The Trial of Alan Nunn May 1 May 1946, The Old Bailey, London Introduction In September 1945, a Russian cipher clerk named Igor Gouzenko walked out of the Soviet embassy in Canada with a briefcase full of classified documents, and attempted to solicit the help of Canadian authorities in order to defect. At first, the Canadian authorities did not realize that Gouzenko carried valuable, classified Soviet information, especially regarding a prominent spy ring that was active in Canada at the time, in addition to many other documents; they initially turned him away. Gouzenko was forced to seek asylum during the night with one of his Canadian neighbors. The next day, Gouzenko made his way to the offices of the Royal Canadian Mounted Police, where he convinced Canadian authorities that his request for aid in his defection was not a joke.1 Eventually, the Canadian authorities accepted his story, offered him and his family asylum in Canada, and began to scrutinize the documents that he carried out of the Soviet embassy with him. The defection of Igor Gouzenko from Russia to Canada sparked an international crisis, because it revealed an insidious Soviet spy ring that had taken root within the top-secret atomic research facility in North America. The Canadians, British, and Americans had already done a great deal to prevent security Alan Moorehead, The Traitors: The Double Life of Fuchs, Pontecorvo, and Nunn May (United Kingdom, White Lion Publishers: 1952), 5-10. 1 leaks, but it was now obvious that leaks were occurring anyway. Their worst fears had come to light. Alan Nunn May was a well-respected British physicist who had graduated at the top of his class from Cambridge, quickly rising up the ranks of physicists in Britain. In 1943, while World War II was raging in Europe, British authorities asked Nunn May to begin work on a highly secret project in Canada that was affiliated with the Manhattan Project's atomic research program. While there, he had access to atomic research secrets that the Soviets desperately wanted. Of the known secrets and materiel that Nunn May turned over to his Soviet handler, the most important is probably the fact that he procured some small samples of enriched uranium (U233 and U235). He also turned over data from an atomic research report from the University of Chicago metallurgy lab, in addition to other inconsequential (according to Nunn May) information about other American made weapons.2 His handler also asked to be introduced to several important and prominent researchers at the facility. Alan Nunn May has been the constantly overlooked first spy who helped to spark the Cold War. This neglect of his role as the first scientist to be caught and convicted of spying for the Soviets in the atomic age is probably a mistake, as Nunn May's spying was an alarm bell of which British intelligence should have taken more notice. His trial also attracted little historical attention. Moorehead, The Traitors, 35-38. Nunn May had access to the research library and laboratory at the University of Chicago lab, which was, itself, affiliated with the Manhattan Project that Nunn May was working on in Canada. He took advantage of his ability to access the Chicago library on several occasions to gather data for the Soviets. 2 2 A Note on the Sources Until 2003, Alan Nunn May remained a largely unknown scientist, his unwanted claim to fame having been that he was the first British scientist convicted of espionage. A flood of obituaries was printed upon his death in that year. A good deal of hitherto unavailable biographical information came out of those obituaries, in addition to their recapitulation (in all of them) of his trial and conviction. The obituaries were from Canadian, American, and British publications. The bulk of the information about the trial of Alan Nunn May comes from contemporaneous news accounts, mostly in the New York Times and the London Times, although a handful of articles were from Canadian newspapers, and other American publications, namely, The Washington Post and The Chicago Tribune. In March 2007, the Security Service of MI5 in Britain released numerous declassified files about the trial, including the transcripts from May 1946, along with other important documents relating to Alan Nunn May's file.3 The transcripts offer important insights into the thinking of Nunn May, and his compelling reasons for sharing atomic secrets with the Soviets. They also shed some light on the Judge’s motivations for imposing the harsh sentence on Nunn May. Finally, they confirm the facts as reported by the various news articles discussed above. The transcripts, themselves include a rather ordinary, mundane, probably ninety minutes of pontification by the judge and the attorneys from both sides. Nunn May himself spoke only once, and that was to plead, "Guilty, my Lord."4 They illustrate the All secret MI5 documents covering the trial of Alan Nunn May were found on the MI5 website at www.mi5.gov.uk/output/atomic-scientists-1.html 4 Rex v. Alan Nunn May, MI5 documents KV/2/2214 (Old Bailey 1946) 1. 