DCAF-ISSAT Draft OGN on evaluation Example of Evaluation Question For a useful list of evaluation questions per evaluation criteria, see: Saferworld “Evaluating for security and justice”, 2009, p. 29-30 Example of the ADE (for the European Commission) “Thematic Evaluation of the European Commission support to JSSR”, 2011 EQ: To what extent has the Commission’s support to JSSR in partner countries been in line with its policies and objectives in that field and with wider EU development objectives, and what has been the Commission’s added value? Rationale and coverage of the question: This evaluation question addresses the dual nature of JSSR in EU external action: it is a prerequisite as well as a component of economic and social development in countries and regions where the EU provides development assistance, and at the same time it is a part of EU security and crisis management policies. The question covers the issue of relevance from two angles: a) Firstly, it will be verified whether at the programming stage the Commission’s support to JSSR has reflected the priorities and principles set out in the key EU concepts and policies that are relevant to JSSR, including A Concept for European Community Support for Security Sector Reform, COM (2006)253, the Council Conclusions on a Policy Framework for Security Sector Reform (2006), the EU Concept for ESDP Support to Security Sector Reform (2005) and Council Conclusions on Security and Development (2007). As the key EU policy documents in the field of JSSR have only been issued recently, the alignment of the Commission’s support to key internationally agreed policies and guidelines (such as those issued by the OECD DAC) will also be assessed, in particular for interventions decided early on in the evaluation period. b) Secondly, the suitability of this support will be assessed against the broader development and security objectives of the EU as set out in the Commission Communications on Conflict Prevention (2001) and on Governance and Development (2003), the European Security Strategy (2003), the EU’s Development Policy Statement, and the European Consensus on Development (2005). Moreover, this question covers the Commission’s added value in JSSR as outlined in its main Communication on security system reform (COM(2006)253, section 4.3). This Communication specifies a number of distinct features of the way that the Commission operates which enable it to provide added value in support of JSSR processes (e.g. the Commission’s supranational nature, its long-term presence on the ground, and its commitment to policy coherence for development). Evaluation criteria / key issues and link with intervention logic: The question addresses the relevance of Commission JSSR support to general Commission objectives and the coherence with wider EU development objectives. It also examines the added value provided by the Commission in support of JSSR as outlined in its main concept paper on JSSR The question spans all the layers of the intervention logic. Source of information and data Sub-question 1 The Commission’s support to security and justice reform collection tool has been informed by EU and internationally-agreed policies and concepts relevant to JSSR. Indicator 1.1 Indicator 1.2 Indicator 1.3 Commission strategy and programming documents explicitly referred to key EU strategy and policy documents on JSSR or to internationallyagreed policy statements on JSSR. Commission interventions were designed with a view to their contribution to strategic approaches to JSSR (e.g. based on a strategic security and governance assessment, etc.) Explicit or implicit reference to the principles guiding Commission support for JSSR (as laid down in COM(2006)253 based on the OECD DAC guidelines) in the programming documents of Commission Offical Communications / policies, CSPs/RSPs Programming documents, assessments, answers to questionnaire CSPs/RSPs, Programming documents Page 1 of 2 DCAF-ISSAT Draft OGN on evaluation Indicator 1.4 interventions Views of stakeholders about the alignment of the Commission’s JSSR support with EU and internationally agreed JSSR policies Sub-question 2 The Commission’s support to security and justice reform was consistent with wider EU development objectives Indicator 2.1 Commission strategy and programming documents explicitly referred to the overarching EU policy commitments (e.g. EC Treaty, EU Consensus on Development, etc.). Commission interventions were designed with a view to fostering an integrated approach to promoting security and development. Indicator 2.2 Indicator 2.3 Indicator 2.4 Commission interventions explicitly took into account key crosscutting issues highlighted by overarching strategy documents (such as gender, human rights, good governance, and environment) at programming level and during implementation. Views of EU stakeholders (Commission, Council and EUMS staff at HQ and field level and EU Parliament) on the consistency of JSSR interventions with the wider goals of EU external cooperation. Interviews, answers to questionnaire Source of information and data collection tool Offical Communications / policies, CSPs/RSPs, answers to questionnaire CSPs/RSPs, programming documents, interviews, answers to questionnaire CSPs/RSPs, programming documents Interviews, answers to questionnaire Sub-question 3 The Commission had a particular role and strengths in supporting security and justice reform Source of information and data collection tool Indicator 3.1 Programming documents at intervention level identify the Commission added value when intervening in the area of JSSR The Commission’s long-term presence on the ground and its global reach has facilitated its contribution to JSSR processes The Commission’s supranational nature has enabled it to support JSSR processes in ways which were not possible for other actors, including bilateral donors Evidence that the variety of the Commission’s financial and nonfinancial instruments is a critical advantage in supporting JSSR compared to other donors EUMS gave a specific mandate to the Commission to support JSSR processes CSPs/RSPs, interviews, answers to questionnaire CSPs/RSPs, interviews, answers to questionnaire Interviews, answers to questionnaire Indicator 3.2 Indicator 3.3 Indicator 3.4 Indicator 3.5 CSPs/RSPs, interviews, answers to questionnaire Interviews, answers to questionnaire Page 2 of 2