11th October 2001 RSSPWG Date: Meeting: Document Filename: Paper Number: 687289241 RSSP (04-01)/35 Working Document for the RSSPWG A Review of Error Performance & Availability in meeting International Obligations based upon ITU Recommendations. Abstract Following discussions at the 6th FLCC Policy meeting on the 10th September 2001, concerns were raised that the Minimum Path Length Study Report (August 2001) and its conclusions, would not enable operators to meet their international obligations in terminating traffic. At this meeting a presentation was made on UK Link Length Policy factors and the technical considerations that would affect availability and performance. This working document tries to review the whole issue of error performance and availabilty issues against the ITU-T Recommendation G.826 and G.828 Error Performance Objectives (EPO) in conjunction with the latest draft revision of the radio link performance of ITU-R Recommendation P.530 for Propagation data and prediction methods required for the design of terrestial lineof-sight systems. Bob Howell Mike Pine Chris Cheeseman Henry Taylor John Tomlinson henry.taylor@bt.com john.tomlinson@bt.com 1. Background The International Telecommunications Union (ITU) specify the performance objectives for long distance communications links in a series of recommendations produced by the ITU Telecommunication Standardization Sector (ITU-T). The “G” series of these recommendations specify the performance requirements for a 27,500km Hypothetical Reference Path (HRP). In particular, ITU-T Recommendations G.821 [1], G.826 [2], G.827 [3] and G.828 [4] specify the performance required from an international digital HRP and G.829 [5] specifies that required from Synchronous Digital Hierarchy (SDH) multiplex and regenerator sections. ITU-T Recommendations G.821, G.826, G.827 and G.828 only specify the end-to-end performance of an HRP and apply irrespective of the physical transport mechanism (e.g. optical fibre, digital radio relay, metallic cable etc.). The ITU-T G Recommendations cannot be used directly when designing a digital radio system and therefore the ITU Radiocommunications Sector (ITU-R) have used the ITU-T G Recommendations to produce a series of ITU-R Recommendations (the “F” series) which specify the performance required from digital radio links if they are to meet the overall HRP performance objectives. ITU-R F series Recommendations, based on ITU-T Rec. G.821 (Error performance of an international digital connection forming part of an integrated services digital network), have been used for many years to specify the error performance objectives for digital radio links and specify the required error performance in terms of Bit Error Ratios (BER). ITU-T Rec. G.821 has now been superseded by ITU-T Rec. G.826 (1999) (Error performance parameters and objectives for international, constant bit rate digital paths at or above the primary rate) and ITU-T Rec. G.828 (2000) (Error performance parameters and objectives for international, constant bit rate synchronous digital paths) and new ITU-R error performance objectives based on these and applicable to digital radio links have been produced. These new recommendations specify error performance in terms of error blocks rather than on BER values. ITU-T Rec. G.826 applies to both Plesiochronous Digital Hierarchy (PDH) and Synchronous Digital Hierarchy (SDH) systems. ITU-T Rec. G.828 only applies to Synchronous Digital Hierarchy (SDH) systems. The performance requirements in ITU-T Rec. G.828 are more stringent than those in ITU-T Rec. G.826 and compliance with ITU-T Rec. G.828 will, in most cases, also ensure compliance with ITU-T Rec. G.821 and ITU-T Rec. G.826. It should be noted that ITU-T Rec. G.828 only applies to equipment designed after 10th March 2000 (the date ITU-T Rec. G.828 was adopted by the ITU). Performance objectives for paths using equipment designed prior to this date are given in ITU-T Rec. G.826. A key ITU-R Recommendation in this context is ITU-R F.1491 (Error performance objectives for real digital radio links used in the national portion of a 27,500km hypothetical reference path at or above the primary rate) [6]. This recommendation gives the error performance objectives for the national portion of digital radio links of various types (Long haul, Short haul and Access) for systems conforming to ITU-T Rec. G.826 and ITU-T Rec. G.828. Page 2 of 13 2. Error performance and availability 2.1 Error performance The digital bit stream in modern digital radio systems is divided into blocks. For example an SDH STM-1 system might have 801 bits per block and carry 192,000 blocks per second. Each block is monitored by means of an inherent Error Detection Code (EDC), e.g. Bit Interleaved Parity or Cyclic Redundancy Check. ITU-T Rec. G.826 and ITU-T Rec. G.828 (and the ITU-R Recommendations