FENG YE WHAT ANTI-REALISM IN PHILOSOPHY OF MATHEMATICS MUST OFFER ABSTRACT. I propose some tasks and constraints that anti-realists must accomplish and respect in order to offer an acceptable anti-realistic philosophy of mathematics. The tasks require antirealists to account for meanings of mathematical statements as working mathematicians actually understand them, to account for objective content of our mathematical knowledge, to account for objective relationships between the mathematical and the physical that scientists discover and take as objective reasons for applicability of mathematics, to account for the apparent a priority, necessity and universality of arithmetic and logic, and finally to account for applicability of infinite mathematics to a finite world, all without assuming that mathematical entities really exist, of course. And the most critical constraint says that a coherent nominalist should not commit to objectivity of infinity, and therefore has to embrace strict finitism in some sense. Then, I will also present my suggestions on how to accomplish these tasks and respect the constraints, which might seem impossible to some people. 1. THE TASKS AND CONSTRAINTS By “anti-realism in philosophy of mathematics”, I mean the view that denies both objective existence of abstract objects external to our minds and objective truth of pure mathematical statements (not including applied statements such as “5 fingers plus 7 fingers are 12 fingers”, which are about fingers in this real world, not about numbers out of this world). There are attempts to separate these two, but later I will actually argue that they are inseparable. In particular, accepting objectivity of truths involving infinity will contradict nominalism. 2 The most forceful objection to anti-realism in philosophy of mathematics is perhaps this (see, for instance, Burgess 2004): As long as scientists seriously refer to mathematical entities in their best scientific theories and seriously assert mathematical theorems, they already justify that mathematical entities exist and mathematical theorems are true in some proper sense, because scientists’ understanding of their own theories and their judgments regarding the truth of their own theories should be respected, and there are no other stronger or more superior standards for justifying truth1. Since it is practically impossible that philosophers will invent better scientific theories not referring to mathematical entities, recent anti-realistic arguments all focus on arguing that scientists do not really commit to mathematical entities “just by referring to them”. Strategies employed include resorting to the concept of empirical adequacy to argue that mathematical theorems need not be true (Hoffman 2004), rejecting confirmation holism and arguing that sciences do not confirm mathematical entities as they do for atoms (Maddy 2005), and claiming that scientists and mathematicians are using a figurative manner of speech when making mathematical statements and they never really mean to refer to abstract mathematical entities and instead they mean something else (Yablo 2002). However, scientists’ references to mathematical entities should not be treated too lightly. Their references to mathematical entities have real meaning for them. For example, scientists discover that Riemann spaces (and not flat Euclidean spaces) are approximately but more accurately isomorphic to large-scale space-time structures. They therefore study Riemann spaces carefully, gain their experiences, intuitions and knowledge about Riemann spaces, and use Riemann spaces to model space-time. 3 Riemann spaces really mean something for them. The structural similarity between Riemann spaces and real space-time appears to be an objective fact to them and it is their reason for choosing Riemann spaces to model space-time. It seems that Riemann spaces must exist at least in some sense, because it could not be only nothingness there. Nothingness has no structure and cannot resemble any real things in any way, and cannot even be approximately isomorphic to anything in any meaningful sense, but Riemann spaces obviously do have structures and do approximately resemble real space-time in some way as scientists discover it. They use Riemann spaces because of something special about Riemann spaces. Otherwise, why wouldn’t they just choose Euclidean spaces or even just choose the number 2 to model space-time, if they all do not exist anyway? May be Riemann spaces do not exist in the same sense as atoms and electrons do, but Riemann spaces must exist at least in some sense. They must at least be something, and not nothingness. When scientists assert that there are Riemann spaces, their assertions must have some proper meanings and cannot be gibberishes or simply “literally false”. If we do respect scientists’ understanding of their own theories and do respect scientists’ judgments, it is perhaps philosophers’ duty to explore what is that ‘exist in some sense’, and it is not philosophers’ right to simply claim that Riemann spaces do not exist and scientists are wrong. I am not trying to defend realism here. This simple argument certainly contains many problems if viewed as a defense for realism. My concern is what it means for anti-realism. At least it means that anti-realists should not simply say, “No, I do not have to commit to mathematical entities”. The mathematical side of mathematical applications in sciences could not be completely void. There must be something there on the mathematical side 4 and anti-realists must explain what are really there if not abstract mathematical entities. Anti-realists must offer a positive account for mathematics. This should be their real and major work in proposing anti-realism, instead of arguing that we do not have to commit to mathematical entities. Moreover, as an instance, their account must agree with scientists’ judgment that Riemann spaces are approximately but genuinely isomorphic to real space-time structures and that this is the true and objective reason why Riemann spaces can be used to model real space-time. Otherwise, it is unavoidable that antirealists will appear to be “intellectually dishonest” regarding our mathematical and scientific knowledge. There are attempts for giving anti-realistic answers to the question “what is mathematics about?” For example, fictionalism, figuralism, modal structuralism and verificationism are some recent ones. But they haven’t answered this challenge satisfactorily yet or haven’t even tried. Fictionalism basically claims that Riemann spaces do not exist and statements about them are either false or vacuously true. Therefore it rejects scientists’ assertion that Riemann spaces are genuinely (although approximately) isomorphic to real space-time structures, or at least it does not try to account for such approximate isomorphism. Hoffman’s (2004) recent exposition of fictionalism implies that scientists pretend that Riemann spaces are isomorphic to space-time structures, but that obviously could not be the case. The isomorphism is genuine (although approximate) and not a fake for scientists. Otherwise, scientists won’t succeed in their work in using Riemann spaces to model space-time. Scientists could not work like kids in playing games, pretending that a sofa is a mountain. They could not indulge in wishfully pretending things. Figuralism (e.g. Yablo 2002) essentially claims that statements about 5 Riemann spaces have some real content that is not about Riemann spaces and is actually not about any particular things, because they are logical truths. If that were indeed the case, it would be unimaginable why scientists would judge that Riemann spaces in particular are (approximately) isomorphic to real space-time structures. If the real content of a statement about Riemann spaces were extracted in a similar way suggested by Yablo (2002), it would be a sentence with an uncountable number of components. Scientists could not have understood that alleged real content. They honestly ‘see’ only Riemann spaces. Structuralism therefore does capture something essential about mathematics. That is, in some cases, applicability of mathematical theories comes from the structures that the theories describe and the fact that there are genuine relationships between mathematical and physical structures. However, claiming that there are pure mathematical structures, structures that could not have instances in the physical reality (because the physical reality may be finite), faces the same epistemological difficulties that entity realism faces, and resorting to the concept of modality in modal structuralism only brings in an even less clear concept, the concept of mathematical possibility. Verificationists may be right in saying that some of our knowledge is knowledge about uses of language, not knowledge about external entities. However, it is quite unclear if this can account for scientists’ knowledge about the genuine structural similarity between Riemann spaces and space-time. At least much more work needs to be done there. More importantly and unfortunately, instead of honestly and laboriously exploring what scientists’ actual knowledge consists in when they use the language of classical mathematics, some verificationists declare scientists’ successful uses of the language of 6 classical mathematics as illegitimate uses. This seems to be the current situation of antirealistic philosophies in mathematics. This is only a brief summary of the challenges for anti-realism and my brief assessments on the status of current anti-realistic philosophies. I will give a few more comments on current anti-realistic philosophies in this paper, but I will not try to give full analyses or to argue for my assessments in detail. This paper will focus on the challenges for anti-realism. I will try to elaborate the challenges that are implied in Burgess’ criticism and are only briefly summarized above, and I will also try to add other challenges and constraints that I believe to be critical for a coherent anti-realistic philosophy of mathematics. However, I will present the challenges as positive tasks that anti-realists must accomplish in order to provide a positive account for mathematics, since in the end I still believe that anti-realism is a more promising position and is able to motivate more new researches that could be interesting and fruitful. (1) Anti-realism must explain what content or meaning of mathematical statements consists in and what mathematicians’ knowledge, intuitions and experiences about particular mathematical entities and structures consist in, if mathematical entities and structures do not really exist. Even if abstract mathematical entities and abstract, physically un-instantiated mathematical structures do not really exist, mathematical statements still have content and meaning, in the sense that mathematicians are not pronouncing gibberishes. When mathematicians study Riemann spaces, they apparently ‘see’ some geometrical structures and they actually resort to their geometrical intuitions in studying Riemann spaces. Statements mathematicians make are meaningful and do communicate something. They 7 also seem to be about something. Mathematicians do have genuine knowledge, experiences and intuitions about something, even if they are not literally about abstract mathematical entities and structures. In other words, there must be something there. It could not just be nothingness. The challenge for anti-realists is: what are the things that are real if not abstract mathematical entities and structures, and how can these real things constitute the content of mathematical statements or account for the meanings of mathematical statements, and how mathematicians’ knowledge, experiences and intuitions can be explained by referring to these real things instead of abstract mathematical entities and structures? This is a challenge for anti-realists, because anti-realists could not simply take the content of mathematical statements as states of affairs about mathematical entities and structures, and take mathematicians’ knowledge and experiences as knowledge and experiences about mathematical entities and structures. This realistic answer has its own difficulties, of course, and I will not discuss them here. However, I want emphasize here that I am not setting a higher standard for anti-realists. It is the first question about mathematics that any philosophy of mathematics should answer: What is mathematics, what is it