Settlements & Billing Configuration Guide: Spin and Non-Spin No Pay Quantity Pre-calculation Version 5.11 Settlements & Billing Configuration Guide for: CG PC Spin Non-Spin No Pay Quantity Version: 5.11 Date: 05/27/14 Table of Contents 1. Purpose of Document 3 2. Introduction 2.1 Background 2.2 Description 3 3 3 3. Charge Code Requirements 3.1 Business Rules 3.2 Predecessor Charge Codes 3.3 Successor Charge Codes 3.4 Inputs - External Systems 3.5 Inputs - Predecessor Charge Codes or Pre-calculations 3.6 CAISO Formula 3.7 Outputs 3 3 8 8 9 13 13 27 4. Charge Code Effective Dates 37 CAISO, 2016 Page 2 of 38 Settlements & Billing Configuration Guide for: CG PC Spin Non-Spin No Pay Quantity Version: 5.11 Date: 05/27/14 1. Purpose of Document The purpose of this document is to capture the requirements and design specification for a Charge Code in one document. 2. Introduction 2.1 Background According to the CAISO Tariff, when CAISO issues an AS Award in the DAM, HASP, and RTM, an AS capacity payment is made through the DAM, HASP, and RTM Charge Codes specified for each AS in the BPM for Settlements & Billing. These AS charges flow through to Settlements, regardless of resource performance in Real-Time. The resources issued AS Awards are required to convert that capacity into Energy if dispatched in Real-Time or keep that capacity unloaded and available on their resource for potential Dispatch of Energy in Real-Time. If a resource fails to fulfill the requirements of the AS Award, then that resource is not entitled to its full AS capacity payment. The No Pay charges eliminate AS capacity payments to the extent that the requirements were not fulfilled. The No Pay amount for Qualified AS self-provision reduces the relevant SC’s effective AS self-provision in the AS cost allocation, effectively charged back at the relevant AS rate. 2.2 Description Spin and Non-Spin No Pay Quantity Pre-calculation –– This Pre-calculation determines the Spin and Non-Spin rescission No Pay Quantity in each Settlement Interval for resources that are scheduled for Spinning and Non-Spinning Reserve (Spin and NonSpin) capacity. 3. Charge Code Requirements 3.1 Business Rules Bus Req ID 1.0 Business Rule The rescission charge rescinds Spin and Non-Spin Capacity payment for Generating Units, Participating Load, Demand Resources, Non-Generator Resources, MSS External Generation that is internal to the ISO, and Dynamic System Resources when one of the following occurs: 1) Undispatchable Capacity 2) Undelivered Capacity 3) Unavailable Capacity 4) Declined Instruction 5) Unsynchronized Capacity 6) Resource Constraint Disqualifications CAISO, 2016 Page 3 of 38 Settlements & Billing Configuration Guide for: CG PC Spin Non-Spin No Pay Quantity Bus Req ID Version: 5.11 Date: 05/27/14 Business Rule Undispatchable Capacity – There are two subcategories of Undispatchable Capacity: 1.1 1.2 1.3 1.4 1.5 Availability-Limited Capacity – If a resource’s capacity is de-rated in RealTime and/or in the case of a Non-Generator Resource the State of Charge (SOC) level cannot provide enough energy once the awarded AS is called upon, the total amount of previous AS Awards and Schedules may not be available in Real-Time for Dispatch due to the availability limitation. Ramp-Limited Capacity – Spinning and Non-Spinning Reserve are required to be delivered in 10 minutes. If a resource does not have the 10-minute Ramp Rate capability (determined by its Start-Up Time and Ramp Rate curve) in Real-Time to deliver the AS was awarded or scheduled, then a portion of the AS capacity is not available due to the Ramp Rate limitations on the resource. Undelivered Capacity – If Energy from a resource’s AS Award or Schedule is dispatched, then that resource is responsible for delivering at least 90% of the Expected Energy attributed to that dispatched AS capacity in order to avoid a No Pay charge. Unavailable Capacity – No Pay charges apply when AS capacity is unavailable because it is converted to Energy without Dispatch Instructions from CAISO. Uninstructed Deviations in Real-Time may cause AS capacity to be unavailable to CAISO as Operating Reserve Declined Instruction – Non-Dynamic System Resources respond to Dispatch Instructions with an “Accept”, “Partial” or “Decline” response. When a NonDynamic System Resource partially accepts or declines an AS Dispatch Instruction, No Pay applies to the amount not delivered Unsynchronized Capacity – A Generating Unit has an AS Award or Schedule rescinded if the resource does not comply with the AS synchronization standards of that service. The AS synchronization standards are as follows: Spinning Reserve – Spinning Reserve is generation that is already on-line, or “spinning”, with additional capacity that is capable of ramping over a specified range within 10 minutes and running for at least two hours. Resources issued AS Awards or Schedules for Spinning Reserve in either the DAM or RTM must be synchronized to the CAISO Controlled Grid. 2.0 Non-Spinning Reserve – Non-Spinning Reserve is AS capacity that is available but not on-line, that is capable of being synchronized and ramping to a specified level within 10 minutes (or Load that is capable of being interrupted in 10 minutes), and then capable of producing dispatched Energy (or being interrupted) for at least two hours. A resource may be certified to Bid/self-provide Day-Ahead Non-Spinning Reserve but may not be certified to Bid/self-provide Real-Time Non-Spinning Reserve. Real-Time Non-Spinning Reserve certification ensures that a resource can provide Non-Spinning Reserve from an off-line position. Therefore, DayAhead Non-Spinning Reserve AS capacity issued an AS Award or Schedule in the DAM, in the absence of certification for Real-Time Non-Spinning Reserve, is required to be on-line and spinning in Real-Time. CAISO, 2016 Page 4 of 38 Settlements & Billing Configuration Guide for: CG PC Spin Non-Spin No Pay Quantity Bus Req ID 3.0 4.0 5.0 6.0 7.0 8.0 9.0 Version: 5.11 Date: 05/27/14 Business Rule In some cases, more than one of these No Pay consequences can apply in a Settlement Interval. The No Pay billable quantity is the sum of all the No Pay consequences. Spin and Non-Spin No Pay does not apply to Generating Units, Non-Generator Resources, or MSS External Generation that is internal to the ISO that are on AGC control providing regulation energy. Per the CAISO Tariff ,Ancillary Services capacity can be undispatchable because the Generating Unit, Participating Load, Demand Resource, Non-Generator Resource, MSS External Generation that is internal to the ISO, or Dynamic System Resource is experiencing an Outage or Rerate or because the Resource is Ramp Rate constrained. CAISO stores information on de-rates, Rerates and Outages reported to the CAISO outage department. If a resource obligated to provide AS capacity is de-rated or Rerated, then the total amount of AS capacity may not be available for Dispatch in Real-Time. The Reported Maximum and Minimum Availability is calculated as the maximum and minimum unit availability as reported in SLIC over the Settlement Interval. This calculation captures any de-rates and Rerates that were entered in SLIC after the Dispatch was calculated by the RTM Applications. The maximum and minimum Bid capacity is restricted by both the Reported Maximum and Minimum Availability of the unit to the CAISO outage department and by the amount of Energy offered in the Energy Bid Curve The maximum and minimum ex-post capacity limits of a resource reflect the Bid capacity and reported availability and define the operating levels to which the resource is considered dispatchable by CAISO. Note that maximum/minimum expost are capacity (MW) quantities and not Energy (MWh) quantities. When CAISO issues an AS Award or Schedule in the forward markets, the resource is expected to deliver that service in accordance with the Bid parameters originally specified. Those Bid parameters include a Ramp Rate and a resource Start-Up Time. Each resource providing Real-Time services for CAISO Dispatch also submits an Energy Bid Curve. The Energy Ramp Rate curve may show that the amount of AS capacity awarded in the forward markets based on Ramp Rate and resource Start-Up Time is not available due to a lower Ramp Rate or change in Start-Up Time in the Energy Bid Curve. CAISO only dispatches resources according to their capability as specified in the Energy Bid. Since Operating Reserves are 10-minute services, only that Operating Reserve capacity that can be converted into Energy within 10 minutes is actual Operating Reserve for CAISO. Using the 10-minute incremental Operating Reserve availability, No Pay determines if Operating Reserve capacity that was awarded in the forward markets is available within 10 minutes in Real-Time. The available Operating Reserve is obtained from the RTM Applications for relevant resources in each Dispatch Interval using the applicable Ramp Rate function, the DOT from the previous Dispatch Interval, and Start-Up Time, if applicable. This available Operating Reserve reflects the incremental 10-minute capability of a resource. After accounting for the amount of AS capacity that is undispatchable, a CAISO, 2016 Page 5 of 38 Settlements & Billing Configuration Guide for: CG PC Spin Non-Spin No Pay Quantity Bus Req ID 10.0 Version: 5.11 Date: 05/27/14 Business Rule Generating Unit, Demand Resource, Participating Load, Non-Generator Resource, MSS External Generation that is internal to the ISO or Dynamic System Resource must retain unloaded capacity on the resource for the portion of AS capacity that is dispatchable. If the resource deviates into that dispatchable AS capacity, then that AS capacity is unavailable to CAISO. The Unavailable Capacity is allocated to each of the AS services from lowest quality to highest quality in order to preserve the highest quality AS capacity for CAISO. If a Generating Unit, Participating Load, Demand Resources,, NonGenerator Resource, MSS External Generation that is internal to the ISO, or Dynamic System Resource is obligated to provide more than one AS in a Settlement Interval, the order in which the non-compliant Unavailable AS capacity is apportioned to the various services as follows. 