the approval of the planning group head. The Institutional Research Effectiveness & Reaffirmation (IRER) Office will publish a list of planning units and groups. 2. The IRER Office will publish an annual calendar for planning. 3. Each program and service area planning unit of the college is responsible for participating in development of the college plan. a. Each planning unit or subunit should meet in the fall to review a planning template 63 b. c. d. e. 4. with data provided by the IRER Office and data gathered by the unit. Data should include the results of the most recent program/service review. For instructional programs, academic assessment data should also be evaluated. Units should discuss trends in their related industry (ies), their professional area, instructional methodologies, and educational administration. Units should discuss their role in carrying out the president’s initiatives and in addressing the institutional goals of the college; responding to any applicable planning mandates of the General Assembly and the State Board of Community Colleges; and, where appropriate, addressing System-identified goals and objectives. From these discussions, desirable innovations and/or improvements should emerge, which can be developed into planning objectives. Each planning unit completes a template that provides a format for including data collected at the unit level, and for reporting objectives, strategies, persons responsible and estimated budget requirements. All unit plans are compiled and coordinated at the planning group level. The plans are reviewed for overlap and duplication. a. The plans are reviewed to insure that the group’s leadership can support each action and/or budget request. 5. Plans are submitted to the IRER Office, which prepares the objectives for prioritization. The IRER Office is responsible for maintaining the completed plans and for compiling the endof-year progress report on plan objectives. 6. Objectives that involve technology are reviewed by the Information Technology Committee and prioritized based on the committee’s judgment of the most effective and efficient use of technology. 7. The heads of each planning group present their objectives and budget requests to the Institutional Effectiveness Council (IEC), which then prioritizes the objectives for the college. 8. The IEC priorities shall be used by the president and administrative leadership to guide budget decisions, as funding constraints and actual conditions allow. Adopted II-1.090 10/02/01 7/30/13 SACSCOC Compliance Substantive Change Policy In accordance with 1B SBCC 400.96 Guilford Technical Community College (GTCC) will comply with all policies of the Southern Association of Colleges and Schools Commission on Colleges (SACSCOC) including the substantive change policies and procedures. General Compliance Procedure: 1. The president appoints an Accreditation Liaison Officer who works to ensure the college remains in compliance with all SACSCOC policies (Comprehensive Standard 3.13.1) through the following activities: 64 a. Ensuring that compliance with accreditation requirements is incorporated into the planning and evaluation process of the institution. b. Notifying the Commission in advance of substantive changes and program developments in accord with the substantive change policies of the Commission. c. Familiarizing faculty, staff, and students with the Commission's accrediting policies and procedures, and with particular sections of the accrediting standards and Commission policies that have application to certain aspects of the campus (e.g., library, continuing education) especially when such documents are adopted or revised. d. Serving as a contact person for Commission staff. This includes encouraging institutional staff to route routine inquiries about the Principles of Accreditation and accreditation policies and processes through the Accreditation Liaison, who will contact Commission staff, if necessary, and ensuring that email from the Commission office does not get trapped in the institution’s spam filter. e. Coordinating the preparation of the annual profiles and any other reports requested by the Commission. f. Serving as a resource person during the decennial review process and helping prepare for and coordinating reaffirmation and other accrediting visits. g. Ensuring that electronic institutional data collected by the Commission is accurate and timely. h. Maintaining a file of all accreditation materials, such as, reports related to the decennial review; accreditation committee reports; accreditation manuals, standards, and policies; schedules of all visits; and correspondence from accrediting offices. 2. Substantive Change Monitoring Procedure (Effective 9/2014): a. At least twice a year, the College SACSCOC liaison will request information related to changes that have occurred since the last report. A checklist will be sent to vice presidents, deans, division chairs, department chairs/coordinators, and the GTCC Curriculum Committee to solicit change information. b. The SACSCOC liaison will review the list and determine which changes need to be reported according to SACSCOC Policy and Comprehensive Standard 3.12.1. c. If a change is to be reported, the SACSCOC liaison and appropriate personnel will develop the required materials for submission (i.e. letters, prospectus, etc.) d. Substantive change documents will be reviewed and approved by the president prior to submission to SACSCOC. e. A log of all changes and correspondence with SACSCOC will be kept in the office of the SACSCOC Accreditation Liaison Officer. 6/21/2012 1/14/14 2/20/14 II-2. Other Campus Issues II-2.000 Code of Ethics Guilford Technical Community College is committed to maintaining the highest professional standards in all of its academic and administrative operations; promoting ethical practices among its administrators, faculty, staff, and students; and ensuring a level of accountability appropriate for 65 a public institution. Individuals are expected to observe all federal, state, and local laws including those pertaining to equal opportunity, nondiscrimination, and harassment. Personal interactions among members of the college community and between members of the college community and those outside the college community should be characterized by truthfulness, openness to new ideas, civility, and consideration for the rights of others. Each member of the college should respect the rights of others to freedom of thought, opinion, speech, and association. Individuals shall present information accurately, comply with policies to the best of their abilities, and use the institution’s resources appropriately. Each employee is responsible for avoiding real or apparent conflicts of interest; ensuring that authority is exercised within a framework of accountability; and ensuring that information is managed in accordance with relevant public record and privacy statutes. Procedure 1. Individuals who have a concern about the conduct of a particular individual or the propriety of a given situation should consult with the supervisor of the individual in question or with the supervisor of the area in which the situation in question occurred, or notify their own supervisors. College policy (Reporting Fraud and Misconduct, IV-4.110), provides protection from retaliation for individuals who report such conduct in good faith and disciplinary action for those guilty of malicious reporting. 2. Concerns about ethical practices may also be reported anonymously to the State Auditor’s Fraud and Abuse Hotline by calling 1-800-730-8477. 3. A number of other college policies establish ethical guidelines or standards for appropriate professional conduct for particular educational or administrative functions. These policies include, but are not limited to: Use of College Facilities by College-Affiliated & Outside Groups (I-1.090), Academic Freedom and Responsibility (II-1.010), Copyright (II-2.030), Intellectual Property (II-2.031), Telecommunications policies (II-2.035), Student Conduct (III-2.010), Sexual Harassment (III-2.014 and IV-4.070), Right to Privacy (III-2.060), Use of Human Subjects (III2.090), Conflict of Interest (IV-1.010), Equal Opportunity (IV-1.023), Nepotism (IV-1.040), Outside/Dual Employment (IV-1.060), Drug-Free Workplace (IV-4.020). College rules also apply, including, but not limited to “Honoraria, Gifts, Gratuities/Surplus Property,” “Media Technologies Equipment Procedures,” and “Selling/Disposition of Desk, Review, Sample and Complimentary Instructional Materials.” Approved 6/2006 II-2.010 Advertising, External All Guilford Technical Community College publications which generate funds from the sale of external advertising are subject to regulations established by GTCC. Procedure 1. A "GTCC publication" is defined as any newspaper, pamphlet, report, brochure, or other document bearing the name of Guilford Technical Community College and supported in whole or in part by college personnel and/or students. 2. Any GTCC employee, student or organization seeking funds through the sale of advertising 66 space in a GTCC publication must submit a written request for approval of the solicitation to the appropriate campus Vice President. The request must fully and specifically list and justify the needs for such external support; that is, that GTCC funds are not available for this purpose through either student activities or institutional printing/advertising budgets. 3. All forms to be used to contract for advertising must have prior content approval by the Associate Vice President, Business and Finance in consultation with GTCC's legal counsel. 4. All advertising contracts procured on behalf of GTCC must be signed by the President or his/her designee. 5. Funds generated from the sale of advertising shall be deposited, maintained and dispersed through normal institutional financial channels. An account must be established for this purpose through the Finance Office. 6. Funds generated from advertising may be dispersed only for those purposes expressly stated and approved in the needs document reviewed by the GTCC Vice Presidents, following procedures established by the Finance Office. Rev. 8/17/95 Reviewed 10/7/13 II-2.020 Board Policy Development and Review The Board of Trustees will follow an established procedure for development and review of official policies. Procedure: 1. Adding or Revising Policies a. Any individual or group may submit to the Executive Vice President, in writing, a proposal for a new policy or for a change in an existing policy. The document must include: 1. the policy/area addressed 2. the action requested 3. the rationale for the action 4. a draft of the proposed new/revised policy and procedure b. At the discretion of the Executive Vice President, copies of the proposed new or revised policy are sent to the President's Council. If President’s Council approves the proposed policy, it is circulated to the college community via email for comment. Supporting documentation may also be disseminated with the proposed policy. c. The Executive Vice President will receive comments on policy and procedure proposals, which will be considered by the President and President’s Council. d. The proposed policy, incorporating any approved amendments, is submitted to the Board of Trustees for approval. e. The Board will make a decision regarding adoption of the proposed or revised policy or will refer it for consideration at a future date. 67 f. The approved policy by the Board of Trustees is placed in the Management Manual on the GTCC Intranet and an email is sent to notify the college community of the update. 2. Adding or Revising Administrative Procedures and College Wide Rules a. Proposals to add, delete or change administrative procedures and college rules must be made in writing to a member of the President's Council. b. The member may place it on the agenda for the President’s Council's action. President’s Council members may ask for additional input from other campus groups, depending upon the scope and impact of the procedure. c. If approved by the President’s Council, the new/revised procedure will be placed in the College Wide Rules section of the Management Manual on the GTCC Intranet and announced via an email. Rev. II-2.030 2/15/96 7/30/03 10/1/13 Intellectual Property Guilford Technical Community College adopts the following document as its Intellectual Property Policy. The President and/or designees of the President have the authority to make changes in the provisions of Section 6. Administration of Intellectual Property without further action of the Board of Trustees. SECTION 1. INTRODUCTION This document establishes a policy for Guilford Technical Community College (“GTCC”) with respect to intellectual property developed by faculty, staff, and students. The goals of this Policy are: To provide appropriate incentive to creative intellectual effort by faculty, staff, and students; To establish principles for determining the interests of GTCC, authors, inventors, and sponsors in regard to original works of authorship, inventions, and/or discoveries; To enable GTCC to determine the significance of original works of authorship, inventions, and/or discoveries that may be brought to the point of commercial utilization; and To recognize the right of the author or inventor to financial benefits in the original works of authorship, inventions, and/or discoveries. SECTION 2. COPYRIGHTS The GTCC policy with regard to copyrightable works is intended to foster the traditional freedoms of GTCC faculty, staff, and students in matters of publication, through a fair and reasonable balance of the equities among authors, sponsors, and GTCC. At the same time, the policy is intended to ensure that copyrightable materials in which GTCC has a legitimate interest are utilized in a manner consistent with the public interest. A. Definition of Copyrightable Material 68 Copyrightable materials include original works of authorship for which property rights are protected under federal copyright legislation such as books, manuscripts, artistic works, movies, television programs, software, music, and multimedia materials. B. Copyright Use GTCC supports the responsible, good faith exercise of fair use rights, as codified in 17 U.S.C. § 107, by faculty, librarians, and staff in furtherance of their teaching, research, service, and other educational activities. GTCC shall: 1. Inform and educate the GTCC community about fair use and the application of the four fair use factors as set forth in 17 U.S.C. § 107 and as interpreted in applicable case law. The four factors are: a. The character and purpose of the proposed use. b. The nature of the work to be used. c. The amount and substantiality of the portion to be used. d. The effect on the market or potential market for the work. 2. Develop and make available resources concerning copyright laws in general and the application of fair use in specific situations. 3. Ensure that employees and students have access to assistance in making fair use determinations. C. Ownership 1. WORKS BY FACULTY a. NON-DIRECTED W ORKS A “non-directed work” is a pedagogical, scholarly, literary, or aesthetic (artistic) work originated by a faculty employee resulting from an effort that is not specifically funded or created at the direction of GTCC. Such works may include textbooks, manuscripts, scholarly works, fixed lecture notes, distance learning materials not falling into one of the other categories of this Policy, works of art or design, musical scores, poems, films, videos, audio recordings, or other works of the kind that have historically been deemed in academic communities to be the property of the author. Except as otherwise provided in Section 2 of this Policy, non-directed works shall be owned by the author (the word “author” as used in this Policy also includes the plural where there is more than one author or contributor) of the work. (See Section 2(C)(2) below for the definition of “work for hire;” under the Copyright Act GTCC is deemed the “Author” of a work for hire.) If GTCC is to be involved in commercializing a non-directed work, the work’s author shall assign the work to GTCC. In cases of ownership by the author of a non-directed work, GTCC, where practical, shall be granted a non-exclusive, nontransferable, royalty-free license to reproduce, distribute, publicly perform, publicly display, or make derivative works of the work for its own educational or research use (hereinafter referred to as a “Shop Right”). b. NON-DIRECTED W ORKS INVOLVING EXCEPTIONAL USE OF GTCC RESOURCES “Exceptional use of GTCC resources” means GTCC support of non-directed works with resources of a degree or nature not routinely made available to faculty in a given area. The following are some examples of that are presumed to be exceptional use: 1) waiver of fees normally required to use specialized GTCC facilities (e.g., equipment, production facilities, service laboratories, special computing resources, studios) where those facilities are used in creation of the work; 69 2) GTCC grants or gifts in support of the work’s creation; 3) reduction in levels of teaching, service or other GTCC employment responsibilities (e.g., course load, student advising, division/department meetings, office hours, administrative tasks) granted solely for the purpose of facilitating creation of a specified work or works; and 4) use of GTCC personnel, laboratory space, equipment, or supplies not routinely made available to faculty or employees. Exceptional use does not normally include routine use of GTCC personnel, office space, laboratories, desktop computers, libraries, telephones, and information resources in a manner that (i) does not interfere with or delay use for GTCC business purposes, and (ii) does not result in substantial direct costs to GTCC. Non-directed works involving exceptional use of GTCC resources shall be owned by GTCC. However, upon approval by the Intellectual Property Committee, GTCC may release or transfer its rights to the work’s author, with GTCC retaining (1) a Shop Right, and/or (2) the right to require reimbursement and/or income sharing from the author to GTCC if the work produces income for the author. The parties may also negotiate for joint ownership of such works, with the approval of the Intellectual Property Committee. c. DIRECTED W ORKS “Directed works” include works that are specifically funded or created at the direction of GTCC (including, but not limited to, works for hire by faculty or other employees). Directed works shall be owned by GTCC. The work’s author, where practical, shall be granted a Shop Right. GTCC may release or transfer its authorship rights to the work’s author under a written agreement negotiated between the author and GTCC, usually with GTCC retaining (1) a Shop Right, and/or (2) the right to require reimbursement and/or income sharing from the work’s author to GTCC if the work produces income for the author. The parties may also negotiate for joint ownership of such works, with the approval of the Intellectual Property Committee. d. SPONSORED OR EXTERNALLY CONTRACTED W ORKS A “sponsored or externally contracted work” is any type of copyrighted work developed using funds supplied under a contract, grant, or other arrangement between GTCC and third parties. For a sponsored or externally contracted work created under an agreement that expressly requires copyright ownership by GTCC, the author of the work must disclose the work to GTCC. Provided there is no conflict with a sponsored agreement, GTCC may release or transfer its rights to the work’s author under an agreement negotiated between the author and GTCC, usually with GTCC retaining (1) a Shop Right, and/or (2) the right to require reimbursement and/or income sharing from the work’s author to GTCC if the work produces income for the author; or the parties may also negotiate for joint ownership of such works, with the approval of the Intellectual Property Committee. For a sponsored or externally contracted work created under an agreement that does not expressly require copyright ownership by GTCC or a third party, the author of the work shall own the work, subject to required disclosure to GTCC. In case of ownership by the work’s author, GTCC, if practical, shall be assigned a Shop Right. 2. WORKS BY GTCC STAFF 70 For purposes of this Policy, a staff member that engages in academic instruction shall be considered “Faculty” with regards to works created within the scope of the staff member’s employment and relating to the provision of academic instruction by such staff member. (See Section 2(C)(2) above). Most works by GTCC staff members are considered to be “Works for Hire.” A “work made for hire” is: 1) a work prepared by an employee within the scope of his or her employment, including without limitation a work created in the context of carrying out administrative duties for GTCC; or 2) a work specially ordered or commissioned for use as a contribution to a collective work, as a part of a motion picture or other audiovisual work, as a translation, as a supplementary work, as a compilation, as an instructional text, as a test, as answer material for a test, or as an atlas, if the parties expressly agree in a written instrument signed by them that the work shall be considered a work made for hire. Works for hire made by GTCC staff shall be owned by GTCC. In special cases, however, GTCC may enter into a written agreement in advance that the employee shall own the copyright. In addition, the Intellectual Property Committee may waive GTCC ownership. 3. WORKS BY INDEPENDENT CONTRACTORS Works by independent contractors shall be owned in accordance with the contract under which the work was created. GTCC shall ensure that there is a written contract for work by an independent contractor specifying GTCC ownership. 4. WORKS BY STUDENTS “Student works” are papers, computer programs, theses, dissertations, artistic and musical works, and other creative works made by students in the instructional process. For purposes of this Policy, the term “students” includes teaching, graduate, and research assistants. Except as provided below, student works shall be owned by the author, and GTCC, where practical, shall be granted a Shop Right. 1) Sponsored or Externally Contracted Works: Ownership shall be in accordance with Section 2(C)(1)(d) of this Policy on sponsored or externally contracted works made by faculty or other GTCC employees. 2) Works for Hire: Student works created by students in the course of their employment with GTCC shall be considered to fall within the scope of Work for Hire in accordance with Section 2(C)(2) of this Policy on works for hire made by GTCC staff. D. Distribution of Income Commercialization of Employee or Student Owned Works by GTCC: If a GTCC employee or student wants GTCC assistance to commercialize a work for which he/she owns the copyright, he/she must contact the Intellectual Property Committee. If the Intellectual Property Committee agrees to assist in commercialization, the author must assign copyright in the work to GTCC. The assignment agreement shall contain provisions outlining the commercialization responsibilities of GTCC and a mechanism for the sharing of commercial proceeds with the author. The author receives sixty (60%) percent of the net proceeds from the commercialization of the work and GTCC receives forty (40%) percent. 71 Commercialization of GTCC Owned Works: GTCC may commercialize works owned by GTCC. If a work created by a faculty member is owned by GTCC due to exceptional use of GTCC resources and is commercialized by GTCC, GTCC receives sixty (60%) percent of the proceeds and the author receives forty (40%) percent of the net proceeds. Commercialization of Jointly Owned Works: Works that are jointly owned by GTCC and the author may be commercialized in accordance with a written agreement negotiated by the parties and the division of proceeds will be specified in that agreement. E. Works Subject to Protection by Both Copyright and Patent Laws In cases where an invention or creation is subject to protection under both patent law and copyright law, if GTCC elects to retain title to its patent rights, then the inventor/author(s) shall assign the copyrights to GTCC and the inventor/author(s) shall be compensated in accordance with the royalty provisions of this Policy regarding patent revenue sharing. F. Videotaping and Related Classroom Technology Any courses that are videotaped, recorded, or transmitted using any media are GTCC property and may not be further distributed without permission from the Intellectual Property Committee. All videotaped courses shall carry an appropriate copyright notice. G. Copyright Registration The responsibility for determining the need for copyright registration of a GTCC owned work shall rest with the Intellectual Property Committee. H. Use of GTCC Name in Copyright Notice In general, all GTCC owned works should bear appropriate copyright notice. Such copyright notice should be composed and affixed in accordance with United States copyright law, as follows: Copyright (year) GTCC. All Rights Reserved. The date in the notice should be the year in which the work was created, with separate dates included for years in which any changes are made to the work. SECTION 3. INVENTIONS A. PATENT OWNERSHIP GTCC shall own all rights and title in all inventions and discoveries of GTCC faculty, staff and students that are: (1) conceived or first actually reduced to practice as a part of or as a result of GTCC research or activities within the scope of the inventor’s employment by GTCC, or (2) that involve the use of GTCC time, facilities, staff, materials or funds administered by GTCC. Inventions that are made by faculty, staff, and students entirely on their own time and without the use of GTCC facilities, equipment, staff, supplies, resources, or trade secret information, shall remain the exclusive property of the inventor. In the event there is a question as to whether GTCC has an ownership claim to an invention, the invention should be disclosed according to Section 3(B) below. Such disclosure is without prejudice to the inventor’s ownership claim. In determining ownership interest in an invention, GTCC may determine that GTCC has no property interest in an invention because its conception and reduction to practice were unrelated to the inventor’s duties as a GTCC employee or involved only insignificant use of GTCC resources (such as office space or libraries normally available to all faculty and staff). The inventor will receive a written statement confirming GTCC’s property interest. If a student makes an invention that is, or may be, 72 subject to GTCC ownership in accordance with this Policy, the student shall disclose the invention to GTCC as provided in Section 3(B) below, and GTCC, together with the student, shall determine an equitable resolution of ownership rights. B. DISCLOSURE GTCC faculty, staff, and students are required to report all inventions and discoveries in which GTCC may have an interest to GTCC’s Intellectual Property Committee (a “Disclosure Report”), at which time the possibility of exploring patenting should be considered. Students should first discuss an invention with their instructor, who shall assist them in further discussion with GTCC. In order to preserve rights in unpatented inventions, it shall be the duty of the inventor, or of the supervisor if the inventor is not available, to report to the Intellectual Property Committee any publication, submission of manuscript for publication, sale, public use, or plans for sale or public use, of an invention, if a Disclosure Report has previously been filed with respect to the invention. If an invention is disclosed to any person who is not employed by GTCC or not working in cooperation with GTCC upon that invention, a record shall be kept of the date and extent of the disclosure, the name and address of the person to whom the disclosure was made, and the purpose of the disclosure. The inventor shall promptly notify the Intellectual Property Committee of the acceptance for publication of any manuscript describing the invention or any sale or public use made or planned by the inventor. In those cases in which GTCC has obtained a patent without obligation to any sponsor that supplied funds under a contract, grant, or other arrangement for the development of the underlying invention, and no arrangement has been made for commercial development of the invention within a reasonable period from the date of the issuance of the patent, the inventor(s) may request in writing a release of GTCC’s patent rights. The Intellectual Property Committee will promptly either grant the request or will advise the inventor of GTCC’s plans for the development of the invention. As to any invention in which GTCC has determined that GTCC has an interest, the inventor, upon request, shall execute promptly all contracts, assignments, waivers or other legal documents necessary to vest in GTCC or its assignees any or all rights to the invention, including complete assignment of any patent or patent applications relating to the invention. GTCC personnel may neither (a) sign patent agreements with outside persons or organizations which may affect GTCC’s rights and interests as stated in this Policy or as provided in any grant or contract funding the invention, nor (b) without prior written authorization use the name of GTCC in connection with any invention. C. REVENUE SHARING GTCC shall share revenue which it receives from patents or inventions with the inventors. As noted above, specific provisions of grants or contracts may govern rights and revenue distribution regarding inventions made in connection with sponsored research; consequently, revenues GTCC receives from such inventions may be subject to payments of royalty shares to sponsors or contractors. Moreover, GTCC may contract with outside persons or organizations to obtain, manage, and defend patents, and any royalty shares of expenses contractually committed to such persons or organizations may be deducted before revenues accrue to GTCC. The revenues (net, if applicable per the preceding paragraph) which GTCC receives from a patent or invention will be applied first to reimburse GTCC for any incremental expenses incurred by it in obtaining and maintaining patents and/or in marketing, licensing and 73 defending patents or licensable inventions. After provision for such expenses, the inventor’s share of such revenues shall be as follows: 50% of the first $500,000 of the net revenue and 35% of net revenue thereafter. In the case of co-inventors, each such percentage share shall be subdivided equally among them, unless GTCC in its sole discretion determines a different share to be appropriate. Applicable laws, regulations or provisions of grants or contracts may, however, require that a lesser share be paid to the inventor. D. INVENTOR REQUEST FOR A DETERMINATION OF GTCC RIGHTS If the inventor believes that the invention was made outside the general scope of his or her GTCC duties or entirely on the inventor’s own time and without the use of GTCC resources, and does not choose to assign the rights in the invention to GTCC, he or she shall, in the invention disclosure, request that the Intellectual Property Committee determine the respective rights of GTCC and the inventor in the invention and shall include information on the following points: 1) The circumstances under which the invention was made and developed; 2) The employee’s or student’s official duties at the time of the making of the invention; 3) Whether he or she requests a waiver or release of any GTCC claims or acknowledgment that GTCC has no claim; 4) Whether he or she wishes a patent application to be prosecuted by GTCC, if it should be determined that an assignment of the invention to GTCC is not required under this Policy; and 5) The extent to which he or she would be willing voluntarily to assign domestic and foreign rights in the invention to GTCC if it should be determined that an assignment of the invention to GTCC is not required under this Policy. E. RESPONSIBILITIES OF GTCC PERSONNEL Employees engaged in external consulting work or business are responsible for ensuring that agreements emanating from such work are not in conflict with this Policy or with GTCC’s contractual commitments. Such employees should make their GTCC obligations known to others with whom they make such agreements and should provide other parties to such agreements with a statement of this Policy. SECTION 4. TRADEMARKS AND SERVICE MARKS Trademarks and service marks (collectively “trademarks”) include any word, name, symbol, sounds or device used by a person or entity in commerce to distinguish its goods/services from those of others and to identify the source of those goods/services. Trademarks used for goods or services distributed by GTCC shall be owned by GTCC. Examples include, but are not limited to, names and symbols used in conjunction with computer programs or GTCC activities and events. The ownership of a trademark is determined by the identity of the entity that uses the trademark. It follows that the fact that a member of the faculty, staff or student creates a trademark used by GTCC does not confer any ownership rights in the faculty member, staff or student. The Intellectual Property Committee should be consulted about registration, protection, and use of marks. SECTION 5. PROPRIETARY INFORMATION Proprietary information arising out of GTCC work (e.g. Actual and proposed terms of agreements, financial arrangements, or confidential business information) shall be owned by GTCC. Trade secret is a legal term referring to any business or technical information, whether or not copyrightable or patentable, which derives commercial value from not being generally known or readily ascertainable and is the subject of reasonable efforts to maintain its secrecy. Trade secrets are proprietary information. 74 SECTION 6. ADMINISTRATION OF INTELLECTUAL PROPERTY A. ORGANIZATION The Vice-President for Instruction is responsible for the administration of intellectual property matters at GTCC. GTCC may contract with outside agents for certain technology transfer services, including marketing and licensing of GTCC owned copyrights and inventions. The Vice-President for Instruction is authorized to negotiate with reputable agencies or firms to secure arrangements for intellectual property management, including evaluation of invention disclosures, filing of patent, trademark, and copyright applications, and licensing and administration of intellectual property. B. INTELLECTUAL PROPERTY COMMITTEE The Executive Vice-President shall appoint an Intellectual Property Committee (IPC) consisting of no fewer than three members. The Vice-President for Instruction shall serve as Chairman of the Committee, and the Vice-President for Corporate and Continuing Education and at least one faculty member shall serve on the Committee. The Committee shall be responsible for the following: 1) Review and recommend to the Board of Trustees changes to these Procedures. 2) Decide upon appropriate disposition of intellectual property disclosures. 3) Resolve questions of intellectual property ownership. 4) Recommend the expenditure of royalties. 5) Make such recommendations as are deemed appropriate to encourage disclosure and assure prompt and effective handling, evaluation, and prosecution of invention opportunities and to protect the interests of GTCC and the public. The President of GTCC shall have the right to review and overrule any decision of the Intellectual Property Committee. Any interested party may appeal a decision of the Intellectual Property Committee to the President of GTCC. 10/23/97 2/19/04 10/18/07 II-2.031 Copyright All college-sponsored instruction, activities, events, publications, theatrical, or musical performance must be in compliance with federal copyright law (Title 17, U.S. Code). Employees of the college are individually responsible for identifying and obtaining information about copyright requirements, which relate to the performance of their duties, and for conforming to them. Employees who do not adhere to copyright requirements are acting beyond the scope of their employment, and may be subject to disciplinary action or dismissal. In order to assist employees in complying with the copyright law, the college maintains guidelines and procedures on the copyright law and its application. Procedure: 1. The college provides guidelines to assist employees in complying with copyright law. The guidelines summarize explanatory materials available to the public that discuss the application of fair use principles in greater detail. They do not purport to provide legal advice, but only aid in identifying reasonable conduct in accordance with the principle of fair use. They do not insure that a court would interpret a particular use as acceptable. No liability is assumed by GTCC for the opinions and information presented. 2. Guidelines to assist employees in complying with copyright law are available on the campus network and from appropriate areas (library, bookstore, audiovisual department, duplicating 75 center) for the following applications. Forms included in the guidelines must be used as the guidelines indicate. a. Audio programming b. Bookstore c. Classroom copying d. Computer software e. Duplicating center f. Interlibrary loan g. Internet h. Library reserves i. Multimedia fair use j. Music and theatrical performance Many of the decisions which instructors and others make in regarding and/or reproduction of material must be made by the individual, without practical means for review. Therefore, each employee is responsible for adhering to copyright law and for seeking appropriate legal advice when questions arise. 3. Fair Use. 1. Copyright law begins with the premise that the copyright owner has exclusive right to many uses of a protected work, notably rights to reproduce, distribute, make derivative works, and publicly display or perform the work. Key statues make specific allowance for concerns such as distance learning, backup copies of software, and some reproductions made by libraries. The best-known and most important exception to owners’ right is fair use, which is not an infringement of copyright. Section 107 of the Copyright Act of 1976 cites four factors to be considered in determining fair use: 1) The purpose and character of the use, whether such use is of a commercial nature or is for nonprofit educational purposes. 2) The nature of the copyrighted work (such as whether published or unpublished, fiction or nonfiction, commercial audiovisual or printed work, consumable or not consumable). 3) The amount and substantiality of the portion used in relation to the copyrighted work as a whole. Both length (amount) of the excerpt and how important the excerpt is to summarizing the creative essence of the work are important. 4) The effect of the use upon the potential market for or value of the copyrighted work. 2. Since all four of the factors may enter in to any determination by a court of whether fair use has been violated, there is no binding formula what will always apply. Examples of court deliberations and conclusions are available from many sources. GTCC guidelines summarize some of these examples, and cannot be definitive. 4. See Internet Use Policy (II-2.0351) Rev II-2.032 8/21/97 7/12/99 Identity Theft Prevention Program In compliance with the Federal Fair and Accurate Credit Transactions Act of 2003 (FACTA), Section 114, and rules promulgated by the Federal Trade Commission to address identity theft, GTCC will implement procedures to protect students and college employees from damages associated with the compromise of sensitive personal information. The college will identify patterns, practices, or specific activities (red flags) associated with new and existing accounts 76 which indicate the possibility of identity theft; take measures to prevent identity theft; and respond to identity theft should it occur. The Board of Trustees directs the President to be responsible for the oversight, implementation, and administration of this Identity Theft Prevention Program. Particular direction should be given to the implementation of this and related policies, to the continuing education of both employees and students regarding the importance of properly protecting personal information, and to the monitoring of any experiences which demonstrate a need for change in either policy or procedures. Procedures: 1. For purposes of this policy, the following definitions apply: a. Creditor—Any organization, including the community college, which regularly extends, renews, or continues credit; or arranges for someone else to extend, renew, or continue credit; or is the assignee of a creditor involved in the decision to extend, renew, or continue credit. b. Credit—Deferral of payment of a debt incurred for the purchase of goods or services, including educational services. c. Covered account—An account with a creditor used by individuals, families, or households which involves multiple payments to that creditor. d. Identifying information—Information which alone, or in combination with other information, can be used to identify a specific individual. Identifying information may include name, social security number, date of birth, driver’s license number, identification card number, employer or taxpayer identification number, biometric data, unique electronic identification numbers (including student number in Colleague), address or routing code, or certain electronic account identifiers associated with telephonic communications. e. Identity theft—A fraud attempted or committed using identifying information of another person without proper authority. f. Red flag—A pattern, practice, or specific activity which indicates the possibility of identity theft. g. Sensitive information—Personal information belonging to any student, employee, or other person with whom the college is affiliated. h. Service provider—Person or organization providing a service directly to the college related to covered accounts. 2. Activities of Guilford Technical Community College which require compliance with the red flag rules include the following: a. Utilization of deferred payments plans as authorized by State Board of Community College Code SBCCC 02D.0201(b). b. Provision of emergency loans to students. c. Maintaining accounts for students from which the student can authorize payments for goods and services such as books and food. d. Use of debit card accounts. e. Attempts to access academic or financial information. 3. The following red flags will be monitored as possible signals of identity theft: 77 a. Alerts, notifications, or other warnings received from the attorney general’s office, consumer reporting agencies, service providers, fraud detection services, or other entities used to collect data. b. The presentation of suspicious documents to college officials (e.g., identification documents that appear to have been altered or forged, documents which contain a photograph or physical description not consistent with the appearance of the customer presenting the identification, etc.). c. The unusual use (based on established patterns) of existing accounts, or other suspicious activity related to a covered account. d. Notice from students or employees, victims of identity theft, law enforcement authorities, or other persons regarding possible identity theft in connection with covered accounts held by the college. e. Requests for access to information from an account that has been inactive for a prolonged period of time. f. A student returning to register or apply for financial aid when that student’s account has been inactive for a prolonged period of time. 4. The following methods will be used to obtain and verify the identity of persons opening an account or making changes to an existing account in order to detect red flags: a. Existing college policies regarding the protection of personal information, both written and electronic, will continue to be enforced. All new employees will be provided training about these policies and the procedures in place to implement them. b. Procedures will be in place to verify a person’s identity when processing any activity to all accounts including registration, financial aid, bookstore, and business office payments or inquiries. Photo identifications should be required for both opening and accessing covered accounts, and secondary sources of identification required when identity is in doubt. c. Receipt of notifications of possible red flag criteria from students, employees, or outside agencies will be disseminated to appropriate college officials involved in the opening or maintenance of covered accounts. d. Under existing policy, college officials will be vigilant in dealing with security breaches in information systems such as lost or stolen computers, network security attacks, and data files (electronic or written) discovered to be open to the general public or to unauthorized staff. e. Third party agencies that handle student or employee accounts on behalf of the college will verify that they have processes in place to protect the sensitive data of their customers. 5. The following methods will be used to prevent and mitigate identity theft related to opening and accessing covered accounts: a. When a person does not provide proper identification, the college will have procedures in place to verify the person’s identity before opening an account or allowing access to an account. b. The college will ensure that college employees have initial and on-going training on issues of protecting personal information and preventing identity theft. The Director of Human Resources and the Chief Information Officer, as directed in related 78 college policies, will ensure this training is current and provide general and on-going monitoring of the college’s procedures to protect personal information. c. Employees and students should be encouraged to report any perceived failure to properly protect personal identification data. 6. The college will have a plan of action for responding to red flag alerts, including the following: a. College personnel will ask for validation or supplemental identification before carrying out a transaction through which identity theft could occur when a student’s or employee’s identity is in question. b. Access to information will be denied or accounts disabled pending further investigation and resolution of suspicious activity. c. The college shall follow its existing policies related to privacy and protection of personal information; shall report thefts that could compromise sensitive data; shall notify victims and proper authorities of possible identity theft; and shall disseminate to appropriate media information concerning an improper disclosure of sensitive information. 7. Based on monitoring by the Director of Human Resources and the Chief Information Officer and guided by any red flag activity, the President or designated staff shall annually brief the Board of Trustees and recommend any changes in this policy or related college policies. 8. Related Policies include: a. Personal Information Protection Policy (II-2.034) b. Right to Privacy (III-2.060) c. Use of Private Information (II-2.0354) d. Information Security and Confidentiality Policy (II-2.0355) Adopted II-2.034 4/23/2009 Personal Information Protection Policy Guilford Technical Community College maintains electronic and written personal information which is essential to performing college business. The college has both rights and obligations to manage, protect, secure, and control identifying information. Personal identifying information includes but is not limited to an individual’s name combined with any confidential distinguishing information and/or numbers such as social security numbers, bank account numbers, credit cards numbers, driver’s license numbers, and personal identification numbers (PINs). Every employee, student and affiliate (including but not limited to contractors, temporary staff, consultants, volunteers, and vendors) of GTCC should protect this personal information when collecting, using, transferring, storing, and disposing of it. Procedures Every student, employee and affiliate of GTCC should have access to a copy of this policy. a. All employees should be made aware of the personal information protection policy and their related responsibilities. b. The Director of Human Resources and the Chief Information Officer will serve as the privacy compliance officers (PCOs) and be responsible for the following: 1. 79 1) Ensuring that all employees have access to training on protecting personal information, 2) Monitoring how the college protects personal information, 3) Answering questions about appropriate disposal methods, and 4) Ensuring that appropriate government agencies and affected individuals are notified of breaches. c. The Vice President of Student Support Services is responsible for notifying students of personal information protection practices related to students. d. Each primary college contact is responsible for informing each affiliate of the personal information protection policy. 2. All documents requesting personal identifying information will contain a statement explaining the intended use of that information. 3. Anyone who does not protect personal identifying information will be subject to disciplinary action that may include termination of employment and/or prosecution. 4. Each employee, student and affiliate of GTCC is responsible for immediately notifying his/her immediate supervisor about any perceived policy violations whether observed or intentionally or unintentionally committed. a. The immediate supervisor will then complete a personal information protection incident reporting form and submit it to a privacy compliance officer. b. Anyone perceiving a violation by his/her immediate supervisor or primary contact should report it to the next level of supervision. c. An individual reporting a perceived abuse will not be punished for reporting the incident as long as the claim is not determined to be malicious in nature. d. A privacy compliance officer will ensure that appropriate governmental agencies and affected individuals are notified as soon as possible following a security breach. 5. Personal information must be disposed of in a manner that ensures confidentiality and prevents the personal information from being recovered or reconstructed when it is no longer needed and is no longer required to be maintained by law or under GTCC’s record retention procedures. 6. GTCC will adhere to all related policies, procedures, and mandates including but not limited to the GTCC Management Manual and the NC Identity Theft Prevention Act. The management manual contains the following related policies and procedures: a. Use of Private Information - Management Manual II-2.0354 b. Management Information System Security - Management Manual II-2.0355 c. Communicable Diseases - Management Manual II-2.040 d. Right to Privacy - Management Manual III-2.060 Adopted 10/26/06 II-2.035 Telecommunications II-2.0351 Internet Acceptable Use Policy Internet services are provided for Guilford Technical Community College students to support their educational needs and for GTCC faculty and staff to support their professional activities. All GTCC 80 users are responsible for using the Internet in an effective, efficient, ethical and lawful manner. Internet access is a privilege, not a right, and as such, can be withdrawn from those who use it irresponsibly. Procedure: 1. Acceptance of Internet access constitutes agreement with the college's policies and understanding of appropriate and inappropriate use. 2. Users have access to a wide variety of information via GTCC Internet services. The availability of such information does not imply that GTCC approves or endorses its content. Additionally, there is no guarantee of the validity or accuracy of information accessed. 3. Efforts are made to maintain the reasonable privacy of users' files on college servers. However, computer files, electronic mail and accounts on college networks are not the private property of the user, and the user has no reasonable expectation of privacy. Individuals designated by the President, Executive Vice President, or the Chief Information Officer of the college may monitor use in the following cases: a. To protect the integrity, security or functionality of the network or other computing resources b. To protect the college from liability c. When there is reasonable cause to believe that the user has violated this Internet Acceptable Use Policy d. When there appears to be unusual or unusually excessive activity as indicated by monitoring general usage patterns e. When requested by supervisors or the Director of Human Resources f. When required by law. The college, at its discretion, may disclose the results of any monitoring, including the contents and records of individual communications to appropriate college personnel or law enforcement agencies and may use the results in appropriate college disciplinary proceedings. Communications made by means of the college computing resources are generally subject to discovery requests to the same extent as paper copies. 4. Following is a list of unauthorized activities. It is not exhaustive; users should not assume that any system use not specifically excluded is authorized or that it will be treated as such. Questions about whether a specific use would be permitted it shall be referred to the Chief Information Officer. a. College provided accounts are to be used solely by GTCC faculty, staff, and students. Employees and students may not give other persons including relatives or friends access to their accounts. b. Individuals may not conduct activities for personal gain via GTCC Internet services. This includes advertising personal services, selling, soliciting jobs, sending mass mailings or any other activities whose purpose is to generate revenue for an organization or for the individual's personal gain (See Solicitation On Campus Policy, I1.060). c. Activities which interfere with the ability of other users to make effective use of GTCC computer services are prohibited. Such activities include but are not limited to harassing or threatening other users; theft or attempted theft of passwords or other restricted information; attempting to crash the system; attempting to gain access to directories or files for which a user is not authorized; or actions which adversely affect the performance of the computer system. Users are expected to abide by the rules of other networks that they may access via the Internet. 81 d. Copying, providing, receiving, or using copyrighted material in violation of licensing agreements is prohibited. Content creators using copyrighted material must obtain written permission documentation from the copyright holder. (See Intellectual Property Policy, II-2.030 and Copyright Policy, II-2.031). e. Use of Internet services for any illegal activity will result in loss of access without prior notice. Legal action may also be taken. f. Certain materials available on the Internet are inherently inappropriate for educational or administrative purposes. Examples include material that is of a sexually explicit nature or that advocates violence or discrimination; humor of an offensive or sexually explicit nature, or pirated commercial software, movies or music. Such material is prohibited and users accessing and/or downloading this type of material may be subject to loss of Internet access and/or college administrative sanctions. g. Certain activities possible on the Internet are prohibited. These include: 1. Users shall not engage in activities that relate to material involving the sexual exploitation of minors as defined by Federal Code Title 18, Part I, Chapter 110, Sexual Exploitation and other abuse of children or other commercial acts. 2. Security programs or utilities that reveal or exploit weaknesses in college servers and networks may not be downloaded or used. This would include password cracking programs, packet sniffers or port scanners. Users must report any knowledge of such activities to the Chief Information Officer. For valid instructional needs such activities must occur on a segmented network established by theITS Department. 3. Users may not operate network services from their computers. These would include DNS services, chat services, bulletin boards, anonymous FTP, IRC, POP3, SMTP, etc. Those individuals with legitimate need to operate such services must obtain written permission from the Chief Information Officer. 4. Using college resources for playing games or gambling activities is prohibited except in actual instructional applications. 5. GTCC reserves the right to examine user files, accounting information, and backups generated by use of the computing system. System administrators have the authorization and ability to monitor any user’s files if there is a performance reason to do so or a specific reason to believe that a user has engaged or is engaging in unauthorized activities. a. When a process is consuming excessive system resources or degrading system response it may be terminated or its priority may be altered without notice. b. Generally, a reasonable attempt will be made to notify users of a first offense. Serious or repeated offenses will result in immediate suspension or cancellation of access depending on the severity of the offense. Other disciplinary action may apply. 6. Violations will be reviewed by the Chief Information Officer and may be referred to appropriate GTCC authorities who may impose disciplinary actions, up to and including termination of employment. 7. Web pages on college websites contain information that will be seen by individuals outside the college and should be accurate, consistent, and support the GTCC mission. All pages should enhance the image of GTCC and may not include fraudulent, false, misleading or obscene material, nor may they libel or defame any person or entity. Web pages shall follow these guidelines: a. Pages on the www.gtcc.edu site shall support recruitment, admissions, retention, information about college activities and the educational goals of students. This official site is under the supervision of the Director of Marketing. b. Pages shall be consistent with the overall design of the website, and may be HU UH 82 redesigned by the Marketing Department to insure a consistent look and functionality. c. All links will be tested and if the link does not work, it may be removed. d. Pages not maintained or that do not reflect current policy and practices may be removed. e. Pages must be accessible to all persons, including those with visual or other disabilities. Approved Rev. Rev. II-2.0352 6/20/96 7/12/99 7/11/03 Rev. Rev. 8/20/09 4/30/12 Social Media Guilford Technical Community College (the “College”) may establish official College social media networking sites to facilitate information sharing and collaboration. Social media communications tools may be used for official College business such as marketing to potential students; communicating with prospective and current students, alumni, and employees; educating the public about the College and its mission, programs and events; and for emergency communications. The Director of Marketing and Public Information shall coordinate with the Chief Information Officer to establish and maintain appropriate College procedures governing use of social media by College employees, independent contractors, and students (collectively, “College Community Members”) and shall ensure that these procedures are readily accessible by such College Community Members. Procedures: 1. Social networking sites created by College Community Members shall follow the same general guidelines as those for creators of web pages. Some social networking sites are used for official College business, while others are personal sites reflecting College Community Members’ opinions and viewpoints. Examples of social networking sites and services, used both professionally and personally, include but are not limited to blogs, forums, Facebook, Twitter, LinkedIn, Flickr and YouTube. 2. Information published on social networking sites shall comply with all existing College policies, including but not limited to the College’s Information Security and Confidentiality policy (II-2.0355). This also applies to comments posted on other blogs, forums or social media and networking sites. 3. Social media activities shall not interfere with an employee’s or independent contractor’s work commitments. Employees and independent contractors who access social networking sites and services on non-working time with their own personal computing equipment should do so in a responsible and professional manner. 