about, what are mathematicians saying and doing, and what do mathematicians’ understanding, knowledge, experiences or intuitions consist in? Realism at least has an answer. Moreover, an anti-realist account for these should focus on the current practices of classical mathematics and should respect mathematicians’ actual understanding of classical mathematics. It should not invent new mathematics or paraphrase mathematical statements into something unrecognizable to mathematicians. Because, the real issue at 8 stake is: Do our actual mathematical practices and applications and do working scientists’ understanding of them and judgments regarding them imply realism? For example, figuralism (Yablo 2002) tries to extract the real content of some mathematical statements. This appears to be convincing for simple arithmetic statements such as 5+7=12, but if we follow a similar strategy to get the real content of statements about a Riemann space, what resulted will not be recognizable to mathematicians. No geometrical intuition conveyed by the original statements could be preserved. That could not be what mathematicians really mean. What it shows is the opposite: Mathematicians do mean Riemann spaces themselves, and not any hidden real content. Similarly, mathematicians are obviously not talking about ideal agents, possible concrete inscriptions on papers, and so on. They do not understand these. They only mean and understand Riemann spaces and other mathematical entities and structures. This also means that what really exist there could not just be the sentences produced by mathematicians and nothing else, because if there is really and completely nothing else besides the sentences, such sentences could not be meaningful. They would just be gibberishes. Formalists seem to be claiming exactly that mathematical statements are meaningless strings of symbols. However, for ordinary mathematicians and scientists, the theory of Riemann spaces is certainly not merely a randomly chosen bunch of meaningless symbols. Mathematicians do not work on randomly chosen meaningless formal systems. They study meaningful mathematical structures. No matter how one tries to explicate the meaning of ‘meaningless’ or ‘meaningful’ here, it is a matter of fact that mathematicians and scientists ‘see’ Riemann spaces in the theory, and anti-realists must explain what that means and how it is possible, if Riemann spaces do not really exist. 9 They must respect mathematicians’ and scientists’ understandings of mathematical theories, must give an acceptable account for such understandings, while not assuming that mathematical entities really exist. On the other hand, anti-realists are certainly entitled to give philosophical (but not mathematical) hermeneutics on what mathematicians and scientists say on apparent, because when it comes to metaphysical implications of their assertions, mathematicians themselves frequently shy away. We have no reason to preclude all philosophical hermeneutics. Many mathematicians as a matter of fact do hold various philosophical views regarding the nature of mathematics. Physicists sometimes like to call mathematics a language or formalism and like to talk as if mathematics is just manipulating symbols. This is actually the presumption in Eugene Wigner’s well-known paper “The Unreasonable Effectiveness of Mathematics in Natural Sciences”. Therefore, physicists appear to have a different view about mathematics. There are genuine puzzles there. This is essentially different from the issue of existence of atoms, about which perhaps no working scientists have any doubt today, no matter in their “scientific moments” or in their “philosophical moments”. There is a fine distinction between respecting mathematicians’ and scientists’ understanding, knowledge, experiences and judgments on the one side, and assigning the realistic interpretation to their words on the other side, especially, considering the fact that mathematicians and scientists themselves are puzzled when they think about the issue. The real important point is perhaps that anti-realists must provide an account that is understandable and acceptable by working mathematicians and scientists. In other words, a philosophy of mathematics must be criticized and evaluated by working mathematicians and scientists, based on their 10 understandings of mathematics. If it is a good philosophy, it ought to be understandable and acceptable by working mathematicians and scientists, and it should also resolve the puzzles that working mathematicians and scientists themselves have. (2) Anti-realism must account for the genuine relationships between some apparent mathematical entities and structures on the one side and the physical reality on the other side, without assuming that abstract mathematical entities and structures really exist. Scientists choose Riemann spaces to model space-time structures for some good reasons. Even if Riemann spaces do not really exist, it is still a matter of fact that scientists’ geometrical intuition ‘sees’ that Riemann spaces and the real physical spacetime structures are structurally similar. Structural similarities between some mathematical entities and some aspects of nature seem to be genuine. There are also other types of relationships between the mathematical and the physical. For instance, a function may approximately represent the states of a physics system in some way, and a stochastic process may simulate some real random events. Such relationships all seem to be genuine and are the objective reasons why mathematical theories are applicable in sciences. The challenge for anti-realists is: If Riemann spaces, functions, stochastic processes do not exist, what such relationships consist in? What our knowledge of such relationships consists in? It could not be true that there is nothing on the mathematical side. Nothingness could not structurally resemble any real things. Nothingness could not be related to any real thing in any meaningful way. Anti-realists must explain what are real on the mathematical side, and must show that such genuine relationships between the mathematical and the physical are accountable based on what are real on the 11 mathematical side, and that our knowledge of such relationships are explainable, although mathematical entities themselves do not exist. Moreover, anti-realists must show how the content of a specific mathematical theory could be relevant to the existence of relationships between some specific mathematical structures and the physical reality. For example, the definition of Riemann spaces and the content of Riemann space theory are certainly relevant to the fact that Riemann spaces resemble real space-time structures, and the content of the theory of finite groups is relevant to the fact that a finite group does not in any way resemble real space-time structures. In other words, it is not enough to say generally that pragmatic consequences decide which mathematical theory is useful to model reality in a particular aspect. Scientists certainly do not randomly pick some literally false statements about nothing and try to apply them in an arbitrary area in sciences. They choose (or discover, or define, or invent) Riemann spaces to model large-scale space-time structures, because they really discern some genuine relationship between these two in particular, based on their understandings of Riemann spaces. Anti-realists have to admit scientists’ actual intuitions and judgments, and have to explain them, without assuming that Riemann spaces really exist. There are anti-realistic approaches that resort to some general concepts that apply to mathematics as a whole, such as conservativeness or empirical adequacy, to account for usefulness of mathematics as a whole. These concepts may be of some interests in themselves, but alone they are not enough to account for mathematical applications. They alone cannot explain, for instance, what is special about Riemann spaces which makes 12 Riemann spaces applicable in modeling space-time and why scientists did not use the theory of finite groups, or anything else, to model space-time. There is an unfortunate misconception in various types of philosophical instrumentalism including mathematical instrumentalism. Only real things can be used as tools, such as screwdrivers or computers. Non-existent things could not be used as tools. If abstract mathematical entities just do not exist, then they could not be what are really instrumental. Moreover, we believe that there are objective reasons why a tool works. A screwdriver may not work for driving a particular screw because they don’t fit each other and a computer may mal function. We believe that there are explanations for how a tool works and for applicability of a tool in a specific task, based the structure or design of the tool as a real thing, and based on known natural laws or regularities among real things including the tool and the things that the tool is applied to. Mathematical instrumentalists should not simply claim that mathematics is instrumental and therefore mathematical entities need not really exist, for if what are instrumental are just mathematical entities, then the conclusion one ought to draw is that mathematical entities really exist just as other instruments such as Geiger counters or screwdrivers in our labs, and that there must be objective truths about mathematical entities and about fitness between mathematical entities and the physical reality, just as the fitness between a screw driver and a screw, so that the applicability of such mathematical entities as instruments is accountable. On the other side, if what are instrumental are not mathematical entities, then instrumentalists must answer what real things on the mathematical side are truly instrumental, and they must provide an explanation for how such real things work as instruments. 13 To add to some complexity to the issue, the account for relationships between the mathematical and the physical must be aware that in most cases scientists never really assume that mathematical structures are exactly isomorphic to related physical structures. While physicists use Riemann spaces to model large-scale space-time structures, they are fully aware that they are glossing over microscopic details. It means that mathematical structures and physical structures are independent. Since they do not have causal connections either, some philosophers argue that ordinary scientific methodologies that scientists employ in their daily work, for instance, those for confirming the existence of atoms, are not relevant for confirming the existence of mathematical entities and structures (see e.g. Maddy 2005, Sober 1993). This may be correct, but it is not enough, for the real issue at stake here is: It appears that a Riemann space has at least to be something so that it can even remotely resemble real space-time structures. Nothingness cannot resemble anything in any way. If one can meaningfully and honestly claim that mathematical entities and structures are indeed independent of physical structures and are indeed not causally connected with the physical reality, then one already admits that mathematical entities and structures exist in some sense. One would not say that nothingness is independent of the physical reality. Again, this is not setting a high standard for anti-realists. It is simply to gain a real understanding of what the relationships between the mathematical and the physical really consist in and what really makes mathematics applicable in sciences. (3) Anti-realism must identify and account for objective content of our mathematical knowledge and various types of objective facts regarding mathematical practices and 14 mathematical applications in sciences, without assuming that mathematical or other abstract entities exist objectively. Even if mathematical entities do not exist, our mathematical knowledge should still have objective content. We are not making assertions out of our wishes in doing mathematics. One could wish that Goldbach’s conjecture is true or false, but we know that there is something objective and independent of our wishes there. Objectivity of our mathematical knowledge in some proper sense is a matter of fact. Anti-realists must explain what that ‘proper sense’ is and explain the source of such objectivity if it is not from objective abstract mathematical entities. A natural attempt to identify objectivity in mathematics from the anti-realistic perspective is to focus on