FACULTY OF HUMANITIES RESEARCH REPORT: 2008 The Faculty of Humanities consists of the following Schools and Research Entities: School of Social Sciences (SOSS) History Research Group (HRG/ History Workshop) NRF Research Chair in History Society, Work and Development Institute (SWOP) School of Literature and Language Studies (SLLS) School of Human and Community Development (SHCD) School of Education (WSoE) Education Policy Unit (EPU) Wits School of Arts (WSoA) Wits Institute for Social and Economic Research (WISER) Graduate School for the Humanities and Social Sciences (GSHSS) The Faculty is also the leading player in the recently instituted Centre for Indian Studies in Africa (CISA) which has a major research dimension. 1. Introduction: Synoptic account of activities and achievements: According to the Times Higher Education’s World Rankings of Universities, the University of the Witwatersrand’s ranking in 2008 was 319. The University’s ranking in the Arts and Humanities category was 221 and in the Social Sciences category was 248. The performance in these categories, into which most of the disciplines in the Humanities fit, reflects the Faculty’s contribution to the standing of the institution both nationally and internationally. And a central pillar in this contribution comes from research. The Faculty of Humanities has in recent years put increasing its research contribution, including increasing postgraduate research degrees, at the forefront of its activities. In 2008, the preliminary record suggests journal publications are a little down on the previous year, but there was a significant increase in the number of students receiving post-graduate degrees. Most importantly, 2008 is characterized by the publication of the book, which in many disciplines in the Humanities is the gold standard for measuring achievement. In the School of Social Sciences six authored books were published as were seven edited books. In the School of Human and Community development three books were published. In WISER (the Wits Institute for Social and Economic research) one notable edited book was published by Achille Mbembe and Sarah Nuttall entitled Johannesburg: The Elusive Metropolis. This has already received a great deal of attention in the local press. In the School of Education two authored books were published while in the School of Literature and Languages two authored books and one edited book were published. In the Wits School of the Arts one authored book was published as well as one edited book by Grant Olwage entitled Composing Apartheid: Music for and against Apartheid. Although the Faculty of Humanities is yet to embrace fully the NRF rating system, staff continue to apply for rating with good success. Professor Isabel Hofmeyr received an A-rating bringing the contingent of A-rated researchers in the Faculty in 2008 to five, the largest number in the University. During the same period two other 1 members of African Literature received B-ratings which adds up to a most distinguished contribution by a very small group of scholars. During 2008, further applications were made for NRF Research Chairs. It has since been confirmed that one Chair has been granted in “Mathematics Education”, to Professor Jill Adler. Together with Professor Bonner’s Research Chair in “Local Histories, Present Realities”, the Faculty now has two Research Chairs. A number of staff received local and international acclaim in 2008. Most notably: Professor Claire Penn of the School of Human and Community Development won the 2008 Shoprite Checkers/SABC 2 Woman of the Year Award in the category of Science and Technology. Dr Lucy Allais paper “Kant’s Idealism and the Secondary Quality Analogy” was awarded the prize for best article published in 2007 in the prestigious Journal of the History of Philosophy. The award was made in 2008. Professor Thad Metz of Philosophy was the winner of the Vice-Chancellor’s Award for Research. Professor Malcolm Nay and Carlo Mombelli from the Wits School of Arts had their CD recordings titled Trio Hemanay and I Stared Into My Head nominated for South African Music Awards. The book Grounding Globalisation: Labour in an Age of Insecurity by Professor Eddie Webster and Dr Andries Bezuidenhout together with Professor Rob Lambert of the University of Western Australia, was awarded the prize for the best book in labour studies for 2008 by the American Sociological Association. The Faculty participates in a number of research thrusts. One of these is the South Africa-India Research Thrust. The expanding activities of this thrust led to the creation of the Centre for Indian Studies in Africa (CISA) in 2007. The research activities emanating from these two entities began to flourish in 2008. Together the two entities have drawn together over 30 Wits academics, representing a diversity of disciplines, and have overseen a high profile series of research projects, teaching programmes, conferences, public lectures, literary festivals and publications. In May 2008, Professor Dilip Menon, a most distinguished academic from Delhi University, was appointed as the Chair of Indian Studies. Prof Menon will help expand CISA’s teaching and research activities even further. During 2008, as before, the Faculty hosted a number of international scholars of note. Amongst those hosted by the School of Social Sciences were Professor Peter Evans (University of California, Berkeley), Professor Ching Kwan Lee (University of California, Los Angeles), Dr Thomas Isaac (Minister of Finance, Kerala India), and Professor John Blevins (Emory University). Professor Thomas Cushman of Wellesley College was hosted by WISER. He presented a series of public lectures on ‘The Sentimental Bases of Human Rights’. Amongst the international visitors hosted by the School of Human and Community Development were Professors Ian Lubeck, Erica Burman, Jane Callahan and Brinton Lykes. 2 As normal the Faculty also hosted a number of nationally renowned scholars and important public and governmental figures. Indeed, one of the highlights of the year was a Public debate hosted by WISER between the Minister of Housing and Professor Arjun Appadurai, of the New School for Social Research, New York. Speaking to an audience of over 400 people (both academics and members of the public), Appadurai engaged the Minister on housing and its relationship to the possibility of hope, nationally and international One of the hallmarks of an intellectually engaged faculty is the holding of conferences, symposia and festivals. Amongst the many hosted by the Faculty in 2008 are the following: CISA hosted a literary festival with panels combining leading Indian and South African authors, entitled Words on Water: India and South Africa in Conversation. The literary festival was part of a broader cultural exchange called Shared Histories organised by the Government of India’s diplomatic representation in South Africa and the City of Johannesburg. WISER hosted conferences on South African Literary Studies: A Provocation on the State of the Field and The Life of the Corpse’. This conference involved a mix of international and national scholars who grappled with the symbolic centrality of death in the production of ethical, political and cultural life, and the place of mortality more generally as a horizon of meaning in this country and the wider world. A conference