NC DHHS Module 2: Accountability and Stewardship Workshop Lesson Plan Content Introduction Introductions Participants provide their names, title/responsibility area and office/county. Facilitators provide introduction also. Time 15 20 min Notes Review of Module 1 Review by asking participants to recall aspects of 21st century leadership and any other topics from Module 1. Introduction of Module 2 Introduce the Module. Ask the group to notice the words within the “Wordle” on the opening slide. They are all different ways of defining “Accountability,” which is the basis for effective “Stewardship” . Module Overview and Objectives Page 2 Reference the overview on Page 2 of the participant handbook. Emphasize that being a good steward means, “being accountable to the agency’s mission and values, for the resources of the organization or your department, and the well being of your staff and the customers you serve.” Briefly cover the objectives of the module: Understand accountability and what it means to be accountable as a leader in NC DSS. Increase your level of accountability as a steward of public resources with which you are entrusted. Apply effective methods for holding yourself and others accountable for job expectations and agreements. Become a better steward of your time and energy and the public trust, money, and property Point out that, as public servants, managers are accountable to their agency, but ultimately to the taxpayers and low-income individuals in North Carolina. Content Section 1: Accountability Introduction– Page 3 Begin by asking participants: “Can you force someone to be accountable?” Time Notes 10 min Read the quote, “Accountability can be seen as taking action that’s consistent with our desired actions. It is also the willingness, after the fact, to answer for the results of one’s behaviors and actions,” by Mark Samuel. Then ask participants: Does that reflect your view of accountability? Important point is: Accountability is internally driven. It starts within yourself. What is Accountability – Page 4-5 Ask volunteers to read the three definitions of accountability on the top of page 4, and then ask the group to reflect on and write down their own definition of accountability. Give participants 3-4 minutes to reflect, and then ask a few volunteers to read their own definitions of accountability. The key point to draw out is that accountability fundamentally means taking responsibility for the outcomes and results of your own actions, and the actions of your work unit. The Cycle of Accountability- Page 6 Explain that one way you know when you are being accountable is to ask yourself if you are in line with the cycle of accountability, which requires us to be: Responsible for our self Respectful of others Reflective on the process Four Competencies of Accountability – Page 6 Another way to know when you are being accountable is to reflect on your awareness, attitude, agreements and actions. Awareness is knowing what is happening within and around you. 2/6/2016 1015 min Some participants may be resistant or defensive about the ideas presented in this section. Based on your sense of the attitude of the participants after you finish presenting the information, you may want to probe more. You may want to share a personal story about a time your own accountability broke down and how 2 Content Time Notes you responded. Agreements means making clear authentic, realistic and actionable commitments. You can ask participants to describe how they know when they are being accountable and give examples of a time when they had a breakdown in accountability. Actions means walking your talk and knowing the consequences of your actions. Attitude is staying open to learning and to what others have to say. Point out the table that describes different ways that accountability can breakdown and be rebuilt. During the small group discussion ask participants to complete the questions on page 7 and be prepared to report out to the larger group.. The point of the exercise is for participants to brainstorm some action steps they can take to increase the four competencies for accountability (awareness, agreements, actions, and attitudes.) Accountable Agreements – Page 8 The main point of this section is that people are more willing to join and follow leaders who exude influence than those who grasp at control. Therefore, it is important for leaders to be adept at making agreements with their staff that support accountability. 15 min Point out that accountability begins with integrity – note the bullet points in the middle of the page and emphasize truth, delivering on our promises, admitting and learning from our mistakes, and “intersecting” with different interests. Making Accountable Requests – Page 9 Ask a participant to read the quote on page 8, “Creating a social contract based on partnership and empowerment is the difficult emotional work of stewardship. This means saying no to others’ wishes for protection and relinquishing our need for control,” by Peter Block. The point of this quote is to emphasize that asking for the right things in the right way can be a powerful tool for influencing others to get things done together. 2/6/2016 3 Content Time Notes Note the list of questions on page 9, and let participants know we will be exploring these questions throughout this module. Steps to Making Accountable Requests – Page 9 This model is very helpful for participants who are uncomfortable with holding staff accountable. Suggest it might be helpful- at least to begin with- to prepare for making an accountable request by writing down their approach before making the request. Describe the steps and approach: 1) Assess the situation; 2) define the results; 3) ask for what you want; and, 4) invite a commitment. Pairs Exercise: Making Accountable Requests – Page 10 15 min Provide the participants with the instructions for completing the Pairs Exercise. Ask them to try to complete their work in about 10 minutes. After the pairs exercise, if you have time, ask one or two of the “observers” to report on what they observed and they feedback they gave to the requestor. This role-play is an opportunity to practice making an accountable request. The pairs should identify an actual accountable request they need to make when they return to their work unit. For facilitated conversation: What is your request? How did you make it clearer? Did you use the steps for accountability? What did you learn that you can apply back at the office? Dealing With People Who Aren’t Being Accountable – Page 11 The point of this section is to emphasize that a leader sets the tone for accountability by modeling it…by demonstrating the behaviors that they want from others. Walk through the steps and ask participants to share examples of how they would use these concepts with their staff. 