Slater et al. 1 THE EFFECTS & EFFECTIVENESS OF ELECTROMOTIVE DRUG ADMINISTRATION AND 2 CHEMO-HYPERTHERMIA FOR TREATING NON-MUSCLE-INVASIVE BLADDER CANCER 3 S Slater, P Patel, RP Viney, M Foster, E Porfiri, ND James, B Montgomery, RT Bryan. 4 Stephanie Slater The Medical School, University of Birmingham, Birmingham, UK. 5 Prashant Patel Senior Lecturer in Urology, School of Cancer Sciences, University 6 of Birmingham and University Hospitals Birmingham NHS 7 Foundation Trust, Birmingham, UK. 8 Richard Viney of Birmingham and University Hospitals Birmingham NHS 9 Foundation Trust, Birmingham, UK. 10 11 Michael Foster Emilio Porfiri Consultant Oncologist, University Hospitals Birmingham NHS Foundation Trust, Birmingham, UK. 14 15 Department of Urology, Heart of England NHS Foundation Trust, Good Hope Hospital, Sutton Coldfield, UK 12 13 Senior Lecturer in Urology, School of Cancer Sciences, University Nicholas D James Professor of Oncology, School of Cancer Sciences, University of 16 Birmingham and University Hospitals Birmingham NHS 17 Foundation Trust, Birmingham, UK. 18 19 Bruce Montgomery Consultant Urologist, Frimley Park Hospital NHS Foundation Trust, Frimley, UK. 1 Slater et al. 20 Richard T Bryan Senior Research Fellow, School of Cancer Sciences, University of Birmingham, Birmingham, UK. 21 22 23 Keywords: Bladder cancer, urothelial cancer, electromotive drug administration, chemo-hyperthermia. 24 25 26 Correspondence to: Mr RT Bryan, School of Cancer Sciences, University of 27 Birmingham, Edgbaston, Birmingham B15 2TT, UK. 28 r.t.bryan@bham.ac.uk 29 07785 396958 30 31 Word count: 2050 (manuscript) + 249 (abstract). 32 2 Slater et al. 33 ABSTRACT 34 Introduction 35 Preliminary studies show that device-assisted intravesical therapies appear more 36 effective than passive diffusion intravesical therapy for the treatment of non-muscle- 37 invasive bladder cancer (NMIBC) in specific settings, and phase III studies are now 38 being conducted. Consequently, we have undertaken a non-systematic review with the 39 objective of describing the scientific basis and mechanisms of action of electromotive 40 drug administration (EMDA) and chemo-hyperthermia (CHT). 41 Methods 42 A PubMed literature search, search of the ClinicalTrials.gov database and Cochrane 43 library was performed to source evidence for this non-systematic review. Randomised 44 controlled trials, systematic reviews and meta-analyses were evaluated. Publications 45 regarding the scientific basis and mechanisms of action of EMDA and CHT were 46 identified, as well as clinical studies to date. 47 Findings 48 EMDA takes advantage of three phenomena: iontophoresis, electro-osmosis and 49 electroporation. EMDA has been found to reduce recurrence rates in NMIBC patients, 50 and has been proposed as an addition or alternative to BCG therapy in the treatment 51 of high-risk NMIBC. CHT improves the efficacy of MMC by three mechanisms: tumour 52 cell cytotoxicity, altered tumour blood flow, and localised immune responses. Fewer 53 studies have been conducted with CHT than EMDA, but they have demonstrated utility 3 Slater et al. 54 for increasing disease-free survival, especially in patients who have previously failed 55 BCG therapy. 56 Conclusions 57 It is anticipated that EMDA and CHT will play important roles in the management of 58 NMIBC in the future. Techniques of delivery need be standardised, and there is a need 59 for more RCTs to evaluate the benefits of the treatments alongside quality of life and 60 cost-effectiveness. 61 4 Slater et al. 62 INTRODUCTION 63 In the Western world, bladder cancer is the fourth most common cancer in men and 64 ninth most common in women 1, with a rising global incidence 2, 3. In the UK the 65 disease accounts for approximately 10,000 new cases and 5,000 deaths per year 1, 4. 66 Over 90% of bladder cancers are transitional cell carcinomas of urothelial origin 67 (urothelial carcinomas or UCs), and at presentation over 75-85% will be non-muscle- 68 invasive tumours (NMIBC, stages Ta/T1/CIS), with the remainder being muscle-invasive 69 (stages T2-4) 4-6. 70 50-55% of bladder cancer patients present with Ta tumours, where recurrence is the 71 main clinical issue, occurring in up to 80% of cases 4, 6; for the 20-25% of patients 72 presenting with T1 tumours, progression is the main clinical concern, occurring in up to 73 45% of cases 4, 6. Progression to (or presentation with) muscle-invasive disease (stages 74 T2-4) represents a critical step, necessitating more radical and aggressive therapies, 75 and carries a 5-year survival rate of only 27-50% 4, 6-8. 