4. College Community Members’ online presence reflects the College's image. Information posted online shall remain professional in nature and shall be conducted in accordance with the College's communications policy, practices and expectations. College Community Members are not permitted to use the College's name or official logos, graphics, or information or to state or imply any official association with the College in any sites created outside the College's resources without the prior written consent of the Director of Marketing and Public Information ; provided, however, College Community Members may factually state their association with the College as an employee (staff member or faculty member), independent contractor, or student, as appropriate, without the prior written consent of the Director of Marketing and Public Information . Neither should College Community Members claim or imply that they are 83 speaking on behalf of the College. Any social media operated under the College's sponsorship is subject to collection and preservation policies of the state. Information posted on personal social media sites that identifies an affiliation with the College must have a disclaimer that views expressed are those of the author and do not represent the views of the College. The College reserves the right to request that College Community Members avoid certain subjects, withdraw certain posts, and remove inappropriate comments from any social media services and sites, and any other websites. 5. College Community Members must not use social media services or sites, or any other websites, to disparage the College or other College Community Members. They may not harass, bully or intimidate others. Behaviors that constitute harassment and bullying include, but are not limited to, comments that are derogatory with respect to race, religion, gender, sexual orientation, color, or disability; sexually suggestive, humiliating, or demeaning comments; and threats to stalk, haze, or physically injure another College Community Member. Employees engaging in such behavior will be subject to appropriate sanctions in accordance with applicable policies such as IV-4.070 Anti-Harassment and IV-1.052 Disciplinary Action Including Termination. Students will also be subject to related applicable policies such as III-2.010 Student Conduct. 6. Social media are public spaces and any discussion of confidential College issues is prohibited. 7. Establishment of social media sites must follow the following guidelines. a. The Marketing Department will establish and maintain the College's official social media sites. Other areas of the College desiring to establish departmental sites must obtain permission from the Director of Marketing and Public Information prior to creating social networking sites. Once approval has been given, the webmaster will register the account with the social networking service requested, record the username and password, and notify the requestor. Username and password may not be changed. The requestor will be responsible for maintaining the service and may contact the webmaster for assistance as needed. The webmaster will maintain account records in case content needs review or someone other than the original requestor assumes responsibility for the site. b. The College's YouTube channel is used by faculty and staff as a media repository for videos such as class demonstrations or speaker presentations. E-Learning maintains this service and can assist faculty and staff in providing such content to online classes or the public. Students may also use the service by following the guidelines maintained and provided by the e-Learning department. c. When student organizations use College-sponsored social media for communication, the Director of Student Life will monitor the sites on a regular basis to ensure that all forms of communication are appropriate and do not portray the College in a negative or false way. If such information is found, the Director shall remove the communication. 8. College Community Members are personally and solely responsible for any legal liability arising from or relating to their use of social networking services and sites in violation of this Policy. Each College Community Member agrees to indemnify the College for any and all claims brought against the College arising from or related to such College Community Member’s violation of this Policy. 2/16/12 84 II-2.0353 Telephone Use College telephones, standard and cellular, are maintained primarily for official use; consequently, personal calls by members of faculty and staff should be kept to a minimum. Any charges incurred for personal long distance calls and personal use of cell phones, in excess of allowable personal calls as defined in procedures, are the responsibility of the caller. Public pay telephones, available for student use, will be maintained at various locations on campus. The use of personal communications devices must be restricted to locations and times when college functions and classes are not disturbed. Procedure: 1. College telephones provide direct access from college offices to both Greensboro and High Point for all employees. GTCC is a member of the state telephone communications network. 2. The president or designee may identify positions that require personal communications devices (cell phones, pagers, etc.) to conduct job responsibilities, and supply employees with these devices. Employees in these positions may use the assigned device in the same manner and with the same requirements that any standard college-owned telephone may be used. a. Mobile telephone calls to conduct official college business should only be used when more economical means of telephoning are not reasonably available. b. Employees issued a cell phone are responsible for the safekeeping of the phone and may be charged for the cost to replace a lost or stolen phone. In the event a cell phone is lost or stolen, the employee must notify Campus Police and his or her supervisor immediately so that the phone can be deactivated. c. An employee separating from college employment must return all assigned personal communications devices to his or her supervisor or the Purchasing Manager. 3. Allowable personal calls: An employee who is in travel status for two or more consecutive days in a week is allowed one personal long distance call for each two days for which reimbursement to the employee may not exceed $3.00 for each in-state call or $5.00 for each out-of-state call. Reimbursement must be made from non-state sources. Because mobile phone charges are based on measured use, no personal calls should be made on mobile phones except in emergency cases determined by the college. Any charges incurred for personal long distance calls beyond those allowable on standard phones and all charges incurred for personal reasons on cell phones are the responsibility of the caller. Employees who incur charges for personal calls will be required to reimburse the college. Failure to do so will be grounds for disciplinary action up to and including dismissal. a. Monthly computerized printouts indicating long distance use from each telephone extension, cell phone, and radio are audited, and are available to users upon request. Charges for long distance and cell phone calls will be indicated. b. Employees assigned a college cell phone should be aware that incoming calls also use minutes from the phone plan. The employee is responsible for assuring that incoming calls are business related and/or are paid for by the employee. 4. Student use of regular phones in college offices should be confined to extreme emergencies only. Staff in each office area may require that students turn off personal 85 communications devices, which may otherwise be disruptive to staff and others in the area. Appropriate notices may be posted in the office area. 5. Neither faculty members nor students will be interrupted during their classes for telephone calls, except those of an emergency nature. Accordingly, faculty may require that students turn off personal communications devices during class. 6. Public pay telephones are located in the following places: Greensboro Campus Aviation Facility - (1) Greensboro line - (2) High Point lines (1) High Point line (1) High Point line (1) High Point line High Point Campus Jamestown Campus Applied Technology Building - Level I Medlin Campus Center – Bookstore/Breezeway Health Careers - Level I Public Safety Building – Rear Lobby - 7. Problems or questions may be addressed to the ITS Department or the Jamestown switchboard operator. Rev. II-2.0354 10/17/96 04/11/02 12/16/04 7/3/12 Use of Private Information Individuals using Guilford Technical Community College’s computer resources may have the ability to access sensitive information about students and college employees. The college takes seriously the privacy of such information. All users, when signing onto the system, must acknowledge responsibility to use such privileged information ethically and for academic or college business purposes only. Data that is subject to privacy rules may not be moved to an off-campus server, nor may employees access the data on a college server from off-campus unless authorized by the Director of ITS. Individuals not employed by the college or under a college contract requiring such action are not allowed to access college data without specific prior approval. Employees who have knowledge of campus security setups and configurations such as passwords, IP addressing schemes, etc., are prohibited from sharing such information with students or non-GTCC employees, with the exception of vendors working with the college on specific projects. Attempts to break security setups or hack into systems are prohibited. Violators may be prosecuted and will be subject to disciplinary action that may include termination of employment. Approved Rev. 12/12/02 2/17/05 86 II-2.0355 Information Security and Confidentiality Policy Guilford Technical Community College collects and stores varied types of data in order to facilitate the college’s business. As a responsible organization, and to comply with state and federal statutes, the college recognizes that data should be treated as any other valuable asset: it should be protected from accidental or unauthorized use, theft, modification, or destruction; data should be secured from the time of collection until the time of disposal; access to stored data should be secure and at the minimum level necessary for effective job performance. Those with access to college data must abide by college policies that prevent unauthorized disclosure of restricted information. This policy covers both electronic and non-electronic data. Violators of this policy may be prosecuted and will be subject to disciplinary action that may include termination of employment. All exceptions to this policy must be approved by the President or designee. It is the intent of the college to comply with all applicable laws (such as but not limited to FERPA, HIPPA, Gramm-Leach-Bliley, the NC Identity Theft Prevention Act) that specify information security requirements. Each department head is responsible for periodically reviewing the procedures for handling information in his or her area of responsibility, and for taking remedial action where necessary to insure that data is handled in a secure manner. Information security is the responsibility of every employee, and the college holds each employee accountable for the security of any data accessed in the course of work. Procedures 1. The Chief Information Officer shall be responsible for the overall coordination and oversight of information security. The CIO will work in coordination with the Executive Vice President, the Privacy Compliance Officer(s), and department heads throughout the college, as well as serve as a resource for questions and information. 2. Procedures for Electronic Data a. Data owners. The college information system, Colleague, is split into modules by work functions for greater security. Each module and screen has a data owner(s). The Human Resource module data owner(s) are the Director of Human Resources and the Interim Vice President for Business and Finance. The data owner(s) for the Student module are the Vice President for Student Learning and Success or designees. The Finance Module data owner is the Interim Vice President for Business and Finance. Access to the Core module is restricted to the ITS department personnel. Data owners or authorized designees must approve any access to data or screens in their area of responsibility. b. Authorization for access to data should not exceed the minimum level required for each user to carry out his/her role at the college effectively. To facilitate this, security classes are set up in consultation with data owners that specify the screens and processes individuals may access. Each employee must have an individual account for which specific access has been approved by the data owners. 1. New employees. Employees who need a new account must complete the Request for User Setup form. Completion of the form includes certification that the employee agrees to abide by the college’s private information policy and knows the consequences for not following it. The form must be approved by the appropriate data owner and sent to the ITS department, for creation. 2. Temporary employees. Part-time or temporary employees may be given accounts if deemed necessary by their supervisor and the module's data owner. The procedure is the same as for a new employee. The supervisor of a part-time or temporary employee is responsible for notifying ITS when the individual is no longer employed. Accounts for 87 these employees are often set up with an automatic ending date after which the account is not accessible. 3. ITS will maintain all access requests and make them available to auditors as necessary c. Changing access rights. If a change in access for an individual employee is required due to a change in their job responsibilities, the supervisor must fill out the Change in Access form, have it signed by the appropriate data owner, and send it to ITS. ITS will make the needed changes and retain the request for auditor review. d. Employees may not retain access past the time it is necessary. 1. Separated employees. When an employee separates from the college, ITS will be notified by the Human Resources Department. ITS will delete the individual’s account. 2. Inactive accounts. If an individual has not used his or her account for ninety days, it will be disabled. The individual may reapply for an account in accordance with procedure 2. 3. Temporary employees. Supervisors of temporary employees are responsible for notifying IIRTS when the individual is no longer employed. e. Annual accountability. Each year, two types of written accountability are required. Each account holder must sign a statement reaffirming knowledge of the Information Security and Confidentiality Policy. All data owners must revalidate the security classes for each individual granted access to data under their responsibility. These annual acknowledgements will be maintained for auditor review. f. It is the responsibility of the ITS department to provide a safe and secure environment for computing. In order to do so, ITS provides equipment and procedures that comply with security standards such as the State of NC Security Standards, the IIPS security standards and the PCI security standards. g. Software patches for the Colleague system are provided by the North Carolina Community College System Office, ITS division. When the college receives a patch, it is loaded into the test account and users of screens and processes affected by the patch are notified. A one week period is provided to test processes and screens after the patch. If no problem is discovered during testing, the patch is then loaded to the live account the following week. A log of all software patches is maintained by ITS for auditor review. h. Data on the Colleague system are backed up on a regular basis. A full system backup is performed weekly. Incremental data backups are done daily for data changed or entered that day. In addition, work is replicated to an off-site disaster recovery site and data snapshots are taken hourly. A copy of the backup tape is kept off-campus for business continuity purposes. Files are periodically restored from tape to test the effectiveness of the backups. i. In the event of a data security breach, ITS will notify the proper parties and follow the procedures in the Data Incident Response plan. j. College equipment and peripherals used to store or access data must be disposed of securely. All such equipment must be turned in to ITS for disposal. ITS insures that data on such equipment are unrecoverable before final disposal. Media such as floppy disks, CD’s, jump drives, tapes, etc. must be physically destroyed before disposal in such a way that data are not retrievable. k. Data must also be secured once it leaves the college's computer systems. 88 1. Files containing identifiable data can only be downloaded to a college-owned computer for the time needed to perform the task for which the data was extracted. Once the data is no longer needed, it must be deleted. 2. Sensitive college data must never be downloaded to personal laptops that are not college equipment. 3. Laptops and media such as jump drives, CD’s, etc. containing identifying personal data or other sensitive college data must be secured under lock and key when not in use. 4. College data shall not be sent by employees to servers or computers that are not college property, unless such servers are maintained by a company that is under contract with the college and which maintains a secure environment, or an organization that the college is legally required to report data to. 5. College employees shall not send college data, particularly personal identifying data, through email to individuals outside the college. l. Employees who have knowledge of college security setups and configurations such as passwords, IP addressing schemes, firewalls, VLAN schemes, etc., are prohibited from sharing such information with students, non-GTCC personnel, or any unauthorized GTCC employees. Attempts to break security setups or hack into college systems are prohibited. Violators of this policy may be prosecuted and will be subject to disciplinary action that may include termination of employment. m. All accounts must have individual logons and password protection. n. Screens that display college data must not be left up while the user is not at his/her station. Individual Colleague sessions are monitored for activity. After fifteen minutes of inactivity, the session is terminated. o. Files downloaded to the college shall be screened for computer viruses, Trojan horses, worms or other destructive programs. Virus detection programs and practices shall be implemented throughout the college, along with a training program on virus prevention and remediation. In order to prevent viruses from being introduced into the college network, only ITS employees shall add any software or hardware to the system. p. Only employees, supporting state organizations, or third party entities who have signed and agreed to a local remote access agreement, will be given remote access to the college’s network. Only VPN, SSH, SSL or industry standard clients with equal or greater security/encryption as the college’s security/encryption shall be utilized to access the college’s network or servers from a remote location. Employees are prohibited from using unapproved software to access college computers from remote locations. This includes access to office computers as well as servers. q. Originators of telephone calls, telex/cables, facsimile transmissions, e-mail, computer transactions, or any other telecommunications transmission should be aware of the possibility of compromise of confidentiality, integrity, or inappropriate availability of the information transmitted. They should determine whether the information requires additional special protection and handling. r. If an employee uses confidential information from another college or agency, he or she shall observe and maintain the confidentiality conditions imposed by the providing college or agency. 89 s. The college will provide an ongoing program of network user education for the purpose of making all participants in the campus community aware of their important roles in providing a unified defense against deliberate or inadvertent exploitation of the network. Particular attention should be paid to “social engineering” where a user can be duped into revealing login names and/or passwords to unauthorized entities by telephone, fax, e-mail or in person. t. Enforcement. Non-compliance with the security architecture and this information protection policy are subject to management review and action that conforms to college disciplinary policies and any and all relevant legal actions. u. ITS will publicize warnings and updates of current acute threats such as new viruses, worms, Trojans, etc. to the campus community. 3. Procedures for Non-Electronic Data a. The college collects data on paper forms. All forms must be reviewed by the issuing department to insure that all data collected is required. Personal identifying data such as social security numbers or credit card information must not be collected without a specific requirement to do so, and a statement must be included on each form that includes personal identifying data. b. Paper forms containing personal identifying data must be secured in locked containers such as file cabinets when not in use. c. When data is no longer needed, it must be disposed of securely. The college complies with state records retention policies. GTCC contracts with a vendor, certified by the National Association for Information Disposal (NAID) to provide secure disposal of paper. Employees should use the document container boxes found in various locations on college property to dispose of their paper forms, or dispose of them using an approved shredder. Related Policies Personal Information Protection Policy – Management Manual II-2.034 Right to Privacy – Management Manual III-2.060 Adopted 10/25/03 Rev. 2-15-07 Rev. 12-15-11 II-2.040 Disease, Infectious or Communicable Guilford Technical Community College places a high priority on the need to prevent the spread of serious communicable diseases on its campuses. It is the intention of the College to promote the health and safety of its faculty, staff and students. Communicable disease is defined as an illness due to an infectious agent or its toxic products which is transmitted directly or indirectly to a person from an infected person or animal through the agency of an intermediate animal, host or vector (an agent that acts as a carrier), or through the inanimate environment. Outbreak is defined as an occurrence of a case or cases of a disease in a locale in excess of the usual number of cases of the disease. Quarantine authority is defined as the authority to limit the freedom of movement or action of persons or animals which have been exposed to or are reasonably suspected of having been exposed to communicable disease or communicable condition for a period of time as may be necessary to prevent the spread of that 90 disease. The term also means the authority to limit the freedom of movement or action of persons who have not received immunizations against a communicable disease listed in NC G.S. 130A-152 when the local health director determines that such immunizations are required to control an outbreak of that disease (NC G. S. 130-A-133). Communicable disease shall include, but not be limited to: Bronchitis Measles Chickenpox Meningitis Conjunctivitis Pneumonia Hepatitis A Tuberculosis Infectious Mononucleosis Upper Respiratory Infections Influenza Whooping Cough The college will not discriminate against any applicant, employee or student who has or is suspected of having a communicable disease. As long as the employee is able to satisfactorily perform the essential functions of the job, and there is no medical evidence indicating that the employee's condition is a threat to the health or safety of the individual, co-workers, students or the public, an employee shall not be denied continued employment. As long as the applicant/student is able to satisfactorily perform in the curriculum and there is no medical evidence indicating that his/her condition is a threat to the health or safety of the individual, employees, other students or the public, he/she shall not be denied admission to the campus or classes based on whether or not he/she is infected or a known carrier of a communicable disease. The college will consider the educational or employment status of individuals with a known communicable disease or suspected communicable disease on an individual basis following procedures outlined by the President (or designee). All medical records shall be strictly confidential and kept separate from employees' personnel files in accordance with the requirements of the Americans with Disabilities Act as amended. In addition, students' medical records shall be strictly confidential and kept separate from students' academic files in accordance with the requirements of the Americans with Disabilities Act as amended. Any release of information in a confidential medical file shall be in accordance with the applicable law and regulations. Exposure to AIDS, HIV infection, and Hepatitis B are dealt with in more specific detail in the document, Infectious Disease Control Program: Bloodborne Pathogens, as well as in individual department/division plans which are on file in the departments and in Human Resources. Procedure: 1. Persons who know, or have reasonable basis for believing, that they are infected with a communicable disease are expected to seek expert advice about their health circumstances and are obligated, ethically and legally, to conduct themselves in a responsible manner toward the employees and students of the college, patients served in clinical programs, and other members of the community. If necessary, all other faculty, staff, students, and employees of contractors or contracted services are urged to share information related to the medical condition in question on a confidential basis with the Director of Human Resources (or designee) or the Associate Vice President (or designee) accordingly, so that the college can respond appropriately to their health and educational needs. 2. In situations where exclusion, restriction or reassignment may be warranted for the health and safety of the individual or the health or safety of other members of the college or public, if 91 practicable, the following individuals may be included as members of a committee, or may provide input or recommendations to the committee, in evaluating such issues as may arise: the individual's personal physician, local health director (or designee), a physician with expertise managing communicable disease cases, the faculty member, supervisor or department chairperson, the college attorney, the Director of Human Resources (or designee), or Associate Vice President (or designee). All issues concerning persons infected with communicable diseases will be considered on an individual basis. In the event that a decision or determination is made concerning exclusion, restriction or reassignment of enrollment or employment of the student or employee, the committee shall meet with the student or employee, explain its decision, the basis for the decision, and attempt to reach a mutual agreement. In the event that a student or employee disagrees with the decision of the college, s/he shall follow the respective general grievance and appeal procedure. Should an influenza outbreak reach a pandemic stage, the President or his/her designee shall regularly monitor the situation by communicating with local and state health officials and by reviewing media sources. Should an influenza outbreak reach a pandemic level within the state or a county contiguous to Guilford, Randolph, Davidson, Forsyth, Rockingham or Alamance counties the President or his/her designee will provide current information to students and employees on preventing the spread of the pandemic flu. Should influenza reach a pandemic level within the service area the President or his/her designee, after consulting with local health officials, may close the College temporarily or exercise quarantine authority if he/she feels it is in the best interest of the College and community, and deemed necessary by state or local health/and/or law enforcement officials. Persons who are infected with the pandemic flu, or know of someone in the College community who is, should contact college officials immediately. Students should contact the Associate Vice President and employees should contact the Director of Human Resources. 3. The confidentiality of medical information imparted to the college will be respected and held in strict confidence and shared only as allowed by law. Medical information relating to the communicable diseases of a student or employee will be disclosed to responsible college officials only on a strictly limited need-to-know basis. Persons deemed to have a "direct need to know" will be provided with the appropriate information. 4. All incidents involving exposure to communicable diseases should be reported to Associate Vice President or the Director of Human Resources and the local health department as soon as possible. 5. The college will conduct an ongoing education program, which will be included in new employee/student orientation and will inform faculty, staff, and students about communicable diseases, warning signs, and protective measures. 6. Faculty, staff, students, and employees of contractors or contracted services are encouraged to maintain current immunizations as a preventive measure. Rev II-2.042 8/22/96 12/17/09 Tuition and Fees Guilford Technical Community College assesses student tuition and fees as described in the procedures which follow, subject to provisions of the State Board of Community Colleges, NC General Statutes, and the college's Board of Trustees. The Board will set optional and specific fees 92 subject to limitations as provided in the State Board of Community Colleges Code 1E SBCCC 200.98. Approved fees will be reviewed annually and reported to the State Board. These fees shall include: 1. In-state and out-of-state tuition. 2. Specific fees for items required for individual courses considered to be in addition to normal supplies and material the college supplies such as tools, uniforms, insurance, physical education fee, and certification fees. 3. Student activity fee. 4. Campus access, parking, and security (CAPS) fee. 5. Parking deck permit fee. 6. A computer use and technology fee. All fees are assessed each term unless otherwise noted. Procedure: 1. Curriculum Tuition In-State Credit Hours 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 or more MAXIMUM TUITION Out-of-State Amount Credit Hours $71.50 $143.00 $214.50 $286.00 $357.50 $429.00 $500.50 $572.00 $643.50 $715.00 $786.50 $858.00 $929.50 $1,001.00 $1,072.50 $1,144.00 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 or more $1,144.00 MAXIMUM TUITION Amount $263.50 $527.00 $790.50 $1,054.00 $1,317.50 $1,581.00 $1,844.50 $2,108.00 $2,371.50 $2,635.00 $2,898.50 $3,162.00 $3,425.50 $3,689.00 $3,952.50 $4,216.00 $4,216.00 2. Specific Fees: a. Course Specific Fees: Fees may be assessed for particular courses with shops, labs, clinics, or unusual necessary supplies. The appropriate vice president will develop an annual schedule of fees by course prior to registration for fall term. The executive vice president will review and approve the fee schedule. Interim changes in this fee schedule require approval from the division vice president as well as the executive vice president. NOTE: Other students may be exempt from course specific fees if they are a part of selected contracted programs in which comparable expenses are sufficiently covered. b. Insurance Fees: 1. Accident insurance is assessed each semester. Paid by all curriculum students except 93 high school students. May also be paid by some continuing education and selfsupported class students. Fall and Spring – per semester Fee: $3.60 Summer semester Fee: $1.90 2. Malpractice insurance is assessed each fall and spring semester. Paid by students in the relevant programs only. Required in the following programs at the rates indicated: Certified Nursing Assistant Fee: $8.50 Cosmetology Fee: $8.50 Culinary Co-op Fee: $8.50 Dental Assisting Fee: $8.50 Dental Hygiene Fee: $8.50 Early Childhood Education Fee: $8.50 Emergency Medical Science Fee: $8.50 Emergency Medical Technician Fee: $8.50 Healthcare Mangement Technician Co-op Fee: $8.50 Human Services Technician Co-op Fee: $8.50 Medical Assisting Fee: $8.50 Medical Office Administration Co-op Fee: $8.50 Medical Transcription Co-op Fee: $8.50 Nursing Fee: $8.50 Office Administration Co-op Fee: $8.50 Pharmacy Technology Fee: $8.50 Physical Therapist Assistant Fee: $8.50 Radiography Fee: $8.50 Surgical Technician Fee: $8.50 3. Student Activity Fee. Student Activity Fees are assessed each fall and spring semester. a. All curriculum students taking 1-11 credit hours Per Semester Fee: $10.00 b. All curriculum students taking 12 or more credit hours Per Semester Fee: $17.50 4. Campus Access, Parking, and Security (CAPS) Fee. CAPS Fees are assessed each semester: a. All curriculum students taking 1-11 credit hours Fee: $25.00 b. All curriculum students taking 12 or more credit hours Fee: $50.00 c. Continuing education students (per course) Fee: $5.00 NOTE: Students in Basic Skills classes, certain self-supporting classes, or classes run through certain special grants do not pay this fee. 5. Parking Deck Permit Fee: a. Motorists who elect to use the parking deck must pay the applicable fee shown below to obtain a permit. 1. Students Fall and Spring – per semester Fee: $100.00 No charge for Summer semester 2. Faculty/Staff Fall and Spring – per semester Fee: $125.00 No charge for Summer semester 3. Vendors/Non-Employees – per month Fee: $ 25.00 b. A replacement fee of $5.00 will be charged for lost or damaged access cards. 94 c. Refunds shall be made as follows: 1. A 75% student refund of the parking deck fee may be made through the census date, if the student officially withdraws from all classes. 2. No refunds will be made to faculty and staff unless they are separating from the college and they request a prorated refund. The maximum prorated refund allowed is 75% of the amount paid. 6. Computer Use and Technology Fee. The Computer Use and Technology Fee is assessed each semester: a. All curriculum students taking 1-11 credit hours Fee: $ 10.00 b. All curriculum students taking 12 or more credit hours Fee: $ 16.00 c. Continuing education students (per course) Fee: $ 3.00 NOTE: Students in Basic Skills classes, certain self-supporting classes, or classes run through certain special grants do not pay this fee. 7. Continuing Education Course Registration Fees: Continuing education students pay course registration fees in lieu of tuition. The State Board of Community Colleges sets these fees. Fees are based on course hours as follows: Course Length Registration Fees 1 – 24 hours $ 70 25 – 50 hours $125 51+ hours $180 8. Groups Eligible for Tuition and/or Registration Fee Waivers: State law and other State Board of Community Colleges regulations (G.S. 115B-2, G. S. 115D-5(b), S.L. 2011-145, Sec. 8.5 and State Board of Community College Code SBCCC Chapter 5, Subchapter H provide for the waiver of tuition and registration fees to certain groups. GTCC observes this law by waiving all fees except malpractice insurance fees, if applicable, as follows: Authorized Group Basic Skills/Basic Skills Plus Criteria Persons taking courses in Adult Basic Education (ABE), GED, Adult High School (AHS), English as a Second Language (ESL), Compensatory Education (CED) or any Occupation Extension Curriculum course that is a part of a State Board-approved Basic Skills Plus Program. Child of Permanently and Totally Disabled Public Safety Officer Any child, at least age 17 but not yet 24, whose parent is a law enforcement officer, firefighter, volunteer firefighter, or rescue squad worker for this state or one of its agencies or political subdivision who is permanently and totally disabled of a traumatic injury sustained in the line of duty. Customized Training Program Courses must be conducted under the Customized Training Program Comments/Exceptions This benefit is limited to 54 months for a baccalaureate degree, otherwise, to the number of months of the educational program for which the child is applying. 95 Division of Adult Corrections of the Department of Public Safety and Section of Community Corrections of the Division of Adult Corrections Courses must support the organization's Division of Adult Corrections of training needs and are on a specialized the Department of Public Safety course list approved by the State Board - Full time custodial employees of Community Colleges. Fire Departments Volunteer, Eligible Lake Authorities, Eastern Band of Cherokee Indians, Municipal, County or State Courses must support the organization's Federal departments excluded. training needs and are on a specialized course list approved by the State Board Lake Authority eligibility - authority of Community Colleges. was created by a county board of commissioners prior to July 1, 2012. Section of Community Corrections of the Division of Adult Corrections Employees required to be certified under Chapter 17C of the General Statutes and the rules of the Criminal Justice and Training Standards Commission. Division of Juvenile Courses must support the organization's Employees required to be certified Justice of the Department training needs and are on a specialized under Chapter 17C of the General of Public Safety course list approved by the State Board Statutes and the rules of the Criminal of Community Colleges. Justice and Training Standards Commission. Courses must support the organization's EMS or Rescue and Federal departments excluded. Lake Lifesaving Departments - training needs and are on a specialized Authority eligibility - authority was Volunteer, Eligible Lake course list approved by the State Board created by a county board of of Community Colleges. commissioners prior to July 1, 2012. Authorities, Eastern See note below. Band of Cherokee Indians, Municipal, County or State See note below. First Aid/CPR Elementary and secondary school employees GTCC Employees Full-time regular employees shall have institutional fees waived for curriculum and continuing education courses. Fees waived. Curriculum courses provided through a State Board-approved Career and College Promise (CCP) pathway. Early and Middle College High Schools are approved under the Cooperative and Innovative High Schools Program Act, which is one of the CCP pathways. Malpractice Insurance fee is waived. High School Students GTCC employees must pay for all fees associated with selfsupporting classes. High school students are not exempt from paying registration and student fees for continuing education and self-supported classes. 96 Human Resource Development (HRD) Courses must be conducted under the HRD Program Students must be one of the following criteria: 1. Is unemployed. 2. Has received notification of a pending layoff. 3. Is working and is eligible for the Federal Earned Income Tax Credit (FEITC). 4. Is working and earning wages at or below two hundred percent (200%) of the federal poverty guidelines. Note: HRD students for whom tuition is waived must sign a form verifying that they meet one of these criteria. Law Enforcement Departments - Volunteer, Eligible Lake Authorities, Eastern Band of Cherokee Indians, Municipal, County or State Radio Emergency Associated Citizens Teams (REACT) Spouse of Permanently and Totally Disabled Public Safety Officer Survivor of Deceased Public Safety Officer Courses must support the organization's training needs and are on a specialized course list approved by the State Board of Community Colleges. Federal departments excluded. Lake Authority eligibility - authority was created by a county board of commissioners prior to July 1, 2012. See note below. Basic Law Enforcement Training (BLET) must be in a state-mandated Training Program. Trainees must submit a letter of sponsorship from a municipal, county or state law enforcement agency for waiver to be applied. Courses must support the organization's Team must be under contract to a training needs and are on a specialized county as an emergency response course list approved by the State Board agency. of Community Colleges. Any spouse of a law enforcement officer, firefighter, volunteer firefighter, or rescue squad worker for this state or one of its agencies or political subdivision who is permanently and totally disabled of a traumatic injury sustained in the line of duty. Any survivor of a law enforcement officer, firefighter, volunteer firefighter, or rescue squad worker for this state or one of its agencies or political subdivision who was killed as a direct result of a traumatic injury sustained in the line of duty. 97 Ward of the State Any child, at least age 17 but not yet 24, The child must be: who is a ward of the state or was a ward 1. A resident of NC, and of the state at the time the child reached 2. Eligible for services under the the age of 18. Chaffee Education and Training Vouchers Program. Waivers will only apply to the extent of a balance remaining after any other financial aid is received. Note: Municipal, County, or State fire departments, EMS or rescue and lifesaving departments, and law enforcement agencies are defined as agencies of the State of North Carolina, a North Carolina municipality, or a North Carolina county. This definition does not include private, for-profit entities, including those under contract to the State, a municipality or a county. Revised 6/98 7/99 9/00 2/02 II-2.043 10/02 07/03 6/04 8/04 8/18/05 6/15/06 6/21/07 2/21/08 6/18/09 8/20/09 8/26/10 12/21/10 8/25/11 8/23/12 8/22/13 Fees, User and Patron Consumers of Guilford Technical Community College services may be charged reasonable fees to help the college offset the costs of delivering such services. Products produced in college instructional programs may be sold at reasonable prices to offset the production costs. Approved fee schedules are as follows: A. Fees—Instructional Goods and Services 1. Cosmetology Fee Schedule Senior Citizens (55 and over) receive a 50% discount on each service. Current GTCC students with a valid student ID are allowed to receive free haircuts. Additional services may be received at a 50% discount. Products and Services Shampoo and Set Shampoo/Set Shampoo/Blow-dry Shampoo/Braids Straight Back Braids Design Set Design Set – Senior Citizen Blow-dry/Marcel Advanced Hair Services Haircut – No Shampoo Haircut, Shampoo, Blow-dry Deep Color Rinse Semi-Permanent Color Scalp Treatment Permanent Color Fees and Prices $ 10.00 15.00 15.00 (base price) 1.00 per braid 1.00 per braid 20.00 15.00 15.00 10.00 18.00 1.00 20.00 16.00 30.00 98 Highlights/Weaving 35.00 Highlights/Lowlights 45.00 Press & Curl – short hair 25.00 Press & Curl – long hair 35.00 Permanent Wave or Relaxer 40.00 Soft Perm 50.00 Spiral Perm 50.00 Wig Care & Styling 8.00 Design Set with perms, Iron Work etc. additional cost 8.00 Body Services Facial 10.00 Hair Removal – Brows 5.00 Hair Removal – Chin 5.00 Hair Removal – Lip 5.00 Lash & Brow Tinting 8.00 Manicure/Hand Massage 8.00 Paraffin Wax Dip 4.00 Pedicures 15.00 2. Esthetics Fee Schedule Senior citizens (55 and over) receive a 50% discount on each service. Products and Services Facial Basic Aromatherapy European Fees and Prices $10.00 15.00 20.00 Facial Add-Ones (These amounts are charged in addition to the 3 facial charges above.) Brush 5.00 Electronic 10.00 Galvanic 10.00 High Frequency 10.00 Vacuum 10.00 Deep Exfoliant 10.00 Paraffin Facial 15.00 4-Layer Facial 20.00 Hair Removal Brow Chin Lip Underarm Bikini Back Arms Legs – lower half Full Legs Specialty Treatments Make-up Application Lash & Brow Tinting 5.00 5.00 5.00 8.00 10.00 15.00 15.00 15.00 30.00 5.00 7.00 99 Lash Perm Ear Candling Other Body Treatments 3. Culinary Fee Schedule Products and Services Lunch Dinner Pie Torte Cheesecake Pastry 4. Dental Clinic Fee Schedule Products and Services Dental Assisting Initial Examination Full mouth x-rays X-ray additional 1 Bitewing x-ray 2 Bitewing x-rays 4 Bitewing x-rays Panoramic x-ray Sealants –per tooth Amalgam – 1 surface – primary Amalgam – 2 surfaces – primary Amalgam – 3 surfaces – primary Amalgam – 4 surfaces – primary Amalgam 1 surface Amalgam 2 surfaces Amalgam 3 surfaces Amalgam four + surfaces Composite - 1 surface Composite - 2 surface Composite - 3 surface Composite/incisal angle/or 4 surfaces Resin – 1 surface – primary Resin – 2 surfaces – primary Resin – 3 surfaces– primary Composite - 1 surface - posterior Composite - 2 surface - posterior Composite - 3 surface posterior Stainless steel crown – primary Stainless steel crown – permanent Sedative filling Pin retention Pulp cap - direct Pulp cap - indirect Pulpotomy Periodontal scaling and root planing/quad Periodontal scaling Periodontal prophy 15.00 10.00 30.00 - 45.00 Fees and Prices $7.00 9.00 5.00 10.00 10.00 not to exceed 10.00 Fees and Prices $5.00 5.00 .50 1.00 1.00 2.00 5.00 6.00 12.00 16.00 19.00 19.00 12.00 16.00 19.00 19.00 14.00 16.00 23.00 23.00 14.00 16.00 23.00 14.00 16.00 23.00 24.00 24.00 12.00 6.00 3.00 3.00 12.00 5.00 5.00 5.00 100 Extraction single tooth Extraction – additional Root removal – exposed roots Surgical extractions 11.00 6.00 19.00 19.00 Dental Hygiene Oral prophylaxis, Fluoride, 4 BW’s Children and adults Adults 60 years + Full mouth series radiographs Additional radiographs Panoramic radiograph Screening – adult Sealants – per tooth Bleaching Arestin Periodontal Medicament NC 5.00 2.50 5.00 .50 5.00 N/C 6.00 50.00 per arch 5. Furniture Sales – CRAFT Program Any Chair – Grade Gold $ 99.00 Any Chair – Grade Silver 50.00 Any Chair – Grade Bronze 25.00 B. Student Services Fees Products and Services International Student Application Transcripts Student ID’s for Basic Skills Students Replacement for lost student ID’s U Fees and Prices $40.00 5.00 5.00 5.00 C. Testing Fees CLEP Test $20.00 COMPASS test for colleges other than GTCC 5.00 GED Test 35.00 Mock Certification exam for students taking MED262 20.00 Proctoring fee per hour for any institution other than GTCC 10.00 Postage and handling fee for tests - USA priority mail 5.00 Postage and handling fee for tests - USA special handling 8.00 Postage and handling fee for tests - USA overnight 15.00 Postage and handling fee for tests - International 45.00 Test of Essential Academic Skills (TEAS) (GTCC Applicants) 35.00 Test of Essential Academic Skills (Non-GTCC Applicants) 70.00 Transcript of test scores 5.00 WorkKeys Applied Mathematics Applied Technology Locating Information Reading for Information Teamwork Listening Writing U 10.00 10.00 10.00 10.00 10.00 15.00 15.00 101 Business Writing 15.00 Fit Assessment 15.00 Performance Assessment 15.00 Talent Assessment 15.00 Workplace Observation 17.00 Job Profile 1,550.00 Career Readiness Certificate: Reading for Information, Applied Math, Locating Information 30.00 No Child Left Behind Paraprofessional Certificate: Reading for Information, Applied Math, Business Writing 35.00 Certificate (reprinting, duplicate or upgrade original certification) 5.00 D. Graduation Fees Adult High School GED Diploma Associate Degree Certificate Re-Application for Graduation Re-Print of Diploma Re-Print of Certificate $35.00 35.00 35.00 35.00 5.00 10.00 10.00 5.00 E. Automotive Repair GTCC’s Automotive Department does not work on cars for the general public, but does accept automotive students’ personal vehicles, and occasionally employees’ vehicles if needed, to meet educational program outcomes. The Automotive Program Waiver Form must be completed and signed by the vehicle owner prior to any work being done on the vehicle. The student or employee must provide all materials needed for the repair. Materials must be purchased from outside vendors. Any subsequent sale of these items is considered a private contract between the student and the purchaser. The college assumes no liability for said products. F. Furniture Upholstery GTCC’s Furniture Upholstery Department does not reupholster furniture for the general public. Furniture Upholstery students may choose to reupholster personal items. In such cases, the student must provide all materials necessary to reupholster the item. Materials must be purchased from outside vendors. Any subsequent sale of these items is considered a private contract between the student and the purchaser. The college assumes no liability for said products. G. Service Fees Returned Check Fee Deferment Late Fee $25.00 $25.00 Rev. 06/2002 12/12/02 12/15/05 06/15/06 8/25/11 2/16/12 102 06/17/04 08/04/04 08/18/05 II-2.045 06/19/08 02/19/09 12/17/09 8/23/12 8/22/13 Fundraising Access to Guilford Technical Community College’s programs and the excellence of the educational experience at GTCC are greatly enhanced by the receipt of donations whether monetary, in-kind, or comprised of other personal or real property from citizens, philanthropic institutions, public agencies, and businesses. The GTCC Foundation is the major fundraising vehicle for the college. All staff and faculty members are encouraged to promote the efforts of the college to secure gifts. Procedures: 1. The Foundation is responsible for coordinating all fundraising efforts. The Foundation currently works closely with many advisory committees, individuals, and college groups on writing grants and on targeting and approaching likely donors of both cash and in-kind gifts. College faculty and staff who know of opportunities for gifts are encouraged to share this information with the Foundation. 2. The Foundation will serve as a clearinghouse for solicitation information about potential corporate and individual donors. Any approaches to these sources must be coordinated through the Foundation. The information collected by the Foundation is intended to avoid duplicated requests by other college groups for small donations, whether monetary, in-kind, or other property gifts, when a substantial gift is possible or in progress and to help the college avoid duplication of fundraising efforts to the same sources. The involvement of the Foundation is not to inhibit advisory committees and/or individuals, especially faculty members who may have contacts in industry, from taking advantage of opportunities to secure in-kind gifts or from planning and implementing fundraising efforts. The purposes are to ensure that all solicitations are orderly and do not represent multiple requests to the same source from several college groups and to ensure that gifts are appropriate, properly acknowledged, and recorded into inventory. The Foundation must be consulted prior to acceptance of gifts of substantial value or if there are questions about a gift’s appropriateness, value, method of donation, tax documentation, or other related issue. 3. Monetary gifts should be directed to the GTCC Foundation, Inc. GTCC personnel must inform the Foundation Office BEFORE they solicit monetary gifts for the college. 4. Gifts of equipment, supplies, or materials must fulfill a genuine need verified by the department and division chair (or dean or vice president as appropriate to constitute two supervisory levels). The college is not obligated to accept any gift because it is offered and cannot accept gifts that do not have a use. Equipment must be in working order or salvageable for useful parts. GTCC does not assign a monetary value to the donation for use by the donor for tax purposes. That is the responsibility of the donor. (The tax value may differ from the inventory value of the gift to the college.) a. If the donor contacts the faculty member, department chair, or division chair directly, the person contacted is responsible for completing a GTCC Donations Form verifying the value of the donated item(s) to the college and documenting the source of the donation. 103 b. The GTCC Donations Form is submitted to the Foundation Office, which records the gift and prepares an acknowledgment. GTCC cannot accept and acknowledge any gifts of equipment, supplies, and/or materials that are of no use to the college. c. If donors contact other personnel in the college, they should be referred to the Foundation Office. The Foundation Office will see that appropriate faculty members, department chairs, and division chairs are notified and that the GTCC Donations Form is completed. d. The Foundation Office refers all completed and recorded GTCC Donations Forms to the Purchasing Officer for information and entry into inventory, as appropriate. 5. GTCC clubs, associations, and other organized on-campus groups will be limited to raising money from people who come to the campus for services, GTCC students, and employees, unless specifically approved to solicit others. The fundraising activities should not be advertised to the general public without prior approval. See the Solicitation Policy I-1.060 for the procedures to be followed. 6. GTCC students, faculty, and staff value good citizenship and helping those in need. The college supports fundraising for these purposes through United Way, individual and team participation in events such as Multiple Sclerosis and Juvenile Diabetes Walks, and other charity fundraisers. The solicitation process now in place (I-1.060) must be followed to ensure that fundraising is orderly and appropriate. 7. GTCC and its students have many needs, including support of scholarships, equipment, childcare programs and other student support programs, program start-up costs, and professional development. The Foundation fundraising campaigns are planned with these needs in mind. College groups also should be encouraged to consider these needs first when planning their fundraising activities. Groups interested in general community service should be encouraged to contribute time and talents as an alternative to raising money. 8. Groups sponsoring for-profit companies to sell goods and share profits to benefit college causes should require terms favorable to the college. Such companies should be willing to share at least 50 percent of gross profit with the college in exchange for space and access to the campus community. 9. For the appropriate procedures on grant applications and management of grants, see College-Wide Rules and Procedures. Adopted 2/19/98 Reviewed 10/7/13 II-2.050 Internal Audit Plan for Continuing Education Classes Guilford Technical Community College shall maintain an Internal Audit and Credibility Plan and provide audit reports to the Board of Trustees in accordance with the State Board of Community College Code, SBCCC, 2E.0305(c). 6/20/96 12/14/00 1/14/02 10/14/02 2/19/04 2/15/07 12/12/13 104 II-2.060 Investment Investment and management of college funds will be in accordance with North Carolina General Statute §115D-58.6. Funds eligible for investment include institutional funds that have accumulated for future benefit of the college and any county funds paid to the college for approved operating budgets or capital projects. The Guilford Technical Community College Finance Committee of the Board of Trustees shall serve as the Investment Committee for the Board. The Investment Committee shall make decisions based on investment guidelines approved by the board, monitor performance of investments, and report investment results to the board on a regular basis. The investment program shall be so managed that investments and deposits can be readily converted into cash to meet operating needs as determined by the chief financial officer. Moneys shall be invested only in the form of investments pursuant to G.S. 159-30(c) or in any form of investment established or managed by an investment advisor within guidelines established by the board. The Board of Trustees shall discharge their duties with respect to the management and investment of college funds as follows: (1) Investment decisions shall be solely in the interest of the college and the students, faculty, and staff of the college. (2) The investments shall be for the exclusive purpose of providing an adequate return to the college. (3) Investments shall be made with the care, skill, and caution under the circumstances then prevailing which a prudent person acting in a like capacity and familiar with those matters would use in the conduct of an activity of like character and purpose. (4) Investment decisions shall be made impartially, taking into account the best interest of the college, with special attention to conflicts of interest or potential conflicts of interest. (5) Investments shall incur only costs that are appropriate and reasonable. This policy should be understood not to include college foundation funds managed by a separate board of directors and involving funds independent of college funds. Rev. 10/17/96 12/21/06 02/16/12 II-2.070 Marketing/Public Information To ensure the timeliness, accuracy and consistency of news and information concerning GTCC, the preparation and release of news, features, advertising copy, publications and other printing projects will be coordinated by the Marketing/Public Information Office. Inquiries from the media are to be referred to the Marketing/Public Information Office to determine the appropriate employee to respond on behalf of the college. Procedure: 1. The Marketing/Public Information Office shall coordinate news releases to the media; the design, development, placement and purchase of advertising and printing; release of information on Board or major administrative actions; and scheduled TV or radio coverage of college events. a. News and Publicity Releases 105 1) 2) All pertinent data about general news items shall be submitted in writing to the Director of Marketing/Public Information. Publicity requests for scheduled events shall be submitted to the Director of Marketing/Public Information at least one month before the scheduled event. b. Advertising 1) The Marketing/Public Information Office will be responsible for all advertising except classified advertising for job openings (handled by the Human Resources Office). 2) The Marketing/Public Information Office plans the advertising budget for GTCC for the year. In the event additional funds become available, requests for unplanned advertising will be handled on a case-by-case basis. Requests for both planned and unplanned advertising require the approval of the President or the appropriate Vice President and the Director of Marketing/Public Information. c. Printing 1) The Marketing/Public Information Office produces the course schedule(s), catalog, viewbook, curriculum brochures, President's Report, mail-back card brochures and an admissions packet. The budget is planned to cover these items. In the event that additional funds become available, other printing projects will be handled on a case-by-case basis. Requests for planned and unplanned printing require the approval of the President or the appropriate Vice President and the Director of Marketing/Public Information. 2) These projects must be approved by the President or appropriate Vice President and reviewed by the Director of Marketing/Public Information. All copy for the project should be submitted to the Director of Marketing/Public Information at least three (3) weeks before the anticipated printing date. Producers of such projects must adhere to all appropriate bid procedures, which are handled by the Purchasing Office. 3) Institutional identification (including Affirmative Action/Equal Opportunity Institution designation, as appropriate) will be designed into all materials. 2. The Marketing/Public Information Office shall coordinate media contacts on behalf of the College. 3. The Public Information Officer is the official contact person for information concerning college events and campus-wide activities. 4. Employees should answer questions from the media only when requested to do so by the Director of Marketing or Public Information Officer. The employee will promptly inform the Public Information Officer of the information shared with the media representative. The Public Information Officer will relay the information to the Director of Marketing/Public Information. 5. If an employee prefers not to answer media questions or believes he/she does not have sufficient information to do so, he/she should inform the Public Information Officer who will identify another appropriate respondent. Rev. 8/17/95 12/12/13 106 II-2.080 Public Records Guilford Technical Community College will provide access to institutional records in accord with state law State Board of Community College Code SBCCC 115D-78 and Chapter 132). The President shall designate individuals authorized to provide such access, and shall set a schedule for payment of the actual costs of complying with requests. 