Assessing the Mechanical and Psychological Effects of District Magnitude: Appendix Romain Lachat, André Blais, and Ignacio Lago Journal of Elections, Public Opinion & Parties This appendix is divided in three sections. The first one presents a summary of electoral system effects based on a different specification of the voting choice model in the 2005 analysis. Section 2 includes descriptive information on the distribution of votes and seats in the 2009 election. Section 3, finally, summarizes the results of the model replication based on the 2009 election. 1. Robustness test, 2005 election Table A1 summarizes the electoral system effects obtained with a different specification of the 2005 voting choice model. For that robustness test, party viability was measured not as a dummy, but as a function of the number of votes needed to win the last allocated seat. For parties that did win a seat in the previous election, viability is equal to 1. For parties that did not, we computed the number of additional votes that party would have needed to win the last allocated seat, expressed as a proportion of the total number of votes cast in that electoral district. The viability variable is then computed as 1 minus that proportion of votes. The lower the value, the less viable the party is. For instance, a value of 0.8 (1 - 0.2) means that the non-viable party had to increase its results by 20 percent to win a seat in the district. 1 Table A1. Summary of electoral system effects in the 2005 election, by district magnitude. Results when viability is measured as a ratio variable. All districts 17 <8 7 By district magnitude 8-21 8 21.13 3.25 15.11 2.53 16.38 2.88 7.14 2.04 21.24 3.27 12.37 2.41 23.31 3.39 22.09 2.91 Psychological effect Δ % votes small parties Δ ENEP Δ % seats small parties Δ ENPP 0.18 0.01 0.47 0.02 0.53 0.03 0.00 0.00 0.24 0.01 1.03 0.05 0.00 0.00 0.00 0.00 Mechanical effect Δ % seats small parties Δ ENPP 3.76 0.21 9.65 0.63 4.70 0.26 0.63 0.02 Total effect Δ % seats small parties Δ ENPP 4.23 0.24 9.65 0.63 5.73 0.31 0.63 0.02 Number of districts Party system characteristics % votes small parties ENEP % seats small parties ENPP >21 2 2 2. Results of the 2009 election Table A2 presents the distribution of parties’ votes and seats in 2009, at the district level. (This is the equivalent of Table 1 in the main text for the 2005 election.) Table A2. 2009 Portuguese election (resident districts): Percentage of votes and number of seats received by the five main parties PS Lisbon Porto Braga Setúbal Aveiro Coimbra Leiria Santarém Viseu Faro Madeira Viana do Castelo Azores Vila Real Castelo Branco Guarda Beja Bragança Évora Portalegre Total seats % votes % seats Districts with seats Votes 36.4 41.8 41.7 34.0 33.8 38.0 30.1 33.7 34.7 31.9 19.4 36.3 39.7 36.1 41.0 36.0 34.9 33.0 35.0 38.3 Seats 19 18 9 7 6 4 4 4 4 3 1 3 3 2 2 2 2 1 1 1 96 36.6 42.2 20 PPD/PSD Votes Seats 25.1 13 29.2 12 30.8 6 16.4 3 34.6 7 30.6 4 34.9 4 27.0 3 37.5 4 26.2 3 48.1 4 31.3 2 35.7 2 41.1 3 29.8 2 35.6 2 14.6 0 40.6 2 19.0 1 23.8 1 78 29.1 35.2 19 PCP-PEV Votes Seats 9.9 5 5.7 2 4.6 1 20.1 4 3.8 0 5.7 0 5.1 0 9.2 1 2.9 0 7.8 0 4.2 0 4.2 0 2.2 0 2.9 0 5.1 0 3.3 0 29.1 1 2.4 0 22.3 1 12.9 0 15 7.9 6.5 7 CDS-PP Votes Seats 11.0 5 9.3 4 9.7 2 9.1 1 13.0 2 8.8 1 12.6 1 11.2 1 13.4 1 10.7 1 11.1 1 13.6 1 10.3 0 10.1 0 8.4 0 11.2 0 5.7 0 12.6 0 6.4 0 8.0 0 21 10.4 9.1 12 BE Votes 10.8 9.2 7.8 14.0 9.0 10.8 9.5 11.8 6.5 15.3 6.2 8.6 7.3 5.5 9.1 7.6 10.0 6.2 11.1 10.8 Seats 5 3 1 2 1 1 1 1 0 1 0 0 0 0 0 0 0 0 0 0 16 9.8 7.0 9 Note: The districts are ordered by decreasing magnitude. The results of the smaller parties, which received a total of 6.2 per cent of the votes and 0 seats, are not included. 