Ancient Animals Exploring the Significance of Mississippian Effigies in the Southeast Nathaniel P. Horne Table of Contents 1 I. Abstract --3 II. Introduction--4 A. Design--6 B. Behind the Design--7 C. Animals--9 D. Classification--10 i. Appendages--12 ii. Figurines--13 E. Context --15 i. Warren Wilson Site--15 ii. Berry Site--15 iii. Late Woodland Period--16 iv. Mississippian Period--17 F. Analysis--18 G. Purpose--19 III. Review of Literature--20 IV. Methods--28 V. Results--31 VI. Conclusion (significance of study)--37 VII. Images--40 VIII. Works Cited--51 I. Abstract 2 In the field of archaeology, effigies are clay or stone artifacts that portray animals or people. Effigies are important to study because they are categorized in a group of artifacts that are known to provide insight into the cultures that created them. My objective with this research is to compare effigies from two Southeastern prehistoric archaeological sites, the Berry Site and the Warren Wilson Site. Using stylistic and comparative analysis, I have designed a study that uses a research design based on an original instrument of classification to record the similarities and differences between effigy pieces found at the Warren Wilson site and the Berry site, and that addresses any cultural significance that may be reflected in the artifacts. There is a significant difference in the effigies from the two sites. The Warren Wilson Site effigies are a combination of zoomorphic animal head appendages, partial figurines and fragments, while the Berry site has far fewer clearly zoomorphic effigies. The Southeastern Ceremonial Complex puts the Appalachian Summit and Western Foothills regions on a similar cultural plane for the Mississippian period, therefore one possible difference in the effigies is an issue of the artifacts provenience in relation to what units were excavated. II. Introduction 3 This past summer at the Berry Site field school, our crew uncovered two intricate soapstone effigy pieces while removing subsoil at the site of Fort San Juan in Morganton, NC. Both of the pieces were zoomorphic. The first piece appeared to be the head of what looked like a bear with a neck, revealing that the piece had probably once been part of a larger object. The other piece was an animal with four distinct legs and a torso, but no head. The two front legs were bent at the knee, giving the piece movement, possibly a running deer. These artifacts were skillfully crafted with very distinctive animalistic features. I was intrigued by the artistic nature of the artifacts and by what they might mean. With access to the Warren Wilson archaeology lab and the UNC archaeology lab, I realized I could continue to learn about effigies by contrasting effigies from the Berry Site with effigies from the Warren Wilson site to try to better understand their significance. Animals are portrayed everywhere, and even today we humans are affected by and effect animals more than we think. Animals have a long history in stories, myths and lore. Stories are important to humans. In American Wildlife in Symbol and Story, Jay Mechling and Angus Gillespie write, “to think like a human being is to think in terms of stories, to think in terms of coherent sequences and patterns of elements” (Mechling, Gillespie 1987: 2). To interpret a thing or a person or even an event requires one to find the story behind that thing, person or event that makes sense. In his 1964 essay, “Animal Categories and Verbal Abuse”, Edmund Leach establishes research for those in pursuit of an idea he presents as “why animals are good to think” (Leach 1964). Concerned with 4 Radcliff-Brown’s problem of the “ritual value” of animal categories, Leach developed his own theory of taboo, using the correlations between the self, family, possessions and animals to determine that the human relationship to animals allows us to define and make statements about our relationships to everything else. Native American societies were very aware of their natural surroundings and gave meaning and significance to their entire environment, both living and inanimate. These living entities came to hold significant spiritual power for indigenous peoples. As testament to that power, humans began producing clay and stone effigies. Effigies may be complete figurines or partial appendages to larger objects like pipes or vessels. Some effigies reflect a realistic style while others are created in a more ambiguous fashion. Certain zoomorphic figures are thought to reflect cultural beliefs (Waring and Holder 1945: 18). These cultural beliefs are based on naturalistic and supernatural themes. Prehistoric groups in the Southeast practiced rituals and ceremonies that were embodied by these naturalistic and supernatural themes. My research compares effigies from two Southeastern prehistoric sites, the Berry Site and the Warren Wilson Site, to find patterns that may reveal culturally significant elements of the effigies. The symbols represented by effigies can be directly connected to ideas of religion, ritual, and social construction. To give just a couple examples of Native American use of effigies, we can look to Owl effigies at Poverty Point (Gibson 2001) or pre-Columbian ceramic design studies in Peru (Gonzalez 2000) to provide insightful looks into ways in 5 which cultures choose to represent themselves and interpret the world that surrounds them. Through the study of effigies iconography and symbolism, we learn about cultural construction and societal development of indigenous peoples. Specific symbols can relate to larger ideas concerning cultures, such as certain animals like the owl or the bear representing hunting prowess. To find symbolism in artifacts, archaeologists must first be able to identify the artifact. A. Design The design of clay figurines is more diverse than the effigy appendages that are mostly uniform and portray Canid species (of the Canidae Family (dog)). Images of birds, especially aquatic birds, seem to be the most common amongst Late Woodland and Early Mississippian effigy figurines. However, an array of animals is represented through effigies, and archaeologists pay close attention to each animal and what specific characteristics the creator chose to include. Since one effigy found this past summer at the Berry site is believe to possibly represent a deer, I may be useful to discuss one deer effigy figurine found at the Fish Lake site, a Patrick phase (Early Mississippian) site in Illinois. The figurine consists of a head with an extremely long snout and a large elongated ear. The head is situated on a thick neck, which connects it to an ovoid-shaped torso. The dorsal side of the torso is flattened and the ventral side is convex. Four pierced narrow cavities penetrate the ventral side of the torso. Two cavities appear on the lateral sides of the superior torso, and the remaining two cavities are present on the lateral sides of the lower torso. The 6 presence of cavities on the figurine indicates that twigs or perhaps bone were placed into these cavities to symbolize the limbs of the creature. No indication of a tail was found. The absence of a tail may indicate that the figurine represents a