proof instead of literal truth in mathematics. Then, one must show that correctness in following logical rules is an objective matter. There are independent reasons for believing such objective correctness transcending human agreements. When mathematicians examine proofs submitted to mathematical journals, they obviously believe that correctness of the proof is an objective matter (given commonly accepted axioms). A very mechanical proof can be extremely long and complex so that no one is absolutely sure if it is correct and referees may have to vote to decide if to publish it, but they obviously do not believe that correctness actually means voted to be correct. They obviously believe that correctness transcends our agreements. Here, the challenge for anti-realists is: Admitting such objective correctness appears to commit to rules as abstract entities and commit to objective truths about abstract entities. Another aspect of objectivity in mathematics is about the relationships between the mathematical and the physical. Given scientists’ understanding of Riemann spaces, the 15 structural similarity between Riemann spaces and real space-time structures also seems to be objective. Scientists do not pretend that Riemann spaces resemble real space-time structures, for otherwise, why don’t they just pretend that flat and simpler Euclidean spaces or even natural numbers resemble real space-time structures. For scientists, such objective similarity is the objective reason for our successes in modeling space-time structures by Riemann spaces. Scientists will not be successful if they indulge in any wishful thinking or groundless imagination. Anti-realists must also show that such relationships between the mathematical and the physical reality are accountable as objective facts, without referring to mathematical entities as objective existences. In other words, anti-realists can deny that Riemann spaces themselves exist objectively as abstract objects, but they have to identify and account for such objective facts in some way, if they really respect scientists’ judgments and they really want to research into the objective reasons for applicability of mathematics in sciences. Anti-realists who completely deny any objective realistic truths or seek to account for mathematics (and our scientific knowledge in general) only as social-cultural constructions or conventions may not accept these requirements. These include those who take correctness in rule following as a social norm and nothing beyond, for instance, Kripke’s Wittgenstein. Criticizing them is usually realists’ task and it is out of the scope of this paper. I propose this as a task for anti-realists in mathematics because I take antirealism in mathematics as a clarification of and a defense for common sense realism and scientific realism. It is perfectly compatible with ordinary scientists’ naïve realistic view on truth, objectivity and sciences, as long as they are about things in this universe. It only tries to clarify puzzles about the alleged mathematical truths about things out of this 16 universe, namely, infinity and abstract objects. For this, anti-realism in mathematics must distance itself from views that deny realism and objectivity altogether, or deny common sense realism, scientific realism, or realistic interpretations of our statements about things in this universe. (See discussions on task (6) below for more on the basic ontological and epistemological assumptions of anti-realism in mathematics, as I understand it.) (4) Anti-realism must explain the apparent obviousness, universality, a priority and necessity of simple arithmetic and set theoretical theorems, must provide a consistent account for logic, and must explain the relationships between the two. We have a strong intuition that “5+7=12” expresses some obvious, universal, necessary and a priori truth. It does not help to say that “5+7=12” is “literally false”, as some anti-realist philosophers seem to be saying, which only adds more puzzles. “5+7=12” is certainly meaningful to everyone. It has content. Kids do learn something when they learn “5+7=12”. There must be some truth in it even if numbers do not literally exist and even if “5+7=12” is “literally false” in whatever sense. So the real question is: What is the truth expressed by this statement and what is the truth about, if numbers do not exist? Moreover, the truth expressed by “5+7=12” also appears to be universal, a priori and necessary. Anti-realists must explain what the content of “5+7=12” is and why it is obviously true in some proper sense, and they must also explain how it is related to other obvious truths such as “5 fingers plus 7 fingers are 12 fingers”. They must also answer questions regarding universality, a priority and necessity of “5+7=12”. Their answers should either confirm these, or give reasonable explanations as to why we strongly believe so. Moreover, anti-realists’ answers should respect ordinary people’s understanding of 17 “5+7=12”. It should not, for example, claim that “5+7=12” means that the symbolic formula is derivable from Peano axioms. Mathematics and logic are tightly entangled. Some simple theorems in arithmetic and set theory, such as “5+7=12” or “AB=BA”, appear to be logical truths in disguise, and some logical concepts, such as the concept of logical consequence, are defined by referring to mathematical entities, the models. The common wisdom is that logical truths are universal, a priori and necessary truths. The universality, a priority and necessity of arithmetic are obviously closely related to the same characteristics for logic. Anti-realists must provide an account for logic consistent with their general ontology and epistemology. They must explain what the concept of logical consequence is if models (as mathematical entities) do not exist. They must also answer questions regarding universality, a priority and necessity of logic, and explain how they are related to answers to the same questions about arithmetic. One anti-realistic attempt to explicate the truth in “5+7=12” is figuralism (Yablo 2002), which claims that the real content of the statement is expressed by a sentence about numerical properties of two arbitrary predicates and it is a logical truth in the first order logic. However, under this interpretation, the real content of arithmetic statements with quantifiers has to be expressed by infinitely long sentences. We do not speak such sentences and we do not have a disquotational truth predicate for such sentences. Such sentences are actually mathematical constructions and are abstract entities. If such sentences do not really exist as abstract entities, it is unclear if we do get real content by such translations. It seems that what we actually have there is another mathematical theory about infinitely long sentences as mathematical entities, which could be defined 18 using set theory with the axiom of infinity, and we have a “true” predicate for those infinitely long sentences, which must be defined using transfinite inductions. It actually requires either a transfinite induction up to the ordinal number 0 or mathematical inductions on arbitrary quantified statements in the language of Peano arithmetic (that is, n–induction for any n), in order to show that such a “true” predicate is well defined. The translations actually translate statements about numbers into statements in this mathematical theory about infinitely long sentences with an inductively defined “true” predicate. It hasn’t explained the ‘real’ content of arithmetic statements. (5) Anti-realism must account for insights about mathematics discovered by other schools of philosophy of mathematics. If a philosophy of mathematics is to provide a foundation for a new type of mathematics, it can ignore what other philosophers are saying about mathematics, but if it is to give a faithful account for our actual mathematical practices and to understand the nature of real mathematics, it must take into account others’ insights. Each school of philosophy of mathematics appears to focus on one aspect of our mathematical practices and hold onto to one related insight. For example, structuralism seems to hold on to the point that what really matter in mathematics are not entities themselves but the structures. Formalism (and the so-called if-thenism) appears to hold on to the observation that mathematicians’ daily work is deriving theorems from axioms. If anti-realism is to be a faithful account for the actual mathematical practices, it must provide a framework under which each such insight about mathematics can find its own proper position. For example, anti-realists must explain whether or not there are such things as mathematical structures and what they consist in if they exist but abstract entities do not 19 exist. Here, the challenge for anti-realists is that most mathematical structures such as Riemann spaces are not exactly isomorphic to any physical structures. Therefore, as structures, they are literally different from any physical structures (if they do exist). They are pure mathematical structures. Now, if one admits pure mathematical structures, then the view appears to be some sort of Platonism or realism, not anti-realism or nominalism any more, and the well-known epistemological difficulties with realism (Benacerraf 1973) will threaten it as well. However, if structures are only structures of things, then since there are no mathematical entities, there must be no pure mathematical structures either, for there could not be structures of nothingness. Finally, if mathematical structures do not exist, then it appears that Riemann spaces cannot even be approximately structurally isomorphic to real space-time structures, because nothingness cannot be approximately isomorphic to anything. Similarly, for formalism and if-thenism, anti-realism must accommodate the insight that what is really essential in mathematical practices is deriving consequences from axioms, not literal truth of the axioms themselves. However, anti-realists must also explain what is special about the axioms we actually adopt. Scientists obviously do not randomly select a bunch of ‘literally false’ sentences as axioms and then start deriving theorems and applying them in sciences. Anti-realists must also explain how, for instance, the formal theory of Riemann spaces in particular makes Riemann spaces approximately isomorphic to space-time structures and makes such approximate isomorphism objective facts. 20 (6) Anti-realists must maintain a coherent fundamental view regarding existence and objectivity, especially, regarding existence and objectivity of infinity, and must provide an explicit explanation for their position and defend its coherence. Philosophers with inclination toward anti-realism or anti-Platonism may still hold different views regarding existence and objectivity. For example, Field (1998) and Yablo (2002) both accept objectivity of arithmetic truths involving infinity (when properly paraphrased). Many philosophical accounts for mathematics rely on a realistic reading of consistency assertions about formal systems. For instance, structuralism claims that a structure exists as long as the formal system describing it is consistent, and full-bloodedrealism claims that for every consistent system, all entities that constitute any of its models literally exist. Consistency assertions refer to arbitrarily long sentences, which can only be abstract entities if they do exist and are understood literally. Therefore, either these philosophers commit to arbitrarily long syntactic entities as abstract entities, or they must have implicitly assumed a way of translating consistency statements into some other objective truths not literally about arbitrarily long syntactic entities, and it is unclear how. Frequently, it is unclear what are the fundamental assumptions regarding existence and objectivity underlying a philosophical position and if the assumptions are coherent. Field (1998) does explicitly assume infinity of the universe in defending objectivity of arithmetic statements involving infinity. However, according to our sciences today, the universe could be finite and there could be only finitely many concrete objects in the universe in total. Modern physics does not give a definite opinion regarding if the universe is infinite. Macroscopically, we believe that the universe is likely to be finite spatially and finite in the past and we are less sure about if it is finite in the future