76 The four mechanisms of NMIBC recurrence are described as incomplete tumour 77 resection, tumour cell reimplantation, the growth of microscopic tumours present (but 78 undetected) at initial TURBT, and “genuine” new tumour formation 9, 10. As highlighted 79 by Brausi 11, optimising all of our existing capabilities to abrogate each of these 80 mechanisms could further improve our therapeutic impact on NMIBC, and new 81 technologies should be seriously and critically evaluated, not only for efficacy but for 82 cost-effectiveness 12. In this regard, device-assisted intravesical chemotherapy 83 regimens appear to show improved efficacy versus passive diffusion regimens: studies 5 Slater et al. 84 comparing EMDA and CHT to conventional treatment have yielded promising results, 85 showing potential to improve intravesical therapy for NMIBC patients 13. In this review 86 we outline the scientific basis and mechanisms of action of EMDA and CHT, present a 87 brief summary of their clinical utility, and highlight important areas for future studies. 88 89 METHODS 90 A PubMed literature search, search of the ClinicalTrials.gov database and Cochrane 91 library was performed to source evidence for this non-systematic review. Search terms 92 used included; ‘EMDA’, ‘hyperthermia’, bladder cancer’. Randomised controlled trials, 93 systematic reviews and meta-analyses were evaluated primarily. 34 papers were 94 selected for this review. 95 96 FINDINGS 97 EMDA 98 EMDA utilises an electric current to enhance transepithelial drug penetration 14. EMDA 99 is administered via a battery-powered generator delivering an electric current of 0-30 100 mA/0-55 V DC, which is passed between 2 electrodes 15: an Active electrode is placed 101 into the bladder as part of a transurethral catheter, and Dispersive ground electrode 102 pads are placed on the skin of the lower abdomen. 6 Slater et al. 103 EMDA takes advantage of three phenomena: iontophoresis, electro-osmosis and 104 electroporation. Iontophoresis involves propelling a substance into tissues by passing 105 an electrical current through a solution containing the active charged ingredient 16. 106 Electro-osmosis transports non-ionised polar molecules (eg. MMC) against their 107 columbic gradients when there is convective flow of water in association with ions 16. 108 Electroporation is the increase in electrical conductivity and permeability of cell plasma 109 membranes due to the application of an electrical field 16. 110 MMC is a polar and non-ionised molecule in the range of pHs which may be present in 111 the bladder (4.5-8.5) 17. It is delivered in a solution of Na+/Cl-/MMC, and when a 112 current with a positive polarity is applied to this solution the sodium ions move via 113 iontophoresis, and MMC molecules are carried with them via electro-osmosis, 114 increasing the rate and depth of delivery 17. 115 In vitro studies demonstrate that the penetration of MMC into non-cancerous bladder 116 wall with EMDA is significantly greater than that achieved by passive diffusion (PD) 117 alone 16, 17: measurements made in the urothelium, lamina propria and muscularis 118 layers and concentrations are significantly greater for EMDA at all levels than for PD 119 (EMDA increases MMC delivery by 4-7 fold) 17. In these studies penetration of the drug 120 into the muscularis propria was insufficient to inhibit a significant proportion of the 121 proliferating cells in this layer 18, but since cancerous tissue is more permeable to 122 water and solute than normal urothelium the drug concentration in bladder tumours 123 may be sufficient to achieve inhibition of proliferating cells in the muscularis propria 19. 7 Slater et al. 124 In terms of efficacy, the results of published EMDA clinical trials are summarised in 125 Table 1. The majority of these studies have evaluated EMDA MMC as first-line 126 intravesical therapy following TURBT (adjuvant therapy), and there remains a paucity 127 of evidence supporting the use of EMDA MMC following failure of BCG therapy 20. In 128 terms of tolerability, to date the use of EMDA MMC in clinical practice has never 129 resulted in haematological toxicity, severe allergic reactions, life-threatening adverse 130 events or any treatment-related deaths 21. 