deer-like disguised human, perhaps a shaman (Zelin 2010: 712). This description of the deer figurine is an excellent example of how archaeologists describe an artifact in a site report. Deer were the most commonly exploited animal within the American Bottom—they were among the largest animals available in the area and thus provided more calories and protein than most other animals (Zimmermann-Holt 1996). Deer were also important sources of bone and antler for tools, as well as for clothing and other needs (Brown 1992: 19; Hudson 1976). Perhaps the effigy reflects this importance. B. Behind the Design When exploring prehistoric effigies, it is crucial to understanding the meaning behind the design. Animal mythology was a very important aspect of prehistoric societies. Animals were believed to hold spiritual power and this power could be attained through rituals or ceremonies. However, a diverse group of animals have been represented through artifacts, both in the Ceremonial complex and outside of it. It is likely that animals represented in effigies had more than one meaning. Hudson (1970) suggests that the animals portrayed in Southeastern art were not animals that were regularly hunted, but instead were animals that were feared and admired. ZimmermannHolt (1996) argues against the previous statement, saying that based on faunal materials and zoomorphic artifacts collected from numerous sites in the American Bottom, she 7 believes that some animals portrayed in prehistoric art were indeed eaten. Using Native American mythology and ethnographical records as well as faunal data recovered from sites, the archaeologists can conjecture what these effigies and the animals depicted possibly meant to people from the Late Woodland and Mississippian periods. Mythic traditions and a heritage of hundreds of cultures of Native peoples who inhabited the continent in prehistoric times serve as a usable medium for understanding prehistoric life. Andrews (2002) states that for Native Americans every animal and every aspect of hits environment had a powerful meaning manifested in the spiritual realm. The Cherokee refer to mythological animals as human spirits that can think, speak, and act like humans (Mooney 1900: 231). The primary significance of zoomorphic, anthropomorphic and hybrid effigies lies in native mythology. One aspect of Native American mythology that has been thoroughly explored and does provide an important insight into animal roles in prehistoric cultures is the idea of indigenous peoples believing in cosmological realms. Based on ethnographic sources, “American folk taxonomic practice classifies animals into three cosmological realms: the Upper World (Sky World) associated with birds; This World, or Earth, usually associated with man and four-footed animals; and the Underworld, or Water World, usually associated with snakes, lizards, frogs, and fish” (Fradkin 1990; Hudson 1976; Mooney 1900). Animals that could live in this world and in either the Upper World or Underworld are seen as messengers between these worlds 8 (Emerson 2003). These cosmological classifications are crucial to understanding what the animals meant to the prehistoric peoples portraying them in their artwork. C. Animals After reading a number of southeastern Native American creation stories and myths, Dogs, Coyotes and Birds comprise a small portion of a core group of animals that re-appear in southeastern stories and are reflected in the iconographic and ornamental cultural material. However, certain animals seem to be more prevalent in artifact representations in the Southeast. Evidence of special treatment of dogs has been found at certain Woodland and Mississippian sites in the form of dog burials, while some ethnographers describe some Native American groups using dogs for hunting, hauling, guarding, and herding (Schwartz 1997). Since dogs are such a common animal, it might seem like dogs would not be considered as important to prehistoric groups, however research shows that dogs were loved and admired just as much as some people love and admire their dogs today. Dogs are remarkable animals because they are sensitive to the cultural attributes of people and have an ability to adapt to people’s needs (Morey:2006). In fact, dogs were the only domestic animals present in the majority of Native American groups before contact (Schwartz 1997: 2). Since “Canid” is an important classification for effigy motifs, it is important to have a brief understanding of how indigenous groups viewed dogs. Dogs played key roles in Native American mythology, creation stories often 9 describe humans and dogs possessing nearly identical attributes, and some praise people origins to mating between humans and dogs (Fradkin 1990; Schwartz 1997). Coyotes are not too far from dogs, but natives differentiated between these two animals and a brief description of their meaning is worth mentioning. The Coyote: complex, contradictory, and colorful figure that exists in many Native American cultural traditions (Andrews 2002:160; Bastian and Mitchell 2004: 76-83; Kroeber 2004: 77-90; Schwartz 1997: 22; Taylor 1994). In Native American myth, the coyote occasionally assumes the role of the compassionate culture hero. Stories of several tribes reveal that the coyote brought the first fire, arranged the seasons, introduced death to prevent overpopulation, and taught humans how to make bows and arrows (Andrews 2002: 160). Birds are common images in the art of the Late Woodland and Mississippian periods. Southeastern Indians believed that birds are the most important creatures because the have wings and are closest to the heavens of the Upper World and can be messengers between the Sky and the Earth (Hudson 1976: 128). Based on faunal date from Late Woodland and Mississippian sites in the southeast, it is suggested that Woodland and Mississippian peoples used owls for ritual rather than subsistence purposes. Owls were considered mysterious and dreaded creatures and were believed to have special powers because of their ability to see in the dark (Brown 1992: 37). Owl remains are rarely found at Late Woodland or Mississippian sites, but when they are, they are almost always discovered in ritualized contexts and represented by inedible portions, such as wing bones or legs/claws (Aftandilian: 2007). Aquatic birds, like ducks and 10 geese, appear in Native American mythology as helldivers or Earth Divers and can connect the Earth with the Underworld (Emerson 2003; Hudson 1976: 140). Bird forms have also been noted as the shape of earthen mounds and earthworks as well ((Emerson 2003; Hudson 1976: 140). One of the most important aspects of effigy study to understand, not only for background research but also for new research, is how different types of effigies can be differentiated from one another. Having clear distinctions in effigy typology has been crucial for data analysis. D. Classification Through studying site reports dealing with effigies of Late Woodland and Mississippian period origins, I have determined two broad classifications to begin assigning effigies with a specific type: zoomorphic and anthropomorphic. Zoomorphic refers to effigies that represent