on Responsibility was hosted by the Philosophy Department and was attended by many prominent South African-based philosophers. A conference on the Democratic Developmental State was co-hosted by Sociology, COPAC and RLF, and a conference on Labour Crossings: World, Work and History was co-organised by the History workshop, the Centre for Sociological Research (UJ), the International Association for Labour History Institutions and the International Conference of Labour and Social History. A conference organized by the International Relations Department in conjunction with colleagues from the Department of Sociology and African Languages was held on Conflict Resolution in Kenya. A number of events were hosted by the Forced Migration Study Programme (FMSP) including a conference on Migration in Southern Africa and a conference on Political Economies of Zimbabwean Displacement. The Faculty also takes seriously its responsibility to the wider society. To stimulate intellectual debate and public engagement, the Faculty initiated and in partnership with The Weekender newspaper, hosted a series of public debates that were well attended by the public in Gauteng as well as by staff and students at the University. The panel debates which include audience participation were held on the following topics: The Zimbabwe Elections and Beyond What Africa means to Obama: What Obama means to Africa After Mbeki: Whither South Africa? Is our democracy under threat? A faculty’s research accomplishments include not only those of its more established researchers but also those of its younger generation of researchers. The Faculty has puts considerable effort and resources into interventions aimed at building a solid core of able young researchers. In addition to programmes at the discipline level and 3 structured doctoral seminars in WISER and SWOP, the Faculty has several crosscutting programmes, co-ordinated by Professor Sue van Zyl in the Graduate School for Humanities and Social Sciences (now renamed as the Graduate Centre). These initiatives include a comprehensive series of training workshops for postgraduate students and writing retreats aimed at improving the writing skills of researchers and increasing the publication rate of young researchers. In 2008, seven writing retreats were held under the auspices of the Graduate School at various venues including Otters Haunt in Parys, the Wits Rural Facility in Limpopo and Mangwa Valley, just outside Johannesburg. Some 23 academic staff members and 20 postgraduate students participated in these writing retreats representing various Schools in the Faculty. We are very pleased to note that participants on the 2008 retreats produced 10 journal articles in print or in press, 5 other journal articles were accepted for publication while another 4 were under review. In addition, 3 book chapters appeared in print and a further 3 are in press. This is a most commendable output exhibiting the unquestionable success of this sort of intervention. Members of the Faculty edit a number of local and international journals including: Politics and Society, African Studies, Journal of Contemporary African Studies, Voluntas, English Studies in Africa, South African Journal of Psychology, Ergonomics SA In addition, members of the Faculty continue to serve on an impressive number of editorial boards of local and international journals including: British Journal of Industrial Relations, Politics and Gender, International Journal of Feminist Studies, Politikon, Democratization, Philosophical Papers, Journal of Southern African Studies, Labour Capital and Society, Labour History, LitNet Akademies, South African Review of Sociology, Theoria, Work, Employment and Society, English Academy Review, Acta Germanica, SAMUS: South African Music Studies, International Journal of Bilingualism, Journal of Social Issues, Ergonomics, Open Ergonomics Journal, Behaviour and Information Technology. As this selection of activities and accomplishments reveal, the Faculty works hard at maintaining its reputation as one of the leading centres for research and graduate studies in Africa. 2. Faculty Priorities: The Faculty is fully committed to growing its research activities in accordance with University strategy. To this end the Faculty has identified several key areas to focus on in an effort to improve its research profile. The key research priority areas are: Building a strong research culture Developing a younger generation of academics and researchers Increasing the number of staff with PhD’s in the Faculty Improving research output, measured by quality as well as quantity Increasing the number of postgraduates registered for advanced research degrees Improving research infrastructure within the Faculty and the University 4 3. Financial Aspects: 3.1 Available Research Funding in 2008 All figures in R’000 Internal Funds URC devolved (70%) WSOA WSOE SHCD SLLS SOSS Grad School WISER General Faculty Totals 2008 Faculty Totals 2007 Internal Funds URC centrally allocated (30%) 237 344 93 421 653 37 External Funds NRF External Total Funds available Other grants and contracts Foundation at 31/12/08 161 876 208 289 3937 383 435 735 232 870 1990 1459 833 1955 533 1580 6580 1879 87 0 0 87 5015 1872 5854 5721 13447 7792 6540 22527 3928 1742 3274 7706 12722 22208 4171 205 164 838 2817 Grants and Fellowships Grant funding is an area in which the Faculty of Humanities has historically lagged behind other faculties. In part, this is because researchers in Humanities are generally unlikely to seek funding for expensive research items such as equipment. However, changes in funding patterns nationally and internationally are beginning to change the historical situation. Increasingly Humanities researchers seek large multi-year grants to support fieldwork, graduate student bursaries and research assistants. To this end Faculty staff are encouraged to attend NRF roadshows organised by the Research Office. And they are encouraged to apply for funding now available as a result of changes in NRF funding priorities and the broadening of categories of funding, for example the recently introduced “Blue Skies” programme. In the past year there has been a significant increase in the number of large external grants won by senior researchers in the Faculty and we expect to see more growth in future years. 5 Major Grants obtained in 2008 include: Annual Research Training Institute on Women and Citizenship (Political Studies, led by Shireen Hassim and Sheila Meintjes), funded by IDRC (R6 million, 2008-2010). South Africa-Switzerland Bi-lateral research grant for a three year project entitled ‘Safeguarding Democracy: Contests of Memory and Heritage’ (Department of Political Studies and History Workshop, led by Professors Sheila Meintjes, Phil Bonner and Patrick Harries). This is a collaborative research project with the History Workshop and the Department of History at the University of Basel in Switzerland. (Approx R1.9 million).The first meeting was held in December 2008. The money includes grants for two PhD students in Political Studies, and involves meetings in both Switzerland and South Africa. The Sociology of Work unit began new research projects in 2008 for which it received collaborative support from the International Labour Organization (Research on Export Processing Zones (EPZs) in South Africa, led by Professor E Webster) and Friedrich Ebert Stiftung and the National Union of Metalworkers of SA (Workplace Restructuring Project on Work and Production Changes, led by Professor E Webster). $600,000 Mellon Grant to the Faculty of Humanities. This grant, spread over five years is to help shape the generational transition from a group of senior ageing (mostly white) scholars, responsible for a substantial proportion of the Faculty’s publication record to a younger generation of academic staff significantly more diverse both demographically and intellectually. $500,000 will go towards short terms fellowships for distinguished scholars whose role would be ‘to inspire, stimulate and introduce new thinking in cutting edge research areas in the Humanities’. The rest would be used to fund recent PhD’s turn their theses into publishable articles. 