1. Requests for college records shall be complied with as promptly as possible. Only those records protected by laws pertaining to student privacy and confidentiality of employee records will not be supplied. (See policies III-2.8 and IV-4.8) 2. Requests for college records may be referred to the President, Vice Presidents, Associate Vice Presidents, Campus Deans, or the Offices of Marketing/Public Information, and Institutional Research. 3. If copying the records involves four or more pages, or if the copy is to be supplied on an electronic storage device such as a CD or flash drive, the requestor shall pay the cost of making the copies. In the case of paper copies, this shall be $0.15 per page. CDs or flash drives shall be supplied by the college and the requestor shall be charged the actual cost of the electronic storage device and computer time. Payment shall be made at the time the copies are delivered. Adopted 6/20/96 2/2014 Procedure update Adopted 6/20/96 II-2.090 Children on Campus To protect the safety of young visitors and to avoid disruptive behavior, children accompanying students, visitors, or employees of Guilford Technical Community College must be under the constant supervision of a responsible adult while on the property of GTCC or on the site of any approved off-campus event. Employees of the college have assigned duties and cannot take supervisory responsibility for the unattended children of students, visitors, or employees. Children are not to be left unattended in any college facility at any time. Procedure: 1. The college assumes no responsibility or liability for children, nor for any accidents or injuries incurred by children, in any unsupervised situation not approved by the college administration. For the purposes of this policy, the terms "child" or "children" mean any youth under the age of 18, whether or not such youth is the offspring of the person whom he or she accompanies. 2. Employees are expected to provide for the care of their children away from the work site. In rare emergency situations, if it is necessary for the employee to bring a child to the workplace during working hours, the employee's supervisor must approve. If an employee has approval from his/her supervisor to bring a child to the workplace, the employee is responsible for attending to the child at all times while on the premise. 3. Children accompanying employees, students, or visitors are not permitted in classrooms, labs, shops, or common study areas as stated in the GTCC General College Catalog and GTCC Student Handbook. 107 4. Persons wishing to patronize GTCC services to the public (cosmetology, dental, etc.) may be refused service if accompanied by a child who will be unattended during the time the patron is receiving services. College staff will not be expected to provide supervision of such children. 5. If a child is found or identified as "unattended" Campus Police will be informed. A Campus Police officer will attempt to locate the parent (or the adult responsible for the child), and inform him/her of the college's rule regarding unattended children. The parent/responsible adult will be asked to assume direct supervision of the child(ren) at that time. Campus Police will call the Department of Social Services for the safe keeping of the child if the parents are not located. 6. Violation of this policy will result in appropriate disciplinary action. Rev 10/23/97 3/10/11 II-2.091 Pets on Campus No person may have an animal, excluding service animals, on campus without written permission of the appropriate Vice President or Dean. Service animals are permitted on campus within established guidelines. Procedure: 1. A person found to have violated this policy will immediately remove the animal or bird from the campus. 2. A student or employee found to have violated this policy will be subject to disciplinary action. Repeated violations may result in student suspension or termination of employment. 3. Individuals with service animals will follow these guidelines: a. Persons with disabilities may be accompanied by working service animals on all GTCC campuses and sanctioned activities. As defined by the Americans with Disabilities Act, a “service animal” is any dog or miniature horse that has been trained to perform work or tasks directly related to an individual’s disability (commonly referred to as “partner”). 1. Individuals are strongly encouraged to register a service animal with the DAS office. If an animal does not meet service animal definitions, and the reason for the animal’s presence is not readily apparent, the partner must provide documentation supporting the need for and type of assistance that the animal will provide. 2. Service animals are not permitted to disrupt the educational process. b. The partner’s responsibilities are to: 3. Maintain control of the service animal by leash, tether, voice control, signals, halter and lead line or other effective means. 4. Clean up after the animal and repair or accept financial responsibility for incidental damage caused by the animal (i.e. digging, chewing, kicking, biting, etc.). 5. Provide food, water, and general maintenance of the animal. 108 c. The campus community’s (faculty/staff/students) responsibilities are to: 1. Allow partners and their service animals access to appropriate areas on campus. 2. Avoid interacting with a service animal without the permission of the partner. d. The disAbility Access Services Office‘s responsibilities are to: 1. Serve as the central point of contact for any individual using a service animal. 2. Implement safety measures for partners, service animals and the campus community. 3. Manage all complaints pertaining to the presence of a service animal. d. A student has the right to initiate a complaint/grievance pertaining to his/her service animal. The compliant/grievance policy is outlined in the Management Manual, Student Grievance Policy III-2.013. Adopted 2/15/96 2/20/14 II-2.100 Returned Checks A service charge shall be established by the Board of Trustees to be assessed on each check returned by the bank. Sanctions will be imposed on individuals who fail to redeem the check in a timely manner. The returned check policy shall be posted in prominent locations of the college, such as the Cashier's window, Student Services, GTCC Bookstores, and satellite campuses. Money collected from service charges shall be used to defray collection costs associated with collection of delinquent accounts. Procedure: 1. When a student or employee incurs a financial obligation to the institution, the Business Office will initiate appropriate collection activity. An appropriate fee shall be established by the Board of Trustees to be assessed for each returned check. 2. Currently Enrolled Students a. A letter of notification identifying the nature of the debt shall be sent by the Business Office to the student by registered mail. The Business Office will also send an email notification. The student will be requested to redeem the check and service charge within seven (7) days if the student fails to make payment, the instructor is contacted to send the student to the Business Office. At this time, a hold shall be placed on the student's file until the financial obligation has been satisfied. Students who have had checks returned from the bank before classes have started will be dropped for nonpayment if the student fails to make payment after the initial notification letter. b. If the student has not paid or responded within seven (7) days, the Business Office shall submit the student's name, student ID number and all pertinent information concerning the debt to the Disciplinary Officer for appropriate action as determined by established procedures. c. The account shall be submitted to the collection agency under contract with the state. Accounts which meet the eligible threshold shall also be turned over to the North Carolina Debt Set-Off Program for garnishment from the debtor's state income tax 109 refund. The student's name, student ID number, social security number and all pertinent information concerning the debt shall be submitted with each referral. d. After the college has received two (2) bad checks from a student, the student's file shall be flagged with a financial code which will deny the student the privilege of paying for registration by check. He/she shall also be denied the privilege of paying for future services by check. This is also applicable if a student submits a fraudulent check. 3. Former Students a. A letter of notification identifying the nature of the debt shall be sent by the Business Office to the student by registered mail. The student will be requested to redeem the check and service charge within seven (7) days. At this time, a hold shall be placed on the student's file until the financial obligation has been satisfied. b. If the debt is not paid within seven (7) days, a follow-up letter shall be mailed to the student. c. The account shall be submitted to the collection agency under contract with the state. Accounts which meet the eligible threshold shall also be turned over to the North Carolina Debt Set-Off Program for garnishment from the debtor's state income tax refund. The student's name, student ID number, social security number and all pertinent information concerning the debt shall be submitted with each referral. d. After receiving two (2) bad checks from a student, the student's file shall be flagged with a financial code which will deny the student the privilege of paying for registration by check. He/she shall also be denied the privilege of paying for future services by check. This is also applicable if a student submits a fraudulent check. 4. 5. Employees a. The employee shall be notified by an appropriate Business Office staff member of the debt. The employee will be requested to redeem the check and service charge within three (3) days. b. If restitution is not made within three (3) days, and the employee is a regular or time limited employee, he/she shall be requested to come to the Business Office and sign a payroll deduction form authorizing the debt to be deducted from his/her next payroll check. c. Failure to respond or sign the payroll authorization within a reasonable time shall result in a Business Office representative contacting the employee's supervisor to assist in resolving the financial obligation. d. Failure to make restitution by any full time or part time employee shall make him/her subject to disciplinary action, which may include suspension or dismissal. e. In the event the employee is no longer employed by the institution, the Business Office shall send a letter of notification by certified mail identifying the nature of the debt. The account shall be submitted to the collection agency under contract with the state. Accounts which meet the eligible threshold shall also be turned over to the North Carolina Debt Set-Off Program for garnishment from the employee's state income tax refund. The employee's name, employee ID number, social security number and all pertinent information concerning the debt shall be submitted with each referral. f. Repeat offenders (two returned checks) shall be denied the privilege of writing checks, as well as being subject to disciplinary action. The Business Office will notify the appropriate departments to deny acceptance of personal checks from the employee which could result in a financial obligation to the school. Write-offs 110 After all collection efforts have been exhausted and have been proven to be unsuccessful, the debtor's name, student ID number and all pertinent information concerning the debt shall be submitted to the Board of Trustees for write-off approval in accord with the Community College System Office Accounting Procedures Manual. Rev. 6/20/96 10/1/13 II-2.105 Self-Supporting Classes Guilford Technical Community College will offer self-supporting classes when the administration has determined that there is a need and where such classes are appropriate and consistent with the mission of GTCC. The college will observe policies adopted by the State Board of Community Colleges affecting such classes. Procedure: 1. In accord with State Board policy State Board of Community College Code SBCCC 2DO203(6), the college will determine direct and indirect costs as follows: a. Direct costs are those costs directly assignable to the class: 1) Instructor(s) salary, including FICA, travel, course development costs, etc., 2) Instructional supplies and materials, 3) Rental of building, and other directly assignable costs, 4) Advertising; e.g.., printing costs associated with a brochure, postage, mailing, etc., 5) Equipment associated with the instruction for a self-supporting class, 6) Refreshments, and 7) Other costs necessary for and directly assignable to a class or costs which are directly assignable to self-supporting classes (could include administrative/clerical costs if verified as directly assignable). b. Indirect costs are the costs for activities supporting the offering of classes but cannot be directly and exclusively assigned to a self-supporting class or the self-supporting program. If indirect costs (see examples below) can be directly and exclusively assigned to a self-supporting class or self-supporting program, the costs can be considered direct costs. Examples of indirect cost include: 1) Utilities, custodial, and security, 2) Coordinator/Administration, and 3) Clerical salary and fringes. 2. Proposals for self-supporting classes shall define the direct and indirect costs using the above rules, and shall be approved by the appropriate dean or vice-president. a. Permission to offer the class shall be based on the justification of the need for the class and the cost estimates. b. Costs shall be defined as directed in the above procedure, with a markup as determined by current market conditions, but no more than 25% unless approved by the executive vice president. c. The cost to individual students shall be kept as low as possible. 3. The Finance Office annually will determine the amount of excess funds generated by selfsupporting classes. Proposals for the use of these funds shall be submitted through the college's planning process. In accord with State Board policy, if self-supporting receipts (all 111 categories; e.g., curriculum, community service, etc.) exceed expenditures for the fiscal year, the following provisions apply: a. If receipts exceed direct and indirect expenditures, the surplus revenue should be expended for student financial aid/scholarships and/or program improvement. Expenditures should be of direct benefit to students. b. Funds in excess of the above direct and indirect expense cannot be used for: 1) Supplemental salaries of any personnel. 2) Administrative support of the college other than noted above of direct benefit to students. 3) College entertainment expense. (Educational activities for non-college personnel or college personnel to enhance student success would not be entertainment. Functions in which the primary purpose is fund raising would be entertainment.) REV. 6/17/99 6-17-04 6-21-07 II-2.110 4/15/10 12/12/13 College Closure/Delay The following procedures will apply in the event of emergency and inclement weather circumstances that required the college to close or to delay opening. Procedure: 1. Curriculum When the college is closed, delayed, or dismissed, curriculum classes will shift to an online delivery method. Faculty will outline college closure/delay procedures in the course syllabi for their courses. a. Missed face-to-face instruction: 1) Faculty will post make-up activities through the online environment. 2) Faculty will document out-of-class activities on the roster via Web Attendance. b. Missed final exams: 1) Faculty may choose to give the exam through an online delivery method, modify the exam into a new assignment, or give an incomplete grade and place the test in the Assessment Center. c. Missed labs, clinical, or software assignments: 1) When impossible to provide instruction through an online environment, faculty may choose alternative options: i. Establish alternative face-to-face options. Note: This can cause serious hardships for working students. ii. Create other learning experiences that can be delivered online and meet the objectives of the student learning outcomes. d. Missed instructional time prior to the census date: 1) For classes that have met or will meet at least once before the census date, the original census date and schedule for the course will be observed. 2) For classes not having an opportunity to meet before the census date, the class schedule will be revised and the census date will be recalculated. 2. Continuing Education 112 When the college is closed, delayed, or dismissed, Continuing Education classes will follow the make-up procedures below. Faculty will outline college closure/delay procedures during class orientation on the first day of class. a. Making up missed class time within Continuing Education: 1) The Continuing Education individual instructor and program coordinator will establish procedures to guide decisions as to how, when, and where missed classes will be made up due to a college closure or delay. 2) Students who are unable to attend the designated make-up class will be counted as absent on the class attendance roster. 3) In the event that classes are delayed, Continuing Education classes beginning prior to the delayed college opening time and ending at least 30 minutes or after the delayed college opening time will meet for class. For example, if the college delays and opens at 10 AM, a 9 AM class will meet at 10:00 AM if there are 30 minutes or more of remaining class time. Therefore, in many instances, the class may be able to make up some or all of the time that same day or if more make-up time is needed, determine an alternative day/time for the class to meet. This procedure would apply to both day and evening Continuing Education classes. 3. Basic Skills Basic Skills classes generate contact hours; hours are not made up for a delayed opening or early dismissal. a. In the event that classes are delayed, Basic Skills classes beginning prior to the delayed college opening time and ending at least 30 minutes after the delayed opening time will meet for class. For example, if the college delays and opens at 10 AM, a 9 AM class will meet at 10:00 AM if there are 30 minutes or more of remaining class time. b. In the event the college dismisses classes early, Basic Skills students will be dismissed at the designated time. c. Off-site classes follow the same schedule as on-site classes with one exception. CED classes follow the schedule for delayed opening or closing of the off-site facility where the class is located. 4. The President shall designate a cadre of individuals who are responsible for notifying personnel on campus and the media of the President’s (or designee's) decision concerning the closing/delayed opening of the college. The cadre shall also have responsibility for carrying out the college closing/delay plan. a. Designated employees who are part of the college closing/delay cadre will report to work during a college closing/delay as part of their regularly assigned duties unless advised to the contrary by the President (or designee). Other selected employees may be called in to work with the approval of a member of the cadre. Non-cadre employees may be compensated with annual leave at the President's discretion. (See Section IV4.080 Work Schedules Non-Faculty, Section IV-4.081 Work Schedules, Faculty and Section IV-3.010 Annual Leave) b. The cadre will report to work at a specified time and implement their pre-arranged procedures. They will work through the completion of their work schedule or until given permission to leave for the day by the President (or designee). 5. To close the college: a. The President (or designee) determines that the college is to be closed and uses appropriate means of communication to inform the college community of this decision. 113 b. The President (or designee) will update the phone message, the GTCC website, and the media as quickly as possible. Other communication methods such as e-mail and electronic alert systems may also be used. c. The President (or designee) will give the announcement to selected radio and television stations in Greensboro, High Point and Winston-Salem in time to be aired at or before 6:00 AM for day classes and 3:00 PM for evening classes d. Students will not report to classes. Unless announced to the contrary, employees will not report to work without express permission from a member of the cadre. 6. For early dismissal: a. The President (or designee) decides classes will be dismissed and uses appropriate means of communication to inform the college community of this decision. b. The President (or designee) will update the phone message, the GTCC website, and the media as quickly as possible. Other communication methods such as e-mail and electronic alert systems may also be used. c. Instructors will continue with class until the designated time for dismissal. d. If necessary, the campus grounds team will address the campus access based on a pre-determined work plan. e. All employees will work until the designated time for dismissal. Campus police and cadre members will work as needed and until dismissed by the President or designee. 7. To delay college opening: a. The President (or designee) decides when college opening will be delayed. b. The President (or designee) will update the phone message, the GTCC website, and the media as quickly as possible. Other communication methods such as e-mail and electronic alert systems may also be used. c. The President (or designee gives the announcement to selected radio and television stations in Greensboro, High Point and Winston-Salem in time to be aired at or before 6:00 AM for day classes. There will be no delayed opening of evening classes. Evening classes will be cancelled or held as scheduled. d. The announcement through the media will indicate the hour at which the college will open Curriculum classes that are scheduled to begin prior to the designated opening will not meet with the following exception: Curriculum clinics, labs, and internships scheduled to begin before the delayed college opening time and who have 50 minutes or more of class time remaining, will meet (i.e. Biology labs), with staff and students reporting at the announced time. 8. The GTCC's Children Center will establish and communicate to parents evacuation procedures appropriate for emergency situations. The Children's Center will operate as follows when the College is closed or delayed due to inclement weather a. The Center will be closed on those days that GTCC is closed. b. On those days when college opening is delayed the Center will open one half hour earlier than the designated start time. c. In the event of early dismissal, Children’s Center staff will notify the parents to pick up their child/children immediately. 9. If the President (or designee) requires employees to report to work (or continue to work) when the college is closed, employees shall: a. Report to work as soon as practicable. The college expects each employee to, whenever possible and without risk to personal safety, make reasonable efforts using his/her best judgment to report to work in inclement weather situations. If weather 114 conditions delay/prevent an employee from reporting to work, the employee should notify his/her immediate supervisor as soon as possible. b. Work through the completion of their regularly scheduled workday or until given permission to leave for the day (or evening) by the President (or designee). c. Notify the department/division chair or supervisor if they cannot report to work. 10. Employees on annual or sick leave will not be charged leave for the time the college is closed. However, if employees are required or requested to report to work and do not do so, or are late reporting to work, they will be charged annual leave or other appropriate leave. 11. Employees who may need or wish to come to the campus must call a cadre member for consent. The cadre member will notify Campus Police of this approval. Without prior notification, campus police may deny access because the college is officially closed. Rev. 2/15/96 11/99 10/04 II-2.115 10/98 12/03 10/12 4/18/13 Sponsorship of Individuals to Attend Community Events Guilford Technical Community College sponsors attendance at a variety of community events as part of its commitment to support the community. The college may elect to invite persons in addition to employees, students, and members of the Board of Trustees to participate in these events and be included in the payment of the related fee. Such persons may include spouses or other members of the immediate families of employees, students, Board members, and/or persons with whom the college has a direct relationship. State and county funds shall not be used for this purpose. Procedure 1. Sponsorships will be paid with vending receipts or other funds specifically given to the college for such purposes, as through a grant. 2. The President and/or the President’s designee shall approve any invitation extended to such other persons. 3. Examples of persons with whom the college has a direct relationship includes finalists for college positions, representatives of businesses with whom the college is working on program design/implementation, official visitors, etc. Adopted 12-18-08 III. POLICIES AFFECTING STUDENT LIFE III-1. Academic Issues III-1.010 Admissions 115 Guilford Technical Community College operates under the "open door" policy of the State Board of Community Colleges (SBCC 02C.0301 Admission to Colleges). Any individual 18 years old or older and able to profit from further formal education, or high school graduate under the age of 18, may be admitted to the college. Individuals under 18 years of age who have not attained graduation from high school can attend GTCC as stipulated by the policies of the State Board of Community Colleges and the procedures specified by GTCC. Admission to the college, however, does not ensure admission to any individual program or course or continued enrollment in the college. GTCC may refuse admission to any applicant during any period of time that the student is suspended or expelled from any other educational entity. The college may also refuse admission to any applicant if it is necessary to protect the safety of the applicant or other individuals. When making a safety determination, the college may refuse admission to an applicant when there is an articulable, imminent, and significant threat to the applicant or other individuals. Upon making application to the college, the individual may be tested and/or interviewed as required by certain programs or if deemed advisable by admissions personnel. An applicant is granted admission into a specific program when there are instructional spaces available and where the student has demonstrated aptitude for that program as determined by personal interest, academic background and/or test scores. If there is any indication of academic deficiency, the prospective student will be given an opportunity to remove the deficiency through preparatory alternatives. Procedure: 1. Admission to Curriculum Classes and/or Programs a. Applicants 18 years and older who wish to complete a degree or diploma program must do the following: 1) Complete the GTCC Application for Admission. 2) Have transcripts of high school education and all post high school course work sent to the GTCC Admissions and Records Office. Applicants who have earned a bachelor's degree are not required to furnish a high school transcript unless they are applying for a limited enrollment program. 3) If applying for a limited enrollment program, schedule an interview with an admissions representative. 4) Take the GTCC assessment battery in English, reading and math. Some programs require a test in algebra, keyboarding and/or ratio/proportion. (See Placement Test Practices and Procedures available on hard copy in the Assessment Center, room 217 Medlin Campus Center, or on the GTCC campus network h drive at h:\home\mgmtman\testingcenter.) b. Applicants who wish to complete a certificate or take course work as a special (nondegree) student need only to complete the Application for Admission in order to enroll. However, certain courses, including some certificate programs, have prerequisites and/or assessment criteria, which must be met for enrollment and the college will require appropriate documentation that the student has met those prerequisites. c. Applicants who are still enrolled in high school, but are at least 16 years of age, may enroll as dual or concurrently enrolled students. Applicants in this special group must do the following: 1) Secure authorization from their high school principal in the form of a letter. (A letter must be secured each term the student wishes to enroll.) 2) Complete the Application for Admission. The Application will not be processed without the letter of authorization from the principal; continuing 116 enrollment is conditioned upon the receipt of a letter each term. 3) Take the GTCC assessment battery, if necessary for meeting course prerequisite requirement(s). d. Consistent with state law and State Board criteria, students younger than 16 years old who are mature enough to function well in an adult education setting and who are intellectually gifted may be admitted to the college. 1) The President or the President’s designee must approve admission of any student under 16 years old. 2) The student must provide evidence of a score in the range between the 92nd percentile and the 99th percentile on both an aptitude and an achievement test selected from lists of tests available in the Records Office. Scores at these levels provide evidence of experiences that reasonably predict a student’s ability to make satisfactory progress. The student must arrange to take the tests at his or her own expense. 3) The student shall be ranked by an official of the student’s school in the top 10 percent of the following behavioral characteristics: possess good communication skills; has a desire to achieve; exhibits leadership skills, and is mature, observant, inquisitive, persistent, innovative, analytical, adaptable, and self-confident. The student shall insure that the applicable official completes and submits the “Recommendation for Admission of Intellectually Gifted and Mature Students” form attesting to the student’s ranking on these criteria to the college Admissions Office. 4) Students younger than 16 years old shall not displace adults but may be admitted any term on a space-available basis to any curriculum course for which they meet prerequisites and placement testing requirements. Students under 16 may not take courses below 100 in the Common Course Library. e. Any student younger than 15 years old must be accompanied on campus by a parent or another responsible adult designated by the parent in writing. f. The college will waive the placement tests for applicants to curricula other than Associate Degree Nursing, Dental Hygiene, and Surgical Technology who have earned a minimum of an associate’s or bachelor’s degree from an accredited college or university. College graduates who have not taken college level mathematics courses in recent years are encouraged to take the math placement test to assess current math skills. 2. Admission of Undocumented Immigrants a. GTCC admits to the college, undocumented students who attended and graduated from a United States public high school, private high school or home school that operates in compliance with State or local law. b. When determining who is an undocumented immigrant, the college will use federal immigration classifications. c. Undocumented students are not eligible for Federal or State financial aid programs. d. The college follows the approved application process already in place when admitting undocumented students. e. When considering whether to admit an undocumented immigrant into a specific program of study, the college will take into account that federal law prohibits states from granting professional licenses to undocumented immigrants. f. Undocumented students are required to pay out-of-state tuition. g. Undocumented students are not allowed to register for classes before legal residents of the United States, and therefore, can only register after the conclusion of the last day of the published registration schedule. 117 h. In accordance with the Cooperative Innovative High School status of the GTCC Early/Middle College High Schools, undocumented EMC students will be treated like all other EMC students who desire to take college-level courses while still in high school. i. Undocumented students may enroll in the college’s Basic Skills Program at any time. j. Permission to enroll in the college will not be granted to undocumented students presenting with a GED. 3. Course Requisites a. Many program courses at GTCC have pre-requisites and co-requisites which are listed in the course descriptions in the back of the college catalog. It is the student’s responsibility to ensure that all pre-requisite and co-requisite requirements have been met. Definitions: i. Pre-requisite: A requirement and/or a course that you must finish before you can take a specific course. ii. Co-requisite – A course you have to take before or at the same time as another course. b. Pre-requisites and co-requisites can be mandated by the state or designated by the college. The state mandated course pre-requisites/co-requisites are in bold type at the end of the course descriptions in the GTCC catalog and cannot be waived. The college designated course pre-requisites/co-requisites are in regular font type. c. GTCC awards transfer credit from other regionally accredited colleges and universities when the student has successfully completed, with a grade of “C” or better, the same course or a course with similar content and the same or similar student learning objectives. d. Students who want to receive transfer credit should submit official transcripts to the Records Office prior to registration so that pre-requisite/co-requisite information is available to academic advisors during the advising/registration process. e. Transcripts cannot be faxed. f. If a student is unable to submit an official transcript in time for registration, the student must bring an unofficial transcript to the advising/registration session. Students have 30 days from the first day of the term when admitted in the fall or spring semester (15 days for summer), to submit their official transcript to the college. Students who fail to meet this deadline will be administratively withdrawn from their courses with loss of tuition. This will affect the amount of financial aid or veterans benefits the student receives if applicable. g. If the student is unable to provide an official transcript, s/he will not be allowed to transfer in any credit and s/he will be required to take the placement tests. h. Local pre-requisites/co-requisites can be waived by the department chair or division chair of the students program of study, by filling out the Waiver Form and submitting it to the Records Office where it will be placed in the student’s academic file. Each individual academic department has written guidelines as to when local prerequisites/co-requisites can be waived for their respective program(s). i. In order for a student to receive proficiency credit for a pre-requisite course and be able to register and take the subsequent course in the same semester, the student must pass the proficiency exam with a grade of “C” or higher and the grade must be posted prior to the registration for the subsequent course. j. When a student is registered in co-requisite courses during the same semester, and the student drops or is dropped from one of the courses, the second course must also be administratively dropped. 118 k. Should a student successfully complete a course for which the student did not complete the required local pre-requisite/co-requisite, evidence of the student’s success in the course will constitute documentation of the required waiver. 4. Admission to Continuing Education Classes a. Information on course offerings is available from any GTCC campus. (Information will be mailed upon request.) b. A person interested in taking a continuing education class must complete the registration form and return it, with registration fee, in person to the Continuing Education Registration Office, Medlin Campus Center, Jamestown Campus, or by mail to the address shown on the registration form. 5. Admission to Adult High School or GED Classes a. Applicants 18 years old or older must do the following: 1) Complete the GTCC basic skills registration form. 2) Take the pre-assessment battery for course placement. 3) Have transcripts of high school work sent to the appropriate Adult High School/GED department chair. b. Applicants 16 or 17 years old may enroll by following the procedure below. A 16 or 17 year old student who has been suspended from public or private secondary school for disciplinary reasons or who voluntarily seeks admission to GTCC's basic skills program must wait a period of three months and be eligible for readmission to that school before he or she may be admitted to GTCC. These waivers must be approved by the President and the Vice President responsible for the basic skills program. An applicant whose class has graduated may be considered for admission to GTCC even if ineligible to return to his/her former school. 1) Secure release from the principal of the last school attended and the superintendent of the school system (form provided by GTCC). 2) Complete the GTCC basic skills registration form. 4) Interview with the Coordinator of the basic skills program on the appropriate campus; a legal guardian must be present. 5) Take the pre-assessment battery for course placement. 6) Have transcripts of high school work sent to the appropriate Adult High School/GED department chair. 6. Denial of Admission a. When refusing admission on the basis of a health or safety threat, the college shall document the following: 1) Detailed facts supporting the rationale for denying admission; 2) The time period within which the refusal to admit shall be applicable and the supporting rationale for the designated time period; and 3) The conditions upon which the applicant is refused and a timeframe for when the applicant would be eligible for further review of admission status. REV. 12/14/96 08/21/97 10/23/97 06/16/05 07/05/05 (procedures) 11/15/07 8/26/10 8/13/12 (procedures) 4/18/13 III-1.011 Appeal of Denial of Admission or Readmission 119 Applicants denied admission or readmission to Guilford Technical Community College or specific academic programs of the college have the right to appeal their denial following established administrative procedures. Procedure: 1. An applicant denied institutional admission to Guilford Technical Community College may appeal in writing to the Associate Vice President of Student Support Services, stating the reason(s) for the appeal. a. The Associate Vice President of Student Support Services will review the applicant's admissions record and make a decision in writing within seven (7) calendar days from the date of the receipt of the appeal. b. If the denial is affirmed, the applicant can further appeal in writing to the Vice President of Student Support Services, who will review the credentials of the applicant and render a written decision no more than fourteen (14) calendar days after the request for further appeal is made. c. The decision of the Vice President is final. 2. An applicant denied admission or readmission to a specific academic program at GTCC may appeal in writing to the Division Chair of the program, stating the reason(s) for the appeal. a. If, after review by the Division Chair, a denial decision is upheld, further appeal can be made to the Vice President of Instruction. b. The Vice President of Instruction will review the credentials and produce a written decision to the applicant no more than fourteen (14) calendar days after the request for further appeal is made. c. The decision of the Vice President is final. 3. Applicants to limited enrollment programs, which by definition prohibit admission to some applicants, may appeal a denial of admission to those specific programs by following the procedures indicated in item (2) above. Rev. 4/18/96 8/21/97 1/2/13 III-1.019 Student Academic Integrity Guilford Technical Community College (GTCC) is an academic community with its fundamental purpose being the pursuit of learning and student development. Consistent with this purpose and in order to uphold and support standards of personal honesty and integrity for all members of the college community, it is the policy of GTCC to enforce standards for academic integrity of our programs and courses. Conduct that violates standards of academic honesty and integrity is subject to academic disciplinary action. This conduct may include, but is not limited to, cheating, fabrication and falsification, plagiarism, abuse of academic materials and complicity in academic dishonesty. Any student who violates these standards is subject to academic disciplinary action. Procedure: (Effective Date: May 2014) 1. Introduction: It is the expectation of the College that students maintain absolute integrity and high standards of individual honor in their academic work. Violations of this policy will result in actions which may include, but are not limited to, entry of the incident in the records of the Office of the Vice President of Student Support Services, reduced grades, and dismissal 120 from college classes, programs, and activities. Records of all incidents will be kept on file in the Office of Student Support Services. 2. Definitions: a. Cheating – the intentional use or attempt to use unauthorized materials, information, notes, study aids, or other devices in any academic exercise and includes the unauthorized communication of information during an academic exercise b. Fabrication and falsification – the intentional and unauthorized invention of alteration of any information or citation in an academic exercise. Fabrication is a matter of inventing or counterfeiting information for use in any academic exercise; falsification is a matter of altering information c. Plagiarism – the intentional or knowing presentation of the work of another one’s own without proper acknowledgment of the source. The sole exception to the requirement of acknowledging sources is when the ideas or information is common knowledge d. Abuse of academic materials – Making inaccessible, destroying, or stealing library or other academic resource material, including equipment. Violations may be referred to civil authorities for prosecution under the law e. Complicity in academic dishonesty – aiding or attempting to help another commit an act of academic dishonesty 3. Documentation and Possible Ramifications for Violations: a. Documentation of violations of this policy must be recorded on the Student Academic Integrity Violation Report form and filed in the office of the Vice President of Student Support Services. b. Faculty members, College administrators, librarians, lab personnel, counselors, or other personnel noticing infractions of the standards of academic honesty and integrity may be responsible for instituting disciplinary procedures in response to the defined violations. The penalties that may be assessed include, but are not limited to: 1) A formal warning 2) A reduced grade (including F) for the assignment 3) A reduced grade (including F) for the course 4) Temporary dismissal from class 5) Dismissal from class for the remainder of the term 6) Referring violations to civil authorities for prosecution under the law c. In cases when the act of academic dishonesty is particularly flagrant, having import beyond the specific course in which the violation occurred (e.g., the outright or attempted theft of materials or equipment) or when there is a pattern of dishonesty which seems to be undeterred by imposing lesser penalties, the College faculty or staff member may institute proceedings leading to disciplinary suspension from the College. The College faculty or staff member, with approval of his/her immediate supervisor, may refer such cases to the Office of the Vice President for Student Support Services with a written recommendation that disciplinary suspension proceedings be initiated. The request should include a description of the dishonest act(s) and any available documentation. The current College regulations for Disciplinary Suspension and Due Process will be followed. d. The following factors are considered in all determinations of penalty: 1) The nature and seriousness of the offense 121 2) The injury or damage resulting from the misconduct 3) The student’s prior disciplinary record 4) The student’s attitude and demeanor subsequent to the violation 4. Academic Integrity Appeal Process (excluding disciplinary suspension): a. A student wishing to appeal an academic integrity decision, other than disciplinary suspension, that affects his/her status at the College should first appeal to the College faculty or staff member making the decision. b. If the issue is not resolved after making his/her appeal to the faculty or staff member, the student may appeal the decision to the appropriate department chair. The student will be required to submit the Student Academic Integrity Violation Report and any other supporting documentation. c. If the issue remains unresolved after presenting his/her formal, written appeal to the department chair/coordinator, the student may appeal to the appropriate division chair using the process outlined in b. d. If appropriate resolution cannot be reached at the division chair level, the student may appeal to the Associate Vice President of Instruction using the process outlined in b. e. Failing to reach a resolution at that level, the student may appeal to the Vice President of Instruction. The decision of the Vice President of Instruction is final. 2/20/14 III-1.021 Grade Assignment and GPA Faculty at Guilford Technical Community College will assign course grades according to methods which are professionally acceptable, communicated to everyone in the class, and applied to all students equally. Procedure: 1. General Guidelines for evaluation and grade assignment: a. Each instructor is responsible for evaluating the achievement of his/her students. During the first day of every class, students will have access to the course syllabus informing them, in writing, of the evaluation components to be used to determine grade assignment. Evaluation components of the course may be weighted differently. b. Instructors will provide for frequent assessment with clear communication of course progress, including the evaluation and timely return of all work submitted by the students. c. Instructors will use the institutional grading scale to evaluate student performance. Each student shall be informed of the institutional grading scale by the instructor in each of his/her courses. d. To change a grade (including a grade of I upon completion of course work), an instructor will submit the appropriate form to Enrollment Services. e. Instructors will record final grades in accordance with directions from the Registrar by the due date and time established per semester in order to avoid negative effects on students. f. A student who wishes to appeal a grade will need to follow the Student Grievance Policy and procedures for grade related appeals 2. Grade Assignments: 122 a. The letter grades of A, B, C, D, and F represent a completed performance, numerical value and specific quality points as follows: A - Superior B - Above average C - Average D - Below average F - Failure 90 - 100 80 - 89 70 - 79 60 - 69 Below 60 4 grade points/credit hour 3 grade points/credit hour 2 grade points/credit hour 1 grade points/credit hour 0 grade points/credit hour Note: Certain departments are required by accreditation policies or credentialing agencies to establish minimum performance levels which students must meet to progress but which are not reflected in the grading scale. b. The letter grade of S indicates that the student has successfully achieved the outcomes expected for the course and completed the minimum requirements for the course. The letter grade of U indicates that the student has not mastered the expected outcomes and/or completed the minimum requirements for the course. S - Satisfactory 70 - 100 U - Unsatisfactory Below 70 c. The following grade notations will be used for the developmental math courses. P = Pass R = Repeat NR = Never Entered CC = Course Completion NC = Non-Course Credit 3. The letter grade of AU indicates that the student has audited the course. In order to audit a course, a student either must indicate the intent to audit upon registration, prior to the end of the schedule adjustment period for the term, or must obtain the instructor's approval to change to an audit grade prior to the 5/8th point of the course. 4. The letter grade of I indicates that the student is passing a course but has not completed all of the required course work for the course. A grade of incomplete is given at the discretion of the instructor. All incompletes must be satisfactorily removed prior to the 5/8 point of the term following the term in which the incomplete was received. If the incomplete is not removed, the student will receive a grade of F for the course. 5. The letter grade of X may be given in special circumstances to indicate that the student is making sufficient progress to have mastered a substantial portion of the course content but still has too much content yet to complete to receive a grade of I (incomplete). Students who receive an X in a class must complete/retake the class and earn a grade of A, B, C, or D to progress. The X is given instead of I to prevent the grade from automatically changing to a F before an I could be fulfilled. 6. The letter grade of W indicates that the student has withdrawn from the course. 7. The transcript of a student who transfers credit to GTCC will show grades of courses transferred to GTCC prefixed with a T. Credit toward graduation will only be awarded for a 123 course completed with a grade of C or better and/or S. Transfer credits will not be used in calculating grade point average. 8. In the case of courses completed by proficiency exam, the letter grade will be prefixed with a P. Credit toward graduation will be awarded only for courses with a proficiency grade of C or better and/or S. Proficiency credits will not be used in calculating grade point average. 9. When a student repeats a course, the letter grade(s) earned by the student in previous attempts to pass that course will be prefixed with an R. Only the grade earned the last time the student took the course will be counted in the student's GPA and will earn credit hours toward graduation. This will not apply if a student takes a class for credit and subsequently audits the course. 10. The grade for courses in which a student receives a grade of A, B, C, D, or F will be converted to quality points for purposes of computing the student's quality point average. The number of quality points earned for a course is determined by multiplying the number of credit hours for the course by the quality point value of the grade earned by the student. 11. A student's grade point average (GPA) is determined by adding the quality points earned for each course for which the student received a grade of A, B, C, D, or F and dividing the sum by the total number of credit hours for which the student received a grade of A, B, C, D, or F. 12. Each student will have a program GPA which is based only on those courses in his/her program of study, and a cumulative GPA which includes all courses attempted for credit at GTCC. 13. To earn a degree, diploma or certificate, a student must have a program GPA of 2.0 or higher, a grade of A, B, C, D or S in each course in his/her program of study, and must successfully complete all program requirements. Rev. III-1.022 4/97 8/21/97 6/18/09 2/20/14 Minimum Grade Point Average Policy A student must maintain a program grade point average of 2.0 or better and complete all required course credits in his/her program of study to be eligible for graduation. Procedure: 1. At the end of each semester, Management Information Systems will determine the semester grade point average of each student. (See Probation policy, III-1.044.) 2. Students will be placed on probation and or suspended in accordance with policies III1.044 (health programs) and III-1.045 (non-health programs). 3. The Registrar or designee will notify the students who have applied for graduation and are ineligible. Rev. 124 04/97 08/21/97 III-1.023 12/13/01 06/19/08 Forgiveness Policy for Previously Earned Credits Enrolled students will be provided with the opportunity to request that credits earned five (5) years or more before the current date not be considered in determining the courses completed toward a degree, diploma, certificate, or any other college requirement, and thus also not be considered in determining grade point average. Procedure: 1. Students currently enrolled at least half-time, whether continuously enrolled or student(s) who have not attended the institution on a continuing basis, and whether continuing in a single curriculum or enrolling in a new curriculum, may petition, in writing, to the Vice President for Instruction (or his/her designee) that credits earned at GTCC which are at least five (5) years old not be considered in meeting college requirements or grade point average. 2. The petition (letter) should be addressed to the Vice President for Instruction and will be processed by the Registrar, and must indicate the student's name, social security number, periods of attendance, courses to be deleted, and a statement of reason for the request. 3. If the request is approved, a new transcript will be prepared and maintained. The new transcript will show all courses affected by the forgiveness of credit and quality points using an appropriate identifier, i.e., a prefix before the grade (NZ, where Z is the grade). Only credit hours and quality points will be purged from the student's transcript; course numbers, course titles and grades, appropriately prefixed, will remain on the record, i.e., the grade point average of the student will not be affected by those courses with forgiven credit hours and quality points. 4. If the request is denied, the student may reapply for consideration no sooner than six months from the date of the denial, provided the student has been at least a half-time student during the six months prior to re-admission. 5. If a student has received or has applied for federal student aid, the petition must also be approved by the Director of Financial Aid; if a student has received or has applied for veteran's benefits, the petition must also be approved by the Veterans/Military Benefits Coordinator. Rev. 12/14/95 8/21/97 III-1.030 Honor Roll(s) The honor rolls consist of the President's List, Dean's List and Honors List. The President's List will include all curriculum students completing at least twelve (12) credit hours for the fall or spring term or nine (9) credit hours for the summer term while earning a 4.0 grade point average. The Dean's List will include all curriculum students completing at least twelve (12) credit hours for the fall or spring term or nine (9) credit hours for the summer term and earning a grade point average less than a 4.0 but no lower than a 3.5 with no grade being lower than a "C". The Honors List will 125 consist of all curriculum students completing at least two courses for the term for a minimum of six (6) credit hours, but no more than eleven (11) credit hours in the fall or spring term or eight (8) credit hours in the summer term, while earning at least a 3.5 grade point average with no grade lower than a "B." Students receiving an incomplete ("I") for any course are ineligible for honor rolls. Courses awarding grades of S, U, X, or AU will not be considered for honor rolls, nor will they be considered for accumulation of the minimum hours for consideration for honor rolls. Grades earned in developmental courses which do not carry credits that can be applied toward graduation cannot be used to determine honor roll status. Procedure: 1. President's List a. A list of qualifying students will be submitted to the President each term by the Registrar. b. Students will be notified in writing by the President that they have earned a place on the President's List honor roll. 2. Dean's List and Honors List a. A list of qualifying students will be submitted to the Vice President for Instruction by the Registrar each term. b. Students will be notified electronically by the Vice President for Instruction that they have earned a place on the Dean's List or Honors List honor roll. 3. The Registrar shall provide a list of all honor roll students to the Director of Marketing/Public Information, who provides the lists to appropriate local newspapers each term. Rev. 8/17/95 8/21/97 12/12/13 III-1.040 Academic Difficulties III-1.041 Attendance Regular attendance in class is essential to receiving maximum benefit from the educational experience. A curriculum student is expected to attend and be on time for all classes and lab/shop/clinic sessions. Procedure: 1. Students in face-to-face and webbed courses must be in attendance and recorded as present at least one time on or before the census date of the class or be dropped from the class. Students enrolled in online courses must log into an online course and participate in an online activity before the census date of the course or be dropped from the class. Departments and individual instructors may not waive this requirement. Some programs have outside regulatory bodies that require a minimum of course attendance hours (i.e. BLET, Cosmetology, Aviation). 2. It is the responsibility of the student to inform the instructor of circumstances which may 126 cause him/her to be away from class. The student is responsible for completing any work missed in a timely manner. 3. Approval for a military leave of absence will be given when the instructor has received prior official notification. Responsibility for initiating such notification rests with the student: a student reporting for military drill must provide the instructor with a letter from the commanding officer prior to the military leave. The student is responsible for making up all work missed in a timely manner. Military personnel must be able to enter the class prior to the census date. Leave that interferes with course entry before the census date, will require that the individual drop the course. 4. In accordance with N.C. General Statute 15D-5(u) and State Board of Community College Code SBCCC 02c.0213, GTCC curriculum and continuing education students are allowed two (2) days of missed classes each academic year for religious observances required by the faith of the student. a. Curriculum students must notify their instructor(s) in writing of expected absence(s) during the first three (3) weeks of the semester in which the student will not attend. b. Continuing Education students, attending CE courses with attendance or grading/examination policies, must notify the department in writing of expected absence(s) at least three weeks before the date the absence(s) will occur. Make-up for some Continuing Education courses may mean that the student will make-up the portion of the course missed during the next CE course that the college offers. c. Students will be allowed the opportunity to make-up work or tests missed as a result of the religious observance required by the faith of the students, as long as the student follows the proper notification protocol. The student is responsible for making up the missed work in a timely manner. 5. Following the Schedule Adjustment Period, a student may formally withdraw from a class or the college by completing a Drop/Add form which can be obtained from the Records Office. The student should notify the instructor(s) of his/her withdrawal. 