some type of animal form. Anthropomorphic effigies represent either human form or a cross between human and animal. For effigies that fall into the ceremonial complex, the animal-human form is more common and falls into the complex motif of “god-animal being”. A second, slightly narrower classification for effigies that is also very important is the difference between effigy figurines and effigy appendages. Effigy appendages are effigies that were manufactured to be part of something else, usually a vessel or a pipe (Koldehoff and Galloy 2005). After these broader distinctions are made, archaeologists can then get more 11 specific in their classification of the effigies using ideas generated by the ceremonial complex, prehistoric mythology, and animal representation and site context. i. Appendages Canid (dog-like) effigy appendages are the most common effigy appendages found in late Woodland and Early Mississippian period sites, exhibiting elongated snouts, conical-shaped ears, two pierced cavities symbolizing eyes. The snouts and ears of some effigies are less pronounced and the eye cavities are not always present. The exterior of the majority of the appendages are plain, although some of them are entirely cordmarked or have cordmarkings covering their posterior surface (maybe symbolizing fur) (Koldehoff and Galloy 2005; Maher 1991; Ozuk 1987). Many archaeologists have noted that in finding effigy appendages, whether intact or not, the animals are facing the sky, or have a “vertical orientation”. A number of site reports have mentioned this, however there is not much in terms of documented research indicating what this may mean. It may just simply relate to the aforementioned idea that effigy appendages hold more spiritual and ceremonial importance, so the animals are facing the sky to represent some connection to another world or to some spiritual or mythological power. ii. Figurines 12 Effigy figurines are effigies that were designed to stand alone, not attached to anything. Commonly, effigy figurines found have been made in a crude fashion from untempered clay (Zelin 210: 708). The majority of effigy figurines are made from untempered clay, while effigy appendages are made from clay but also stone (Koldehoff and Galloy 2005). The majority of effigy appendages are grog tempered, meaning crushed fired pottery that is additionally added to unfired clay (Galloy 2005). So, untempered clay can be associated with effigy figurines, while tempered clay can be associated with effigy appendages. This could possibly relate to the idea that effigy appendages held more spiritual and or ceremonial importance, since the manufacturers obviously put more time into making them. There are two subtypes of effigy figurines created that are based on manufacturing techniques. The first subtype is clay figurines that were formed around twigs, reeds, or possibly bones, or had these materials attached to the figurines (Galloy 2005). The second subtype that can be distinguished are figurines that were made from lumps of clay, with no other materials involved. The majority of these “lump” figurines are zoomorphic, portraying both animal and bird creatures, however the presence of possible anthropomorphic figurines has also been noted (Maher 1991; Ozuk 1987). While effigy appendages are believed to hold spiritual and ceremonial meaning, effigy figurines are believed to be quite the opposite. Using the same concepts of understanding the importance of the artifacts through the study of their manufacture that was used for the appendages, archaeologists believe that because of their simple form and the lack of specialized skill required to make them, effigy figurines were probably little 13 more than children’s toys or hunter’s talismans. This idea was mentioned earlier in the paper, that hunters would carry little figurines of the animals they intended to hunt simply for good luck or safe passage. “Late Woodland figurines were not “monofunctional” but rather served numerous function, such as dolls, fertility aids, initiation items, and magical objects”(Galloy 2005). While archaeologists have used this idea of manufacturing techniques to differentiate between effigy appendages and effigy figurines, the design of the effigies is an even more focused classification that uses concepts of mythology and iconography to interpret what the effigies were intended to represent. E. Context In order to begin understanding what effigy pieces represent in terms of symbolism, culture and functionality, we must first understand their context. Effigies come in many forms and have been represented by indigenous cultures in a number of different ways. The context for this research is the Warren Wilson site in Swannanoa, NC and the Berry Site in Morganton, NC. i. The Warren Wilson Site The Warren Wilson site is located on the Warren Wilson College Campus in Swannanoa, North Carolina, along the banks of the Swannanoa River, in a geographic zone known as the Appalachian Summit (Davis:1999). The Warren Wilson site is a stratified site with intermittent Native American occupation zones dating from as early as 5000 B.C. to around A.D. 1500. The site saw occupation from the Archaic through the 14 Mississippian period (Davis: 1999). It is best known for the remains of a two-acre Pisgah phase culture village, home to ancestors of the Cherokee Indians. ii. The Berry Site The Berry site, located just outside of Morganton, NC, along Upper Creek in an area known as the Western Foothills (Davis: 1999), was occupied from about AD 1400 to 1600. Although best known for the occupation of the native town of Joara and the Spanish Fort San Juan, the Berry site saw occupation from the Late Archaic through the contact period, with cultures representing the Otarre, Swannanoa, Badin, Late Conestee, McDowell and Burke phases. The prehistoric peoples occupying the Berry site are thought to be the ancient ancestors of the Catawba Tribe. It is also important to understand the chronology of the periods of occupation as well as the defining characteristics of those periods. iii. Woodland-Late Woodland Period The Appalachian Summit and the Western Foothills of North Carolina were occupied by indigenous peoples of the Late Conestee Phase of the Late Woodland Period, ranging from 800 to 1000 AD. The Woodland period tribes are recognized primarily for pottery production, semi-sedentary villages, and horticulture1. By the end of the Woodland period, indigenous groups had true systems of agriculture developed, growing the three staple crops of corn, beans and squash. This newly perfected system of 15 agriculture is what supported the rise of large, complex societies during the Mississippian Period. Swannanoa pottery defined as Early Cord Marked and Early Fabric Marked is common to the Woodland Period of the Appalachian Summit while other ceramic finishes are believed to be a consequence of increased cultural interaction with Piedmont region tribes (Dickens:11). A few sites of the Middle and Late Woodland Conestee Phase have revealed assemblages of artifacts from cultures outside of the Conestee Phase, indicating the possibility of increased trade and interaction between different