6 3.2 FRC Budget 2008 Research Entities: EPU Operation Costs HISTORY RESEARCH GROUP Operation Costs Salaries SWOP Operation Costs Salaries WISER Salaries Claims staff(academic) FRC: Conferences Ad Hoc & Research Promotion Grants RINC RINC rollover from 2007 New Professor’s fund Printing & Stationery Catering & Sundry Expenses Incorrect allocations Unallocated Budget 2008 Expenditure R300,000 R398,708 R20,500 R77,451 R2,362 R77,451 R65,000 R925,576 R41,321 R1,024,584 R1,343,614 R50,000 R1,302,765 Budget 2008 R206,004 Expenditure R718,864 R430,000 R850,000 R439,771 R60,000 R10,000 R2,000 R675,296 R427,076 R30,384 R5,983 R1,268 R5,420 R232,797 Rollover from 2007 to 2008 R1, 842,104 Rollover from 2008 to 2009 R2, 062,570 As can be seen, the major portion of the FRC budget (on average at least 60%) goes to fund the salaries of some members of the research entities. This is problematic for a number of reasons. Firstly, in terms of publications produced, on average the research entities together account for only 10% of the faculty’s accredited DE Units. This goes against the policy that research allocations should track research contributions. Secondly, the effect of this imbalance is to limit the amount of money available to the individual researchers whose performance accounts for most of the funds allocated to the faculty. This effect is felt in at least two areas: with respect to money available for travel or conference funding; and with respect to the money available for RINC. This latter effect is the most important. RINC acts as both an incentive for research and, more importantly, a resource for funding research related activities or needs (for example, books, computers, conference travel or top-ups and possibly teaching buyouts). (It is sometimes maintained that research is an obligation that academics take on with their jobs, and so should not be incentivised or rewarded. There are problems with this view. Of course research is an obligation on academics, but any view on 7 RINC needs to take into account an academic’s overall remuneration package. Most academics battle to make out with the necessities of life let alone with the requisites for research. RINC as a resource for research related needs perhaps would not be necessary if the remuneration of academics was substantially better. But given the salaries actually received, RINC is an essential factor in increasing research activity and productivity. It is not an accident that many competitor institutions offer more rewarding equivalents.) Though, the research entities do badly measured against their share of the Faculty’s DE accredited units, it is clear that their value cannot be assessed only in this way. One needs to look at their larger contribution (see below). But what remains clearly true is that the research productivity of the entities which house full-time, very often senior researchers, needs to be substantially improved. On the other side, it is imperative that something is done to improve the individual researchers’ share of the FRC budget (see more on this below). As can be seen, the spending does not match the allocation. This is mostly attributable to the fact that the RINC allocation is unlikely to be spent in the year allocated. Most researchers save their RINC allocations until such time as they have sufficient funds to purchase expensive items (like computers) or to support more extensive activities (like conference or research travel.) This postponement of expenditure is entirely reasonable and effective in supporting research related activities. 4.1: Research data: a) Research output: Raw data SOSS SWOP HRG SHCD SLLS WSOA WSOE EPU WISER Total Journal DOE Submitted Journal Other 35 5 24-30 12 2 18 15 8 16 52 27 6 31 4 13 173 95 Book Chapter DOE submitted 14 2 2 21 12 8 5 7 17 88 Book Chapter other Research Report Books: Authored Books: Edited Total 6 1 1 7 5 97 25 5 93 57 37 61 21 30 426 11 2 1 2 11 7 2 7 31 12 2 1 3 1 13 14 8 b) Research output: DE Units - Estimate without chapters and books DE UNITS PER DEPT IN SCHOOLS 3 YEARS (2008 Estimates) 2006 DE Units 2007 2008 DE Units DE Units ESTIMATE FACULTY OF HUMANITIES, SOCIAL SCIENCES & EDUCATION SCHOOL OF EDUCATION Education Policy Unit TOTAL 30.41 5.17 35.58 38.26 2.97 41.23 26.99 2.79 29.78 SCHOOL OF HUMAN & COMMUNITY DEVELOPMENT 23.52 39.28 34.78 SCHOOL OF LITERATURE AND LANGUAGE STUDIES 31.95 24.01 21.83 SCHOOL OF SOCIAL SCIENCES History Research Group Sociology of Work Unit TOTAL 29.73 0.00 8.13 37.86 43.47 0.00 7.87 51.34 32.30 0.93 1.75 34.98 WITS SCHOOL OF ARTS 11.95 15.38 6.50 GRAD SCH OF HUMAN & SOCIAL SCIENCES WITS INST FOR SOCIAL & ECON RESEARCH 19.10 17.58 13.57 9.89 4.00 7.00 177.54 194.70 138.87 FACULTY TOTAL c) Research output: DE Units - Estimate including chapters and books DE UNITS PER DEPT IN SCHOOLS 3 YEARS (2008 Estimates) 2006 DE Units 2007 2008 DE Units DE Units FACULTY OF HUMANITIES, SOCIAL SCIENCES & EDUCATION SCHOOL OF EDUCATION Education Policy Unit TOTAL 30.41 5.17 35.58 38.26 2.97 41.23 31.28 3.48 34.76 SCHOOL OF HUMAN & COMMUNITY DEVELOPMENT 23.52 39.28 35.33 SCHOOL OF LITERATURE AND LANGUAGE STUDIES 31.95 24.01 23.70 SCHOOL OF SOCIAL SCIENCES History Research Group Sociology of Work Unit TOTAL 29.73 0.00 8.13 37.86 43.47 0.00 7.87 51.34 45.71 2.60 4.54 52.85 WITS SCHOOL OF ARTS 11.95 15.38 10.94 19.10 17.58 177.54 13.57 9.89 194.70 4.32 9.49 171.39 GRAD SCH OF HUMAN & SOCIAL SCIENCES WITS INST FOR SOCIAL & ECON RESEARCH FACULTY TOTAL 9 TOTALS ONLY incl retrospective units for 19982007. 