Standard 1. Management Accountability Management Accountability Standard 1: Management Accountability 1.01 1.02 1.03 1.04 1.05 1.06 1.07 1.08 Initial Background Screening* Five-Year Rescreening Pre-Service and/or In-Service Training Incident Reporting (CCC)* Administration JJIS and Data Requirements Mental Health Services Staffing Requirements/Qualifications Substance Abuse Services Staffing Requirements/Qualifications 1-2 1-4 1-5 1-7 1-8 1-9 1-10 1-13 * The Department has identified certain key critical indicators. These indicators represent critical areas requiring immediate attention if a program operates below Department standards. A program must therefore achieve at least a Satisfactory Compliance rating in each of these indicators. Failure to do so will result in a program alert form being completed and distributed to the appropriate program area (Detention Services, Residential Services, Probation and Community Intervention). Florida Department of Juvenile Justice Office of Program Accountability Revised: July 1, 2015 Monitoring and Quality Improvement Standards Redirection Services Page 1-1 Standard 1. Management Accountability 1.01 Initial Background Screening Background screening is conducted for all Department employees, contracted provider and grant recipient employees, volunteers, mentors, and interns with access to youth. The background screening process is completed prior to hiring an employee or utilizing the services of a volunteer, mentor, or intern. An Annual Affidavit of Compliance with Level 2 Screening Standards is completed annually. — CRITICAL — Guidelines: Background screening is mandatory for employees, volunteers, mentors, and interns with access to youth to ensure they meet established statutory requirements of good moral character. The department is cognizant of its status as a criminal justice agency and its special responsibilities in dealing with the youth population, and has determined it is appropriate to establish stringent screening requirements for all DJJ personnel. Therefore, the Department utilizes Level 2 Screening Standards as required in s.435.05, F.S. Guest speakers, guest performers, ministers, or other visiting personnel who interact with youth on an occasional basis do not need to be background screened if they are under the constant and direct supervision of background screened staff. Current employees of the Department or a provider are not required to submit a new background screening request when they are promoted, demoted, or transferred into another position within their organization, as long as there is no break in service. A new background screening is required when a Department employee is hired by a provider or when a provider employee is hired by the Department or another contracted provider company. Moving from DJJ or a contracted provider, from a contracted provider to DJJ, or from one contracted provider company to another is considered a new hire. Neither the Department nor contracted providers shall hire any applicant until: a. An eligible background screening rating has been received. Florida Department of Juvenile Justice Office of Program Accountability Revised: July 1, 2015 Monitoring and Quality Improvement Standards Redirection Services Page 1-2 Standard 1. Management Accountability b. An application with ineligible rating has received an approved exemption from disqualification from the Department. Teachers who are paid by the school board or who are paid through funding provided by the school board or Department of Education to provide instruction to youth in programs are not required to undergo background screening by the Department. Review files of all staff hired since the last annual compliance review to determine a clearance was received prior to the employee being hired. An exemption was granted by the DJJ Inspector General prior to hiring any staff currently working in the program who were rated ineligible for employment by DJJ Inspector General to continue employment. Review documentation to determine whether the Affidavit of Compliance with Level 2 Screening Standards was submitted to the Background Screening Unit prior to January 31 of the current calendar year. References: FDJJ-1800, Background Screening Policy and Procedure IG/BSU-006, The Inspector General Background Screening Unit Form Florida Department of Juvenile Justice Office of Program Accountability Revised: July 1, 2015 Monitoring and Quality Improvement Standards Redirection Services Page 1-3 Standard 1. Management Accountability 1.02 Five-Year Rescreening Background screening is conducted for all Department employees, contracted provider and grant recipient employees, volunteers, mentors, and interns with access to youth. Employees and volunteers are rescreened every five years from the initial date of employment. Guidelines: A rescreening is completed every five years, calculated from the agency hire date. Five-year rescreens shall not be completed more than twelve months prior to the employee’s five-year anniversary date. When a rescreening is submitted to the BSU at least ten business days prior to the five-year anniversary date, but it is not completed by the BSU on or before the anniversary date, the screening shall meet Monitoring and Quality Improvement standards of compliance. When a rescreening is not submitted to the BSU at least ten business days prior to the five-year anniversary date and the BSU does not complete the rescreening prior to the anniversary date, the screening shall not meet Monitoring and Quality Improvement standards of compliance. Review