groups. At the Garden Creek Site, a Middle Woodland Period site in Canton, NC, Hopewellian derived assemblages of artifacts were found with material from the Conestee occupation during the excavation of mound No.2 (Dickens:12). Hopewellian refers to the native tradition that was shared by the indigenous peoples thriving along the rivers of the northeastern and midwestern United States from around 200 BC to 400 AD. Not one single society or culture, Hopewell was a widely dispersed populations connected through trade routes. These routes carried cultural material from the Southeast US to Canada, including finely crafted art and exotic materials. Amongst the Hopewellian material found in mound No.2 at the Garden Creek Site was copper beads, sheet copper, triangular knives as well as human and animal figurines (Dickens:12). This discovery of Hopewellian material not only evokes questions concerning the established chronology of Southeastern phases but also shows that cultural material from a much larger and earlier tradition may have influenced the iconography and style found in the material production of smaller bands. iv. Mississippian Period 16 The Mississippian period ranged from 1000 to 1650 AD. For archaeologists, this period is best characterized by rectilinear complicated stamped pottery, nucleated-village settlement patterns, Maize agriculture and stratified social structure (Dickens:13). New cultural phases emerged in North Carolina, followingthe Late Conestee phase. Pisgah is the Mississippian cultural phase for the Appalachian Summit, leading into the Qualla phase before contact with Europeans. McDowell is the Mississippian cultural phase for the Western Foothills, leading into the Burke phase before contact. Mississippian period societies were more structured, and even the smaller villages had mounds , secondary ceremonial structures and a central plaza area (Dickens:14). F. Analysis This analysis explores the manufacturing techniques, symbolism, design and iconography of effigies. Themes of social structure and organization can also be found in the study of effigies by using quantitative data analysis techniques established by archaeologists from previous effigy studies. Galloy and Koldhoffs research report on effigies in the East St. Louis concluded that effigies may be complete figurines or partial appendages to larger objects like pipes or vessels. The majority of effigy figurines are made from un-tempered clay, while effigy appendages are made from clay but also stone (Koldehoff and Galloy 2005). The coding form has been designed to find similarities and differences between effigies from the two sites using a variety of established thematic and characteristic artifact analysis methods. Variations amongst the effigies have presented themselves as variables of typology, design, manufacturing technique 17 (including materials used), and whether or not the effigy was part of a pipe, vessel, or stood alone as a figurine. G. Purpose The purpose of this research is to discover the similarities and differences between effigy pieces found at the Warren Wilson site and the Berry site, and to understand any cultural significance that may be reflected in the artifacts. Effigies are important to study because they are categorized in a group of artifacts that are known to provide a true insight into the cultures that created them. For example, clay effigies of zoomorphic and anthropomorphic designs are frequently recovered from Mississippian period sites across the American Bottom are believed to reflect a shift to a more sedentary lifestyle during the Late Woodland and Early Mississippian periods (Arnold 2006; Galloy 2004; Holley and Ringberg 2001). Effigies are a part of the Southeastern Ceremonial Complex, a social structure identified by archaeologists in the southeastern United States that is comprised of artifacts that display iconography and symbolism of prehistoric groups. Although effigy pieces are not usually found in abundance on archaeological sites, they are one of the most telling artifacts that allow archaeologists and cultural anthropologists alike to view how prehistoric peoples viewed themselves and the world 18 around them. The research in this paper compares and contrasts effigy pieces found at the Warren Wilson archaeological site and the Berry archaeological site in order to find any physical or artistic differences to understand if the iconography of effigies can reveal insight into Native American symbolism and mythology. III. Review of Literature The most common effigies found in the Southeastern United States are pipe effigies. Different prehistoric periods of time have seen different styles of pipes, however these pipes have always represented important ceremonial and ritualistic aspects of Native American culture. During the Early Woodland period in the Southeast, tubular pipes dominated archaeologists pipe collections, progressing to platform pipes during the Middle Woodland period. During the Late Woodland and Mississippian periods, collections were dominated by elbow, figurine and effigy pipes (Rafferty and Mann 2004). The Warren Wilson site is located in Swannanoa, North Carolina, along the banks of the Swannanoa River, in a geographic zone known as the Appalachian Summit. Native Americans occupied the site from 5000 BC to AD 1500, with the most prominent occupation, taking place during what is known as the Pisgah phase (Dickens 1976). The first cultural period seen by the Warren Wilson site was the Early Woodland Period, lasting from 1000 to 300 B.C. This period of time, also known as the Swannanoa Phase, has provided archaeologists with cultural remains primarily consisting of cord 19 marked and fabric-stamped ceramic pieces (Dickens 1976: 11). During the Middle and Late Woodland Periods in the Appalachian Summit, there was an increase of cultural diversity that was stimulated by ideas from outside the region (Dickens 1976: 8). Although the Piedmont regions of North Carolina saw continuity and gradual change, the Appalachian Summit was a mixing pot of influences from more established cultures from other parts of the state as well as Tennessee. The Berry site is located just outside of Morganton, NC, along Upper Creek in an area known as the Western Foothills, occupied from about AD 1400 to 1600. The Berry Site saw occupation from the Late Archaic through the contact period, with cultures representing the Otarre, Swannanoa, Badin, Late Conestee, McDowell and Burke phases (Moore 2002: 60 ). The Berry site is especially interesting to archaeologists because of the existence of Spanish remains. The Berry site was visited by two Spanish exploratory expeditions, one by Hernando de Soto in 1540 and one by Juan Pardo in 1567. Pardo’s expedition ended up staying at the Berry site and building a fort, which remained for one year until Native Americans burned the structures and killed the Spanish soldiers in 1568. Much of the Native American cultural material found at the Berry site is of the Burke series (Moore 2002: 60), with soapstone temper and curvilinear complicated stamped, plain, and burnished ceramic surface treatments. It is also believed that the indigenous