THE EFFECT OF SOCIOECONOMIC STATUS ON OPTIMAL SLEEP AND SELFREPORTED HEALTH STATUS A Thesis Presented to the faculty of the Department of Sociology California State University, Sacramento Submitted in partial satisfaction of the requirements for the degree of MASTER OF ARTS in Sociology by Kimberly Herd SUMMER 2013 ©2013 Kimberly S. Herd ALL RIGHTS RESERVED ii THE EFFECT OF SOCIOECONOMIC STATUS ON OPTIMAL SLEEP AND SELFREPORTED HEALTH STATUS A Thesis by Kimberly Herd Approved by: __________________________________, Committee Chair Jacqueline Carrigan, Ph.D. __________________________________, Second Reader Ellen Berg, Ph.D. ___________________ Date iii Student: Kimberly Herd I certify that this student has met the requirements for format contained in the University formal manual, and that this thesis is suitable for shelving in the Library and credit is to be awarded for the thesis. _____________________________, Graduate Coordinator Amy Qiaoming Liu, Ph.D Department of Sociology iv ________________ Date Abstract of THE EFFECT OF SOCIOECONOMIC STATUS ON OPTIMAL SLEEP AND SELFREPORTED HEALTH STATUS by Kimberly Herd Prior research affirms that social determinants, particularly socioeconomic status (SES) play a vital role in determining the health of individuals. While many studies show that lower SES relates to lower levels of health, few discuss the role of sleep in relation to SES and health. Particular interest in sleep has emerged in response to changing work patterns, the economy and sleep related illness. This study looks to assess the role of SES in relation to sleep quantity and the role of sleep quantity in relation to health. Data from the 2011 National Health Interview Survey (NHIS) were used for analysis in this study. The NHIS data is collected by the U.S. Census Bureau and used by the Centers for Disease Control and Prevention (CDC) track and analyze health data in the U.S. While the demographic data showed that the majority of respondents get optimal amounts of sleep and have good health, logistic regression analysis of the 2011 NHIS data reveals v that specific characteristics are predictive of optimal sleep for adults including education, gender, race, marital status, and employment. Multiple regression analysis shows that both SES and optimal sleep are significant factors in determining self-reported health status. In addition, age, marriage, employment, and race are significant factors in determining self-reported health status. _____________________________, Committee Chair Jacqueline Carrigan, Ph.D. ________________ Date vi DEDICATION This thesis is dedicated to my parents, Donald and Suzanne Herd, my biggest fans. Many thanks for all of your support and patience through this lengthy process. It was through your encouragement and belief in my abilities that I have been able to make my education a priority and persevere under the numerous challenges and responsibilities that life brings us. I want to thank you for never giving up on me even in the darkest days. Dad, thank you for believing in me and always encouraging me to do anything I set my mind and heart to do. Mom, thank you for being the best teacher and mother anyone could ever ask for. Mom and Dad, thank you for your endless love and understanding. I’d also like to thank my friends, work, and church families for their encouragement and support during this process. Although I didn’t always see it, they saw my strength and determination from afar. They believed in me so that I could believe in myself. For all of this, I am truly grateful. vii ACKNOWLEDGEMENTS I would like to thank Jackie Carrigan, Ph.D. for her guidance, expertise and patience. Thank you for allowing me to pop into your office and email you whenever I had questions or concerns throughout this process. Her knowledge and expertise with statistics, data analysis, and insight regarding social stratification were invaluable. Thank you for being my chairperson and for all of your assistance throughout my graduate education. I would also like to thank Ellen Berg, Ph.D. for being my second reader. Not only did your encouragement help during my first semester as a graduate student, becoming my second reader on a moment’s notice really meant a great deal to me. Finally, I would like to thank the CSUS Sociology Department for providing me with invaluable experiences and an excellent graduate education. Thank you for taking the time to meet with me and answering all of my questions. This has been one of the best experiences of my life and I want to thank you all for this amazing opportunity and believing in my abilities. viii TABLE OF CONTENTS Page Dedication…………………………………………………………………. vii Acknowledgements………………………………………………………… viii List of Tables………………………………………………………………. xi Chapter 1. INTRODUCTION…………………………………………………… 1 2. LITERATURE REVIEW……………………………………………. 5 Health and the Social Gradient…………………………………… 5 Defining SES and Social Determinants of Health……………….... 6 SES and Health…………………………………………………… 8 Mediators of the Relation between SES and Health……………… 9 Sleep………………………………………………………………. 11 Sleep and Health…………………………………………………… 12 The Effects of SES on Sleep………………………………………. 13 Mediators of the Relation between SES, Sleep, and Health………. 16 3. METHODOLOGY……………………………………………………. 19 Variables………………………………………………………........ 19 Sleep……………………………………………………… 19 Health status………………………………………………... 20 Socioeconomic variables……………………………………20 ix Data analysis procedures……………………………………………22 4. RESULTS……………………………………………………………...23 5. DISCUSSION……………………………………………………….... 32 Strengths and Limitations………………………………………...... 37 Areas of Further Research………………………………………..... 38 References………………………………………………………………..... 39 x LIST OF TABLES Tables 1. Page Descriptive Statistics for 2011 National Health Interview Survey (NHIS) Participants used in the analysis…………………………….24 2. Logistic Regression Model for Predictors of Sleep Quantity……….26 3. Multiple Regression Coefficients and Standard Errors for Predictor of Self-Reported Health Status…………………….......................... 28 xi 1 CHAPTER 1: INTRODUCTION As the numbers of unemployed people grow, work schedules change according to business needs, and more people move into lower income brackets, more people are at risk for poor health. Studies continue to try to explain why there is such a strong correlation between health and socioeconomic status (SES) and why people with higher SES have, on average, longer life expectancies and better overall health than those with lower SES (Adler et al. 1994; Marmot 2004). Since sleeplessness and sleep disruption are becoming increasingly common due to changing work patterns and other life-shaping events, sleep insufficiency continues to become a serious public health problem that needs recognition (CDC 2009). Ahead of their time, Aubert and White’s (1959) landmark discussion on the sociology of sleep noticed the importance of sleep as a cultural phenomenon and concluded that sleep was an important health-related event that warrants additional study and should be present in the sociological literature. Even though the link between SES and health is well established in the academic health literature, the discussion related to the relationship between SES and sleep in relation to health behaviors and health is minimal in the sociological literature. The goal of this study is to determine if there is an association between SES and sleep duration and if sleep quantity influences self-reported health status. A survey of the existing literature suggests that the associations between SES, sleep and health have not been examined in any recent studies. Therefore, this study analyzes whether SES affects one’s sleep and health in more detail. Some researchers suggest that previous literature has not included important factors related to SES and 2 sleep (Gellis et al. 2005) and that very few sociologists “have given sleep the attention it deserves” (Williams 2002: 174). Although sleep has been widely overlooked in the social