based on them) specify error performance objectives in terms of the rate at which blocks containing errors occur using the following parameters:• Errored Block (EB): A block in which one or more bits are in error. • Errored Second (ES): A one-second period with one or more errored blocks or at least one defect (e.g. loss of pointer LOP). • Severely Errored Second (SES): A one-second period, which contains 30% errored blocks or at least one defect. SES is a subset of ES. • Background Block Error (BBE): An errored block not occurring as part of a SES. The error performance of a digital radio link can then be described in terms of:• Errored Second Ratio (ESR): The ratio of ES to total seconds in available time during a fixed measurement interval. • Severely Errored Second Ratio (SESR): The ratio of SES to total seconds in available time during a fixed measurement interval. • Background Block Error Ratio (BBER): The ratio of Background Block Errors (BBE) to total blocks in available time during a fixed measurement interval. The count of total blocks excludes all blocks during SESs. 2.2 Availability Each direction of a path can be in one of two states, available time, or unavailable time. The criteria determining the transition between the two states are as follows. A period of unavailable time begins at the onset of 10 consecutive Severely Errored Second (SES) events. These 10 seconds are considered to be part of unavailable time. A new period of available time begins at the onset of 10 consecutive non-SES events. These 10 seconds are considered to be part of available time. Figure 1 illustrates the transitions between the availability states. Detection of unavailable state < 10 sec Available state 10 sec Detection of available state < 10 sec Unavailable state 10 sec Available state T1306350-95 SES Non-SES Error-free second Figure 1 A path is available if, and only if, both directions are available. For a path to enter the unavailable state, either direction can be unavailable. But if the two directions are subject to overlapping SES events such that neither direction becomes unavailable, and the combined period is greater than 10 seconds, then the path still remains in the available state. ITU-T Rec. G.827 specifies the availability objectives for path elements of international digital paths. It should be noted that error performance should only be evaluated whilst the path is in the available state. It is generally accepted that for a well planned link clear air fading is largely produced by multipath propagation which tends to produce fades lasting less than 10 seconds, whereas, rain tends to produce fades lasting longer than 10 seconds. 3 ITU-T Recommendation G.826/G.828 error performance objectives The following error performance objectives are based on those given in Draft Revision of ITU-R F.1491 (October 2000) [6] which in turn are based on ITU-T Recommendations G.826 (1999) and G.828 (2000). For the purposes of defining the error performance objectives of real digital radio links used in the national portion of the 27,500km HRP the later can be subdivided into the three sections shown in Figure 2. Path end-point Local exchange Switching Centre International Gateway L (km) Access Long haul Short haul Figure 2 The error performance objectives for Access and Short haul sections are independent of radio link length. The error performance objectives for a Long haul section are a function of link length (L km) for links having lengths greater than 50 km and are fixed at the objectives for a 50 km link length for links shorter than 50 km. The following tables give the error performance objectives, based on ITU-T Recommendations G.826 (1999) and G.828 (2000), for each direction of the Long haul, Short haul and Access sections a digital radio link in the national portion of the HRP. 3.1 Long haul Table 1a Error performance objectives for PDH and SDH radio links belonging to the Long haul inter-exchange section of the national portion of the HRP according to ITU-T G.826 Rate (Mbit/s) ESR SESR BBER 1.5 to 5 0.04A 0.0002A (*) > 5 to 15 0.05A > 15 to 55 0.075A 0.002A 0.0002A * For systems designed prior to 1996 the BBER objective is 0.0003. > 55 to 160 0.16A > 160 to 3,500 For further study 0.0001A Table 1b Error performance objectives for SDH radio links belonging to the Long haul inter-exchange section of the national portion of the HRP according to ITU-T G.828 Rate (Mbit/s) 1,664 (VC-11, TC-11) ESR SESR BBER Where: 2,240 (VC-12, TC-12) 0.01A 6,848 (VC-2, TC-2) 48,960 (VC-3, TC-3) 0.02A 150,336 (VC-4, TC-4) 0.04A 0.002A 0.00005A 0.0001A If L < 50 km then L = 50 km (1) A = (A1 + 0.002) x L/100 for 50 km L 100 km (2) A = A1 + 0.00002 x L for L > 100 km (3) A1 is in the range 0.01 to 0.02. The actual value used for A 1 is constrained by the sum of the terms A1 , B (applicable to the Short haul section) and C (applicable to the Access section) (see Tables 2a/2b, 3a/3b). 