Appendix to the manuscript entitled “Application of the screening method to monitor influenza vaccine effectiveness among the elderly in Germany” by Cornelius Remschmidt et al. Appendix 1 Table A1. Sensitivity analysis in which people were excluded who were vaccinated <14 days prior to symptom onset compared to the analysis presented in the paper. Original analysis*1 Sensitivity analysis*2 Age-group (VE in %) (VE in %) 2010/11 Influenza A 60-79 75 (69-80) 75 (69-80) Influenza B 60-79 83 (74-89) 82 (73-89) 2011/12 Influenza B 60-79 73 (49-86) 72 (49-86) 2012/13 Influenza A 60-79 62 (58-66) 62 (58-66) Season Influenza-type *1 cases who were vaccinated <14 days prior symptom onset were considered as non-vaccinated *2 cases who were vaccinated <14 days prior symptom onset were excluded 1 Appendix 2 Table A2. Baseline characteristics of excluded vs. included cases, Germany, 2010/11-2012/13. Season 2010/11 Sex Male Age group 60-69 70-70 ≥ 80 Influenza strain A(H1N1)pdm A(H3N2) B not subtyped Hospitalized Yes Season 11/12 Sex Age group Influenza strain Hospitalized Season 12/13 Sex Age group Male 60-69 70-70 ≥ 80 A(H1N1)pdm A(H3N2) B not subtyped Yes Male 60-69 70-70 ≥ 80 Influenza strain A(H1N1)pdm A(H3N2) B not subtyped Hospitalized Yes * p-values for the chi-squared test Included cases N=1,174 n(%) 589 (59) 797 (68) 307 (26) 70 (6) 582 (60) 1 (<1) 251 (26) 137 (14) 455 (39) N=767 n(%) 306 (40) 263 (34) 268 (35) 237 (31) 12 (4) 118 (37) 97 (31) 89 (28) 317 (41) N=5,217 n(%) 2,440 (47) 2,485 (48) 1,736 (33) 996 (19) 859 (28) 168 (5) 1,267 (41) 806 (26) 2,060 (40) Excluded cases N=197 n(%) 111 (56) 135 (69) 51 (26) 11 (6) 106 (64) 1 (1) 44 (27) 15 (9) 81 (41) N=266 n(%) 101 (38) 71 (27) 73 (27) 122 (46) 4 (6) 35 (49) 18 (25) 15 (21) 115 (43) N=1,586 n(%) 778 (49) 648 (41) 518 (33) 420 (26) 252 (30) 36 (4) 332 (39) 231 (27) 679 (44) p-value* 0.11 0.97 0.16 0.59 p-value* 0.6 <0.01 0.25 0.59 p-value* 0.11 p<0.01 0.31 0.01 2 Appendix 3 Table A3 (online supplement). Sensitivity analysis assuming that vaccine coverage among excluded cases was 50% and 200% of vaccine coverage among included cases, respectively, compared to the analysis presented in the paper (“original analysis). Age-group (years) Season 2010/11 ≥ 60 Season 11/12 ≥ 60 Season 12/13 ≥ 60 VC among excluded cases VC among excluded cases considered 50% of VC of considered 200% of VC of Original analysis included cases included cases VE (%) VE (%) VE (%) 162/1,074 vacc. 176/1,371 vacc. 216/1,371 vacc. 80 (76-83) 81 (78-84) 76 (72-79) 208/767 vacc. 244/765 vacc. 353/767 vacc. 49 (39-57) 57 (51-63) 28 (19-37) 921/5,217 vacc. 1,061/6,803 vacc. 1,479/6,803 vacc. 64 (63-67) 69 (67-71) 54 (51-56) VE, vaccine effectiveness; VC, vaccination coverage; vacc., vaccinated 3 Appendix 4 Table A4. Sensitivity analysis comparing baseline characteristics of cases with exact date of vaccination vs. those without this information; Germany, 2010/11-2012/13. Season 2010/11 Sex Male Age group 60-69 70-70 ≥ 80 Influenza strain A(H1N1)pdm A(H3N2) B not subtyped Hospitalized Yes Season 11/12 Sex Age group Influenza strain Hospitalized Season 12/13 Sex Age group Male 60-69 70-70 ≥ 80 A(H1N1)pdm A(H3N2) B not subtyped Yes Male 60-69 70-70 ≥ 80 Influenza strain A(H1N1)pdm A(H3N2) B not subtyped Hospitalized Yes * p-values for the chi-squared test Cases with information on vaccination date n/N=122 (%) 56 (46) 83 (68) 32 (26) 7 (6) 69 (70) 1 (1) 16 (16) 12 (13) 36 (30) n/N=137 (%) 64 (47) 34 (24) 43 (32) 60 (44) 1 (2) 31 (54) 10 (18) 15 (26) 49 (36) n/N=612 (%) 274 (45) 204 (33) 241 (39) 167 (27) 73 (26) 17 (6) 112 (40) 80 (28) 219 (36) Cases without information on vaccination date n/N=40 (%) 19 (48) 26 (65) 12 (30) 2 (5) 23 (62) 0 12 (32) 2 (5) 17 (43) n/N=70 (%) 20 (29) 10 (14) 30 (43) 30 (43) 0 21 (64) 5 (15) 7 (21) 18 (28) n/N=305 (%) 124 (41) 93 (30) 129 (43) 83 (27) 41 (23) 28 (16) 66 (37) 42 (24) 120 (40) p-value* 0.86 0.89 0.14 0.13 p-value* 0.01 0.13 0.76 0.14 p-value* 0.24 0.63 0.01 0.27 4 Appendix 5 Table A5. Sensitivity analysis, assuming that 50% of cases without information on exact date of vaccination are considered as non-vaccinated. Vaccine effectiveness (%) against all influenza types. Age-group (years) Season 2010/11 All age-groups ≥ 60 Season 11/12 All age-groups ≥ 60 Season 12/13 All age-groups ≥ 60 Original analysis assuming Sensitivity analysis assuming cases without information on exact 50% of cases without information date of vaccination considered on exact date of vaccination vaccinated considered non-vaccinated VE (%) VE (%) 162 vacc./ 1,022 non-vacc. 142 vacc./ 1,042 non-vacc. 80 (76-83) 83 (65-73) 208 vacc./ 559 non-vacc. 173 vacc./ 594 non-vacc. 49 (39-57) 60 (53-66) 921 vacc./4,296 non-vacc. 769 vacc./ 4,448 non-vacc. 64 (63-67) 71 (69-73) VE, vaccine effectiveness; vacc., vaccinated 5