sciences due to other pressing social matters, there is no doubt that there is a class dimension in sleep behaviors, especially prominent among the homeless populations (Taylor 1993). Williams (2002) reminds us, while we all have a need and right to sleep, the western world has institutionalized the role of the sleeper who has specific rights, duties, and patterns individual sleepers are obligated to maintain. Williams (2002) continues his argument by suggesting that sleep is a social activity constructed by society, government, and the sleep industry that have programmed our bodies to learn and practice certain behaviors and techniques that can be controlled by those in power to separate social classes as well as use it as a mechanism for surveillance. As we take a closer look at how SES influences health, class differences regarding how long we sleep and how sleep influences health will become more apparent. Health studies suggest that appropriate levels of sleep play a vital role in one’s health and functioning, physical activity (Atkinson and Davenne 2006), psychological well-being (Hamilton et al. 2007, Pilcher and Ott 1998, Pilcher, Ginter and Sadowsky 1997), and academic performance and achievement in school (Buckhalt 2011). Yet, Gellis et al. (2005) reports that at least 30% of American adults suffer from some sort of insomnia or sleep disruption and those individuals of lower SES are more likely to suffer from insomnia or complain about insomnia-related health problems. In addition, “certain health risk behaviors appear to be associated with poor sleep quality including fighting, suicide ideation, smoking, and alcohol use” (Vail-Smith, Felts, and Becker 2009:925). 3 Due to these claims and the varied results of existing research, this study addresses whether sleep quantity influences health and how SES and other demographic factors influence sleep and overall health. SES may play a role in sleep duration and overall health. Gellis et al. (2005) indicates that “education status is a risk factor for insomnia” and “insomnia is a condition with numerous related factors” (p. 115) that can affect one’s overall health. Additionally, Moore et al. (2002) finds that higher income, sleep, and better health are significantly associated but cautions that causal direction warrants further study. Due to these claims and the varied results of existing research, this study will test whether income and education, are likely to predict optimal levels of sleep among adults. In addition, this study will assess whether optimal sleep levels affects self-reported health status. Using data from the 2011 National Health Interview Survey (NHIS), the principal source of information on health in the U.S. for over fifty years and one of the few health surveys to include data regarding sleep (CDC 2013), these variables will be tested as predictors of optimal sleep and self-reported health status. The present study will run logistic regression analysis to test the effect of income and education on optimal sleep levels. In addition, this study will use multiple regression analysis to test whether optimal sleep quantity is significant in determining health after controlling for other factors. Since the majority of literature is limited to, understanding the determinants of health, further expanding the scope of analysis to studying whether SES influences sleep and overall health is essential to expanding the awareness of social inequalities in health. The bulk of the findings suggest that poor health and prevalence of disease are issues that 4 need to be addressed among lower SES groups where health inequalities are most severe (Adler et al. 1994). Although individuals are not in control of their SES, they may be able to control other factors, like sleep that influence the relationship between SES and health. Since education is one of the strongest predictors of health (Goesling 2007, Winkleby et al. 1992), promoting positive health behaviors, including knowledge about good sleep practices may lead individuals to make healthier choices and in turn have healthier lives. As increasing economic stressors and financial insecurity continues to affect people, it is important to study how these factors contribute to the association between sleep and health. A review of the literature can highlight significant issues surrounding differences in SES, sleep quantity and overall health. 5 CHAPTER 2: LITERATURE REVIEW The high rate of health-harming behaviors and sleep-related health problems among lower SES groups has led health experts to find ways to reduce the socioeconomic disparities in health (Adler et al. 2002, Gellis et al. 2005, Moore et al. 2002, and Pampel et al. 2010). Considering that the unemployment rate in October 2012 is 7.9%, up from an average of 5.8% from 1948 until 2012, the need to study the disparities in health is not difficult to defend (Trading Economics 2012). The high rate of unemployment suggests that more individuals may be susceptible to poor health due to higher stress, lower incomes, and fewer educational opportunities. Even though knowledge about the importance of sleep to our overall health is widespread and over 86% of adults agreed that a lack of sleep was bad for their health (Pampel et al. 2010), relatively few studies have recently tried to determine whether SES is associated with sleep quantity and health. This study aims to fill the gaps in the literature on this subject by examining the relationship between SES and sleep quantity in relation to overall health. Therefore, this research will be a valuable addition to the existing literature so that others may continue to explore how social determinants influence specific health behaviors and conditions related to overall health. Health and the Social Gradient There are many theories covering the reasons why lower SES individual’s health suffers when we, as a society, have health care facilities and the technology to assist everyone. However, one of the major theories regarding health inequalities argues that “health follows a social gradient” (Marmot 2004: 1). Marmot’s (2004) theory called “the 6 status syndrome” asserts that (1) one’s position in the social hierarchy determines their health and length of life; (2) among all people, the higher the status, the healthier they are; and (3) autonomy (how much control one has over their life) and social participation are the biggest factors creating the social gradient in health. He further proposes that differences in social and economic conditions affect the gradient. However, despite environmental influences and personal behaviors, the causal direction of social factors influencing the gradient can be misleading. The task of understanding the casual direction of the relationship between SES and health is daunting and very complex. While times are changing and the gradient can change, Marmot (2004) warns that the social gradient doesn’t change as much as we think it does. Regardless of what we do, those higher on the social gradient are healthier than those lower on it. Therefore, while striving for a better position in the hierarchy may be healthy, the components associated with the competition for status, particularly stress, may negatively affect one’s health. Marmot (2004) suggests that our subtle awareness of our relative position in the social hierarchy influences how we react to it. Marmot (2004) calls on each of us individually to take responsibility for our awareness of our position in the hierarchy and the way it affects our health, as well as meet our needs of autonomy and social engagement that are essential to our health. Perhaps, insights from smaller studies such as this will be useful in addressing health inequalities as well. Defining SES and Social Determinants of Health In previous studies, both SES and social determinants have varied considerably. Social determinants of health are defined as the conditions (social, economic, and/or 7 physical) in the environment (work, home, school) that affect health and functioning (Healthy People 2012). Since scholars define SES and approach social determinants of health in numerous ways, often focusing on how they can improve measuring these variables, it is imperative to clearly define and justify measures of SES and social determinants in relation to health. As socioeconomic factors such as education and income influence the outcome of health research differently, Braveman et al. (2006) indicated that it was important to consider how we measure SES in relation to health so that we can clearly understand influencing factors and accurately interpret our findings. Additionally, Regidor’s (2006) research on defining and specifically identifying social determinants of health suggests that as new social determinants of health emerge, it is important to clearly define and clarify how these measures will be studied to avoid ambiguity. In this study, SES is measured by educational level completed and individual income earned. These variables were chosen because they are considered the standard measurements of SES (Bravemen et. al. 2006). According to Adler and Newman (2012:61), “education is perhaps the most basic SES component since is shapes future occupational opportunities and earning potential,” while income provides the means to purchase resources like health care, food, and housing. Sleep is measured by typical hours of sleep duration per night. Therefore, to clarify, this study limits the analysis of SES factors to education and income, and examines sleep duration or quantity, and a selfreported measure of overall health. As well, this study also limits this review to studies of adults, as the dynamics of SES on sleep duration and overall health may be markedly different in children. 8 SES and Health Since numerous scholars continue to report that lower SES groups are at greater risk for poor health, (Adler et al. 1994, Goldman and Smith 2002, Marmot 2004, Smith 1998, 2007) it is important to find out what researchers are currently saying about SES and health. According to the Centers for Disease Control and Prevention (CDC 2013), social determinants of health, are social or physical conditions that affect health. “These conditions are shaped by the amount of money, power, and resources that people have, all of which are influenced by policy choices (CDC 2013). Social determinants of health may be social, biological, physical, or psychological. However, scientists recognize biology, health behaviors, access to health care, and social or physical environment as the leading social determinants of health (CDC 2013). Studies also suggest that the association between SES and health exists at all levels of the SES hierarchy, not just those in poverty, meaning that at every level of SES, differences in health occur (Adler et al. 1994, Marmot 2004, Smith 1998, 1999). Not only do lower SES individuals have worse health than those with higher SES but that individuals with the highest SES and individuals right below them in the same class also have worse health, meaning that this gradient occurs within different levels of SES as well as the overall differences (Adler et al., 1994; Friestad and Klepp, 2006, Marmot 2004). Therefore, it is important to examine how SES affects social determinants of health at all levels of SES, not just among the most impoverished. Since the relationship between SES and health is complex, a growing number of studies are taking a closer look at how SES influences mediating factors, such as sleep. 9 Research continues to find that education, income, and similar social determinants are the best predictors of health behaviors and health status (Adler et al. 1994, Goldman and Smith 2002, Lantz et al. 1998). Multiple studies describe how higher SES groups have better overall levels of health and longer life expectancies, while lower SES groups have poorer health and shorter life expectancies (Adler et al. 1994, Grzywacz et al. 2004, Lantz et al. 1998, Marmot 2004, Smith 2007). One classic explanation for these disparities suggests that people with higher education have more opportunities to better jobs and make more money, thus the ability to live in safer neighborhoods, attend better schools, and have access to adequate health care. People with higher incomes are also able to purchase healthier foods and enjoy additional social and leisure time while those who may work longer hours for lower incomes cannot afford healthier foods, a gym membership, or other extracurricular activities. People with lower levels of education and income also have less access to stable work and affordable health care, thus leaving them more susceptible to the effects of adverse health (CDC 2012). Since this reasoning alone proves insufficient to explain the whole relationship, many look to other indirect determinants that explain why health inequality exists at all levels of the SES hierarchy. Mediators of the Relation between SES and Health There seems to be multiple mediating factors influencing the relationship between SES and health. According to reports by the CDC, (CDC 2012), social determinants of health including health behaviors, biology, social and physical environment, and health care all seem to be mediating factors in this relationship, suggesting that SES serves as a precursor to other conditions that influence overall health. The determinants of SES 10 differences in health behaviors remain widely misunderstood but most often suggest that the variation results from vast differences in the social and physical environments of lower and higher SES groups (Pampel et. al 2010, Wardle and Steptoe 2002). “These studies recognize that SES disparities in health behavior involve more than freely chosen lifestyles” (Pampel et al.:350). Why lower SES groups engage in health-harming behaviors more than high SES groups is alarming but socioeconomic conditions such as income, education, race, and gender may indirectly influence health behaviors, psychological issues, or environmental conditions that affect health (Adler and Newman 2002). Since there are mixed explanations as how much social determinants influence health, it is essential we look at biological, social, and environmental conditions that could play a role in influencing health behaviors and health. For example, Pampel et al. (2010) points out that among the many mechanisms that lower health in lower SES groups; one of them suggests that lack of education limits knowledge and access to information about health risks. In another example, Williams (2003) finds that low SES impacts increased levels of childhood adversity, thus altering biological mechanisms that trigger the likelihood of risk factors, such as hostility that alter future biological functioning and affecting health. Other noted contributing factors to a person’s health include childhood health influences, social standing, social position, physical and social environment, sleep, stress, drinking, smoking and more (Adler et al. 1994, Grzywacz et al. 2004, Lantz et al. 1998, Smith 1998, 1999, Wardle and Steptoe 2003). Some suggest that attitudes and beliefs about healthy lifestyles may influence health behaviors (Wardle 11 and Steptoe 2003) while others suggest differences in socioeconomic stratification itself may lead to lower levels of social support, self-esteem, and sense of control over one’s life (Lantz et al. 1998). According to reports from the CDC (2012), negative health behaviors only account for a small portion of health. However, these health behaviors have significant effects on a person’s health and according to Adler and Newman (2002) account for roughly half of all premature deaths and that together, health behaviors and exposure to negative social and economic conditions account for 80% of premature mortality. They also report that lower SES groups are more susceptible to environmental exposure to noise and pollution, lack of social support, inadequate health care, chronic stress, and