the employee and volunteer roster to determine which staff and volunteers required a five-year rescreening since the last annual compliance review. All eligible staff and volunteers should be reviewed. Reference: FDJJ-1800, Background Screening Policy and Procedures Florida Department of Juvenile Justice Office of Program Accountability Revised: July 1, 2015 Monitoring and Quality Improvement Standards Redirection Services Page 1-4 Standard 1. Management Accountability 1.03 Pre-Service and/or In-Service Training All Redirections staff successfully complete training requirements as set forth below. The following training shall be completed prior to the delivery of direct services to Department youth and/or as in- service training to Redirections staff: Juvenile Justice Information System (JJIS) - PreService Information Safety Awareness - Pre and In- Service Motivational Interviewing (MI) - Pre-Service Prison Rape Elimination Act (PREA) - Pre and InService Critical Incident Reporting Requirements – PreService Trauma Informed Care - Pre-Service Adolescent Behavior - Pre-Service Guidelines: Review training files and/or the Department’s Learning Management System (CORE) for Redirection staff completion of the following required trainings; Juvenile Justice Information System (JJIS): This one day training in JJIS ensures the provider’s staff possess the necessary training and permissions to access and use JJIS. Information Safety Awareness: Redirections staff who have access to JJIS must complete this on-line course prior to accessing confidential information and are required to repeat the course annually. Motivational Interviewing (MI): All staff having direct contact with youth shall complete Motivational Interviewing training, with the exception of clinical practitioners. This two-day MI training will be provided by the Department. This training is offered at a variety of locations across the state and enrollment is coordinated with the Department. A provider may provide their own MI training, as long as they have a Department approved Qualified Trainer who follows the training protocol/trainer agreement issued by the Department and the trainer meets Qualified Trainer (QT) qualifications. Documentation of MI Training shall be maintained for each employee. Prison Rape Elimination Act (PREA): To ensure anyone who comes into contact with youth abides by the DJJ policy (FDJJ 1919) for zero tolerance for sexual misconduct all DJJ Florida Department of Juvenile Justice Office of Program Accountability Revised: July 1, 2015 Monitoring and Quality Improvement Standards Redirection Services Page 1-5 Standard 1. Management Accountability employees contract providers and volunteers are required to take the PREA on-line course every two years. Critical Incident Reporting Requirements: The two hour training will be provided by the Department Contract Managers and is provided to ensure provider and all staff providing direct services to youth fully understands the Central Communications Center reporting requirements in Rule 63F.11.001-11.006, Florida Administrative Code. Trauma Informed Care: All staff who work with youth in DJJ care are required to take this course. The course will assist staff in recognizing trauma and trauma triggers in youth, identifying physical warning signs indicating a youth may lose control and identify behaviors for staff who demonstrate trauma informed practices. Adolescent Behavior: This course is essential in understanding the brain development and its influences on adolescent behavior-traits of cognitive, social, and emotional development, and the behavior commonly exhibited by delinquent youth. Community Positive Achievement Change Tool (C-PACT): The Department does not require full C-PACT training for Redirections providers, but will provide materials and worksheets on the C-PACT process sufficient to provide all staff an understanding of the C-PACT assessment. If the Redirections provider chooses the full two day C-PACT training, the Department will provide the training at a variety of times and locations across the state. Motivational Interviewing training must be completed prior to attending C-PACT training. Reference: DJJ/Redirections contract, Attachment A-1,III,C,8 Florida Department of Juvenile Justice Office of Program Accountability Revised: July 1, 2015 Monitoring and Quality Improvement Standards Redirection Services Page 1-6 Standard 1. Management Accountability 1.04 Incident Reporting (CCC) Whenever a reportable incident occurs, the program notifies the Department’s Central Communications Center (CCC) within two hours of the incident, or within two hours of becoming aware of the incident. — CRITICAL — Guidelines: This indicator shall be rated “Non- Applicable,” if the program has not had any reportable incidents during the scope of the review. If there are no CCC reports for the past six months, the regional monitor/reviewer may sample reports since the date of the last annual compliance review, but no more than twelve months. Incidents discovered and reported by the review team during the review shall be considered “Non-Applicable,” unless documentation exists the program was aware of the incident, but failed to report it. The purpose of the Central Communications Center is to provide a service to DJJ, the providers, and programs in maintaining a safe environment for the treatment, care, and provision of services to youth. The CCC activities are conducted twenty-four hours a day, seven days a week. The telephone number for the CCC is 1-800-355-2280. The reporting of