2008 ESTIMATES HUMANITIES CLM EBE HS SCIENCE OTHER UNIVERSITY TOTAL 1999 2000 2001 2002 2003 2004 2005 2006 2007 2008 Estimates 115.60 88.36 60.05 216.12 236.88 6.60 128.81 106.17 34.60 223.77 246.77 4.78 144.43 95.73 69.02 222.07 267.58 4.96 121.49 99.85 40.02 232.00 258.10 3.06 120.44 101.41 51.85 215.44 210.85 0.78 181.23 91.20 83.41 187.00 244.63 3.16 152.06 74.41 62.52 223.32 242.57 4.05 177.54 107.39 72.11 207.44 273.58 5.47 194.70 77.70 94.06 255.46 285.43 3.45 171.39 69.18 62.13 261.77 293.80 2.64 723.61 744.90 803.79 754.52 700.77 790.63 758.93 843.53 910.80 860.91 The first three sets of figures exhibit publication patterns and some of the problems revealed by these patterns in and for the Faculty. The first figure (in comparison with the following two) exhibits that many more publications are produced than just the accredited publications. The second figure (in comparison with the third) exhibits that a fairly sizeable proportion of faculty publications are in the form of chapters and books and these are not proportionately accredited in terms of the DE system of accreditation. This is something that the University Research Office might need to work on (together with other universities). Sometimes, reputable journals are not accredited because not on the ISI data base. Nonetheless, it is also evident that researchers in the faculty ought to be choosing (all other things being equal) journals that are accredited rather than journals that are not, and ought to be choosing (all other things being equal) publication in the form of journal articles rather than as book chapters, at least until such time as the latter are revalued. The overall subsidy-earning output of the Faculty increased substantially in 2007, but as can be seen appears to have dipped in 2008. Such rises and dips are to be expected, the more important question is whether the overall trend is upwards or not? As is also exhibited (compared with the early 2000’s) the trend is upwards. What also needs to be noted is that 2008 was the year of the book, both authored and edited. The book in many disciplines is the gold standard for rating achievements. But as already indicated the book is undervalued in terms of DE units allocated. Measured by School, the Faculty has three Schools in the eleven most productive Schools in the University and one in the top three. The School of Social Sciences was the one school to increase (albeit marginally) its accredited contribution. And it retains its position as the leading school (by number of accredited publications) in the faculty. There is a slight dip in the contribution from the School of Human and Community Development, but nonetheless the contribution remains substantially better than the pattern of earlier years. While there is a dip in the contribution of WSoE, more heartening is the fact that more authors contributed to the research output than in previous years. Since one of the problems with the school was the low level of research activity in certain sectors, this is an important development. There was drop in the contribution of the WSoA which is anyhow low. The new policy to recognize creative work had yet to take root in 2008. It is hoped that this will improve in 2009 and onwards. 10 The Faculty has aligned criteria for appointment and promotion, and tightened oversight with regard to sabbatical leave, in line with the aim of improving research output. The Faculty norm for promotion is 2.0 research units annually. A holistic approach to the academic load is needed in order to achieve this target. In particular, teaching and administrative workloads need to be addressed. At School level, there is some discussion of implementation of workload models, although these remain difficult instruments in small disciplines. In both WSoE and SHCD, individual staff have self-identified publication targets in consultation with heads of School. In the long term, the Humanities FRC is convinced that research productivity will be greatly enhanced if administrative loads at the discipline and school level are reduced, and if teaching loads are reduced. What the statistics will show in a very vivid way is that the number of students has increased substantially since 2000 yet, in most if not all cases there has either been a decrease in staff or at least not an increase or not an increase in any way commensurate with the increased number of students. And that holds true independently of the surge in numbers experienced this year. If there is to be a substantial increase in research productivity in the Faculty, there will need to be a lessening in the teaching responsibility. What is typically needed in the faculty for research, is time, but while the student numbers or staff numbers remain more or less as they are, that time for research will remain in short supply. 5.1 Completed Graduate Degrees: While the estimates suggest a decline in the publication record of the Faculty, the other major research output, completed higher degrees, has increased across each of the higher degrees in the Faculty in comparison with 2007. Indeed, the aggregate total research output has increased from 398.2 to 413.89 (counting PhD’s as 4 points, MA dissertation as 1point and MA Coursework and research report as 0.5). PhD Count 2006-2008 (Faculty of Humanities figures as per AISU) Art Education Graduate School Human and Community Dev. Languages & Literature Social Sciences GAES Faculty Totals: 2006 2007 2008 Totals 3 years 2 4 2 1 10 3 1 6 3 4 20 8 3 Year weighted Average (1PhD=4 points) 5.33 26.67 10.67 2 2 8 12 16.00 10 5 8 23 30.67 14 6 7 27 36.00 4 38 1 28 33 5 99 6.67 132.00 11 Coursework Master Qualified Students 2006-2008 Art Education Graduate School for Humanities & Social Sciences Languages & Literature Human and Community Dev. Social Sciences Graduate School for Translators & Interpreters GAES Faculty Total 3 Year average % of University total 2006 12 20 19 2007 11 32 17 2008 12 20 23 Totals 3 years 35 72 59 31 11 22 64 28 13 24 65 46 6 14 2 28 1 88 9 5 167 1 101 1 131 7 Masters by Dissertation Qualified students 2006-2008 2006 2007 2008 Art 5 5 7 Education 3 2 2 Graduate 1 1 2 School for Humanities & Social Sciences Human and 36 25 24 Community Dev Literature & 4 6 5 Languages Social Sciences 6 1 2 GAES 1 1 3 Faculty Total 56 41 45 3 Year average % of University total 133 Totals 3 years 17 7 4 85 15 9 5 47.3 Postgraduate matters are the responsibility of the Graduate Studies Committee in the Faculty. During 2007, the GSC concentrated on improving Faculty systems to ensure 12 efficient completion rates. This appears to have had some effect if the 2008 figures are anything to go by. Supervisory capacity is a problem that some departments and some schools are experiencing. Some departments, like International Relations, have been forced to turn down students because of lack of supervisory capacity. Other schools like Education have limited supervisory capacity because they took over the old JCE which had very few members with advanced higher degrees. Both sorts of problems are being addressed where possible. With regard to postgraduate publication output, the Graduate School has offered a number of short-term (three months) postdocs to new graduates to encourage publication of their research findings. TABLE 3: POSTGRADUATE GRADUATIONS 2002-2007 2002 2003 2004 2005 132 146 161 MA CW 122 26 29 42 MA Res 37 27 16 20 29 PhD Total 186 174 195 232 2006 169 54 38 261 2007 73 41 19 133 6. NRF Rating Despite some on-going skepticism in the Faculty with regard to the NRF rating system, staff continue to apply for rating with good success. Professor Isabel Hofmeyr received an A-rating (and so together with the other A-rated researchers, Professors Jill Adler, Belinda Bozzoli, Claire Penn and Thaddeus Metz, during 2008 the Faculty had the largest number of A-rated researchers). Professors James Ogude and Bheki Peterson received B-ratings. Professors Robert Thornton and Michael Titlestad and Dr Elsie Cloete received Cratings. Dr Grant Olwage received a Y rating. A major problem that the Faculty and the University now have to face is that having identified our more productive researchers, other institutions are now trying to poach them, unfortunately with some success already. In this area as in others, the university needs to act more imaginatively and needs to reward those who contribute most to meeting its goals. 