3 3 likely thinking and motivations of Nunn May as revealed through the speech of his attorney; they also reflect the focus and anxieties of the state regarding the larger political ramifications of Nunn Mays espionage. Clearly, Britain's relationship with the United States and the Soviet Union had become tenuous. Finally, the transcripts allow us to see the thought-process of the judge, who imposed a severely harsh sentence on Nunn May. The transcripts and the articles taken together provide a fuller account of the whole story. Another source used was the United States Congressional hearings on the McMahon Bill. They are crucial in illustrating the concerns and anxieties of scientists regarding the power of the atomic bomb. The testimonies of several prominent scientists were recorded in these hearings. The Congressional Hearings are useful in that they reflect the same concerns that Nunn May had, which impelled him to give secrets about the technology away. The text of the actual bill that was passed in 1946 demonstrates the United States' concern about sharing information, and with whom to share it. More importantly, it ensured that no foreign scientist would have access to American research facilities, thereby restricting the possibility of future leaks of classified information.5 The only non-media, secondary source that provides substantial information about Alan Nunn May, his background, and the trial, is a book entitled, The Traitors: The Double Life of Fuchs, Pontecorvo and Nunn May, written by Alan Moorehead in 1952. This source fills in essential gaps where MI5 Security files are not available or are still classified. Most of the book's value is its biographical information of Nunn May, particularly regarding his education, early career, and early leftist political leanings while he was still a young university student in England. On the other hand, Moorehead did not 5 Atomic Energy Act of 1946, Sec 10 (a) 1. 4 provide citations for any of his facts in the book, nor did he include a bibliographic essay, so it is not clear how he acquired the information for the book. For the most part, I tried to verify Moorehead's information with other sources, either news articles or information from Nunn May's security filed with MI5 before I used it. Finally, a few other secondary sources have been helpful in understanding the British Secret Intelligence Service in general, but especially regarding Nunn May's case, in particular. Michael S. Goodman's Spying on the Nuclear Bear is a useful resource in understanding the British need to gain information on the Soviet Union, even during the final years of World War II when the Soviet Union was a western ally. Purpose and Focus The conviction of Alan Nunn May might have been considered the proverbial shot heard round the world in the twentieth century, except that the world did not notice its importance until almost sixty years later. How did this important trial go essentially unnoticed until the death of a convicted traitor? Interestingly, and somewhat unfortunately, other espionage trials garnered more attention than Nunn May’s, although his was probably more important to global security and international political affairs. Nunn May's trial was important for several reasons, not the least of which is that it was the first trial and conviction for espionage of a British scientist in the nuclear age; it did, in fact, mark the beginning of the Cold War between the western democracies and the communist Soviet Union.6 This discovery of espionage within the ranks of allied scientists working on atomic research with the Manhattan Project prompted the United Brian Cathcart. 2003. "Alan Nunn May: Britain's First Convicted Atom Spy," The Independent, 29 Jan. Moorehead. The Traitors, 12. 6 5 States to end the practice of sharing secrets with all of her allies, not just Britain.7 Finally, this trial is also important in the ethical issues it reflects amongst the scientific community about the use and possession of this new atomic power. Before analyzing the trial, however, it is important to place the man in context, and try to understand him further, if possible. Interestingly, Nunn May's obituaries from 2003 provide a more detailed picture of the man and his motives than any other available file, document, article, or interview written or produced during his lifetime. Alan Nunn May was born in Birmingham, England in 1911.8 While he was at Cambridge, he studied physics under a prominent left-wing physicist, Patrick Blackett (described as "an ardent admirer of all things Soviet").9 While at Cambridge, Nunn May was open about his leftist political tendencies. He had no qualms about joining clubs or associations that were sympathetic to Soviet ideology, and even managed to travel to the Soviet Union at some point.10 During his lifetime, it was widely assumed, but never confirmed, that he had joined the communist party as a student; this information was finally confirmed in a statement Nunn May made approximately three weeks prior to his death. In this confession, he not only admitted to being a communist party member, but he also confessed to having spied for the Soviets while he was working in Britain, prior to his relocation to Canada to work on the Atomic Energy Act of 1946, Section 10, p. 9-10.; 2003. "Alan Nunn May, 91, Pioneer in Atomic Spying for Soviets," The New York Times, 25 Jan.; Bulletin of the Atomic Scientists online. 8 Cathcart. 2003. "Alan Nunn May," 29 Jan.; 2003. "Alan Nunn May Obituary: Nuclear Scientist Who Served Six years for Passing Atomic Secrets," The Times, 24 Jan. 9 Cathcart. 2003. "Alan Nunn May," 29 Jan. 10 Ibid. This article is the only source that indicated such a degree of openness regarding Nunn May's pro-Soviet or pro-communist leanings. 7 6 Manhattan Project.11 This information is telling, since Nunn May's MI5 security file indicates that British intelligence was not aware that he had been contacted by the Soviets prior to his work in Canada. According to the MI5 security files, however, Nunn May had been noticed by British intelligence as early as 1938, several years prior to their subsequent interest in him in 1945, when he was actively spying.12 Nunn May caught their attention because he was observed by British intelligence as attending a "Communist faction" meeting, a different meeting from the one he was supposed to have been attending. He was in London at the time "as the representative of the British Association of Scientific Workers to the World Boycott Conference."13 This information is important for several reasons, not the least of which is that if British intelligence were serious about weeding out spies, it would have been expected to put him on a short list of people of interest, especially since he was quickly