incidents shall be consistent with the Department’s requirements. The regional monitor/reviewer shall be familiar with the Department’s incident reporting requirements and list of reportable incidents. Review CCC reports for the past six months to determine compliance with CCC reporting procedures. Review internal incidents and grievances to determine if additional incidents should have been reported to CCC. Reference: F.A.C. 63F-11, Central Communications Center Florida Department of Juvenile Justice Office of Program Accountability Revised: July 1, 2015 Monitoring and Quality Improvement Standards Redirection Services Page 1-7 Standard 1. Management Accountability 1.05 Administration The Redirections program provides a safe and appropriate treatment environment including administrative and operational oversight. Guidelines: The facility director is responsible for maintaining information on the facility and reporting to the Department. Monthly reports shall be submitted to the department detailing incidents and population data. Youth listed on the program roster shall match the census report in the Juvenile Justice Information System (JJIS), Prevention Web. Statistical information shall be maintained, including monthly data on admissions, releases, transfers, absconds, abuse reports, medical and mental health emergencies, incidents, personnel actions, volunteer hours, and average length of stay. Monthly reports include: Youth Monthly Progress Report Monthly Service Summary Report Discharge Summary Report Fidelity Monitoring Report Compliance Monitoring Report Ad Hoc Reports Reference: DJJ Redirections Contract, Attachment A Florida Department of Juvenile Justice Office of Program Accountability Revised: July 1, 2015 Monitoring and Quality Improvement Standards Redirection Services Page 1-8 Standard 1. Management Accountability 1.06 JJIS and Data Requirements The Redirections provider and subcontracted service providers shall utilize the Department’s Juvenile Justice Information System (JJIS) for data entry and shall monitor accuracy at all times. Guidelines: The Youth Placement-Facility module shall be utilized to handle all referral acceptance, rejection, and placement. Referrals made by the Department must be reviewed and either accepted or rejected (provider shall determine they will or will not work with the referred youth) within 48 hours of referral. The Evidence Based Services module shall be utilized to track all evidence-based services delivered. The Youth Release module shall be used to complete all releases and is an up to date census for all youth currently being served. All youth receiving services from a subcontractor (program) must appear on the youth release module listing. Youth must be entered as “released” from the services in JJIS within twenty-four hours of release. The provider shall keep their own reports on all referrals (both accepted and rejected), placements (admissions), and releases with dates and reasons notated for each youth. Within the JJIS System, staff verification data shall be maintained by the provider utilizing the Staff Verification System (SVS) module. At a minimum, the date of youth admission for service, date of discharge/release, and release reason for each youth admitted must be collected and reported in JJIS. Reference: DJJ Redirections contract Amendment A-1,III. A. 6. Florida Department of Juvenile Justice Office of Program Accountability Revised: July 1, 2015 Monitoring and Quality Improvement Standards Redirection Services Page 1-9 Standard 1. Management Accountability 1.07 Mental Health Services Staffing Requirements and Qualifications All Redirections staff providing mental health services must be fully licensed and have completed the prerequisite training to provide such services according to Florida law. Guidelines: Staff providing mental health services, including Multisystemic Therapy (MST), Functional Family Therapy (FFT), Brief Strategic Family Therapy (BSFT), Trauma-Focused Cognitive Behavioral Therapy (TF-CBT), or other evidence-based or promising practice mental health services shall be: A public mental health agency licensed by the state; A private for-profit or not-for-profit mental health agency; A psychiatrist licensed under Chapter 458 or 459, Florida Statutes; A psychologist licensed under Chapter 490, Florida Statutes; A mental health counselor, clinical social worker, or marriage and family therapist licensed under Chapter 491, Florida Statutes; A service provider (agency or corporate entity) determined to be eligible to provide mental health services under Chapter 394, Florida Statutes, and Chapter 409, Florida Statutes, or a substance abuse service provider licensed under Chapter 397, Florida Statutes, eligible to provide community behavioral health services under Chapter 409, Florida Statutes. The licensed mental health professional and mental health clinical staff person providing evidence-based or promising practice therapy shall have received training in that program model. Mental Health Services shall be provided by a licensed mental health professional or a non-licensed mental health clinical staff person working under the direct supervision of a licensed mental health professional. Direct supervision means the licensed mental health professional has at least one hour per week of on-site faceto- face interaction with the non-licensed mental health clinical staff person for the purpose of overseeing and directing the provided mental health services (as permitted by law within his or her state licensure). Florida Department of