131 132 Chemo-Hyperthermia 133 The effect of hyperthermia on cancer cells has been investigated since the 1950s, and 134 the use of CHT to manage bladder cancer has recently been the subject of a systematic 135 review 22. The review indicated potential for CHT in becoming a part of standard 136 therapy for high-risk NMIBC patients with recurrent tumours whom are unsuitable for 137 radical cystectomy or whom have contraindications for BCG therapy 22. The Synergo 138 SB-TS 101 system is currently the most commonly used system of CHT delivery 23, 139 utilising an RF generator to deliver radio-frequency (heat energy) at 915MHz. The 140 Combat BRS system is now also in the marketplace, utilising a heat exchanger instead 141 of a radio-frequency system. There is a theoretical independent advantage of radio- 142 frequency energy for tumour cell killing, additional to hyperthermia, but a heat 143 exchange fluid recirculation system is likely to reduce hot and cold spots and burning 144 of the bladder wall 24. However, until the Combat BRS system becomes more widely 145 used, direct comparisons cannot be made. 8 Slater et al. 146 Hyperthermia affects the tumour cell directly, the vascular supply to the tumour, and 147 also triggers an immune response 25: 148 1. Hyperthermia induces cell killing (cytotoxicity) above 40.5C: up to 43C there 149 is linear growth arrest involving reduced RNA/DNA synthesis, and cell cycle 150 arrest; above 43C exponential growth arrest occurs along with impaired DNA 151 repair 25. 152 2. Increasing temperatures can alter blood flow and so the vascular effects of 153 hyperthermia are dependent on the type and size of tumour. Increasing the 154 temperature to 43C increases tumour blood flow by vasodilatation, allowing 155 more MMC to be delivered; above 43C tumour blood flow is reduced, possibly 156 limiting the oxygen supply to the tumour (swelling/lysis of endothelial cells, 157 adherence of leukocytes to vessels, increased rigidity of red blood cells, 158 increased blood viscosity) 26. Tumour vasculature is less able to dissipate heat, 159 and so cancer cells are more likely to be heat damaged than non-cancerous 160 cells 26. 161 3. Upon heating, the tumour microenvironment becomes increasingly hypoxic 162 and acidic, further increasing the sensitivity of cells to both heat and cytotoxic 163 therapeutics 164 plasminogen activator inhibitor 1 (PAI-1) in endothelial cells 27. 165 166 26, and angiogenesis is inhibited by the upregulation of 4. Hyperthermia mimics the increased body temperature seen in fever 28, stimulating an immune response constituting multiple changes to enhance 9 Slater et al. 167 immune surveillance 29: induction of heat shock proteins can prime CD8+ 168 cytotoxic T cells and lead to autovaccination against the tumour 25, as well as 169 increased natural killer cell infiltration, increased migration and adhesion of 170 lymphocytes, increased T cell and antibody numbers, increased concentrations 171 of cytokines and acute phase proteins, and a lowering of the activation 172 threshold required for many immune system effector molecules. 25, 28 173 In vitro studies have shown that hyperthermia also has a synergistic effect on MMC 174 administration 30, potentially caused by increased MMC uptake by heated tumour cells, 175 increased drug activation, and tumour cells being less able to counteract MMC’s 176 cytotoxic effects. 25 177 The 2011 systematic review of 22 studies by Lammers et al. indicated a 59% reduction 178 in NMIBC recurrence rate when CHT is compared with MMC alone, and an improved 179 bladder preservation rate (87.6%) could prove to be a significant benefit of this 180 treatment regimen 22. However, definitive conclusions could not be drawn due to the 181 limited number of RCTs and heterogeneity in the study designs. Subsequently, 182 Moskovitz et al. have published their 10 year experience with CHT in both the adjuvant 183 setting (CHT delivered after primary therapy, TURBT) and neoadjuvant settings (CHT 184 delivered before primary therapy) 31, demonstrating 72% recurrence-free survival for 185 the adjuvant protocol with a progression rate of 4.7%. They achieved an initial 186 complete response of 79% for their neoadjuvant protocol, with 84% of these patients 187 remaining free from recurrence 31. The use of CHT MMC in the setting of patients 188 experiencing recurrence following induction or maintenance BCG is currently being 10 Slater et al. 189 assessed in the UK’s HYMN RCT (CHT MMC versus a second course of BCG or standard 190 therapy), with recruitment due to be completed within the next 12months. 191 The currently available CHT trial data on side effects and adverse events is limited. 22 192 However, preliminary results reveal that bladder spasms and pain are the most 193 common side effects, reported in around 20% of patients during active treatment, 194 along with mild and transient lower urinary tract symptoms post-procedure 22. Two 195 studies report a contracted bladder and severe urinary incontinence but the cause of 196 these adverse events was not certain. Side effects are slightly more frequent than in 197 PD MMC patients but, as suggested by Lammers et al., a structured questionnaire for 198 adverse events is recommended in future research for effective evaluation 22. 