9. The student must follow the withdrawal procedures in order to avoid receiving a grade of F. Rev. III-1.042 4/97 8/21/97 12/2005 12/2010 7/14/11 (CP&P) Early Alert The success of students in their academic programs is very important to Guilford Technical Community College. The college has a variety of sources of assistance that are available to help students with both personal and academic problems that may be impeding their academic progress. It is in the interest of students and the college to make students aware of their academic progress and aware of the sources of assistance available to them. Instructors, advisors, departmental and divisional leaders must take a proactive approach to inform students when their progress is unsatisfactory and to help them find appropriate assistance. Procedure: 1. In a typical 16 week semester, students who are not making satisfactory progress by the 30% point shall be made aware of their status in the class. Each instructor will notify students of their status using a method of their choice (email, conversation, instant message, memo, or alert form) 2. The early alert notice will indicate the reason(s) for the student’s lack of progress in the 127 course. It will also suggest available campus services to assist the student with any problems interfering with course work. Faculty should retain a copy of the communication. 3. A student’s primary contact for progress in any course is the instructor for that course. If students have problems of any kind that interfere with course work, they should make an appointment with the instructor to discuss the difficulties. If a student receives an early alert communication, he or she should contact the instructor as quickly as possible. The student should follow suggestions made by the course instructor. This may include a required conference with the instructor, Department Chair, and/or academic advisor. Rev. Rev. Rev. III-1.044 8/21/97 10/12/00 10/14/10 Suspension, and Appeal of Suspension in Health Programs Students in limited enrollment health programs will maintain a final grade no lower than “C” in each course with a prefix of BIO, CHM, DEN, EMS, MED, NAS, NUR, OST, PHM, PHY, PTA, RAD, and SUR. Health program students making a grade of “D” or “F” in any health or health related course will be suspended from the program at the end of the course in which the grade occurs. In addition, health program students who are not eligible to continue at clinical sites may be suspended. Students on academic suspension have the right to appeal. Procedure: 1. The respective Department Chairs in the limited enrollment health programs of students who are academically suspended each semester will notify the appropriate Division Chair. 2. A student may appeal an academic suspension to the appropriate Division Chair prior to the last day to add classes for the semester in which the suspension takes effect. If the suspension occurs at the midpoint of the semester (minimester), then the student may appeal prior to the third day of the next minimester of that semester. During the appeal process the student may register and attend classes until the final disposition of the appeal. 3. To appeal the decision, the student must complete the Academic Suspension Form (obtained from department chair or division chair) and submit it to the Division Chair. The Division Chair will review pertinent records, such as the student's transcript, and may consult with faculty, counselors, the student involved, and others who can aid in the review process and will make a decision within five business days after receiving the appeal. 4. The Division Chair will render one of the following two decisions: a) Lift the suspension with or without provisions. All provisions will be monitored by the Department Chair; or b) Let the suspension stand. 5. The Division Chair will notify the suspended student of the decision in writing within five business days. 128 6. Once the decision has been communicated to the student, the Division Chair will notify the Department, the Registrar, Counseling, Financial Aid, Bursar, the Vice Presidents of Instruction and Student Support Services, and the Veterans Office. There is no further appeal beyond the Division Chair. 7. Students who register while appealing their suspensions will be required to pay normal tuition and fees. If an appeal is denied, the student will be entitled to a full refund of tuition and fees. Rev. 6/22/95 8/21/97 III-1.045 2/19/98 4/02/01 12/13/01 12/16/04 6/19/08 6/18/09 8/25/11 Probation and Suspension in non-Health Program All non-health program students are expected to maintain a Grade Point Average of 2.0 or higher. All health programs are governed by policy III-1.044. A student will be sent an academic warning letter after any semester in which the student earned a semester GPA below 2.0 on 6 or more attempted credit hours. Developmental education courses will not be included in the attempted credit hours. A student will be sent an academic probation letter after two consecutive semesters with semester GPAs below 2.0 on 6 or more attempted credit hours. A student will be sent an academic suspension letter after three consecutive semesters with semester GPAs below 2.0 on 6 or more attempted credit hours. The student will be suspended for one semester commencing at the end of the semester in which the student receives the suspension letter. The suspension will be lifted if the student earns a semester GPA of 2.0 or higher on 6 or more attempted credits during his/her suspended semester of enrollment. Procedure: 1. At the beginning of each semester the Vice President for Student Support Services will request that Management Information Systems prepare: a) A list of non-health program students (excluding special credit students) who have earned a semester GPA below 2.0 on 6 or more attempted credit hours, excluding developmental coursework, for the previous semester; b) A list of non-health program students (excluding special credit students) who have earned a semester GPA below 2.0 on 6 or more attempted credit hours, excluding developmental coursework, for the previous two consecutive semesters; and c) A list of non-health program students (excluding special credit students) who have earned a semester GPA below 2.0 on 6 or more attempted credit hours, excluding developmental coursework, for the previous three consecutive semesters. 2. The Counseling staff will send warning letters to those students who have earned a semester GPA below 2.0 on 6 or more attempted credit hours, excluding developmental coursework, for the first time. 3. The respective Division Chair will send probation letters to those students who have earned a semester GPA below 2.0 on 6 or more attempted credit hours, excluding developmental coursework, for the previous two consecutive semesters 129 4. The Division Chair will send suspension letters to those students who have earned a semester GPA below 2.0 on 6 or more attempted credit hours, excluding developmental coursework, for the previous three consecutive semesters. A registration hold will be placed on the students who are currently enrolled when suspension letters are sent and they will not be allowed to register for the following semester. If the student earns a semester GPA of 2.0 or higher on 6 or more attempted credits in the current semester, the suspension will be lifted, the hold will be removed, and the student may register for the following semester. The student must meet with his/her department chair to get the hold removed after the semester of suspension 5. Suspended students have the right to appeal. A student may appeal an academic suspension to the appropriate Division Chair prior to the last day to add classes for the semester in which the suspension takes effect. During the appeal process the student may register and attend classes until the final disposition of the appeal. 6. To appeal the decision, the student must complete the Academic Suspension Form and submit it to the Division Chair. The Division Chair will review pertinent records, such as the student's transcript, may consult with faculty, counselors, the student involved, and others who can aid in the review process, and make a decision within five school days after receiving the appeal. 7. The Division Chair will render one of the following two decisions: a) Lift the suspension with or without provisions. All provisions will be monitored by the Department Chair; or b) Let the suspension stand. 8. The Division Chair will notify the suspended student of the decision in writing within five school days. 9. Once the decision has been communicated to the student, the Division Chair will notify the Department, the Registrar, Financial Aid, and the Veterans Office. There is no further appeal beyond the Division Chair. 10. Students who register while appealing their suspensions will be required to pay normal tuition and fees. If an appeal is denied, the student will be entitled to a full refund of tuition and fees. Rev. III-1.046 08/17/95 08/21/97 02/19/98 12/13/01 12/16/04 06/19/08 Readmission All students who have been suspended or dismissed or who have withdrawn for academic or other reasons may apply for readmission. Health program students will be readmitted under conditions specified by their individual departments. Procedure: 130 1. Non-health students seeking readmission must complete the general admission procedures. Such students must meet all requirements for the curriculum and all prerequisites for courses to which entry is being sought. 2. Students wishing readmission to health programs must submit a new application to the Admissions Office. a. A student who has withdrawn for non-academic reasons prior to completion of the first term must reapply and will be considered as a new applicant. b. For readmission, the appropriate health program department must accept a student who has withdrawn for academic reasons including suspension or dismissal: 1) Admissions shall refer the student's application to the appropriate health program department once it is completed and meets specific program requirements. 2) The respective health program readmission committee will decide whether to accept or to deny the candidate's request for readmission. I n the case of acceptance, the applicant must abide by the recommendation(s) of the committee in regard to courses that must be repeated and/or substituted. 3) The Department Chair will notify the student of readmission to the program and the related conditions or the denial of readmission. Rev. III-1.050 6/22/95 8/21/97 12/13/01 3/25/09 Advanced Standing The college recognizes and values knowledge and skills gained in many ways. Advanced academic standing may be earned by any or all of the following methods: 1. 2. 3. 4. 5. 6. Transfer of Credit from Approved Institutions. Guilford Technical Community College Proficiency Examinations. College Level Examinations Program (CLEP). Advanced Placement Examinations (AP). High School Articulation. Professional Certification Students who have gained knowledge and skills through continuing education courses, where no avenues for cross-walked credit exists, and work experiences may receive credit through the use of proficiency examinations. Procedures: 1. Transfer of Credit From Approved Institutions a. Institutions recognized by a regional accreditation association, such as the Southern Association of Colleges and Schools (SACS), are approved sources of transfer credit. The Records Office will determine the appropriate course equivalency for acceptance of transfer credit. Students must provide transcripts from previously attended colleges or universities to receive transfer credit. Credits will be evaluated on a course by course basis. Students will receive credit for courses with an earned grade of “C” or better. Transferred courses may require department validation before acceptance. 131 Transfer credit will be awarded from international colleges on a case-by-case basis. A certified copy of an English translation, with semester hour and degree equivalents, is required. b. GTCC will accept all approved courses for transfer of credit with the stipulation that a minimum of one-fourth of the required hours in the degree program and one-third of the major course work applicable to graduation be earned at GTCC. Some programs may have time limits for transfer of certain courses. c. GTCC does not include transfer credits when computing a student’s overall grade point average. If the department chair requires an exam to validate transfer credit, an exam grade of at least a “C” is required; the test grade and transfer grade will not count in the GTCC grade point average. No fee is required to validate transfer credit. 2. When a proficiency exam is required by a Department Chair to validate transfer credit from another institution, the following conditions apply: a. The applicant/student must make a minimum grade of "C" on the proficiency exam for the transfer credit to be validated and thus accepted. b. Neither the proficiency grades nor the transfer grades count in the grade point average nor are they used to determine semester or college academic honors. c. There will be no charge to the student for the proficiency exam when required to validate transfer credit. 3. The Department Chair of the department offering courses(s) equivalent to those being transferred from approved institutions will determine the appropriate course equivalency for acceptance of such credit. 4. Requests for transfer credit from other institutions should be made prior to enrollment at GTCC. Credit will be awarded by the end of the first academic term in which the student is enrolled for those transcripts received prior to the end of the schedule adjustment period for that term. 5. Transfer of credit will be secured by the following process: a. The applicant must provide the official transcript(s) from institutions previously attended to the GTCC Records Office upon admission to the college. b. The Registrar (or designee) will review the transcript and complete an Advanced Standing Certificate, recommending courses for credit. c. If there is a question as to whether the institution from which the student is requesting transfer is an approved institution or as to the appropriateness of the courses being considered for transfer, the Records Office may require that the student supply additional documents, including: a college catalog, a course syllabus, a textbook list or similar documents that identify course content and structure. d. The Advanced Standing Certificate and supporting documents are forwarded to the Chair of the department offering course(s) parallel to those for which transfer is requested or to the department of the student's proposed curriculum program. The Department Chair may do one of the following: 1) Accept the recommendation, initial the Certificate and return it to the Records Office. 2) Require that the student undergo a proficiency examination/demonstration to validate the acceptability of the credit, and so notify the Records Office. (See procedures for credit by proficiency examination/demonstration, below.) 6. Credit by Proficiency Examination/Demonstration a. The student and the student's advisor or Department Chair determines readiness for a 132 b. c. d. e. f. g. h. i. 7. proficiency demonstration. The student must submit a brief written request for demonstration of proficiency to the appropriate Department Chair. Evidence of preparedness for a proficiency demonstration (e.g., high achievement in secondary school, military service and/or work experience) must be submitted to the Department Chair for review along with the written request. The Department Chair alerts the Records Office via the drop/add form, registration form or other acceptable substitute. The student registers and pays the appropriate tuition/fees, if required. The Department Chair arranges for the demonstration of proficiency. 1) The Department Chair completes a class attendance form with course code and name, credit hours, names and Colleague ID numbers of students registered to take the proficiency, and the actual hours of contact with the students completing the proficiency. 2) If the Assessment Center is to administer the proficiency examination, the instructions form provided by the Assessment Center must be completed and attached to the proficiency examination, along with the class attendance form. The date and hours present will be recorded on the form by the Assessment Center personnel when the student(s) complete the proficiency examination. The evaluation of the demonstration will serve as the grade for the course. Credit for proficiency demonstration may not be granted for a course being audited by the student during the term in which the course is being audited. The Department Chair will submit the grade for the proficiency demonstration to the Records Office on an Advanced Standing form. A grade of "C" or above is required for credit to be granted. In the event that the demonstration grade is below "C" the demonstration evaluation is filed in the student's permanent record and no grade or course name is posted on the transcript. Proficiency demonstrations may be taken only one time in each subject area. A student may earn a maximum of fifty percent of credit towards graduation by proficiency. Completed attendance forms must be submitted to the FTE Auditing Office within five (5) business days of the demonstration of proficiency. Credit by the College Level Examination Program (CLEP) a. The following process must be followed to secure credit by the College Level Examination Program (CLEP): 1) The student must provide an official copy of his/her scores on the CLEP Subject Matter Examination(s) to the GTCC Admissions Office. The Registrar (or designee) will review scores and complete an Advanced Standing Certificate, recommending courses for credit. 2) The Advanced Standing Certificate is forwarded for approval to the appropriate Department Chair, either the Chair of the department offering course(s) parallel to those being considered for acceptance, or the Chair of the department of the student's proposed curriculum program. 3) After initialing the Certificate, the Department Chair returns it to the Admissions and Records Office for posting of grade(s) on the student's transcript. b. Only scores at the 50th percentile or above will be approved for credit. c. Scores for subject matter examinations only will be accepted. No scores from the general examination will be considered. d. In tests where an essay is part of the subject matter examination, the appropriate Department Chair will evaluate the essay and make the initial recommendation. 133 8. Credit by the Advanced Placement Tests of the CEEB (AP). a. The applicant/student must request that an official copy of his/her score(s) on the AP test be sent to the GTCC Admissions Office. b. Only scores of three (3) or above will be approved for credit. c. AP tests in some subject areas may not be accepted for consideration if not applicable to the degree/diploma/certificate program of the student. 9. Credit by High School Articulation a. The student should notify the Department Chair of the program to which the advanced standing credit is to be applied upon enrolling at GTCC. b. To secure credit for courses taken in high school under an articulation agreement, a signed agreement must have been in place between Guilford County Schools and Guilford Technical Community College when the student earned the credits specified in the agreement. 1) Students must submit a copy of their high school transcript showing that credit has been earned for the courses specified in the agreement with a minimum grade average of “C” or better in the course. (Some programs may require that a “B” average be maintained in the course to earn the college credit.) 2) The Department Chair or the person doing the initial review of the high school transcript should complete an Advanced Standing Certificate and secure the required signatures. 10. Professional Certifications a. The student should notify the Department Chair of the program to which the advanced standing credit is to be applied upon enrolling at GTCC. b. For each certification the appropriate Department Chair will determine the GTCC course equivalencies and corresponding certifications required for credit. 1) Students must submit their original professional certification or credential to the appropriate Department Chair. 2) The Department Chair will complete the Advanced Standing Certificate and attach a photocopy of the certification or credential and submit it to the Records Office, with the appropriate signatures. Rev. 12/14/95 8/21/97 10/15/98 10/20/11 III-1.051 Maximum Course Load In the interest of student success, the maximum number of credit hours of course work that a student may take in any term without the approval of the department chair is twenty-one (21). Procedure: 1. A student may enroll for up to twenty-one (21) credit hours of course work for which he/she is eligible and in which seats are available. 2. The department chair for the program in which the student is enrolled (or division chair in the absence of the department chair) must sign an approval for a student to take more than twenty-one (21) credit hours of course work in any term. 3. The twenty-one (21) hours is inclusive of developmental and audited courses. 134 Approved Reviewed 12/16/04 10/7/13 III-1.061 Health Program Student Screening Requirements Health facilities that serve as student rotation sites have enacted requirements that ensure that students and faculty who enter their facilities meet the same qualifications as any potential hires. Guilford Technical Community College requires Criminal Background Checks (CBC), Office of the Inspector General Reviews (OIG), and Drug Testing of students in such curriculum programs as have clinical or internship placements at health facilities where these screenings are required. Accordingly, completion of the CBC, OIG Review, and submission of a negative Twelve Panel Urine Drug Screen report from a National Institute of Drug Abuse (NIDA) approved laboratory is required by GTCC prior to the first assignment/student experience at any requiring health facility partner. Procedure: 1. Once accepted to a program of study, the student will receive written instructions that define the screenings and detail how to complete the above requirements. 2. The process will be carried out with a company selected by the college after review for the most cost effective customer service. 3. Results are verified and sent directly by the company to the contact person at the clinical facility for review no less than 10 days prior to the scheduled arrival of the student. 4. The clinical facility will notify the program department chair of student(s) with any findings that would preclude the assignment of the student in their setting. 5. The department chair will confirm the manner of the review with the facility to ensure that no error was made. The department chair will at no time be privy to the actual summary of results for the CBC, OIG Review, or Drug Screen. 6. If a criminal charge or conviction occurs while the student is enrolled and is assigned to requiring agency, the student will be immediately removed from the placement until a review is conducted. The final decision will rest with the clinical agency as to any possibility of reinstatement at the site. 7. Should a student be barred from completing clinical assignments with partnering agencies, GTCC will not be able to ensure the completion of program requirements and graduation competencies. 8. Inability of a student to complete program requirements and graduation competencies will result in suspension from the Health program. 9. Any student suspended from a Health Program can avail themselves of the standard GTCC processes for appeal, grievance, and/or readmission. 8/20/09 III-1.070 Graduate Guarantee 135 Guilford Technical Community College believes in the quality of its students, faculty, and staff. Therefore, we guarantee transfer credit for those graduates obtaining Associate of Arts, Associate of Fine Arts, and Associate of Science degrees at Guilford Technical Community College. Also, we will guarantee entry-level technical skill competency for those who have obtained an Associate of Applied Science degree at the College. Effective Fall Quarter 1994, all students entering degree, diploma, or certificate programs at Guilford Technical Community College are eligible for the Graduate Guarantee that applies to their degree program. This tuition-free education as described below constitutes the sole and exclusive remedy under the Guilford Technical Community College Graduate Guarantee. 1. Guarantee of Transfer Credits Guilford Technical Community College guarantees that graduates of the A.A., A.S., and A.F.A. degree programs will receive transfer credit for courses completed at GTCC with a grade of “C” or above to those North Carolina colleges and universities that have written transfer agreements with GTCC. In this case, the guarantee refers to courses transferring, and not to student performance. Transfer must take place within 12 months after graduation to be covered under the guarantee. GTCC will permit a graduate to take a tuition-free alternative, acceptable course to replace any course which is rejected for transfer credit under the provisions of a written transfer agreement. The cost of books, insurance and fees will be the responsibility of the graduate. 2. Guarantee of Skill Competency (AAS Degree) Guilford Technical Community College guarantees to its Associate of Applied Science graduates appropriate technical job skills identified in the program outcomes for a specific degree. The guarantee applies only to graduates employed on a full-time basis directly related to the area of program concentration as certified by the Vice President of Curriculum and Instructional Technology. Employment must commence within six months of graduation to be covered by the guarantee. If an Associate of Applied Science (AAS) or diploma graduate is judged by his/her employer to be deficient in entry level technical job skills identified by the program outcomes for his/her specific degree program, the graduate will be provided up to ten tuition-free semester credit hours of additional training by Guilford Technical Community College under the conditions of the guarantee policy. The cost of books, insurance and fees will be the responsibility of the graduate or employer. Procedure: 1. Guarantee of Transfer Credits The guarantee can be initiated by contacting the office of the Vice President of Instruction. Transfer Agreements with colleges and universities to which this guarantee applies are on file with the Division Chair of Arts and Sciences. 2. Guarantee of Skill Competency (AAS Degree) and One-Year Diploma Guarantee a. The employer must: 1) Certify in writing that the employee is deficient in skills which relate directly to 136 2) 3) the degree’s program outcomes. Specify areas of deficiency within six months of the graduate’s initial employment. Develop a written educational plan for retraining in cooperation with the appropriate academic department at the college. b. Retraining will be limited to ten semester hours of credit related to the identified skill deficiency and to those classes regularly scheduled during the period covered by the retraining plan and must be completed within a calendar year from the time the educational plan is agreed upon. c. The guarantee does not imply that the graduate will pass any licensing, certification, or qualifying examination for a particular career. Rev 10/15/98 III-1.080 Disability Access The college is committed to providing access to facilities and reasonable accommodation in the instructional process, in compliance with Section 504 of the Rehabilitation Act of 1973 and the Americans with Disabilities Act of 1990. Guilford Technical Community College does not discriminate nor does it approve of discrimination against students or applicants on the basis of race, color, gender, age, national origin, disability, religion, pregnancy, veteran’s status or political belief/affiliation. (See Equal Opportunity Policy IV-1.023.) This policy of non-discrimination covers participation in all programs, support services, and activities. Guilford Technical Community College is committed to providing equal access to technology, including the Internet and the institution's web presence. Guilford Technical Community College does not make pre- or post-admission inquiries or referrals based on an assumption that a student has a disabling or handicapping condition. It is the responsibility of the student with a disability to initiate the request for accommodations/services by contacting the disAbility Access Services Office. Procedures 1. Section 504 of the Rehabilitation Act of 1973 and the Americans with Disabilities Act of 1990 both require institutions of higher education to provide equal access to educational opportunities to otherwise qualified “persons with disabilities.” “The term ‘disability’ means with respect to an individual – a physical or mental impairment that substantially limits one or more of the major life activities of such individual; a record of such impairment; or being regarded as having such an impairment.” It is the responsibility of the student with a disability to provide documentation of the disability. In order to establish eligibility for protection under the law, the documentation must certify that the disability creates a substantial limitation of a major life activity. 2. Official notification of a disability requires that the student provide documentation of his/her disability to the disAbility Access Services Office. To receive services, the student must provide acceptable documentation. a. All requests for accommodations/services must be made directly to the disAbility Access Services Office by the student who is seeking the accommodations/services. The request should be made as early as possible and must be made in a timely manner to allow for an appropriate response. Requests for accommodations/services will be addressed as soon as practicable, once received. 137 b. Documentation of disability must be provided from an appropriately licensed/certified professional and must be complete enough to establish the student’s status as a person with a disability as well as establishing the need for any requested accommodations. Necessary documentation to request accommodations/services may include one or more of the following: 1) A copy of the most recent DEC 3 and the complete IEP; 2) A psychoeducational evaluation; 3) A medical report; 4) A psychological evaluation; or 5) Records from Vocational Rehabilitation, the Division of Services for the Blind, and/or Services for the Deaf and Hard of Hearing. c. Upon receipt of the documentation necessary to request accommodations/services, the disAbility Access Services Office will determine, based on its disability-specific guidelines, whether the documentation reveals the existence of a disability as defined under the Rehabilitation Act, the Americans with Disabilities Act, and/or North Carolina law. 3. When a student has a disability and has requested accommodations the disAbility Access Services Office shall make an appropriate determination of the students’ eligibility for accommodation and recommend reasonable accommodations based on documentation. That decision will be made according to disability-specific documentation guidelines maintained by the disAbility Access Services Office. Faculty will determine if the accommodation request is appropriate and reasonable. The authority to make such decisions on behalf of the institution has been assigned by the President and approved by the Board of Trustees. a. Students shall notify faculty of the accommodations/services which the disAbility Access Services office has determined they are eligible to receive by presenting a Letter of Accommodation which is provided to the student by the disAbility Access Services office. b. A student with a disability may be eligible for a reduced course load while receiving all of the benefits, rights, privileges and status of a full-time student. 1) The disAbility Access Services Office will determine eligibility for this accommodation on an individual basis each semester. 2) A recommendation will be made based on the student's documentation of disability and other established criteria. 3) The Registrar will assign full-time status on behalf of the institution. c. With rare exception, disAbility Access Services will support course substitutions only in situations where a student’s documentation supports such a request and ONLY after the student has attempted the required course utilizing all resources and accommodations made available. d. Procedures that define roles and responsibilities for providing/receiving specific accommodations are outlined in the disAbility Access Services Student Handbook and the disAbility Access Services Faculty/Staff Handbook. 4. Students have the right to initiate a complaint/grievance if the agreed-upon accommodations/services are not provided appropriately. The complaint/grievance policy (III-2.013) is outlined in the college management manual, catalog and student handbook. 5. Disability-related information is considered to be highly confidential and, in accordance with Section 503 of the Rehabilitation Act and Title 1 of the ADA, and in keeping with general practice under disability law, such information will be kept in secure files with limited access. 138 a. The disAbility Access Services Office will be responsible for collecting and holding disability-related information on behalf of the institution. b. Access will be limited to disAbility Access Services staff and will be shared ONLY on a need-to-know basis. c. The Chief Information Officer in collaboration with disAbility Access Services is responsible for monitoring all technology purchases to assure access and compliance with Section 504 of the Rehabilitation Act and Title II of the Americans with Disabilities Act and the spirit of the institutional commitment. 6. The college (disAbility Access Services Office) reserves the right to review the accommodations provided from time to time to determine whether they continue to be necessary and appropriate to the student. Adopted 2/17/2000 2/20/14 III-2. Non-Academic Issues III-2.010 Student Conduct Students may not display conduct on Guilford Technical Community College premises or at GTCC sponsored events 1) that adversely affects the college's educational objectives, 2) that is illegal, or 3) that is contrary to the rules and regulations of the college. Students who display such conduct may be subject to disciplinary action under the college's disciplinary policy. Such students have the right to appeal under the policy. Conduct prohibited by this rule shall be determined by the President, consistent with this definition. Procedure: 1. Prohibited conduct is illustrated by the list below. However, the list does not include all conduct that could be prohibited: a. All forms of academic dishonesty, including but not limited to the following: taking or acquiring possession of any academic material (test information, research papers, notes, etc.) from a college employee or student without permission; receiving or giving unauthorized help on assignments or during tests; submitting papers or reports (that are supposed to be original work) that are not entirely the student's own; not giving credit for other's work (plagiarism); altering or misrepresenting grades, reports or laboratory/clinic records. b. Theft of, misuse of, damage, or defacement to college property, or theft or damage to property of a member of the college community or a campus visitor on college premises or at college functions; unauthorized entry upon the property of the college or into a college facility or portion thereof which has been restricted in use and thereby placed off limits; unauthorized presence in a college facility after closing hours. c. Possessing, manufacturing, using, distributing, selling or being under the influence of alcohol and/or any controlled substance in violation of any local, state, or federal law on college premises, at any college-sponsored activity, or in college-owned vehicles. Controlled substances include but are not limited to the following: heroin, marijuana, hallucinogens, cocaine, PCP, "crack," and prescription drugs not prescribed for the individual by a licensed physician. 139 d. Lewd or indecent conduct, including physical or verbal action, or distribution of obscene or libelous material or that which may cause a material and substantial disruption of school activities. e. Assault on or communicating a threat to any person on college premises or at college-sponsored or college-supervised functions including verbal or physical actions which threaten or endanger the health or safety of any such persons. f. Any unsolicited or unwelcomed act, comment, or behavior which is of a sexual nature or which has sexual implications and which interferes with a student's or an employee's performance or creates an intimidating, hostile, or offensive environment. See Sexual Harassment Policy and Procedures. g. Obstruction or disruption of study, teaching, research, administration or disciplinary proceedings, or other college activities, including public service functions and other duly authorized activities on college premises. h. Occupation or seizure in any manner of college property, a college facility or any portion thereof for a use inconsistent with prescribed, customary, or authorized use. i. Participating in or conducting an assembly, demonstration, or gathering in a manner which threatens or causes injury to person or property; which interferes with free access to, ingress or egress of college facilities; which is harmful, obstructive or disruptive to the educational process of the college; remaining at the scene of such an assembly after being asked to leave by a college employee. j. Possession, use, sale, or distribution of a gun, rifle, pistol, dynamite cartridge, bomb, grenade, mine, powerful explosive, any type of ammunition, bowie knife, dirk, dagger, sling shot, leaded cane, switchblade, blackjack, metallic knuckles, or other weapon of like kind. k. Issuing a bomb threat; setting off a fire alarm or using or tampering with any fire safety equipment, except with reasonable belief in the need for such alarm or equipment. l. Gambling. m. Smoking and/or using other forms of tobacco products on ant GTCC campus or center. n. Violation of college regulations regarding the operation and parking of motor vehicles. o. Forgery, alteration, or misuse of college documents, records, or instruments of identification with intent to deceive or providing false information to the college. p. Failure to comply with the instructions or directions of college employees acting in the performance of their duties. q. Violation of the terms of disciplinary probation or any college regulation during the period of probation. r. Fiscal irresponsibility such as failure to pay college-levied fines, failure to repay college-funded loans, or the passing of worthless checks to college officials. s. Violation of local, state, or federal criminal law on college premises adversely affecting the college community's pursuit of its educational purposes. t. Behavior in a class, lab, shop, or clinical setting which conflicts with the safety of others and/or which conflicts with safety rules for the area. u. Theft or other misuse of computer time, including, but not limited to, unauthorized entry into a file to use, read, or change the contents or for another purpose; unauthorized transfer of a file, unauthorized use of another's identification and password; use of computing facilities to interfere with another student, college employee or administrator; use of computing facilities to send obscene or abusive messages; and use of computing facilities to interfere with normal operation of the college computing system. v. Abuse of the judicial system, including but not limited to: failing to respond to the 140 summons of a judicial body or college official; falsifying, distorting or misrepresenting before a judicial body; disruption or interference with the orderly conduct of a judicial proceeding; institution of a judicial proceeding knowingly without cause; attempting to discourage an individual's proper participation in or use of the judicial system; attempting to influence the impartiality of a member of the judicial body prior to or during the course of the proceeding; harassment or intimidation of a member of the judicial body, failure to comply with the sanctions imposed; and influencing or attempting to influence another person to commit an abuse of the judicial system. w. Serving as an accessory to a violation or aiding another individual in the commission of an offense as defined by the Student Conduct Policy. 2. The college will name a Chief Disciplinary Officer and a Disciplinary Officer for each campus. The Jamestown campus officer will serve as Chief Disciplinary Officer and provide oversight and assistance to other campus Officers. The Chief Disciplinary Officer will also maintain original files on all disciplinary cases, regardless of campus. 3. Emergency Procedures: a. Emergency procedures are to be followed only in cases of an act of misconduct which presents an immediate threat to the health, safety, or well-being of any member of the college community or of any visitor, or which seriously disrupts the function and good order of the college or which damages or threatens to damage property on college premises. b. If any college employee observes student(s) conduct which threatens the health, safety or well-being of any member of the college community or of any visitor or threatens damage to property, the employee may select a course of action from the following: 1) Summon a Campus Police Officer by dialing 50911 and requesting Campus Police assistance; or 2) If, in the judgment of the employee, the situation presents immediate danger and no Campus Police Officer is available, she/he may summon assistance from the law enforcement agency which has jurisdiction in that area; (e.g. Greensboro Police Department, Guilford County Sheriff's Department, High Point City Police Department). 3) Instruct the student(s) to cease and desist and that failure to do so will result in immediate suspension; or a) If the student(s) fail to cease and desist, the employee is empowered to suspend the student(s) from the class or activity. b) The suspension may be extended, at the request of the employee, by an administrative officer (Coordinator, Director, Department/Division Chair, Assistant Dean, Dean, or Vice President). The administrative officer may extend the student(s)' suspension until a resolution of the matter is reached by the Campus Disciplinary Officer or, in the case of arrest, until the matter is adjudicated in the courts. If suspension is extended, the student shall be notified in writing, via certified mail, by the administrative officer. c) The employee or administrative officer who invoked the suspension shall submit a written report of the incident to the campus Disciplinary Officer immediately, but no later than the next school day. The report should include the name(s) of the student(s) involved; date, time, place, and description of the incident; action taken and employee(s) involved, as well as name(s) of any witness(es) to the incident; and desired 141 resolution(s). d) The campus Disciplinary Officer will resolve the matter in a timely manner following the steps outlined below in Standard Procedures. 4. Standard Procedure: a. Any college employee, faculty member, other employee, or student may file charges with the campus Disciplinary Officer against any student or student organization for violation of college regulations. The individual(s) making the charge must complete a charge form available from the office of the campus Disciplinary Officer, from department chairs on the Jamestown Campus, and from the administrative office on all other campuses. These forms state the following: 1) Name of the student(s) involved. 2) The alleged violation of the specific Code of Conduct. 3) The immediate place and date of the incident. 4) Name(s) of person(s) directly involved in or witnesses to the infractions. 5) Any action taken that relates to the matter. 6) Desired resolution(s). The completed charge form should be forwarded directly to the campus Disciplinary Officer immediately. a. The student will be allowed to remain in class(es) until the case is finally resolved, unless a suspension has been invoked under emergency procedures. b. Within ten (10) school days after the charge is filed, the Disciplinary Officer shall complete a preliminary investigation of the charge and shall schedule a meeting with the student. After discussing the alleged infraction with the student, the Disciplinary Officer may: 1) Drop the charges. 2) Impose a sanction consistent with those shown in Section 5 below. 3) Refer the student to a college office or community agency for services. c. The decision of the Disciplinary Officer shall be presented to the student in writing immediately following the meeting with the student. In instances where the student cannot be reached to schedule an appointment with the Disciplinary Officer or where the student refuses to cooperate, the Disciplinary Officer shall send a certified letter to the student's last known address providing the student with a statement of the charges, the Disciplinary Officer's decision, and instructions governing the appeal process (Section 6). 5. Sanctions a. Interim Suspension: Exclusion from class and/or other privileges or activities as set forth in the notice, until a final decision has been made concerning the alleged violation. b. Reprimand: A written communication which gives official notice to the student that any subsequent offense against the Student Conduct Policy will carry heavier penalties because of this prior infraction. c. General Probation: Appropriate response to a minor disciplinary offense, has two important implications for the individual: (1) the individual is given a chance to show capability and willingness to observe the Student Conduct Policy without further penalty; (2) if the individual errs again, further action will be taken. This probation will be in effect for no more than four (4) terms. d. Restrictive Probation: Results in loss of good standing and becomes a matter of record. Restrictive conditions may limit activity in the college community. Generally the individual will not be eligible for initiation into any local or national organization, and may not receive any college award or other honorary recognition. The individual may not 142 e. f. g. h. i. j. k. l. 6. occupy a position of leadership or responsibility with any college or student organization, publication, or activity. This probation will be in effect for not less than two (2) terms. Any violation of restrictive probation may result in immediate suspension. Suspension: Exclusion from class(es), and/or all other privileges or activities of the college for a specified period of time. Students who receive this sanction must get specific written permission from the Disciplinary Officer before returning to campus. Expulsion: Dismissing a student from campus for an indefinite period losing student status. The student may be readmitted to the college only with the approval of the President. Restitution: Paying for damaging, misusing, destroying or losing property belonging to the college, college personnel, or students. Loss of Academic Credit or Grade: Imposed for academic dishonesty, which may also result in other additional sanctions. Withholding Transcript, Diploma, Degree, Certification or the Right to Register or to Participate in Graduation Ceremonies. For example, a student will not be allowed to register until all financial obligations are met. Group Probation: Given to a college club or other organized group for a specified period of time. If group violations are repeated during the term of the sentence, the group restitution or group charter revocation may be appropriate. Group Restriction: Removing college recognition during the term in which the offense occurred or for a longer period (usually not more than one additional term). While under restriction, the group may not seek or add members, hold sponsored events in the college community, or engage in other activities as specified. Group Charter Revocation: Removal of college recognition for a group, club, society, or other organizations for a minimum of two years. Recharter after that time must be approved by the President. Appeals Procedure: A student who disagrees with the decision of the Disciplinary Officer may request a hearing before the Disciplinary Review Committee. This request must be submitted in writing to the Disciplinary Officer within three (3) school days after receipt of the Disciplinary Officer's decision. The Disciplinary Officer shall refer the matter to the Disciplinary Review Committee together with a report of the nature of the alleged misconduct, the name of the complainant, the name of the student against whom the charge has been filed, and the relevant facts revealed by the Disciplinary Officer's investigation. a. Composition of the Disciplinary Review Committee: Membership shall consist of: 1) Three faculty and two professional or classified staff members appointed by the president. 2) Three student members appointed by the Student Government Association and approved by the Chief Disciplinary Officer. 3) One administrator, appointed by the Chief Disciplinary Officer to serve as committee Chairperson, who will vote only in case of a tie. 4) The Disciplinary Officer as an ex-officio non-voting member. Committee members will serve one-year appointments beginning with each fall term, with replacements appointed by the appropriate Vice Presidents or by SGA, if necessary. At least one faculty member, one staff member and two students, plus the chairperson must be present in order for the committee to conduct business in a given case. 143 b. Procedures for Hearings Before the Disciplinary Review Committee: 1) The Disciplinary Review Committee must meet within ten (10) working days of receipt of a request for a hearing (except near the end of summer term when additional time may be needed). 2) At least five (5) working days prior to the date set for the hearing, the Disciplinary Officer shall send a certified letter to the student's last known address providing the student the following information: a. A restatement of the charge or charges. b. The time and place of the hearing. c. A statement of the student's basic procedural rights. d. A list of witnesses the college expects to call. (Any witnesses not listed will not be allowed to testify in the absence of showing of good cause for delay in identification.) e. The composition of the committee. f. A copy of the Hearing Rules. 3) On written request of the student, the hearing may be held prior to the expiration of the five-day (5) notification period, if the Disciplinary Officer concurs with this change. 4) Basic procedural rights of the student include the following. a. The right to counsel. The role of the person acting as counsel is solely to advise the student. The counsel shall not address the committee. b. The right to produce witnesses on one's behalf. (List of witnesses must be provided to the Disciplinary Officer no less than two full working days prior to the hearing. Any witnesses not listed will not be allowed to testify in the absence of a showing of good cause for delay in identification.) c. The right to request, in writing, that the Chief Disciplinary Officer disqualify any member of the committee for prejudice or bias. (This request must set forth reasons.) A request for disqualification, if made, must be submitted at least three (3) working days prior to the hearing. If such disqualification occurs, the appropriate nominating body shall appoint a replacement to be approved by the appropriate Vice President. d. The right to present evidence. e. The right to know the identity of person(s) bringing the charge(s). f. The right to hear witnesses on behalf of the person(s) bringing the charges. g. The right to testify or refuse to testify. h. The right to appeal the decision of the committee to the appropriate Vice President who will review the official record of the hearing. The appeal must be in writing and it must be made within five (5) working days of the completion of the hearing. 5) The committee hearings shall be conducted according to the following rules: Hearings before the committee shall be confidential and shall be closed to all other persons except the following: 1) The student(s). 2) Counsels. 3) Witnesses who shall give testimony singularly and in the absence of other witnesses and shall leave the committee meeting room immediately upon completion of their testimony. a) The hearing will be recorded. The tapes/transcripts of the hearing will become the property of the college, and access to them will be determined by the Vice President, Administrative Services. All transcripts or tapes will be filed in the office of the Disciplinary Officer. b) The committee shall have the authority to adopt supplementary rules of 144 procedure consistent with this code. c) The committee shall have the authority to render written advisory opinions concerning the meaning and application of this code. d) Upon completion of a hearing, the committee shall meet in executive session to determine concurrence or non-concurrence with the decision of the Disciplinary Officer and to determine appropriate sanction(s), which are not limited to those imposed or recommended by the Disciplinary Officer. Deliberations of the committee will not be recorded. e) Decisions of the committee shall be made by majority vote. Once made, committee decisions will be announced and recorded. f) Within two (2) working days after the decision of the committee, the Disciplinary Officer shall send a certified letter to the student's last known address providing the student with the committee's decision. g) The college has the right to limit the number of witnesses to be called by both parties. c. Appeal to the Appropriate Vice President: 1) A Student/Staff/Faculty Member who is not in agreement with the decision of the committee may appeal in writing to the appropriate Vice President within five (5) school days after receipt of the committee's written decision. The only appropriate grounds for such an appeal are: (1) the severity of the penalty; or (2) alleged violation of the college's procedures in the conduct of the hearing or investigation. The appropriate Vice President is defined as the Vice President who has administrative responsibility for the area in which the infraction occurred. 2) The Vice President shall: a) Review the findings and the proceedings of the committee. b) At his/her discretion, hear from the student, the members of the committee, or any other employee who may provide information on the facts, before ruling on an appeal. c) Uphold, modify, or overturn the decision of the committee. d) Inform the student and committee members in writing of the final decision within ten (10) working days of the receipt of the appeal. 3) The decision of the Vice President shall be final. Rev. III-2.011 8/17/95 8/21/97 Identification Card Guilford Technical Community College is concerned about the safety of our students, employees and visitors to our campuses. Therefore, all students who are consistently present on a GTCC campus are required to have in their possession a GTCC issued ID. Any exemptions must be approved by the appropriate vice president. Procedure: 1. The college defines “consistently” as enrolled for a curriculum semester or enrolled in a Basic Skills course. 2. All applicable individuals must carry their GTCC issued ID cards at all times. The GTCC ID card is intended to serve as proof of an individual’s status at the college. 3. All non-curriculum students, excluding Basic Skills, must have their personal photo identification in their possession anytime they are on any GTCC campus. 145 4. Any transfer, alteration, falsification or forgery of an ID card constitutes a violation of this policy and will result in disciplinary action. 5. The GTCC issued ID card is and at all times will remain the property of GTCC. It may be revoked at any time by the college if misused. It must be presented or returned upon request by an appropriate college official. 6. Fees related to student ID cards can be found in the GTCC Management Manual, II-2.043, Fees, User and Patron. The cardholder is responsible for the care and safekeeping of the card. If the card is lost or stolen, there is a fee for each replacement card. 7. Faculty and staff should refer to College Rule “Identification Badges for Employees”. 8/17/95 Rev. 10/14/10 (Effective 1/2011) 8/15/11 III-2.014 Sexual Harassment (Refer to Section IV, Policy 4.070) III-2.020 Dress Code Guilford Technical Community College expects all students and employees to dress in a manner in keeping with the serious academic intent of the college and in a manner acceptable to the community. In keeping with the mission to prepare students for success in the workforce, students are expected to dress appropriately within the general accepted bounds of good taste. The college respects individual style and creativity, as long as students dress in a manner which is not disruptive or distracting to the educational environment and conforms to the expectations and standards of the professional community. Procedures: 1. All college personnel have the authority and responsibility to make sure these guidelines are followed. Students who fail to adhere to the general guidelines listed will not be allowed on campus or to participate in any college activities and will be subject to disciplinary action which may include suspension from their program of study/or expulsion from GTCC. 2. Students enrolled in certain technical or vocational curricula, such as allied health, automotive, or culinary programs, may be required to wear special attire for clinical or laboratory classes. If special attire is required, students may not attend classes or laboratory work if their dress is in violation of the dress code for such areas according to the policy of the program. Special attire may include specialty shoes, protective goggles, uniforms or lab coats. 3. For all students who are deemed inappropriately dressed, the following actions will occur: a. Students will be asked to leave the learning environment or activity. b. Students in violation of this policy must surrender their ID. Confiscated ID’s will be sent to the appropriate Dean for disciplinary action. 4. Guidelines for inappropriate clothing: a. Clothing with nudity b. Clothing displaying profanity c. Deeply low cut shirts/blouses 146 d. Clothing depicting violence e. Sagging or low cut pants (no skin or undergarments exposed) f. Shirts/blouses with midriffs showing 5. Employees should reference policy IV-4.010 Dress Rev. 8/17/95 10/14/10 (Effective 1/2011) III-2.030 Freedom of Expression It is undeniable that students are protected in their exercise of freedom of expression by the First Amendment to the Constitution of the United States. Accordingly, Guilford Technical Community College officials are responsible for ensuring freedom of expression for all students, within the principles embodied in the Constitution. The student newspaper and the literary magazine, the official, school-sponsored publications of GTCC, have been established as forums for student expression and as voices in the uninhibited, robust, free, and open discussion of issues. Each publication should provide a full opportunity for students to inquire, question, and exchange ideas. Content should reflect all areas of student interest, including topics about which there may be dissent or controversy. Student journalists shall have the right to determine the content of official student publications. Accordingly, guidelines shall be issued relating only to establishing grounds for disciplinary actions subsequent to publication. Procedure: 1. In cases where a student(s) is considered to have violated the rules set forth in this policy, the procedures of the Student Conduct Policy (III-2.010) will be followed. 2. In cases where a school official(s) is considered by students to have violated the rules set forth in this policy, the procedures of the Student Grievance Policy (III-2.013) will be followed. 3. Official school publications. a. Students who work on official student publications determine the content of those publications and are responsible for that content. These students should: 1) Determine the content of the student publication. 2) Strive to produce a publication based upon professional standards of accuracy, objectivity, and fair play. 3) Review material to improve sentence structure, grammar, spelling, and punctuation. 4) Check and verify all facts and verify the accuracy of quotations. 