time 21 direction. Microscopically, anything below the Planck scale (about 10-35 meters and 10-45 seconds) is obscure to modern physics and some physicists are entertaining discrete space-time for quantum gravity. And more importantly, it seems that applicability of classical mathematics has nothing to do with whether or not space-time is finite and discrete, or infinite and continuous. In all areas of sciences so far, applicability of mathematics seems to be independent of the physics conjectures about continuity or discreteness of space-time. We apply infinite mathematics also in economics, which is certainly about finite and discrete things. An acceptable anti-realistic account for our today’s mathematical knowledge and mathematical practices should not literally depend on a specific scientific assertion (namely, infinity of the universe or continuity of microscopic space-time) that some scientists seriously doubt today, and that all scientists may never have consensus opinions forever, and that does not appear to be relevant to applicability of mathematics in almost all current areas in sciences. If an account does depend on such a scientific assumption, it must have missed something essential about the nature of our mathematical knowledge and must have missed the true the reasons for applicability of mathematics. An account for applicability of mathematics is mostly just an account for how infinite mathematics is applicable to a finite world. Now, if some anti-realist philosophers accept objectivity of infinity but claim that it does not mean infinity of this physical universe, then they must explain their fundamental principles regarding objectivity, existence and our knowledge of them, because this appears to imply some sort of realism and Platonism. They must explain where that infinity is from if this physical universe is indeed finite and discrete. They also face a similar epistemological problem as realists face, namely, explaining how knowledge 22 about objective truths involving infinity is possible, given that we are finite beings with finite experiences, and assuming that the universe is also finite. They might try to exploit some concept of scientific confirmation. Then, it is likely to be again some sort of holistic confirmation about things that have no causal or other directly naturalistically accountable connections with us as concrete and finite beings, and it is likely that realists can simply take over their explanations to explain our knowledge about just any abstract objects, just as Quine does. After all, as long as the door is open for accepting one objective truth that appears to be essentially beyond and above this concrete universe, it should not be too difficult to go ahead and accept others for similar reasons. Moreover, if one admits that the physical universe is possibly finite but also admits that some statements literally implying infinitely many objects are objectively and necessarily true, then it seems that one already commits to some abstract entities not in this finite and concrete physical universe. Therefore, I see rejecting objectivity of infinity as the only way to be a coherent nominalist. This assertion was already made long ago by Goodman and Quine (1947) and it appears to be ignored by some contemporary philosophers. (But I must mention here that I do NOT imply that anti-realists should object to scientists’ use of infinite classical mathematics or should try to nominalize sciences, as Goodman and Quine tried in that paper. I will discuss this later in connection with the next task, explaining applicability of classical mathematics.) This means that for any assertion containing quantifiers intended to range over infinite domains, either it should subject to a proper anti-realistic interpretation, or one has to admit that it can be vacuously false or vacuously true if understood as an assertion 23 about concrete things, or understood as a schematic assertion about concrete things. These include assertions about consistencies of formal systems, assertions about Turing machines, and assertions expressing simple arithmetic laws and so on. Notice that the critical thing here is again infinity, which could be essentially beyond this concrete world. An assertion about abstract entities can sometimes be interpreted as a schematic assertion about related concrete objects. For example, an assertion about abstract sentence types can be understood as a schematic assertion about sentence tokens, and an assertion about an abstract Turing machine can be understood as a schematic assertion about its concrete realizations. Thus interpreted, some assertions apparently about abstract entities can still have realistic meanings and objective truth values for anti-realists. But if there are only finitely many concrete objects in total, some assertions involving infinity can only be vacuously true or vacuously false under such interpretations. We do seem to have a strong intuition that some assertions involving infinity have objective truth values, for instance, the general commutative law of addition (or the commutative law expressed as an assertion about a Turing machine), and assertions about consistencies of some very simple formal systems and so on. Therefore, anti-realists must show that literal truth of such assertions involving infinity is not presumed in sciences or implied by sciences, and is not needed in the anti-realistic account for mathematical practices and mathematical applications either. On the other side, anti-realists must also identify what are truly objective in our mathematical knowledge involving infinity if it is not from an objective infinity, and they must also provide a satisfactory explanation for our strong intuition on objectivity of some truths involving infinity. 24 Here, I like to suggest that anti-realism can take a species of naturalism consisting of the following theses as its basic assumptions: (1) there is this objective world, the universe, and space-time is our basic framework for describing things in this world, and only things in real space-time really exist; (2) this universe could be finite and discrete, or infinite and continuous, which is an empirical and contingent matter and is not determined by our minds and the way we think or speak; (3) instead, our minds are a part of this natural world and our knowledge (including mathematical knowledge) comes from our brains’ and bodies’ interactions with finite concrete things in this universe, either individually or programmed into our genes as a result of evolution; and (4) there are no objective existences or objective truths beyond and above this concrete universe. This basic worldview seems to be clear and coherent, although such a brand of naturalism may sound too simplistic to some philosophers. It is not Quinean naturalism. It is consistent with empiricism, nominalism in Goodman and Quine (1947), as well as physicalism in contemporary philosophy of mind (e.g. Papineau 1993).2 It is also consistent with ordinary scientists’ naturalistic world view and it is especially emphasized by those cognitive scientists who contend that human intelligence is embodied and try to account for human knowledge, including mathematical knowledge, starting from embodied cognition (e.g. Lakoff & Núñez 2000, Lakoff & Johnson 1999). This may also be close to Maddy’s naturalism (2005), but put in this way, it is a basic ontological attitude that scientists seem to presuppose before they even start their research work, prior to any conscientious practices of scientific methodologies, and it is not a consequence of rejecting methodological confirmation holism. So far our scientists 25 never seem to have consciously tried to scientifically confirm existence of anything out of this physical universe. Only theology does that. I see anti-realism in mathematics as an effort to show that this brand of naturalism is coherent in so far as our mathematical knowledge is concerned. Our mathematical knowledge does generate some puzzles for such a naturalistic worldview, because mathematics appears to include knowledge about things out of space-time. Quinean pragmatism actually implies that modern extension of our mathematical knowledge and successful applications of abstract mathematics in sciences force us to reject this (perhaps a little simplistic) brand of naturalism and force us to accept a more sophisticated view on existence that puts numbers on a par with other concrete things in this universe. I will not discuss problems with Quinean realism here since my focus here is on tasks for antirealists. Other philosophers who reject Quinean realism but still accept objectivity of infinity seem to be driven by our intuition about objectivity of simple arithmetic theorems involving infinity (such as the commutative law of addition), and they seem to suffer from inconsistencies as I have discussed above. I see anti-realism in mathematics as an attempt to defend this ‘simplistic’ naturalistic worldview. (7) Anti-realists must explain applicability of classical mathematics. Successful applications of classical mathematics are simply facts. Any philosophical account for mathematics must provide an explanation for applicability of classical mathematics. However, it is not very clear what exactly need to be explained and what type of explanations is expected. There may be an implicit theory about applicability according to which when mathematics is applied to economics, for instance, there is a first order axiomatic system of mathematics-cum-economics consisting of literally true 26 axioms about infinite mathematical entities as well as finite concrete things that we deal with in economics and relationships between them. Perhaps no one ever explicitly proposed such a theory but it was implicitly assumed in many discussions related to the idea that applicability justifies literal truths about mathematical entities, for instance, in Quine’s web-of-beliefs picture. This is an illusion. The part of such an alleged first order axiomatic system that relates infinite mathematical entities to finite things can never be literally true, even if one believes in literal truths about infinite mathematical entities. We use infinity to approximate finite things in modeling nature with mathematics, and the logic of such approximations is never clear. Within pure mathematics, scientists may follow the logic rigorously, but when it comes to applying a mathematical model to real things, they decide by intuitions and experiences of their trial-and-errors. They twist interpretations of their mathematical consequences drawn from the model and they simply throw away consequences that they judge as meaningless for the domain of application, without considering the fact that this already refutes the axioms in the alleged system of mathematics-cum-real things. Therefore it is an illusion that realism in mathematics already has an explanation of applicability of mathematics. Otherwise, Eugene Wigner would not have expressed his puzzlement in the well-known paper, because even if there were this up in the sky, it is still puzzling how that irrational number up in the sky is related to finite populations on earth. Even for realists there is no literally true picture about infinite mathematical entities up in the sky together with finite concrete things on the earth and their relationships. There may be two separate literally true pictures for realists, one for abstract mathematical entities up in the sky and 27 the other for finite concrete things on the earth, but there are no literally true correspondences linking them together. The gap between infinity in mathematics and finitude of the real world is a genuine puzzle about applicability of mathematics for any philosophy. It is more logical rather than philosophical in nature. An answer to the puzzle must involve clarifications on the logic of approximations in using infinity to model finite things. What anti-realists can hope is that a complete clarification may turn out to favor anti-realism, because since the real things that we apply infinite mathematics to are finite, it seems likely that a complete clarification of such approximations will eventually mean showing that infinity can in principle be eliminated in applications, and then it will follow that apparent references to abstract entities can all in principle be eliminated as well. In other words, it may eventually show exactly how mathematics functions as tools, helping to derive nominalistic