becoming a prominent scientist, working with secret information, and for the British government. Furthermore, this information may also shed light on Nunn May's motivations for treason. Throughout the entire episode (the investigation, the trial and the conviction), Nunn May remained staunchly quiet about his crimes, his motivation for committing them and his Soviet contact, which will be discussed later in greater detail. When Nunn May was convicted for sharing secrets, he originally Ibid. MI5 Security Service files. File refs. KV 2/2209, (1937-1945), National Archives, United Kingdom. Found at https://www.mi5/gov.uk/output/atomic-scientists1.html. 13 Ibid. 11 12 7 confessed to the crime because he believed that all countries should have nuclear capability, "for the safety of mankind."14 Many years later, in 2003, it was reported in one of his obituaries that he had claimed to have shared intelligence once with the Soviets even before he left Britain to work in Canada. Nunn May claimed he did it because he learned that the Nazis might have the capability of detonating a "dirty bomb," one "that would spread radioactive poison over a large area."15 This discrepancy in Nunn May's account of his motivations for espionage will be analyzed further, below, but it raises questions about his real motives. Again, the obituaries are essential for the background information that they provide, filling in further details of Nunn May's espionage, and perhaps shedding some light on his motivations for sharing secrets. Because Nunn May was reluctant to grant interviews, and he consistently shunned the idea of publishing public statements, many questions remain regarding the circumstances that compelled him to spy. As we will see later, much can be understood for what he did not say, as much as for what he did say. The Trial The information that Gouzenko provided to authorities in Canada following his defection sparked immediate interest within MI5. British intelligence quickly made the connection between the British physicist working in Canada–codenamed 'Alek', who had 14 15 2003. "Nunn May." New York Times obituary. 25 Jan.; Moorehead, The Traitors, 39. Cathcart, 2003. "Alan Nunn May," 29 Jan.; Moorehead, The Traitors, 22. 8 access to secret information that was finding its way to the Soviets–and Nunn May.16 British intelligence began investigating Nunn May at this point, but they did not want to tip him off that they were aware of his apparent treason; they believed that if they could keep Nunn May from revealing that they were on to him, he might perhaps lead them to his handler and uncover who was behind the spying, and perhaps enable them to discover the more powerful individual(s) directing the spies.17 Nunn May's work in Canada was scheduled to end in fall 1945, and so he returned to London very soon after Gouzenko's defection. According to Gouzenko's information, Nunn May was supposed to meet his handler in London in late October. British intelligence followed Nunn May in order to determine who his contact was, but that meeting never happened.18 British intelligence speculated that Nunn May had been tipped off that he was in danger and being followed, which may be why he did not show up at the London meeting. After several months of watching Nunn May, authorities realized that he apparently no longer intended to meet with his handler. That fact, coupled with the fact that he no longer worked on the top-secret atomic research project, convinced the British authorities that it was time to arrest Nunn May for his treasonous Moorehead, The Traitors, 31-39; Richard Norton-Taylor. 2003. "How First Atoms Spy was Uncovered: Soviet Clerk's Story 'Too Hot to Handle,'" The Guardian, 14 Nov.; MI5 Security Service files. File refs. KV 2/2209 and KV 2/2210, (1937-1945, 1945), National Archives, United Kingdom. 17 Moorehead, The Traitors, 33. 18 Moorehead and MI5 Security Files. 16 9 activities in Canada.19 He was arrested on 5 March 1946 for violating the Official Secrets Act of 1911.20 The Official Secrets Act of 1911 states, in part, that anyone who is found guilty of giving away any information "which is calculated to be or might be or is intended to be directly or indirectly useful to an enemy" shall be sentenced to up to seven years of hard labor.21 This law also states that the mere fact of giving away information is a felony. The law is clear that intent is not important in deciding guilt or innocence. The criminal act is in the sharing of information regardless of malicious or benevolent intent. On 1 May 1946, the trial of Alan Nunn May was held at the Old Bailey in London. The trial itself was unremarkable and brief, lasting only an hour and a half with Nunn May speaking only once to declare his guilt. Nonetheless, some important developments took place in the trial. Gerald Gardiner, Nunn May's attorney, made a speech to the court in an attempt to garner sympathy (and perhaps a lesser sentence) for his client. Gardiner attempted to explain Nunn May's actions, perhaps in the hope that knowledge of his reasons for sharing secrets would help to counter the idea that Nunn May was an evil monster for having aided the Russians.22 In Gardiner's speech, he claimed that Nunn May had felt the pull of his conscience when he decided to share atomic secrets with the Russians. At the time of his Ibid. Moorehead, The Traitors, 39; 1946. "Nuclear Physicist Arrested in London," New York Times, 4 Mar.; 1946. "Atomic Secrets Charge: Scientist Remanded to Custody," The Times (London), 6 Mar.; MI5 Security Files, KV 2/2213 (1946). 21 Official Secrets Act of 1911 (1 & 2 Geo. 5; Ch. 28) 3. 22 In the trial transcripts and several contemporary articles about the matter, the Soviets are referred to as Russians, perhaps with the 1940s understanding that the terms Russian and Soviet could be used interchangeably. I use Russian in this context because Russian is used in the original transcript. 