Juvenile Justice Office of Program Accountability Revised: July 1, 2015 Monitoring and Quality Improvement Standards Redirection Services Page 1-10 Standard 1. Management Accountability A licensed mental health professional means: A psychiatrist licensed pursuant to Chapter 458 or 459, Florida Statutes who is board certified in Child and Adolescent Psychiatry or Psychiatry by the American Board of Psychiatry and Neurology or has completed a training program in Psychiatry approved by the American Board of Psychiatry and Neurology for entrance into its certifying examination, or A psychologist licensed pursuant to Chapter 490, Florida Statutes, or A mental health counselor, clinical social worker, or marriage and family therapist licensed pursuant to Chapter 491, Florida Statutes, or A psychiatric nurse as defined in Section 394.455(23), Florida Statutes. A non-licensed mental health clinical staff person providing mental health services shall have, at a minimum, a Bachelor’s degree from an accredited university or college with a major in psychology, social work, counseling, or related human services field, defined as one in which major course work includes the study of human behavior and development, counseling and interviewing techniques, and individual, group or family therapy. A non-licensed mental health clinical staff person providing mental health services to Department youths shall meet one of the following qualifications: Hold a Master’s degree from an accredited university or college in the field of counseling, social work, psychology, or related human services field; Hold a Bachelor’s degree from an accredited university or college in the field of counseling, social work, psychology, or related human services field and have two years’ experience working with (e.g. assessing, counseling, treating) youths with serious emotional disturbance or substance abuse problems; or Hold a Bachelor’s degree from an accredited university or college in the field of counseling, social work, psychology, or related human services field and have 52 hours of pre-service training in the areas described below prior to working with youths, and be trained for one year by a mental health staff person who holds a Master’s degree. The 52 hours of pre-service training shall include a minimum of 16 hours of documented training in their duties and responsibilities. Florida Department of Juvenile Justice Office of Program Accountability Revised: July 1, 2015 Monitoring and Quality Improvement Standards Redirection Services Page 1-11 Standard 1. Management Accountability Pre-service training shall cover, at a minimum, the following components: basic counseling skills, basic group skills, program philosophy, therapeutic milieu, behavior management, client rights, crisis intervention, early intervention and de-escalation, documentation requirements, normal and abnormal adolescent development and typical behavior problems. Direct supervision means the licensed mental health professional has at least one hour per week of on-site face-to -face interaction with the non-licensed mental health clinical staff person for the purpose of overseeing and directing the provided mental health services (as permitted by law within his or her state licensure). Reference: DJJ Redirections contract, Amendment A-1, III. C. 3. Florida Department of Juvenile Justice Office of Program Accountability Revised: July 1, 2015 Monitoring and Quality Improvement Standards Redirection Services Page 1-12 Standard 1. Management Accountability 1.08 Substance Abuse Services Staffing Requirements and Qualifications All Redirections staff providing substance abuse services must be fully licensed or have completed the prerequisite training as required by Florida law. Guidelines: Substance Abuse Services shall be provided by: A qualified professional licensed under Chapter 458, 459, 490 or 491, Florida Statutes, which means a physician licensed under Chapter 458 or 459, Florida Statutes; A psychologist licensed under Chapter 490, Florida Statutes; or A mental health counselor, clinical social worker or marriage and family therapist licensed under Chapter 491, Florida Statutes; or A person who is a substance abuse service provider licensed under Chapter 397, Florida Statutes; or An employee of a substance abuse service provider licensed under Chapter 397, Florida Statutes, who holds, at a minimum, a Bachelor’s degree from an accredited university or college with a major in psychology, social work, counseling or related human services field. A related human service field is one in which major course work includes the study of human behavior and development, counseling and interviewing techniques, and individual, group or family therapy. A non-licensed substance abuse clinical staff person shall be an employee of a service provider licensed under Chapter 397, Florida Statutes, and shall work under the direct supervision of a “qualified professional” (as defined in Section 397.311(26), Florida Statutes). Direct supervision means the “qualified professional” has at least one hour per week of face-to-face interaction with the non-licensed substance abuse clinical staff person who is an employee of the service provider licensed under Chapter 397, Florida Statutes, for the purpose of overseeing and directing the provided substance abuse services. Reference: DJJ Redirections contract, Amendment A-1, III. C. 4. Florida Department of Juvenile Justice Office of Program Accountability Revised: July 1, 2015 Monitoring and Quality Improvement Standards Redirection Services Page 1-13