peoples living at the Berry site are the ancient descendants of the Catawba Tribe. Art and iconography have always played crucial roles in providing historians, anthropologists and archaeologists with ideas concerning what indigenous peoples held 20 as important factors in the makeup of their societies. For societies that had no written language, art was the main way in which they represented all ideas, whether economic, religious, political or social. A study of prehistoric culture and society portrayed through art, symbolism and iconography is Jon L. Gibson’s work at Poverty Point, an archaic period site located along the lower Mississippi River floodplain in northeastern Louisiana. In his book The Ancient Mounds of Poverty Point: Place of Rings, Gibson attempts to answer the questions of how Poverty Point came to be, what it represents, and uses analysis of cultural remains to explain the sites economic, social, cultural, and ceremonial meanings. One of the most important factors Gibson discusses is how Poverty Point’s large size, with a domestic-economic support territory of 700 sq. miles (Gibson 2001), influenced the way the aforementioned ideas were shaped. Similar to large sites like Cahokia, Poverty Point produced a vast amount of artifacts, features, and earthworks including mounds, effigy mounds and rings. Poverty Point also played a large role in exchange and trade, which Gibson believed was crucial to the social development of the Poverty Point culture. Gibson explains that if Poverty Point had not engaged in exchange, brought people from far away together and had not been economically ambitious, then the earthworks would not have been built and symbolic markers (effigies, etc.) would not have been made. In their book, Early Pottery: Technology, Function, Style, and Interaction in the Lower Southeast, Rebecca Saunders and Christopher Hays explain that even small bands of indigenous peoples that had little or no extra regional trade or interaction still portrayed ties to other groups through their pottery style and design (Saunders and Hays 2004). Gibson writes, “If 21 Poverty Point had taken less pride in itself and been less aware of its identity, there would have been little need for ideographic reminders, either” (Gibson 2001: 183). Mississippian period social construction at the Warren Wilson Site and the Berry Site in relation to Gibson’s ideas of social identity could explain why more effigies began to be produced moving out of the Woodland Period. For prehistoric tribes, different animals meant different things. What they meant depended either on a story or a story yet to unfold, such as a successful hunt, a victory over an enemy, a bountiful harvest or a badly needed rain. . Jon Gibson of Poverty point explains that different sizes of effigy owls suggest different species: Great Horned, Barred or Screech Owl. Each species represented different powers and values in the lore of Southern indigenous peoples (Gibson 2001). Gibson also suggests that although the owl effigies and pendants were not identical, they were technically and stylistically similar, enough so to suggest that only a few people made them and they all knew the same stories behind them (Gibson 2001). Archaeologists believe that during the Mississippian period in the Southeastern United States, a ceremonial complex existed within indigenous prehistoric groups in the southeastern United States, commonly referred to as the Southeastern Ceremonial Complex or the Burial Cult. This complex, or cult, is based on artifacts that represent ceremonial and ritualistic practices. These artifacts are characterized by specific motifs that archaeologists have identified, analyzed and concluded to be representative of the complex. These motifs were established by archaeologists using the following criteria: A.) Each is sufficiently specialized as to preclude casual delineation. B.) That each, 22 from its appearance in association with other motifs and elements of the complex, is unquestionably part of the complex. C.) Each motif carried sufficient ceremonial significance to be used alone on cult objects” (Waring and Holder 1945: 3). This ceremonial complex includes artifacts ranging from gorgets, celts and hair emblems to stone discs, monolithic axes and ear spools. Effigy figurines, appendages and pipes are also included in this list. The ceremonial complex of the southeast is important because it is a analysis of symbolic and iconographic cultural material with the intention of understanding what the artifacts actually meant to the people who manufactured them. Larger sites in the southeast are especially good for producing large quantities of cultural material that reflect this ceremonial complex. “Since the archaeological investigations of the sites at Etowah and Moundville, it has been apparent that there exists in the southeastern United States a complex of specific motifs and ceremonial objects” (Waring and Holder 1945: 1). These larger sites yielded a large amount of artifacts that were never analyzed with the complex in mind, until recently established chronological sequences were established and archaeologists began to see connections between symbolic material found at larger sites and smaller sites throughout the southeast. The complex can be seen in material found in North Carolina, Georgia, Alabama, Oklahoma, Tennessee, Florida, and Arkansas (Waring and Holder 1945: 12). Most archaeologists believe that the motifs and ceremonial objects appear as a cult complex in association with platform mounds; that the complex is found virtually intact over a wide geographic area (Knight 1986: 679). If effigies are included in this complex, than there may exist many similarities between pieces found from different sites. 23 The specific selected motifs for the southeastern ceremonial complex are the cross, sun circles, bi-lobed arrows, the forked eye, the open eye, the barred oval, the hand and eye and death motifs (Knight 1986: 675). These motifs are attributed to as well as paraphernalia of “God-Animal Beings”. These God-Animal Beings are important figures in the mythology of southeastern groups, and being as there was no written language, these mythical beings were a large part of the prehistoric culture. The forms of these beings represent the complex, and are found carved, etched and stamped into artifacts found throughout the southeast. Effigies are one of the most obvious examples of this cultural complex. The God-Animal Beings are analyzed by archaeologists and coded into two categories: naturalistic and anthropomorphized (Knight 1986: 677). When dealing with effigies, this coding system can and will be used. The God-Animal Beings are: Birds (naturalistic and anthropomorphized), the Rattlesnake (naturalistic and anthropomorphized), the Cat (always naturalistic) and Humans (most of these figures probably represent completely anthropomorphized animal beings) (Waring and Holder 1945: 26). Some of the figures seem to have antlers, and some archaeologists have suggested that deer should be included in the list. This is of interest as one of the Berry Site effigy pieces may represent a deer. A group of ceremonial objects