19 20 10 crime, the Russians were still allied with Britain, Canada, and the United States, and their common enemy was still Germany. Gardiner argued that, although Nunn May should not have given away secrets, he should not be considered a traitor, as he was hoping that the information might help the Russians defeat Germany faster, thus also helping out the allied cause.23 Furthermore, Nunn May felt that since the Russian scientists were also working on atomic research, and since, again, Russia was an ally, then the other allies (Britain, Canada, and the United States) were obliged to share this information with them.24 Cooperation with all of the allies would ensure that the common enemy, Germany, would be quickly vanquished. Nunn May held that if the allies kept secrets from each other, then they were working at conflicting purposes, and would serve to hinder their progress in the war effort against Germany. Finally, Nunn May, through Gardiner, further argued that responsibility fell to the scientists, who make such important discoveries, to share them with everyone, essentially for the good of all mankind, that "this discovery was one of great consequence to humanity."25 In the only recorded statement Nunn May released prior to his incarceration, he stated that his actions were a "contribution I could make to the safety of mankind."26 In sentencing, Mr. Justice Oliver, the presiding judge, displayed his contempt for Nunn May. Clearly, Oliver was unconvinced of the good intentions of Nunn May's actions, referring to him, the man, as "dishonourable," and "dreadful," his actions full of "crass conceit" and "wickedness;" Oliver sentenced Nunn May to ten years of hard labor Rex v. Nunn May, 7. Ibid. 25 Ibid. 26 Cathcart, "Alan Nunn May." 23 24 11 for his crime. Setting aside the fact that Nunn May was entrusted with sensitive information, and that he had taken an oath to abide by the Official Secrets Act of 1911 before he left Britain to work on atomic research in Canada, the sentence was harsh for the damage or perceived damage that Nunn May's spying accomplished. 27 That is, in addition to the fact that Nunn May's espionage affected Britain's international relations with its allies, particularly the United States (which issue will be analyzed later), it seemed to succeed in helping the Soviets in their quest to understand the science of atomic power. At least the information that Nunn May provided to the Soviets seemed valuable to the Soviets, whether or not it really was.28 What important considerations does this trial introduce? The trial reflects a number of things that were happening in the world. The first important issue that the trial raises is the ethical issue of atomic power, who should have this power, and whether or not it should remain secret. Nunn May's major concern was his seemingly crisis of conscience, although he made no secret of his leftist leaning politics or his support for the communist cause. Nunn May makes it clear that he gave secrets to the Soviets because he believed that one country should not have the monopoly on this powerful technology. In fact, he was indignant that atomic technology was not shared with the Soviets, especially given the fact that in 1945 they were supposed to be England's ally in World War Two.29 Although Nunn May refused to testify on his own behalf at the trial, his barrister, Gardiner, implored the judge, on Nunn May's behalf to take into consideration the fact Ibid., 8; 1946. "Atomic Secrets Charge: Scientist Sent for Trial, Bail Refused," The Times of London, 20 Mar. 28 Moorehead, The Traitors, 28-29. 29 Rex v. Alan Nunn May, 7. 27 12 that Nunn May gave the secrets on account of his conscience and not from any malicious intent. Gardiner also reminded the judge that in all of Nunn May's many years as a scientist, his work was directed at only good things for the country, and that he should be considered a national hero, taking into consideration all of the grand contributions that he made to science, and for the benefit of England. That fact coupled with the fact that Nunn May thought he was helping mankind should have added up to a lighter sentence, if not acquittal altogether. Again, the barrister spoke on behalf of the scientist, but used Nunn May's words very carefully. The issue that Nunn May introduced regarding the powerful moral and ethical implications of the use of atomic power and how to regulate its use and dispersal was a recurring theme amongst the scientific community at the time. Many scientists working on the Manhattan Project (or somehow affiliated with the important atomic research for it), academics, lawyers, University presidents and the Secretary of Commerce testified at the American Congressional Hearings for the McMahon Bill in late January and early February 1946.30 Robert Hutchins, Chancellor of the University of Chicago, was the first to testify at the hearings on 25 January 1946. His testimony was valuable because the University of Chicago was a major research center for atomic power before the Manhattan Project was started. After the Manhattan Project had been up and running for some time, the University of Chicago organized and ran several more prominent research centers The McMahon Bill, also known as the Atomic Energy Act, was introduced to Congress for the purpose of regulating atomic power and research; after the disclosure of Nunn May's security leak, the Bill included language that restricted the United States from sharing atomic research and knowledge with her allies. The Bill was passed in August 1946. 