more likely to engage in risky health behaviors to reduce stress (Adler and Newman 2002). Other studies continue to report that low SES individuals are more likely to engage in unhealthy behaviors such as smoking, not exercising, and eating fast food, more frequently regardless of their cost (Pampel et al. 2010). Similarly, researchers find that people with lower SES were more likely to report poor sleep and poor health (Gellis et al. 2005, Moore et al. 2002), physical ailments, and more likely to neglect personal health care compared to those with higher SES (Goldman and Smith 2002). Sleep According to the National Sleep Foundation (2012), the optimal amount of sleep for most adults seems to be between 7 to 9 hours a night. However, to Kripke (UCSD 2002) who conducted a longitudinal study of more than one million adults’ ages 30 to 102 found that people who get 6 to 7 hours of sleep a night have a lower death rate than 12 individuals who sleep 8 hours or more or less than 4 hours a night. Although common belief suggests that optimal sleep is 8 hours or more, these individuals have a significantly higher death rate compared to those who only sleep 6-7 hours. In an article published by Time Magazine (Blue 2008), Kripke continues to explain, “There is just as much risk associated with sleeping too long as with sleeping too short.” Therefore, sleeping more may actually be worse than sleeping less (Blue 2008). Then again, in a recent New York Times article, “Rethinking sleep,” Randal (2012) argues that common belief regarding sleeping 8 hours a night is a relatively recent idea that is subject to cultural interpretation. In addition, this idea was suggested over fifty years ago by Aubert and White (1959), who discussed how sleep was subject to “Sociological Interpretation” and what amount of sleep our body needs may actually be different from what society says.. However, for this study, based on the evidence above, the optimal amount of sleep will be between 7-9 hours a night since fewer hours of sleep may be too little and 9 hours of sleep per night may lead to increased risk. Sleep and Health Studies reveal how sleep may influence health either negatively or positively. For example, using data from the US National Health Survey (NHIS), Buxton and Marcelli (2010) found evidence that both long and short sleep duration were significantly associated with obesity, diabetes, hypertension, high blood pressure and cardiovascular disease suggesting that optimal sleep duration directly and indirectly reduces health problems. Lack of sleep has also been associated with certain health risk behaviors (Vail-Smith et al. 2009), anxiety (Gregory et al. 2005), lower academic performance and 13 behavioral problems at school (Arman et al. 2010, Buckhalt 2011). In addition, evidence by Atkinson and Davenne (2006) found that shiftwork or split work schedules causes sleep disruption and lack of physical activity negatively influencing overall health. Thus, sleep disruption may also influence one’s eating habits and influence their cardiovascular safety (Atkinson and Davenne 2006). Previous research also finds that sleep is significantly associated with overallhealth and well-being, and life satisfaction (Pilcher et al. 1997, Pilcher and Ott 1998). Studies by Pilcher and Ott (1997) found evidence that healthy college students who participated in a sleep study over a 3-month period reported both improved sleep and improved overall health in reference to sleep quality. A follow-up study by Pilcher et al. (1998) found again that better sleep was associated with better health and life satisfaction. Consistent with this research, Hamilton et al. (2006) also found that optimal sleepers reported less anxiety, depression, and better psychological well-being. In summary, “sleep duration may be either a cause or consequence of well-being, and it is almost certainly both” (Hamilton et al. 2006:160). While sleep may influence health either negatively or positively, it will be important to examine the other factors, like SES that influence sleep. The Effects of SES on Sleep Existing sleep research includes information relating to sleep itself, how sleep affects health, and how others factors, including SES, may affect sleep. Among the few studies that explore the SES and sleep association, evidence by Sekine et al. (2006) found that social inequalities in sleep do exist. Lower SES individuals were more likely to 14 report poor sleep more than higher SES individuals were and that these inequalities could influence health. In men, higher status employees had better sleep and health. While this study showed that sleep quality played a mediating role in the relationship between SES and health for men, it failed to show that sleep quantity directly played a mediating role in the SES, health relationship. However, this study did show that the SES difference in sleep contributed more to mental health than physical health suggesting that SES and sleep are both important indicators of well-being. Additional research also suggests that SES, sleep, and overall health are significantly related (Moore et al. 2002). Moore et al. (2002) studied sleep in relation to socioeconomic status and health. The authors collected information on socioeconomic status, sleep, psychological and physical health from face-to-face interviews. They used statistical analysis to determine the relationships and found that more education was associated with higher income and higher levels of psychological and physical health. The authors also found that more income and both measures of health were related to sleep quality and quantity but not to overall SES. To conclude, the authors indicated that while there is a significant association between measures, they could not draw conclusions about the causal direction. In contrast, rather than finding the SES measure of income to be statistically significant, Gellis et al. (2005) found several measures of education to be associated with sleep problems. Since previous literature had failed to study SES and insomnia, Gellis et al. (2005) examined the prevalence of insomnia from a socioeconomic standpoint using a random-digit dialing procedure to recruit participants to fill out questionnaires and sleep 15 diaries to report sleep and insomnia related conditions. In addition, socioeconomic status was measured by three different educational levels to account for differences among individuals and households. Gellis et al. (2005) found that individuals of lower educational status were more likely to experience insomnia, greater subjective impairment, and lower levels of overall health. Since the sleep literature findings vary considerably by SES measures, some studies consider that both socioeconomic and demographic conditions affect sleep. Findings by Chapman et al. (2011) indicated that both unmarried men and women were less likely than their married counterparts to report insufficient sleep. They also suggested that the presence of children was associated with insufficient sleep. Additional evidence by Tomfohr, Ancoli-Isreal, and Dimsdale (2010) found that racial differences and childhood SES are associated with differences in sleep duration and quality. They also found that there was an interaction between gender and SES but no interaction between current SES, childhood SES, race, and sleep. Additional studies by Mezick et al. (2008) also found differences in sleep patterns among different races. Their study assessing sleep duration and quality found that blacks had shorter sleep duration in comparison with others. Findings also indicated that lower SES is associated with poor sleep quantity and disruption suggesting that lower SES individuals may be affected by mediating factors like adverse environment, stress, and noise. Arber et al. (2009) also examined how socioeconomic status (SES) and gender affected sleep problems and whether SES differences in sleep problems could be explained by certain demographic