3 3. Replication of the analysis with data from the 2009 election In 2009, the model of voting choice on the basis of which the electoral systems are computed is similar to the one of 2005. The only difference regarding the model specification, as explained in the main text, is the operationalization of leader evaluations. More detailed information was available in 2009, in the form of like-dislike scales for the leaders of each of the five main parties. Instead of a dummy variable identifying the leader that best represents one’s views, the 2009 model includes an eleven-point scale of sympathy for a party’s leader (coded from 0 to 10, with higher values indicating a higher level of sympathy). Another difference is sample size and the number of available districts. As the 2009 sample was much smaller than in 2005, we not only have fewer respondents, but also fewer districts. The 2009 analysis includes respondents from 15 districts, corresponding to a total of 200 seats. The estimated coefficients for this model of voting choice are presented in Table A3. The summary of electoral system effects, for all districts or by district size, can be found in Table A4. Electoral system effects are also presented in the form of figures, showing how the size of the electoral system effects varies with district magnitude. Figure A1 shows the psychological effect in terms of votes (changes in the percentage of votes for small parties and in the Effective Number of Electoral Parties), Figure A2 shows the psychological effect in terms of seats (changes in the percentage of seats for small parties and in the Effective Number of Parliamentary Parties), and Figure A3 shows the size of the mechanical effect. 4 Table A3. Model of vote choice, 2009 election (Conditional logit model) Variable Viability Left-right distance Left-right distance * Viability Party sympathy Party sympathy * Viability Leader sympathy Leader sympathy * Viability Party identification Party id. * Viability BE CDS-PP PCP-PEV PPD/PSD N (observations) N (respondents) Log likelihood McFadden R2 Coef. 1.26 -0.15 -0.13 0.47*** -0.09 0.30** -0.04 0.83 0.73 -1.56*** -1.39*** -1.63*** 0.02 Std. Err. 1.07 0.11 0.12 0.13 0.14 0.11 0.12 0.69 0.75 0.28 0.27 0.28 0.20 2937 599 -257.68 0.73 † p<0.10; * p<0.05; ** p < 0.01; *** p < 0.001 5 Table A4. Summary of electoral system effects in the 2009 election, by district magnitude. All districts 15 <8 5 By district magnitude 8-21 8 >21 2 28.15 3.97 23.01 3.02 25.33 3.66 9.76 2.11 29.19 4.07 24.24 3.09 28.30 4.00 27.91 3.38 Psychological effect Δ % votes small parties Δ ENEP Δ % seats small parties Δ ENPP 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.01 0.00 0.00 0.00 0.00 0.00 0.00 Mechanical effect Δ % seats small parties Δ ENPP 2.47 0.12 12.20 0.52 2.99 0.17 0.17 -0.01 Total effect Δ % seats small parties Δ ENPP 2.26 0.14 12.20 0.64 2.56 0.19 0.17 -0.01 Number of districts Party system characteristics % votes small parties ENEP % seats small parties ENPP 6 Figure A1. Psychological effect in the 2009 election: Change in vote shares of small parties and in the ENEP when all parties are deemed to be viable, by district magnitude 7 Figure A2. Psychological effect in the 2009 election: Change in percentage of seats of small parties and in the ENPP when all parties are deemed to be viable, by district magnitude 8 Figure A3. Mechanical effect in the 2009 election: Change in percentage of seats of small parties and in the ENPP when all districts are as proportional as the largest one, by district magnitude 9