5) In the case of editorials or letters to the editor concerning controversial issues, determine the need for rebuttal comments and opinions and provide space for them if appropriate. b. Prohibited Material: 1) Students cannot publish or distribute material that is obscene. Obscene is defined as material that meets all three of the following requirements: 147 a) The average person, applying contemporary community standards, would find that the publication, taken as a whole, appeals to a person's prurient interest in sex. b) The publication depicts or describes, in a patently offensive way, sexual conduct such as ultimate sexual acts (normal or perverted), masturbation, and lewd exhibition of the genitals. c) The work, taken as a whole, lacks serious literary, artistic, political, or scientific value. Indecent or vulgar language is not obscene. 2) Students cannot publish or distribute libelous material. Libelous statements are probably false and unprivileged statements that do demonstrated injury to an individual's or business's reputation in the community. If the allegedly libeled party is a "public figure" (a person who either seeks the public's attention or is well known because of personal achievements) or "public official" (a person who holds an elected or appointed public office), then school officials must show that the false statement was published "with actual malice," i.e., that the student journalists knew that the statement was false or that they published it with reckless disregard for the truth without trying to verify the truthfulness of the statement. 3) When an allegedly libelous statement concerns a private individual, school officials must show that the false statement was published willfully or negligently, i.e., the student journalist who wrote or published the statement has failed to exercise reasonably prudent care. 4) Under the "fair comment rule," a student is free to express an opinion on a matter of public interest. 5) A student may criticize school policy or the performance of teachers, administrators, school officials, and other school employees. 6) Students cannot publish or distribute material that will cause "a material and substantial disruption of school activities." a) Disruption is defined as student rioting; unlawful seizures of property; destruction of property; or substantial student participation in a school boycott, sit-in, walk-out, or other related form of activity. Material such as racial, religious, or ethnic slurs, however distasteful, are not in and of themselves disruptive under these guidelines. b) Material that stimulates heated discussion or debate does not constitute the type of disruption prohibited. c) School officials must protect advocates of unpopular viewpoints. d) In determining whether a student publication is disruptive, consideration must be given to the context of this distribution as well as the content of the material. e) "School activity" means educational student activity sponsored by the school and includes, by way of example and not by way of limitation, classroom work, library activities, physical education classes, official assemblies and other similar gatherings, school athletic contests, band concerts, and school plays. c. Legal advice 1) If, in the opinion of the student editor, student editorial staff, or staff/faculty adviser, material proposed for publications may be "obscene," "libelous" or would cause an "immediate, material and substantial disruption of school activities," the free legal services of the Student Press Law Center (202/4665242) may be consulted. The services of the college's general counsel may also be utilized with the approval of the advisor and the appropriate administrator. 2) The final decision of whether the material is to be published will be left to the 148 student editor or student editorial staff. 4. Nonschool-sponsored publications. School officials may not ban the distribution of nonschool-sponsored publications on school grounds. However, students who violate any rule listed under 3.b. above may be disciplined after distribution. a. School officials may regulate the time, place, and manner of distribution. 1) Nonschool-sponsored publications will have the same rights of distribution as official school publications. 2) "Distribution" means dissemination of a publication to students at a time and place of normal school activity, or immediately prior or subsequent thereto, by means of handing out free copies of the publication in areas of the school which are generally frequented by students. b. School officials cannot: 1) Prohibit the distribution of anonymous literature or require that literature bear the name of the sponsoring organization or author. 3) Ban the distribution of literature because it contains advertising. a. (See Policy II-2.010.) 4) Ban the sale of literature. 5) Create regulations that discriminate against nonschool-sponsored publications or interfere with the effective distribution of sponsored or non-sponsored publications. 5. Protected speech a. School officials cannot: 1) Ban speech solely because it is controversial, takes extreme, "fringe" or minority opinions, or is distasteful, unpopular, or unpleasant. 2) Ban the publication or distribution of material relating to sexual issues including, but not limited to, virginity, birth control, and sexually-transmitted diseases (including AIDS). 3) Censor or punish the occasional use of indecent, vulgar, or so-called "four-letter" words in student publications. 4) Prohibit criticism of the policies, practices, or performance of faculty, school officials, the school itself, or of any public officials. 5) Cut off funds to official student publications because of disagreement over editorial policy. 6) Ban speech that merely advocates illegal conduct without proving that such speech is directed toward and will actually cause imminent unlawful action. 7) Ban the publication or distribution of material written by nonstudents. 8) Prohibit the school newspaper from accepting advertising. 9) Prohibit the endorsement of candidates for student office or for public office at any level. b. Advertising commercial speech Advertising is a constitutionally protected expression. School publications may accept advertising. Acceptance or rejection of advertising is within the purview of the publication staff, who may accept any ads except for those for products or services that are illegal for all students. Political ads may be accepted. The publication should not accept ads only on one side of an issue or election. 149 6. Advisor job security. The adviser is not a censor. No employee who advises a student publication will be fired, transferred, or removed from the advisership by reason of his or her refusal to exercise editorial control over the student publication or to otherwise suppress the protected free expression of student journalists. 7. Prior restraint. No student publication, whether nonschool-sponsored or official, will be reviewed by school administrators prior to distribution or withheld from distribution. The school assumes no liability for the content of any student publication, and urges all student journalists to recognize that with editorial control comes responsibility, including the responsibility to follow professional journalism standards. 8. Circulation. These guidelines will be included in the student rights and responsibilities publication and available to all students. Rev. III-2.040 8/17/95 Housing Guilford Technical Community College does not provide housing for its students. Limited information on off-campus housing may be available in the Student Life Office. (There are no procedures necessary for this policy.) Rev. III-2.060 4/18/96 Right to Privacy Guilford Technical Community College will protect the privacy of personally identifiable information contained in a student's record. The exception to this rule will be directory information, as defined in college procedures. General access to information in a student's official records will be granted to the following persons: 1. 2. 3. 4. The student. Parents of a student, if the student is a dependent of the parents. Appropriate college officials. Authorized persons/agency representatives having a legitimate educational interest in information contained in the records. Other persons/agency representatives wishing to obtain information from a student's record must have prior written consent of the student. The college will maintain a record, kept with the student's record and available to that student, of all requests for and disclosures of personally identifiable information, other than requests for directory information or requests submitted by the student and/or parent(s) of a dependent student. Implementation of this policy will be subject to rules and procedures, which will be available from the Admissions and Records Office upon request. 150 Procedure: 1. 2. Persons who may have access to student records under this policy include: a. Former students as well as those currently in attendance at GTCC may have access to their own records. b. A parent, legally assigned guardian, or an individual legally acting as a parent of a student in the absence of a parent or guardian and who is financially responsible for the student as defined under Section 152 of the Internal Revenue Code of 1954 may have access to the records of the student for whom he/she is parent, guardian or legally acting as parent. c. College administrators, staff, and faculty at Guilford Technical Community College who have legitimate educational interests in having access to student records, and officials of institutions to which the student may be applying for admission. d. Authorized persons/agency representatives having a legitimate educational interest (defined as authorized research or college business, which requires access to student records) in information contained in the records, provided information about students is not used in a manner which permits identification of a particular student. Student records covered by this policy may include, but are not limited to, the following: a. The student's permanent file, maintained in the Admissions and Records Office, which contains the following: 1) All transcripts of grades and other information on those transcripts. 2) Application for admission. 3) Health record. 4) Mental, aptitude, or achievement test results, if applicable. 5) GTCC placement test scores, if applicable. 6) Other information pertinent to the student's attendance at GTCC. b. Formal or informal records used to determine eligibility for student financial aid and other documents pertaining to the financial status of the individual, which are maintained in the Financial Aid Office. c. Departmental records regarding the placement of students or graduates in jobs. d. Records maintained for advising purposes by the department in which the student is enrolled. These records may include: 1) Standardized test answer sheets (not available to students for security purposes; however, test scores are available to the student). 2) Records of conferences with the student. 3) Records of courses taken and grades earned. 4) Various departmental evaluations and other communications referring to the student. 5) Copies of correspondence relating to the student. e. Library circulation records, maintained for statistical and informational purposes, showing subjects of material borrowed by students or former students. (See Learning Resource Center Policy on Privacy of Library Circulation Records, 1981.) 3. Directory information, which may be released without permission, includes the student's name, address, telephone number, major field of study, participation in officially recognized activities and sports, weight and height of members of athletic teams, dates of attendance, degree(s) and award(s) received, and most recent previous educational agency or institution attended by the student. 4. For a student or the parent(s) of a dependent student to review the student's record, the following procedure must be followed: a. The student and/or parent must obtain and complete a Consent to Release 151 5. Student Information from the Registrar. b. Submit the competed form to the Admissions and Records Office. c. Make a mutually agreeable appointment with the Registrar to review records. d. Meet the Registrar in the Admissions and Records Office at the appointed time and review the records. e. Sign the official form, which will also be signed by the Registrar, indicating the record has been reviewed. School official(s) and authorized persons/agencies with a legitimate educational interest wishing to review a student's record must use the following procedure: a. Contact the Registrar to make an appointment to review the record(s). b. Meet with the Registrar or authorized representative of the Admissions and Records Office to review the record(s). c. Sign and date the Record Review Log(s), which will also be initialed by the Registrar, to indicate the record(s) have been reviewed. d. Faculty and staff must have a Personal Identification Number (PIN) to access information from the college's mainframe computer(s). These numbers will be issued by the Director of Computer Services upon submission of the appropriate form, signed by a Division Chair (faculty) or Planning Unit manager (staff, administrators). 6. 1) PIN's are to be kept confidential and not shared with another employee under any circumstance. Each employee is responsible for any changes made to the information in the databases while the system has been accessed using his/her PIN. 2) Should an employee "lend" his/her PIN to another person, the employee will be subject to disciplinary action and possible dismissal. Authorized persons/agencies (such as the Community Colleges System Office or the Board of Governors of the University of North Carolina) with a legitimate educational interest and an established relationship with GTCC may obtain records through the Registrar, or through a direct request to the Director of Institution Research Effectiveness and Reaffirmation (IRER) or Chief Information Officers. Logs of such requests will be maintained by each office. 7. All persons/agencies not covered by the above situations who are seeking nondirectory information will use the following procedure: a. The requesting party will: 1) Obtain and complete a Consent to Release Student Information from the Admissions and Records Office. 2) Obtain the student's written consent. 3) The Registrar will seek written consent of the student(s), if it is not feasible for the person/agency representative to do so. b. In the event that consent is given, procedures outlined in 5.a.-c. above will be followed. c. In the event that consent is not given, the record will not be made available, except in cases of an official court order. 8. When a copy(ies) of official transcript(s) are to be provided to educational institutions, agencies, or prospective employers the following procedure will be used: a. The student must submit to the Registrar a written request for transcript(s) to be sent, which shall include the name and address of the institution, agency, or 152 prospective employers. b. Three transcripts will be sent at no charge. Thereafter, a $5.00 fee for each additional transcript must be paid to the Cashier prior to the release of the transcript(s). 9. Rev. A student who believes that information in his/her record is inaccurate or misleading or violates his/her privacy or other rights may request in writing to the Registrar an amendment of his/her record. a. The request must specifically note the reason(s) amendment of the records is needed with appropriate justification and/or documentation. b. The Registrar will investigate the claims made in the request and render a written response within ten (10) days of the receipt of the request. c. The following action(s) may be taken by the Registrar: 1) If the decision is to amend the record in accordance with the student's request, the Registrar will make the amendment. 2) If the decision is not to amend, the Registrar will inform the student of the decision and of his/her right to appeal to the Associate Vice President of Student Services and, if not settled at that level, to the Vice President of Student Support Services. 2/15/96 4/13/09 III-2.070 Student Travel III-2.071 Student Government Association Sponsored Travel The Student Government Association of Guilford Technical Community College may sponsor student travel that it considers to be an important educational experience. Such travel experiences are subject to the procedures specified by the college. Students will assume personal responsibility for complying with all Guilford Technical Community College policies while involved in authorized travel. Procedure: 1. All student club, student organization, and SGA sponsored travel must be approved by the Director of Student Life. 2. All SGA sponsored travel will adhere to the college's official travel procedures. 3. Registered student clubs and organizations must follow approval and funding guidelines established by the Student Life Office. These guidelines are available in the Student Life Office. 4. Guilford Technical Community College has no legal responsibility toward student travelers who must be hospitalized while away from campus. The Student Life Office will inform student travelers that the lack of medical health insurance coverage may result in delayed admission or non-admission to some hospitals with consequent delays in medical attention. 153 Rev. III-2.072 4/18/96 Class Field Trips The college supports and encourages field trips of genuine educational value and relevance. Procedure: 1. At least two weeks prior to the proposed trip, the instructor will complete and submit the Field Trip Request Form to the appropriate division/department chair. 2. Instructors may obtain copies of the Field Trip Request Form from the division/department chair. 3. Field trips thus authorized constitute official college functions, and students are to be permitted to make up work in any classes missed as a result of their participation. Rev. 4/18/96 III-2.080 Tuition and Fees Refund Tuition refunds (including the registration fee for continuing education classes) will be consistent with State Board policy, which provides that a partial refund (75 percent) may be made under certain circumstances if withdrawal occurs prior to the ten-percent point in the class State Board of Community College Code SBCCC, Sections 2D.0202 and 2D.0203. A full refund of tuition and fees for credit students and registration fees for non-credit students will be made to military and National Guard personnel called to active duty or to active personnel who have received temporary or permanent reassignments as a result of military operations taking place outside the state of North Carolina that make it impossible for them to complete their course requirements. In addition, the college will buy back textbooks through the college bookstore to the extent possible. The college will use distance learning and other educational methodologies to help these students complete their course requirements [SBCCC 2D.0202(f)]. A full refund of curriculum student fees established by the college will be made if the student officially withdraws from class(es) prior to the first day of class(es) of the academic term, if the student officially withdraws from the college before the first day of the term, or if the class is cancelled and the student fees are not applied to other class(es) taking place that same term. A full refund of continuing education student fees established by the college will be made if the student officially withdraws from class(es) prior to the first class meeting or if the class is cancelled or full. Procedure: 1. Curriculum tuition and continuing education registration fees are set by State Board policy, as are provisions for their refund. These policies provide for full refunds as described above and for partial refunds (75 percent) if the student officially withdraws prior to the tenpercent point of the class. The full policies may be found in the SBCCC, 2D.0202 and 2D.0203. 2. To receive a refund, a student must officially withdraw from class(es). A student is considered officially withdrawn on the date that a student withdraws by using WebAdvisor, or on the date that a curriculum schedule change form or continuing education withdrawal form is received by the college. 154 3. A student called to military duty shall provide a copy of his or her orders to the Records Office. Then, the Records Office shall authorize eligibility for refund of tuition, fees, continuing education registration fees, and book buy-back. Upon receipt of authorization, the Finance Office will issue the refund due and the bookstore will buy back textbooks to the extent possible. 4. Student fees consist of course specific fees; student activity fees; campus access, parking and security fees; computer use and technology fees; student accident insurance premiums; and student malpractice insurance premiums. Fees are fully refundable if a student officially withdraws on or before the first day of class of the academic term. Otherwise, fees are non-refundable. 5. Registration fees for community service and self-supporting classes are not considered to be student fees. Refund policy and procedures for these registration fees are included in the SBCCC (2D.0203) governing continuing education registration fee refund. a. A 75% student refund of the parking deck fee may be made through the 10% census date, if the student officially withdraws from all classes. b. No refunds will be made to faculty and staff unless they are separating from the college and they request a prorated refund. The maximum prorated refund allowed is 75% of the amount paid. 6. All refunds will be made by check. Rev. Rev. Rev. Rev. 10/17/96 2/14/02 6/21/07 12/16/10 III-2.081 Tuition and Fees Deferment In cases of financial need or emergency, GTCC students may have up to fifty percent of their tuition and fees deferred at the time of registration, to be paid later in the academic term, according to the provisions of North Carolina Administrative Code, Title 23, Section 2D.0201, using procedures established by the Board. Procedure: 1. All tuition and fees are due at the time of registration. Tuition payment deadlines will be established each term, and students' registrations will be cancelled if their tuition and fees are not paid by the deadline. The only exception will be for students who have completed an approved Tuition Deferment Application/Promissory Note. 2. No deferments will be considered or granted until the student registers for classes and the total tuition and fees amount is known. An approved deferment must be completed prior to the tuition payment deadline established for the student or the student will be dropped from the registered course(s). 3. Students seeking a deferment of payment of tuition and fees must meet eligibility criteria and enter into a contract with Guilford Technical Community College by completing a Tuition Deferment Application/Promissory Note form in the Financial Aid Office and the Free Application for Federal Student Aid (FAFSA). 155 4. The Tuition Deferment Application/Promissory Note must be approved by the Financial Aid Office. The original approved form will be maintained by the Financial Aid Office. The student will be given three copies of the completed form with an authorization signature. The student will deliver three copies of the authorized note to the Cashier’s Office. Students will be required to pay half (50%) of the tuition and fees upon execution of the contract and the other half (50%) no later than 30 days or the specified date. 5. A co-maker on the note will be required for students under the age of 18. 6. Students who withdraw from the college/courses after the refund period will still be obligated to pay the entire contract balance to the college. 7. Students will be charged a service charge for any late payments. If a student fails to repay the deferment on the agreed-upon date, the total deferment plus late fees will become due and payable immediately. Failure to repay the deferment also will result in the student being denied student services, including but not limited to receiving grades and official transcripts, registering for future terms, no future deferments, and application for graduation. Legal action may be taken against the student as specified in the promissory note. 8. Procedures for the Financial Aid Office: a. Determine if the student is registered for at least 9 credit hours, has applied for financial aid using the FAFSA, is making satisfactory academic progress, has no outstanding debts to the College, and did not pay a previous tuition deferment debt after the deadline before giving out the Tuition Deferment Application/Promissory Note. b. Give the student three copies of the approved form. The student will take the copies of the form and their payment to the Cashier’s Office. The original approved form will be maintained by the Financial Aid Office. c. Once the tuition deferment deadline has passed, request a list of students who were approved for tuition deferment and their account balances from Information Technology Services (ITS). Review the list of students to identify students who have paid, who have completed their financial aid paperwork and need to be awarded, or who are scheduled to receive financial aid to pay the remaining balance on the note before the tuition deferment due date. 9. Procedures for the Business Office: a. Accept 50% tuition and fee payment from the student upon execution of the contract and give the student a validated receipt. File the copy of the approved Tuition Deferment Application/Promissory Note. b. Receive payment of the remaining balance on or before the appropriate due date. c. If the student fails to make the scheduled payment, the Business Office will deem the note due and payable on demand. The Business Office will review the list of students who have not paid or are not scheduled to receive financial aid for a final determination that they have not paid. The Business Office will add a late fee to the student’s account and place a hold on their file. Business Office hold will remain on the student’s record denying student services including, but not limited to, the release of grades and official transcripts, future registration for courses, future deferments, and applying for graduation. Any method deemed appropriate according to the terms of the promissory note may be used to collect the balance owed. 156 10. Procedures for faculty: a. Students with tuition deferments should appear on the rosters. A student whose name is not on your class roster must show a paid registration receipt or a receipt stamped FA Pending. Adopted 8/22/96 Procedure Rev 11/2/98 12/12/13 III-2.090 Use of Human Subjects Research or other activities conducted under the jurisdiction of Guilford Technical Community College shall not expose persons who participate as subjects or respondents to unreasonable risks to their health, general well-being, or privacy. All activities or projects involving human subjects are subject to review and approval by the Director of Institutional Research Effectiveness and Reaffirmation (IRER) to insure the protection of the rights and welfare of the individuals who participate as subjects. Internal Research All research conducted by Guilford Technical Community College personnel and/or students, including surveys, must be reviewed and approved by the Director IRER to eliminate duplication of effort, to prevent the over-surveying of select groups, to ensure the quality of the instruments used, and to protect the human subjects involved. External Research An external research project is defined as any research project, survey, or study not conducted directly by Guilford Technical Community College personnel and/or students. Any individual, group, or agency desiring to conduct research at GTCC, or to use college students, faculty, or staff in research projects must obtain the written permission of the Director IRER at GTCC. Instructional Program Requirements As a component of the educational experience of some instructional programs, students and faculty may be required to practice procedures and perform measurements on individuals within the program, the college, or the community as indicated by the curriculum. Students and faculty may be required to participate in activities and/or simulations to allow students opportunities to apply didactic knowledge and laboratory skills. All students, faculty members, and others participating in the activities and/or simulations must sign a written authorization for use as a human subject. To insure the safety of all persons involved, the authorization form will require disclosure of any personal limitations or conditions that might affect participation in such activities and/or simulations. Procedures and techniques learned in instructional programs may only be used to treat patients in a clinical setting under the direction of a licensed/certified practitioner. Except for legally authorized practitioners, students and faculty members may not diagnose or treat medical/dental conditions of fellow students, faculty members, or others. Students learning procedures and techniques in the academic setting may practice these skills during assigned classroom/laboratory/clinical hours and during supervised open laboratory/clinical sessions. Students or faculty members who fail to comply with this policy will be subject to disciplinary action that may include suspension from the program or dismissal from employment. Procedures: 157 1. The Director of Director of IRER will review all research proposals, both internal and external. If the complexity of the proposal requires additional expertise, a Research Review Committee will be formed by the Director of Institutional Research Effectiveness and Reaffirmation (IRER) to review the proposal and make recommendations to the Director. 2. Internal Research a. Because of the need to accumulate data for re-accreditation and other purposes, some programs regularly require participation in various research surveys and activities throughout the student’s tenure in the program. Students may be required to provide blanket consent to participate in such research. A sample form is provided in the Forms section of the Management Manual. b. The use of human subjects in internal research projects other than projects conducted for routine reports, management information and regular class assignments will require the signature of the subject on an authorization form that includes the following basic elements: 1) A statement that the study involves research, an explanation of the purposes of the research and the expected duration of the subject's participation, a description of the procedures to be followed, and identification of any procedures which are experimental. 2) A description of any reasonable foreseeable risks or discomforts to the subject. 3) A description of any benefits to the subject, or to others, which may reasonably be expected from the research. 4) A disclosure of appropriate alternative procedures or courses of treatment, if any, that might be advantageous to the subject. 5) A statement describing the extent, if any to which confidentiality of records identifying the subject will be maintained. 6) For participation with more than minimal risk, an explanation as to whether any compensation and as to whether any medical and/or psychological treatments are available if injury occurs and, if so, what they consist of, or where further information may be obtained. 7) An explanation of whom to contact for answers to pertinent questions about the research and research subject's rights, and whom to contact in the event of an research-related injury to the subject. 8) A statement that participation is voluntary (if possible), refusal to participate will involve no penalty or loss of benefits to which the subject is otherwise entitled, and the subject may discontinue participation at any time without penalty or loss of benefits to which the subject is otherwise entitled. c. The privacy of respondents must be protected in any published reports or internally shared records. Individual respondents must not be identifiable in any way through the published data. 3. External Research a. A written proposal for any study intending to use college students, faculty, or staff must be submitted to the Director of IRER at least two weeks before the anticipated beginning of the study. Depending upon the complexity of the proposal, additional time for review may be required. The proposal will include brief summaries of the rationale for the study, the methodology to be used, and the expected outcomes. b. Normally, GTCC cannot provide facilities of any type for external research projects. 158 c. Unless the college feels that participation in a particular project is both educationally valuable and a natural part of the course content, class time will not be used for any project. In any event, the faculty member's permission, in addition to the approval of the Director of IRER, must be obtained before class time will be used. d. Participation in any project must be voluntary, and all participants must sign an informed consent form describing purpose of the project, precisely what participation will involve. e. Students, faculty, or staff involved in any research project will not be identified when the findings of that project are published. f. All inquiries and proposals should be submitted to: Director of Institutional Research Effectiveness and Reaffirmation (IRER) Guilford Technical Community College P. O. Box 309 Jamestown, NC 27282 3. Program Requirements a) Student handbooks for each program will explain how this policy applies in the particular program. b) Each department will maintain current authorization forms under secure conditions. The college will maintain the authorizations as long as legally necessary. 10/98 Rev 2/20/03 Rev. 9/11/06 IV. POLICIES AFFECTING EMPLOYEES IV-1.00 Terms of Employment IV-1.001 Inconsistent Publications Any terms or provisions of any departmental, student or other handbooks or similar publications that are inconsistent with the policies set forth in this Section IV of the Management Manual shall not be binding on the College, and the policies set forth in this Section IV shall be controlling. 6/18/09 IV-1.010 Conflict of Interest Members of the Board of Trustees and Guilford Technical Community College employees are prohibited from acting as an agent, either directly or indirectly, for those furnishing goods or services to any State agency, school, or institution. (General Statutes, Chapter 115D-26; North Carolina Administrative Code T01:05B.1509.) Procedure: 1. Every reasonable effort shall be made to avoid GTCC making purchases from or through trustees and college employees. 159 2. The purchasing power of the State and GTCC shall not be used for private advantage of any trustee or employee. 3. No trustee or college employee shall directly or indirectly act as an agent for any supplier of goods or services to Guilford Technical Community College. 4. No trustee or college employee shall accept or solicit any gift that could reasonably be construed to influence him or her in recommending or procuring goods or services for Guilford Tech. 5. Should GTCC become aware of a conflict of interest of a trustee or college employee in any procurement of goods or services, action shall be taken immediately to cease such procurement. 6. Any employee determined to have violated the conflict of interest policy may be subject to disciplinary action according to the Disciplinary Action Policy IV-1.052. Furthermore, such violation may result in termination of employment and/or notification to the State Auditor that a violation of the conflict of interest statue has occurred. 7. A violation of the conflict of interest policy by a trustee will be forwarded to the State Auditor. 8. Each September, the President, Vice-Presidents, and all regular staff shall complete an Annual Reporting of Secondary Employment, Self-Employment and Affiliations form. All trustees shall complete an Annual Reporting of Employment and Affiliations form. These forms will be signed by the appropriate Vice-President or the President and maintained in Purchasing. Each newly hired employee will complete a Conflict of Interest form during new hire orientation. 9. Upon conviction of a violation of general statutes governing conflict of interest, a trustee or college employee shall be deemed guilty of a Class I Misdemeanor. Rev. 9/15/97 (procedures only, President's Council) 4/17/02 11/18/02 (Procedures only, President’s Council) 6/25/03 IV-1.020 Employment Guilford Technical Community College is committed to equal employment opportunity. Except in cases of reorganization or reassignment of personnel approved by the President, all vacancies for full-time and part-time regular positions will be advertised. Announcements of the positions may be mailed to "target population" institutions or agencies. Procedures: 1. The hiring manager is responsible and accountable for providing administrative oversight throughout all aspects of the selection and hiring process for all positions. Hiring decisions for temporary positions are delegated to the hiring manager who is expected to use good judgment in applying comparable employment practices described herein for the hiring of regular and time-limited positions. The hiring manager must: 160 a) Communicate the College’s commitment to non-discrimination: 1) Articulate the value the College places on diversity and play an active role in developing a diverse workforce; 2) Plan and allow sufficient time in advance of need for advertising, interviewing and the selection process; 3) Conduct the selection process in a timely and professional manner that respects the rights of applicants to some level of confidentiality; 4) Provide applicants with a positive impression of the College throughout the selection process; 5) Use merit, qualifications such as education, experience or competencies and other job-related criteria as the primary basis for hiring recommendations and decisions. b) Other administrative responsibilities include conscientious recordkeeping consisting of creating, maintaining, managing and retaining all documents as may be used during the process of recruiting, screening, interviewing, applicant scoring/ranking and recommending candidates for hire. In particular, this policy must be strictly observed to record the disposition for each applicant which specifies the applicant’s results for each screening tool utilized. Some examples of these documents include: applications, transcripts, minimum qualifications screen, interview selection matrix and hire ranking grid. The hiring manager’s oversight responsibility explicitly includes: 1) Tracking, collecting and filing all documents in the recruitment file for the vacant position. This file must be submitted to Human Resources within two (2) business days of the offer being extended and accepted. 2) Preparing documentation which records the name and position of the hiring manager providing administrative oversight for each hiring decision. This document must be retained and archived in the recruitment file for the vacant position. 2. Prior to advertising, the hiring manager will: a) Review the primary duties and responsibilities of the position, determine what duties and responsibilities are essential for the employee to perform and what abilities are reasonably required for these tasks, and revise the job description as necessary. b) Prepare a new or modified job description, with edits highlighted, that must be approved by the Director of Human Resources or his/her designee prior to completing a Job Posting Request in NovusHR. The Human Resources office will input all job descriptions into NovusHR. c) Complete the Job Posting Request in NovusHR. The Job Posting Request will be routed to the appropriate departments for review and approval. Each approving department shall generally have 3 business days to approve a Job Posting Request. Each approving manager must identify a proxy with his/her approval authority. d) Be notified by Human Resources through NovusHR when positions are approved so that recruiting may begin. 3. Positions will be advertised as follows: a) Human Resources will maintain a list of standard employment advertising sources. The hiring manager will provide input on advertising needs and preferences for consideration as well. Concerted efforts to reach applicants from historically under161 b) c) d) e) f) g) h) represented groups shall be undertaken. Advertising will be approved and placed by the Human Resources office. The overall applicant pool will be assessed by the hiring manager for its quality and depth. The Human Resources office will review for diversity. If the applicant pool is determined to be inadequate based on this information, Human Resources will consult with the hiring manager/hiring manager’s manager to determine how the recruitment effort should proceed. All GTCC applicants are required to complete a GTCC employment application. Completed applications are critical to salary calculations. A resume is not a substitute for an application or an incomplete application. All applicants considered for hire must be able to perform the essential duties of the position and must meet the minimum requirements. All materials including but not limited to application, resumes and transcripts received directly by the hiring manager/hiring manager’s manager must be forwarded to the Human Resources office for appropriate recording and processing. At the appropriate time, Human Resources will release the applications to the hiring manager/hiring manager’s manager or search committee for review and screening for minimum qualifications. The Human Resources office will assist the hiring manager/hiring manager’s manager or committee in determining candidates to be interviewed on an as needed basis. The hiring manager will screen for minimum qualifications and for receipt of transcript(s) copy for faculty positions only. An evaluation of faculty transcripts to determine compliance with Southern Association of Colleges & Schools standards will be conducted by the department/division chair and the Special Assistant to the Vice President of Instruction or designee. Applications will be reviewed on a “first come, first served” basis. Therefore, applications will not be reviewed if an adequate applicant pool is achieved prior to the date additional applications are received. Announcement of vacant positions: 1) All externally advertised positions must be posted for a minimum of 10 business days. 2) All internally advertised positions must be posted for a minimum of 3 business days. 3) In rare instances, a request for waiver of advertisement can be made on the Job Posting Request in NovusHR and must be approved by the President or his/her designee. 4. Each College employee who will participate in the interview process must have completed hiring training or have been informed of role expectations, have received a copy of the current Interview Guide and become familiar with the GTCC Employment Policy. a) Hiring managers must submit an Interview Selection Matrix and proposed interview questions to the Human Resources Director or his/her designee prior to conducting interviews. Human Resources will provide a library of core interview questions. Hiring managers may select up to 12 but not less than 7 core questions and may choose up to 6 but not less than 3 optional questions. An initial interview should have between 10-18 162 interview questions. All optional questions must be submitted to Human Resources for approval prior to the interview. Follow up or second interviews may be scheduled as deemed appropriate. Optional questions for second interviews must be reviewed and approved by the Human Resources office prior to the interview. b) Applicants selected for interview will be interviewed by a hiring committee typically consisting of 5-6 members. Efforts to achieve a diverse committee to include at least 1 member from outside of the hiring department or division will be made. Exceptions to this may be approved by the area Vice President and with Human Resources consultation but in all cases the size of the interview committee shall not be less than 3 members. The Human Resources office will assist in the interview process as needed. c) During the interview, each candidate should be asked questions about their soft or employability skills (e.g., teamwork, integrity, etc.). Attention should be paid to the candidate’s background and experience relevant to the particular duties of the position. Ask for examples of the desired behaviors. (See the Interview Question Bank.) d) The interview committee will recommend a minimum of two unranked candidates for interview by the hiring manager’s manager and/or vice president who generally will make the final hiring decision. Department chair and above positions must be interviewed by the President or his/her designee. 5. Prior to offering a position to an applicant: a) Employment History Check forms will be obtained from Human Resources, completed by the hiring manager and this information will be submitted to the Human Resources office prior to Human Resources providing a salary calculation. Due diligence should be exercised in following up on references and any questionable areas they may raise or indicate. All reference forms, information and records must be returned to the Human Resource office. b) The Human Resources office will conduct criminal background checks on finalists submitted for regular positions. Certain other positions such as childcare and campus police officers may require criminal checks regardless of status as regular, time-limited or temporary. Other background checks such as credit or motor vehicle record checks may be conducted based on the position requirements, business necessity, and applicable state laws. (See also IV. 1.025 Background Checks.) c) The hiring manager must submit the completed hire ranking grid used to identify the top two candidate(s) and any/all interview notes/materials to the Human Resources office prior to receiving a salary calculation. d) The hiring manager will submit the selected candidate to hire in NovusHR. The Hiring Request will be routed to the Human Resource office for a salary calculation and then to the hiring manager’s manager/vice president for final approval. e) The hiring manager/hiring manager’s manager may discuss with the Director of Human Resources or his/her designee, the salary to be offered to the candidate. Salary determinations for faculty and staff positions will be made based on the applicable salary scale after conducting a review of similar positions within the department and across the College. The President or his/her designee will grant approval for salary exceptions submitted by Human Resources. A hiring manager/hiring manager’s manager may initiate a salary exception request by contacting Human Resources. 163 f) Once the salary determination is made, an offer of employment will be extended on behalf of the College by the hiring manager/hiring manager’s manager. g) The hiring manager/hiring manager’s manager will confirm offer acceptance and the onboarding start date with the Director of Human Resources or his/her designee and enter the information into NovusHR. h) New hires cannot be added to an onboarding session unless at least 5 business days’ notice is given. Rare exceptions may be approved by the Human Resources Director/designee. 6. Once an offer has been made and accepted: a) An offer letter and new hire packet will be sent to newly hired employees by the Director of Human Resources or his/her designee. b) Onboarding schedules and procedures for new employees will be on the HR homepage / Manager’s Toolkit. c) The Human Resources office will correspond via NovusHR with all other applicants, not hired, that the position has been filled. d) It is the responsibility of the hiring manager to make sure their new employee has all computer related access, phone access, and has all needed supplies prior to the new hire’s first day of employment. e) The hiring manager must meet with the new employee within the first two weeks of employment to complete an initial Employee Performance Appraisal (EPA). For regular positions, this will begin the new employee’s 9 month probation period. Faculty hired into time-limited positions are evaluated at the end of each semester and staff hired into time-limited positions are evaluated every four months during the initial 9 months of employment. 7. All forms referenced in this policy may be obtained on the HR Homepage/Manager's Toolkit or in the Human Resources office. Core questions may be found in NovusHR or in the Human Resources office. Rev. Rev. IV-1.021 2/15/96 10/3/12 Classifications of Positions Positions at GTCC are classified according to the following criteria. This classification is not intended to be a list of job titles, but to describe broad classification groups. 1. Administrative positions include the President, Vice Presidents, and other senior administrators with campus-wide administrative responsibilities. 2. Instructional Support Staff are classified in three types: College Support Staff, Campus Support Staff, and Professional Support Staff. a. College support staff provides services to students, staff and faculty to facilitate the operation of the educational program. 164 b. Campus support staff provides services to the campus such as public safety, building maintenance, accounting, food service, housekeeping, purchasing, grounds maintenance and information services. c. Professional support staff works primarily with students and the learning processes. The minimal educational level for these positions is usually a Master's Degree. Because of the unique nature of their responsibilities, basic skills instructors who have supervisory responsibilities also are considered to be in this category. 3. Faculty a. Regular Faculty Regular teaching faculty are contracted normally for nine months when teaching assignments are for two semesters per year and extensions may be given as deemed necessary and with appropriate approval based on the needs of the college. b. Adjunct Faculty Adjunct teaching faculty will be employed after all regular faculty have been assigned appropriate teaching loads. The following are the four categories of parttime adjunct instructors and the maximum loads they may carry per semester. Category Curriculum Maximum Load/Term 80% of the maximum teaching load of a comparable full-time position* Literacy 25 contact hours Occupational Extension--Regular Extension 25 contact hours Community Service 25 contact hours * This means 14-17 contact hours per week, per semester. However, the average teaching load over the year is figured to determine the 80%. Thus, an instructor could teach 90% one term and 70% the next term and still meet the 80% average. a. Division Chairs - Curriculum Division Chairs report to the Vice President of Instruction. In addition to the role of teaching, the Division Chair responsibilities include management, supervision, and evaluation in their assigned area(s). b. Department Chairs - Curriculum Department Chairs report to a designated Division Chair. In addition to the primary role of teaching, the Department Chair responsibilities include management, supervision, and evaluation in their assigned area(s). 4. Classified Staff a. Office Support/Clerical Office support/clerical employees include all persons whose assignments typically are associated with clerical activities or are specifically of an office support nature. Such duties include responsibility for internal and external communications, recording and retrieval of data (excluding computer programming), and/or information and other paper work required in an office. b. Technical/Paraprofessional Technical/Paraprofessional employees include all persons whose assignments require specialized knowledge or skills which may be acquired through experience 165 or in academic work such as is offered in two-year post-secondary institutions or through equivalent on-the-job training. c. Service Maintenance Service Maintenance employees include those whose assignments require skills and training appropriate for work as Campus Police Officers and Maintenance personnel. 5. All positions are classified as regular, temporary, or time-limited positions. a. A regular position is one which is budgeted from year to year as need for it continues to be demonstrated. Full or prorated benefits are provided based on the full-time or part-time status of the position. b. A temporary position is established to meet a short-term or intermittent need. An appointment to this type position is granted for no more than one year. Full-time temporary appointments will not be for continuous service arrangements. Continuous service means more than one year for both faculty and non-faculty. Persons appointed to temporary positions are not eligible for benefits. c. A time-limited position is a temporary appointment to a budgeted line item normally for a period exceeding three months, but no more than one year, exceptions to the one year limitation must be approved, in writing, by the President or Executive Vice President. Examples of this type of temporary appointment include the following: replacement of employees on leave, instances where insufficient job applicants have been received for a vacant position. Persons appointed to time-limited positions receive the same benefits as employees in regular positions, with the exception of longevity pay, and one tuition-free course. (In the case of legislative salary increases, a review will be completed on a case by case basis.) 6. All positions are classified as to full-time or part-time status. a. Full-time: A position is considered full-time when it is scheduled as required to meet the college's standard for that position. A typical non-faculty, full-time position is scheduled for 40 hours per week (2080 hours per twelve-month period). An employee may be appointed to a full-time position for a period of nine to twelve months at a specified monthly salary. A full-time position may be regular, temporary, or time-limited. b. Part-time: A part-time position is scheduled for fewer hours than full-time. Part-time positions are often expressed in fractions of full-time, such as "half-time" or "quartertime". As a general rule, part-time staff should not work more than 25 hours per week. A manager must obtain approval from his/her area Vice President to allow work beyond 25 hours per week. Area Vice Presidents will inform the Executive Vice President. A part-time position may be regular, temporary, or time-limited. 6/18/98 Rev. 2/19/04 Procedure revised 6/19/2006 Rev. 3/16/09 IV-1.022 Change in Employment Status The President reserves the right to make changes in job status through reorganization or reassignment of personnel (includes promotion, lateral transfer, demotion, work site location, and work schedule). Promotions or transfers of employees also may be considered upon request initiated by the employee or by appropriate supervisory personnel. 166 Procedure: 1. Significant changes in an employee's job status will be discussed with the affected employee in a timely manner as determined by the college. 2. The employee may initiate a request for change of job status by submitting an application for an announced vacancy to the Human Resources Office, or by informing his/her immediate supervisor of a desire to change job status. Generally, the requesting employee should have successfully completed an initial new hire probationary period and otherwise be in good standing (not on or pending any disciplinary action) with the college. Exceptions to this may be granted by the President. 3. The supervisor or appropriate administrator may initiate change of job status by referring the employee to the appropriate administrator, or by encouraging the employee to apply for an available position. 4. Vacant positions are filled as outlined in the procedural guidelines of the Employment Policy. The position must be posted prior to acceptance of applications. If no qualified person applies the president or his/her designee may reassign a qualified employee. 5. The position job description defines the job classification, thus determining whether an applicant's change in job status constitutes a promotion or transfer. Rev. 2/15/96 2/20/14 IV-1.023 Equal Opportunity Guilford Technical Community College offers equal employment opportunities to all qualified applicants and to all employees of the college without regard to race, color, religion, national origin, sex, age, political affiliation/belief, or disability of persons who are otherwise qualified. These opportunities include all phases of employment and benefits, including but not limited to recruiting, hiring, placement, rate of pay, promotion, transfer, demotion, and termination. Further, Guilford Technical Community College will continue its affirmative policy of offering equal opportunity to all qualified applicants for admission and to all students without regard to race, color, religion, or disability of persons who are otherwise qualified. All the rights, privileges, programs, and activities generally accorded or made available to students are so provided on a nondiscriminatory basis, including but not limited to equal administration of admissions policies, educational policies, financial aid programs, and other programs administered by the college. GTCC will remain in compliance with all applicable federal and state laws and regulations concerning equal opportunity. Procedure: This procedure provides the structure for the filing and resolution of complaints or allegations of unlawful discrimination, other than sexual harassment which is covered by policy IV-4.070 AntiHarassment, shall be subject to this procedure. 167 1. This procedure applies to all employees, volunteers, and applicants. Student complaints shall be investigated in the manner set forth in the College's Student Handbook and the Student Grievance Policy III-2.013. A student believing that he/she (or a group of students) has been the object of discrimination may register a complaint with the Disciplinary Officer/ Student Support Services. 2. Confidentiality is essential in any effort to investigate and resolve allegations of discrimination. The interests of both the complainant and the respondent must be protected as information is gathered and evaluated. Therefore, only persons who have a "need to know" within the investigation and resolution of complaints and appropriate senior administrative officials are entitled to information in the application of this procedure. College employees or students who disclose information which is obtained within the informal or formal steps of this procedure to persons not in the "need to know" chain will be subject to disciplinary action. 3. Ordinarily, the individual responsible for investigating the complaint will be the Director of Human Resources, or such other person or persons as may be designated by the Director, Human Resources (the Complaint Officer). In most cases, the Complaint Officer is responsible for determining if discrimination or harassment has occurred. 4. The College encourages its members to attempt informal resolution of complaints of discrimination. The Complaint Officer may serve as a resource person to assist in informal resolution of a complaint, including through facilitated communication between the complainant and respondent. 