199 200 DISCUSSION 201 The effective treatment of NMIBC encompasses a range of different procedures and 202 interventions, and improvements to all of these areas should be considered as we 203 strive to improve both outcomes and quality of life for NMIBC patients 32 - optimizing 204 our existing intravesical chemotherapy regimens is just one aspect, albeit an important 205 aspect. In this review, we see that both EMDA and CHT appear safe and effective in 206 reducing recurrence of NMIBC, although more data are needed. Whereas the 207 mechanism of EMDA is quite simple (increasing the rate and depth of MMC delivery to 208 the urothelium), the effects of hyperthermia are varied and have not as yet been 209 thoroughly elucidated. 11 Slater et al. 210 EMDA has been more extensively studied in RCTs than CHT, and there is evidence to 211 support its utility for the treatment of high-risk NIMBC as an alternative to or in 212 addition to BCG, and possibly peri-operatively. Larger, adequately-powered RCTs 213 should be carried out to further evaluate the addition of EMDA to current BCG therapy, 214 and also studies to evaluate whether the timing of EMDA administration alters efficacy, 215 either pre-TURBT (peri-operative or neoadjuvant) or post-TURBT (adjuvant). Radical 216 cystectomy should be the default position following failure of intravesical BCG 20, 217 although bladder-sparing options may be desirable for the very elderly or patients 218 unfit for cystectomy. Although beyond the scope of this review, to date bladder 219 sparing options following BCG failure only achieve recurrence-free survival of around 220 50% at up to 2 years 20, and evaluation of EMDA in this setting is required. 221 With regard to CHT, there are only a small number of completed RCTs and so more 222 evidence is required before definitive conclusions can be drawn and before practice 223 could change 22, and we eagerly await the results of the HYMN trial. In addition, CHT 224 protocols must be standardised, including variables such as duration and temperature, 225 and the equipment/delivery system utilised. 226 There remain a number of questions to be answered for both EMDA and CHT, and a 227 co-ordinated series of carefully-conducted clinical trials are needed to address these. 228 Yet both modalities are interesting and seemingly effective, and are likely to form an 229 important part of our NMIBC armamentarium in the future. Trials to directly compare 230 the clinical effectiveness and cost-effectiveness of EMDA and CHT, as well as effects on 231 quality of life, may also be necessary before implementation into routine clinical 12 Slater et al. 232 practice. However, it is important to note that there have been no new therapeutic 233 agents developed for bladder cancer in over a decade and we should continue our 234 search for such agents in parallel to developing new strategies for the administration 235 of existing agents 33. 236 237 CONCLUSION 238 In conclusion, the potential advantages of EMDA and CHT are important in the 239 management of NMIBC. However, the techniques and timing of delivery must be 240 standardised, and there is a need for more RCTs to evaluate not only the benefits of 241 the treatments with regard to disease-specific outcomes, but also quality of life and 242 cost-effectiveness. 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J Urol 2003 Sep;170(3):777-82. 16 Slater et al. 349 350 Table 1: A summary of comparative EMDA study results to date (CR = complete response, RR = recurrence rate, PR = progression rate, DF = disease-free, DS = disease-specific, m = months) Study Total N 28 Brausi 34 G1/G2 Ta/T1 108 Di Stasi 35 Multifocal CIS, incl. 98 T1 212 Di Stasi 15 T1 Di Stasi 21 374 Arm 1 Pre-TURBT PD MMC Arm 2 Pre-TURBT EMDA MMC Post-TURBT PD MMC Post-TURBT EMDA MMC (‘maintenance’) (‘maintenance’) Post-TURBT BCG Post-TURBT BCG followed by EMDA MMC (induction, then maintenance for responders) TURBT alone Post-TURBT BCG (‘maintenance’) (induction, then maintenance for responders) Post-TURBT PD MMC Outcome Outcome Outcome Arm 1 Arm 2 Arm 3 41.6% CR 40% CR 60% RR in responders (7.6m) 33% RR in responders (6.0m) DF interval 10.5m DF interval 14.5m 28% CR (3m) 53% CR (3m) 56% CR (3m) 31% CR (6m) 58% CR (6m) 64% CR (6m) Median time to recurrence 19.5m Median time to recurrence 35m Median time to recurrence 26m DF interval 21m DF interval 69m 57.9% RR (88m) 41.9% RR (88m) 21.9% PR (88m) 9.3% PR (88m) DS mortality 16.2% (88m) DS mortality 5.6% (88m) 64% RR (86m) 59% RR (86m) 38% RR (86m) <0.0001 DF interval 12m DF interval 16m DF interval 52m <0.0001 Arm 3 Pre-TURBT EMDA MMC P 0.0012 0.0012 0.004 0.01 351 17