30 13 affiliated with the Manhattan Project and atomic energy. Hutchins, and three other prominent representatives of the University of Chicago, testified to the committee, offering their expertise regarding the moral issues of atomic research, its regulation and use.31 Hutchins testified to the effect that any legislation regarding nuclear power must include some international or global agreement, since it was not likely that war could be averted indefinitely. Hutchins was concerned that if war broke out, and those countries (or country) that held atomic weapons used them against their enemies, then a catastrophic destruction would occur, to both sides, not just the attacked. He was adamant that the United States, in having this power, make international agreements to reassure other nations that the United States would not use the powerful weapons as a tool to instill fear or the threat of force. Furthermore, according to Hutchins, a first step in this reassurance would be to place control of atomic power in the United States in the hands of civilian authorities and, not under military control.32 Hutchins seemed to be supporting Nunn May's claim that atomic secrets should not be so secret. The difference, though, is that Hutchins, although he wanted to control the power and technology responsibly, may have to been open to sharing these scientific secrets with everyone, not just those who share our ideology (as in Nunn May's case wanting to share secrets with the Soviets, but not the Germans). Edward Teller, physicist at the University of Chicago, and prominent scientist and researcher, was the final scientist to testify at the hearings. The message of his testimony Hearings Before the Special Committee on Atomic Energy for the Atomic Energy Act of 1946, Part 2, 25 January 1946, p. 101. 32 Ibid., 103-104. 31 14 was essentially the same as that of Hutchins, although Teller was even more radical in his desire simply to end atomic research altogether. He testified about the inordinate power of this new technology and the danger that it posed to mankind if it were allowed to continue to be harnessed. In the end, though, Teller agreed that it was probably too late to go back to a time when this power did not exist, so he believed it was important to regulate it intelligently. On this issue, Teller agreed with Hutchins that atomic power must be regulated by some civilian and international regulations and laws, that it was too dangerous for one entity to have a monopoly on controlling this awesome power.33 Teller agreed with both Nunn May and Hutchins in the fact that security regulations regarding atomic research were too oppressive, not conducive to collaborative discoveries, and even a "hindrance to progress."34 Since there were so many secret regulations imposed on the scientists, their progress was significantly affected in their compliance to the regulations. Teller held that science can only be effective in an atmosphere of collaboration.35 It seems clear from these testimonies that collaboration of scientific principles is common amongst members of the scientific community, so it would not be unheard of for Nunn May to be inclined to share the information with other scientists. Perhaps his crisis of conscience got the better of him during his research, and even though he signed an agreement not to share secrets, he passed on the information anyway because his profession and training taught him to do that. Ibid., 276-279. Ibid., 276. 35 Ibid., 277. 33 34 15 Although only two witness testimonies have been analyzed, they are enough to get a good idea about what the remaining scientists, professors, lawmakers and policy makers testified to. They all wanted to inform the United States Congress of the importance of atomic regulation by a civilian body, and the importance to progress and scientific advancement of restricting security regulations. In other words, they all wanted to ensure collaboration in the scientific community, especially with such a powerful and catastrophic weapon. Although the committee hearings for the McMahon Bill did not take place as a result of Nunn May's conviction in Britain,36 they are important in demonstrating a common feeling among the scientists, regardless of nation of origin or political ideology. Nunn May wanted to share the secrets of the Manhattan Project because he did not believe that the United States should have a monopoly on atomic research or weapons. He believed that a more collaborative approach to atomic power was necessary. Furthermore, Nunn May, as a trained scientist, believed that collaboration was essential for the success of his project. Of course, none of this is to justify Nunn May's actions, or even to argue that he should not have been convicted for treason. The point is to demonstrate that many scientists, many prominent scientists, were unsatisfied with the system set up for the Manhattan Project atomic research program, and they were calling for important and necessary modifications. Nunn May did just that, although he did it in such a way as to preclude any chance of his complaints or protestations being taken seriously. 36 The Bill for the Regulation of Atomic Research (The Atomic Energy Act of 1946) was in the process of being passed anyway; it was, however, modified after it became apparent that a foreign national had given away important secrets on an American atomic energy project. 