5. The procedure for formal complaint resolution is as follows: a. Any employee who believes that he or she has been a victim of unlawful discrimination who is unable to resolve the matter informally or wishes to make a formal complaint should bring the problem immediately to the attention of the Director of Human Resources or his/her designee. The complainant shall be advised of the designated Complaint Officer for the case. b. A formal, written complaint utilizing the College's standard form obtained in Human Resources shall be submitted to the College Complaint Officer. The purpose of the complaint form is to assist the complainant in formulating a concise statement of his/her concern and to assist the Complaint Officer to see the basic facts of the allegation, along with the complainant's requested action. The complaint must be filed no later than 90 days from the date on which the subject conduct allegedly occurred. In unusual circumstances, the College shall have discretion to extend this deadline. c. The Complaint Officer shall review the charges made in the complaint with the complainant and shall provide guidance and counseling as to the complainant's options and available procedures. In order to achieve a complete view of the case, the Complaint Officer shall notify the respondent (alleged wrong-doer) of the complaint, confer as necessary with the respondent and any other person who may have information regarding the incident. The Complaint Officer may also review any relevant documents. With the approval of both the complainant and respondent, the Complaint Officer may attempt private mediation in an effort to resolve the alleged problem without the need for additional proceedings. d. Within 30 business days of receiving a written complaint, the Complaint Officer shall issue a written report of the case. Extenuating circumstances may warrant an exception to the 30 days, permitting a time extension. The complainant and respondent shall receive a very brief written response: 168 1) If the Complaint Officer finds that the case cannot reasonably be construed to constitute discrimination/violation of policy, or that there is insufficient information to conclude that discrimination may have occurred, the Complaint Officer shall file a report closing the case and stating the reasons why the complaint should be dismissed. 2) If the Complaint Officer concludes that a violation of this policy has occurred, the Complaint Officer's report shall contain findings that reasonably support this conclusion. In such cases, the College will take timely and appropriate remedial action such as training, referral to the Employee Assistance Program for counseling, education/awareness, coaching, and removal of certain privileges, up to and including appropriate disciplinary action. Depending on the circumstances, disciplinary action may include but is not limited to reprimand, verbal counseling, written warnings, probation, suspension without pay, and dismissal. Discipline for a violation of this policy need not be progressive; a first violation of this policy may warrant suspension or discharge. 6. Retaliation in any form against an employee, volunteer or applicant who exercises in good faith his or her right to make a complaint under this policy or who cooperates in the investigation of any such complaint is strictly prohibited, and will itself be cause for appropriate disciplinary action. Anyone who believes he/she is a victim of retaliation should report the matter immediately to the appropriate college administrator such as the Human Resources Director, Complaint Officer, student Chief Disciplinary Officer or senior administrator. Conversely, allegations proven to be made falsely and with malicious intent are also violation of this policy, and will be treated as a serious matter. The College may take disciplinary action against those who make allegations of discrimination which are reckless, malicious or not in good faith. 6/18/1998 Revised 10-3-12 IV-1.024 Initial Probationary Employment New employees receiving appointment to full-time or part-time regular positions must serve an initial probationary period of nine months. In the case of part-time employees hired for nine months or less, the probationary period will extend through the duration of the appointment. At any time during the initial probationary employment period, an employee may be dismissed for any reason. If the employee wishes to terminate employment from Guilford Technical Community College, a 30-day written notice is requested and a minimum of two weeks is expected. Procedure: 1. A new employee will be evaluated a minimum of three times during the nine month initial probationary period. The evaluations will be scheduled at the discretion of the supervisor, but should take place at approximate three-month intervals during the nine-month probationary period. 2. The employee will be apprised of his/her progress at each evaluation. 3. The employee can be dismissed at any time during the initial probationary period if it is determined that he/she has not achieved a satisfactory level of performance. The decision to dismiss an employee is made by the President, upon recommendation of the appropriate Vice President. 169 4. Due process is not available to the employee serving an initial probationary period in the case of his/her dismissal. Rev. 2/15/96 1/22/14 President’s Council reviewed IV-1.025 Background Checks Hiring qualified individuals to fill positions is important to the success of Guilford Technical Community College. The college uses background checks as an important part of the selection process for all regular and other designated GTCC positions. Background checks are used to obtain additional applicant information to help determine the applicant’s overall employability and for the purposes of protecting GTCC property and information security and promoting a safe environment for current and future GTCC students and employees. The type of information that can be collected includes, but is not limited to, criminal background checks, education, employment history, credit, drug and alcohol screens, and professional personal references. Procedure: 1. Guilford Technical Community College will conduct criminal background checks on all regular positions effective March 1, 2011. Other background checks such as credit or motor vehicle record checks may be conducted based on the position requirements, business necessity, and applicable state laws. 2. GTCC will ensure that all credit background checks are held in compliance with applicable federal and state statutes, such as the Fair Credit Reporting Act. 3. In the instance where applicable background checks cannot be completed before employment begins, the offer for employment may be made contingent upon completion of the background check(s) and acceptable results. Hiring managers and the Human Resources Director will confer to determine whether a position lends itself to a contingency offer or is too sensitive for this approach. 4. Internal and external applicants must authorize all/any background checks/investigations in writing using the approved release form. 5. The college will inquire only about convictions and probation status, if any, and not about arrests unless required by applicable laws. 6. The following factors will be considered for those applicants with a criminal history in determining whether to hire the external applicant or transfer or promote the internal applicant: a. The nature of the crime and its relationship to the position; b. The time since the conviction; c. The number (if more than one) of convictions; and d. Whether hiring, transferring or promoting the applicant would pose a risk to the college. 7. The applicant will be given an opportunity to review the criminal, credit, or motor vehicle background check results and may submit additional information. 170 8. If any applicant is found to have falsified or withheld any information regarding conviction history, the applicant will not be considered for employment. 9. If an employee seeking a transfer or promotion to a position requiring a criminal history record check is found to have falsified any information regarding conviction history, the employee may be immediately discharged. 10. When GTCC collects credit information on applicants such checks will be consistent with the guidelines set forth by the federal Fair Credit Reporting Act (FCRA). The Act requires organizations to obtain a candidate's written authorization before obtaining a credit report. 11. Motor vehicle record checks will be conducted for applicants to, and periodically for employees in, positions requiring routine use of college vehicles, as designated in the job description. Such checks will help assess risks of damage to persons and property. Applicants may not be hired, and employees may be discharged if the risk of such damage is deemed to be too great based on the record check. 12. If an employee seeking a transfer or promotion to a position requiring a motor vehicle record check is found to have driving violations making them ineligible, the employee will not be further considered for any position requiring the use of college vehicles (as determined by the job description and in keeping with the Use of College Vehicle rule). 13. Some departments may require additional background checks appropriate to the position, e.g., campus police officer, child care worker, etc. 14. Effective August 1, 2009, GTCC began requiring Criminal Background Checks (CBC), Office of the Inspector General Reviews (OIG), and Drug Testing of students, all full-time faculty and staff and assigned part-time faculty in curriculum and continuing education programs that involve them in clinical or internship placements at health facilities where these screenings are required. Accordingly, completion of the CBC, OIG Review, and submission of a negative Twelve Panel Urine Drug Screen report from a National Institute of Drug Abuse (NIDA) approved laboratory is required by GTCC prior to the first assignment of a faculty or staff member or of a student at any requiring health facility partner. Therefore, the following rules apply for employees: a. The required drug testing shall be conducted on a pre-employment/pre-assignment basis. b. An employee’s refusal to sign either an Acknowledgement, Consent & Agreement to Comply Form or a Chain of Custody Form will result in the employee’s being unable to participate in the program, and may also be treated as a voluntary resignation from employment. (See Forms section of this manual.) c. Clinical partnership positions made available to faculty are contingent upon the results of these screenings and drug test, and submitting a negative drug and screening report will be a requirement prior to the start of clinical courses. d. Positive CBC and OIG Review results will be evaluated on a case-by-case basis. In addition, employees must immediately self-report (to the College’s Human Resources Director) any subsequent charges/involvement in criminal or fraudulent activity that would violate CBC or OIG standards. Failure to self-report will result in appropriate action being taken, up to and including termination of employment. e. An employee who does not test negative for inappropriate drug or alcohol use is in violation of the partnership agreement. A confirmed positive or inconclusive drug test result, validated by the medical review officer, will result in the employee being 171 removed from the clinical agency, and may result in disciplinary action up to and including termination of employment. f. GTCC shall pay the cost of the CBC, OIG Review, and drug tests, initial and confirmation, which are required by the clinical agency. The employee shall pay the costs of any additional screenings or drug tests not required by the clinical agency, as outlined above or for a specimen retest. g. Screening and test results will be confidential with disclosure of results provided only to approved persons in the Human Resources Office and those with a need to know. GTCC shall maintain as confidential records, separate from other personnel records, all screening/drug test results and related information. h. GTCC may offer an Employee Assistance Program to employees and their immediate family members in appropriate cases. Employees are encouraged to seek assistance with drug-related problems prior to being selected for drug testing. Adopted Rev. Rev. 12/18/08 7/23/09 2/17/11 IV-1.026 Employment Preference for Veterans & Their Spouses/Surviving Spouses It shall be the policy of the Guilford Technical Community College that, in appreciation for their service to this State and this country during a period of war, and in recognition of the time and advantage lost toward the pursuit of a civilian career, eligible veterans shall be granted preference in employment with Guilford Technical Community College when the qualifications and experience of the final candidates for a position are generally equal. The provisions of this policy are congruent with the provisions of North Carolina General Statutes §128-15. The veterans’ preference is not absolute. The college is allowed to hire the best qualified candidate and to consider recent/remote experience and how relevant the experience is to the position. The preference applies to each stage of the hiring process, initial employment, and other employment events including subsequent hirings, promotions, reassignments, and horizontal transfers. For purposes of this policy, an “eligible veteran” is: 1. A veteran who served during a period of war. "A period of war" includes World War I (April 16, 1917, through November 11, 1918); World War II (December 7, 1941, through December 31, 1946); the Korean Conflict (June 27, 1950, through January 31, 1955); the period of time between January 31, 1955, and the end of the hostilities in Vietnam (May 7, 1975); the Persian Gulf War (August 2, 1990 through January 2, 1992); or any other campaign, expedition, or engagement for which a campaign badge or medal is authorized by the United States Department of Defense. 2. The spouse of a disabled veteran. 3. The surviving spouse or dependent of a veteran who dies on active duty during a period of war either directly or indirectly as the result of such service. 4. A veteran who suffered a disabling injury for service-related reasons during peacetime. 172 5. The spouse of a veteran described in subdivision 4 of this subsection. 6. The surviving spouse or dependent of a person who served in the Armed Forces of the United States on active duty, for reasons other than training, who dies for service-related reasons during peacetime. Procedures: 1. To be considered for hiring preference, a person who considers himself/herself to be an “eligible veteran” under the provisions of this policy must indicate veteran or qualified spouse status on the appropriate forms submitted as part of the application and submit DD form 214. 2. HR will identify applicants who are “eligible veterans” and who wish to claim veterans’ preference. The interview committee will determine if the veteran(s) meet minimum qualifications. The interview committee is not required to interview all qualified eligible veterans if their inclusion would result in a burdensome number of interviews, but eligible veterans must be represented in the interview pool. 3. The interview will be considered critical to determine how relevant the experience of the eligible veteran is compared to other qualified candidates in the pool. If a non-veteran is hired over a preferred eligible veteran, the interview committee must document and justify the decision. This documentation will be submitted to the Human Resources Department with the committee’s recommendation for hiring. Adopted: 12/18/08 IV-1.030 Employment Agreements Employment agreements are prepared annually for each employee of Guilford Technical Community College. The agreements may be either contracts, letters of employment, or hourly employment approval forms. They may be either for full-time or part-time positions, regular, timelimited or temporary. Procedure: 1. Employment agreements will be issued to those employees who are determined by the President to be necessary for the continuation of operations. (See non-renewal policy, IV1.051.) Employment agreements will be issued on or after July 1 of each year. (The exact date of the issuance of employment agreements is subject to the actions of the North Carolina General Assembly.) Employment agreements for new employees are issued upon hire, at any time during the year. 2. Initial employment agreements for all regular positions will be probationary for nine months. During the initial probationary period, if the employee's performance is deemed unsatisfactory, the agreement may be terminated by GTCC without the application of due process. 3. Full- and part-time regular employees, other than those in the initial probationary period, are afforded due process, to the extent provided by GTCC policy. 4. Should it be determined that the performance of an employee who has completed an initial probationary period is or becomes marginal, he/she may be offered an interim probationary employment agreement, and he/she must fulfill the stipulations listed in the agreement or referenced in related source documents, including but not limited to performance improvement plans or last chance agreements in order to continue to be employed by GTCC. 173 5. Employees who occupy positions that are specially funded may be subject to additional guidelines that govern the privileges, conditions and terms of employment as required by the funding agency. 6. The President (or designee) is the only individual empowered to offer employment agreements. 7. All full-time and part-time regular employees shall receive letters of employment. After the initial letter of employment, all employees may receive employment contracts for a term up to twelve months. Contracts cannot extend across fiscal years. 8. An employee occupying a temporary full or part-time position will may be issued an employment agreement for a specified hourly wage and a specified number of hours per week or month. The term of employment generally will not exceed three months, though exceptions may be authorized by the President or his/her designee. 9. In case of extenuating circumstances affecting the employer and/or employee, management has the prerogative of altering scheduled workdays, hours of work and /or work location. Rev. 2/15/96 8/98 10/05 2/20/14 IV-1.031 Nontenure Guilford Technical Community College adheres to the North Carolina Community College System's position that there is no tenure. Rev. 12/14/95 IV-1.040 Nepotism When "closely related" individuals are employed concurrently at GTCC, no individual shall be permitted, either individually or as a committee member, to supervise or to participate, either as a judge or an advocate, in the evaluation of another employee to which that individual is "closely related;” or to participate in other management or personnel considerations that directly affect the other person. The State Board of Community College Code SBCCC, 02C.0204(1), shall be adhered to in the administration of this policy. Procedure: 1. A "closely related" individual is defined as mother, father, brother, sister, son, daughter, fatherin-law, mother-in-law, son-in-law, daughter-in-law, brother-in-law, sister-in-law, grandmother, grandfather, grandson, granddaughter, uncle, aunt, nephew, niece, husband, wife, first cousin, step-parent, step-child, step-brother, step-sister, guardian or ward, or any other persons living within the same household. 2. Applicants for employment at GTCC will be informed of this policy. 3. Employees of GTCC must report relationships, which are covered under this policy to the Human Resources Office. 174 Rev. 10/17/96 1/22/14 President’s Council Reviewed IV-1.050 Separation IV-1.051 Non-Renewal Guilford Technical Community College, at its sole discretion, reserves the right of nonrenewal of any employment agreements issued by the college. Any employee who establishes a prima facie case that his or her right to academic freedom has been violated by nonrenewal has the right to request due process. Procedure: 1. The appropriate Vice President, in consultation with the Human Resources Director or designee, determines if a recommendation for non-renewal will be forwarded to the President. 2. If non-renewal is approved by the President, the employee shall be provided an advance notice of not less than thirty (30) days prior to the end of the employment contract. The President, at his/her discretion, may make the 30 day advance notice null and void in instances of employee sub-standard performance, misconduct, or otherwise egregious offenses. 3. Except as expressly provided above, employees whose employment is not renewed shall not have recourse to the Due Process procedure. Rev. IV-1.052 12/14/95 2/2014 Procedure update Disciplinary Action Including Termination Guilford Technical Community College shall have the right to discipline or discharge an employee for failure to meet acceptable standards of performance and/or conduct or for violating the college rules and regulations. Procedure: 1. Any employee who fails to meet acceptable standards of performance and/or conduct or who violates the rules and regulations of the college shall be subject to disciplinary action. 2. Infractions of the rules and regulations of the college by any employee are to be reported to that employee's immediate supervisor. 3. The immediate supervisor, in consultation with the Director of Human Resources, will conduct a thorough investigation of the alleged violation or failure to meet acceptable standards, interviewing observers and parties involved. This consultation should take place in privacy to protect the rights of all concerned. 4. The immediate supervisor should determine the seriousness of the offense and the disciplinary action, which should be taken. The two types of disciplinary action and the procedures to implement them are as follows: a. Written warnings. 175 1) All pertinent information shall be contained in the written warning: the date and nature of the initial offense, the investigative information, the decision of the immediate supervisor. There shall be a space where the affected employee shall be given the opportunity to respond in writing to the warning. 2) The written warning should be forwarded by the supervisor to the appropriate area head, the Director of Human Resources (who will place the documentation in the personnel file of the employee), and the employee involved. 3) The first written warning may result in the employee being placed on interim probation. This status requires that the employee correct specific performance or conduct in order to continue employment. The length and terms of the interim probationary period will be determined by the appropriate area head in consultation with the Director of Human Resources, and the employee's supervisor. 4) An employee placed on interim probation is ineligible for salary increases during the term of the probation. Appropriate salary increases will be awarded beginning with the effective date the employee returns to regular status through the ending date of the current employment agreement. 5) A second written warning within a period of twelve months may result in suspension or discharge of the employee. This action will be decided by the President in consultation with the appropriate area head and the employee's supervisors. 6) Suspension means that the employee is removed from his or her duties and from the payroll, unless otherwise specifically stated. b. Suspension or discharge without prior warnings. 7) An employee may be suspended or discharged without prior warning if the offense is determined to be serious enough to warrant such action. This action will be taken by the President in consultation with the appropriate parties. 5. The employee may use employee grievance procedures if he/she wishes to appeal. The due process procedure shall be available only when disciplinary action results in discharge from employment. Rev. Rev. IV-1.053 12/14/95 3/16/09 Due Process for Employment Termination Employees occupying full-time or part-time regular positions -- excluding those on initial probationary status -- are entitled, upon timely request, to a hearing to review the termination of their employment. Procedure: 1. Following discharge from employment in a full-time or part-time regular position, the employee concerned may request a hearing to review the decision made by the college. The request must be made to the President in writing within ten (10) business days. 2. Except for announcements as may be required, public statements and publicity about the case by either the discharged employee or by the college will not be permitted until the proceedings have been completed. 176 3. The discharged employee may at any time request in writing that the proceedings be discontinued and will waive all further hearing rights. 4. After receiving the dismissed employee's request for a hearing, the President will, within three (3) business days, set the time for a hearing and request that the Director of Human Resources notify the Employee Relations Committee to designate a hearing committee from its membership. 5. The Director of Human Resources will notify the Chair of the Employee Relations Committee to designate a hearing committee from its membership. (The composition of the Employee Relations Committee is described in the section of this manual on Standing Committees). The hearing committee will consist of one member of the Employee Relations Committee from each employment category. There will be no representation from the operational unit from which the complaint arises. Note that "operational unit" does not refer to one of the employment categories but to the department in which the complainant works. The Chair of the Employee Relations Committee will also serve on the hearing committee unless he/she is employed in the operational unit from which the complaint arises, in which case the Vice Chair will serve. 6. During the proceedings, either party may have an advisor who may be an attorney. The proceedings shall be closed to all except the discharged employee, his/her advisor, college representative(s), the college attorney, the Director of Human Resources and the Employee Relations Committee conducting the hearing. 7. The fact-finding portion of the hearing shall be tape-recorded. Committee deliberations after the fact finding portion shall not be recorded, to protect the rights of employees serving on the Employee Relations Committee. 8. The President shall review the Employee Relations Committee's recommendation. 9. Within five business days of receipt of the Employee Relations Committee's recommendation, the President shall render a decision to the dismissed employee and to appropriate administrative personnel; that decision shall be the final decision of Guilford Technical Community College. Rev. 12/14/95 IV-1.054 Reduction in Force Guilford Technical Community College reserves the right to reduce its personnel in the event of financial exigency, material changes in duties or organization, abolishment of a position or positions, or other related reasons. Those terminated under this policy will be given consideration for a period of one year on future openings for which they are qualified. Decisions to reduce personnel within a department or area shall be initiated by the Vice Presidents (or other senior administrator, when such an administrator reports directly to the President) in coordination with deans, directors, division chairs, and department chairs utilizing the following criteria, in the order given: 1. Necessity to the operation and the objectives of the college. 2. Individual performance and standing based on evaluation. Standing with the college includes the existence of current or pending disciplinary action, a pattern of disciplinary action, or pending notice of termination or non-renewal of employment. 177 Decisions for reduction in force (RIF) within a department or an area shall be subject to final approval by the President. In the event a reduction in force is necessary, it shall be college policy to reduce the numbers of temporary, time-limited and/or part-time personnel prior to reducing the numbers of full-time personnel in all cases where it is practicable to do so. Procedure: 1. The President of GTCC will publish a notice, at minimum, to all directly affected college personnel stating the need for a reduction in force. Details concerning the amount of the funding cutback involved, the funding source in which the cutbacks occurred, how many part-time or full-time positions the reduction may affect and the deadline for a final decision on the reduction in force, shall be included if relevant and known. 2. Area heads (Vice Presidents and other senior administrators reporting to the President) shall, in writing, direct supervisors who report to them to submit a written report within a given period of time which identifies organizational units within their jurisdictions that could be considered for a reduction in force. a. Managers shall seek input from the supervisors who report to them (if any) prior to making a decision. b. Identification of organizational units in which reductions may take place will be based on the effect the reduction will have on direct and indirect generation of FTE, and on the ability of the college to accomplish its goals and objectives. 3. Each area head shall call a general meeting of the supervisors who report to them to allow each one an opportunity to present his/her views and make any special remarks. 4. At this meeting, or within five business days thereof, the area head shall render in writing a decision as to which organizational units shall be recommended to the President for reduction in force, and how many individuals will be affected within each organizational unit. Further, the area head shall notify, through appropriate channels, those supervisors whose areas will be affected, and direct them to make written recommendations within a given time for the specific positions which will be discontinued. Leave status does not exempt an employee from organizational changes or reduction in force. 5. Supervisors shall submit their reports through appropriate channels to the appropriate area head for consideration. Personal interviews for clarification may be requested. 6. Written recommendations for reduction in force shall be submitted by the area heads to the President, for final approval. 7. If the recommendations are approved, the President or his/her designee shall, in writing, notify those persons affected of the intent of the institution to reduce in force. 8. Any employee separated from employment while in good standing with the college under this procedure shall retain a right to consideration for re-employment in the same position or for openings for which he/she is qualified, for a period of one year from the date of separation. Reinstatement shall be in inverse order to the order of reductions in force. At the time of reinstatement all benefits, including accumulated sick leave shall be restored. However, should an employee refuse to accept a job opening which is equal in pay and status to the position held prior to the reduction in force, or fail to respond to an offer within 178 ten (10) business days after receipt of the offer by registered mail, the employee's right to re-employment is terminated. 9. When employment is terminated under this policy, regular employees may retain health insurance coverage for up to twelve months. The college will continue to pay the employer portion of the cost for twelve months, but the employee must continue to pay the employee portion of the cost of coverage. 10. On the day of separation the employee may request consideration for re-employment in any future job opening in a lower grade position for which he/she is qualified. No employee, however, shall be offered more than three (3) such positions. 11. Employees rehired after the reduction in force into the same or similar position held prior to the reduction in force shall be employed at their previous salaries if funds permit. In no instance, however, will an employee be paid less than the minimum salary required by the job classification to which he/she is assigned. Rev. IV-1.055 12/14/95 2/20/14 Furloughs The President may, in his/her sole discretion, implement furlough policies applicable to any or all employees in the event of either a reduction or an elimination of State, local, federal or other funds or grants, or in the event of any other financial exigency. Furloughs of College employees may also be implemented by the President in response to direction by the State through legislative action, executive order of the Governor or other measures. Furloughs may apply to any or all employees regardless of their salary funding source, and may alter, reduce or terminate employees’ work schedules, duties, compensation or benefits. 6/18/09 11/2013 reviewed IV-1.060 Outside/Dual Employment Employees may secure and maintain employment beyond their regular, full-time work. If an employee engages in outside employment, such employment must not conflict with or interfere with his/her institutional duties and responsibilities. Procedure: 1. Outside Employment: refers to work done for pay, whether self-employment or as an employee of agents or agencies other than Guilford Technical Community College. a. An employee may use approved annual leave to engage in outside employment. b. An employee who obtains outside employment will notify his/her immediate supervisor of the nature of the employment, employer, and any information that is necessary for scheduling of the employee's work hours to meet institutional needs. Supervisors will notify the appropriate Vice President or Dean of the outside employment. Employees will report any outside employment at the time it occurs. Any employee subject to the Conflict of Interest policy (IV-1.010) and procedures must report all outside employment at least annually. 179 c. An employee's notice of outside employment may be challenged by the supervisor on the following grounds: 1) When such outside employment will interfere with the employee's performance of his/her institutional duties by causing the employee to be late reporting to work, to leave early, or to be unavailable for required work (included in the job description) beyond regular work hours. 2) When such outside employment would be conducted during regular working hours or on GTCC property. 3) When such outside employment creates the appearance of impropriety or constitutes a conflict of interest. 4) When such outside employment adversely affects the employee's level of job performance. c. The employee must demonstrate that challenged outside employment does not violate this policy and procedures, or he/she must give up such employment immediately. 2. Dual Employment: refers to work done for additional pay by an active employee of GTCC in addition to the employee’s primary job with GTCC. a. GTCC does not permit non-exempt staff to take time away from regular duties to teach during regular business hours. b. To avoid potential compliance issues with the Fair Labor Standards Act (and the appearance of “double-dipping”), non-exempt staff should be hired for additional work outside the regular business day only in exceptional circumstances. c. In the event an exempt or non-exempt staff person is requested to work temporarily in a department other than his or her usual department, for even a portion of the person’s regularly scheduled work day, prior consent must be granted by the Director of Human Resources. Rev. IV-1.070 4/18/96 3/21/2005 – procedures revised 7/05/05 Volunteers Guilford Technical Community College benefits greatly from the services of volunteers, who may be current and former students as well as members of the community. Volunteers may serve the college in many capacities, including service on committees, providing assistance to students, supporting staff and faculty, and assisting with college services to the public. Such service, which shall not be remunerated, is very valuable, and much appreciated. All volunteers are expected to observe policies and rules that govern conduct on campus, such as the Drug Free Workplace policy, Sexual Harassment policy, and computer use policies. To protect the college from liability, volunteers who serve the college on more than a sporadic basis, providing services that are commonly remunerated here and elsewhere, shall be required to meet minimum criteria as specified by the president. They may be required to sign a release of liability and other agreements indicating that they understand and will abide by such rules and policies as may affect their work. Students may volunteer as a means of documenting to potential employers that they have gained some practical experience in their areas of study, to include work references. However, managers 180 must employ students for these purposes and not as a source of free labor. Student volunteers in these types of activities also may be required to sign a release of liability. Supervisors must carefully observe all regulations governing the employment of minors, as well as OSHA and safety standards that may be applicable to the work being performed. Procedures 1. In all cases, supervisors of volunteers must insure that all OSHA and safety standards that may affect the work area of volunteers are met, and all regulations governing work by minors are observed. 2. Recruitment and employment of volunteers who serve the college on more than a sporadic basis and provide services that are commonly remunerated, must be coordinated through the Human Resources office. a. These volunteers must be selected through an interview process in which the supervisors of the potential volunteers must play an active role. b. These volunteers must sign a Release of Liability Form. c. Volunteers may be required to sign the Acceptable Use Agreement for Computer Network Accounts, and other similar agreements as applicable. d. Volunteers may be required to sign other releases or agreements specific to the type of work and the area of the college in which they are employed. Approved 12/16/04 IV-2.00 Compensation: Pay and Benefits IV-2.010 Official Holidays Effective January 1, 2004, Guilford Technical Community College observes the following twelve holidays each fiscal year: Holiday Number of Days New Year's Day Martin Luther King, Jr. Day Good Friday Independence Day Labor Day Thanksgiving Christmas 1 1 1 1 1 2 5 At the President’s discretion, additional day/s off during holidays such as Christmas, New Year’s, Memorial Day or any other such holiday(s) may be designated as a mandatory leave day/s. New Year’s Day and Christmas Day may be observed either the previous Friday or the following Monday. Independence Day holidays are observed on the actual date (July 4). If it falls on Saturday or Sunday, either Friday or Monday will be observed as the holiday, as scheduled by the President on the official college calendar. 181 Martin Luther King, Jr. holiday is observed the third Monday in January. Labor Day is the first Monday in September. The college will make reasonable effort to accommodate the religious needs of our employees where such accommodation can be made without undue hardship on the operations of the college. Employees may, under these guidelines and in accordance with leave policies IV-3.010 and IV-3.080, take religious holidays not designated as a college holiday as an annual leave day or (faculty may use) a personal leave day or an employee may request a day without pay if all other applicable leave has been exhausted. Prior approval must be obtained from the supervisor. Rev. Rev. Rev. Rev. 8/17/95 10/25/03 8/26/10 8/23/12 IV-2.020 Pay The salaries of college employees are computed using the salary schedules and computation sheets specified for the employment status, type and category of the position to which each employee is appointed. This system is designed to ensure that college employees receive appropriate compensation for the services rendered. Any exceptions must be approved by the President. Procedure: 1. The Director of Human Resources recommends salary schedules for regular positions following a study of positions to be filled. This study includes consideration of like positions in the employment area and GTCC positions with similar responsibilities and tasks. Salary schedules and compensation work sheets are published as part of the procedures of this policy. 2. Salaries for particular positions are recommended by the Director of Human Resources based on the applicable salary schedule and approved by the appropriate Vice President and the President. Recommendations for placing selected individuals within ranges may be made by hiring supervisors based on a candidate’s unique qualifications and/or market conditions. 3. Pay is affected by the employee's full or part-time status, regular or temporary position type, and category. Definitions of these terms are found in IV-1.021. Additional information regarding pay procedures may be found in the College-Wide Rule entitled Fair Labor Standards Act Compliance. 6/18/98 IV-2.021 Overtime Pay Guilford Technical Community College adheres to the guidelines set forth by the Fair Labor Standards Act. Classified non-exempt employees will earn overtime at a rate of 1 1/2 to 1 for all hours worked in excess of 40 hours weekly, when such work is authorized by the supervisor, or by his/her designee. A maximum of 160 hours of overtime work, which equates to 240 overtime hours, may be banked for use at a later time. Unless authorized to the contrary, overtime hours will be compensated with scheduled time-off periods. Should an employee separate from service, he/she will be paid for the accumulated hours in the overtime bank. 182 In order to control overtime liability, the college subscribes to the implementation of an active timeoff program that does not unduly disrupt the operations of the College. Procedure: 1. All classified (non-exempt) employees must complete a GTCC Employee Time Record Sheet. All hours worked and all leave time must be recorded on the Record Sheet. (See also Fair Labor Standards Act Compliance under College Wide Rules & Procedures.) 2. When a supervisor requests that an employee work in excess of 40 hours during a workweek, the employee is entitled to overtime pay. 3. If an employee works any extra time beyond his/her regularly scheduled workday, and has not worked a full 40-hour week, he/she receives time-off on a one-hour-for-one-hour basis. For each hour or fraction thereof worked by an employee in an overtime status (in excess of a full 40-hour week), the supervisor computes the time at a ratio of 1 1/2 to 1. Overtime hours are banked for use at a later date. 4. Overtime hours must be taken before other types of leaves are requested. The employee's supervisors must approve the use of overtime hours in advance. 5. Normally, overtime hours earned will be compensated through implementation of a time-off plan. In emergency situations, the President or Vice President can authorize payment for overtime work. Such overtime work payments should appear in the employee's monthly paycheck if possible, or no later than the next monthly paycheck. Additionally, an employee will be paid for accumulated hours in the overtime bank when he/she is separated from service. Rev. 10/17/96 IV-2.022 Substitute Compensation Substitute compensation will be provided to individuals who assume extra assigned work because of the absence of another employee of the college. Extra assigned work occurs when a full-time faculty member substitutes in excess of four accumulated hours in a semester. Procedure: 1. The immediate supervisor or appropriate administrator may assign substitutes for faculty members on leave as needed. 2. The immediate supervisor or appropriate administrator shall complete a course approval form with the appropriate hourly rate and forward it to the appropriate administrator. 3. Hours worked in substitution (beyond the four accumulated hours per semester) shall be paid at the rate established for the course. Rev. Rev. Rev. IV-2.023 10/17/96 5/5/00 8/00 Longevity Pay 183 Longevity pay is provided to recognize long-term service. An eligible employee who has at least ten(10) years of total State service shall receive a lump sum payment annually as provided by the State Personnel Act and state regulations. Procedures: 1. Payment shall be made during the same monthly pay period in which the employee is eligible to receive longevity pay. This includes employees on workers’ compensation leave. 2. Eligibility a. Full –time: regular and probationary employees are eligible. b. Part-time (20 hours or more): regular and probationary employees are eligible. c. Temporary, term or intermittent employees are not eligible for longevity pay. 3. Annual longevity pay amounts are based on the length of total State service and a percentage of the employee’s annual rate of base pay on the date of eligibility. Longevity pay amounts are computed by multiplying the employee’s base pay rate by the appropriate percentage from the following table: (Note: Salary increases effective on the longevity eligibility date shall be incorporated in the base pay before computing longevity.) Years of Total State Service 10 but less than 15 years 15 but less than 20 years 20 but less than 25 years 25 or more years Longevity Pay Rate 1.50 percent 2.25 percent 3.25 percent 4.50 percent 4. Total State Service is the length of time in a full-time or part-time (20 hours or more) regular position. If an employee is in pay status or is on authorized military leave for one-half or more of the regularly scheduled workdays and holidays in a pay period, credit shall be given for the entire pay period. Credit shall be given for: a. Employment with an institution in the community college system and the public school system of North Carolina, with the provision that a school year is equivalent to one full year (credit for a partial year is given on a month-for-month basis for the actual months worked). b. Employment with departments, agencies, and institutions of the State of North Carolina (e.g., State Department of Administration, State Revenue Department, University of North Carolina, State Department of Community Colleges, State Department of Public Instruction). c. Employment with other governmental units which are now agencies of the State of North Carolina (e.g., county highway maintenance forces, War Manpower Commission, judicial system). d. County agricultural extension service. e. Employment with local mental health, public health, social services or civil preparedness agencies in North Carolina, if such employment is subject to the State Personnel Act. f. An authorized military leave from any of the governmental units for which service credit is granted provided the employee is reinstated within the time limits outlined in the North Carolina Administrative Code. g. An authorized workers’ compensation leave from any of the governmental units for which service credit is granted. 184 h. Temporary and regular employment of employees of the General Assembly and the full legislative terms of the members. Service of legislative interns and pages will not be counted. 5. A prorated longevity payment shall be made to an eligible employee who retires, resigns or is otherwise separated before the date of annual eligibility. When an employee dies, any payment due shall be made to the employee’s estate. 6. The longevity pay amount shall be computed on the salary as of the last day worked; then it is prorated by an amount equal to the proportion of the year worked toward the annual eligibility date. The specific computation shall follow the rules set forth in the State Personnel Act. 7. Longevity pay is not considered a part of annual base pay for classification and pay purposes, nor is it to be recorded in personnel records as a part of annual base salary. Approved 8/18/05 IV-2.030 Professional Development Guilford Technical Community College recognizes the importance of providing a comprehensive professional development program for employees, which will assist them in advancing their personal and professional knowledge, competence, skill, and behavior. GTCC is committed to supporting these efforts with fiscal, human, and time resources. Employees are expected to participate in professional development activities, which support institutional goals and serve to improve the overall effectiveness and efficiency of the college and the quality of services it provides to the community. They are also encouraged to take the initiative in promoting their own growth by identifying and participating in professional development activities which meet their individual needs and enhance their performance. Full-time employees may take one GTCC curriculum or continuing education course per semester, tuition-free, subject to admission requirements. (Employees who are required to maintain CPR and/or First Aid certification may take a GTCC CPR and/or First Aid course at no cost in addition to another course.) All professional development activities (including taking a GTCC course) which affect the individual's work schedule must receive approval of the appropriate administrator. Procedure: 1. GTCC's comprehensive professional development program addresses four major areas: organizational development, manager development, staff development, and individual development. 2. GTCC assumes financial responsibility for many professional development activities by providing opportunities for employees to participate on campus within working hours. GTCC also provides funding through regular travel budgets, Tier A (state funded), Carl Perkins (federal funds), educational/return-to-industry leave (see Policy IV-3.040) and other grant programs. 3. To apply for reimbursement of expenses through the travel or special funds budgets, the employee follows this procedure: 185 a. The employee submits a Travel Request form to his/her immediate supervisor. The form should be accompanied by a faculty substitute schedule or appropriate recommendation for covering the work of the position during the employee's absence (as applicable). a. If the supervisor agrees to recommend the experience, the request is forwarded to the appropriate administrator for review. The administrator returns the request to the employee and supervisor with his/her approval or denial within ten workdays, if possible. 4. If the supervisor requests that the employee become involved in a professional development activity which affects his/her work schedule, the following process applies: a. The employee and supervisor submit a joint request to the appropriate Vice President. The request should include, but not be limited to, the following: 1. Employee's name, position and department 2. Rationale for the experience 3. Present work schedule 4. Proposed extension of the workday or other accommodations of work b. The Vice President will respond to the employee and the supervisor, in writing, within five workdays, if possible. 5. Tier A funds may be available for professional development experiences initiated by the employee (and approved by the supervisor) or initiated by the supervisor. Tier A Proposal forms are available from the Organizational Development Office. 6. Carl Perkins Vocational Education and Technology Grant funds may be available for professional development experiences initiated by the employee (and approved by the supervisor) or initiated by the supervisor. Carl Perkins Proposal forms are available from the Disability Access Services Office. 7. If an employee wishes to become involved in a professional development experience affecting his/her work schedule, and is willing to take financial responsibility for the costs of the experience, the following process applies: a. The employee submits a request in writing to his/her supervisor for permission to be involved in the activity during his/her scheduled workday. The request should include, but not be limited to, the following: Employee's name, position and department Rationale for the experience Present work schedule Proposed extension of the workday or other accommodations of work b. The supervisor submits the request, along with his/her recommendation in writing, to the appropriate Vice President. The Vice President will respond to the employee and the supervisor, in writing, within five workdays, if possible. Rev. IV-2.040 10/17/96 Vehicle Use and Mileage Reimbursement College employees and trustees using their personal vehicles for official college business may be reimbursed for mileage at a rate not to exceed the prevailing IRS standard business mileage rate. 186 This applies to reimbursements of local mileage from all fund sources available to the college. All reimbursements require supervisory approval and are contingent upon the availability of funds. This policy is not intended to reimburse normal commuting expenses. College employees may use their private vehicle at a reimbursement rate not to exceed the IRS standard business mileage rate in effect at the time of travel when such use is at the convenience of the college. Two examples of such use are 1) when such use is to the college's advantage due to particular requirements of the employee's duties, or 2) when the employee has a physical handicap that requires specialized equipment for operation of a motor vehicle that is not available on cars purchased on state contract. College employees on official college business may elect to use their private cars for personal convenience at a reimbursement rate that is 10¢ less than the approved rate for driving private vehicles for the convenience of the college. Procedure: 1. A college employee may use his/her own vehicle for the college’s convenience when college vehicles are not available for use on approved college business, or when it is otherwise to the benefit of the college. Reimbursement will be equal to the IRS standard business mileage rate. 2. College employees may seek approval to use their own vehicles for their own convenience and be reimbursed at a rate that is 10¢ less than the IRS standard business mileage rate. 3. The Finance Office will communicate any increase or decrease to the approved IRS mileage reimbursement rate and the effective date of each rate change as it occurs during the year. 4. Reimbursement of costs incurred through use of a private vehicle is for direct mileage between points on the employee's itinerary. Mileage should be calculated from the employee’s assigned duty station or home, whichever is less. 5. Tolls and parking are reimbursable to employees when using personal vehicles. Receipts must be provided when costs of tolls and parking exceeds four dollars ($4.00) per day. 6. Reimbursement may not be made for commuting between an employee's home and the duty station, except for temporary or part-time instructors, not coordinators. 7. Temporary or part-time curriculum and extension instructors who travel more than 15 miles to or from a duty station for the purpose of teaching curriculum and extension courses may be paid mileage expense in justified cases approved in writing, in advance, by the Director of Finance. Employee expenses for commuting from home to duty station are not reimbursable. 8. Reimbursement may be made to college Board of Trustees members for their commute from their home to their duty station to conduct official college board meetings. 9. Each employee is responsible for his/her own request for reimbursement. All approved reimbursement requests must be submitted to Finance within thirty (30) days after the travel period has ended. Travel Period is defined as the calendar month during which the travel occurred. Reimbursement requests not filed monthly may not be approved for payment, contingent upon funding availability or other factors. 187 10. The college rules on Use of College Vehicles and Travel Reimbursement Procedures must be observed (See Rules). Approved 02/17/05 Rev. 08/23/07 06/19/08 02/19/09 IV-2.050 Other Benefits Full-time and part-time regular employees are eligible to enroll or otherwise participate in employee benefits and programs from the first day of employment. Procedure: 1. Information about insurances such as medical, dental, disability, vision, etc. and benefits related to retirement may be obtained from the Human Resources Department. 2. College courses: Employees are encouraged to take advantage of the many courses available at Guilford Technical Community College for their professional and personal development. Full-time regular employees are eligible to enroll in one curriculum course or one continuing education course per term, including any co-requisite lab, without payment of tuition, lab, or activity fees. If an employee chooses a self-supporting course (any course coded CSP 4000, SEF 3001 or classes with numbers of 7000 or 8000), the employee must pay the registration fee. Employees who enroll in a course (either curriculum or continuing education) must pay for books and any other special fees associated with the course. A regular employee may take a course during his/her regular workday only with the prior written approval of his/her immediate administrator. Approval is not required for a course taken during the lunch hour or outside of the employee’s usual work hours. 1. Parking: the college has designated parking areas to be used without cost by employees on a first-come, first-served basis. These spaces are intended to accommodate the parking needs of employees only and are not to be used by employees' friends or families. Other benefits available to employees are detailed in specific policies found in Section IV of the Management Manual. These include holidays (IV-2.010), sick leave (IV-3.070), annual leave (IV3.010), and professional development (IV-2.030). Pres. Council approval 12-14-04 Board approval 8-18-05 IV-3.00 Leave IV-3.010 Annual Leave All eligible administrative, instructional, instructional support, and classified employees occupying regular positions who work or are on paid leave for half or more of the regularly scheduled workdays in any month shall earn annual leave. 188 The amount of annual leave earned will be based on an employee’s years of aggregate state service and will be computed according to the following schedule for employees as of January 1, 2011: Year of Total State Service Less than 5 years 5 but less than 10 10 but less than 15 15 but less than 20 year 20 years or more Hours per Year 112 136 160 184 208 Days per Year 14 17 20 23 26 Eligible employees occupying regular part-time positions will earn annual leave proportionate to time worked. Procedure 1. Eligible employees are full- or part-time regular employees of the college whose employment agreements call for a standard workweek. Most faculty members are excluded from this definition. 2. Eligible employees may accumulate a maximum of 30 days annual leave; leave accrued beyond 30 days as of June 30 of each year will be added to the employee's sick leave balance. 3. New employees may be granted leave only as it is earned through the first six months' service. After six months, upon the appropriate supervisor's discretion, an employee may be advanced that amount of leave he/she would earn during the remainder of his/her employment agreement. Annual leave that has been advanced, but not earned by June 30, will be deducted from the June paycheck, if other applicable leave is not available or approved. Upon termination from employment at GTCC, any annual leave that was advanced, but not earned, will be deducted from terminal pay. 4. Annual leave may be taken only in one-hour increments. 5. If a paid holiday or day the college is closed falls within a period when an employee is on annual leave, the holiday or day the college is closed is not counted against the employee's leave balance. 6. An employee shall be paid in a lump sum for accumulated leave not to exceed a maximum of 30 days (240 hours for a full-time employee, prorated for part-time employees) when he/she is separated from service due to conclusion of employment agreement. When an employee transfers to a position that does not accrue annual leave, he/she will be paid for his/her unused leave balance at the time of the transfer. 7. Annual leave must be exhausted before leave without pay is granted, unless leave without pay is approved under the Family and Medical Leave Act. 8. To claim annual leave, an eligible employee must use the following process: a. Submit a completed annual leave form to his/her immediate supervisor at least one week prior to the requested beginning date of leave, except in case of emergency. b. If the leave request is approved by the immediate supervisor, the signed request will be forwarded as directed on the form. Approved annual leave forms are due in the Finance 189 Office no later than the fifth day of each month. If the leave request is not approved, the annual leave forms will be returned to the employee. c. It is the responsibility of each employee and his/her supervisor to assure that all annual leave is reported accurately. Failure to do so may be grounds for disciplinary action. d. Annual leave records are maintained in the Finance Office, as well as in each division/department. Before disposing of annual leave records, the designated departmental record keeper should verify leave balances with the Finance Office. e. Leave accruals may change from time to time based on such factors as changes in state policy or other relevant data. Previous leave accrual tables are maintained in Human Resources. 