characteristics. Using interviews, the authors were 16 able to collect data about sleep problems, demographic and socioeconomic characteristics that could measure whether or not these variables influence sleep problems. They found that women report sleep problems more frequently than men do and that a significant relationship with age occurred for women but not men. Significant associations were also found for each SES measure, including income, employment, and home ownership. Additional noted factors in this study indicated that smokers and those who report more worries and depression are more likely to report sleep problems. These explanations are consistent with previous literature on SES and health. Mediators of the Relation between SES, Sleep, and Health Explaining the SES gradient in sleep problems remains uncertain. However, according to Arber et al. (2009), the same underlying mechanisms apply to sleep problems as to health problems. These include structural disadvantage or environmental conditions where noise, pollution, and crime are higher compromising both sleep quality and quantity, psychological distress related to structural disadvantage, lifestyle or health behaviors, and knowledge of sleep promoting behaviors. While these explanations may not fully account for the strong association between poor health and sleep problems, this is one of the few studies that does suggests that poor sleep may be one of the factors through which lower SES negatively influences health (Arber et al. 2009). In summary, evidence from a wide range of academic disciplines converges to suggest that SES influences sleep duration and health. Some explanations explored how SES influences health and health behaviors (sleep), while others like Marmot (2004) focus on how the status syndrome influences the social gradient in health. Again, this 17 theory suggests that health follows a social gradient, meaning that those with higher SES have in general higher health than those in lower SES groups. He further suggests that not only will those in higher SES groups have better overall health; he explains that one’s health is also determined by whether they have autonomy over their lives and their ability to socially interact (Marmot 2004). According to Marmot (2004), education, income, marriage, and employment are apparent factors that determine one’s social position that will ultimately influence one’s health. As suggested by Marmot (2004), social position influences the health gradient and people are more likely to sleep better and be healthy if they have a steady income, employment, and good outlook on life. Income and education may also increase one’s likelihood of well-being and reduce the amount of stress in life since they have more autonomy in their lives and don’t have to worry as much about their financial security or future employment opportunities. Since the status syndrome (Marmot 2004) suggests that the more autonomy and social interaction individuals have in their lives directly influences their health, it seems that educational attainment would also lead to increased knowledge relating to hygiene and taking care of oneself. In turn, this knowledge would decrease the likelihood of someone having bad habits and getting sick. Even though there are numerous studies on health, health behaviors and sleep, very few discussed the relationship between SES, sleep, and health and as Aubert and White (1959) suggested over fifty years ago, warrant further exploration. Studying whether SES affects sleep is essential to understanding health and may help us “rethink sleep” (Randal 2012) in a different way. In this study, the dependent variables I chose to 18 use were optimal sleep and self-reported health status. Additionally, measures of education and income will determine SES. Based on Marmot’s (2004) status syndrome and past research on the effects of SES on health behaviors and overall health, it is expected that individuals with higher SES get more optimal sleep and have better health. I also expect that lower SES levels negatively affect optimal sleep levels. That is, I expect that lower SES individuals sleep is less than or greater than the optimal amount an individual needs for adequate sleep. In addition, I expect that optimal sleep influences self-reported health outcomes. Specifically, I predict that optimal amounts of sleep predict self-reported health status. 19 CHAPTER 3: METHODOLOGY The aim of this study is to identify whether SES affects sleep duration and health using data from the National Health Interview Survey (NHIS). Data from the 2011 adult and person level files of the 2011 National Health Interview Survey (NHIS) will be used to measure the participant’s hours of sleep as well as their overall health. The NHIS is a repeated cross-sectional survey on the health of the civilian non-institutionalized U.S. population conducted annually by the National Center for Health Statistics (NCHS). The NHIS is the principal source of information on health and one of the major data collection programs of the NCHS that is part of the Centers for Disease Control and Prevention (CDC). The U.S Census Bureau collects data for NHIS through household interviews. The 2011 sample consisted of 39, 509 households and 101,875 persons (NCHS 2011). Each annual sample consists of core questionnaire items revised periodically. Topics of each questionnaire cover socio-demographic information, health status information, health insurance information and related items pertaining to overall health. Variables Sleep Self-reported sleep quantity includes respondent’s answers to how many hours of sleep they have in a 24-hour period. Sleep was measured in hours and is comprised of respondents sleeping from 3-22 hours within a 24-hour period. For analytical purposes, 20 sleep was separated into two categories: optimal sleep coded 1 and non-optimal sleep coded 0. Based on current sleep research, optimal sleep represents those who sleep between 7-9 hours a night and non-optimal sleep represents those who sleep less than 7 hours a night and over 9 hours a night. Optimal sleep is the dependent variable for the logistic regression analysis testing the effects of SES on sleep and the primary independent variable for the multiple regression analysis testing the impact of optimal sleep and SES on health. Health status The second dependent variable, self-reported health status, an ordinal level variable is based on the question, “Would you say {your/ALIAS’s} health in general is excellent, very good, good, fair, or poor?” Five response categories ranged from Excellent to Poor. For this analysis, ranges were recoded with the healthiest category being the highest number. I focused on self-reported health status because I was specifically interested in understanding whether optimal sleep and/or other demographic characteristics predict the way people report their health. Therefore, this measurement is the dependent variable for the regression analysis and testing and will be referred to as “self-reported health status.” Socioeconomic variables For this study, there are two key independent variables measuring SES. These socioeconomic variables include respondents’ education level completed and income 21 earned last year. The first key independent variable, Education is a continuous variable, representing the highest number of years of school completed. Education was based on the question, “What is the HIGHEST level of school {person has} completed or the highest degree {person has} received? Please tell me the number from the card.” Education was measured in categories from 0-21 grades or levels. The second key independent variable, Income earned indicates individuals’ income earned last year. Since this variable is based on categorical data, income is not continuous but based on categorical midpoints and computations. Income earned was based on the question, “What is your best estimate of {person’s} earnings (include hourly wages, salaries, tips and commissions) before taxes and deductions from ALL jobs and businesses in [last calendar year in 4-digit format]? Income earned indicates the income of the respondent from the lowest $01, to the highest of $75,000 and over. This range includes multiple categories divided into $5000 increments and then raised to $10,000 increments at $25,000 and above. Sociodemographic variables selected from the NHIS that may also predict a person’s typical sleep duration and then overall health include respondent’s gender, age, race, marital status, and employment status. The respondents’ gender (coded 1 for female and 0 for male) now named Female represents their sex. Age, a continuous variable measured in years describes the age of the person at the time of the survey and represents ages 18 to 85+. Race is measured with four dummy variables: 1) Hispanic 2) Black 3) Asian 4) other race (white is the reference category). 