1) For Unavailable Capacity the non-compliant capacity is first apportioned to any Non-Spinning Reserves 11.0 2) If the amount of non-compliant AS capacity exceeds the amount of awarded Non-Spinning Reserves, then the payment is eliminated for the amount of non-compliant Spinning Reserves If the same AS is awarded or scheduled in the DAM, HASP, or RTM then the payments are rescinded in proportion to the amount of each AS capacity awarded or scheduled in each market 12.0 13.0 14.0 4) If the same AS is self-provided and Bid, the order of rescission is first the amount of AS capacity amounts submitted in Bids and then the Self-Provided AS capacity Per the CAISO Tariff, if Energy from a Generating Unit, a Demand Resource, Participating Load, Non-Generator Resource, MSS External Generation that is internal to the ISO, or Dynamic System Resource is dispatched, then that resource is responsible for delivering at least 90% of the Expected Energy attributed to that dispatched AS capacity in order to retain full AS capacity payment. If the energy delivered from the dispatched AS capacity is not within the tolerance factor, 10% of the Expected Energy attributed to the dispatched AS capacity, the payment for the remaining Dispatchable AS Capacity is rescinded. Generating Units, Non-Generator Resources, and MSS External Generation that is internal to the ISO receive a No Pay charge if the resource has a Spinning Reserve AS Award or Schedule in the DAM or HASP/RTM when the Generating Unit is not already on-line, or “spinning” in Real-Time. In the IFM, Non-Spinning Reserve can be procured from all online resources and from off-line Fast-Start Resources so long as those Fast-Start Resources are explicitly certified with CAISO to provide Non-Spin from an off-line position. Generating Units, Non-Generator Resources, and MSS External Generation that is internal to the ISO receive a No Pay charge if the unit has a Non-Spinning Reserve AS Award or Schedule in the DAM, but is not certified to provide NonSpinning Reserve from off-line position (i.e., the unit is not certified for Real-Time Non-Spinning Reserve) and is not “spinning” in Real-Time. CAISO, 2016 Page 6 of 38 Settlements & Billing Configuration Guide for: CG PC Spin Non-Spin No Pay Quantity Bus Req ID 15.0 16.0 17.0 18.0 19.0 20.0 21.0 22.0 23.0 24.0 Version: 5.11 Date: 05/27/14 Business Rule Participating Loads and Demand Resources are certified to provide Non-Spinning Reserve. These resources do not have a PMax value in the Master File so the Unavailable Capacity equation as designed for Generating Units and Dynamic System Resources cannot apply to Participating Loads. Additionally, the portion of the Undispatchable Capacity related to the reduction in Generating Unit availability cannot apply to Participating Loads since they do not have a changing availability. Specific No Pay rules have been designed for Participating Loads as well as Demand Resources and are accounted for in calculations. Per the CAISO Tariff, Participating Loads are subject to No Pay compliance rules, including but not limited to, Undispatchable Capacity related to Ramp Rate limitations. . Per the CAISO Tariff, using the Energy calculations, the undelivered No Pay equations determine if at least 90% of Expected Energy dispatched from AS capacity was delivered. The RTM Applications model a Participating Load’s total Energy Schedule as negative Expected Energy and any IIE related to an AS Dispatch as positive Expected Energy; therefore, in most cases, total Expected Energy for a Participating Load is negative. Per the CAISO Tariff, Participating Loads can undertake Uninstructed Deviations that can make AS capacity unavailable as unloaded Operating Reserve. Demand Response that has Non-Spin is subject to No Pay. Proxy Demand Resource (PDR) and Reliability Demand Response Resource (RDRR) are modeled as Generator in MasterFile. No Pay for Spin and Non-Spin does not apply to Generating Units that are On AGC. This is an exemption from all Spin and Non-Spin No Pay charges (RUC not included) provided a Generating Unit, Non-Generator Resource,or Dynamic System Resource has a Real Time Regulation Down Schedule or a Real Time Regulation Up Schedule, and it is On AGC control. RTM dispatches resources based on telemetry data and may create a Spin or Non-Spin Instructed Energy quantity without explicitly dispatching Spin or NonSpin Energy in ADS. This is not a true Dispatch of Spin or Non-Spin Energy and therefore, it has been determined through CAISO Legal, that Undelivered No pay charges cannot be assessed in these instances. As a result, when undelivered capacity for Spin or Non-Spin is calculated, ADS will be cross-referenced to ensure that five minute dispatches actually occurred. Per the CAISO Tariff, Non-Dynamic System Resources that are issued AS Awards or Schedules in the DAM are required to electronically tag (E-Tag as prescribed by WECC) the AS capacity. If the amounts of AS capacity in an E-Tag differ from the amounts of AS capacity awarded or scheduled for the Non-Dynamic System Resource, the Undispatchable Capacity equals the amount of the difference Non-Dynamic System Resources have the option to decline AS Dispatch Instructions. Non-Dynamic System Resources are required to tag an after-the-fact “checkout” value for the Dispatched AS Energy that was provided in Real-Time. To the extent that the after-the-fact checkout value does not meet the ADS AS Dispatch Instruction quantity, the declined AS capacity is derived CAISO, 2016 Page 7 of 38 Settlements & Billing Configuration Guide for: CG PC Spin Non-Spin No Pay Quantity Bus Req ID 25.0 26.0 27.0 28.0 29.0 Version: 5.11 Date: 05/27/14 Business Rule Undelivered Non-Spin Capacity Quantity will be calculated for Demand resources, if the actual change of the underlying load of a Demand Resource is insufficient to meet the issuance of Non Spin Dispatch instruction. For the purposes of Spin Non-Spin No Pay PC, Tie Gens are defined as HASP AS TG or Real Time AS TG. The Hourly Pre-Dispatch Flag is set to 1 if it is HASP and 0 if it is Real Time Dynamic, Demand Resources, Tie Gens, and Participating Load that provide Spin or Non-Spin Capacity are not subject to Grid synchronization/connectivity related calculations within this precalculation. Only Internal Generation, Non-Generator Resources, and MSS External Generation that are internal to the ISO will be reflected in these specific calculations. NGRs shall be subject to AS No Pay under Undispatchable capacity category: Insufficient Stored Energy The relevant No Pay quantity (MW) shall be calculated for each interval to determine if the resource’s State of Charge (SOC) level can provide enough energy if the awarded AS is called upon. The AS No Pay shall be calculated for Spin and Non Spin. Regarding the deriving of Non-Spin Instructed Imbalance Energy. Since MRTU, Market Quality Systems (MQS) categorizes the Expected Energy for capacity below Pmin as Market Service Type of ‘Day Ahead Capacity’. Energy above Pmin is categorized as ‘Non-Spinning Reserve’. For this reason, for example, a Gen ‘Fast Start’ Unit would require the summing together of the above ‘Non-Spinning Reserve’ and ‘Day Ahead Capacity’ in order to determine the total IIE Non-Spin that was dispatched during this 5 minute interval. A resource without a Pmin is simply equal to the above ‘Non-Spinning Reserve’ which itself evaluates out to the total IIE Non-Spin that was dispatched during this 5 minute interval A HASP Non-Dynamic Tie Gen (TG) does not have Pmin. In this case, the NonSpin Instructed Imbalance Energy Quantity is simply equal to the above ‘NonSpinning Reserve’ which itself evaluates out to the total IIE Non-Spin that was dispatched during this 5 minute interval 3.2 Predecessor Charge Codes Charge Code/ Pre-calc Name Ancillary Services Pre-calculation 3.3 Successor Charge Codes Charge Code/ Pre-calc Name Ancillary Services Pre-calculation CAISO, 2016 Page 8 of 38 Settlements & Billing Configuration Guide for: CG PC Spin Non-Spin No Pay Quantity Version: 5.11 Date: 05/27/14 Charge Code/ Pre-calc Name RTM Net Amount Pre-calculation 6710 6720 7024 3.4 Inputs - External Systems Row # 1 2 3 4 5 6 Variable Name Description The available Operating Reserve (in MWh) is obtained from the RTM Applications for relevant resources in each Dispatch Interval using the 5MinuteResourceOperatingReserveQu applicable Ramp Rate function, the DOT from the previous Dispatch Interval, and Start-Up Time, if antity BrtT'uI'M'VL'W'R'F'S'mdhcif applicable. This available Operating Reserve reflects the incremental 10-minute capability of a resource. BA5MResourceLESRStateofChargeQty State of Charge (SOC): The actual stored Energy (MWh) left in the resource. BrtuT'I'Q’M'VL'W'R'F'S'mdhcif Mapped only to Channel 4 Gen (in MWh) to eliminate ‘Aux Load’ negative generation scenario’s BAResourceChannel4GeneratorMeterQ ‘PDR’ are not mapped ‘GEN’, ‘DYN’, and ‘PSUG’ are mapped only for zero uantity BrtuT’I’Q’M’R’W’F’S’VL'mdhcif (0) and (+) interval values. ‘DDR’ and ‘LESR’ are mapped for zero (0), (-), and (+) interval values. The PsuedoGenResourceMeterForAssociat PsuedoGenResourceMeterForAssociatedLoadIDQu antityvariable is the Meter value (in MWh) of its edLoadIDQuantity associated Participating Load or a Demand BrtuT'I'Q'M'AA'm'F'R'pPW'QS'd'Nz'Vvw’n'L'mdhci Resource. During channel mapping the sign f convention will not be changed to (-) as expected but will remain (+) Lower Charge Limit (LCL): The lowest stored BA5MResourceLESRLowerChargeLimit energy (MWh) that should be maintained in the