7. NRF Chairs Applications were made for 4 NRF chairs, two in Mathematics Education, one in Citizenship and Social Cohesion and one in Work, Society and Development. Of these, it has since been confirmed that one Chair has been granted in Mathematics Education (to Professor Jill Adler). Together with Professor Bonner’s Research Chair in “Local Histories, Present Realities” the Faculty now has two research Chairs. 13 8. Research entities: The Faculty has four research entities: WISER: Wits Institute for Social and Economic Research SWOP: Society, Work and Development Institute EPU: Education Policy Unit HRG: History Research Group/NRF Chair in History Wits Institute for Social and Economic Research: At the end of 2008 Professor Deborah Posel completed her tenure as Director of WISER. Professor Abebe Zegeye (previously of UNISA) was appointed to succeed her. (He took up his position in July 2009.) Society, Work and Development Institute: Dr Karl von Holdt is the acting director of SWOP as the newly designated Institute advertises for a permanent director. Education Policy Unit: Dr Shireen Motala was the director in 2008 History Research Group: Professor Philip Bonner was the leader of the group in 2008. The role of research entities in establishing a world-class university: Earlier it was suggested that the research entities need to make a greater contribution to the Faculty’s accredited DE units given the financial contribution of the FRC to their salary budgets. However one also needs to recognise the contribution of the research entities to the other strategic goals of the University, particularly its top 100 ambitions. Apart from the research entities direct research contributions, they contribute in other ways too. They provide a stable platform for research. Their critical mass and focus enable them to forge collaborative and research networks, both with scholars within the institution as well as with scholars nationally and internationally. The standing of their researchers and their research focus enable them to attract good quality graduate students and enable them to offer mentoring and support for the graduate students (particularly, in the case of the entities in Humanities, promising black students). The entities in the Humanities either because of their focus on policy work or because of an overtly adopted strategy play a major role in terms of public engagement. This includes engagement with particularly relevant interest groups, for example educators or labour groups, as well as with the public at large as part of an entity’s intellectual engagement. Entities are in position to use their support from the University to leverage funds from elsewhere. The core funding made available by the University for the research entities provides the basis for ‘crowding-in’ additional external funding. 14 Finally, to be spelled out in greater detail here, research entities are in an excellent position to contribute to global knowledge production. Research Entities are particularly well placed to help establish and maintain international links and collaborations. SWOP, WISER and EPU in slightly different ways emphasise the importance of establishing global research networks and engaging the centres of global knowledge production. For example, some of WISER's scholarly publications have provided seminal texts on which there has been significant international debate, notably Mbembe’s book On the Postcolony, Posel’s articles on the AIDS crisis, Nuttall’s work in cultural studies and literary criticism, Mbembe and Nuttall’s edited volume, Johannesburg: The Elusive Metropolis, Walker and Reid’s edited books on aspects of sexuality, Muponde’s work on Zimbabwean literature, Gunner’s work on Zulu popular culture and media, and Hyslop’s work on the history of white labour in South Africa. WISER has hosted many visiting international scholars and research students who have strengthened the academic culture at Wits through their participation in Wits academic life. SWOP's attempt to link the changing nature of employment globally with social cohesion is reflected in the recent publication, Grounding Globalisation: Labour in the Age of Insecurity. It has opened up a distinctive research agenda that connects to a global network of scholars concerned with rethinking development in the era of globalisation. SWOP's research in this field is recognized internationally for its innovative approach, and SWOP has over the past few years increasingly being involved in multicountry research projects in partnership with colleagues in RC 44 of the International Sociological Association and in the ILO, as well as in Zimbabwe, Namibia, Mozambique, Ghana, Kenya, Egypt, Korea, China, Canada, the UK, Sweden, Australia and the US. SWOP is currently leading a nine country ILO study of the ‘representation gap’ in the informal sector. Emeritus Professor Edward Webster has just been appointed the first Ela Batt chair of Development and Decent Work at Kassel University in Germany. It is a twelve month appointment and forms part of the new International Centre of Development and Decent Work based in Kassel, which includes the department of Sociology and SWOP at Wits, the Tata Institute of Social Science in Mumbai and the CESIT in the University of Campinos in Brazil. The EPU has been particularly productive in establishing multi-year research consortia which brings together national, regional and international partners. The more significant of these include, Education Quality Implementing Curriculum Change, Research partners: University of Winneba (Ghana), University of Dar es Salaam, Kigali Institute of Education, Aga Khan University (Pakistan), University of Bath and University of Bristol, (funded by DfID); Consortium for Research on Educational Access, Transitions and Equity, Research partners: University of Fort Hare, CEPD, Sussex University, University of Cape Coast (Ghana), BRAC (Bangladesh), National University of Education Policy and Administration (India) and Institute of Education (England), (funded by DfID); Gender and Poverty Reduction, Research partners: Universities of London, Cape Town and Kwa-Zulu-Natal, (funded from a research grant awarded by ESRC); Literacy, Numeracy and Quality in South African Schools, Research partners: HSRC, JET and PRAESA, (funded by RNE). These research programmes provide a research model which allows for sustainability, 15 post-graduate studies and scholarly publications. The high regard for EPU work internationally is demonstrated by the increasing number of invited contributions to prestigious international journals such as Compare and Comparative Education Review. Since international links are critical to top 100 standing and since public engagement is critical to the University’s strategy, contributions of these sorts should be appropriately recognised by the University in allocating its fund. The former, at least, could become a factor in the URC allocation. 