16 One important global consequence of Nunn May's trial and conviction was its effect on Anglo-British relations, especially regarding progress in atomic research. In March of 1946, news of the leak on the Manhattan Project was made public with the arraignment of Nunn May in London. Prior to Nunn May's arrest, there was a fear that vital information would be shared with enemies, and there was plenty of suspicion that it was already taking place. When this fear was finally confirmed with Nunn May's arrest and arraignment, the American Congress took notice, and took action.37 On 19 March 1946, Senator Bourke Hickenlooper (R-IA) announced to the American Senate that there had, in fact, been a security leak at the University of Chicago atomic research lab. The senator suspected possible leaks prior to the official notice, but he could not substantiate his intuition. Just a month before this disclosure, the American Secretary of State, trying to assuage growing alarm among the public, declared that the technical knowledge of how to make an atom bomb was safe, and that there was no cause for concern about security leaks.38 Hicklenlooper disclosed to the Senate on this day that Nunn May took advantage of his position at the laboratory in Canada to make trips to the affiliated lab in Chicago, and to make use of the highly classified materials housed in the metallurgical lab and library there. Nunn May took several trips to this highly secured library, checking out materials that he copied and passed on to the Soviets. General Leslie Groves, the military commander in charge of the American project at the lab, became highly suspicious of Nunn May after his repeated research trips to the library. According to Groves, in a letter 1946. "Spy Suspect's Visit to U. of C. Atom Lab Bared," Chicago Daily Tribune, 20 Mar., 3. 38 Ibid., 3. 37 17 he had written to Senator Hickenlooper regarding the concerns he had about Nunn May, "[he] had spent more time and acquired more knowledge[...]than any other British physicist. Although I had absolutely no reason to suspect him, I did not like to have him acquire such a wide knowledge of later developments."39 Groves was beginning to feel uncomfortable with the frequency of Nunn May's research trips. In the United States, the Atomic Energy Bill of 1946 reflected the concerns of scientists and lawmakers alike regarding the awesome capability of atomic power. Furthermore, the research into atomic energy was still in its infancy, so much of its true potential was not understood. Congress needed to establish guidelines and regulations for the research, use, protection, and ownership of atomic power, and that is what it set out to accomplish in the passage of the Atomic Energy Bill. The section that dealt with the sharing and dissemination of atomic energy, especially regarding its industrial use was an important addition to the McMahon Act, as it came to be known by the senator who introduced the bill. Section 10 (a)1 of the Atomic Energy Act of 1946 states that: until Congress declared by joint resolution that effective and enforceable international safeguards against the use of atomic energy for destructive purposes have been established, there shall be no exchange of information with other nations with respect to the use of atomic energy for industrial purposes;40 The United States had decided to restrict sharing any information on how to weaponize atomic power with anyone, including its important allies. The British were now forced to perform atomic research alone. The ramifications of Nunn May's security leak would last Moorehead. The Traitors, 25; 1946. "Spy Suspect's Visit to U. of C. Atom Lab Bared," Chicago Daily Tribune, 20 Mar., 3. 40 Atomic Energy Act of 1946. Public Law 585, 79th Congress, Sect. 10 (a) 1. 39 18 for quite some time. From this point in 1946 until 1958, when the United States relaxed its restrictions on sharing information with its allies (presumably because by this point, Britain had already weaponized atomic power on its own), Britain was cut off from any information sharing with the United States, even after repeated attempts by the British government to relax the new American regulations.41 The Americans continued to cite national security as the prime reason for restricting access to their discoveries by any other nation, even such a close ally as Britain. Certainly, the fact that such a substantial security leak had been discovered within the ranks of their British allies did not help to convince the Americans that the two countries should continue to work together and to share sensitive information. For the time being, in 1946, sharing information was too risky for the safety of the country. The Trial Raises Other Concerns In addition to rattling the nerves of Britain's staunchest ally, the trial of Nunn May introduced other questions and issues. One important question is, what are we to make of the verdict in this case? According to the Official Secrets Act of 1911, the penalty for sharing (secret) documents that are "calculated to be or might be or [are] intended to be directly or indirectly useful to an enemy" is harsh labor ("penal servitude") for a period of not less than three years, but not more than seven years.42 Justice Oliver sentenced Nunn May to ten years of penal servitude, citing violation of the Official Secrets Act of 1911, Matthew Grant, ed. The British Way in Cold Warfare: Intelligence, Diplomacy and the Bomb 1945-1975 (London, Continuum UK Publishing: 2009), 16, 18. 42 Ofiicial Secrets Act of 1911, Sect. 1(c). 41 19 Section 1 (c). Oliver seemed unmoved by the heart-felt defense of Nunn May's lawyer; he was, in fact, contemptuous of Nunn May. Why was the sentence so harsh? It was clear by this point, in May 1946, that tensions were growing between western democracies and Soviet communism, and had been developing for some time. The problem is that in the post-World War II world, Britain and the Soviet Union were ostensibly allied, and supposed to be working together in rebuilding Germany. How could this relationship be sustained if England's own citizens were undermining British advancements? Perhaps the sentence was so harsh because the judge wanted to send a message to the Soviets that, even in the face of overt tensions, the fact that England and Soviet Union were allies in post-war Europe was extremely important to England, and it was important to demonstrate to the Soviet Union that England would do what it could to maintain diplomatic relations, even in the face of this obvious difficult adversity. The harsh sentence could have been Justice Oliver's way of establishing the fact that espionage against the homeland would not be tolerated on his watch. This is probably the most likely option. Perhaps he imposed such a harsh sentence because