Qty BrtuT'I'Q’M'VL'W'R'F'S'mdhcif resource. The Ancillary Service Interval Real Time Non Spin Cleared Quantity (in MW) represents the Total Non Spin schedule for the real time market. In the case there is no buy back of capacity, the Non Spin BA15minuteResourceRealTimeNonSpi Cleared Quantity is the sum of DA Non Spin nClearedQty BrtT'uI'M'VL'W'R'F'S'a’mdhc Awarded, DA Non Spin Qualified Self Provision, Incremental Real Time Non Spin Awarded Quantity, and incremental Real Time Non Spin Qualified Self Provision procured (MW). CAISO, 2016 Page 9 of 38 Settlements & Billing Configuration Guide for: CG PC Spin Non-Spin No Pay Quantity Row # Variable Name 7 BA15minuteResourceRealTimeSpinCle aredQty BrtT'uI'M'VL'W'R'F'S'a’mdhc 8 BAResource15MinRTMHourlyAwarded NonSpinBidCapacity BrtT'uI'M'VL'W'R'F'S'a'mdhc 9 BAResource15MinRTMHourlyAwarded SpinBidCapacity BrtT'uI'M'VL'W'R'F'S'a'mdhc 10 11 12 13 BA5MResourceDOTQuantity BrtuT'I'Q’M'VL'W'R'F'S'mdhcif DispatchIntervalIIEMinimumLoadEnerg y BrtuT'I'Q’M'VL'W'R'F'S'mhcif ResourceNonSpinIIEQuantity BrtuT'I'M'VL'W'R'F'S'a’mdhcif DispatchIntervalResidualIIE BrtuT'bI'Q’M'R'W'F'S'VL'mdhcif 14 15 ResourceSpinIIEQuantity BrtuT'I'M'VL'W'R'F'S'a’mdhcif DispatchIntervalTotalExpectedEnergy BrtEuT'I'Q’M'AA’W'R'pF'S'QVL'mdhcif 16 BADailyResourceNonSpinRealTimeCer tificationFlag BrtuT'I'M'VL'W'R'F'S'md CAISO, 2016 Version: 5.11 Date: 05/27/14 Description The FMM Interval Real Time Spin Cleared Quantity (in MW) represents the Total Spin schedule for the real time market. In the case there is no buy back of capacity, the Spin Cleared Quantity is the sum of DA Spin Awarded, DA Spin Qualified Self Provision, Incremental Real Time Spin Awarded Quantity, and incremental Real Time Spin Qualified Self Provision procured (MW). The incremental Non Spin Awarded Capacity Quantity from the FMM market. (MW) The incremental Spin Awarded Capacity Quantity from the FMM market. (MW) This variable represents the 5 minute Dispatch Operating Target (in MW)(DOT) for Generators, Participating Load, and Dynamic resources. The Dispatch Interval Instructed Imbalance Energy Minimum Load Quantity (in MWh) The Dispatch Interval Instructed Imbalance Energy Non Spin Quantity (in MWh). Total IIE Non-Spin that was dispatched during this 5 minute interval The Dispatch Interval Residual Imbalance Energy Quantity (in MWh). The Dispatch Interval Instructed Imbalance Energy Spin Quantity (in MWh). Total IIE Spin that was dispatched during this 5 minute interval The Dispatch Interval Total Expected Energy Quantity (in MWh). A Unit which is certified for Non-Spin in Real Time shall have the Flag value set to 1 Non-Spinning Reserve is AS capacity that is available but not on-line, that is capable of being synchronized and ramping to a specified level within 10 minutes (or Load that is capable of being interrupted in 10 minutes), and then capable of producing dispatched Energy (or being interrupted) for at least two hours. A resource may be certified to Bid/self-provide Day-Ahead Non-Spinning Reserve but may not be certified to Bid/self-provide RealTime Non-Spinning Reserve. Real-Time NonPage 10 of 38 Settlements & Billing Configuration Guide for: CG PC Spin Non-Spin No Pay Quantity Row # 17 18 19 Variable Name BAResourceHourlyDAAwardedNonSpin BidCapacity BrtT'uI'M'VL'W'R'F'S'a'mdh BAResourceHourlyDAAwardedSpinBid Capacity BrtT'uI'M'VL'W'R'F'S'a'mdh BAResourceADSNonSpinDispatchQua ntity BrtuT'I'M'VL'W'R'F'S'mdhcif BA15mResourceCASTaggedSpinCapa cityQuantity BrtuT'I'M'VL'W'R'F'S'a’mdhc This bill determinant is the ADS Non-Spin dispatch (in MW) that occurred for each 5 minute interval. Hourly Tagged Spin Capacity Quantity. (MW) Mapped only for Tie Gens BA15mResourceCASTaggedNonSpinC apacityQuantity BrtuT'I'M'VL'W'R'F'S'a’mdhc Hourly Tagged NonSpin Capacity Quantity. (MW) Mapped only for Tie Gens DANonSpinQSPSchd 21 HourlyResourceMasterFileDesignatedF astStartUnitFlag BrtuT'I'M'VL'W'R'F'S'mdh 22 NoPayTolerancebandForDispatchedDel iveredEnergyFactor 23 ResourceSynchronizedToCAISOGridFl ag BrtuT'I'M'VL'W'R'F'S'mdhcif 24 BAResourceADSSpinDispatchQuantity 26 27 Spinning Reserve certification ensures that a resource can provide Non-Spinning Reserve from an off-line position. Therefore, Day-Ahead NonSpinning Reserve AS capacity issued an AS Award or Schedule in the DAM, in the absence of certification for Real-Time Non-Spinning Reserve, is required to be on-line and spinning in Real-Time. The Hourly Day Ahead Non Spin Awarded Capacity Quantity (in MW). BrtuT'I'M'VL'W'R'F'S'mdhcif PsuedoGenResourceDayAheadLoadSc heduleForAssociatedLoadIDQuantity BrtuT'I'M'VL'W'R'F'S'Nz'a'mdh 25 Description The Hourly Day Ahead Spin Awarded Capacity Quantity (in MW). The Psuedo Gen carries the Day Ahead Load value (in MWh) associated with its Participating Load. During channel mapping the sign convention will not be changed to (-) as expected but will remain (+) The Hourly Day Ahead Non Spin Qualified Self Provision Quantity. (MW) This variable represents generator resources that meet the CAISO requirements to be defined as a fast start unit. Per Market Notice dated September 1, 2000 a resource must deliver at least 90% of the Energy Dispatched from Ancillary Services. The tolerance factor (10%) is subject to modification to be effective 24 hours after a notice is published on the CAISO Website. Based on minute level PI data on the Unit Connectivity Tag for each resource to determine if the resource was connected (UCON = ON or OFF) for the 5 minute time period. If the resource has a UCON status that equals OFF for all 5 minutes of a Settlement Interval, then the resource did not pass the connectivity test. If the UCON status equals ON for any minute of the Settlement Interval then it passes the test. This bill determinant is the ADS Spin dispatch (in MW) that occurred for each 5 minute interval. BrtuT'I'Q’M'AA'R'pW'F'S'vw’VL'mdh 20 Version: 5.11 Date: 05/27/14 CAISO, 2016 Page 11 of 38 Settlements & Billing Configuration Guide for: CG PC Spin Non-Spin No Pay Quantity Row # Variable Name Version: 5.11 Date: 05/27/14 Description 28 BA5minuteResourceCASCheckOutSpin CapacityHourlyPreDispatchedTieGenQ uantity BrtuT'I'M'VL'W'R'F'S'a’mdhcif CAS Checkout Spin Capacity. (in MW). Mapped only for Tie Gens 29 BA5minuteResourceCASCheckOutNon SpinCapacityHourlyPreDispatchedTieG enQuantity BrtuT'I'M'VL'W'R'F'S'a’mdhcif CAS Checkout Spin Capacity. (in MW). Mapped only for Tie Gens 30 BA5MResourcePDRNoPayPerformace MeterQuantity BrtuT'I'Q’M'VL'W'R'F'S'mdhcif 31 HourlyPredispatchFlag Brtmdh BA5minuteResourceMaximumExPostC apacityQuantity BrtuT'I'M'VL'W'R'F'S'mdhcif 32 33 BA5minuteResourceMinimumExPostCa pacityQuantity BrtuT'I'M'VL'W'R'F'S'mdhcif OffAGCStatusCalculationTag BrtF’S’mdhcif 34 CAISO, 2016 Dispatch Interval PDR No Pay Performance Meter Quantity (in MWh This value represents the “Meter Before Meter After” No Pay Performance Meter Quantity. For the purposes of Spin Non-Spin No Pay PC, Tie Gens are defined as HASP AS TG or Real Time AS TG. The Hourly Pre-Dispatch Flag is set to 1 if it is HASP and 0 if it is Real Time The maximum and minimum ex-post capacity limits (in MW) of a resource reflect the Bid capacity and reported availability and define the operating levels to which the resource is considered dispatchable by CAISO All intervals for a specific resource will be published. In addition, after T+55, if a resources Maximum_ExPost_Capacity value changes, while all intervals for that resource will be published,only incremental resources will be published – not all resources The maximum and minimum ex-post capacity limits (in MW) of a resource reflect the Bid capacity and reported availability and define the operating levels to which the resource is considered dispatchable by CAISO IF the AGC unit status (UAGC status) = OFF for each minute in the Five-Minute Interval and the UAGC Quality State is “Normal” or “Al” for each minute THEN OFF AGC Status Calculation Tag = 1 (this represents off AGC) ELSE OFF AGC Status Calculation Tag = 0 (this represents on AGC ) “Normal” and “Al” represent valid quality states, all other states indicate invalid quality. This rule will only return a “1” off AGC flag when the resource is off for all 5 minutes and the quality of the data is valid. If the resource is on AGC for at least one minute, Page 12 of 38 Settlements & Billing Configuration Guide for: CG PC Spin Non-Spin No Pay Quantity Row # 35 Version: 5.11 Date: 05/27/14 Variable Name BAResourceFMMClearedEnergyQuantit y BrtuT'I'Q’M'VL'W'R'F'S'mdhc Description then the resource will get credit for being on AGC for the entire five minute interval. Also if the quality tags associated with the UAGC tag is not valid for any minute, the resource will get credit for being on AGC for the entire five-minute interval. The FMM cleared energy quantity (in MW) represents the binding energy schedule from the fifteen minute market. 