9. Research Thrusts: The Faculty participates in a number of research thrusts: University Thrusts: South Africa-India Research Thrust. The expanding activities of this thrust led to the creation of the Centre for Indian Studies in Africa (CISA) in 2007. The research activities emanating from these two entities began to flourish in 2008. Together the two entities have drawn together over 30 Wits academics, representing a diversity of disciplines, and have overseen a high profile series of research projects, teaching programmes, conferences, public lectures, literary festivals and publications. In May 2008, Professor Dilip Menon, a most distinguished academic from Delhi University, was appointed as the Chair of Indian Studies. Prof Menon will help expand CISA’s teaching and research activities even further. CISA promotes teaching, research and public activities concerning the Indian subcontinent, its links to Africa and the Indian Ocean, and builds on the multi-faceted networks developed with Indian universities, research institutions and public agencies. Some of the Centre’s achievements include: Since 2006, Wits has organised six academic conferences on India and the Indian Ocean (one in India), and produced three special issues of academic journals with two additional volumes in press. The Centre has held two literary festivals in the past two years, each with panels combining leading Indian and South African authors, entitled ‘Words on Water: India and South Africa in Conversation’. The literary festivals have been part of a broader cultural exchange called ‘Shared Histories’ organised by the Government of India’s diplomatic representation in South Africa and the City of Johannesburg. The Centre has established relations with a number of higher education and research institutions in India, and also with relevant centres and institutions in Africa, the United States and elsewhere The Centre has been involved in public policy development in both India and South Africa, via participation in several workshops on foreign policy during 2008: one in Pretoria hosted by the South African Department of Foreign Affairs, and two in Delhi co-sponsored by the Ministry of External Affairs. 16 The Faculty also participates in and contributes to the Cities thrust. Faculty thrusts: Transnational Legacies SLLS Head Prof Leon de Kock led an initiative to launch a research focus in the School under the rubric of Transnational Legacies, which has since acquired its own cachet and is drawing broad interest, both national and international, through a series of events, some of them run in cooperation with CISA. The aim is to create a strong research focus within the School around transnational studies, leading to guided MA and PhD research cohort groups. Funds are being sought to keep Transnational Legacies well-resourced and in a position to deliver on its goal. Education for a Changing Society The School of Education has a research thrust Education for a Changing Society. The thrust comprises ten core thematic areas. These are (together with their conveners) Curriculum and Pedagogy (Devi Naidoo), Higher Education, Teaching and Learning (Shirley Booth and Ruksana Osman, Human Rights and Democracy (Kai Horsthemke), Diversity and Social Justice (Kai Horsthemke), Literacies (Yvonne Reid), Mathematics and Science Education (Jill Adler), Education Policy and Planning (Brahm Fleisch), Teachers and Teachers’ Work (Yael Shalem), Teacher Education (Mary Metcalfe) and Post Secondary Education Alternatives (Peliwe Lolwana). 10. Postdoctoral fellows: The Faculty of Humanities has been host to a growing number of post-doctoral fellows. A. Mellon Post-docs 1. 2. 3. 4. 5. 6. Dr Maria Frahm-Arp WISER. Dr CO Joseph (SLLS) Dr S Lotter (SOSS) Dr E Margaretten (SOSS) Dr I Marques (SLLS) Dr S Polatinsky (SLLS) B. URC post-docs 7. Dr B Bagnol (Anthropology) 8. Dr PP Frassinelli (SLLS) 9. Dr KL Geldenhuys (SLLS) 10. Dr AS Schumann (SOSS) 11. Dr I Shani (Philosophy) 12. Dr S Tereblanche (WISER) 13. Dr DV Vigneswaran (Forced Migration) 17 C. NRF/DST post-docs 14. Dr A Lissoni (History Research Chair) D. US Social Science Research Council post-docs 15. Dr Samadia Sadouni (WISER) 16. Dr Caroline Jeannerat (WISER) This is an area where there is clearly room for growth. Post-docs not only contribute to the faculty’s research records, they also contribute to the overall intellectual climate in the schools and help with postgraduate students. Given that there is a hiring freeze at most North American universities, this is a good moment to try and recruit suitable post-docs, good candidates who will need to improve their research records in order to be employable when serious hiring begins again. 11. BUILDING A RESEARCH CULTURE The Faculty is characterized by a vibrant culture of debate and scholarship. This is achieved through seminars, conferences, public exhibitions and productions. The Faculty plays a central role in establishing the reputation of Wits for critical, innovative and engaged scholarship, and provides a significant conduit to wider society. The Faculty is committed not only to the development of knowledge and the rational appraisal of ideas, but members are ready to use their intellectual expertise and skills to engage in debate in the public domain. During 2008, as before the Faculty hosted a number of international scholars of note. Amongst the international visitors host by the School of Social Sciences were Professor Peter Evans (University of California, Berkeley), Professor Ching Kwan Lee (University of California, Los Angeles), Dr Thomas Isaac (Minister of Finance, Kerala India), and professor John Blevins (Emory University). Professor Thomas Cushman of Wellesley College was hosted by WISER. He presented a series of public lectures on ‘The Sentimental Bases of Human Rights’. Amongst the international visitors hosted by the School of Human and Community Development were Professors Ian Lubeck, Erica Burman, Jane Callahan and Brinton Lykes. As normal the faculty also hosted a number of nationally renowned scholars and important public and governmental figures. One of the highlights of the year was a Public debate hosted by WISER between the Minister of Housing and Professor Arjun Appadurai, of the New School for Social Research, New York. Speaking to an audience of over 400 people (both academics and members of the public), Appadurai engaged the Minister on housing and its relationship to the possibility of hope, nationally and internationally. A number of members of the Faculty contribute regularly to public debate through appearances on television and radio, and contributions to newspapers (locally and 18 internationally). These include the Dean, Professor Tawana Kupe, Professors Daryl Glaser, Eric Worby, Sheila Meintjies and Loren Landau. Conferences and Symposia The Faculty hosted numerous panel discussions, conferences and symposia, drawing audiences beyond Wits staff and students, and including significant international participation. These include: CISA hosted a literary festival with panels combining leading Indian and South African authors, entitled Words on Water: India and South Africa in Conversation. WISER hosted conferences on South African Literary Studies: A Provocation on the State of the Field and The Life of the Corpse’. This conference involved a mix of international and national scholars who grappled with the symbolic centrality of death in the production of ethical, political and cultural life, and the place of mortality more generally as a horizon of meaning in this country and the wider world. A conference on Responsibility was hosted by the Philosophy Department and was attended by many prominent South African-based philosophers. A conference on the Democratic Developmental State was