22 Six dummy variables indicate marital status: 1) married, spouse in the household 2) married, spouse not in the household 3) widowed 4) divorced 5) separated 6) living with partner (never married is the reference category). Employment status is measured with three dummy variables and omitting the reference category, had a job last week. The dummy variables include: 1) no job last week, had job in past 12 months 2) no job last week, no job in past 12 months 3) never worked. Data Analysis Procedures The quantitative data was analyzed using SPSS. Descriptive statistics were performed on all variables. Logistic regression was used for analyzing the effect of income and education on the dependent variable “Optimal sleep.” Multiple regression was used for analyzing whether “optimal sleep” is significant in determining “selfreported health status” after controlling for other factors. 23 CHAPTER 4: RESULTS Table 1 reports descriptive statistics for the sample. The sample shows that 65.4% of respondents get “optimal sleep” or 7-9 hours a night while 34.6% get “nonoptimal sleep” or less than 7 hours and/or more than 9 hours a night. The sample also shows that the mean of self-reported health status is 3.85 or between good (3) and very good (4) on a 5 point scale. For the SES variables, the average highest education completed were those who finished the 12 grade, GED or equivalent (Mean=12.62, Std. =5.292). Additionally, the mean total earnings last year were those earning $25,000$34,999. Among sociodemographic variables, the sample is 55.1% female. The mean age of the sample is 48.11 years. The racial identification of this sample ranges from the majority as white only (53.0%), followed by Hispanic (24.1%), black only (15%), Asian only (7.0%), and other races (1.0%). At the time of the survey, the majority of the respondents had a job last week (57.4%), followed by those who did not have a job within the last 12 months (29.7%). Those who did not have a job last week, but had a job within the last 12 months (7.0%) and those who have never worked (5.7%) comprised the remaining work status. As well, a large number of people are married (42.2%) while 23.5% have never married and 13.7% are divorced. These demographic data show the majority get optimal sleep and have good to very good health. They have at least a high school diploma and/or some college, average incomes and identify as white, have a job, and are married. 24 Table 1. Descriptive Statistics for 2011 National Health Interview Survey (NHIS) Participants used in the analysis. Variables Mean Standard Deviation Percent Hours of Sleep Optimal Sleep (7-9 hours/night) 65.4% Non-Optimal Sleep (<7->9 hours/night) 34.6% Self-Reported Health Status 3.85 1.062 (Good-Very Good) Excellent 34.4% Very Good 29.6% Good 25.2% Fair 8.3% Poor 2.4% Education, in years 12.62 5.292 (12 grade, no diploma –GED or equivalent) Total Earnings Last Year 6.06 3.055 ($25,000-$34,999) Age 48.11 18.178 Gender Male 44.9% Female 55.1% Marital Status Married-spouse in household 42.2% Married-spouse not in household 1.6% Widowed 9.3% Divorced 13.7% Separated 3.4% Marital Status Never married 23.5% Living with partner 6.1% Race White only 53.0% Black only 15.0% Hispanic 24.1% Asian 7.0% Other race 1.0% Work Status, last week, past 12 months Had job last week 57.4% No job last week, had job past 12 months 7.0% No job last week, no job past 12 months 29.7% Never worked 5.7% 25 Table 2 presents the results of the logistic regression analysis predicting the odds of optimal sleep. The variables used to predict the odds of getting optimal sleep include education, income, age, race, gender, employment, and marital status. Table 2 displays the characteristics that significantly predict sleep including education, being female, black identification, being married, divorced, or separated, as well as not having a job last week, and no job within the past twelve months. The Nagelkerke R square for Table 2 indicates that the model explains 2.0% of the variance in sleep quantity. The number of cases included in this analysis is 101,875. Among Socioeconomic variables, there is a 1.1% (OR =1.011, p=.05) increase in odds of getting optimal sleep for each additional year of education completed while income does not have a significant effect on sleep. Among the control variables, marital status and racial identification stand out as key demographic factors when predicting the odds of getting an optimal amount of sleep. Compared to those who are never married, married respondents have an increase in odds of optimal sleep of 9.6% (OR=1.096, p=.05), those divorced have a 19.4% (OR =.806, p=.001) decrease in odds of optimal sleep and those separated have a 30.8% (OR =.692, p=.001) decrease in odds of optimal sleep. Compared to those never married, the odds of getting optimal sleep decrease for those divorced and/or separated. Additionally, there is no significant difference in optimal sleep for those who identify as married but spouse not living in the household, widowed, and living with a partner compared to never married. 26 Table 2. Logistic Regression Model for Predictors of Sleep Quantity. Variables Income Exp(B) .999 Education 1.011* Age 1.000 Gender (Male omitted) Female 1.082* Marital Status (Never married omitted): Married Married-spouse not living in household Widowed Divorced Separated Living with Partner 1.096* .990 .912 .806*** .692*** .915 Race (White omitted): Hispanic Black Asian Other race 1.054 .587*** 1.055 .868 Employment Status (Had job last week omitted): No job last week, had job past 12 months No job last week, no job past 12 months Never worked 1.054 .857** 1.138 N=101875 total Chi-Square = 266.339 *p< .05, ** p<.01, ***p<.001 27 In terms of race, for blacks there is a 41.3% (OR =.587, p=.001) decrease in odds of getting optimal sleep compared to whites. Those who identify as Hispanic, Asian, and other race show no difference in getting optimal sleep compared to whites. Clearly, marriage and racially identifying as white contribute positively to optimal sleep. Employment status and gender are other characteristics that have a significant impact on the odds of getting optimal sleep. Compared to those who had a job last week, those who have not had a job in the past 12 months have a 14.3% (OR =.857, p=.01) decrease in odds of getting optimal sleep. There is no significant difference for those who did not have a job last week but had a job within the past 12 months and those who have never worked. Compared to males, female have 8.2% (OR =1.082, p=.05) greater odds of getting optimal sleep. Having a job and being female increases one’s odds of getting optimal sleep. Table 3 presents multiple regression coefficients for predictors of reported health status. Multiple regression analysis was run to determine the influence of optimal sleep and SES on self-reported health status. Results show that 9.8% of the variation in the dependent variable, self-reported health, is explained by the independent and control variables (R2= .098, p= 000). Self-reported health status was measured