9. Faculty receives personal leave days in lieu of annual leave. a. Faculty with less than five years of service in the state system will receive one personal leave day per year. Those with five or more years of service will receive two personal leave days per year. b. Personal leave must be requested from and approved by the immediate supervisor. This leave is non-cumulative year to year. The supervisor shall report the absence(s) to the Finance Office c. Faculty is charged personal leave using the following formula (refer to sick leave policy for examples): first figure hours absent divided by scheduled work hours, then multiply the result by 8 hours which will equal hours charged (rounded to the nearest whole hour). 10. Bonus Leave The NC General Assembly may on occasion approve the award of bonus leave to community college employees. Bonus leave eligibility and use criteria must comply with the requirements established at the time of the award by the General Assembly, State Board of Community Colleges and GTCC. a. Eligible employees are full- or part-time regular employees of the college whose employment agreements provide eligibility to accrue regular annual leave. Term and temporary employees, as well as regular curriculum faculty members, are excluded from this definition. b. Bonus leave awards are pro-rated for part-time regular employees and full-time regular employees working less than 12 months. c. Bonus leave must be tracked separately from regular annual leave and sick leave. d. Bonus leave is not subject to the 240-hour maximum annual leave carry forward at year-end. Bonus leave does not convert to sick leave at year-end. e. Bonus leave may be used for any purpose for which annual leave or sick leave can be used, and may be taken at any time, subject to supervisory approval. f. Bonus leave may be taken only in one-hour increments. g. If a paid holiday or day the college is closed falls within a period when an employee is on bonus leave, the holiday or day the college is closed is not counted against the employee's leave balance. h. When an employee is separated from service due to the conclusion of the employment agreement, he/she shall be paid a lump sum for all accumulated bonus leave. When an employee transfers to a position that is not eligible for bonus leave, he/she will be paid for his/her unused leave balance at the time of the transfer. i. Bonus leave must be exhausted before leave without pay is granted, unless leave without pay is approved under the Family and Medical Leave Act. j. To claim bonus leave, an eligible employee must use the following process: 190 1) Submit a completed leave form to his/her immediate supervisor at least one week prior to the requested beginning date of leave, except in case of emergency. 2) If the leave request is approved by the supervisor, the signed request will be forwarded as directed on the form. Approved leave forms are due in the Finance Office no later than the fifth day of each month. If the leave request is not approved, the leave form will be returned to the employee. 3) It is the responsibility of each employee and his/her supervisor to assure that all bonus leave is reported accurately. Failure to do so may be grounds for disciplinary action. 4) Bonus leave records are maintained in the Finance Office, as well as in each division/department. Departmental leave record keepers must keep a separate record for bonus leave. Bonus leave hours may not be combined with annual or sick leave records. Before disposing of bonus leave records, the designated departmental record keeper should verify leave balances with the Finance Office. Rev. Rev. Rev. Rev. IV-3.020 4-4-02 10-25-03 8/04 4/21/11 Bereavement Leave An employee occupying a regular position may be granted leave in case of the death of an individual deemed close to the employee. An employee may elect to use annual or sick leave for bereavement leave. However, if leave is exhausted, the bereavement leave may be without pay. Procedure: 1. Employees of GTCC occupying full-time or part-time regular positions are eligible for leave under this policy. 2. To request bereavement leave, an employee must use the following process. a. The employee submits a request for leave to his/her supervisor for approval, noting the requested length of absence. b. The supervisor accepts or rejects the request. c. If approved, the supervisor reports the absence to the appropriate administrator and to the Finance Office by forwarding a Sick Leave or Annual Leave Report on the date the employee returns to work. 3. If both sick leave and annual leave (if applies) are exhausted, the employee may request leave without pay. Rev. IV-3.030 12/14/95 1/22/14 President’s Council reviewed Required Court Attendance 191 An employee attending court or an administrative hearing in connection with his/her official duties shall be granted leave with pay for the period of required absence. Additionally, an employee summoned to jury duty shall be granted leave with pay for the period of required absence. The employee serving in the above capacities must report to work for all or part of his/her work day that he/she is not actually engaged in judicial proceedings or required to be in attendance. Procedure: 1. An employee receiving notice of required attendance in court or at an administrative hearing of a duly constituted government agency shall advise his/her supervisor immediately by submitting a copy of the notice/subpoena. 2. An employee receiving notice for jury duty shall advise his/her supervisor immediately by submitting a copy of the summons. Employees serving on jury duty are entitled to leave with pay and may keep jury duty fees, in lieu of receiving a travel allowance. 3. Absence due to required court/administrative hearing attendance related to institutional concerns shall not be deducted from any leaves (sick leave, annual, etc.) accrued by the employee. 4. An employee attending court on voluntary or involuntary noninstitutional business (other than jury duty) will be required to take personal leave, annual leave, or make other accommodations for work. Rev. 12/14/95 1/22/14 President’s Council reviewed IV-3.040 Educational Leave with Pay Eligible employees may be granted educational and/or industrial leaves with pay for study and professional self-improvement under provisions of the State Board of Community College Code SBCCC, Section 2D.0103. Procedure: 1. Educational leave with pay as used in this policy is the release from duties or time normally required of a full-time employee in carrying out his/her full load of assigned responsibilities to pursue academic or field experience. 2. Employees of GTCC who meet all the following criteria are eligible for educational leave with pay: a. The employee has been employed full-time on at least a nine-month basis for at least three years. The president may authorize exceptions to this requirement. b. The employee has not taken educational leave within the past three years. c. The employee will engage in academic and/or return-to-industry activities during the educational leave which are directly related to improving competence in his/her regularly assigned duties. d. The employee agrees to be legally committed to returning to GTCC for the year following the educational leave. An employee who fails to honor the contract stipulated in this provision of these procedures shall be required to repay the amount expended by the college for the educational leave. If the employee fulfills a portion of the contract before defaulting, repayment shall be based on a prorated portion of the amount due 192 [i.e., an employee who returns to work for four months of the contracted year would be required to repay two thirds (66.7%) of the cost of the educational leave]. (See b(4) in SBCCC, Section 2D.0103) 3. The duration of an educational leave with pay may not exceed a period of ninety workdays per calendar year. 4. To secure educational leave with pay associated with the Sponsorship of the Board of Trustees OR the Faculty Upgrade Allotment Program (includes funds available for both staff and faculty), the employee must use the following process. a. The employee completes an application (See Professional Development Funding Application) and submits it to his/her supervisor. A travel request form along with supporting documentation, such as a description of the educational program, training agenda, academic schedule, registration fees, travel expenses, and tuition fees, etc. as applicable, should accompany the Application. b. The immediate supervisor will verify that the employee’s employment status qualifies him/her for the leave program, and determine whether the educational experience meets the specified criteria. The supervisor may add his/her signature and forward the application to the appropriate Division Chair, Dean, or Manager. c. The Division Chair/Dean/Manager may add his/her signature to indicate approval of the request and will forward all applications that meet the criteria to the appropriate Vice President. d. The Vice President will forward only the requests that meet the criteria and have the approval of all supervisors in the “chain” to the Director of Organizational Development at least 10 days prior to a scheduled meeting of the Faculty/Staff Professional Development Review Committee. The Director will present the requests to the Committee for review. e. The Faculty/Staff Professional Development Review Committee will schedule a meeting on a designated day of the month as outlined in submission deadlines. The Committee will prioritize requests for funds according to the length of time the applicant has been employed at GTCC without such leave (the employee’s standard work year, i.e., 9 months) will be considered one year for purposes of this procedure, and part-time experience will be pro-rated). The Director of Organizational Development will notify all applicants of the decision within one week of Committee review and forward all necessary paperwork to the Finance Department. f. When notified that the leave has been approved, the employee must complete the Educational/Return to Industry Contract Form and forward it to the Director of Organizational Development at least 30 days before the leave is to begin. g. Travel outside the United States associated with Faculty Upgrade funding must be approved by the college President. The learning experience must relate directly to the employee’s discipline or job requirements. A written request, in advance, with Presidential endorsement must be submitted to the NC Community College System Office prior to the activity as required by categorical funding and reporting accountability. 5. Any applications associated with contract extensions or replacement costs for substitutes are subject to review for accuracy by Human Resources and Payroll. The Director of Organizational Development will forward duplicate copies of the applications and completed contracts to the Human Resources and Payroll Office after the leave is awarded. Rev. 12/95 193 2/97 10/98 Approved 6/2006 IV-3.050 Family and Medical Leave Act In accordance with federal law, employees of Guilford Technical Community College may be eligible to take unpaid leave under the Family and Medical Leave Act of 1993 (FMLA). Procedure: 1. Full-time or part-time regular employees of GTCC who have worked for at least one year with a minimum of 1,250 hours over the twelve months prior to the requested leave period are eligible for leave under the FMLA. 2. The Family and Medical Leave Act of 1993 provides for an eligible employee to be entitled to a total of up to twelve workweeks of leave during any twelve-month period for one or more qualifying reasons. The Family Medical Leave Act of 1993 was expanded in 2008 under The National Defense Authorization Act which allows military family leave for qualifying reasons. 3. The FMLA requires covered employers to provide up to 12 weeks of unpaid, job protected leave to eligible employees for the following qualifying reasons: a. To care for the employee’s child after birth, or placement of a child with the employee for adoption or foster care. b. To care for the employee's son or daughter, spouse or parent who suffers from a serious health condition. The definitions of child, spouse, and parent apply are summarized below: 1) "Son” or “Daughter” includes biological, adopted, foster, stepchild, a legal ward, or the "child" of a person acting "in loco parentis," who is either under the age of 18 or is "incapable of self-care" because of a "mental or physical disability" at the time FMLA leave is to commence. 2) A "parent" includes biological, adoptive, step or foster father or mother, or any person who acted in the capacity of a parent (in loco parentis) when the employee was a son or daughter as defined above. 3) "Spouse" is a husband or wife as defined in state law. c. For an employee's own serious health condition that makes the employee unable to perform his or her job. d. For qualifying exigencies related to military family leave. An eligible employee whose spouse, son, daughter or parent either has been notified of an impending call or order to active military duty or who is already on active duty may take up to 12 weeks of leave for reasons related to certain qualifying exigencies. Qualifying exigencies may include attending certain military events, arranging for alternative childcare, addressing certain financial and legal arrangements, attending certain counseling sessions, and attending post-deployment reintegration briefings. Son or daughter for this type of FMLA leave includes biological, adopted, foster, stepchild, a legal ward, or the "child" of a person acting "in loco parentis," regardless of age. 4. The FMLA requires covered employers to provide up to 26 weeks of unpaid, job protected leave to eligible employees to care for a covered servicemember during a single 12-month period, if the employee is the spouse, son, daughter, parent, or next of kin of the 194 servicemember. For this leave, “spouse” and “parent” are defined as set forth in paragraph 3b. above, and “son” or “daughter” are defined as set forth in paragraph 3d. “Next of kin of a servicemember” means the nearest blood relative other than the covered servicemember’s spouse, parent, son, or daughter, in the priority order as set out federal regulation. A covered servicemember is a current member of the Armed Forces, including a member of the National Guard or Reserves, who has a serious injury or illness incurred in the line of duty on active duty that may render the servicemember medically unfit to perform his or her duties for which the service member is undergoing medical treatment, recuperation, or therapy; or is in outpatient status; or is on a temporary disability retired list. 5. An eligible employee is entitled to a combined total of 26 workweeks of leave for any FMLAqualifying reasons during the single 12-month period, provided the employee does not take more than 12 weeks of leave for one or more of the reason specified in paragraph 3 above. 6. Employees must provide 30 days advance notice of the need to take FMLA leave when the need is foreseeable. When 30 days notice is not possible, the employee must provide notice as soon as practicable and generally must comply with any normal call-in procedures. 7. Employees must provide sufficient information for GTCC to determine if the leave may qualify for FMLA protection and the anticipated timing and duration of the leave. Sufficient information may include that the employee is unable to perform job functions, the family member is unable to perform daily activities, the need for hospitalization or continuing treatment by a health care provider, or circumstances supporting the need for military family leave. Employees must also inform GTCC if the requested leave is for a reason for which FMLA leave was previously taken or certified. 8. Employees may also be required to provide certification and periodic recertification supporting the need for leave. The employee requesting leave due to his or her own serious health condition will be required to obtain a fitness-for-duty certification before returning to work. 9. Employees will be required to use any accrued sick leave for illness related absences while taking FMLA leave. This applies in the case of the illness of the employee, the employee's son, daughter, spouse or parent. Sick leave may be used only in accordance with GTCC's current sick leave policy. Periods of absence covered by Worker's Compensation for a FMLA-qualifying reason shall be designated as FMLA leave as provided by law. 10. Employees will have the option of using annual leave for serious illness of self, spouse, son, daughter or parent once sick leave is exhausted, or may be granted unpaid leave. 11. For adoption of children, employees will be allowed to use a maximum of thirty (30) days accrued sick leave. In the case of foster care of children, employees may choose to exhaust available annual leave prior to taking unpaid leave. Employees are not permitted to use sick leave for placement of a (foster) child in the home. 12. If a husband and wife are employed by GTCC, the aggregate number of workweeks of leave to which they would be entitled may be limited to twelve weeks if the leave is taken for the birth of a child, adoption, or placement of a child in the home, or to care for the employee’s parent with a serious health condition. 195 13. For employees who are affected by a family member’s active duty or call to military service (to include spouse, son, daughter or parent), employees may choose to exhaust available annual or personal leave prior to taking unpaid leave. 14. Benefits shall be handled during the leave according to the following provisions: a. GTCC will maintain benefit coverage under any “group health plan” for the employee and the employee's dependents on the same conditions as coverage would have been provided if the employee were not taking leave. b. The employee is required to pay the health insurance premiums that he or she had paid prior to the leave period. c. If the employee elects not to maintain health coverage during the leave period, he/she will be entitled to have health coverage resumed upon return to work without a waiting period for pre-existing conditions. d. GTCC shall recover the premiums if the employee fails to return to work after the leave period is exhausted unless the employee has a continuation, recurrence or onset of a serious health condition or other circumstances beyond the employee's control as defined in the federal regulations. 15. The employee may be asked his or her intent to return to work before the leave period begins. 16. A serious health condition is an illness, injury, impairment, or physical or mental condition that involves either an overnight stay in a medical care facility, or continuing treatment by a health care provider for a condition that either prevents the employee from performing the functions of the employee’s job, or prevents the qualified family member from participating in school or other daily activities. Subject to certain conditions, the continuing treatment requirement may be met by a period of incapacity of more than 3 consecutive calendar days combined with at least 2 visits to a health care provider or one visit and a regimen of continuing treatment, or incapacity due to pregnancy, or incapacity due to a chronic condition. Other conditions may be the definition of continuing treatment. 17. Intermittent or reduced leave may be available based on medical necessity in certain circumstances. Leave due to a qualifying exigency may be taken on an intermittent or reduced leave basis. Employees must make reasonable efforts to schedule leave for planned medical treatment so as not to unduly disrupt the employer’s operations. 18. Upon return from FMLA leave, most employees must be restored to their original or equivalent positions with equivalent pay, benefits, and other employment terms. Use of FMLA leave cannot result in the loss of any employment benefit that accrued prior to the start of an employee’s leave. 19. To take leave under this policy, an employee must use the following process. a. Notify the supervisor and the Director of Human Resources in writing at least thirty days prior to the planned leave. If an emergency situation arises, notify the supervisor and the Director of Human Resources as soon as possible. b. Complete forms requesting leave under the FMLA. Forms may be obtained from the Human Resources Office. c. Supervisors will notify the next, appropriate levels of supervision, up to the Vice President. The Vice President will determine final approval of the leave request. 196 d. Federal regulation requires that records of leaves taken under the FMLA be maintained for a specified period of time. Any records required to be maintained will be maintained by the Human Resources Office. 20. Leaves from employment that qualify as FMLA leave will automatically be considered as FMLA leave, if the employee otherwise meets the eligibility requirements. This does not prevent the employee from requesting unpaid leave under the college's Leave Without Pay policy (IV-3.080). 21. GTCC will inform employees requesting leave whether they are eligible for leave under the FMLA. If they are, the employee will be given notice of his or her rights and responsibilities. If the employee is not eligible, GTCC will inform the employee of the reason for ineligibility. 22. GTCC will inform employees if the requested leave will be designated as FMLA-protected and the amount of leave counted against the employee’s leave entitlement. If GTCC determines that the leave is not FMLA-protected, GTCC will notify the employee of the same. 23. As provided by law, GTCC will not interfere with, restrain, or deny the exercise of any right provided under the FMLA. GTCC will not discharge or discriminate against any employee for opposing any practice made unlawful by the FMLA or for involvement in any proceeding under or relating to the FMLA. Employees who feel that their rights have been violated may file a complaint with the U.S. Department of Labor or may bring a private lawsuit. Rev. Rev. Rev. Rev. Rev. IV-3.060 12/14/95 12/03 10/08 12/08 04/23/09 Military and National Emergency Leave Pursuant to State Board of Community College Code SBCCC1C SBCCC 400.97, leave with pay shall be granted to members of reserve components of the U.S. Armed Forces for certain periods of active duty training and for state military duty. Subject to the approval of the president of the college, employees who are asked to respond to national emergencies or disasters as determined by the U.S. Public Health Service (USPHS), Office of Emergency Preparedness (OEP), or other federal agencies that may be authorized to mobilize civilians during a time of emergency may also be granted leave within the limits of this policy. Employees shall incur no loss of status or benefits as a result of their military and/or national emergency service. Procedure 1. Military leave with pay Leave with pay shall be granted to members of Reserve components of the United States Armed Forces for certain periods of active duty training. Reserve components of the U.S. Armed Forces are considered the National Guard, Army Reserve, Navy Reserve, Air Force Reserve, Marine Corps Reserve and Coast Guard Reserve. The National Guard has a dual role in that it serves as the State Militia and, in that capacity responds to the Governor and serves as the military arm of State Government. e. Periods of entitlement for all reserve components 197 1) Military leave with pay shall be granted for up to 120 working hours (prorated for part-time employees) during the federal fiscal year, (October 1 – September 30) for any type of active military duty for members not on extended active duty. 2) Although scheduled unit training drills occurring on weekends do not normally require military leave, the college is required to excuse an employee for all regularly scheduled military duty and, if necessary, rearrange the employee's work schedule. 3) Within the 120 hours provided for training, an employee shall be granted necessary time off when the employee must undergo a required physical exam relating to membership in a Reserve component. f. Additional periods of entitlement for members of the National Guard 1) Military leave in addition to the 120 hours for training shall be granted to members of the National Guard for infrequent, special activities in the interest of the State, usually not exceeding one day, when so ordered by the Governor or the Governor’s authorized representative. 2) Leave with pay shall be granted for state duty (domestic disturbances, disasters, search and rescue, etc.) for periods not exceeding 30 consecutive days. For periods in excess of 30 days, employees shall be entitled to military leave with differential pay between military and their regular state pay if military pay is lesser. g. Periods of entitlement for Civil Air Patrol 1) When performing missions or encampments authorized and requested by the U.S. Air Force or emergency missions for the State at the request of the Governor or the Secretary of the Department of Crime Control and Public Safety, a member of the Civil Air Patrol is entitled to military leave not to exceed a combined total of 120 hours (prorated for part-time employees) in any calendar year unless otherwise authorized by the Governor. 2) Regularly scheduled unit training assemblies, usually occurring on weekends are not acceptable for military leave with pay; however, GTCC will make every effort to arrange work schedules to allow employees to attend this training. h. Periods of entitlement for members of State Defense Militia The State Defense Militia is considered a Reserve component of the National Guard but not a Reserve component of the US Armed Forces. Its members are not subject to obligatory service unless they are assigned to a unit that is ordered or called out by the Governor. Under the following conditions, state employees who are members of the State Defense Militia are entitled to military leave with pay. Under the following conditions an employee may be granted military leave not to exceed 120 hours (prorated for part-time employees) during any fiscal year: 1) Infrequent special activities in the interest of the State, usually not exceeding one day, when so ordered by the Governor or his authorized representative. 2) State duty for missions related to disasters, search and rescue, etc. State employees are not entitled to leave with pay when volunteering for support functions or events sponsored by civic or social organizations even though such support has been authorized. 3) Regularly scheduled unit training, usually occurring on weekends, is not acceptable for military leave with pay but the college is encouraged to arrange work schedules to allow participation in these activities. i. Periods for which military leave with pay is not authorized 198 Employees shall not be entitled to military leave with pay for the following periods, nor is the college required to grant leave--with or without pay--for these purposes: 1) Duties resulting from disciplinary action imposed by military authorities. 2) Unscheduled or incidental military activities such as volunteer work at military facilities (not on duty status), unofficial military activities, etc. 3) Inactive duty training (drills) performed for the convenience of the member, such as make up drills, equivalent training, etc. j. The college requires the employee to submit a copy of the orders or other appropriate documentation to certify performance of required military duty. k. During the period of military leave with pay, the employee shall not incur any loss of state service or suffer any adverse service rating. The employee shall continue to accumulate sick and vacation leave, aggregate service credit, and receive any promotion or salary increase if eligible. 2. Military leave without pay a. Military leave without pay shall be granted for certain periods of active duty to include attendance at service schools. Except for extended periods of active duty, the employee may use all or part of the 120 hours annual military leave (prorated for parttime employees) with pay or regular vacation leave in lieu of or in conjunction with military leave without pay. 1) Military leave without pay shall be granted for attendance at service schools when such attendance is mandatory for continued retention in the Reserve component. 2) For purposes other than retention, leave without pay may be granted employees for attendance at resident military service schools. Such leave will be granted when the employee is required to attend, and when the required course is not available by any other means. b. Leave without pay shall be granted for periods of active duty in the armed forces of the United States. Use of military leave with pay is not authorized upon entry into extended active duty. c. Additional periods of military leave without pay shall be granted in the following situations: 1) While awaiting entry into active duty provided any delay is not due to the employee's fault. This shall include any period up to 30 days to allow for settlement of any personal matters. 2) The period following military service while employee's reinstatement is pending provided the employee applies for such reinstatement within 90 days following release from active duty. 3) Any period of involuntary extension of an enlistment which originally was made for four (4) years or less when such extension was not voluntary or due to the fault of the employee. Employees may be required to provide evidence that such extensions were involuntary. 4) Extensions of enlistments due to hospitalization for service connected injury or illness. This benefit is contingent upon the employee applying for reinstatement within 90 days of release from active duty after any such hospitalization. d. The employee shall inform his or her supervisor and shall provide a copy of orders to report for active duty to the Human Resources Department as soon as they may be available, and shall give the effective date of leave and the probable date of return. The employee is responsible for making application for reinstatement within 90 days 199 from the date of separation from service and shall notify the college of any decision not to return. e. The college is responsible for determining the employee’s eligibility for leave without pay. The employee’s department head must explain to the employee the rights and benefits concerning leave, salary increases, retirement status, and reinstatement from military leave. f. The employee may choose to have accumulated annual leave paid in a lump sum, may exhaust this leave, or retain part or all of accumulated leave until return to state service. The maximum accumulation of 240 hours applies to a lump sum payment. g. The employee shall retain all accumulated sick leave and continue to earn time toward total state service. h. The employee is entitled to retirement service credit for all active duty service in the armed forces for which discharge, release, or separation was under honorable conditions. Under this provision, credit is received for such service upon filing with the Teachers’ and State Employees' Retirement System a copy of the service record showing dates of entry and separation. (In addition, the retirement credit is available to employees who return to state employment within a period of two years after the earliest discharge date or any time after discharge and who have earned ten or more years of credit in the Retirement System.) Voluntary enlistments following the earliest discharge are not creditable. No contribution is required to receive this credit. i. Those called to active duty cannot continue coverage under the State Health Plan. Coverage ends on the last day of the month in which the employee enters active service. Employees who use the military leave with pay option and employees who are exhausting vacation leave are still on the payroll, but their health coverage ends on the last day of the month in which they enter active service. j. Employees on leave without pay who are separated or discharged from military service under honorable conditions and who apply for reinstatement within the established time shall be reinstated to the same position or one of like status, seniority, and pay in the college. If, during military service the employee is disabled to the extent the duties of the original position cannot be performed, the employee shall be reinstated to a position with duties compatible with the disability. The employee's salary shall be the same as when placed in a non-pay status plus any general increases granted during military leave. In no case will the reinstated employee's salary be less than when placed in military leave status. Employees who resign to enter military service without knowledge of their eligibility for leave without pay and reinstatement benefits, but who are otherwise eligible, shall be reinstated as if they had applied for this benefit. In all cases, the college shall comply with The Uniformed Services Employment and Reemployment Rights Act of 1994 (USERRA 38 U.S.C. 4301-4335), Family and Medical Leave Act (FMLA / see also policy IV-3.060) and any other federal or state laws and regulations as may be applicable. 3. National Emergency Leave Guilford Tech employees may be asked to respond to national emergencies or disasters as determined by the U.S. Public Health Service (USPHS), the Office of Emergency Preparedness (OEP) or other federal agencies. For example, an employee who is a member 200 of the National Medical Response Team (NMRT) could be requested to serve on a Special Operations Response Team (SORT). Upon approval of the President of the college, employees may be granted leave as follows: a. Periods of entitlement for national emergency leave with pay 1) Guilford Tech requires the employee to submit a copy of the orders or other appropriate documentation to certify performance of required duty. 2) When activated, an employee is entitled to paid leave not to exceed a combined total of 120 hours (pro-rated for part-time employees) during any calendar year. 3) During the period of national emergency leave with pay, the employee shall not incur any loss of state service or suffer any adverse service rating. The employee shall continue to accumulate sick and vacation leave, aggregate service credit, and will receive any promotion or salary increase if eligible. b. Employees shall not be entitled to national emergency leave with pay for the following periods, nor is the college required to grant leave, with or without pay, for the following reasons: 1) Unscheduled or incidental activities such as volunteer work (not on required duty status) or unofficial activities associated with the USPHS and/or OEP, etc. 2) Training performed for the convenience of the member, such as make-up and/or equivalent training, etc. 12/14/95 4/15/99 10/17/02 2/14 Procedure update IV-3.070 Sick Leave An employee occupying a full-time regular or time-limited position who is in pay status for at least one-half of the regularly scheduled workdays in any month shall earn sick leave computed at the rate of one day (8 hours) per calendar month. Employees occupying regular or time-limited parttime positions will earn prorated sick leave. The proration is determined by calculating the parttime hours worked per week, divided by a regular workweek, to arrive at the allowable proportionate time [i.e., 28 part-time hours per week divided by 40 hours per week equal .700 day (5.6 hours) accruable sick leave per month]. Sick leave may be used for the following purposes: 1. Illness or injury not covered by Workers' Compensation, which prevents an employee from performing usual duties. 2. Actual period of temporary disability, (Examples include, but are not limited to, chemotherapy, rehabilitative services, pregnancy and childbirth, etc.). 3. Quarantine as duly placed by proper authorities. 4. Illness or injury of a member of an employee’s immediate family or individual deemed close to the employee. 5. Medical or dental appointments for the employee, an employee’s immediate family member, or an individual deemed close to the employee. 201 6. Bereavement leave as defined in GTCC policy IV.3.020. Procedure: 1. Sick leave is provided for the reasons stated in this policy and may not be used for other purposes. 2. Immediate family member includes (spouse, parent, child, brother, sister, grandparent, or grandchild). The term “immediate family member” includes the step, half and in-law relationships and other dependents or individual(s) deemed close to the employee living in the household. 3. An "individual deemed close to the employee” may or may not be a relative. 4. It is the responsibility of every employee to report sick leave to his/her immediate supervisor by the employee's usual starting time in order to provide ample time to obtain adequate coverage for the employee's workstation. The employee must notify his/her supervisor on each day of absence unless other arrangements have been made. Failure to provide proper notice may result in disciplinary action. Failure to provide timely notice could be grounds for disciplinary action. 5. The employee and the supervisor report the absence to the Payroll Department by filling out a Sick Leave Request form on the date the employee returns to work and forwarding the form the following day. Copies of the form should be distributed as indicated on the form. 6. Sick leave of more than three consecutive days may require supportive documentation signed by the physician providing satisfactory evidence of incapacity. Employees will not normally be required to furnish certification substantiating a request for approval of sick leave for three days or less. Exceptions may include excessive absenteeism not covered under FMLA. The supervisor will notify the Human Resources Department when an employee has been out for three consecutive days. Communication with the employee may be made at the discretion of the Director of Human Resources. Communication may be made with the medical provider upon consent of the employee and in keeping with any applicable federal and state laws. 7. Sick leave can be taken only in one-hour increments. 8. A sick leave day will only be deducted when an employee is absent on a scheduled workday. 9. Full-time regular employees and part-time regular employees must deduct the number of hours they were scheduled to work on the day(s) missed. Faculty is charged sick leave using the following formula: hours absent x 8 hours = hours charged (rounded to the nearest whole hour) scheduled work hours Examples: 1 hour absent x 8 hours = 2 hours charged 4 hours scheduled 202 2 hours absent x 8 hours = 3 hours charged 6 hours scheduled 5 absent full day x 8 hours = 8 hours charged hours scheduled 10. The appropriate supervisor may advance sick leave not to exceed the amount an employee can earn during the period of his/her employment agreement. Upon termination, sick leave that has been advanced, but not earned, shall be deducted from terminal pay. At June 30, sick leave that has been advanced, but not earned, shall be deducted from the June paycheck, if other applicable leave is not available. Any residual balance of advanced leave will be subject to collection as any debt owed the college. 11. When accrued or advanced sick leave, or available compensatory time for the employment year, has been totally exhausted, an employee may be able to draw from his/her accrued or advanced annual leave. When an employee has exhausted all accrued or advanced time, he/she may request Voluntary Shared Leave if eligible and applicable (see IV-3.071 Voluntary Shared Leave policy) or s/he may be granted a leave of absence without pay (see IV-3.080 Leave Without Pay policy). 12. Sickness or disability covered by Workers' Compensation shall not be considered as sick leave. However, during the mandatory waiting period before the commencement of Workers’ Compensation, the employee may use his/her sick leave. Also, if Workers’ Compensation is approved, the employee may use sick leave for the one-third salary not compensable by Workers’ Compensation. 13. It is the responsibility of an employee and his/her supervisor to assure that all sick leave is reported accurately. Sick leave forms must be completed for every use of sick leave. Sick leave records are maintained on an annual basis and recorded in the Finance Office Payroll Department as well as by a record keeper in each division or department. Before disposing of sick leave records, the designated departmental record keeper should verify leave balances with the Payroll Department. 14. All GTCC employees in an active status shall accrue sick leave days on a perpetual basis, accumulated from their commencement of employment at GTCC. 15. Employees having accumulated sick leave days from prior service in North Carolina public schools or other state employment may transfer that sick leave provided the transfer meets all the requirements of the State Personnel Manual. Sick leave accumulated at a community college shall also be transferable to other subsequent North Carolina state or public school employment. Accumulated sick leave may be used for retirement credit. Rev. 12/14/95 7/00 2/20/14 IV-3.071 Voluntary Shared Leave (VSL) Sometimes employees have prolonged medical conditions that cause them to exhaust all available leave and to lose income. This policy allows regular or time-limited employees at Guilford Technical Community College to assist another employee on a one-to-one basis when a medical condition requires absence from duty for a prolonged period of time. In addition, any regular or 203 time-limited employee of Guilford Technical Community College may share leave voluntarily with an immediate family member who is an employee of a North Carolina community college, public school, or state agency. This policy shall conform to state personnel policies for Voluntary Shared Leave, 25 NCAC 01E.1300. Procedure: 1. Recipient Guidelines a. Participants must be full- or part-time (half-time or more) employees who are regular, probationary, or time-limited. b. “Medical condition” means that an employee is likely to require an absence from work for 20 or more consecutive workdays and that absence will result in a loss of income to the employee who has exhausted his/her earned leave account. c. The medical condition may involve the employee or immediate family (spouse, parent, child, brother, sister, grandparent, or grandchild and dependents living in the employee’s household). The term “immediate family member” includes the step, half, adoptive, foster, in loco parentis, and in-law relationships. d. This policy does not apply to short-term or sporadic conditions or illnesses. This includes such things as sporadic, short-term recurrences of chronic allergies or conditions; short-term absences due to contagious diseases; or short-term medical or therapeutic treatments. These examples are illustrative, not all inclusive. e. If an employee has had previous random absences for the same condition that has caused excessive absences, or if the employee has had a previous, but different, prolonged medical condition within the last twelve months, the College may make an exception to the 20-day period. 1) In order to receive voluntary shared leave, an employee must have complied with existing leave rules and: 2) Have a prolonged medical condition (or a member of the employee’s immediate family has a medical condition that requires the employee’s absence for a prolonged period of time), 3) Apply for or be nominated to become a recipient, 4) Produce medical evidence to support the need for leave beyond the available accumulated leave, and 5) Be approved to participate in the program. f. An employee on workers’ compensation leave who is drawing temporary total disability may be eligible to participate, but would be limited to partial use of vacation and sick leave, earned prior to the injury. g. An employee on maternity leave may be eligible to receive voluntary shared leave to cover the period of disability related to the pregnancy and/or birth as documented by a physician. h. An employee who is receiving benefits from the Disability Income Plan of North Carolina (DIPNC) is not eligible to participate in the program. Shared leave may be used during the required waiting period and following the waiting period provided DIPNC benefits have not begun. i. Voluntary shared leave cannot be used for parental care of a newborn child absent a documented prolonged health condition. 2. Donor Guidelines a. In order to donate voluntary shared leave, an employee must at the time of donation: 1) Be an active employee (not separated); 2) Be in a position that earns leave; and 3) Have sufficient leave balances 204 b. To donate leave, employees may request a form from the Human Resources Office or access the form online via the intranet under Human Resources Forms. 1) Donation will include donor’s name, employee ID number, department/division, the amount of leave to be donated, recipient’s name and relationship to the recipient. The donation form must be accompanied by an approved leave form, signed by the donor’s supervisor. c. Employees on workers’ compensation leave without pay (LWOP) can donate leave earned prior to going on LWOP. The employee must have been in active leave earning status prior to workers’ compensation LWOP and otherwise qualified to donate leave. Leave earned while on workers’ compensation LWOP is not available for donation until the employee is reinstated from LWOP. d. An employee of any agency, public school system, or community college may donate vacation/bonus or sick leave to another immediate family member in any agency, public school or community college. This includes family members on leave without pay. e. An employee may donate the following leave to a non-family member: 1) An employee of a State agency may donate vacation or bonus leave to another employee in any State agency. 2) An employee of a State agency may donate vacation/bonus leave to a coworker’s immediate family who is an employee in a public school or a community college. The employee and coworker must be in the same agency. This includes nonfamily members on leave without pay. 3) An employee of a State agency may donate sick leave to a nonfamily member of a State agency under the following provisions effective January 1, 2011: i. The donor shall not donate more than five days of sick leave per year to any one nonfamily member; ii. The combined total of sick leave donated to a recipient from a nonfamily member donors shall not exceed 20 days per year; iii. Donated sick leave shall not be used for retirement purposes, and iv. Employees who donate sick leave shall be notified in writing of the State retirement credit consequences of donating sick leave. Advisory Note: At retirement, a member of the Teachers' and State Employees' Retirement System (TSERS) with an earned sick leave balance receives an additional month of service credit for each 20 days or portion thereof. The additional service credit increases the retirement benefit for the remainder of the life of the retiree. f. The minimum amount of vacation and/or bonus leave that may be donated is four hours. g. The maximum amount of vacation leave that may be donated: 1) May not be more than the amount of the donor’s annual accrual rate, and 2) May not reduce the donor’s vacation leave balance below one-half of the annual vacation leave accrual rate. 3) Bonus Leave may be donated without regard to the above limitations on vacation. h. The minimum amount of sick leave that may be donated is four hours. i. The maximum amount of sick leave that may be donated: 1) Is 1,040 hours, but 2) May not reduce the sick leave account below 40 hours. 3. Administration of the Program a. An employee may not directly or indirectly intimidate, threaten, coerce, or attempt to intimidate, threaten, or coerce any other employee for the purpose of interfering with any right which such employee may have with respect to donating, receiving or using 205 b. c. d. e. f. g. h. i. j. k. l. m. annual or sick leave under this program. Such action by an employee shall be grounds for disciplinary action up to and including dismissal on the basis of personal misconduct. To request donated leave, employees must apply through the Human Resources Office. A prospective recipient shall apply or be nominated by a fellow employee to participate in the program. Application may be requested from the Human Resources Office or accessed online via the intranet under Human Resources Forms. 1) Applications will include name, employee ID number, classification, department/division, and estimated length of time needed to participate in the program. 2) A physician’s statement must be attached to the application and a signed release to allow Human Resources to obtain further necessary information. (Employee medical information will not be released by HR unless employee signs a consent form. Appropriate forms may be obtained from the HR office.) 3) The employee’s immediate supervisor must be notified that a VSL request has been submitted. The Human Resources Office shall review the merits of the request and approve or disapprove. An employee may begin using voluntary shared leave after all available sick and vacation/bonus leave has been exhausted. While using voluntary shared leave, employee continues to earn leave; when accounting for leave, this vacation and sick leave should be used first. The amount of leave a recipient may receive is 1,040 hours (prorated for part-time employees), either continuously or, if for the same condition, on a recurring basis. However, Human Resources may grant continuation, on a month-to-month basis, to a maximum of 2,080 hours, if Human Resources would have otherwise granted leave without pay. Voluntary shared leave donations will be processed through completion of official leave forms. Individual leave records will be kept private and only individual employees may reveal their donation or receipt of leave. An employee donating leave cannot receive remuneration for the leave donated. Conversely, a separating employee cannot be paid for donated leave received but not yet used. Voluntary shared leave and donations must be taken in increments of whole hours. At the expiration of the medical condition, as determined by a physician, any unused leave in the recipient’s donated leave account shall be treated as follows: 1) The recipient’s combined annual and sick leave account balances may not exceed 40 hours (pro-rated for regular part-time employees.) 2) Any additional unused donated leave shall be returned to the donor(s) on a prorated basis and credited to the leave account from which it was donated. Fractions of one hour shall not be returned to an individual donor. 3) Donated leave shall be credited to recipient’s sick leave account. Leave donated shall be available for use on a current basis or may be retroactive for up to 60 calendar days to substitute for advanced vacation or sick leave already granted to the recipient or leave without pay. Donated leave should be applied to advanced leave before applying it to leave without pay. If a recipient separates due to resignation, death, or retirement from the College, participation in the program ends. Unused leave shall be returned to the donor(s) on a prorata basis and credited to the same account from which it originally came. 206 n. If a recipient transfers to another State agency, unused voluntary shared leave shall be returned to the donors. The employee must make a new request in the receiving agency. Adopted Procedures 10-25-03 5/16/04 2/20/14 Adopted 10-25-03 Procedures Revised 5/16/04 IV-3.080 Leave Without Pay Leave without pay (LWOP) is a temporary non-pay status and absence from duty that may be approved at the discretion of the college administration. Approved leave without pay may be granted to full-time and part-time regular employees of the college for a period not to exceed one year. Approved leave without pay (LWOP) is intended to be used for protracted absences. Separate leave policies within the Management Manual govern military leave, Family and Medical Leave Act (FMLA) leave, educational leave, workers’ compensation leave and Disability Income Plan leave. Reasonable notice shall be given by the employee requesting approved LWOP. Leave will be granted only when the employee expresses in writing his/her intent to resume employment at GTCC at the end of the leave period. In extraordinary circumstances, employees may request an extension of the leave period; such request must be in writing to the college President. Procedures: Area Vice Presidents or the President may make approval of LWOP on a case-by-case basis considering the needs and circumstances of the employee and the impact that the employee’s absence will have on the workplace. Approved LWOP is intended for protracted absences and is not a substitute for short-term unexcused absences resulting from an employee's lack of earned or advanced leave balances to cover time out of work. 1. Employees must request approval of LWOP in writing to the Director of Human Resources. Requests for approved LWOP should be made in writing at least 90 days prior to the desired beginning of the leave period, and must include a statement of intent to resume employment at GTCC at the end of the leave period. Except in cases of educational leave, employees must have exhausted all paid annual, bonus and personal leave, all compensatory time balances, and any approved voluntary shared leave prior to the start of approved LWOP. If approved LWOP is requested because of medically related circumstances not covered by FMLA, then sick leave (in addition to all other paid leave) must also be exhausted before the start of LWOP. The employee's department leave record keeper shall reconcile the employee's leave and compensatory time balances with the Payroll Department prior to the approval of LWOP. In emergency circumstances, the President or appropriate Vice President may approve leave without pay to begin less than three months from the time of the request. In all such cases of approved emergency LWOP requests, the President or appropriate Vice President shall as soon as possible notify the Human Resources Director and take steps to assure that the employee's leave records are reconciled. The Human Resources Director will forward documentation of approved LWOP to the Payroll Department. 207 2. In cases where it is not practical for the employee to submit the request and in rare instances where the college deems it appropriate, Human Resources may initiate a LWOP request on behalf of an employee. 3. Area Vice Presidents or the President may grant employees in probationary status an approved LWOP; however, employee will have his/her probation extended by an equal number of weeks/months. 4. Emergency LWOP may be approved when an employee does not have enough sick or annual leave balance (earned or eligible to be advanced) to cover a protracted illness or other absence. 5. Approved LWOP shall not exceed a period of one year; however, in extraordinary circumstances, extensions may be approved by the President. 6. Approved LWOP status does not exempt the employee from organizational changes (reorganizations, furloughs, etc.) or reductions in force, which may be made in his/her absence. 7. Annual leave, sick leave and service credits do not accrue while on approved LWOP. 8. Confirmation of intent to resume employment at GTCC must be made in writing by the employee on planned approved LWOP to the Director of Human Resources no later than 90 days prior to the end of the leave period. Failure to provide written notice relieves the college of any reinstatement commitments and failure to return to work at the expiration of the approved leave period will be considered a resignation. 9. Employees desiring health insurance coverage while on approved LWOP must pay both employer and employee costs of the coverage. Employees may also elect to continue optional insurance plans by paying the monthly premium to the college; otherwise, coverage will lapse and employees may re-enroll during the next annual enrollment period. All such insurance payments are due to the Payroll Department by the 18th of the month for coverage beginning on the 1st of the following month. Rev. 12/14/95 9/11/06 12/17/09 2/20/14 IV-3.090 Educational Assistance Guilford Technical Community College encourages all employees to improve their effectiveness in their job performance and prepare themselves for future career opportunities within GTCC. The purpose of tuition assistance is to develop a better educated workforce. Procedure: 1. Employees of GTCC who meet all the following criteria are eligible for educational assistance: a. The employee has been employed full-time or part-time on at least a nine-month basis for at least three years. Part-time employees must work at least 30 hours per week to be eligible. The president may authorize exceptions to this requirement. b. The employee has not taken educational leave with pay within the past three years. 208 c. The employee’s most recent performance evaluation must reflect a “meets expectations” rating. d. The employee will engage in academic activities during the specified term which are directly related to improving competence in his/her regularly assigned duties. Courses must be taken for academic credit and/or certification but do not have to be taken toward the completion of a degree. e. The employee will maintain a passing grade (defined as receiving a minimum of a “C” grade in undergraduate studies and a “B” for graduate studies) for academic credit or pass the certification satisfactorily to qualify for tuition assistance. f. The employee must be accepted for admission to the institution and/or program. 2. Tuition assistance is available for employees who attend accredited institutions of higher learning only. 3. Tuition assistance will be based on the cost of credit hours only. Student fees (e.g., parking, library, activity, registration, late fees, books, supplies, etc.) are excluded. 4. In return for receiving tuition assistance, the employee must agree to continue employment at GTCC for at least one year following the completion of the course or courses for which he/she received tuition assistance. Should the employee voluntarily resign within one year of completing a course or courses for which he/she received tuition assistance, he/she will be required to pay back the full amount of the assistance received. 5. Tuition Assistance Limits: Tuition assistance for approved expenses is limited to $1,000 per fiscal year for employees who meet eligibility requirements. 6. To secure educational assistance, the employee shall use the following process: a. The employee will complete a Request for Tuition Assistance application and submit it to his/her immediate supervisor for approval. A travel request form along with supporting documentation, such as a description of the academic program, academic schedule, and tuition should accompany the application. Completing the application is not a guarantee of assistance. b. The immediate supervisor will verify employment status with Human Resources and determine whether the Tuition Assistance request meets the specified criteria. The supervisor will submit the application to the Division Chair/Dean/Manager. c. The Division Chair/Dean/Manager may add his/her signature to indicate approval of the request and will forward all applications that meet the criteria to the appropriate Vice President. d. The Vice President may add his/her signature to indicate approval of the request, and will forward only the requests that meet the criteria and have the approval of all supervisors in the “chain” to the Director of Organizational Development at least 10 days prior to a scheduled meeting of the Faculty/Staff Professional Development Review Committee. l. The Faculty/Staff Professional Development Review Committee will review applications on a quarterly basis and make recommendations for funding to the Director of Organizational Development. Priority will given to those employees who have not received tuition assistance in the last two years. Ultimate approval for distribution of funding will reside with the President or designee. The Director of Organizational Development will notify applicants of the decision within one week of Committee review. f. Upon successful completion of the course(s), the Employee will be required to submit his or her certification, transcript/official grade documentation and travel reimbursement form to the Director of Organizational Development. Only those applicants who have 209 received prior approval and have achieved a passing grade will be considered. The Director of Organizational Development will then submit required forms to the Finance Department for reimbursement. Approved 6/06 IV-4.00 Conditions of Work IV-4.010 Dress Faculty and staff members will dress in a manner, which observes health and safety regulations, appropriateness to respective work environments, and consideration of Guilford Technical Community College's position as a college serving the public. Procedure: 1. Any recommendation/complaint concerning a deficiency or inappropriateness in dress on the part of an employee shall be brought to the attention of the employee's immediate supervisor. 