co-hosted by Sociology, COPAC and RLF, and a conference on Labour Crossings: World, Work and History was co-organised by the History workshop, the Centre for Sociological Research (UJ), the International Association for Labour History Institutions and the International Conference of Labour and Social History. A conference organized by the International Relations Department in conjunction with colleagues from the Department of Sociology and African Languages was held on Conflict Resolution in Kenya. A number of events were hosted by the Forced Migration Study Programme (FMSP) including a conference on Migration in Southern Africa and a conference on Political Economies of Zimbabwean Displacement. The Faculty takes seriously its responsibility to the wider society. To stimulate intellectual debate and public engagement, the Faculty initiated and in partnership with The Weekender newspaper, hosted a series of public debates that were well attended by the public in Gauteng as well as by staff and students at the University. The panel debates which include audience participation were held on the following topics: The Zimbabwe Elections and Beyond What Africa means to Obama: What Obama means to Africa After Mbeki: Whither South Africa? Is our democracy under threat? The Faculty also considers local and international conference attendance by researchers to be a central driver of research productivity. Conferences provide avenues for the self-assessment of research quality, raise the profile of Wits, facilitate the development of research networks and impose deadlines on research projects. Participation in the annual conferences of professional associations enables Wits’ researchers to play leading roles in shaping research and teaching agendas, as well as attracting postgraduate students and new staff to our university. They draw Wits into the world of global collaborative research projects. Indeed, many of the conferences 19 and symposia mentioned above arise out of the vast scholarly networks built by Wits staff as a result of their international travel. In recognition of these exponential benefits, the Faculty therefore dedicates a substantial portion of its budget to conference support. The FRC policy is to support one local conference per staff member per year, and one international conference every two years. Financial support is conditional on publications. Given the demand for help for conference attendance and the limited budget available, the support is capped at R15, 000 for an international conference (as from 2009). In addition to support for conference attendance out of the Faculty budget, it bears noting that, in any given year, several staff travel abroad by invitation from foreign hosts. This is an often-hidden measure of the standing of Wits researchers. Ongoing Seminar Series There are a number of on-going seminar series in the Faculty. These include: Digital Soiree (Wits School of Arts) “In the Bag” (Film and Television, Wits School of Arts) Wits Democracy Debate (Political Studies) Hoernle Research Seminars in Philosophy SWOP Breakfast Series (SWOP) Wolpe Lecture Series (SWOP/ EDGE Institute) Political Studies Forum (postgraduate students) Platform for Public Deliberation (Constitution of Public Intellectual Life Project/ Graduate School for Humanities and Social Sciences) All these events foreground the research culture at Wits and reflect the wide range of international links, and the respect for Wits scholars in the global scholarly community. 12. PhD’s in the Faculty: PhDs employed by Schools 2005-2009 School/Entity Graduate Centre SHCD SLLS SOSS WSOA WSOE Faculty WISER Wits Language School Sum May-2005 3 May-2006 5 May-2007 4 May-2008 2 May-2009 2 30 27 48 10 35 1 5 28 27 43 11 36 1 5 27 28 48 11 40 1 3 1 26 28 48 10 36 1 6 1 27 29 49 10 33 1 6 1 159 156 163 158 158 20 The Faculty has been trying to increase the number of staff with PhD’s. The figures above which were sourced from AISU suggest that there is more to be done to this end, but unfortunately the figures are not altogether trustworthy. Nonetheless, it can be pointed out that the two schools that need to do the most to increase the numbers of staff with PhD’s, Education and the School of the Arts, have implemented plans to do so. In the School of Education for example, 45 staff members (31% of the total) are registered for PhD’s or are working towards registration and 13 (9%) are registered for a Masters degree. In the School of Arts, the first candidates for the PhD in creative fields are expected to register this year. With projects like this, time is required for them to work. Elsewhere in the Faculty, the PhD is increasingly becoming the norm for appointment at the lecturer level. 13. DEVELOPING THE NEXT GENERATION OF SCHOLARS The Faculty has puts considerable effort and resources into interventions aimed at building a solid core of able young researchers. In addition to programmes at the discipline level, and structured doctoral seminars in WISER and SWOP the Faculty has several cross-cutting programmes, co-ordinated by Prof Sue van Zyl in the Graduate School for Humanities and Social Sciences. These initiatives include a comprehensive series of training workshops for postgraduate students and writing retreats aimed at improving the writing skills of researchers and increasing the publication rate of young researchers. The Faculty envisages that these activities will continue to grow in the coming years, and are in the process of devising a plan to this end. In 2008, seven writing retreats were held under the auspices of the Graduate School at various venues including Otters Haunt in Parys, the Wits Rural Facility in Limpopo and Mangwa Valley, just outside Johannesburg. 23 academic staff members and 20 postgraduate students participated on these writing retreats and represent various Schools in the Faculty (History, Speech Pathology and Audiology, Anthropology, African Literature, Media Studies, Targeting Talent Programme, French, Linguistics, Social Anthropology, WISER, English, Political Science, AELS, Music, Education, Social Work, Psychology, German Studies). Although outcomes are difficult to assess, participants on the 2008 writing retreats produced the following: 10 journal articles in print/in press; 5 journal articles were accepted for publication while another 4 were under review; 3 book chapters appeared in print and another 3 are in press; 9 participants worked on their PhD proposals and another 2 on their PhD chapters. One of most important aspects of the Graduate Centre’s activities, in support of research in the Faculty, is its well established Research Methods Workshop Series (which is run in conjunction with the Postgraduate Project Office). While this series is directed primarily to postgraduate students in the Faculty of Humanities, (and more recently to postgraduates in the University as a whole), it is also attended by a number of academic staff members who wish to extend or update their knowledge of research methods. 