using a 5 point scale ranging from “poor health” (1) to the “excellent health” (5), with “fair” (2), “good” (3) and “very good” (4) health as mid-range options. As expected, optimal sleep is a significant factor in determining self-reported health status. Compared to those with non-optimal sleep, those 28 Table 3. Multiple Regression Coefficients and Standard Errors for Predictors of Self-Reported Health Status. Variables Optimal Sleep (7-9 hrs. /night) Income Education Age Gender (Male omitted): Female Marital Status (Never married omitted): Married Married-spouse not living in household Divorced Separated Living with Partner Race (White omitted): Hispanic Black Asian Other race Employment Status (Had job last week omitted): No job last week, had job past 12 months B .203*** (.014) .036** (.002) 044*** (.002) .011*** (.001) -.020 (.014) .114*** (.018) .104 (.056) .008 (.024) -.004 (.039) -.001 (.028) .067** (.019) .151*** (.020) -.070* (.028) -.184* .130*** (.024) No job last week, no job past 12 months .142*** (.025) Never worked .182*** (.043) Intercept 3.334*** R Square .098 F 111.154 ______________________________________________________________________________ *p< .05, ** p<.01, ***p<.001 Note: Number in parenthesis is the standard error. Note: SelfReported Health Status (1=Poor, 2=Fair, 3=Good, 4=Very good, 5=Excellent) 29 with optimal sleep report .203 levels higher health on the 1-5 health scale (B=.203, p=.001). In regards to education, a one year increase in education, increases health by.044 (B=.044, p=.001) units on this 1-5 scale. As previously mentioned in the research, education positively influences health. In addition, for every categorical increase of income, health increases by .036 (B=.036, p=.001) levels of health on the 5point scale. Age is also a statistically significant factor in self-reported health status. For every year of age increase, health decreases by .011 (B=-.011, p=.001) levels on the scale ranging 1-5. This indicates that after controlling for other factors, older people are reporting lower levels of health. In regards to marital status, compared to those who have never married, the mean level health for married individuals is .114 (B=.114, p=.001) units higher, controlling for the other variables in the model. Mean health levels for those not living with their spouse, widowed, separated, and/or living with a partner are not significantly different from the mean health level for those who have never married. However, in terms of employment. status, compared to those who have a job, the mean level of health for unemployed respondents who have worked within the past 12 months had .130 (B=-.130, p=.001) units lower health, the mean level of health for unemployed respondents who have not worked within the past 12 months had .142 (B=-.142, p=.001) units of lower health, and the mean health for respondents who have never worked had.182 (B=-.182, p=.001) units of lower health on the 5-point scale. 30 For race, compared to white respondents levels of health, the mean health levels for Hispanic respondents health decreases by .067 (B=-.067, p=.01) units of lower health, black respondents health decreases by .151 (B=-.151, p =.001) units of lower health, Asian respondents heath decreases by .070 (B=-.070, p=.05) units of lower health, and other races respondents health decreases by .184 (B=-.184. p=.05) units of lower health on the 5-point scale, controlling for other variables in the model The standardized coefficients (not shown) indicate that the strongest predictor of health is age followed by education and then income. However, Optimal sleep is the 4th strongest predictors of health. The standardized coefficient for age is -.170 followed by education at .147, income earned last year at .116, and optimal sleep at .100. In Summary, Table 2 showed that certain significant variables describe those who are predicted to sleep optimally or less than optimally even though the regression model only explained a fairly small (2%) of variance in sleep. Increasing one’s education level, being female and married increases the odds of optimal sleep, while those who are divorced, separated, and/or unemployed for over a year have decreased odds for optimal sleep. People who racially identify as black are also at decreased odds of getting optimal sleep. Table 3 showed those who get optimal sleep have better health than those with non-optimal sleep. Slightly higher than the previous model, 9.8% of the variance in health was explained by the variables in this model. Consistent with the previous literature, compared to those with lower education and lower income levels, those with 31 higher education and income levels have better health. As well, as age increases, health decreases. 32 CHAPTER 5: DISCUSSION The purpose of this study is to add to the sociological literature on SES, sleep and health by investigating the odds of different SES groups getting optimal sleep (7-9 hours), as well as analyzing how SES and optimal sleep influence self-reported health status in adults. Although I hypothesized that SES factors may affect optimal sleep, the results of this study revealed that increasing education levels were associated with increased odds of getting optimal sleep while there was no difference in terms of income. However, this research does support past research findings that indicate social inequalities in sleep do exist (Sekine et al. 2006). The findings in this research support previous studies that found education status (Gellis et al. 2005; Moore et al. 2002), marital status (Chapman et al. 2011), race (Mezick et al. 2008;Tomfohr et al. 2010), gender (Arber et al. 2009; Sekine et al. 2006), and employment status (Sekine et al. 2006) influence sleep quantity in adults. In the current research, more education was associated with an increase in odds of getting optimal sleep while income was not. These results are different from Moore et al. (2002) who found that income, not education was associated with better sleep. According to Moore et al. (2002), education may influence sleep by increasing income levels and thus, higher levels of health (Moore et al. 2002). However, the present results are more similar to the results by Gellis et al. (2005) who found that with each increase in education levels, the likelihood of insomnia decreases suggesting that more education 33 increases the likelihood of more sleep, thereby reducing the odds that lifestyle behaviors are associated with sleep and insomnia (Winkleby et al. 1992). Additional results show, compared to those who have never married, those who are married have an increase in odds of getting optimal sleep. This is consistent with prior research by Chapman et al. (2011: 348), “indicating that marital status plays an important role in adult perceived sleep sufficiency.” Chapman et al. (2011) found that married respondents slept better than those who had never married or were previously married. This study’s results also showed a significant decrease in odds of getting optimal sleep for those divorced or separated. These results are similar to the findings of Arber et al. (2009) who found that those divorced or separated report the worst sleep. This study also supports past research that finds race influences the chances of getting optimal sleep. The results of this study show that for black respondents there is a 41.3 % (Table 2) decrease in odds of getting optimal sleep compared to white respondents. These results are consistent with past research by Tomfohr et al. (2010) who found that black participants had worse sleep than white participants and that after controlling for other demographic information; race is an important factor when studying sleep outcomes. Mezick et al. (2008) also found that blacks had shorter sleep compared with others but suggests that individuals in lower SES groups, including blacks may be at higher risk for sleep disturbances due to a variety of social and environmental factors. In this