truths about finite concrete things from nominalistic premises about finite concrete things. This is the ideal explanation of applicability for anti-realists. It is instrumentalism, but it is not merely proposing instrumentalism as a philosophical thesis. If such an explanation is available, it will show exactly how the instruments work. If mathematics does not consist of literal truths about mathematical entities, mathematics has to be instrumental, but as I have mentioned above in discussing task (2), anti-realists’ real job should be identifying what are the real instruments as real things there in mathematical applications, and showing how exactly such real instruments work in terms of some very realistic theory consisting of literal truths about those instruments as real things and their relationships with other real things that the instruments are applied to. I have argued that 28 anti-realists must account for the objective relationships between the mathematical and the physical, which can be a part of the explanation for applicability of mathematics. A full explanation of applicability should certainly be more than that. It must describe and explain how exactly those concrete real things on the mathematical side in mathematical applications function as instruments for deriving true statements about other concrete real things from premises about the same concrete real things. It has to be a realistic scientific theory about human mathematical activities as real phenomena in the real world. I must emphasize again here that this does NOT mean that we should nominalize sciences and replace classical mathematics by something else. Anti-realists’ task is to explain why and how exactly classical mathematics is applicable and is so effective, not to invent a different type of mathematics. Ideally, their explanations should even include explanations for working scientists’ intuitive judgments regarding why and how a particular mathematical theory is applicable in a particular area in sciences. It is to explain how exactly the instrument works ingeniously and effectively, not to suggest abandoning the superb instrument and using our bare hands for the work. These are the tasks that I propose for anti-realists. I have tried to excavate the strongest objections to anti-realism from Burgess’ criticism, and tried to push the principle of nominalism to its extreme regarding infinity. In summary, anti-realists must be coherent regarding nominalism and infinity and must also seriously pursue a positive account for mathematics, respecting all that working scientists intuitively understand and assert but taken as evidence for realism by realists. They should not simply label some troubling things by a name, e.g. “empirical adequacy” or “conservativeness”, and should not be negative only (i.e. arguing that they do not have to commit to something). They 29 must explicitly say then what are real on the mathematical side and dive into those real things and explain what exactly they are and how exactly they work, in terms of very realistic truths again. 2. SOME SUGGESTIONS To some people, these tasks and constraints may appear to have cornered antirealism to absurdity. However, accomplishing these tasks and respecting the constraints is not entirely implausible. There are discourses in everyday life that are obviously meaningful, but are also obviously not about and not meant to be about anything real, at least not directly. These include telling stories or talking about idealized physical objects such as mass points, ideal gases and so on. Fictional characters in stories or mass points mentioned in physics textbooks do not literally exist. We seem to be imagining them or just pretending that they exist. Fictional discourses are the most obvious non-realistic discourses in everyday life, but they are also meaningful for us. Moreover, some imaginary things seem to resemble some real things in some aspects objectively, given how we imagine the imaginary things. We may have made up Romeo and Juliet in a story, but given what are told about Romeo and Juliet, whether or not a real couple’s love story is similar to Romeo and Juliet’s seems to be something objective. We do not and could not make that up. That is, there are objective similarities between real things and fictional characters although fictional characters themselves do not literally exist. These seem to be facts, mere facts. Therefore, if our common sense is right in telling us that fictional things such as Romeo and Juliet really do not exist, then notwithstanding any complexities and puzzling confusions, we ought to be able to explain what the 30 content of statements about fictional characters is, and what the objective relationships such as objective similarities between fictional characters and real things consist in, without assuming that fictional characters really exist. Therefore, for anti-realists in mathematics, a very natural thought is that mathematicians are also imagining mathematical entities, deriving conclusions (the theorems) from their assumptions about their imaginations (the axioms), and using imaginary things to model real things in mathematical applications in sciences. To give an account for mathematics along this line, anti-realists must first explain what is to imagine something or to pretend that something exists. One natural thought is to characterize imagining something as having relevant mental representations with the same or similar formats and structures as mental representations of real external things, but without any corresponding external things to be directly represented, namely, having a subject and the subjects’ internal representations but without external objects. It means that while there are no mathematical entities, there are mathematicians’ mental and linguistic activities and their mental representations that they create and manipulate in understanding mathematical statements and doing mathematics deductions. In other words, anti-realists’ task will be describing mathematicians’ and scientists’ mental and linguistic activities in doing and applying mathematics, exploring the relationships between mathematicians’ and scientists’ mental representations and other real things in the real physical world to explain applicability of mathematics. What are truly instrumental in mathematical applications are mathematicians’ and scientists’ brains and their mental representations, which are of course the most complex instruments in the world. This should not be surprising. After all, since there are no external abstract 31 mathematical objects, only things in mathematicians’ brains (and word tokens that they produce) could be the real things on the mathematical side. Anti-realists have to look into mathematicians’ minds to account for mathematics. That appears to be their only choice. Moreover, talking about ‘imaginary thing’ is only a manner of speech. What are truly instrumental are not ‘imaginary mathematical entities’. They are our brains and mental representations residing in our brains when we are imagining. This is consistent with the brand of naturalism explained in the last section. That is, only things in real space-time can be real, and sciences look for truths about things in this real universe, and as for others, such as mass points, ideal gases, as well as numbers and so on, we just talk as if they exist. What really exist in such talks are our mental representations in such mental activities. We should look into our minds, not elsewhere, to give a truthful account for our mathematical practices. An account for mathematical practices and applications will be like other scientific descriptions and explanations, addressing the real phenomena of our mental and linguistic activities in doing and applying mathematics, and referring to real things in this real world, mental representations and other external physical objects, to explain such real phenomena of human mathematical practices. An account for mathematics will be a continuation and extension of cognitive sciences, dealing specifically with human mathematical cognitive activities. On the other side, faith in realism comes from attempts to project our mental representations in imagination activities onto external, because they have similar formats and structures as our mental representations of real external things and they appear to be ‘about’ something to our consciousness. 32 This idea is not new. As far as I can trace it, the earliest explicit exposition of something like this is Renyi (1967). Renyi explicitly suggested that mathematical entities are our imaginations. However, Renyi did not explain what exactly is to imagine something and did not answer many questions that contemporary philosophers would ask, including doubts and puzzles that I will briefly discuss below. Linguists and cognitive psychologists Lakoff and Núñez (2000) explore a psychological account for our mathematical imagination as metaphorical thinking grounded in embodied cognition. They explore various types of metaphorical structures that might have shaped our abstract concepts in mathematics. The suggestion here agrees with their fundamental philosophical position in rejecting both Platonism and various types of relativism. In my presentation, I only try to avoid literally committing to a particular psychological theory regarding the internal mechanism of our mathematical imagination and focusing on philosophical and logical issues. On the other side, from the philosophical and logical point of view, there is still a missing component in Lakoff and Núñez’s (2000) account for mathematics if it is to be a complete picture, because there is the issue of objective reasons for applicability of those metaphorical abstract mathematical concepts. As it is well-known from Frege’s criticism on psychologism and Quine’s argument for naturalized realism, realists contend that objective truth of our thoughts should be distinguished from the actual psychological processes by which we come to have or to assert those thoughts. For instance, the actual psychological process and mechanism by which physicists come to have thoughts about atoms, quarks, or super-strings is a different issue from whether or not such concepts and thoughts do directly correspond to 33 external real things in the universe, and whether or not successes of physics justify existences of atoms, quarks, and super-strings as real things, and if atoms, quarks, or super-strings do not really exist, then how our thoughts are actually related to real things so that our physics theories are successful. Similarly, we might really come to have abstract concepts and thoughts involving infinity by some metaphorical mappings from some source domain of concepts grounded in our sensory-motor systems, as Lakoff and Núñez suggest. However, realists argue that since infinity is indispensable in mathematics for scientific applications, successes of mathematical applications justify that infinity is objective, just as successes of physics theories justify that atoms really exist. As anti-realists we do not believe that our thoughts involving infinity correspond to another type of external reality, the reality of abstract objects different from atoms or quarks but equally objective. And we do not want to claim that applicability is just a brutal fact, a coincidence hit upon by scientists blindly, for scientists surely have their intuitive understandings of objective reasons why a particular mathematical theory is applicable in a particular area, based on the content of that theory. Therefore, there needs to be a different type of explanation as to how our thoughts in mathematics are objectively related to real things in this physical universe so as to make our mathematical applications successful. That is the task of accounting for objective relationships between the mathematical and the physical and accounting for applicability of mathematics mentioned above. In other words, besides the question “where mathematics comes from”, we have the question “how exactly such mathematics applies back”. Lakoff and Johnson (1999) did mention aptness of metaphorical concepts, which is just applicability in the case of mathematics, but the point is that applicability needs some further explanation in 34 order to counter the claim that applicability leads to naturalized realism about abstract objects on a par with concrete things such as atoms. Moreover, if we really want to reject verificationism, relativism, social-cultural