3.5 Inputs - Predecessor Charge Codes or Pre-calculations Row # 1 2 Variable Name Predecessor Charge Code/ Precalc Configuration Ancillary Service Pre-calculation 15MRTSpinResConstraintDisqualified Quantity BrtF’S’a’mdhc 15MRTNonSpinResConstraintDisquali Ancillary Service Pre-calculation fiedQuantity BrtF’S’a’mdhc 3.6 CAISO Formula 3.6.1 BAResourceNoPayNonSpinSelfProvisionQuantity BrtT’uI’M’R’W’F’S’VL'mdhcif = MAX (0, (BAResourceNoPayNonSpinBillableQuantity BrtT’uI’M’R’W’F’S’VL'mdhcif +BAResourceConstraintDisqualifiedNoPayNonSpinQuantity BrtF’S’mdhcif) – BAResourceNoPayNonSpinAwardQuantity BrtT’uI’M’R’W’F’S’VL'mdhcif ) 3.6.2 BAResourceNoPayNonSpinAwardQuantity BrtT’uI’M’R’W’F’S’VL'mdhcif = MIN (BAResourceNoPayNonSpinBillableQuantity BrtT’uI’M’R’W’F’S’VL'mdhcif + BAResourceConstraintDisqualifiedNoPayNonSpinQuantity BrtF’S’mdhcif, BAResourceDAAndRTNonSpinAwardQuantity BrtT’uI’M’R’W’F’S’VL'mdhcif /12) 3.6.3 BAResourceNoPayNonSpinBillableQuantity BrtT’uI’M’R’W’F’S’VL'mdhcif IF HourlyPredispatchFlag Brth = 1 THEN BAResourceNoPayNonSpinBillableQuantity BrtT’uI’M’R’W’F’S’VL'mdhcif = MIN (BAResourceRealTimeNonSpinClearedQuantity BrtT’uI’M’R’W’F’S’VL'mdhcif/12, BA5mResourceUntaggedNonSpinCapacityQuantity BrtuT'I'M'VL'W'R'F'S'mdhcif + CAISO, 2016 Page 13 of 38 Settlements & Billing Configuration Guide for: CG PC Spin Non-Spin No Pay Quantity Version: 5.11 Date: 05/27/14 BA5mResourceDeclinedNonSpinCapacityQuantity BrtuT'I'M'VL'W'R'F'S'mdhcif) ELSE BAResourceNoPayNonSpinBillableQuantity BrtT’uI’M’R’W’F’S’VL'mdhcif = BAResourceAGCFlag BrtF’S’mdhcif * (MIN (BAResourceRealTimeNonSpinClearedQuantity BrtT’uI’M’R’W’F’S’VL'mdhcif/12), (BAResourceUndispatchableNonSpinCapacityQuantity BrtT’uI’M’R’W’F’S’VL'mdhcif + BAResourceUndeliveredNonSpinCapacityQuantity BrtT’uI’M’R’W’F’S’VL'mdhcif + BAResourceUnavailableNonSpinCapacityQuantity BrtT’uI’M’R’W’F’S’VL'mdhcif + BAResourceUnsynchronizedNonSpinReserveBillableQuantity BrtT’uI’M’R’W’F’S’VL'mdhcif)) 3.6.4 BAResourceNoPaySpinSelfProvisionQuantity BrtT’uI’M’R’W’F’S’VL'mdhcif = MAX (0, (BAResourceNoPaySpinBillableQuantity BrtT’uI’M’R’W’F’S’VL'mdhcif + BAResourceConstraintDisqualifiedNoPaySpinQuantity BrtF’S’mdhcif ) – BAResourceNoPaySpinAwardQuantity BrtT’uI’M’R’W’F’S’VL'mdhcif) 3.6.5 BAResourceNoPaySpinAwardQuantity BrtT’uI’M’R’W’F’S’VL'mdhcif = MIN (BAResourceNoPaySpinBillableQuantity BrtT’uI’M’R’W’F’S’VL'mdhcif + BAResourceConstraintDisqualifiedNoPaySpinQuantity BrtF’S’mdhcif, BAResourceDAAndRTSpinAwardQuantity BrtT’uI’M’R’W’F’S’VL'mdhcif /12) 3.6.6 BAResourceNoPaySpinBillableQuantity BrtT’uI’M’R’W’F’S’VL'mdhcif = IF HourlyPredispatchFlag Brth = 1 THEN BAResourceNoPaySpinBillableQuantity BrtT’uI’M’R’W’F’S’VL'mdhcif = MIN (BAResourceRealTimeSpinClearedQuantity BrtT’uI’M’R’W’F’S’VL'mdhcif/12, (BA5mResourceUntaggedSpinCapacityQuantity BrtuT'I'M'VL'W'R'F'S'mdhcif + BA5mResourceDeclinedSpinCapacityQuantity BrtuT'I'M'VL'W'R'F'S'mdhcif)) ELSE BAResourceNoPaySpinBillableQuantity BrtT’uI’M’R’W’F’S’VL'mdhcif = BAResourceAGCFlag BrtF’S’mdhcif * (MIN (BAResourceRealTimeSpinClearedQuantity BrtT’uI’M’R’W’F’S’VL'mdhcif/12), (BAResourceUndispatchableSpinCapacityQuantity BrtT’uI’M’R’W’F’S’VL'mdhcif + BAResourceUndeliveredSpinCapacityQuantity BrtT’uI’M’R’W’F’S’VL'mdhcif + BAResourceUnavailableSpinCapacityQuantity BrtT’uI’M’R’W’F’S’VL'mdhcif + BAResourceUnsynchronizedSpinReserveBillableQuantity BrtT’uI’M’R’W’F’S’VL'mdhcif)) CAISO, 2016 Page 14 of 38 Settlements & Billing Configuration Guide for: CG PC Spin Non-Spin No Pay Quantity Version: 5.11 Date: 05/27/14 3.6.7 BAResourceConstraintDisqualifiedNoPaySpinQuantity BrtF’S’mdhcif = 15MRTSpinResConstraintDisqualifiedQuantity BrtF’S’a’dhc / 4 a' 3.6.8 BAResourceConstraintDisqualifiedNoPayNonSpinQuantity BrtF’S’mdhcif IF BAResourceMasterFileDesignatedFastStartUnitMinLoadFlag BrtF’S’mdhcif = 1 THEN BAResourceConstraintDisqualifiedNoPayNonSpinQuantity BrtF’S’mdhcif = 0 ELSE BAResourceConstraintDisqualifiedNoPayNonSpinQuantity BrtF’S’mdhcif = 15MRTNonSpinResConstraintDisqualifiedQuantity BrtF’S’a’dhc / 4 a' 3.6.9 BAResourceMasterFileDesignatedFastStartUnitMinLoadFlag BAResourceMasterFileDesignatedFastStartUnitMinLoadFlag BrtF’S’mdhcif = T' u I' Q' M' R' W' V L' IF HourlyResourceMasterFileDesignatedFastStartUnitFlag BrtuT'I'M'VL'W'R'F'S'mdh = 1 AND (DispatchIntervalIIEMinimumLoadEnergy BrtuT'I'Q’M'VL'W'R'F'S'mhcif + DispatchIntervalFMMMinimumLoadEnergy BrtuT'I'Q’M'R'W'F'S'VL'mdhcif) >0 THEN BAResourceMasterFileDesignatedFastStartUnitMinLoadFlag BrtF'S'mdhcif = 1 ELSE BAResourceMasterFileDesignatedFastStartUnitMinLoadFlag BrtF'S'mdhcif = 0 Where Q’ = ‘CISO’ 3.6.10 BASettlementIntervalCAISOResourceIIEMLEQuantity BrtuT'I'M'VL'W'R'F'S'mhcif = DispatchIntervalIIEMinimumLoadEnergy BrtuT'I'Q’M'VL'W'R'F'S'mhcif Q' Where Q’ = ‘CISO’ 3.6.11 BAResourceAGCFlag BrtF’S’mdhcif IF BAResourceONAGCTag BrtF’S’mdhcif = 1 CAISO, 2016 Page 15 of 38 Settlements & Billing Configuration Guide for: CG PC Spin Non-Spin No Pay Quantity Version: 5.11 Date: 05/27/14 THEN BAResourceAGCFlag BrtF’S’mdhcif = 0 ELSE BAResourceAGCFlag BrtF’S’mdhcif = 1 3.6.12 BAResourceONAGCTag BrtF’S’mdhcif IF OffAGCStatusCalculationTag BrtF’S’mdhcif < 1 THEN BAResourceONAGCTag BrtF’S’mdhcif = 1 ELSE BAResourceONAGCTag BrtF’S’mdhcif = 0 3.6.13 BAResourceUnavailableSpinCapacityQuantity BrtT’uI’M’R’W’F’S’VL'mdhcif = MIN (BAResourceAvailableSpinCapacityQuantity BrtT’uI’M’R’W’F’S’VL'mdhcif, (BAResourceUnavailableAncillaryServicesCapacityQuantity BrtT’uI’M’R’W’F’S’VL'mdhcif BAResourceUnavailableNonSpinCapacityQuantity BrtT’uI’M’R’W’F’S’VL'mdhcif) 3.6.14 BAResourceUnavailableNonSpinCapacityQuantity BrtT’uI’M’R’W’F’S’VL'mdhcif = MIN (BAResourceAvailableNonSpinCapacityQuantity BrtT’uI’M’R’W’F’S’VL'mdhcif , BAResourceUnavailableAncillaryServicesCapacityQuantity BrtT’uI’M’R’W’F’S’VL'mdhcif) 3.6.15 BAResourceUndeliveredNonSpinCapacityQuantity BrtT’uI’M’R’W’F’S’VL'mdhcif = BAResourceADSDispatchNonSpinFlag BrtuT'I'M'VL'W'R'F'S'mdhcif * BAResourceUndeliveredNonSpinComplianceFlag BrtT’uI’M’R’W’F’S’VL'mdhcif * (((BAResourceRealTimeNonSpinClearedQuantity BrtT’uI’M’R’W’F’S’VL'mdhcif /12) BAResourceUndispatchableNonSpinCapacityQuantity BrtT’uI’M’R’W’F’S’VL'mdhcif) (ResourceIIENonSpinConversionQuantity BrtuT'I'M'VL'W'R'F'S'mdhcif BAResourceUndeliveredNonSpinIIEQuantity BrtT’uI’M’R’W’F’S’VL'mdhcif)) 3.6.16 BAResourceADSDispatchNonSpinFlag BrtuT'I'M'VL'W'R'F'S'mdhcif IF BAResourceADSNonSpinDispatchQuantity BrtuT'I'M'VL'W'R'F'S'mdhcif <> 0 THEN BAResourceADSDispatchNonSpinFlag BrtuT'I'M'VL'W'R'F'S'mdhcif = 1 ELSE BAResourceADSDispatchNonSpinFlag BrtuT'I'M'VL'W'R'F'S'mdhcif = 0 CAISO, 2016 Page 16 of 38 Settlements & Billing Configuration Guide for: CG PC Spin Non-Spin No Pay Quantity Version: 5.11 Date: 05/27/14 3.6.17 BAResourceUndeliveredNonSpinComplianceFlag BrtT’uI’M’R’W’F’S’VL'mdhcif = BAGenResourceUndeliveredNonSpinComplianceFlag BrtT’uI’M’R’W’F’S’VL'mdhcif + BAPLoadResourceUndeliveredNonSpinComplianceFlag BrtT’uI’M’R’W’F’S’VL'mdhcif + BAPDRResourceUndeliveredNonSpinComplianceFlag BrtT’uI’M’R’W’F’S’VL'mdhcif 3.6.18 BAPLoadResourceUndeliveredNonSpinComplianceFlag BrtT’uI’M’R’W’F’S’VL'mdhcif IF BAResourceUndeliveredNonSpinIIEForParticipatingLoadsQuantity BrtT’uI’M’R’W’F’S’VL'mdhcif > (NoPayTolerancebandForDispatchedDeliveredEnergyFactor * ResourceIIENonSpinConversionQuantity BrtuT'I'M'VL'W'R'F'S'mdhcif) THEN BAPLoadResourceUndeliveredNonSpinComplianceFlag BrtT’uI’M’R’W’F’S’VL'mdhcif = 1 ELSE BAPLoadResourceUndeliveredNonSpinComplianceFlag BrtT’uI’M’R’W’F’S’VL'mdhcif = 0 3.6.19 BAGenResourceUndeliveredNonSpinComplianceFlag BrtT’uI’M’R’W’F’S’VL'mdhcif = IF BAResourceUndeliveredNonSpinIIEQuantity BrtT’uI’M’R’W’F’S’VL'mdhcif > (NoPayTolerancebandForDispatchedDeliveredEnergyFactor * ResourceIIENonSpinConversionQuantity BrtuT'I'M'VL'W'R'F'S'mdhcif) THEN BAGenResourceUndeliveredNonSpinComplianceFlag BrtT’uI’M’R’W’F’S’VL'mdhcif = 1 ELSE BAGenResourceUndeliveredNonSpinComplianceFlag BrtT’uI’M’R’W’F’S’VL'mdhcif = 0 3.6.20 BAResourceUndeliveredNonSpinIIEForParticipatingLoadsQuantity BrtT’uI’M’R’W’F’S’VL'mdhcif = MIN (ResourceIIENonSpinConversionQuantity BrtuT'I'M'VL'W'R'F'S'mdhcif , MAX (0, PsuedoGenResourceMeterFromAssociatedLoadIDConversionQuantity BrtT’uI’M’R’W’F’S’VL'mdhcif – (PsuedoGenResourceDayAheadLoadScheduleFromAssociatedLoadIDConversionQuantity BrtT’uI’M’R’W’F’S’VL'mdh -ResourceIIENonSpinConversionQuantity BrtuT'I'M'VL'W'R'F'S'mdhcif )) Only where Entity Component Subtype = ’PSUG’ 3.6.21 BAResourceUndeliveredSpinCapacityQuantity BrtT’uI’M’R’W’F’S’VL'mdhcif = BAResourceADSDispatchSpinFlag BrtuT'I'M'VL'W'R'F'S'mdhcif * BAResourceUndeliveredSpinComplianceFlag BrtT’uI’M’R’W’F’S’VL'mdhcif * (((BAResourceRealTimeSpinClearedQuantity BrtT’uI’M’R’W’F’S’VL'mdhcif /12) BAResourceUndispatchableSpinCapacityQuantity BrtT’uI’M’R’W’F’S’VL'mdhcif) – CAISO, 2016 Page 17 of 38 Settlements & Billing Configuration Guide for: CG PC Spin Non-Spin No Pay Quantity Version: 5.11 Date: 05/27/14 (ResourceIIESpinConversionQuantity BrtuT'I'M'VL'W'R'F'S'mdhcif BAResourceUndeliveredSpinIIEQuantity BrtT’uI’M’R’W’F’S’VL'mdhcif)) 3.6.22 BAResourceADSDispatchSpinFlag BrtuT'I'M'VL'W'R'F'S'mdhcif IF BAResourceADSSpinDispatchQuantity BrtuT'I'M'VL'W'R'F'S'mdhcif <> 0 THEN BAResourceADSDispatchSpinFlag BrtuT'I'M'VL'W'R'F'S'mdhcif = 1 ELSE BAResourceADSDispatchSpinFlag BrtuT'I'M'VL'W'R'F'S'mdhcif = 0 3.6.23 BAResourceUndeliveredSpinComplianceFlag BrtT’uI’M’R’W’F’S’VL'mdhcif IF BAResourceUndeliveredSpinIIEQuantity BrtT’uI’M’R’W’F’S’VL'mdhcif > (NoPayTolerancebandForDispatchedDeliveredEnergyFactor * ResourceIIESpinConversionQuantity BrtT’uI’M’R’W’F’S’VL'mdhcif) THEN BAResourceUndeliveredSpinComplianceFlag BrtT’uI’M’R’W’F’S’VL'mdhcif = 1 ELSE BAResourceUndeliveredSpinComplianceFlag BrtT’uI’M’R’W’F’S’VL'mdhcif = 0 3.6.24 BAResourceUnsynchronizedNonSpinReserveBillableQuantity BrtT’uI’M’R’W’F’S’VL'mdhcif IF HourlyResourceMasterFileDesignatedFastStartUnitFlag BrtuT'I'M'VL'W'R'F'S'dh <> 1 THEN BAResourceUnsynchronizedNonSpinReserveBillableQuantity BrtT’uI’M’R’W’F’S’VL'mdhcif = 0 ELSE IF (BAResourceRealTimeNonSpinClearedQuantity BrtT’uI’M’R’W’F’S’VL'mdhcif > 0 AND BADailyResourceNonSpinRealTimeCertificationFlag BrtuT'I'M'VL'W'R'F'S'md <> 0 AND ResourceSynchronizedToCAISOGridFlag BrtuT'I'M'VL'W'R'F'S'mdhcif = 0 AND BAResourceChannel4GenMeterQuantity BrtuT’I’M’R’W’F’S’VL'mdhcif = 0) THEN BAResourceUnsynchronizedNonSpinReserveBillableQuantity BrtT’uI’M’R’W’F’S’VL'mdhcif = BAResourceRealTimeNonSpinClearedQuantity BrtT’uI’M’R’W’F’S’VL'mdhcif / 12 ELSE BAResourceUnsynchronizedNonSpinReserveBillableQuantity BrtT’uI’M’R’W’F’S’VL'mdhcif = 0 Only where Entity Component Subtype (S’) =’IG’ or ‘EG’ or ‘NREM’ CAISO, 2016 Page 18 of 38 Settlements & Billing Configuration Guide for: CG PC Spin Non-Spin No Pay Quantity Version: 5.11 Date: 05/27/14 3.6.25 BAResourceUnsynchronizedSpinReserveBillableQuantity BrtT’uI’M’R’W’F’S’VL'mdhcif IF (BAResourceRealTimeSpinClearedQuantity BrtT’uI’M’R’W’F’S’VL'mdhcif > 0 AND ResourceSynchronizedToCAISOGridFlag