2. The immediate supervisor judges whether or not a recommendation/complaint concerning dress is justified in terms of the college policy. 3. If the immediate supervisor believes the recommendation/complaint to be valid, he/she informs the employee of the nature of the recommendation/complaint and the changes that must be made. Rev. 8/17/95 IV-4.020 Drug Free Workplace The unlawful manufacture, distribution, dispensation, possession, or use of a controlled substance in the college's workplace is prohibited. The workplace is defined as an official college location and/or any location at which an employee or student is engaged in work or college activities on behalf of the college. Any employee or student violating this policy will be subject to disciplinary action up to and including termination or dismissal. Procedure: 1. Any employee who sells or manufactures a controlled substance while on the job or on college premises will be subject to immediate dismissal. 2. Any employee, who uses, gives or in any way transfers a controlled substance to another person while on the job or on college premises will be subject to disciplinary action up to and including dismissal. 3. The term "controlled substance" means any drug listed in Title 21 United States Code Controlled Substances Act, Subchapter I, Section 812 and other federal regulations. Generally, these are drugs which have a high potential for abuse. Such drugs include, but are not limited to, methamphetamines, heroin, marijuana, cocaine, PCP, and "crack." They also include "legal drugs" which are not prescribed by a licensed physician. 210 4. Each employee is required by law to inform his/her supervisor or the President in writing within five (5) days after he or she is convicted for violation of any federal or state criminal drug statute where such violation occurred on the college's premises. A conviction means a finding of guilt (including a plea of nolo contendere) or the imposition of a sentence by a judge or jury in any federal or state court. 5. If an employee is convicted of violating any criminal drug statute while at the workplace, he or she will be subject to disciplinary action up to and including termination. This action may include, but is not limited to, probation, suspension, termination, or the required successful completion of a drug abuse program sponsored by an approved private or governmental institution as a precondition for continued employment. 6. The Drug-Free Schools and Communities Act of 1989, Public law 101-226, requires Guilford Technical Community College to certify that it has adopted and implemented a program to prevent the possession, use or distribution of illicit drugs and alcohol by students and employees. Therefore: a. Each year Human Resources Director or designee will distribute to all employees and the Vice President of Student Support Services or designee will distribute to each student who is taking one or more classes for academic credit, except for continuing education credits, a written notice that describes: The standards of conduct that clearly "prohibit, at a minimum, the unlawful possession, use, or distribution of illicit drugs and alcohol by students and employees on its property or as part of any of its activities"; The applicable legal sanctions under federal, state, or local law for the unlawful possession or distribution of illicit drugs and alcohol; The health risks associated with the use of illicit drugs and the abuse of alcohol; The drug and alcohol programs (counseling, treatment, rehabilitation, and re-entry) that are available to employees or students; and The disciplinary sanctions the college will impose on students and employees for violations of the standards of conduct and a description of those sanctions, up to and including expulsion or termination of employment and referral for prosecution. b. The Vice President of Student Support Services or designee will conduct a biennial program review to determine its effectiveness and implement changes to the program if needed, and to ensure that disciplinary sanctions are consistently enforced. Rev. 4/18/96 2/20/14 IV-4.030 Employee Grievance Guilford Technical Community College is committed to the employee's right to redress of grievance. Therefore, any employee occupying a full-time or part time regular position – excluding those in initial probationary status - may utilize the College’s grievance process. Preference is to be given to the informal resolution of all employee problems. Procedures to resolve grievances 211 shall require following the organizational pattern through the supervisor and the appropriate Vice President to the President. Procedure: 1. An employee occupying a full-time or part-time regular position – excluding those on initial probationary status - who has a problem or complaint about his/her job or something that affects the job should discuss it with his/her supervisor. If the issue is not resolved to the employee's satisfaction at this level, or if the complaint is of such a nature that the employee is unable to discuss it comfortably with the supervisor, the employee may go to the next level supervisor or administrator or the Director of Human Resources, following the steps detailed below. 2. Step One: Informal Discussion with Immediate Supervisor. a. An employee having a grievance must first present the issue for informal discussion to his/her immediate supervisor within five (5) working days of the event(s) giving rise to the complaint or within five (5) days of the time when the complainant became aware of the event(s). b. In cases of sexual harassment or another issue of such a nature that the employee is unable to discuss it comfortably with the supervisor, or in which the charge is against the immediate supervisor, the complainant may present the issue to the Director of Human Resources or to the next level supervisor or administrator (see Sexual Harassment Policy, IV-4.070). c. The immediate supervisor will meet with the employee within five (5) working days of receiving the complaint to respond to the issue. d. The employee having the grievance may contact the Director of Human Resources regarding the procedures for filing and processing a grievance. The Director of Human Resources also may be consulted by the supervisor or administrator during this step to provide advice on the procedures for filing and resolving grievances. 3. Step Two: Written Grievance. a. If the grievance is not resolved during Step One, the employee may file a written grievance with the immediate supervisor within five (5) working days following the immediate supervisor's oral response to the grievance. b. The supervisor will respond to the written grievance in writing within five (5) days of receiving it. c. The supervisor will forward a copy of all written correspondence related to the grievance to the Human Resources Director. 4. Step Three: Appeal to Next Level Supervisor. a. If the employee wishes to appeal the decision of the immediate supervisor, he/she must submit a written request for appeal to the next higher level supervisor or administrator within five (5) working days of receiving the response of the immediate supervisor. b. Within five (5) working days of receipt of the appeal, the employee and the immediate supervisor will meet with the next level supervisor/administrator, individually and/or jointly. c. At this point, the supervisor/administrator shall inform the Director of Human Resources that a grievance is in process and will consult with him/her before a decision is made. d. The supervisor/administrator will respond in writing to the complainant within five (5) working days of receipt of the appeal. 212 e. If the complaint is not resolved to the satisfaction of the employee, he/she may forward a written request for appeal to the Director of Human Resources to signify continuation of the appeal process. f. The Director of Human Resources will establish a meeting within five (5) working days of the receipt of the appeal with the next appropriate administrator and complainant up to but not including the President. g. All responses of supervisors to the complainant will be in writing. 5. Step Four: Appeal to the Employee Relations Committee. a. Grievances involving the following may be appealed to the Employee Relations Committee: 1) Suspension. 2) Dismissal. 3) Reduction in force. 4) Reduction in pay. 5) Disciplinary demotion. 6) Allegations of inaccurate or misleading material in personnel files or unauthorized examination or copying of confidential material in personnel files. 7) Failure to post a notice of vacancy when required by State law. 8) Failure to accord priority consideration and promotion when required by State law. 9) Allegations of discrimination because of age, sex, race, color, national origin, religion, creed, political affiliation, or handicapping condition as defined by State law. b. Grievances based on any of the following may not be appealed to the Employee Relations Committee: 1) Performance rating and salary adjustments based on performance ratings except when discrimination is alleged. 2) Required overtime assignments. 3) Disapproval of leave requests. 4) Disciplinary warning (oral or written). 5) Job and shift assignments and reassignments that do not affect salary or classification. 6) Requests for reclassification to equal or higher level. 7) Departmental functions, programs and budgets. c. If a grievance involving an issue not included in b. above is not resolved during the previous steps, the complainant may choose a hearing before the Employee Relations Committee or may request direct review of the grievance by the President. d. Hearing before the Employee Relations Committee. 1) The complainant shall submit a written request to the Director of Human Resources that the grievance be heard by the Employee Relations Committee. The request must be submitted within five (5) working days of receipt of the decision of the highest appropriate administrator. 2) The Director of Human Resources will notify the chair of the Employee Relations Committee to designate a hearing committee from its membership. The hearing committee will consist of one member of the Employee Relations Committee from each employment category. The Chair of the Employee Relations Committee will also serve on the hearing committee. There will be no representation from the 213 3) 4) 5) 6) 7) 8) operational unit from which the complaint arises. Note that "operational unit" does not refer to one of the employment categories but to the department in which the complainant works. The Director of Human Resources will convene the hearing committee to conduct the hearing within five (5) working days of receiving the request from the complainant. The complainant may be represented by legal counsel. If the complainant is to be so represented, he/she must notify the Director of Human Resources. If the complainant is represented by legal counsel, the college's legal counsel will be present at the hearing. Only parties directly involved in the hearing will be allowed to attend. Individuals who are to participate will be informed as to when it is appropriate for them to be in the hearing room. The fact-finding portion of the hearing will be tape recorded. Committee deliberations after the hearing will not be recorded. The hearing committee will arrive at its decision by simple majority vote and will communicate its conclusions, recommendations, and findings of fact in writing to the President within five (5) business days after the hearing. The committee only recommends to the President; it does not decide the result of the complaint. e. Review by the President. 1) The complainant may instead submit a written request to the Director of Human Resources for an appeal directly to the President within five (5) working days of receipt of the decision from the highest appropriate administrator. 2) The President will consider the appeal in person within five (5) working days of receipt of the request for appeal. The complainant shall have no more than one (1) hour in which to present his/her grievance to the President. The complainant may not be represented by legal counsel or by other advisors in this proceeding. 3) Within five (5) working days of either receiving the recommendation of the Employee Relations Committee or meeting with the complainant and reviewing the grievance personally, the President will render the final decision of the college to the Director of Human Resources, who will respond to the complainant, in writing. 4) The Director of Human Resources will conduct a final meeting with the complainant to review the President's decision, discuss other options at the disposal of the complainant, and formally end the grievance process. 5) The written record of the employee's grievance and the resolution of that grievance are filed in the Human Resources Office's grievance files. The Employee Relations Committee or the President (or designee) is responsible for filing these documents with the Director of Human Resources within five (5) business days of the close of the grievance process. Rev. Rev. IV-4.040 12/14/95 10/26/06 Employee Performance Appraisals To ensure quality performance, retain qualified employees and facilitate the communication of expectations between supervisors and employees, job performance is reviewed regularly for new employees, continuing employees, and employees on probation. 214 Procedure 1. An Employee Performance Appraisal (EPA) will generally be completed for each regular employee once a year using the appropriate EPA form. 2. Effective January 1, 2011, an Employee Performance Appraisal (EPA) will be completed for each time limited (TL) employee. Time limited employees will be evaluated using the appropriate (TL) EPA form. Time limited faculty will be evaluated once per semester. Time limited staff will be evaluated once every four months. 3. At the beginning of the review period, the employee and his/her supervisor may meet for the purpose of reviewing the employee’s job description, identifying critical dimensions, and establishing individual performance objectives. The supervisor will consider the employee’s input in the process. Responsibility for identifying critical dimensions and individual performance objectives remains with the supervisor. a. The job description should be updated as needed by the supervisor with input from the employee. Then, the appropriate senior administrator (Vice President, Associate Vice President or Campus Dean) reviews and approves the updated job description, and Human Resources receives the approved job description for any further review and for the records of the college. b. The employee and supervisor will also review the performance dimensions listed on the Employee Performance Appraisal and defined in a separate document. At the time of the review, the supervisor, with input from the employee, will mark the employability skills and performance attributes that are most critical to the function of that position. In most cases, six or more skills and performance attributes will be identified. c. The supervisor, with input from the employee, will establish individual performance objectives for the employee. 1) In most cases three objectives will be established for regular employees. 2) Time limited employees will have two objectives. 3) All objectives should support the college initiatives. 4. During the review period, the employee and supervisor will communicate formally and informally as needed. a. Regular employees should provide feedback on the supervisor at mid-year. (See # 8 for procedures.) b. The regular or time limited employee and his/her supervisor should review the employee’s performance objectives. 5. At the end of the review period, the employee receives an overall assessment on his/her performance. a. The employee may evaluate his/her own job performance and provide a copy to his/her supervisor for consideration in the performance appraisal. b. Each supervisor completes an Employee Performance Appraisal on each regular and time limited employee. c. Prior to the discussion with the employee, the supervisor’s supervisor should review and sign the form if the employee’s supervisor rates the employee overall “Needs Improvement” or overall “Does Not Meet Expectations.” d. The supervisor reviews the evaluation with the employee. Both the supervisor and the employee sign the form and may write comments. Regular employees shall have ten business days to submit written comments. e. Both the employee and the supervisor retain a copy of the completed, signed instrument. f. The supervisor forwards the original completed, signed form to the Human Resources office for filing. 215 6. If a regular employee changes supervisors during the year, all supervisors under whom he/she has worked for at least three months should evaluate him/her. a. Ideally, at the time the change occurs, an evaluation should be completed according to year-end procedures. b. The employee may have an overall assessment from each supervisor rather than one combined overall assessment for that cycle. 7. Regular employees reporting to more than one supervisor should have an Employee Performance Appraisal completed for each position. a. Each supervisor should complete a form if the employee reports to different supervisors because he/she has different job descriptions. b. The supervisors should complete one form and agree on assessment if the employee has one job description with more than one supervisor. 8. Regular employees who separate from employment with the college may receive a written evaluation if more than six months have elapsed since their last evaluation. a. The evaluation may be conducted prior to the employee’s date of exit. b. If an evaluation is not conducted before the exit date, the supervisor may complete the written evaluation in the employee’s absence. 1) Human Resources will determine whether, in its discretion, a copy of the evaluation will be delivered to the employee. 2) If delivered to the employee, he or she will sign the evaluation, make any desired comments, and send the evaluation back to GTCC for his/her personnel file. 3) If the employee does not return the evaluation as requested, the unsigned copy of the evaluation will become the official document for the personnel file. 9. Supervisor feedback will be sought at the mid-year point of the review period. a. Supervisors' supervisors will request that regular employees evaluate their supervisors using the Supervisor Feedback Form. All regular employees will be encouraged to complete the form. b. The supervisor’s supervisor will take these evaluations into account when evaluating the supervisor. 10. Students will evaluate faculty (regular, time limited, and adjunct) once per semester. The student evaluations will be taken into account by faculty supervisors when completing the Employee Performance Appraisal. 11. New (regular) employees under letters of employment or contracts should be evaluated at intervals of approximately ninety days for the nine months of the initial employment period. 12. A regular employee (excluding initial probationary employees) receiving an overall “Does Not Meet Expectation” evaluation may be placed on probation, discharged, or given notice of nonrenewal at the discretion of the college. If probation: a. The supervisor will request a Notice of Probation from Human Resources. b. The supervisor will notify the employee in writing by the Notice of Probation that he/she is on probation for a specific time period. c. The supervisor will send a copy of the form to the Director of Human Resources and a copy to the appropriate administrator(s). d. The Notice of Probation will give the employee specific recommendations for improving job performance. 216 e. The employee on probation will have his/her performance reviewed at appropriate intervals (typically 30, 60 or 90 days approximately) until one of the following occurs: 1) His/her performance has improved and he/she is evaluated as overall “Meets Expectations,” or 2) The defined probationary period ends before the employee receives an overall “Meets Expectations.” Then, the immediate supervisor and appropriate administrative personnel will consider dismissal from employment with the college. 13. A time limited employee receiving an overall “Does Not Meet Expectations” will not have his/her employment continued. 14. Policies, job descriptions, and other information that clarifies the expectations of positions will be made available to employees. 15. All evaluations shall be kept confidential. (This is the responsibility of the supervisor, employee, Human Resources Office, and other appropriate administrators.) Revised 10/17/96 8/98 12/18/03 12/13/10 IV-4.050 Personnel Records, Public Access to Community College employee personnel records are governed by Section 18(c) NC G.S.115D-28 which provides that certain records shall be open to inspection. Personnel information maintained by the College which is open to inspection and public information on each employee: 1. Name 2. Age 3. Date of original employment or appointment 4. The terms of any contract by which the employee is employed whether written or oral, past and current, to the extent that the college has the written contract or a record of the oral contract in its possession. 5. Current position 6. Title 7. Current salary 8. Date and amount of each increase or decrease in salary 9. Date and type of promotion, demotion, transfer, suspension, separation, or other change in position classification 10. Date and general description of the reason for each promotion. 11. Date and type of each dismissal, suspension, or demotion for disciplinary reasons. If the disciplinary action was dismissal, a copy of the written notice of the final decision of the president setting forth the specific acts or omissions that are the basis of the dismissal. 12. Office or station to which the employee is currently assigned. Further, subject only to college policies for the safekeeping of records as adopted by the board of trustees, every person having custody of the records shall permit them to be inspected and examined and copies made by any person during regular business hours. If copies are made the requesting party may be charged the actual cost of making the copies. Any person who is denied 217 access to any record for the purpose of inspecting, examining or copying the record shall have a right to compel compliance with the provisions of Section 18(c) NC G.S.115D-28 by application to a court of competent jurisdiction for a writ of mandamus or other appropriate relief. All information in an employee's personnel file not specified above is confidential. Procedure: 1. A staff member of the Human Resources Office shall be present during examination of personnel files. 2. No personnel file or original documents contained in the file may be removed from the Human Resources Office without written permission of the president or his/her designee. 3. All information in an employee's personnel file shall be open for inspection and examination by an official of an agency of the federal government, state government, or any political subdivision thereof, when authorized by law. Rev. 8/17/95 10/14/10 IV-4.060 Political Activities of Employees Each employee of the college retains all rights and obligations of citizenship provided in the constitution and laws of North Carolina and the Constitution and laws of the United States. The college encourages its employees to exercise these rights and obligations of citizenship. It is the policy of the college that an employee shall neither engage in political activities while on duty nor do so at any time in a manner which interferes with the functions and/or mission of the college. Examples of political activities include, but are not limited to, circulating petitions, conducting or participating in opinion polls, soliciting votes or contributions and fundraising. Nor may any employee use his/her position as an employee of the college to influence the political activities of other college employees. Procedure: 1. The following conditions apply to the President or any employee who seeks public office: a. "Public office" means any national, state, or local government position of public trust and responsibility, whether elective or appointed, which is created or prescribed or recognized by constitution, statute, or ordinance. Membership in the North Carolina General Assembly is a full-time public office under this definition. b. Any employee who decides to run for public office shall notify the Board of Trustees through the President of his/her intention to run and certify that he/she will not campaign or otherwise engage in political activities during his/her regular work hours or involve the college in his/her political activities. The President shall so notify the Board directly. c. Any employee, who is elected to a part-time public office, shall certify through the President to the Board of Trustees that his/her office will not interfere with his/her carrying out the duties of his/her position with the college, or shall request leave. The President shall so notify the Board directly. d. Any employee, including the President, who is elected or appointed to a full-time public office or the General Assembly, shall be required to take a leave of absence without pay upon assuming that office. The length of the leave of absence shall be determined by the Board of Trustees. e. Any employee is prohibited from soliciting support on college property while on duty. However, college employees retain the same rights and privileges as other candidates 218 concerning the use of facilities and participating in candidate’s forums while they are not on duty. 2. In addition, no employee may: a. Take any active part in managing a campaign or otherwise engage in political activity while on duty or within any period of time (when) expected to perform services for which he/she receives compensation from the college. b. Otherwise use the authority of his/her position or utilize college funds, supplies, or vehicles to secure support for or oppose any candidate, party, or issue in a partisan election involving candidates for office or party nominations or affect the results thereof. c. Promise rewards, threaten loss of job, or coerce any college employee to support or contribute to any political issue, candidate, or party. 3. The Board of Trustees shall notify the State Board of Community Colleges if the President of GTCC should become a candidate for public office or if he/she is elected or appointed to a public office. Rev. 4/18/96 2/20/14 IV-4.070 Anti-Harassment Policy Guilford Technical Community College is committed to providing an educational and working environment that is free from harassment for faculty, staff, and students. This commitment extends to prospective employees (applicants) as well. The college values diversity and recognizes the dignity and worth of every individual. Unlawful harassment in any form is contrary to these goals and will not be tolerated. Incidents of unlawful harassment will be met with appropriate disciplinary action, up to and including dismissal from the college. Unlawful harassment includes jokes, comments, gestures, or actions that create an intimidating, hostile or offensive work environment and that are based on or directed at a person because of race, color, religion, sex, age, national origin, disability, or any other class protected by law. Procedure: 1. Sexual harassment is considered a form of discrimination based on sex and as such is prohibited by Title VII of the Civil Rights Act of 1964, as amended, which prohibits sex discrimination in employment, and by Title IX of the Educational Amendments of 1972, which prohibits sex discrimination against students and employees in educational institutions receiving federal funds. a. Unwelcome sexual advances, requests for sexual favors, and other verbal and/or physical conduct of a sexual nature or with sexual implications could constitute sexual harassment if it: b. has direct employment consequences resulting from the acceptance or rejection of such conduct; c. has direct academic consequences resulting from the acceptance or rejection of such conduct; d. creates an intimidating, hostile, or offensive working or learning environment; and/or e. interferes with an employee’s work performance or a student’s academic performance. 2. While it is not possible to list all of the circumstances that might constitute sexual harassment, the following are some examples of conduct that, if unwelcome, could 219 constitute sexual harassment depending upon the totality of the circumstances, including the severity of the conduct and its pervasiveness. Consequently, this behavior is considered a violation of the college’s policy: a. sexual epithets, jokes, written or verbal references to sexual conduct; gossip regarding one’s sex life; comments on an individual’s body; comments about an individual’s sexual activity, deficiencies or prowess; b. displaying sexually suggestive objects, pictures, cartoons; use of electronic communications to download or transmit materials with pornographic, profane, or sexually explicit content; c. unwelcome leering ,whistling, brushing against the body, sexual gestures, suggestive or insulting comments; d. inquiries into one’s sexual experiences; e. discussion of one’s sexual activities. 3. Consensual dating relationships may give rise to actual or perceived conflicts of interest when they occur between instructional staff and their students, or between supervisors and their subordinates. This is due, in part, to the power differential that exists between the participants. Such a relationship, whether in a class or work situation, has the potential to affect the educational or employment environment by creating an appearance of improper, unprofessional, or discriminatory conduct. Therefore, the college prohibits these relationships. a. Should an employee or student become aware of the existence of such a relationship, he or she has a duty to communicate the matter to the Chief Disciplinary Officer (if a student is involved) and/or the Director of Human Resources so that appropriate steps may be taken. b. The college does not intend for this policy to discourage friendships or social activities among its employees. This policy applies solely to employees who are in a powerdifferentiated relationship at work with the same person with whom they also have an intimate, romantic or dating relationship outside of work 4. No personnel decision may be made by any supervisor on the basis of the acceptance or rejection of communications or conduct of a sexual nature. Personnel decisions include, but are not limited to, hiring, promoting, demoting, transferring, and terminating an employee. 5. Employees or prospective employees have a duty to report immediately incidents of alleged sexual or other unlawful harassment to their immediate supervisor, the supervisor’s manager and/or to the Director of Human Resources for review, investigation, and response. 6. An employee may initiate a grievance if incidences or circumstances of alleged sexual or other unlawful harassment are not resolved. 7. No academic decision may be made by an instructor or staff member on the basis of a student’s acceptance or rejection of communications or conduct of a sexual nature. Academic decisions include, but are not limited to, grades, status in class, privileges granted to students, and/or admission to programs. 8. Students have a duty to report immediately incidents of alleged sexual harassment to the Chief Disciplinary Officer for review, investigation and response. If the allegation is against an employee of the College, the Chief Disciplinary Officer must notify the Director of Human Resources. The Director of Human Resources will, in cases where there has been 220 a violation of this policy by an employee, recommend appropriate disciplinary action up to and including termination. 9. A student may initiate the student grievance procedure if the incidence or circumstances of alleged sexual harassment are not resolved. 10. All complaints of alleged sexual or other unlawful harassment and related information will be investigated promptly. To the fullest extent practicable, the college will keep complaints, the investigation of complaints and the nature of the resolution of complaints confidential. 11. Supervisors shall take appropriate action to prohibit the occurrence of sexual or other unlawful harassment, including incidents that involve vendors or other persons who may visit the campus for business or other purposes. 12. No employee or student may engage in interference, coercion, restraint, or reprisal against any person who utilizes this policy in good faith to resolve a concern regarding alleged harassment. 13. This policy shall not be used knowingly to bring false or malicious charges against any faculty, staff, students, vendor, or campus visitor. Disciplinary action will be taken against any person or group found to have brought a charge of harassment in bad faith. 14. Any violation of this policy will lead to serious disciplinary action up to and including dismissal or expulsion. 15. Employees shall be required to participate in periodic training as set forth in the college’s schedule of mandated trainings and/or when otherwise instructed to do so. Rev. IV-4.080 10/17/96 04/19/07 Work Schedules, Non-Faculty Non-faculty employees of Guilford Technical Community College shall arrange their work hours in order to meet the professional demands of their jobs. Schedules shall be set by the unit head in accordance with the objectives of the employee's position and the philosophy and goals of the institution. Procedure: 1. Each employee shall coordinate his/her work schedule with his/her immediate supervisor. Consideration of the operating hours of the institution will govern the approval of schedules. An employee’s work schedule may be altered if the staffing needs of the assigned work area change. Copies of the office hours shall be forwarded to the Human Resources Office and the campus switchboard operator. 2. Exempt Employees (Professional support staff members) based upon such considerations as: a. the institution's operating hours; b. the staffing needs of the area; 221 c. the requirements of the job responsibilities; d. and in keeping with the Fair Labor Standards Act (FLSA) and other laws as may be applicable 3. Non-exempt employees (Paraprofessional and Technical, Secretarial, Clerical, Skilled Crafts and Service Maintenance employees) must be compensated for all hours worked. Employees record their time worked on a timesheet. These hours may be flexibly scheduled: a. To ensure maximum service during regular and peak work periods of the office/area. b. To insure employee opportunity for participation in professional development activities. c. To provide employee opportunities to serve on institutional committees. d. With prior approval of the immediate supervisor, an employee may alter his/her work schedule for a limited time to accommodate peak work demands/periods. e. Within each workday, employees shall be allowed two 15 minute breaks away from their work station. The two 15 minute breaks may not be combined for a 30 minute break except by approval of the supervisor. f. Work time in excess of 40 hours per week must be at the request and approval of the supervisor. Stated another way, non-exempt employees must seek pre-approval for hours worked in excess of 40 per week and this includes work performed from home. Failure to obtain approval will result in disciplinary action as determined appropriate, up to and including termination. g. The meal period may be scheduled within the normal work hours to meet the needs of the employee and the working unit but may not be used to shorten the workday. During the meal period, the employee will be completely relieved of duty. The meal period does not count as hours worked. Non-Exempt employees who work on a day schedule must take their lunch hours between the hours of 10 AM and 3 PM. h. Employees have the responsibility for ensuring that their actual hours worked and absences (sick, vacation and/or other unscheduled time off) taken are recorded accurately on their timesheet. Falsifying recorded time (fraud) is an act of misconduct and considered a violation of policy and may be subject to corrective action, up to and including termination. 4. All employees are expected to report to work on time every day that they are scheduled to work and to maintain a satisfactory record of attendance. If employees are unable to report to work they are expected to notify their supervisor prior to their scheduled start time. 5. Any late report, failure to report, patterned or unapproved absence(s) and excessiv e absenteeism shall be subject to disciplinary action up to and including termination of employment. Failure to report to work for three (3) consecutive days without notice will be deemed a voluntary termination by the employee. Rev. 4/97 2/14 (procedure update) IV-4.081 Work Schedules, Faculty 222 The full-time curriculum and continuing education faculty of Guilford Technical Community College are professionals who prepare for and teach classes, advise and assist students, evaluate student performance, participate in committee, departmental, divisional, and institutional activities, engage in continuous professional improvement, and perform other duties as assigned. Curriculum faculty will be at a campus site and/or other designated location for 30 hours each week, except for holidays and faculty break days which are identified in the academic calendar, and will spend the additional time necessary to accomplish these responsibilities. Continuing education faculty will be at a campus location and/or other designated location for 40 hours, except for holidays. Procedure: 1. Teaching Assignments. Prior to the beginning of each term, each department chairperson will assign a teaching schedule, which includes courses, times and locations, to each member of the faculty in his/her department. The factors to be considered in making equitable assignments include the following: number of students, number of course preparations, number of course sections, number of locations within the same day, length of the teaching day, length of the teaching week, new course preparations, and the use of new technologies and/or alternative methods of delivery. Continuing education faculty will establish their teaching schedules with their direct supervisor. Business and Industry Services faculty, working with their supervisor, are responsible for generating their teaching schedules. Each member of the faculty will be available to teach classes as assigned. Curriculum faculty will teach 18 - 21 contact hours per week per term, except in extenuating circumstances or in cases where the program requires. Continuing education faculty will teach 32 - 40 contact hours per week per term. In addition, faculty should have adequate time reserved for preparation of classes and evaluation of student performance. Each division chairperson will monitor the teaching assignments of faculty in his/her division to ensure that they meet the needs of students, are equitable to the faculty, and consider the financial resources available. 2. Adjustments to Teaching Load. Curriculum faculty will be eligible for an adjustment to the teaching assignment below the 18 hours for supervising faculty and staff, teaching courses with high enrollment and performing additional instructional and/or administrative duties for the college. An appropriate adjustment will be individually determined for each faculty member who has supervisory responsibilities. Likewise, an appropriate adjustment will be individually determined for each faculty member who normally teaches classes with high enrollment. A member of the curriculum faculty will receive one contact hour adjustment to the teaching load for each 1.5 hours per week which he/she is assigned to one or more of the following activities on a regularly scheduled basis and in addition to class time scheduled as a part of the teaching load. 1) Teaching continuing education classes. 2) Assisting students in labs, shops, clinics or other instructional settings. 3) Working another department of the college. 4) Conducting workshops and/or training for faculty, staff, and/or the community. 5) Tutoring students with special needs. 6) Returning to industry. 7) Performing project assignments. 223 All reductions in curriculum faculty teaching load must be recommended by the department chairperson and approved by the appropriate division chairperson. Reductions which result in an instructor having an actual teaching assignment of less than 15 contact hours per week must be approved by the appropriate Vice President. Reductions in teaching loads for continuing education faculty must be recommended by a Dean and must be approved by the appropriate Vice President. 3. Additional Assignments. An additional teaching assignment occurs when a member of the curriculum faculty is assigned to teach more than 21 contact hours per week for a term. The President of the College or his designee may identify specified faculty positions, which will not receive additional pay for teaching more than 21 contact hours. A faculty member within a department will not be assigned a teaching overload except in extenuating circumstances and when all full-time faculty in the department are assigned full loads. A curriculum faculty member will be paid for a teaching overload when the hours taught result in a teaching assignment of more than 21 contact hours per week for the term and when the hours taught require the faculty member to be available more than 30 hours per week at a campus site and/or other designated location. The faculty member will be paid at the part-time faculty course rate for the course with the least number of contact hours necessary to adjust the assigned teaching load to 18 - 21 hours. Payment will be made during the term in which the teaching overload occurs. All overload payments must be recommended by the appropriate division chairperson and approved in advance by the appropriate Vice President. In addition, the college and a faculty member may enter into an agreement for the faculty member to perform duties in addition to the teaching assignment for additional pay. The specific duties and rate of pay should be mutually agreed to prior to the work being performed. 4. Substitute Teaching Assignments. Prior to the beginning of each term, each department chairperson will develop a plan to provide for coverage of classes in the event of the absence of a member or members of that department. The faculty in a department is responsible for providing coverage of classes for their colleagues on a short-term and/or emergency basis. A faculty member will not be paid for a substitute teaching assignment which involves monitoring a class activity and/or test which has been prepared by someone else. A faculty member will be paid for a substitute teaching assignment when the hours taught result in a teaching assignment of more than 21 contact hours in the week in which the substitute assignment occurs and require the faculty to be available more than 30 hours at a campus site and/or other designated location. The rate of pay will be pro-rated based upon the part-time faculty course rate for the course in which the substitution occurs. Payment for substitute teaching assignments will be made during the subsequent pay period following when the substitution occurs. Payment must be recommended by the division chairperson and approved by the appropriate Vice President. 5. Office Hours. Each member of the faculty will be available 5 hours per week at a designated location for the purpose of assisting students enrolled in his/her courses and/or program. These hours shall not be used in calculating a reduction in teaching load. 6. Academic Advising Assignments. 224 Each department is responsible for the academic advising of students assigned to that department. The department chairpersons are responsible for the equitable distribution of advising duties. 7. Recruitment and Employer Contact. Faculty members are responsible for helping to recruit new students and for maintaining contact with and knowledge of the employer community. 8. Curriculum Currency and Outcomes. Faculty members will participate in maintaining the currency of curriculum, and in insuring that program outcomes are met. 9. Required Meetings. Each faculty member will agree to serve on 1 - 3 committees per year and will attend institutional meetings, meetings of his/her department and division and meetings of committees to which he/she is assigned. A faculty member can expect to spend 2 - 3 hours per week preparing for and attending meetings. 10. Professional Development Activities. Each faculty member will engage in a program of continuous professional improvement. Each faculty member will participate in required professional development activities, including those scheduled on specified days in the academic calendar, and will complete required assignments. 11. Registration Assignments Each department/division is responsible for providing coverage during the posted hours on registration days. Department chairpersons are responsible for the equitable distribution of registration duties. Each member of the faculty will assist with registration as assigned. 12. Faculty Prep Days. Prior to the first day of classes in each term, each faculty member will complete assigned individual and departmental responsibilities, which are necessary to the beginning of classes, including the preparation of a syllabus for each course which he/she is assigned to teach. 13. Final Examination Assignments. Final exams are to be given at the time and location scheduled by the college. Any change in the exam schedule must be submitted in writing by the faculty member, recommended by the department chairperson and the appropriate division chairperson and approved by the appropriate Vice President at least two weeks prior to the examination period. Each faculty member will complete and submit grade sheets, attendance sheets and other department assignments prior to the end of the scheduled grade day for each term. 14. Graduation Assignments. Each faculty member will participate in graduation activities and will perform duties related to graduation as assigned. A faculty member may be exempted from graduation upon written request to and approval by the President of the college or his/her designee. Rev. 4/97 IV-4.110 Reporting Fraud and Improper Activities 225 Employees and anyone else providing services to the college are encouraged to report either orally or in writing all evidence of any activity on the part of its current or former employees, trustees, or anyone else with whom Guilford Technical Community College has a business relationship that may constitute: 1. A violation of any state, federal, or local law, rule, or regulation applicable to the operations of the college; 2. Misappropriation or misuse of college resources; 3. Substantial and specific danger to the employee’s or public’s health and safety; or 4. An act of gross mismanagement, gross waste of public funds, or gross neglect of duty. The college shall promptly investigate all alleged violations and provide a response to the person(s) reporting the violation (unless the report was submitted anonymously) within 30 calendar days after the close of the investigation. Any employee who reports such violations as described above in good faith shall be protected from any retaliatory action including discharge, suspension, demotion, or any other adverse employment action. In addition, employees are also protected for refusing to carry out a directive which constitutes a violation as described above. Any alleged retaliatory actions shall be promptly investigated by the college. Employees who commit any of the violations described above or retaliate against someone who, in good faith, has reported a violation shall be subject to disciplinary action up to and including termination of employment and/or criminal or civil prosecution. Likewise, any employee who knowingly or maliciously reports a violation or retaliatory action that has no factual basis shall be subject to disciplinary actions up to and including termination of employment. These employee protections extend to violations reported both internally and to the “hotline” maintained by the North Carolina Office of the State Auditor. GTCC will, to the extent possible and consistent with the need to conduct an adequate investigation, maintain confidentiality of reported violations. This policy shall in no way affect the requirements of NC General Statute § 114-15.1 whereby employees and state agencies must report cases of damage, theft, embezzlement, or misuse of state-owned personal or real property to the State Bureau of Investigation. Procedure 1. The process for reporting an alleged violation shall be: a. Any person who has knowledge of a violation should report this information as soon as possible to the Executive Vice President. Should this be inappropriate, the report should be made to the Director of Human Resources. All reports should be factual rather than speculative in nature and should contain as much specific information as possible to demonstrate that there are sufficient grounds for concern. The Executive Vice President and/or the Director of Human Resources will conduct an investigation and report his or her findings to the President, or if the allegation of wrongdoing includes the President, to the Chair of the Board of Trustees. b. A report may be filed anonymously using the same steps described above. Anonymously filed reports must provide sufficient evidence to justify the commencement of an investigation. An investigation of unspecified wrongdoing or broad allegations will not be undertaken without sufficient grounds for concern. Because an anonymous whistleblower cannot be interviewed, it may be more difficult to evaluate the allegations and less likely that an investigation can be initiated. 226 c. An employee who is asked to aid in an investigation should not discuss the investigation with anyone other than the individual or individuals officially assigned to investigate the allegations. 2. The process for reporting retaliatory actions shall be: a. An employee is protected from retaliation only if he/she did not participate in the alleged violation, the alleged violation is brought to the attention of the college, and the employee provides the college with the opportunity to investigate and correct the alleged violation. b. Any whistleblower who believes that he/she is the subject of retaliation may file a written complaint with the Director of Human Resources, or, as appropriate, with the Executive Vice President. The complaint must be filed within 30 days of the employee’s discovery of the retaliatory action. c. This protection from retaliation is not intended to prohibit supervisory personnel from taking, directing others to take, recommending, or approving any adverse personnel action, including disciplinary action, in the usual scope of their duties and based on evidence separate from the fact that the person has made a protected allegation. 3. Any media inquiries concerning an allegation or retaliation should be directed to the Executive Vice President. 4. Any employee dissatisfied with the official conclusions of the investigative process shall be afforded due process rights through the college grievance procedure (IV-4.030) and the disciplinary procedure (IV-1.052 and IV-4.053). 12/2005 IV-4.120 Laptops/Computer Systems, Use of Guilford Technical Community College is committed to providing an appropriate computer system for each fulltime faculty and staff member whose job requires it. A computer system may be a laptop, netbook, tablet, desktop or other device deemed appropriate for job requirements. It is for use only for college-related business as a productivity tool, curriculum tool, and for research and communication. Mobile computers are intended to provide increased productivity due to flexibility and business continuity in the case of disaster. It is not intended as a replacement for personally owned computers or for personal use. Use of the system shall be within the standards of good judgment and common sense, in compliance with the college’s published policies, and with national standards such as Family Educational Rights and Privacy Act (FERPA) and Health Insurance Portability and Accountability Act (HIPAA), and as required through the terms and conditions of applicable software license agreements. The computer is intended for use solely by the employee to whom it is assigned. Employees shall not allow other individuals, such as friends, family or students, to use the computer for non-college uses. Procedures: 1. All orders for computer systems must be processed through the Management Information System (ITS) department and the normal purchasing procedures. Computers must be the configuration, model and brand approved by the ITS department. Replacement will be according to the college’s normal established replacement cycles. 227 a. Computer systems issued by the college are owned by the college. They must be made available annually for inventory, and must be returned when employment ends or on demand of college officials. b. GTCC will offer operating system and application software upgrades as needed. c. ITS will provide technical support for college owned computer systems. Direct support such as hardware upgrades, software installations, or troubleshooting will only be provided while systems are on campus. d. Individual departments can order peripherals such as a mouse, keyboard, or numeric keypad from Central Store using their departmental supply budgets. 2. Off-campus use by any employee requires the completion of a Request for Usage of GTCC Equipment Off Campus form with supervisor approval. Supervisors must monitor all work off campus by any non-exempt staff as work outside normal work schedules may obligate the college to compensatory time. Non-exempt employees must obtain prior approval before working hours beyond his/her normal work schedule (failure to obtain prior authorization may lead to disciplinary action). In the event an immediate supervisor approves for a non-exempt staff member to complete work assignments off campus, the supervisor must assure that all work, including but not limited to work outside normal work schedules, is documented properly on college time sheets and in accordance with college procedures. 3. It is the employee’s responsibility to take appropriate precautions to prevent loss, theft, or damage to the computer system assigned to him/her. Damaged systems may be replaced with cascaded computers the college owns if they are not repairable. Employees may be responsible for certain costs to repair or replace the system if the damage or loss is due to negligence or intentional misconduct. a. Care of the system to prevent damage: 1) Food and drink should not be next to the system when in use. 2) Cords, cables, and removable storage devices must be inserted carefully. 3) Mobile computers should not be carried while the screen is open. 4) Employees are responsible for charging batteries if a mobile computer is to be used while not connected to the campus network. 5) Mobile computers should always be carried within the protective case. 6) Some carrying cases can hold other objects (such as folders), but these must be kept to a minimum to avoid placing too much pressure and weight on the device screen. 7) The computer must be turned off before placing it in the carrying case. b. Precautions against theft and reporting theft: 1) Security cables will be provided from ITS to secure the computer in an office, wherever feasible. 2) Mobile computers not secured with a cable should not be left unattended in an office without closing and locking the door. 3) Unsecured computers left unattended overnight should be kept in a locked office or in a locked drawer or cabinet, if available. Otherwise, it should be kept out of plain sight. 4) Under no circumstances should mobile computers be left in unsupervised areas including the college grounds, the cafeteria, library, unlocked classrooms and hallways or unlocked offices. Unsupervised systems may be confiscated by staff and taken to the ITS department for safekeeping. 5) Mobile computers left unattended in a locked parked car should be kept out of plain sight or locked in the trunk. 228 6) If any computer system is lost or stolen it must be reported to Campus Police immediately. Theft or loss off campus, it should be reported to local police as well. The police report should include the serial number of the computer, as well as the make and model and state tag number. Employees assigned mobile computers should keep a copy of this identification information separate from their systems. Following notification to law enforcement agencies, ITS should also be notified so that anti-theft devices loaded into the system can be remotely activated. 4. Employees shall not have sensitive information on their mobile computers without precautions against theft of that information. Sensitive information refers to any data that is protected by college policy, or by any local, state or national laws or regulations. This includes, but is not limited to, educational records, personally identifiable information, and confidential internal college information. Precautions to prevent loss of such information include: a. Employees are expected to password protect their computers by setting a network logon password, and keeping that password confidential. b. If sensitive information is needed for work purposes, it shall be either encrypted or password protected. c. Any sensitive information no longer needed for work purposes shall be deleted from the computer. The trash should be emptied weekly. 5. The computer will be configured with a standard suite of programs that are appropriate based on the campus software standards. Based on professional needs, the college may provide additional applications. Periodically the college changes software agreements; when it does, the mobile computer must be made available for upgrades. If employees need to install privately owned software, they must demonstrate a business related need and receive permission from the college’s Chief Information Officer before installation. If approved, a copy of the license agreement for any software not supplied by the college must be sent to the ITS department before installation on a college-owned computer. Games, entertainment software, or personal finance software must not be installed on a college-owned computer. For additional information regarding software piracy and software licensing visit: http://www.bsa.org/usa/antipiracy/ or http://www.definetheline.com. 6. The college is not responsible for providing off-campus Internet access. Those employees approved to work at home are responsible for the cost of such service. The ITS department does not provide configuration for specific ISP’s. While ITS employees may offer some tips or advice about best practices for off-campus use, it will be up to the employee and his/her ISP to make remote connections work. 7. Employees are responsible for maintaining backups of documents and data files on the computer. Documents and files may be backed up to removable storage devices or to the storage available on the H drive of the campus network server. If removable storage devices are used, those devices should be kept in a secured location. To insure that virus protection and other security patches are current, employees should plan on connecting to the campus network at least once a week. 8. Laptops in laptop carts are intended for student use in the classroom only and must not be removed from cart or used for any other purpose. Classrooms must have an instructor present while student(s) are using laptop computers and the instructor is responsible for distributing laptops to and collecting from student(s). Laptops must be returned to the assigned laptop cart which must be kept in a secure, locked area at all times when not being used by student(s). 229 12/17/09 Rev. 12/15/11 Rev. 2/4/13 230