constructivism, or a complete denial of objective truth, as Lakoff and Johnson (1999) seem to want to do as well, the explanation must identify objective grounds for applicability, since scientists intuitively believe that there are such objective grounds. If one metaphor is apt and another is not, and both are our inventions, there should be objective reasons behind it. For simple abstract thoughts such as “5+7=12”, this may not be a big issue, because such simple thoughts seem to directly correspond to real states of affairs about real things, such as the fact that “5 fingers plus 7 fingers are 12 fingers”. However, when infinity is involved, the logical connections between our thoughts in mathematics and states of affairs about finite real things are not so straightforward. Therefore, we have that task of explaining applicability of infinity in mathematics for describing this finite world. To be more accurate, it is to explain how our metaphorical concepts of infinity as concrete mental particulars are related to external real things in the concrete finite world, so as to make our thoughts applicable. Such relationships will in the end be realized by our sensory-motor systems, but for clarifying puzzles surrounding the gap between infinity and finitude of the world and for gaining a clearer picture of how infinite mathematics actually works, we can probably ignore and abstract away such psychological details and focus on some structural relationships that can be analyzed logically and mathematically. In other words, psychological descriptions will not have the required rigor and transparency, because this is not about details of the cognitive processes within our brains. It can and should be able to be explained at a more abstract level and therefore can be 35 simpler and more rigorous, closer to physics than to psychology. After all it is about applicability of consciously recognized mathematical theories to the physical reality, not about unconscious origins of our mathematical ideas, and scientists do have conscious (though vague and intuitive) understandings of why infinite mathematical models can correctly approximate some aspects of this finite reality. Such an explanation should be able to take the form of logical analyses and will be itself logical and mathematical, not psychological in nature. For instance, one might take an assumption about component structures of our mathematical concepts and thoughts as mental particulars, and then focus on logical and mathematical analyses on the relationships between such component structures and external real things to which we apply mathematics. However, I like to emphasize again that abstraction here only means ignoring noncritical (but very complex) details and simplifying the question about concrete things, about our mental processes, internal representations and their relationships with external real things. It does not mean committing to an external world of abstract entities or committing to a disembodied reason. Moreover, a projection onto an external world of abstract entities as realism does seems completely unhelpful and irrelevant for describing and explaining such relationships between our concepts and thoughts as concrete mental particulars and concrete external real things. This is the same pattern of reasoning I have been repeating. That is, one can reject mathematical realists’ arguments, but one still has to explain what needs to be explained. One cannot just label what needs to be explained by a name different from “truth”, for instance, by “conservativeness”, “empirical adequacy”, or “aptness”. We need to know why it is so. Explanation does not stop there. And if we do not want to fall into various 36 types of relativism, we will have to identify what objective facts in nature and what regularities in nature make something conservative, empirically adequate, or apt, and make something else not so. Even if we put aside philosophical concerns, this should be a valuable research topic in itself and should be able to shed some lights on our own mathematical cognitive activities. In the end we may still stop at truth, but it will be truth about real things in this universe accepted by common sense and sciences, not truth about abstract objects and infinity out of this universe. Missing such an explanation for applicability is perhaps the major reason why researches by psychologists such as Lakoff and Núñez (2000) are mostly ignored by philosophers of mathematics, which is very unfortunate, because it seems clear that, as Lakoff and Johnson (1999) have argued, the new image of embodied minds suggested by contemporary cognitive science does help to clear away many metaphysical illusions. And I believe that it is almost indispensable for clearing up many puzzles and confusions in philosophy of mathematics, especially, for clearing away the myth of the so-called “semantic intuition about abstract entities”, which is the major psychological source of our faith in realism about abstract objects. Some contemporary philosophers also seem to have touched upon this idea for accounting for mathematics. For instance, Maddy (2005) mentioned the possibility of a complete scientific description of our mathematical practices. However, so far I haven’t seen any explicit expositions along this line. Perhaps the major concern for philosophers is still about the alleged indispensability of infinity and abstract objects in mathematical applications, which deter naturalistically inclined philosophers from confidently and plainly admitting that the only things that really exist are things in space-time, in this 37 universe, and that a truthful account for our mathematical practices will mean a description of our mathematical mental representations in our brains and their relationships with other real things in this universe. Now, I will present some concrete suggestions regarding how to accomplish the tasks proposed in the last section, following this idea of viewing our mathematical practices as imagining things and drawing consequences from our own assumptions about our imaginations, and I will also discuss the related conjecture that after all infinity might not be strictly indispensable for mathematical applications, which suggests a way to account for applicability. But before that, I want to clear up some possible confusions and doubts about viewing our mathematical practices as imagining things and comparing mathematics with fictions, which will also help to show that the idea is not intuitively infeasible. First, I must mention that our imagination activities do not literally create any imaginary entities. Only our hands can create things out of preexisting materials. All our minds do in our imagination activities is creating mental representations residing in our brains. Saying that mathematical entities are imaginary entities can be misleading, because we obviously cannot create uncountably many imaginary entities. If we look around carefully, we see that what are real are things in this universe including things in our brains3. We have a primitive and clear awareness about this universe where we live, and if we are careful, we can always distinguish real things in this universe and things we imagine4. Of course, “things we imagine” is only a manner of speech. There are no such things. 38 Another obvious doubt is that mathematical theorems, at least some simple arithmetic theorems, appear to be universal, objective, a priori, and necessary truths, while fictions seem too arbitrary. For this, one can point to the fact that our mathematical imaginations have very specific purposes for applications and are therefore highly constrained. For instance, geometrical figures are imagined to simulate physical figures, and numbers are imagined for counting, and sets are imagined to simulate collections of stably individualized physical objects. Mathematical imaginations are not exactly like the real things they mean to simulate, because we consciously exercise our mental powers of abstraction and generalization (or metaphorical mapping). However, sometimes we also say that a fiction can reveal human nature better and deeper than any meticulous recordings of real human behaviors and mental activities, and we are also highly constrained in telling a story with such a specific purpose. A story’s embodying truths about real things does not make fictional characters we refer to in the story literally exist. The critical point is that mathematics and fictions are similar on ontological and epistemological aspects, while their differences are only in what they look to us and are only a matter of degree. In other words, the difference between real things in this concrete universe and imaginary things is much more critical ontologically and epistemologically than the difference between the simple, abstract, rigorous, and crispy entities that we imagine in mathematics and the complex, fuzzy fictional characters that we imagine in ordinary fictions. Imagining a perfect circle and imagining Romeo and Juliet as perfect lovers are indeed different, but the difference is rather a matter of degree and both are our imaginations, not things in this real world. Moreover, the constraints in 39 imagining mathematical entities actually do not make mathematical imaginations unique, especially when infinity is involved, as our set theory shows. As for necessity and a priority of logic and arithmetic, one can point to the fact that our minds and our imagination capabilities are constrained by the fact that we (and our neurons) are stable macroscopic objects and we can directly observe stable macroscopic objects only, for which classical logic and arithmetic are objectively valid (to some limited finite extend). In other words, classical logic may not be directly applicable to the quantum world as quantum logic suggests, but on the other hand when we imagine things in doing mathematics, we can only follow classical logic and arithmetic, because our minds and imagination capabilities are so structured by the macroscopic world. The critical thing is still to distinguish the real from the imaginary carefully. While our imaginations may necessarily follow classical logic and arithmetic because of our innate mental capabilities, real things such as microscopic particles and the whole universe can actually be beyond our imagination capability in some essential ways, as modern physics tells us. Another doubt may be that we do not add qualifications like “in Shakespeare’s stories” when making assertions in mathematics. This can be explained by referring to the fact that mathematics is a commonly accepted story for some common purposes, for the purposes of counting, measuring, and so on. As a common story understood by everyone in the language community, we do not have to add the qualification “in the story about mathematical entities”. On the other hand, such qualifications are actually needed in some special cases in order to clear up some puzzles. For instance, when we define numbers as sets, we are embedding the story about numbers into the story about sets and 40 there are many reasonable ways to do this. This generates the well-known puzzle (Benacerraf 1965). If we recognize that apparent references to imaginary entities in a story are meaningful only relative that story and there are two stories that we want to merge here, the puzzle will disappear. It is well-known that meanings of stories consist in the structures that the stories describe. Therefore, this explanation is consistent with the idea of structuralism. However, I must emphasize again that since this physical reality could be finite, we only imagine that there are those infinite mathematical structures, and what really exist are our words and our mental representations in imagining infinite mathematical structures, not the infinite mathematical structures themselves. Now, to explain the content of mathematical statements or statements in fictional contexts in general, and to explain how we actually understand sentences in fictional contexts and in mathematics, one can refer to cognitive studies of semantics and language understanding. See, for instance, Croft and Cruse (2004), researches by the NTL group http://www.icsi.berkeley.edu./NTL/index.php, Lakoff & Johnson (1999). What they provide is a psychological description of our concepts as mental particulars and as internal components of meaning. They show that lacking direct external references does not make our concepts