he wanted to dissuade others from attempting to spy against Britain or the United States; clearly he felt contempt for Nunn May since his espionage could have ultimately undermined Britain's global status. There is no question that this incident adversely affected England's relationship with the United States, at least in the short run. How was the trial received in the press? Many news outlets around the world were watching the developments, partially for the intrigue of the incident. It is possible, too, that this story was closely watched because it involved the three of the most powerful 20 countries in the post-War world, and they were supposed to have been working together to rebuild Germany. What would happen to these tenuous alliances if it came out the Soviets were spying on their purported ally? Interestingly, the trial itself was largely ignored in the British press. The details of Nunn May's arraignment were more widely reported than the actual trial. The lack of information about the trial could perhaps be attributed to the fact that it did not introduce any new evidence from the arraignment, or that the information in the trial was still considered secret.43 The news of Nunn May's arrest was reported the day after he was detained directly from King's College where he was working as a lecturer. The report indicated that Nunn May had violated the Official Secrets Act. He was accused "having, on a day in 1945, for a purpose prejudicial to the safety and interests of the State, communicated to some person unknown certain information which was calculated to be, and might be, directly or indirectly useful to an enemy."44 Although the charge was no doubt purposely vague, it is clear that Nunn May was being accused of something serious and threatening to national security. The article also reported that Nunn May had refused to reveal the identity of the person to whom he passed the secrets, and more importantly, where that mystery person was from. Even more intriguing regarding the country of origin of the person to whom Nunn May gave the secrets, in both the arraignment and the trial of Nunn May, the authorities reacted dramatically, when it was revealed that the person was 'Russian.' During the See, 1946. "Atomic Secrets Charge: Scientist Remanded in Custody," The Times, 6 Mar., 2, on the arrest of Nunn May; 1946. "Atomic Secrets Charge: Scientist Sent for Trial, Bail Refused," The Times, 20 Mar., 2, on Nunn May's arraignment and holdover for trial in May. 44 1946. "Atomic Secrets Charge," 6 Mar., 2. 43 21 arraignment, it was reported that when Gardiner asked Nunn May whether or not Russia had been a "gallant ally in February of last year" (referring to the Soviet Union as an ally with Britain and the United States during the final months of the war), the prosecutor defensively demanded to know why Russia had even been mentioned at that point; he insisted that neither Russia nor America had been mentioned during the proceedings, and insinuated that it was inappropriate for Gardiner to mention Russia at this point.45 Gardiner seemed to have felt the need to get this information into the official record; the prosecutor and the Judge seemed to act as if it was important to keep it out of the official record. Something similar happened during the trial when Gardiner sought to emphasize the fact that the Russians were Britain's allies during the war, reminding the court that the Russians had been instrumental in the invasion and occupation of Berlin during the final years of the war. Again, the attorney general reacted at the mention of the Russians, and the defense attorney's insinuation that, at this point, the Russians could be considered enemies. He interrupted Gardiner's speech to interject, "I think I ought to make it abundantly clear that there is no kind of suggestion that the Russians are enemies or potential enemies."46 He went on further to reiterate that the Official Secrets Act prohibits sharing of information with unauthorized individuals, and that this was the crime that Nunn May was accused of, not of sharing secrets with an enemy or with an enemy country.47 1946. "Atomic Secrets Charge," 20 Mar., 2. Rex v. Alan Nunn May, 7. 47 Ibid. 45 46 22 For whatever reason, British authorities did not want to establish an official record of the Russians being considered enemies of Britain. Tensions had already been building at this point in the relationship between the Soviet Union and the western democracies, and it is possible that the British authorities did not want to further damage their tenuous relationship. None of the sources reveal why the judge or the Prosecutor seemed unwilling to establish the Russians as enemies of Britain. Any speculation about their reluctance is just that, speculation. It would seem plausible, however, to speculate that there may have been a concern about Russia's reaction to being declared an enemy of Britain in the official court record. One group that was watching the trial with especially great interest was the scientists. The brotherhood of scientists was waiting to see the outcome, as presumably it would affect their lives directly. There was a substantial outcry in the London papers, especially over the harsh sentence imposed on Alan Nunn May. He was sentenced to twice the average penalty that his crime called for. On 13 May, the executive committee of the Association of Scientific Workers issued a statement condemning the harsh sentence, declaring that Nunn May's crime called for a maximum sentence of only five years. They were also especially disturbed that none of Nunn May's previous patriotic work for the country had been taken into consideration. In fact, they argued, Nunn May's prior scientific work had contributed much to Britain's ability to win the war.48 Whether that was true or not, it is clear that the scientific community in Britain was unsatisfied with the way Nunn May had been treated. 