is associated with the motifs and god-animal beings of the ceremonial complex. Two preceding groups of characteristics from figures engraved or embossed on the surfaces of these ceremonial objects have been defined: costume and paraphernalia (Knight 1986: 682). It has been determined that due to the craftsmanship, material and associations, these objects truly were intended for ceremonial 24 purposes. Effigy pipes, figurines and appendages are artifacts associated with the complex. Cat effigy pipes are common within the complex and are found regularly found at Moundville and along the lower Mississippi (Knight 1986: 677). Squatting human and human pipe bowl figurines are also common within the complex. Other types of effigies, which seem to be related to the complex, include copulating humans and frogs and the human head pipes of the Georgia type. Elements of the ceremonial complex appear primarily with burials, presumably those of important individuals. Archaeologists believe that these burials contain important individuals because the cultural material found in the burials correlates with the characteristics of the complex. “When burials are found in which the individuals have been interred wearing the same ornaments and clothing and with the same paraphernalia which one sees on representations of the god-animal beings, some type of godimpersonation is certainly indicated” (Waring and Holder 1945: 21). Since effigies are included in the ceremonial objects of this ceremonial complex, it can be determined that effigies can be artifacts that reveal a lot about prehistoric cultures of the southeast and how they perceived themselves and the world around them. Effigies have been found in large quantities at some Late Woodland and Mississippian period sites. Clay effigies of zoomorphic and anthropomorphic designs are frequently recovered from Mississippian period sites across the American Bottom (Arnold 2006; Galloy 2004; Holley and Ringberg 2001). Archaeologists have included their effigy findings in site reports, using not only specific physical characteristics but also Native American mythology as well to help them classify and sort their findings. 25 A. Effigies and Settlement Patterns Since effigies are culturally revealing artifacts, they can tell archaeologists a lot about the occupation of a specific site. Effigies are commonly found in large settlements accompanied with structures and evidence for intensive occupation. Clay effigies are believed to reflect a shift to a more sedentary lifestyle during the Late Woodland and Early Mississippian periods (Arnold 2006; Holley and Ringberg 2001). Some archaeologists believe that effigies can also reveal the individual roles of certain individuals who may have played direct roles in either the manufacturing and or implementation of effigies in ritual, ceremonial and everyday life of prehistoric groups. In terms of settlements, this can also refer to the use of individual features and their relationship to effigies. Since the function of effigies can be possibly related to shamans and shamanistic activities, Binford (1970) and Kuttruff (1974) made the assertions that Late Woodland and Early Mississippian figurines were related to the storage function of pits, to ensure “preservation and protection of pit contents” (Bindford, Kuttruff). This may show that effigies, though commonly found at larger sites, required special consideration, even when they were being disposed of. Site reports from larger Late Woodland and Early Mississippian sites indicate that although effigies were found dispersed across entire sites, they were mostly recovered from pit features. The majority of pit features that have produced effigies have been deep bell or cylindrical shaped pits that were primarily used for storage purposes and secondarily for trash disposal (Zelin 2010: 711). It has also been noted through site reports that most effigies were found broken in the pits, which relates to the idea 26 mentioned earlier in the paper that certain effigy pieces were intentionally broken before they were discarded, as to release the inner spirit or power that they were believed to hold. IV. Methods To record the typology, design, manufacturing technique (including materials used), and whether or not the effigy was part of a pipe, vessel, or stood alone as a figurine, each individual artifact was measured and weighed. This data was recorded using calipers that measured in millimeter increments, and an electric scale that weighed in grams. Once the artifact was weighed and measured, the material was recorded onto this EAI form: Accession # Form Type Design Material Height (mm) Width 1 Width Weight Position (notes) 2 (G) My methods were used to create this “Effigy Analysis Instrument” (EAI) that facilitated the descriptive analysis of the artifacts. By creating this instrument, every physical attribute of the artifacts was recorded in a fashion that worked for data comparison. The EAI has spaces to compare larger groups of defining physical and theoretical characteristics as well as height, width and weight, and I added a section at the 27 end for notes. This notes section was crucial because there were a lot of characteristics I had to describe that I could not simply recorded like the numeric data. Obviously, the artifacts were the population that I am sampled. There were 99 effigy artifacts from the Berry Site and 43 effigy artifacts from the Warren Wilson Site, making 142 artifacts in total. The next five sub-sections are included to define the classification titles used in the data analysis. A. Form Form determines whether the effigy is a figurine, an appendage, a fragment, or something else. In terms of form, roughly half of the Warren Wilson Site effigies are appendages and the other half figurines. At the Berry Site, the majority of the effigies are fragments. The best way to pick out an appendage is to look for a portion that has been broken. The majority of the effigy appendages from the Warren Wilson site are zoomorphic heads that have been removed from something else at the neck. B. Type Type refers to what life-like qualities the effigy has. Animals are zoomorphic in type, humans are anthropomorphic, and more abstract pieces with zoomorphic or anthropomorphic qualities are called hybrids. A few of the pieces I analyzed were simply decorative bits of fired clay, but these pieces are not important to this study. While analyzing the Berry Site material, I began using N/A (not applicable) in the type section quite frequently. It is extremely difficult to figure out whether a small clay fragment is 28 anthropomorphic or zoomorphic. Since the majority of the Berry Site effigies are fragments, N/A was used often. C. Design For the design section, I was trying to figure out what specific animals were represented in the zoomorphic effigies. For more obscure or abstract effigies, I put a small note of what the artifact’s general shape is. After I analyzed the effigies from both sites, I had found pieces designed to represent Deer, Bear, Canid (Dog), Turkey, Fish, Human, Bird, Fox and a number of abstract beings as well. D. Material Material simply refers to what the effigies