or linguistic terms meaningless. This helps to clear away the myth of “semantic intuition about abstract entities”, which is based on the assumption that external abstract entities must exist in order for our relevant terms to be meaningful. Their detailed studies also help to clear away the illusion that abstract entities or concepts external to our minds must exist in order for meanings to be objective and for communications to be possible, because as all psychologists will insist, the true objective basis for objective meaning and communication is similarity of our minds, grounded in 41 similarity of genes, and similarity of our environments. That is, the true objective basis for objective meaning consists in regularities in nature, regularities among real things in this universe, including our brains and our environments, not in existence of things out of this universe. From the philosophical point of view, these researches still need to be supplemented by some linguistic and conceptual analyses. Psychological descriptions of our internal processes in representing and processing meanings constitute only one side of the story about meaning. The other side should be the semantic relationships between what are in our brains and what are external. Here, one critical thing to notice is that although our abstract concepts as mental particulars in our brains do not directly refer to particular real things in this world as their references, they do relate to real things in some other ways. For instance, “2” does not refer to any particular object in the real world, but it is obviously related to physical properties such as “2 inches”, “2 pounds” and events such as counting twice and so on. Such relationships are also semantic relationships although they are not referential relationships in the ordinary sense. They are actually richer and more flexible and are very useful for us. They are just the merits of abstract concepts (as mental particulars in our brains) and are the basis for applicability of abstract concepts. A competent understanding of “2” will include mental capacities in recognizing such relationships. Characterizing such non-referential semantic relationships should also be the central task of a semantic theory of mathematical language. Moreover, to identify true objectivity and to avoid falling into relativism, we still have to identify and characterize true objective content of our mathematical knowledge, or what objective truth is really asserted and accepted when mathematicians prove a 42 theorem (if it is not objective truth about abstract mathematical entities). If we follow the suggestion that to be true in mathematics is to be derivable from some assumptions about our imaginations, then we must still show that there is objective correctness for such derivations. As for accounting for the structural similarities between the real and the imaginary, it seems that one can refer to syntactic sentences describing the imaginary things or our mental representations of the imaginary things, instead of imaginary things themselves. Since it is objective as to what sentences are indeed included in a story or what mental representations we actually have, characterizing structural similarities this way will refer only to objective facts about real things, namely, stories or mental representations, and other real objects to be compared with ‘imaginary entities’. This may account for the relationships between the imaginary and the real as objective facts. Applicability of mathematics in general is a bigger topic. First, in some simple cases, especially in the cases where an exact structural isomorphism between the real and the imaginary is available, applications of mathematics will be accountable by using the ideas from if-thenism. That is, valid logical deductions in mathematics on sentences about imaginary mathematical entities can be directly translated into valid logical deductions on sentences about real things when mathematics is applied. Mathematical proofs would actually function as schematic valid logical deductions, expressed as proofs about imaginary things, to be instantiated as deductions on sentences about real things when applied. The situation is much more complex when advanced mathematics is applied. Ifthenism does not work because the “if” component may not come out true in applications. 43 For instance, consider the assumption that a function of time represents the physical states of a system. This can be translated into a series of assumptions about physical quantities of the system at various time moments, by evaluating values of the function. These are the nominalistic content of the original assumption about the state function (as a mathematical entity). Now, if we draw a conclusion about the mathematical state function by a mathematical proof and we extract the conclusion’s nominalistic content in a similar way, we would want that the conclusion’s nominalistic content is a logical consequence of the assumption’s nominalistic content. If “if-thenism” were indeed applicable, this would be the case. However, since the state function involves infinity and is only an approximation, not an exact representation of all physical states of the system (which must be finite if the universe is finite), and since we employ mathematical axioms and logical rules involving infinity in the mathematical proof, there is no obvious guarantee of this logical consequence relationship between nominalistic content of the assumptions and that of the conclusion. It is not obvious that logical deductions in the mathematical proof can also be translated into valid logical deductions on sentences about physical quantities of the system (namely, about sentences with nominalistic content only), unlike the simple cases where “if-thenism” is applicable. In other words, there is no obvious explanation as to if and why using mathematical proofs will preserve nominalistic truths. Now, the idea I want to propose is that applications of advanced mathematics can also be explained by reducing proofs in advanced mathematics to some logically simpler (but could be much lengthier) proofs to which “if-thenism” does apply. First, there are already some technical researches attempting to develop advanced applied mathematics 44 within finitism (Ye 2000). Finitism here means quantifier-free primitive recursive arithmetic. Logical deductions in finitism are only applications of primitive recursive definition schema, together with some propositional logical inferences and identity equation substitutions. The idea is that because of such simplicity and transparency of finitism, logical deductions within finitism can be directly translated into logical deductions on sentences about finite real things when finitism is applied. Then, if all practical applications of advanced mathematics can in principle be translated into applications of finitism, we will have a plain explanation of applicability of advanced mathematics, showing how exactly proofs in advanced mathematics in those practical applications preserve nominalistic truths. Moreover, reducing applications of advanced mathematics to applications of finitism will also show that references to abstract mathematical entities can in principle be eliminated in mathematical applications. On the technical side, so far some advanced analysis has been developed within finitism, including basics of the theory of unbounded linear operators on Hilbert spaces, the mathematical foundation for quantum mechanics (Ye 2000). This suggests the conjecture that all applications of mathematics to this finite world can in principle be translated into applications of finitism. More researches are still needed in order the get a clearer view on this conjecture. On the other side, there are also intuitive reasons supporting such a conjecture. For example, we use Riemann surfaces to model large-scale space-time structures while we know that the microscopic structure of space-time is quite radically different from the microscopic structure of a Riemann surface, which is absolutely smooth (namely, infinitely differentiable). Now, if we draw a consequence from our assumptions about space-time expressed as conditions on a Riemann surface, 45 and if some conditions such as continuity, differentiability, or compactness expressed in a non-constructive format are strictly logically indispensable in our proof, we have good reason to suspect that the consequence we draw is physically meaningless, because conditions such as continuity, differentiability should not be taken too literally. They are conditions that we assume exactly to gloss over microscopic details. Physicists will quickly abandon mathematical consequences that appear to depend too literally on the idealized conditions in their mathematical models. Now, if conditions like continuity, differentiability or other conditions that appear to commit to infinity should not be taken too literally and therefore should not be strictly logically indispensable in mathematical proofs drawing physically meaningful consequences, we have intuitive reason to believe that such proofs should be essentially constructive and even finitistic. That is, we have intuitive reasons to believe that they can in principle be translated into proofs in finitism. This provides some intuitive support for the conjecture of finitism. If an application of advanced mathematics, for instance, some proof regarding a differentiable function modeling the mass distribution of some fluids, can in principle be reduced to an application of a proof in finitism, then an explanation of applicability may go like this. (This is only a sketch of the basic ideas. Details will be given in a forthcoming paper.) Scientists manipulate abstract mathematical concepts such as REAL NUMBERS, FUNCTIONS, and DIFFERENTIABILITY and so on as mental particulars in their minds. Such concepts are in the end realized as neural circuitries, just like any other concepts as mental particulars. Such concepts may origin from metaphorical mappings from bodily-grounded sensory-motor concepts, as Lakoff and Núñez (2000) suggest, and they do not directly represent anything in the external reality. Objective meaning and 46 successful communication is guaranteed by the fact that human beings share similar intelligent capabilities and environments, including similar mental capability in forming (metaphorical) abstract concepts, not by existence of some abstract concepts external to our brains. On the other side, such concepts are indeed related to the external physical reality in some other ways. First, phenomenally they ‘look’ similar with our direct representations of some real physical things to our consciousness, although real physical things are actually finite and discrete. For instance, the mass distribution of real fluids ‘looks’ continuous. Such phenomenal resemblance is certainly not enough as scientifically solid reason for successes in modeling the mechanical motions of fluids by continuous mass distribution models, although it may indeed be the major psychological reason for considering or discovering such a successful way of modeling. Realists actually argue that since such a continuous model leads to true physics descriptions of motions of fluids, our pure mathematical statements about the model must also be literally true (notwithstanding the gap between the continuous models and discrete and finite physical reality). However, if we research into the logic of such applications more carefully, we will see that what is really critical for applicability is not the alleged literal truth about the infinite models in pure mathematics. It is that when physicists draw mathematical consequences from the assumptions about the models, they carefully not to stretch the idealized assumptions too much, or not to take conditions such as continuity, differentiability too literally, and not to draw physically meaningless consequences, guided by their physics intuitions. For instance, they won’t draw the consequence that fluids are therefore not composed of discrete atoms. In other words, scientists follow 47 some intuitive restrictions in their mathematical proofs so that the consequences they draw are physically meaningful. This is another way how physicists’ manipulations of mathematical concepts in their minds are truly related to the external physical reality. From the logical point of view, we contend that at least one necessary restriction is that the proof is in principle