48 1946. "Dr. Nunn May's Sentence," The Times, 13 May, 2. 23 On 17 May, The Times reported that Nunn May's sentence had been brought before the House of Commons in a petition to have it reduced. A Mr. Brown of Rugby, indicated that it was clear that Nunn May was not a common criminal, and that the facts of the case should be more closely scrutinized.49 Ultimately, the Commons determined that it would not interfere with the sentencing because it could not find any evidence of wrongdoing by the court. Another paper watching the outcome of the trial was the Chicago Daily Tribune. Interestingly, a tiny blurb of an article appeared there on 23 June 1946 regarding the sentence. It is unfortunate that this is the only evidence that others were considering the verdict, because it introduces an interesting perspective on the verdict, and from a foreign point of view. The article reports the sentence as "remarkable," but not for why one may think. The writer asserts that if Nunn May were really guilty of treason then this sentence was "grossly inadequate;" if he were guilty of just "indiscretion," then the sentence was extraordinarily harsh.50 This is a good question posed to the British authorities. It was strange that Nunn May was publicly referred to as a traitor in Britain, but given such a light sentence. It asks whether or not he should be considered a traitor; if so then punish him as such. If not, then reduce the sentence. It is quite interesting that there seems to be a discrepancy between the public diplomacy or the public face of Britain regarding its "ally" the Soviet Union and the official, private concerns that Britain had toward such an ally. Although the judge made a public spectacle of the fact that Nunn May was spying for the Soviets, British intelligence itself had been actively spying against the Soviets even while the two 49 50 1946. "House of Commons report," The Times, 17 May, 8. 1946. "Mysterious Justice," Chicago Daily Tribune, 23 June. 24 countries were allied against Germany. The secret Section 9 of MI5, dedicated to gathering intelligence about the Soviet Union, was established as early as August 1944, a year before the end of the war.51 Although British authorities outwardly and publicly denounced the idea that the Soviets were "enemies" or a threat, British intelligence had reason to believe that the Soviets were not as strong or reliable an ally. This secret section had to be established to keep tabs on the Soviets as the most dangerous potential enemy of the British.52 Cold-War tensions dominated the political, social and military life in the west during most of the second half of the twentieth century. The trial of Alan Nunn May reflects the global tensions in that it affected the United States' willingness to share nuclear secrets with her allies; it marked the beginning of the Cold-War tensions with the Soviets, but it also reflected the difficult relations that the British had with the Soviet Union as its ally in the war. This trial brought to light the fact that the Soviets had a spy network within Britain, and possibly elsewhere, even if Britain did not yet understand the depth or breadth of it. It raised important moral and ethical issues with which the scientists themselves grappled with in developing this powerful tool into a weapon. As a spy Alan Nunn May was not on par with other, more notorious spies like Klaus Fuchs or the Rosenbergs. His espionage did not take place over a long period of time, nor was he as entrenched or his expertise as essential to atomic research on the Manhattan Project as Klaus Fuchs, for example. He was, however, still important as a harbinger of international tensions to come for a very long time. Michael S. Goodman. Spying on the Nuclear Bear: Anglo-American Intelligence and the Soviet Bomb (Stanford, Stanford University Press: 2007), 8-9. 52 Ibid. 51 25 Bibliography Primary Sources Hearings Before the Special Committee on Atomic Energy for the Atomic Energy Act of 1946, Part 2, 25 January 1946. MI5 Security Service at the National Archives of the United Kingdom. File refs. KV 2/2209 relating to Alan Nunn May. https://www.mi5.gov.uk/output/atomicscientists-1.html. MI5 Security Service files. File refs. KV 2/2210, (1945), National Archives, United Kingdom. https://www.mi5.gov.uk/output/atomic-scientists-1.html. Official Secrets Act of 1911 (1 & 2 Geo. 5; Ch. 28). Rex v. Alan Nunn May, MI5 documents KV/2/2214 (Old Bailey 1946). Secondary Sources 2003. "Alan Nunn May: Nuclear Scientist who Served Six Years for Passing Atomic Secrets to the Russians in the Second World War." The Times of London obituary, 24 Jan. http://www.timesonline.co.uk/tol/comment/obituaries/article85. 2003. "Alan Nunn May, 91, Pioneer in Atomic Spying for Soviets." The New York Times obituary, 25 Jan. 1946. "Atomic Secrets Charge: Scientist Remanded to Custody." The Times (London), 6 Mar. 1946. "Atomic Secrets Charge: Scientist Sent for Trial, Bail Refused." The Times (London), 20 Mar. Cathcart, Brian. 2003. "Alan Nunn May: Britain's First Convicted Atom Spy." The Independent, 29 Jan. 1946. "Dr. Nunn May's Sentence." The Times, 13 May. Goodman, Michael S. Spying on the Nuclear Bear: Anglo-American Intelligence and the Soviet Bomb (Stanford, Stanford University Press: 2007). Grant, Matthew, ed. The British Way in Cold Warfare: Intelligence, Diplomacy and the Bomb 1945-1975 (London, Continuum UK: 2009). 1946. "House of Commons report." The Times, 17 May. 26 Moorehead, Alan. The Traitors: The Double Life of Fuchs, Pontecorvo, and Nunn May, (United Kingdom, White Lion Publishers: 1952). 1946. "Mysterious Justice." Chicago Daily Tribune, 23 June. Norton-Taylor, Richard. 2003. "How First Atoms Spy was Uncovered: Soviet Clerk's Story 'Too Hot to Handle.'" The Guardian, 14 Nov. 1946. "Nuclear Physicist Arrested in London." New York Times, 4 Mar. 1946. "Spy Suspect's Visit to U. of C. Atom Lab Bared." Chicago Daily Tribune, 20 Mar. 27