BrtuT'I'M'VL'W'R'F'S'mdhcif = 0 AND BAResourceChannel4GenMeterQuantity BrtuT’I’M’R’W’F’S’VL'mdhcif = 0 ) THEN BAResourceUnsynchronizedSpinReserveBillableQuantity BrtT’uI’M’R’W’F’S’VL'mdhcif = BAResourceRealTimeSpinClearedQuantity BrtT’uI’M’R’W’F’S’VL'mdhcif /12 ELSE BAResourceUnsynchronizedSpinReserveBillableQuantity BrtT’uI’M’R’W’F’S’VL'mdhcif = 0 Only where Entity Component Subtype (S’) =’IG’ or ‘EG’ or ‘NREM’ 3.6.26 BAResourceChannel4GenMeterQuantity BrtuT’I’M’R’W’F’S’VL'mdhcif = BAResourceChannel4GeneratorMeterQuantity BrtuT’I’Q’M’R’W’F’S’VL'mdhcif Q' Where Q’ = CISO 3.6.27 BAResourceUnavailableAncillaryServicesCapacityQuantity BrtT’uI’M’R’W’F’S’VL'mdhcif = BAGenResourceUnavailableAncillaryServicesCapacityQuantity BrtT’uI’M’R’W’F’S’VL'mdhcif + BAPLoadResourceUnavailableCapacityQuantity BrtT’uI’M’R’W’F’S’VL'mdhcif + BAPDRResourceUnavailableCapacityQuantity BrtT’uI’M’R’W’F’S’VL'mdhcif 3.6.28 BAGenResourceUnavailableAncillaryServicesCapacityQuantity BrtT’uI’M’R’W’F’S’VL'mdhcif MAX (0, BAResourceChannel4GenMeterQuantity BrtuT’I’M’R’W’F’S’VL'mdhcif – MAX (DispatchIntervalTotalExpectedEnergyConversion BrtuT'I'M'VL'W'R'F'S'mdhcif, (BA5minuteResourceMaximumExPostCapacityQuantity BrtuT'I'M'VL'W'R'F'S'mdhcif /12) (BAResourceAvailableSpinCapacityQuantity BrtT’uI’M’R’W’F’S’VL'mdhcif + BAResourceAvailableNonSpinCapacityQuantity BrtT’uI’M’R’W’F’S’VL'mdhcif))) Where S’ <> ‘PSUG’, ‘PDR’, ‘REM’ 3.6.29 BAPLoadResourceUnavailableCapacityQuantity BrtT’uI’M’R’W’F’S’VL'mdhcif = Max (0, Min( (PsuedoGenResourceDayAheadLoadScheduleFromAssociatedLoadIDConversionQuantity BrtT’uI’M’R’W’F’S’VL'mdh - ResourceIIENonSpinConversionQuantity BrtT’uI’M’R’W’F’S’VL'mdhcif) PsuedoGenResourceMeterFromAssociatedLoadIDConversionQuantity BrtT’uI’M’R’W’F’S’VL'mdhcif , Max(0, BAResourceAvailableNonSpinCapacityQuantity BrtT’uI’M’R’W’F’S’VL'mdhcif PsuedoGenResourceMeterFromAssociatedLoadIDConversionQuantity BrtT’uI’M’R’W’F’S’VL'mdhcif) CAISO, 2016 Page 19 of 38 Settlements & Billing Configuration Guide for: CG PC Spin Non-Spin No Pay Quantity Version: 5.11 Date: 05/27/14 Where S’ = ‘PSUG’ 3.6.30 BAPDRResourceUnavailableCapacityQuantity BrtT’uI’M’R’W’F’S’VL'mdhcif = Max( 0, Min(((BAResourceRealTimeNonSpinClearedQuantity BrtT’uI’M’R’W’F’S’VL'mdhcif,/12) ResourceIIENonSpinConversionQuantity BrtT’uI’M’R’W’F’S’VL'mdhcif) PsuedoGenResourceMeterFromAssociatedLoadIDConversionQuantity BrtT’uI’M’R’W’F’S’VL'mdhcif , Max(0, BAResourceAvailableNonSpinCapacityQuantity BrtT’uI’M’R’W’F’S’VL'mdhcif PsuedoGenResourceMeterFromAssociatedLoadIDConversionQuantity BrtT’uI’M’R’W’F’S’VL'mdhcif) Where S’ = ‘PDR’ 3.6.31 BAResourceAvailableSpinCapacityQuantity BrtT’uI’M’R’W’F’S’VL'mdhcif = (BAResourceRealTimeSpinClearedQuantity BrtT’uI’M’R’W’F’S’VL'mdhcif,/12) BAResourceUndispatchableSpinCapacityQuantity BrtT’uI’M’R’W’F’S’VL'mdhcif BAResourceDeliveredSpinIIEQuantity BrtT’uI’M’R’W’F’S’VL'mdhcif 3.6.32 BAResourceAvailableNonSpinCapacityQuantity BrtT’uI’M’R’W’F’S’VL'mdhcif = (BAResourceRealTimeNonSpinClearedQuantity BrtT’uI’M’R’W’F’S’VL'mdhcif,/12) BAResourceUndispatchableNonSpinCapacityQuantity BrtT’uI’M’R’W’F’S’VL'mdhcif BAResourceDeliveredNonSpinIIEQuantity BrtT’uI’M’R’W’F’S’VL'mdhcif 3.6.33 BAResourceDeliveredNonSpinIIEQuantity BrtT’uI’M’R’W’F’S’VL'mdhcif = ResourceIIENonSpinConversionQuantity BrtT’uI’M’R’W’F’S’VL'mdhcif – BAResourceUndeliveredNonSpinIIEQuantity BrtT’uI’M’R’W’F’S’VL'mdhcif 3.6.34 BAResourceDeliveredSpinIIEQuantity BrtT’uI’M’R’W’F’S’VL'mdhcif = ResourceIIESpinConversionQuantity BrtT’uI’M’R’W’F’S’VL'mdhcif – BAResourceUndeliveredSpinIIEQuantity BrtT’uI’M’R’W’F’S’VL'mdhcif 3.6.35 BAGenResourceUndeliveredNonSpinIIEQuantity BrtT’uI’M’R’W’F’S’VL'mdhcif = MIN (ResourceIIENonSpinConversionQuantity BrtT’uI’M’R’W’F’S’VL'mdhcif, MAX (0, DispatchIntervalTotalExpectedEnergyConversion BrtuT'I'M'VL'W'R'F'S'mdhcif BAResourceUndeliveredResidualIEQuantity BrtT’uI’M’R’W’F’S’VL'mdhcif BAResourceUndeliveredSpinIIEQuantity BrtT’uI’M’R’W’F’S’VL'mdhcif– BAResourceChannel4GenMeterQuantity BrtuT’I’M’R’W’F’S’VL'mdhcif)) Where Entity Component Subtype <> ’PSUG’,’PDR’ CAISO, 2016 Page 20 of 38 Settlements & Billing Configuration Guide for: CG PC Spin Non-Spin No Pay Quantity Version: 5.11 Date: 05/27/14 3.6.36 BAResourceUndeliveredNonSpinIIEQuantity BrtT’uI’M’R’W’F’S’VL'mdhcif = BAGenResourceUndeliveredNonSpinIIEQuantity BrtT’uI’M’R’W’F’S’VL'mdhcif + BAResourceUndeliveredNonSpinIIEForParticipatingLoadsQuantity BrtT’uI’M’R’W’F’S’VL'mdhcif + BAResourceUndeliveredEnergyForPDRQuantity BrtT’uI’M’R’W’F’S’VL'mdhcif 3.6.37 BAResourceUndeliveredSpinIIEQuantity BrtT’uI’M’R’W’F’S’VL'mdhcif = MIN (ResourceIIESpinConversionQuantity BrtT’uI’M’R’W’F’S’VL'mdhcif, MAX (0, DispatchIntervalTotalExpectedEnergyConversion BrtuT'I'M'VL'W'R'F'S'mdhcif – BAResourceUndeliveredResidualIEQuantity BrtT'uI'M'R'W'F'S'VL'mdhcif – BAResourceChannel4GenMeterQuantity BrtuT’I’M’R’W’F’S’VL'mdhcif)) 3.6.38 BAResourceUndeliveredResidualIEQuantity BrtT'uI'M'R'W'F'S'VL'mdhcif = MAX(0, MIN (BAResourceResidualIEConversionQuantity BrtT’uI’M’R’W’F’S’VL'mdhcif, (DispatchIntervalTotalExpectedEnergyConversion BrtuT'I'M'VL'W'R'F'S'mdhcif – BAResourceChannel4GenMeterQuantity BrtuT’I’M’R’W’F’S’VL'mdhcif))) 3.6.39 BAResourceUndispatchableSpinCapacityQuantity BrtT’uI’M’R’W’F’S’VL'mdhcif = (BAResourceRealTimeSpinClearedQuantity BrtT’uI’M’R’W’F’S’VL'mdhcif, BAResourceDispatchedSpinCapacityQuantity BrtT’uI’M’R’W’F’S’VL'mdhcif BAResourceRampLimitedSpinCapacityQuantity BrtT’uI’M’R’W’F’S’VL'mdhcif) /12 3.6.40 BAResourceUndispatchableNonSpinCapacityQuantity BrtT’uI’M’R’W’F’S’VL'mdhcif = (BAResourceRealTimeNonSpinClearedQuantity BrtT’uI’M’R’W’F’S’VL'mdhcif, BAResourceDispatchedNonSpinCapacityQuantity BrtT’uI’M’R’W’F’S’VL'mdhcif BAresourceRampLimitedNonSpinCapacityQuantity BrtT’uI’M’R’W’F’S’VL'mdhcif) /12 3.6.41 BAResourceRampLimitedSpinCapacityQuantity BrtT’uI’M’R’W’F’S’VL'mdhcif = MIN (BAResourceAvailabilityLimitedSpinCapacityQuantity BrtT’uI’M’R’W’F’S’VL'mdhcif BAResourceDispatchedSpinCapacityQuantity BrtT’uI’M’R’W’F’S’VL'mdhcif, BAResourceRampLimitedASCapacityQuantity BrtT’uI’M’R’W’F’S’VL'mdhcif BAresourceRampLimitedNonSpinCapacityQuantity BrtT’uI’M’R’W’F’S’VL'mdhcif) Where Entity Component Subtype <> ‘REM’,’PSUG’,’PDR’ 3.6.42 BAResourceRampLimitedNonSpinCapacityQuantity BrtT’uI’M’R’W’F’S’VL'mdhcif = CAISO, 2016 Page 21 of 38 Settlements & Billing Configuration Guide for: CG PC Spin Non-Spin No Pay Quantity Version: 5.11 Date: 05/27/14 MIN (BAResourceAvailabilityLimitedNonSpinCapacityQuantity BrtT’uI’M’R’W’F’S’VL'mdhcif BAResourceDispatchedNonSpinCapacityQuantity BrtT’uI’M’R’W’F’S’VL'mdhcif, BAResourceRampLimitedASCapacityQuantity BrtT’uI’M’R’W’F’S’VL'mdhcif Where Entity Component Subtype <> ‘REM’ 3.6.43 BAResourceRampLimitedASCapacityQuantity BrtT’uI’M’R’W’F’S’VL'mdhcif IF Entity Component Subtype (F) = ‘LESR’ THEN BAResourceRampLimitedASCapacityQuantity BrtT’uI’M’R’W’F’S’VL'mdhcif = MIN (5MinuteResourceOperatingReserveQuantity BrtT'uI'M'VL'W'R'F'S'mdhcif , BA5minuteResourceAvailableStoredEnergyCapacityQuantity BrtT’uI’M’R’W’F’S’VL'mdhcif , BA5minuteResourceMaximumExPostCapacityQuantity BrtuT'I'M'VL'W'R'F'S'mdhcif BAResourceNonSpinLowerLimitQuantity BrtuT'I'M'VL'W'R'F'S'mdhcif) ELSE BAResourceRampLimitedASCapacityQuantity BrtT’uI’M’R’W’F’S’VL'mdhcif = MIN (5MinuteResourceOperatingReserveQuantity BrtT'uI'M'VL'W'R'F'S'mdhcif , BA5minuteResourceMaximumExPostCapacityQuantity BrtuT'I'M'VL'W'R'F'S'mdhcif BAResourceNonSpinLowerLimitQuantity BrtuT'I'M'VL'W'R'F'S'mdhcif) 3.6.44 BAResourceDispatchedSpinCapacityQuantity BrtT’uI’M’R’W’F’S’VL'mdhcif = MIN (BAResourceAvailabilityLimitedSpinCapacityQuantity BrtT’uI’M’R’W’F’S’VL'mdhcif, MAX (0, BA5MResDOTQuantity BrtuT'I'M'VL'W'R'F'S'mdhcif – BAResourceSpinLowerLimitQuantity BrtuT'I'M'VL'W'R'F'S'mdhcif)) Where Entity Component Subtype <> ‘REM’,’PSUG’,’PDR’ 3.6.45 BAResourceDispatchedNonSpinCapacityQuantity BrtT’uI’M’R’W’F’S’VL'mdhcif IF ENTITY_COMPONENT_SUBTYPE = ’PSUG’ THEN BAResourceDispatchedNonSpinCapacityQuantity BrtT’uI’M’R’W’F’S’VL'mdhcif = BA5MResDOTQuantity BrtuT'I'M'VL'W'R'F'S'mdhcif ELSE BAResourceDispatchedNonSpinCapacityQuantity BrtT’uI’M’R’W’F’S’VL'mdhcif = MIN(BAResourceAvailabilityLimitedNonSpinCapacityQuantity BrtT’uI’M’R’W’F’S’VL'mdhcif, MAX (0, BA5MResDOTQuantity BrtuT'I'M'VL'W'R'F'S'mdhcif – BAResourceNonSpinLowerLimitQuantity CAISO, 2016 Page 22 of 38 Settlements & Billing Configuration Guide for: CG PC Spin Non-Spin No Pay Quantity Version: 5.11 Date: 05/27/14 BrtuT'I'M'VL'W'R'F'S'mdhcif)) Where Entity Component Subtype <> ‘REM’ 3.6.46 BAResourceAvailabilityLimitedSpinCapacityQuantity BrtT’uI’M’R’W’F’S’VL'mdhcif = BA5minuteResourceMaximumExPostCapacityQuantity BrtuT'I'M'VL'W'R'F'S'mdhcif – BAResourceSpinLowerLimitQuantity BrtuT'I'M'VL'W'R'F'S'mdhcif 3.6.47 BA5MResDOTQuantity BrtuT'I'M'VL'W'R'F'S'mdhcif BA5MResourceDOTQuantity BrtuT'I'Q’M'VL'W'R'F'S'mdhcif Q' Where Q’ = CISO 3.6.48 BAResourceSpinLowerLimitQuantity BrtuT'I'M'VL'W'R'F'S'mdhcif = MAX((BA5minuteResourceMaximumExPostCapacityQuantity BrtuT'I'M'VL'W'R'F'S'mdhcif BAResourceRealTimeSpinClearedQuantity BrtT’uI’M’R’W’F’S’VL'mdhcif), BA5minuteResourceMinimumExPostCapacityQuantity BrtuT'I'M'VL'W'R'F'S'mdhcif, BACAISOResFMMClearedEnergyQuantity BrtuT'I'M'VL'W'R'F'S'mdhc) 3.6.49 BAResourceNonSpinLowerLimitQuantity BrtuT'I'M'VL'W'R'F'S'mdhcif IF HourlyResourceMasterFileDesignatedFastStartUnitFlag BrtuT'I'M'VL'W'R'F'S'dh <> 1 THEN BAResourceNonSpinLowerLimitQuantity BrtuT'I'M'VL'W'R'F'S'mdhcif = MAX((BAResourceSpinLowerLimitQuantity BrtuT'I'M'VL'W'R'F'S'mdhcif BAResourceRealTimeNonSpinClearedQuantity BrtT’uI’M’R’W’F’S’VL'mdhcif), BA5minuteResourceMinimumExPostCapacityQuantity BrtuT'I'M'VL'W'R'F'S'mdhcif, BACAISOResFMMClearedEnergyQuantity BrtuT'I'M'VL'W'R'F'S'mdhc ) ELSE BAResourceNonSpinLowerLimitQuantity BrtuT'I'M'VL'W'R'F'S'mdhcif = 0 3.6.50 BACAISOResFMMClearedEnergyQuantity BrtuT'I'M'VL'W'R'F'S'mdhc = BAResourceFMMClearedEnergyQuantity BrtuT'I'Q’M'VL'W'R'F'S'mdhc Q' Where Q’ = ‘CISO’ 3.6.51 BA5minuteResourceAvailableStoredEnergyCapacityQuantity BrtT’uI’M’R’W’F’S’VL'mdhcif = MAX (0, (BA5MResourceLESRStateofChargeQty BrtuT'I'Q’M'VL'W'R'F'S'mdhcif * 12 – Q' CAISO, 2016 Page 23 of 38 Settlements & Billing Configuration Guide for: CG PC Spin Non-Spin No Pay Quantity Version: 5.11 Date: 05/27/14 BA5MResourceLESRLowerChargeLimitQty BrtuT'I'Q’M'VL'W'R'F'S'mdhcif * 12)) Where Q’ = CISO 3.6.52 BAResourceAvailabilityLimitedNonSpinCapacityQuantity BrtT’uI’M’R’W’F’S’VL'mdhcif IF HourlyResourceMasterFileDesignatedFastStartUnitFlag BrtuT'I'M'VL'W'R'F'S'mdh <> 1 THEN BAResourceAvailabilityLimitedNonSpinCapacityQuantity BrtT’uI’M’R’W’F’S’VL'mdhcif = BAResourceSpinLowerLimitQuantity BrtuT'I'M'VL'W'R'F'S'mdhcif – BAResourceNonSpinLowerLimitQuantity BrtuT'I'M'VL'W'R'F'S'mdhcif ELSE BAResourceAvailabilityLimitedNonSpinCapacityQuantity BrtT’uI’M’R’W’F’S’VL'mdhcif = MIN ( BAResourceSpinLowerLimitQuantity BrtuT'I'M'VL'W'R'F'S'mdhcif , BAResourceRealTimeNonSpinClearedQuantity BrtT’uI’M’R’W’F’S’VL'mdhcif) 3.6.53 BAResourceDAAndRTNonSpinAwardQuantity BrtT’uI’M’R’W’F’S’VL'dhcif = (BAResourceHourlyDAAwardedNonSpinBidCapacity BrtT'uI'M'VL'W'R'F'S'a'mdh *12 + a' BAResource15MinRTMHourlyAwardedNonSpinBidCapacity BrtT'uI'M'VL'W'R'F'S'a'mdhc *3) 3.6.54 BAResourceDAAndRTSpinAwardQuantity BrtT’uI’M’R’W’F’S’VL'mdhcif = ( BAResourceHourlyDAAwardedSpinBidCapacity BrtT'uI'M'VL'W'R'F'S'a'mdh *12 + a' BAResource15MinRTMHourlyAwardedSpinBidCapacity BrtT'uI'M'VL'W'R'F'S'a'mdhc *3) 3.6.55 BAResourceResidualIEConversionQuantity BrtT’uI’M’R’W’F’S’VL'mdhcif = Q' DispatchIntervalResidualIIE BrtuT'bI'Q’M'R'W'F'S'VL'mdhcif b 3.6.56 BAResourceRealTimeSpinClearedQuantity BrtT’uI’M’R’W’F’S’VL'mdhcif = BA15minuteResourceRealTimeSpinClearedQty BrtT'uI'M'VL'W'R'F'S'a’mdhc *3 a' 3.6.57 BAResourceRealTimeNonSpinClearedQuantity BrtT’uI’M’R’W’F’S’VL'mdhcif = BA15minuteResourceRealTimeNonSpinClearedQty BrtT'uI'M'VL'W'R'F'S'a’mdhc *3 a' 3.6.58 ResourceIIENonSpinConversionQuantity BrtT’uI’M’R’W’F’S’VL'mdhcif CAISO, 2016 Page 24 of 38 Settlements & Billing Configuration Guide for: CG PC Spin Non-Spin No Pay Quantity Version: 5.11 Date: 05/27/14 IF (BASettlementIntervalCAISOResourceIIEMLEQuantity BrtuT'I'M'VL'W'R'F'S'mdhcif *12 <= BA15minuteResourceRealTimeNonSpinClearedQty BrtT'uI'M'VL'W'R'F'S'a’mdhc *3 AND BASettlementIntervalCAISOResourceIIEMLEQuantity BrtuT'I'M'VL'W'R'F'S'mdhcif >0) THEN ResourceIIENonSpinConversionQuantity BrtT’uI’M’R’W’F’S’VL'mdhcif = BASettlementIntervalCAISOResourceIIEMLEQuantity BrtuT'I'M'VL'W'R'F'S'mdhcif + BA5MinuteResourceIIENonSpinSumOverAttributeConversionQuantity BrtuT'I'M'VL'W'R'F'S'mdhcif ELSE ResourceIIENonSpinConversionQuantity BrtT’uI’M’R’W’F’S’VL'mdhcif = BA5MinuteResourceIIENonSpinSumOverAttributeConversionQuantity BrtuT'I'M'VL'W'R'F'S'mdhcif 3.6.59 BA5MinuteResourceIIENonSpinSumOverAttributeConversionQuantity BrtuT'I'M'VL'W'R'F'S'mdhcif = a' ResourceNonSpinIIEQuantity BrtuT'I'M'VL'W'R'F'S'a’mdhcif 3.6.60 ResourceIIESpinConversionQuantity BrtT’uI’M’R’W’F’S’VL'mdhcif = ResourceSpinIIEQuantity BrtuT'I'M'VL'W'R'F'S'a’mdhcif a' 3.6.61 BA15mResourceUntaggedNonSpinQuantity BrtF'S'a’mdhc = If(HourlyPredispatchFlag Brtmdh = 1, BA15mResourceUntaggedNonSpinCapacityHourlyPreDispatchedTieGenQuantity BrtuT'I'M'VL'W'R'F'S'a’mdhc,0) u T' I' M' V L' W' R' 3.6.62 BA5mResourceUntaggedNonSpinCapacityQuantity BrtuT'I'M'VL'W'R'F'S'mdhcif = BA15mResourceUntaggedNonSpinCapacityHourlyPreDispatchedTieGenQuantity a' BrtuT'I'M'VL'W'R'F'S'a’mdhc *3 3.6.63 BA15mResourceUntaggedSpinQuantity BrtF'S'a’mdhcif = If(HourlyPredispatchFlag Brth = 1, BA15mResourceUntaggedSpinCapacityHourlyPreDispatchedTieGenQuantity BrtuT'I'M'VL'W'R'F'S'a’mdhc,0) u T' I' M' V L' W' R' CAISO, 2016 Page 25 of 38 Settlements & Billing Configuration Guide for: CG PC Spin Non-Spin No Pay Quantity Version: 5.11 Date: 05/27/14 3.6.64 BA5mResourceUntaggedSpinCapacityQuantity BrtuT'I'M'VL'W'R'F'S'mdhcif = BA15mResourceUntaggedSpinCapacityHourlyPreDispatchedTieGenQuantity a' BrtuT'I'M'VL'W'R'F'S'a’mdhc *3 3.6.65 BA5mResourceDeclinedNonSpinCapacityQuantity BrtuT'I'M'VL'W'R'F'S'mdhcif = MAX (0,MIN(ResourceNonSpinIIEQuantity BrtuT'I'M'VL'W'R'F'S'a’mdhcif, a' BA15mResourceCASTaggedNonSpinCapacityQuantity BrtuT'I'M'VL'W'R'F'S'a’mdhc / 4) – (BA5minuteResourceCASCheckOutNonSpinCapacityHourlyPreDispatchedTieGenQuantity BrtuT'I'M'VL'W'R'F'S'a’mdhcif /12)) Where Resource Type = ‘ITIE’ and Entity Component Type = ‘TG’ 3.6.66 BA15mResourceUntaggedNonSpinCapacityHourlyPreDispatchedTieGenQuantity BrtuT'I'M'VL'W'R'F'S'a’mdhc = MAX (0, BA15minuteResourceRealTimeNonSpinClearedQty BrtuT'I'M'VL'W'R'F'S'a’mdhc – BA15mResourceCASTaggedNonSpinCapacityQuantity BrtuT'I'M'VL'W'R'F'S'a’mdhc) 3.6.67 BA5mResourceDeclinedSpinCapacityQuantity BrtuT'I'M'VL'W'R'F'S'mdhcif = MAX(0,min(ResourceSpinIIEQuantity BrtuT'I'M'VL'W'R'F'S'mdhcif, a' BA15mResourceCASTaggedSpinCapacityQuantity BrtuT'I'M'VL'W'R'F'S'a’mdhc / 4) – (BA5minuteResourceCASCheckOutSpinCapacityHourlyPreDispatchedTieGenQuantity BrtuT'I'M'VL'W'R'F'S'a’mdhcif /12)) Where Resource Type = ‘ITIE’ and Entity Component Type = ‘TG’ 3.6.68 BA15mResourceUntaggedSpinCapacityHourlyPreDispatchedTieGenQuantity BrtuT'I'M'VL'W'R'F'S'a’mdhc = max (0,( BA15minuteResourceRealTimeSpinClearedQty BrtT'uI'M'VL'W'R'F'S'a’mdhc – BA15mResourceCASTaggedSpinCapacityQuantity BrtuT'I'M'VL'W'R'F'S'a’mdhc )) Where Resource Type = 'ITIE' and Entity Component Type = 'TG' 3.6.69 PsuedoGenResourceDayAheadLoadScheduleFromAssociatedLoadIDConversionQuanti ty BrtT’uI’M’R’W’F’S’VL’mdh = Q' A A' p w' PsuedoGenResourceDayAheadLoadScheduleForAssociatedLoadIDQuantit v y BrtuT'I'Q’M'AA'R'pW'F'S'vw’VL'mdh CAISO, 2016 Page 26 of 38 Settlements & Billing Configuration Guide for: CG PC Spin Non-Spin No Pay Quantity Version: 5.11 Date: 05/27/14 Where Q’ = ‘CISO’ 3.6.70 PsuedoGenResourceMeterFromAssociatedLoadIDConversionQuantity BrtT’uI’M’R’W’F’S’VL'mdhcif = A A' m' p Q d' n' N z' w' v PsuedoGenResourceMeterForAssociatedLoadIDQuantity P BrtuT'I'Q'M'AA'm'F'R'pPW'QS'd'Nz'Vvw’n'L'mdhcif 3.6.71 BAPDRResourceUndeliveredNonSpinComplianceFlag BrtT’uI’M’R’W’F’S’VL'mdhcif = IF BAResourceUndeliveredEnergyForPDRQuantity BrtT’uI’M’R’W’F’S’VL'mdhcif > (NoPayTolerancebandForDispatchedDeliveredEnergyFactor * ResourceIIENonSpinConversionQuantity BrtuT'I'M'VL'W'R'F'S'mdhcif) THEN BAPDRResourceUndeliveredNonSpinComplianceFlag BrtT’uI’M’R’W’F’S’VL'mdhcif = 1 ELSE BAPDRResourceUndeliveredNonSpinComplianceFlag BrtT’uI’M’R’W’F’S’VL'mdhcif = 0 3.6.72 BAResourceUndeliveredEnergyForPDRQuantity BrtT’uI’M’R’W’F’S’VL'mdhcif = MAX (0, ResourceIIENonSpinConversionQuantity BrtT’uI’M’R’W’F’S’VL'mdhcif – BA5MCAISOResPDRNoPayPerformaceMeterQuantity BrtuT'I'M'VL'W'R'F'S'mdhcif ) Only where Entity Component Subtype = ’PDR’ 3.6.73 BA5MCAISOResPDRNoPayPerformaceMeterQuantity BrtuT'I'M'VL'W'R'F'S'mdhcif = BA5MResourcePDRNoPayPerformaceMeterQuantity BrtuT'I'Q’M'VL'W'R'F'S'mdhcif Q' Where Q’ = ‘CISO’ 3.6.74 DispatchIntervalTotalExpectedEnergyConversion BrtuT'I'M'VL'W'R'F'S'mdhcif = E A A' Q p DispatchIntervalTotalExpectedEnergy BrtEuT'I'Q’M'AA’W'R'pF'S'QVL'mdhcif Q' 3.7 Outputs Output ID 1 Name ResourceIIESpinConvers CAISO, 2016 Description Total IIE Spin that was dispatched during this 5 minute Page 27 of 38 Settlements & Billing Configuration Guide for: CG PC Spin Non-Spin No Pay Quantity Output ID Name ionQuantity Version: 5.11 Date: 05/27/14 Description interval BrtT’uI’M’R’W’F’S’VL'mdhcif 2 ResourceIIENonSpinCon versionQuantity BrtT’uI’M’R’W’F’S’VL'mdhcif 3 4 5 IIE Non-Spin that was dispatched during this 5 minute interval Since MRTU, Market Quality Systems (MQS) categorizes the Expected Energy for capacity below Pmin as Market Service Type of ‘Day Ahead Capacity’. Energy above Pmin is categorized as ‘Non-Spinning Reserve’. IIE ML is not derived for the NGR resources ‘DDR’ and ‘LESR’ . For that reason their IIE Non-Spin quantity is fully represented by the 5 minute IIE NonSpin quantity. For resources where the IIE_ML is equal to zero, the IIE Non-Spin quantity is fully represented by the 5 minute IIE Non-Spin quantity. For resources where IIE ML is greater than zero, the IIE Non-Spin quantity is derived by summing IIE_ML and 5 minute IIE Non-Spin quantities. Note: IIE ML, where it is derived, is never a negative value BAResourceRealTimeNo Exists to convert 15m inputs to 5m.15M input nSpinClearedQuantity multiplied by 3 in formula in order that each 5M output will retain the 15M input value after frequency BrtT’uI’M’R’W’F’S’VL'mdhcif conversion occurs. BAResourceRealTimeSp Exists to convert 15m inputs to 5m. 15M input inClearedQuantity multiplied by 3 in formula in order that each 5M output will retain the 15M input value after frequency BrtT’uI’M’R’W’F’S’VL'mdhcif conversion occurs. PsuedoGenResourceDa Exists to sum over attributes as otherwise it will conflict yAheadLoadScheduleFro with existing business driver mAssociatedLoadIDConv ersionQuantity BrtT’uI’M’R’W’F’S’VL'mdh 6 PsuedoGenResourceMet erFromAssociatedLoadI DConversionQuantity Exists to sum over attributes as otherwise it will conflict with existing business driver BrtT’uI’M’R’W’F’S’VL'mdhcif 7 BAResourceResidualIEC onversionQuantity BrtT’uI’M’R’W’F’S’VL'mdhcif 8 BAResourceDAAndRTS pinAwardQuantity CAISO, 2016 ‘Residual IE’ Exists to sum over attributes as otherwise it will conflict with existing business driver in subsequent calculation ‘Bid Awarded Spin Capacity’ This bill determinant represents the Non Spin Awards Page 28 of 38 Settlements & Billing Configuration Guide for: CG PC Spin Non-Spin No Pay Quantity Output ID 9 Name Description BrtT’uI’M’R’W’F’S’VL'mdhcif from Day Ahead and Fifteen Minute market. BAResourceDAAndRTN onSpinAwardQuantity ‘Bid Awarded Non-Spin Capacity’ This bill determinant represents the Non Spin Awards from Day Ahead and Fifteen Minute market. BrtT’uI’M’R’W’F’S’VL'mdhcif 10 Version: 5.11 Date: 05/27/14 BAResourceAvailabilityLi mitedNonSpinCapacityQ uantity BrtT’uI’M’R’W’F’S’VL'mdhcif ‘Availability-Limited Non-Spin Capacity’ How much Non Spin capacity is available on the resource after applying any resource outages. If the unit is a fast start unit, the resource’s available capacity is between zero and the lower spin limit. 