reducible into a finitistic proof. With the characterization of finitism as quantifier-free primitive recursive arithmetic, the way to go beyond finitism is induction on quantified statements, which commits to infinity if interpreted literally. On the other side, if a proof of a quantified statement of the form x(x) x(x) (with, quantifier-free) can be reduced to a proof in finitism, it will become a proof of a quantifier-free statement of the form y< f(x)(y)(x), where f is a concretely constructed primitive recursive function (Ye 2000). This means that in a finitistic proof the universal quantification in the antecedent x(x) is not taken literally, or that the antecedent needs not be literally true for all numbers in order that the consequent is true for some given number x. That seems to be how we really use conditions such as continuity in applications. That is, intuitively we only need the fluids to be ‘sufficiently continuous’, not literally continuous. (A continuity assumption can be expressed in the format x(x) if the “rate of continuity” is known, and then y< f(x)(y) will mean “it is ‘sufficiently continuous’ to some degree depending on x.”) Therefore, there seems to be a close connection between not committing to idealized assumptions (with infinity) too literally and being finitistic. Now, if a proof regarding the continuous mass distribution function is reduced to a proof within finitism, the actual assumptions used in the finitistic proof will not be literal continuity and could be literally true when translated into statements about discrete 48 particles that constitute the fluids. Similarly, the finitistic proof could itself be translated into valid logical deductions with true premises on statements about concrete things, the discrete particles that constitute the fluids. This way, it shows how exactly a mathematical proof in advanced infinite mathematics helps to derive true statements about finite real things from true premises about finite real things. It also shows how our abstract mathematical concepts as mental particulars and our manipulations of them following axioms and rules in classical mathematics are related to external finite real things so as to make them applicable. This will be an explanation of how the real instruments in mathematical applications, namely, scientists’ minds and their manipulations of their mathematical concepts as mental particulars, work to retrieve truth statements about finite real things from true premises about finite real things. Here I must emphasize again that this is not to suggest replacing classical mathematics by finitism in applied mathematics. The translation from applications of classical mathematics to applications of finitism will certainly make mathematical proofs and calculations extremely lengthy and tedious, but the idea is exactly that scientists ingeniously imagine infinite mathematical entities and use them to construct greatly simplified models to approximately simulate finite and discrete (but very complex) real things, and that logicians can perhaps go there and figure out how exactly scientists’ ingenious inventions work. It is to explain how our proofs in infinite mathematics are relevant to truths about finite things in the real world, not to suggest abandoning our superior inventions. This perhaps also refutes realists’ attempt to derive realism from applicability, for what really matters in applications is not simply the literal truth about the alleged infinite 49 mathematical entities. It is much more complex than that. It is scientists’ ingenuous inventions of relevant concepts and their ingenuous proofs and constructions that, on the one side, greatly simplifies presentations of their theories and their calculations, but on the other side, also assures that they do not take idealizations too literally. It is the cleverly designed concepts (such as continuity for glossing over microscopic details) and the cleverly restrained proofs (in order not to draw physically meaningless consequences) that really matter. It is scientists’ ingenious manipulations of stuff in their minds that really matter. Moreover, such a research should have its own value for understanding the nature of mathematics, independent of any philosophical purposes. While scientists courageously invent and manipulate concepts, it is logicians’ and philosophers’ job to do some more careful logical analyses. It is perhaps unfortunate that logicians and philosophers in the past either attempt to invent a different type of mathematics based on some ‘philosophical prejudice’, or simply claim that mathematics is literally true since it is applicable, while what could be more fruitful is to look into the logic of applications of the actual mathematics more carefully. The idea that mathematics is conservative over nominalistic content of scientific assertions in sciences has been proposed and entertained by many people before, for instance, by Hilbert long ago and by Hartry Field and some other philosophers more recently. Compared with Hartry Field’s well-known program to nominalize physics (Field 1980), and compared with other programs to nominalize mathematics, what is special about the suggestion here is that it is based on strict finitism. As I have argued in the last section, a consistent nominalist can assign realistic readings (namely, as 50 schematic assertions about real things) only to strict finitism, because the things we know are finite. Moreover, from the technical point of view, only a reduction to finitism can give us a really logically plain picture of how exactly mathematics is conservative over nominalistic content about finite real things, that is, how mathematics helps to draw nominalistic logical consequences about finite concrete things from nominalistic premises about finite concrete things. Compared with Hilbert’s attempt to prove conservativeness by meta-mathematical methods, here we only try a piece by piece approach, focusing on applied mathematics and showing that it can actually be reduced to finitism in itself. We know that Hilbert’s wholesale solution does not work, because consistency cannot be proved. As a matter of fact, a wholesale approach is not likely to be able to reveal how infinite mathematics really works in individual cases for deriving truths about finite real things, because that is likely to depend on different types of mathematical modeling on different types of subjects. Finally, there are certainly beliefs about concrete things coming from mathematics but cannot be derived from finitism. For example, designing a computer simulating logical deductions in the ZFC axiomatic system, we may believe that the computer will not output a contradiction, for instance, “0=1”. From a naturalist’s perspective, such beliefs are actually inductive in nature. That is, after a long period of practices in imagining sets and following more and more rigorous language rules in reasoning and communicating about our imaginations, starting from Cantor, we become more and more familiar with our concept of sets as mental particulars in our brains, and we come to believe that we will not get paradoxes anymore. This is an inductive belief just like any other inductive beliefs. It is a belief that we reach by observing (or reflecting upon) our 51 own mental activities in imagining things and reasoning about them in our imaginations. It is an illusion that realism has a proof of consistency, for either that has to resort to stronger axioms or it has to assume that our minds have some occult faculty for directly perceiving infinitely many sets to constitute a model. Both certainly beg the question. For a pragmatist realist like Quine, consistency can only be an inductive belief. However, it seems that this particular belief comes more from our practices in imagining things and playing with them in our heads, rather than from applications of mathematics, which so far, logically speaking, has used only an extremely limited part of our imaginations in set theory, if the conjecture of finitism mentioned above is correct. It seems that this point is ignored by such pragmatist realists. As a matter fact, if one seriously recognizes our superior imagination capabilities and our ability to associate our imaginations with external real things, one will see that applications of mathematics do not necessarily lead to realism about the alleged abstract entities. This is only a brief summary of some ideas on how to accomplish those tasks for anti-realism in philosophy of mathematics. Many ideas are sketchy and details are still missing. But I hope this is already enough to attract some people, to convince some people that this is perhaps a feasible program and could be more fruitful as a research direction for philosophy of mathematics. In particular, for those naturalistically inclined philosophers and for those who are averse to pure metaphysical speculations, this is perhaps the natural way to do philosophy of mathematics. And my last comment (which is perhaps nothing original) is that the Quinean naturalism actually starts with a Mind wrapped by Language, alienated to nature, and trying to catch nature through Language. It is quite different from our scientific image of 52 minds, according to which language is a natural phenomenon and it evolved among some primates only recently. Therefore, Quinean naturalism is still a Cartesian solipsist First Philosophy, trying to construct the world starting from a Mind out of the natural world. If we truly take our scientific knowledge as our starting point, we will not talk about (our Minds’) “posits” or “ontological commitments”, which is certainly a type of metaphysical locution sounding very odd to working scientists. We will just talk about how our brains ingeniously form concepts of real things that we see and touch in the world, and how our brains even more ingeniously form abstract concepts and associate them with various types of real things in very flexible ways extremely cleverly. We will look at our mathematical cognitive activities as true phenomena in the natural world. We will still be able to pretend taking a solipsist position and to conduct introspections, but it will only be a supplementary method for understanding ourselves. ACKNOWLEDGEMENTS The research for this paper is financed by Peking University and by Chinese National Social Science Foundation (grant number 05BZX049). My serious thinking about philosophy of mathematics started from my graduate study at Princeton many years ago. I am deeply indebted to Princeton University and my advisors John Burgess and Paul Benacerraf for the scholarship assistance and for all the helps and encouragements they offered, without which this paper would not have existed. An earlier version of this paper was presented at Shanghai Conference on Philosophy of Mathematics and at Beijing Conference on Analytic Philosophy, Philosophy of Science and Logic, both in 53 May 2005. I would like to thank participants for the comments that help to clarify a few points. NOTES 1 Burgess uses the name “anti-anti-realism” for his position and he favors Carnap more than Quine’s more strongly realistic position. So, if I understand correctly, he is more concerned with the apparent problems in current anti-realistic approaches and more concerned with respecting mathematicians’ and scientists’ understandings and judgments, than with defending realism per se. It seems to me that unfortunately the power of Burgess’ criticism on anti-realism was not well recognized among philosophers. This paper is partially an attempt to spell out the details and implications of that objection and to explore what it really means for anti-realism. It shows that defending anti-realism is far from trivial, although I still believe that anti-realism is coherent and is a more fruitful philosophical direction to work on. 2 Papineau (1993) does take Hartry Field’s fictionalism (Field 1980) as the basis in his physicalist account for mathematics, and thus it assumes an objective infinity. This will be an inconsonant chord in physicalism, since current physics theories do not commit to infinity of our universe. 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Yablo, S.: 2002, ‘Abstract Objects: A Case Study’, Noûs 36, 220-240. 55 Ye, F.: 2000, Strict Constructivism and the Philosophy of Mathematics, Ph.D. dissertation, Princeton University, Princeton, NJ. Department of Philosophy, Peking University, Beijing 100871, P. R. China E-mail: yefeng@phil.pku.edu.cn