10 min Acknowledge that it takes courage to stay out of the blame/shame trap, to own up to our actions without being defensive, and to learn from our experiences and mistakes. Accountability is a state of being that requires constant commitment and practice. Being Accountable Without Being 2/6/2016 4 Content Time Notes Defensive – Page 11 The main idea of this section is that a key characteristic of an accountable leader is their ability to take responsibility for results rather than blaming others. Break (15 mins) Section 2: Stewardship Content Introduction Have a participant read the definition of a steward on page 12, “A steward is a person who is morally responsible for the careful use of money, time, talents, or other resources, especially with respect to the principles or needs of a community or group,” from Webster’s New World Dictionary. What is Stewardship – Page 13 The key idea in this section is that as managers in a public agency, the participants have an even greater responsibility for stewardship of resources and agency outcomes, and the well-being of the employees that work for them. Time 10 min Notes This is an opportunity to thank participants for their public service and to remind them that they have chosen noble work, but with that comes “great responsibility”. Leaders as Stewards of the Organization – Page 13 Refer to the three critical steps for leaders to be stewards of the organization: 1) take responsibility; 2) establish discipline; and 3) build accountability. How Do Ethics Support Stewardship – Page 14 Emphasize that ethics are about morals, conduct and making judgments about what we think is right and wrong. As leaders, no one is watching over your shoulder and scrutinizing your work minute by minute. Point out that regardless of your actual skills, 2/6/2016 5 Content Time Notes ethics support stewardship because it implies the willingness of supervisors and managers to accept the consequences of their own actions. Ethical managers put their ethics into action through informed, systematic reasoning. We will explore the power to reason and make good decisions in the module on Critical Thinking and Problem Solving. Stewardship of a Most Valuable Resource: Your Time – Pages 14-15 5 min Emphasize that everyone in the agency has more to do than they can get to, and this problem tends to amplify when you become a supervisor or manager Read the quote in bold on the top of page 15 out loud. Make the point that stewardship of your time is about more than time management. Introduce participants to the 6 Steps of Effective Stewardship of Your Time: Step 1: Analyze where you spend your time Step 2: Define your priorities Step 3: Plan each day Step 4: Learn to say “Yes” and “No” Step 5: Delegate Step 6: “Unplug” Step 1: Analyze Where You Spend Your Time - Page 13 Instruct the participants to use the table on page 15 to estimate where they spend their time in the coming week. Let them know a full worksheet is available on page 19 in Appendix A for completing this exercise. Once they have completed the exercise ask them to review their list and note any surprises. 5 min Help the participants consider what changes they need to make. Mention some specific examples in reference to the questions – “Maybe you need to reorganize your desk to find your files more easily, or clean off your desk before you go home each day.” Point out the bulleted list of ask them to consider what changes they may need to make. Let them know there is a good list of Tips and Hints for Effective Time Management on Page 22 in Appendix A they can reference for more 2/6/2016 6 Content Time Notes ideas about to be better stewards of their time. Step 2: Define you’re your Priorities Page 15 10 min Ask participants to review the Steven Covey quote on page 15. Engage the group in discussion with the following questions: Do any of you identify with this quote? What does it say to you? Do you find yourself doing less important things and not finding time to focus on the most critical tasks and issues? At the end of this group discussion, emphasis that effective time management begins with understanding what is most important and then prioritizing. Covey’s Quadrants – Page 13 - 14 Introduce this tool with by emphasizing that the quadrants will help you identify what is most important and most urgent. Give them some examples of what might go into each quadrant: Quadrant 1: Crises, pressing problems and deadline-driven projects, meetings and preparations. Quadrant 2: Planning, values clarification, relationship-building, empowerment, coaching. Quadrant 3: Interruptions, some phone calls and emails, some reports, some meetings. Quadrant 4: Trivia, busywork, junk mail, some phone calls. Covey’s Quadrants Exercise – Page 14 Instruct the group to use Covey’s Quadrants to identify and organize their priorities. Emphasize that while some of the things that would go into each quadrant could be similar for everyone in the room, each person’s filled out quadrant will look different depending on their job description and the unique make-up of their team. (For example, some teams require more hands-on management than others.) 10 min. Capture the responses from the group discussion on a white chart When participants have finished, engage them in a brief discussion about their results. Ask them: What did you discover about your priorities? 2/6/2016 7 Content Time Notes Did anything surprise you? Let the participants know there is a tool for organizing team-based priorities on pages 2425 in Appendix A. Step 3: Plan Each Day - Page 18 Emphasize the importance of making lists and keeping a calendar, daily, weekly, and monthly Step 4: Learn to Say “Yes”/“No” – Page 18-19 Talk about the appropriateness of saying “no,” when others are really asking us to take on their tasks or adding things that are not priorities, and to avoid saying “maybe. 20 min Use morning “stand up” from Agile concepts as an example of a way for the team to plan a day. The idea is that these short meetings are so brief that everyone can gather around standing up to go over their top priorities for the day. Step 5: Delegate – Pages 19 Ask participants if they are doing things their direct reports should really be doing, and if they answer yet, let them know they need to ask themselves why they are doing this. Give some examples of the opportunities for delegation, such as: Giving work to senior members of the team Searching your tasks and responsibilities for things you can delegate that fit with the person’s level of authority Step 6: “Unplug” – Page 19 Stress the idea that they need to allow time to disconnect from their phone, email and take breaks where they completely step away from their work. Chart note the ideas participants share about how to become more effective stewards of their time Group Discussion: Lead a brief group discussion to recap the stewardship of time material and ask how leaders in DFCS need to become better stewards of their time. 2/6/2016 8