11 BAResourceAvailabilityLi ‘Availability-Limited Spin Capacity’ mitedSpinCapacityQuanti How much Spin capacity is available on the resource ty BrtT’uI’M’R’W’F’S’VL'mdhcif after applying any resource outages. 12 BAResourceDispatched NonSpinCapacityQuantit y BrtT’uI’M’R’W’F’S’VL'mdhcif 13 14 15 ‘Dispatched Non-Spin Capacity’ This bill determinant represents the dispatched Non Spin Capacity by calculating the quantity of the DOT that is above the lower Non Spin limit. Howevver, if the unit is a participating load, its Dispatched Non Spin Capacity is equal to the DOT. BAResourceDispatchedS ‘Dispatched Spin Capacity’ pinCapacityQuantity This bill determinant represents the dispatched Spin Capacity by calculating the quantity of the DOT is BrtT’uI’M’R’W’F’S’VL'mdhcif above the lower Spin limit. BAresourceRampLimited ‘Ramp-Limited Non-Spin Capacity’ NonSpinCapacityQuantit Each 10 minute output carries Capacity (MW) values y BrtT’uI’M’R’W’F’S’VL'mdhcif This bill determinant represents how much Non Spin capacity is available on the resource with the Ramp Rate limitation Once the dispatched Spinning and Non-Spinning Reserve are calculated, the amount of Spinning and Non-Spinning Reserve that was not dispatched (in MW) is calculated and compared to the Ramp Rate capability of the unit in the Settlement Interval, which is represented by the available Operating Reserve. Available Operating Reserve reflects the incremental 10-minute capability of a resource. BAResourceRampLimite ‘Ramp-Limited Spin Capacity’ dSpinCapacityQuantity This bill determinant represents how much AS capacity is available on the resource with the Ramp Rate BrtT’uI’M’R’W’F’S’VL'mdhcif limitation Once the dispatched Spinning and Non-Spinning Reserve are calculated, the amount of Spinning and Non-Spinning Reserve that was not dispatched (in CAISO, 2016 Page 29 of 38 Settlements & Billing Configuration Guide for: CG PC Spin Non-Spin No Pay Quantity Output ID 16 Name BAResourceUndispatcha bleNonSpinCapacityQua ntity BrtT’uI’M’R’W’F’S’VL'mdhcif 17 18 BAResourceUndispatcha bleSpinCapacityQuantity Description MW) is calculated and compared to the Ramp Rate capability of the unit in the Settlement Interval, which is represented by the available Operating Reserve. Available Operating Reserve reflects the incremental 10-minute capability of a resource. ‘Undispatchable Non-Spin Capacity’ This bill determinant represents the amount of Non Spin Capacity that the CAISO is unable to dispatch. It is the difference between the resource’s Non Spin schedule, and Dispatched and ramp limited capacity. ‘Undispatchable Spin Capacity’ BrtT’uI’M’R’W’F’S’VL'mdhcif This bill determinant represents the amount of Spin Capacity that the CAISO is unable to dispatch. It is the difference between the resource’s Spin schedule, and Dispatched and ramp limited capacity. BAResourceRampLimite dASCapacityQuantity This bill determinant represents the amount of total operating reserves that the resource can provide due to ramping limitations. For LESR resources, the amount can be further reduced due to lack of available energy tored in the resource. ‘Undelivered Residual IE’ BrtT’uI’M’R’W’F’S’VL'mdhcif 19 Version: 5.11 Date: 05/27/14 BAResourceUndelivered ResidualImbalanceEnerg yQuantity BrtT’uI’M’R’W’F’S’VL'mdhcif 20 BAResourceSpinLowerLi mitQuantity BrtuT'I'M'VL'W'R'F'S'mdhcif 21 22 23 24 The Lower Spin Limit represents the lower boundary that spinning capacity is reserved on the resource taking into consideration outages. It is also the Upper Limit for Non Spin reserved capacity. BAResourceNonSpinLow The Lower Non Spin Limit represents the lower erLimitQuantity boundary that non spinning capacity is reserved on the resource taking into consideration outages. BrtuT'I'M'VL'W'R'F'S'mdhcif BAResourceUndelivered ‘Undelivered Spin IIE’ SpinIIEQuantity This bill determinant represents the Spin Capacity that was dispatched but was not delivered. BrtT’uI’M’R’W’F’S’VL'mdhcif BrtT’uI’M’R’W’F’S’VL'mdhcif ‘Undelivered Non-Spin IIE’ This bill determinant represents the Non Spin Capacity that was dispatched but was not delivered. BAGenResourceUndeliv eredNonSpinIIEQuantity This bill determinant represents the Non Spin Capacity of generator unit’s that were dispatched but did not BAResourceUndelivered NonSpinIIEQuantity CAISO, 2016 Page 30 of 38 Settlements & Billing Configuration Guide for: CG PC Spin Non-Spin No Pay Quantity Output ID Name BrtT’uI’M’R’W’F’S’VL'mdhcif 25 Version: 5.11 Date: 05/27/14 Description deliver. BAResourceDeliveredSpi ‘Delivered Spin IIE’ nIIEQuantity IIE Spin Quantity - Undelivered Spin IIE Quantity BrtT’uI’M’R’W’F’S’VL'mdhcif 26 BAResourceDeliveredNo nSpinIIEQuantity BrtT’uI’M’R’W’F’S’VL'mdhcif 27 BAResourceUnavailable AncillaryServicesCapacit yQuantity BrtT’uI’M’R’W’F’S’VL'mdhcif 28 BAResourceUndelivered SpinCapacityQuantity BrtT’uI’M’R’W’F’S’VL'mdhcif 29 BAResourceUnsynchroni zedSpinReserveBillable Quantity BrtT’uI’M’R’W’F’S’VL'mdhcif 30 BAResourceUnsynchroni zedNonSpinReserveBilla bleQuantity BrtT’uI’M’R’W’F’S’VL'mdhcif CAISO, 2016 Delivered Non-Spin IIE IIE Non Spin Quantity - Undelivered Non Spin IIE Quantity ‘Unavailable AS Capacity’ After accounting for the amount of AS capacity that is undispatchable, a Unit must retain unloaded capacity on the resource for the portion of AS capacity that is dispatchable. If the resource deviates into that dispatchable AS capacity, then that AS capacity is unavailable to CAISO ‘Undelivered Spin Capacity’ If Energy from a Generating Unit or Dynamic System Resource is dispatched, then that resource is responsible for delivering at least 90% of the Expected Energy attributed to that dispatched AS capacity in order to retain full AS capacity payment. If the energy delivered from the dispatched AS capacity is not within the tolerance factor, 10% of the Expected Energy attributed to the dispatched AS capacity, the payment for the remaining Dispatchable AS Capacity is rescinded. RTM dispatches resources based on telemetry data and may create a Spin or Non-Spin Instructed Energy quantity without explicitly dispatching Spin or Non-Spin Energy in ADS. In the case that the resource does not receive an explicit dispatch for operating reserves, Undelivered No pay charges shall not be assessed. ‘Unsynchronized Spinning Reserve Billable Quantity’ Generating Units receive a No Pay charge if the resource has a Spinning Reserve AS Award or Schedule in the RT when the Generating Unit is not already on-line, or “spinning” in Real-Time. Formula filters by ENTITY_COMPONENT_SUBTYPE (S’) = ‘IG’ or ‘EG’ or ‘NREM’ in the formula in order to include only Internal Generation, Non-Generator Resources, and MSS External Generation that are internal to the ISO ‘Unsynchronized Non-Spinning Reserve Billable Quantity’ Generating Units receive a No Pay charge if the Generating Unit has a Non-Spinning Reserve AS Page 31 of 38 Settlements & Billing Configuration Guide for: CG PC Spin Non-Spin No Pay Quantity Output ID 31 Name BAResourceUndelivered NonSpinIIEForParticipati ngLoadsQuantity BrtT’uI’M’R’W’F’S’VL'mdhcif 32 BAResourceUndelivered NonSpinCapacityQuantit y BrtT’uI’M’R’W’F’S’VL'mdhcif 33 BAResourceUnavailable NonSpinCapacityQuantit y BrtT’uI’M’R’W’F’S’VL'mdhcif 34 35 36 Version: 5.11 Date: 05/27/14 Description Award or Schedule in the RT, but is not certified to provide Non-Spinning Reserve from off-line position (i.e., the Generating Unit is not certified for Real-Time Non-Spinning Reserve), is not “spinning” in Real-Time, and has no generation meter. Fast start units are allowed to be offline and are not subject Unsynchronized Non Spin No Pay. Formula filters by ENTITY_COMPONENT_SUBTYPE (S’) = ‘IG’ or ‘EG’ or ‘NREM’ in the formula in order to include only Internal Generation, Non-Generator Resources and MSS External Generation that are internal to the ISO Undelivered Non-Spin IIE for Participating Loads The min of NSPN IIE Qty or Undelivered Energy for Participating Loads Where S’ = ‘PSUG’ ‘Undelivered Non-Spin Capacity’ This bill determinant represents the undelivered non spin capacity of resources. ‘Unavailable Non-Spin Capacity’ Unavailable Capacity is allocated to each of the AS services from lowest quality to highest quality in order to preserve the highest quality AS capacity for CAISO BAResourceUnavailable ‘Unavailable Spin Capacity’ SpinCapacityQuantity Unavailable Capacity is allocated to each of the AS services from lowest quality to highest quality in order BrtT’uI’M’R’W’F’S’VL'mdhcif to preserve the highest quality AS capacity for CAISO The lower of Unavailable AS capacity minus Unavailable Non-Spin Capacity Max of 0 OR Dispatchable Spin Capacity –Delivered Spin IIE BAResourceNoPaySpinB This bill determinant represents a resource’s No Pay illableQuantity Spin Capacity. Resource with regulation and are on CAISO AGC BrtT’uI’M’R’W’F’S’VL'mdhcif control, are exempt from Spin No Pay Capacity. However, this exemption does not apply to disqualified capacity where buy back was performed due to a resource constraint. BAResourceNoPaySpinA This bill determinant represents the portion of a wardQuantity resource’s Spin Award bid associated to No Pay Spin Capacity. BrtT’uI’M’R’W’F’S’VL'mdhcif CAISO, 2016 Page 32 of 38 Settlements & Billing Configuration Guide for: CG PC Spin Non-Spin No Pay Quantity Output ID 37 Name BrtT’uI’M’R’W’F’S’VL'mdhcif 38 40 BAResourceNoPayNonS pinAwardQuantity BrtT’uI’M’R’W’F’S’VL'mdhcif BAResourceNoPayNonS pinSelfProvisionQuantity BrtT’uI’M’R’W’F’S’VL'mdhcif 41 BA15mResourceUntagg edSpinQuantity BrtF'S'a’mdhc 42 BA15mResourceUntagg edNonSpinQuantity BrtF'S'a’mdhc 43 Description BAResourceNoPaySpinS This bill determinant represents the portion