21 Year 2008 Number of workshops 32 Number of participants 596 The order of topics presented in the series relates to the likely unfolding of the research process as each year’s cohort of students undertakes it. It has been designed to cater for students of different levels. The programme begins with a series of ‘Starting to Think about Research’ workshops designed to introduce key terms and concepts used in conjunction with the research process, and the research proposal in particular. The second cluster of workshops concern proposal writing, with three separate workshops each directed to Humanities, Social Science or Science students. The series then introduces students to ways of doing qualitative and quantitative research before moving on to the covering of research methods that act as umbrella approaches such as Ethnography or Action Research, as well the research traditions associated with particular fields such as research on the media. It ends with a series of workshops concerned with different ways of analyzing qualitative data, including Thematic Content Analysis, Discourse Analysis and Critical Discourse Analysis. The Faculty has also provided support for young researchers through the Research Promotion Grant and the Ad-Hoc Research Grant, enabling researchers to take time off from teaching and to conduct fieldwork. For additional support for young researchers see the entry on Mellon Funds under the new grants section. 14. Awards and major achievements: A number of staff received local and international acclaim in 2008: Professor Claire Penn won the 2008 Shoprite Checkers/SABC 2 Woman of the Year Award in the category of Science and Technology Dr Lucy Allais paper “Kant’s Idealism and the Secondary Quality Analogy” was awarded the prize for best article published in 2007 in the prestigious Journal of the History of Philosophy. The award was made in 2008. Professor Thad Metz was the winner of the Vice-Chancellors Award for Research Professor Malcolm Nay and Carlo Mombelli had their CD recordings titled Trio Hemanay and I Stared Into My Head nominated for South African Music Awards The book ‘Grounding Globalisation: Labour in an Age of Insecurity’ by Professor Eddie Webster and Dr Andries Bezuidenhout together with Professor Rob Lambert of the University of Western Australia, was awarded the prize for the best book in labour studies for 2008 by the American Sociological Association. 22 Professor Zaidel-Rudolph’s composition Partials and Pedals was commissioned as the set work for the 11th UNISA international Piano Competition. Journal Editorships Members of the Faculty edit a number of local and international journals including: Politics and Society, African Studies, Journal of Contemporary African Studies, Voluntas, English Studies in Africa, South African Journal of Psychology, Ergonomics SA In addition, members of the Faculty serve on an impressive number of editorial boards of local and international journals including: British Journal of Industrial Relations, Politics and Gender, International Journal of Feminist Studies, Politikon, Democratization, Journal of Southern African Studies, Labour Capital and Society, Labour History, LitNet Akademies, South African Review of Sociology, Theoria, Work, Employment and Society, English Academy Review, Acta Germanica, SAMUS: South African Music Studies, International Journal of Bilingualism, Journal of Social Issues, Ergonomics, Open Ergonomics Journal, Behaviour and Information Technology. 15. IMPROVING RESEARCH INFRASTRUCTURE The Faculty aims to improve the level of support to researchers, both in terms of resources and in terms of administration. School-level research committees have been much more active than in previous years. During 2008, several Schools developed three-year research plans that define their priorities and identify areas for development. These plans have already led to strategic use of sabbaticals and Faculty research grants to assist staff in need of greater support. The three-year plans will also help the Faculty Research Committee to refine the use of the Faculty budget. Some Schools, notably the WSoE and SOSS, are already using external grants to support their plans. Nevertheless, we are somewhat hamstrung by external conditions. Some problems to note: As mentioned earlier, too greater proportion of the FRC budget goes towards salaries for members of the research entities. This is not sustainable if the FRC budget is to be used effectively to increase research. At present the Director’s salary of WISER is paid for out of a URC top-slice. Perhaps, at least one post for all URC recognized institutes should be paid for out of the URC top-slice. That would help loosen up the Faculty budget some more and would also be less ad hoc. At present it is not clear why some entities are funded by the URC while most are not. Again this appears neither sustainable nor fair. In 2008 The Faculty awarded R4500 to an individual for publication in subsidy-earning journals and books (of which 20%) went to the author’s School or Department. This miniscule amount generates strong feelings, especially given the needs of individual researchers and the increase in research incentives at other universities. (This year the total amount has been 23 increased to R6000, but of course this is not much more than a nominal movement. To make a real difference a much greater shaking up of the FRC budget is required.) As this report exhibits, one of the key problems the FRC has is its very limited budget. But that in turn signals that the University is not making sufficient provision for research expenditure in its allocation of the Council Budget. At the very least, it should be giving the URC the 6% earlier identified as the first target. Anything less than this makes little sense given the importance of research in attaining the institutions strategic goals. Another key area of difficulty is the 12-month budget system. It is an inflexible system that does not allow the Faculty to roll over automatically unspent money into the following year. Given the relative unpredictability of demand for conference money, especially, the system makes it difficult for us to react innovatively with regard to the use of funds. We would request that the URC advocate for a three-year budget cycle. 16. The Annual review process The annual review of faculties could play an important role in providing a record of a faculty’s research performance and achievements, monitoring developments and the implementation of planned strategies, identifying areas of concern and areas of success (perhaps for modeling elsewhere) and so on. But if these purposes are to fully realized there needs to be some modification to the process. On the side of the research office, the relevant data should be provided with the call for the research report not afterwards. Furthermore - though this might not be a problem within the Research Office - the data provided needs to be more reliable. Too often we make decisions on the basis of unreliable data. On the side of the Faculty, the process needs to become more systematic and complete. To this end, the Faculty has agreed that in future each school will do a research report on the previous year’s activities for review by the FRC at its second meeting. These reports which will follow the format, as appropriate, of the report for the URC, will be used as a basis for compiling the Faculty’s report. The objective is not to have an intensive review every year but to provide appropriate information, and to monitor activities and trends to allow for early intervention if required. An additional virtue is that these reports will be able to form the basis for a school’s quinquennial review. 24