were made out of. The majority of artifacts from both sites were made from types of tempered clay. Some were darker in color, while some had more of a red hue. The two soapstone effigies from 2012 at the Berry Site were the only ones of that material. E. Height/Weight Every effigy was weighed with a digital scale. The height refers to the distance in between the two furthest points on the effigy. I initially attempted to find the diameter of the effigies, but I decided taking two different width measurements would be easier and more efficient. V. Results A. Berry Site 29 The first group of artifacts to be analyzed was the effigies from the Berry Site. There are 99 artifacts from Berry labeled as effigies kept in the archaeology lab at Warren Wilson College in Swannanoa, NC. The artifacts are sorted by the year in which they were found. The artifacts come from excavations at the Berry Site that took place in 1986, 2001, 2002, 2003, 2004, 2006, 2007, 2009, 2012, 2011 and 2012. Out of all 99 effigies found during these excavations, only three could be listed as having zoomorphic qualities. There were no hybrid or anthropomorphic designs on any of the artifacts. The two most notable effigies from the Berry Site were found in 2012. Effigy A074-56 is a soapstone animal figurine with four legs and a torso. Since this piece has four legs, it was unlikely that it was attached to a larger object, therefore making it a figurine. There is a broken section where the neck ends and the head would have been, as well as a broken section at the end to suggest a tail. The most intriguing aspect of this piece is its suggestion of movement. The two front legs of the figurine are bent at the knee, with the hind legs sticking straight out, making the animal look like it is running. From the shape of the torso and legs, plus the running/pouncing forward movement conveyed by the positioning of the figure, this piece is quite possibly supposed to represent a deer. (Image 1) The second notable effigy, A074-159, is similar to many of the zoomorphic appendages from the Warren Wilson Site. The effigy is a soapstone animal head with bumps for ears, grooved (not drilled or punctated) eyes, a slit for a mouth, and an elongated snout with a raised bump at the end. The head also has a neck, which is broken at the bottom, suggesting that the piece was attached to something larger. While this 30 piece is obviously zoomorphic in type, the design is a little more mystifying. The animal has similar qualities to that off a dog or a bear. Both dogs and bears are common in Mississippian period art and iconography. For my personal research, I have this artifact labeled as Canid (of the dog family)/Bear. (Image 2) B. The Warren Wilson Site There are 43 effigies on record in the lab at UNC that were found at the Warren Wilson site during excavation. 23 of the effigies met the criteria to be labeled as Appendages in the section of the coding sheet labeled “Form”. These effigies were primarily zoomorphic in “Type”. Most of these appendages were in the form of animal heads with clearly defined necks, which had been broken at the bottom. These broken necks were a clear indicator that these animal heads were originally connected to a larger piece. There is no real evidence that can reveal what the animal heads may have been attached to. Since 42 out of the 43 effigies were constructed out of clay, it is probable that many of these animal head appendages were attached to larger clay vessels of some sort. There is one animal design that appears consistently in the Warren Wilson material that is worth discussing. There is a representation of either a bear or a dog like animal in many of the clay appendage effigies, very similar to the design of the soapstone animal head found this past summer at the Berry Site (A074-159). These animal heads have two eyes, the most common design for eye either being convex (puffed out) or punctated circles. Effigy A2094-190 (image 3) is an almost replica of the soapstone head 31 from the Berry Site. This piece has small nub-like ears, an elongated snout and a small, faded mouth. The head has a neck, which is broken at the bottom making it classified as an appendage. Effigies A2094-1606/1541a/1881/123 are all very similar to this design as well (Images 4-7). Looking back on Marion Schwartz’s 1997 publication A History of Dogs in the Early Americas, it would seem that the animal represented in the soapstone head from Berry Site and the re-occurring animal design amongst appendages from the Warren Wilson site could quite possible be a dog. Although dogs are common creatures with no real mythical background represented in prehistoric creation stories or in iconography from the Ceremonial Complex, Schwartz reports that dogs were loved and admired by prehistoric peoples just as much as people love and admire their dogs today. Schwartz’s research discovers that evidence of special treatment of dogs has been found at certain Woodland and Mississippian sites in the form of Dog burials, while some ethnographers describe some Native American groups using dogs from hunting, hauling, guarding, and herding (Schwartz 1997). Dogs were also most likely the only domesticated animal Woodland and Mississippian groups of the Southeast had. C. Fragments Ten of the Warren Wilson effigies take the form of “Fragments”. They are small pieces that more than often possess no revealing qualities of any kind. Three of the ten “Frags” from the Warren Wilson material are similar in shape to the “Frags” from the Berry Site material, which make up about 95% of the Berry Site effigies. In his book Catawba Valley Mississippian: Ceramics, Chronology, and Catawba Indians, David G. 32 Moore recounts the “Non-vessel ceramic artifacts” found during the first 1986 excavations of the Berry Site. Moore writes, “Five fired-clay (effigy) pieces are identified as possible effigy fragments. None, however, exhibits any identifying characteristics and it is possible that some of these may represent fired clay coils (Moore: 242).” After analyzing the Berry Site effigies, it is now apparent that the large majority of the artifacts, from the 1986 excavations through 2012, labeled as “effigies” are only fragments that posses no true identifying characteristics and may also represent fired clay coils. Most of these fragments are what I came to call “Tooth Shaped”. I defined this shape as a measure of “Design” on the coding form since that is what the pieces appeared to look like. I defined this “Tooth Shaped” design a relatively short way through analyzing the Berry Site effigies as they were becoming the obviously dominant “Form” of artifact. Image 8 depicts some common “Tooth Shaped” fragments from the Berry Site. D. Figurines In contrast to the form of Appendages are Figurines. From the Warren Wilson Site, seven of the effigies were clearly designed to stand alone as figurines. Only one of the seven figurines had an intact head revealing a long beak-like nose, which I defined as a zoomorphic bird figurine. The other six figurines were much more abstract in design than any of the other 37 effigies. Effigy figurine A2094-3996 (Image 9) had multiple drilled holes