study, having steady employment seems to increase the odds of getting optimal sleep. Compared to those employed, those not working consistently had a 34 decrease in odds of getting optimal sleep. Previous literature confirms that unemployment or being economically inactive increase the odds of sleep problems (Arber et al. 2009) and that those with successful employment and higher ranked jobs also get better sleep (Sekine et al. 2005). While most results from this study seem to be consistent with previous literature on the effects of SES and other demographic variables on sleep, the results of this study in terms of gender are inconsistent with previous literature. This study showed that compared to men, females have greater odds of getting optimal sleep. This is inconsistent with previous studies by Sekine et al. (2005) that found no significant differences in sleep compared to men or by Chapman et al. (2012) who found that women were more likely to report less than optimal amounts of sleep. Similarly, Arber et al. (2009) found that more women than men report sleep problems and suggested that the difference is related to more socioeconomic disadvantage and worries from their more disadvantaged circumstances. While this past research may still be true, it seems that other factors may influence who gets optimal sleep more than gender. While the results of this study were statistically significant, many of the relationships in this study, including gender, were modest. However, it was surprising to see marital status and race as key factors predicting sleep. It seems that those married have less stress and may have higher levels of well-being than those who aren’t married. This is also consistent with Marmot (2004) who explains that marriage provides social and financial support that benefits overall health and reduces the risk of poor health 35 behaviors. It also seems that those who racially identify as black may have higher levels of stress due to disadvantaged circumstances including a health disadvantage (Marmot 2004). The results of this study showed the strongest predictor of health is age, followed by education and income. This is also consistent with past research that found that education and income are the best predictors of health (Adler et al. 1994, Goldman and Smith 2002, and Lantz et al. 1998). As discussed earlier in the literature, one explanation for this suggests that people with higher educations have more opportunities to better jobs, more income, and other factors that promote wellness (CDC 2012). Other research suggested that education might be the strongest predictor of good health because education may protect one’s health by influencing health behaviors, values, and problemsolving skills that may help promote positive attitudes about health (Winkleby et al. 1992). Similarly to Marmot’s (2004) status syndrome theory, Winkleby et al. (1992), suggests that educational attainment may increase one’s access to preventative services, membership in social or peer groups that promote health behaviors and self-efficacy. The present study also adds legitimacy to previous findings that indicate that optimal sleep is a significant factor in determining the self-reported health status of adults. The results show that compared to those with non-optimal sleep, those with optimal sleep have better health. As hypothesized earlier, optimal sleep does affect one’s health. While common knowledge may dictate this fact, previous research also found that that better sleep was associated with improved physical health, well-being (Atkinson 36 and Davenne 2006, Pilcher and Ott 1998), and psychological well-being and health (Hamilton et al. 2006, Pilcher et al. 1997). Other results showed that those who married have higher levels of health compared to those who never married. Those who didn’t live with their spouse, widowed, separated, and/or living with their partners were not significant predictors of health. According to Marmot (2004), marriage protects both men and women in terms of disease and death. Married individuals have lower mortality than those who are unmarried. Those unmarried lack social support and may be more susceptible to adverse health behaviors (Marmot 2004). Thus, marriage is an important indicator of health. The results of this study are consistent to Marmot’s (2004) theory suggesting that many factors contribute to the inequalities in health including but not limited to education, income, marital status, employment, gender, and so much more. According to Marmot (2004), the health gradient affects all people. However, those with higher incomes have lower mortality rates and better overall health. Those with higher incomes are more likely to have more education and those with more education are likely to make more money, both contributing to the gradient in health. In addition to education and income, employment status also affects health. Evidence described by Marmot (2004: 135) also shows that employment ranking also predicts health while “unemployment increased mortality,” however, the reasons why are more complex. While unemployment decreases one’s income and social interaction, it may also increase levels of depression, stress, and anxiety, thus increasing the likelihood of ill health and bad health behaviors. 37 In addition, it increases levels of job insecurity and changes one’s expectations about the fate of their employment, thus, leading to the deterioration of one’s health (Marmot 2004). The data from this study support the hypothesis that the presence of inequalities exist in sleep and overall health. These results also support Marmot’s (2004) theory that many factors influence the social gradient in health and that status plays a key role in health. Overall, recognition in the importance that status influences one’s sleep and health by guiding one’s sense of control over their life and social position in the hierarchy ought to be addressed, for the betterment of society. These results also suggest the need for instruction and education regarding the importance of sleep to overall health. Ideally, such education would encourage health sleep patterns, which may contribute to the reduction of inequalities in health. Strengths and Limitations The main strength of this study is the use of the NHIS, a well-recognized and long running survey. Although the dataset provided large numbers for the sample size of adults that were surveyed for demographic and health information, the survey didn’t address work type and sleep in detail; leaving limited variables to draw from for statistical analysis. Secondly, the responses to the survey still rely heavily on selfreported status. Anytime survey respondents are self-reporting, it is important to remember that some respondents may not be open to answering all questions, especially those relating to undesirable or specific health behaviors that may be difficult to access 38 correctly and discuss. Thus, the reliability of the responses may have been influenced by inaccuracies or external factors. Areas of Further Research Although the data provided added a great deal of information on sleep quantity, specifically optimal sleep and health, a follow up study focusing on non-optimal sleep and sleep quality would be beneficial to understanding who and why people sleep the way they do and how it affects their health. Although the data were collected using the NHIS, a future study would benefit from a mixed methods approach. Collecting detailed information about the respondent’s habits, health behaviors and routines using interviews, focus groups, and other survey methods would add to the explanation of what predicts sleep and whether sleep affects health. Continued focus on the sociology of sleep is an essential part of our culture that warrants further investigation. 39 REFERENCES Adler, Nancy E., Thomas Boyce, Margaret A. Chesney, Sheldon Cohen, Susan Folkman, Robert L. Kahn, and S. 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