of a elfProvisionQuantity resource’s Spin self-provision bid associated to No Pay Spin Capacity. BrtT’uI’M’R’W’F’S’VL'mdhcif BAResourceNoPayNonS pinBillableQuantity 39 Version: 5.11 Date: 05/27/14 BAResourceUndelivered EnergyForPDRQuantity This bill determinant represents a resource’s No Pay Non Spin Capacity. Resource with regulation and are on CAISO AGC control, are exempt from Non Spin No Pay Capacity. However, this exemption does not apply to disqualified capacity where buy back was performed due to a resource constraint. This bill determinant represents the portion of a resource’s Non Spin Award bid associated to No Pay Non Spin Capacity. This bill determinant represents the portion of a resource’s Non Spin self-provision bid associated to No Pay Non Spin Capacity. Only if the Hourly Pre-dispatched Flag is set to 1 (1= HASP TG) calculate the formula. Else the formula evaluates to 0 Derived for CC 6710 DA CONG AS Spin Reserve Import Settlement Only if the Hourly Pre-dispatched Flag is set to 1 (1= HASP TG) calculate the formula. Else the formula evaluates to 0 Derived for CC 6720 DA CONG AS Non-Spin Reserve Import Settlement The max of 0 or Non-Spin IIE – PDR No Pay Perf Meter Qty BrtT’uI’M’R’W’F’S’VL'mdhcif 44 BA5minuteResourceAvai lableStoredEnergyCapac ityQuantity For an LESR unit, the Available stored energy capacity that can be provided at 5-minute interval. BrtT’uI’M’R’W’F’S’VL'mdhcif 45 DispatchIntervalTotalExp ectedEnergyConversion BrtuT'I'M'VL'W'R'F'S'mdhcif 46 BA5MinuteResourceIIEN onSpinSumOverAttribute CAISO, 2016 When a pump storage resource is dispatch for pumping instead of generation the related total expected energy will be negative. Positive TEE will be created when the resource is dispatched for generation. This charge type exists to sum over attribute E (ENERGY_TYPE) This charge type exists in order to sum over the INTERTIE_CONSTRAINT_ID (a’). Page 33 of 38 Settlements & Billing Configuration Guide for: CG PC Spin Non-Spin No Pay Quantity Output ID Name ConversionQuantity BrtuT'I'M'VL'W'R'F'S'mdhcif 47 48 49 BAResourceConstraintDi squalifiedNoPaySpinQua ntity BrtF’S’mdhcif BAResourceConstraintDi squalifiedNoPayNonSpin Quantity BrtF’S’mdhcif BAResourceADSDispatc hSpinFlag BrtuT'I'M'VL'W'R'F'S'mdhcif Version: 5.11 Date: 05/27/14 Description Regarding the input ResourceNonSpinIIEQuantity BrtuT'I'M'VL'W'R'F'S'a’hif This bill determinant (in MWh) represents Disqualified Spin capacity between DA and RT when a resource is constrained. This bill determinant (in MWh) represents Disqualified Spin capacity between DA and RT when a resource is constrained. This bill determinant represents if the resource received a dispatch for Spin Capacity from the CAISO ADS system. Where: 1 = the resource was dispatched 0 = the resource was not dispatched. 50 BAResourceADSDispatc hNonSpinFlag BrtuT'I'M'VL'W'R'F'S'mdhcif This bill determinant represents if the resource received a dispatch for Non Spin Capacity from the CAISO ADS system. Where: 1 = the resource was dispatched 0 = the resource was not dispatched. 51 BAResourceUndelivered SpinComplianceFlag This bill determinant represents if the resource failed to deliver 90% of its dispatch of Spin Capacity. BrtT’uI’M’R’W’F’S’VL'mdhcif Where: 1 = The resource delivered less than the tolerance, 0= The resource delivered more than the tolerance. 52 BAResourceUndelivered NonSpinComplianceFlag This bill determinant represents if the resource failed to deliver 90% of its dispatch of Non Spin Capacity. BrtT’uI’M’R’W’F’S’VL'mdhcif Where: 1 = The resource delivered less than the tolerance, 0= The resource delivered more than the tolerance. 53 BAGenResourceUndeliv eredNonSpinCompliance Flag BrtT’uI’M’R’W’F’S’VL'mdhcif This bill determinant represents if the resource failed to deliver 90% of its dispatch of Non Spin Capacity. Where: 1 = The resource delivered less than the tolerance, 0= The resource delivered more than the tolerance. CAISO, 2016 Page 34 of 38 Settlements & Billing Configuration Guide for: CG PC Spin Non-Spin No Pay Quantity Output ID 54 Version: 5.11 Date: 05/27/14 Name Description BAPLoadResourceUndel iveredNonSpinComplianc eFlag This bill determinant represents if the resource failed to deliver 90% of its dispatch of Non Spin Capacity. BrtT’uI’M’R’W’F’S’VL'mdhcif Where: 1 = The resource delivered less than the tolerance, 0= The resource delivered more than the tolerance. 55 BAPDRResourceUndeliv eredNonSpinCompliance Flag BrtT’uI’M’R’W’F’S’VL'mdhcif This bill determinant represents if the resource failed to deliver 90% of its dispatch of Non Spin Capacity. Where: 1 = The resource delivered less than the tolerance, 0= The resource delivered more than the tolerance. 56 BAResourceAvailableSpi nCapacityQuantity BrtT’uI’M’R’W’F’S’VL'mdhcif 57 BAResourceAvailableNo nSpinCapacityQuantity BrtT’uI’M’R’W’F’S’VL'mdhcif 58 BA15mResourceUntagg edSpinCapacityHourlyPr eDispatchedTieGenQuan tity This bill determinant represents the Spin capacity available to dispatch after subtracting undispatchable and delivered energy from the resources spin schedule. This bill determinant represents the Non Spin capacity available to dispatch after subtracting undispatchable and delivered energy from the resources non spin schedule. This bill determinant represents an intertie’s Spin Capacity that was not tagged in RT. BrtuT'I'M'VL'W'R'F'S'a’mdhc 59 BA15mResourceUntagg edNonSpinCapacityHourl yPreDispatchedTieGenQ uantity This bill determinant represents an intertie’s Non Spin Capacity that was not tagged in RT. BrtuT'I'M'VL'W'R'F'S'a’mdhc 60 BA5mResourceUntagge dSpinCapacityQuantity BrtuT'I'M'VL'W'R'F'S'mdhcif 61 62 BA5mResourceUntagge dNonSpinCapacityQuanti ty BrtuT'I'M'VL'W'R'F'S'mdhcif BAResourceAGCFlag BrtF’S’mdhcif This bill determinant is created to sum over attribute a’ and reduces the frequency for later charge type calculations. This bill determinant is created to sum over attribute a’ and reduces the frequency for later charge type calculations. This bill determinant represents if the resource is subject to No Pay quantities. Where: 1 = The resource is not on AGC and is subject to No Pay. CAISO, 2016 Page 35 of 38 Settlements & Billing Configuration Guide for: CG PC Spin Non-Spin No Pay Quantity Output ID Name Version: 5.11 Date: 05/27/14 Description 0 = The resource is on AGC, and shall be exempt from No Pay rescission. 63 BAResourceONAGCTag BrtF’S’mdhcif 64 BA5mResourceDeclined SpinCapacityQuantity BrtuT'I'M'VL'W'R'F'S'mdhcif This bill determinant represents if a unit that is certified for regulation has a schedule and on CAISO AGC control. Please note that resources that are not certified to provide regulation capacity shall not have this tag created. Settlement Interval Declined Hourly Pre-Dispatch Spin Capacity. This bill determinant represents the quantity of Spin Capacity not tagged by a TG resource dispatched for Spinning energy. 65 BA5mResourceDeclined NonSpinCapacityQuantit y BrtuT'I'M'VL'W'R'F'S'mdhcif Settlement Interval Declined Hourly Pre-Dispatch NonSpin Capacity. This bill determinant represents the quantity of Spin Capacity not tagged by a TG resource dispatched for Non-Spinning energy. 66 BAGenResourceUnavail ableAncillaryServicesCa pacityQuantity Unavailable Capacity of generating resources after taking into account de-rates and delivery of AS energy. BrtT’uI’M’R’W’F’S’VL'mdhcif 67 68 BAPLoadResourceUnav ailableCapacityQuantity BrtT’uI’M’R’W’F’S’VL'mdhcif Unavailable Capacity of Participating Load resources after taking into account de-rates and delivery of AS energy. BAPDRResourceUnavail ableCapacityQuantity Unavailable Capacity of PDR resources after taking into account de-rates and delivery of AS energy. BrtT’uI’M’R’W’F’S’VL'mdhcif 69 BAResourceChannel4Ge nMeterQuantity Resource’s metered generation. BrtuT’I’M’R’W’F’S’VL'mdhcif 70 BA5MResDOTQuantity Resource’s dispatch operating target. BrtuT'I'M'VL'W'R'F'S'mdhcif 71 72 BAResourceMasterFileD esignatedFastStartUnitMi nLoadFlag BrtF’S’mdhcif BASettlementIntervalCAI SOResourceIIEMLEQua ntity Flag indicating if a fast start unit has been dispatched for energy. CAISO Resource’s instructed imbalance minimum load energy quantity. BrtuT'I'M'VL'W'R'F'S'mhcif 73 BA5MCAISOResPDRNo PayPerformaceMeterQu antity CAISO PDR Resource No Pay meter quantity. BrtuT'I'M'VL'W'R'F'S'mdhcif CAISO, 2016 Page 36 of 38 Settlements & Billing Configuration Guide for: CG PC Spin Non-Spin No Pay Quantity Output ID 73 Version: 5.11 Date: 05/27/14 Name Description BACAISOResFMMClear edEnergyQuantity CAISO Resource FMM Cleared Energy Schedule. BrtuT'I'M'VL'W'R'F'S'mdhc 4. Charge Code Effective Dates Charge Code/ Pre-calc Name CG PC Spin and Non-Spin No Pay Quantity CG PC Spin and Non-Spin No Pay Quantity CG PC Spin and Non-Spin No Pay Quantity CG PC Spin and Non-Spin No Pay Quantity CG PC Spin and Non-Spin No Pay Quantity CG PC Spin and Non-Spin No Pay Quantity CG PC Spin and Non-Spin No Pay Quantity CG PC Spin and Non-Spin No Pay Quantity CG PC Spin and Non-Spin No Pay Quantity CG PC Spin and Non-Spin No Pay Quantity CG PC Spin and Non-Spin No Pay Quantity CG PC Spin and Non-Spin No Pay Quantity Document Effective Start Date Version Effective End Date Version Update Type 5.0 02/01/10 03/31/10 Configuration Impacted 5.1 04/01/10 01/31/10 Configuration Impacted 5.2 02/01/10 07/31/10 Configuration Impacted 5.3 08/01/10 1/31/10 Configuration Impacted 5.4 02/01/2010 06/30/2012 Configuration Impacted 5.5 07/01/2012 09/30/2012 Configuration Impacted 5.6 10/01/2012 11/30/12 Configuration Impacted 5.7 12/01/2012 06/30/2013 Configuration Impacted 5.8 07/01/2013 10/31/2013 Configuration Impacted 5.9 11/1/2013 4/30/2014 Configuration Impacted 5.10 5/1/2014 09/30/14 Configuration Impacted 5.11 10/01/14 Open Configuration Impacted CAISO, 2016 Page 37 of 38 Settlements & Billing Configuration Guide for: CG PC Spin Non-Spin No Pay Quantity CAISO, 2016 Version: 5.11 Date: 05/27/14 Page 38 of 38