that extended the entire width of the artifact, so that you could look clear through the piece. The piece had the suggestion of a main torso or body, where the 33 artifact was the thickest, with points extending off the main body that seemed to represent legs or wings of some type. Every figurine was similar in this sense; they all possessed zoomorphic traits crossed with abstract elements of design. Effigy figurines A2094-216 and A2094-9136 (Images 10-11) are quite similar pieces that depict much clearer zoomorphic design and less abstract design. Both pieces appear as torsos with broken appendages, indicating that they once had legs, a head and even a tail. Three effigies from the Warren Wilson Site can be classified by “Type” as anthropomorphic. These artifacts display human characteristics in their design. Effigies A2094-6918/2 and A2241-279 (Images 12-13) were almost identical in design, made from clay, portraying heads with a face on both sides of the artifact. These faces were given unmistakably human features in their creation, with lips, noses, mouths, scratch marks around the face for design and what appears to be some sort of hair or headdress. Steven Davis, head of the Archaeology Department at UNC believes these two pieces to be basket handles rather than figurines or appendages. At the base of both artifacts there are turned out edges, almost like the rim of a vessel. Davis believes these edges represent the point where the fibers from the basket were lashed around the effigy to hold it in place as the handle. The third anthropomorphic effigy, A2225-1009 (Image 14), takes the form of a fragment, possibly a figurine fragment. The artifact is clay and the design portrays the bottom half of an animal, broken at the waist, with the suggestion of two missing legs. While this artifact could quite possibly be another animal making it zoomorphic, the 34 piece seems to have more human qualities than the other zoomorphic figurines in the collection. One common prehistoric effigy design in the Southeast is that of birds. There are six effigies that were excavated at the Warren Wilson site that fall into the bird category. Effigy A2310-3208 (Image 15) was originally labeled “Turkey Effigy excavated and put on record. This artifact is a clay appendage, a head with a neck that is broken at the bottom. The piece has a drilled hole for the eye that goes through both sides of the head, making the eyes positioned on the side rather than the front. The Turkey head has an open mouth, carved out like a sliver. On the top of the head is a jagged design, like a serrated edge, that gives the effect of plumage or head feathers. The nose is pulled out to give the effect of a beak. The most exciting artifact in terms of design is effigy A2310-4607 (Images 1618). The animal represented appears to be either a Fox or possibly a dog. The pointy ears make the piece more foxlike, while more of the Canid looking artifacts have small, nubby ears. One characteristic of the artifact that is interesting is that the animal seems to have a personality that is portrayed through the expression on its face. Although part of the nose is missing, the animal appears to be smiling or have an almost mischievous grin. This artifact is composed of clay and is classified on the coding form as an appendage, as it appears to have a neck that is broken at the bottom, similar to many of the other animal head appendages. 35 VI. Conclusion In conclusion, I can now say that there is a difference between effigies from the Warren Wilson site and the Berry Site. Only two of the 99 Berry Site effigies have a clear, zoomorphic design, while 3/4ths of the 43 Warren Wilson site effigies have a clear design. The most common animals reflected in the Warren Wilson site effigies are bears, dogs and birds. There are also a couple of anthropomorphic pieces. For the Berry site, there are only two animals reflected in the effigies, a possible deer and a possible bear or dog. The two most notable patterns that emerged were the “tooth” shaped fragments of the Berry site material and the bear/dog like animal that reoccurred amongst the Warren Wilson site zoomorphic appendages. Both of the Berry site effigies are zoomorphic and represent both appendages and figurines, but there are only the two artifacts to look at. After analyzing and recording all the effigies from both the Berry Site and the Warren Wilson site, there are a few ideas that could possibly explain the obvious differences between the two collections. As mentioned briefly in the methods section in regards to validity, it is possible that excavations at the Berry Site only found clusters of coils because excavations were limited to certain areas. While the area believed to contain Fort San Juan has been excavated extensively, the end of the field closer to the mound and moving towards the indigenous town of Joara itself has not been excavated as intensively. Maybe prehistoric peoples were producing less ceremonial cultural material near the fort, and the primary production of effigies and other artifacts that fit into the 36 Southeastern Ceremonial Complex was at the other end of the field, in the indigenous village that had no European structures. Another possibility as to why the collections are different is that the different sites saw occupations representing different time periods. Since the Berry site saw occupation through the Contact period, maybe there was an influence on the production of ceremonial artifacts in response to the occupation of the site by foreigners. It could also be possible that the Spanish soldiers at the Berry site may have destroyed artifacts that reflected indigenous spiritual beliefs. It could also be possible that the Berry site was actually a larger production center for effigies, but we have only found fragments through excavation and not as many intact pieces like the ones that have been found at the Warren Wilson site. I believe that to answer the question of why the difference exists between effigies from the two sites, an archaeologist would have to begin looking at provenience and the in situ location of each individual effigy. By knowing the location of the artifact, the archaeologist could then understand that artifact’s relationship to other artifacts, to features, and to the rest of the site as a whole. In this way, one might be able to discover more patterns amongst the locations of the effigies on the site. If it appears that effigies are being found in one specific part of the site, then that is a revealing characteristic for that particular site. Or, if there is a utter absence of effigies in locations believed to be associated with ceremonial practices, such as mounds or central plaza areas, than that is a revealing characteristic as well. 37 IMAGES (Artifacts are found using the accession #) 1. A074-56 2. 38 A074-159 3. A2094-190 39 4. A2094-1606 5. A2094-1541 40 6. A2094-1881 7. A2095-123 41 8. A008-536/438-A042-208 9. A2094-3996 42 10. A2094-216 11. A2094-9336 43 12. A2094-6918-2(1) Front facing A2094-6918-2(2) Back facing 44 13. A2241-279(1) Front facing A2241-279(2) Back facing 45 14. 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