3.2 Short haul Table 2a Error performance objectives for PDH and SDH radio links belonging to the Short haul inter-exchange section of the national portion of the HRP according to ITU-T G.826 Rate (Mbit/s) ESR SESR BBER 1.5 to 5 0.04B > 5 to 15 0.05B 0.0002B (*) > 15 to 55 0.075B 0.002B 0.0002B > 55 to 160 0.16B > 160 to 3,500 For further study 0.0001B * For systems designed prior to 1996 the BBER objective is 0.0003. Table 2b Error performance objectives for SDH radio links belonging to the Short haul inter-exchange section of the national portion of the HRP according to ITU-T G.828 Rate (Mbit/s) ESR SESR BBER 1,664 (VC-11, TC-11) 2,240 (VC-12, TC-12) 0.01B Where B is in the range 0.075 to 0.085. 6,848 (VC-2, TC-2) 48,960 (VC-3, TC-3) 0.02B 150,336 (VC-4, TC-4) 0.04B 0.002B 0.00005B 0.0001B 3.3 Access Table 3a Error performance objectives for PDH and SDH radio links belonging to the Access network section of the national portion of the HRP according to ITU-T G.826 Rate (Mbit/s) ESR SESR BBER 1.5 to 5 0.04C > 5 to 15 0.05C 0.0002C (*) > 15 to 55 0.075C 0.002C 0.0002C > 55 to 160 0.16C > 160 to 3,500 For further study 0.0001C * For systems designed prior to 1996 the BBER objective is 0.0003. Table 3b Error performance objectives for SDH radio links belonging to the Access network section of the national portion of the HRP according to ITU-T G.828 Rate (Mbit/s) ESR SESR BBER 1,664 (VC-11, TC-11) 2,240 (VC-12, TC-12) 0.01C 6,848 (VC-2, TC-2) 48,960 (VC-3, TC-3) 0.02C 150,336 (VC-4, TC-4) 0.04C 0.002C 0.00005C 0.0001C Where C is in the range 0.075 to 0.085. When considering the performance objectives given in the above tables it should be noted that: The performance objectives apply only when the system is in the available state. In ITU-T G.826 the period of time over which the performance of a link is to be evaluated (i.e. averaged) is any period of 28 to 31 days, however, in ITU-T G.828 this has been revised for radio-relay or satellite systems and in these cases a period of up to one year may be used i.e. the “worst month” concept has been abandoned in ITU-T G.828. The sum A1 + B + C shall not exceed 0.175 (i.e. 17.5%) in accordance with the allocations to the national portion of an international Constant Bit Rate (CBR) path given in ITU-T Recommendations G.826 and G.828. The sum B + C shall be in the range 0.155 to 0.165. Depending on the national network configuration administrations may reallocate the A, B and C allowances among the sections of the national portion of a radio path. The objectives given in the above tables apply to the overall links. In the case of multi-hop links the allocation of objectives to each hop is the responsibility of the network operators. The effect of interference and all other sources of performance degradation are included in the objectives given in the tables. Synchronous digital paths operating at bit rates covered by ITU-T Recommendations G.826 and G.828 are carried by transmission systems (digital sections) operating at higher bit rates. Such systems must meet their allocations of the end-to-end objectives for the highest bit rate paths, which are expected to be carried. Meeting the allocated objectives for this highest bit rate path should be sufficient to ensure that all paths through the system are achieving their objective. For example, in SDH, an STM-1 section may carry a VC-4 path and therefore the STM-1 section should be designed such that it will ensure that the objectives as specified in the above tables for the bit rate corresponding to a VC-4 path are met. Hence, using the appropriate table the error performance objectives for a digital radio link can be obtained. It should be noted that ITU-T G.828 states that the error performance objectives given in the above tables are “understood to be long-term objectives”. In the case of systems conforming to ITU-T G.826 these could be expressed in the form of the SESR, BBER and ESR averaged over any month and in the case of ITU-T G.828 the SESR, BBER and ESR averaged over a year. Although ITU-T G.826 clearly states that the evaluation (i.e. averaging) period shall be any month, and this therefore implies that the worst month during the whole lifetime of the system must be the month to consider, it is generally accepted in ITU-R Recommendations that an average worst month should be used when designing radio links. With the relaxation of this to a year in ITU-T G.828 it is probably safe to assume that this means an average year, however, clarification on this point in adopted ITU documentation is required. 4 Recommendation ITU-R P.530 in the context of G.826 and G.828 4.1 General The task now is to match the error performance objectives derived above to radio link performance as predicted using the implementation of Recommendation ITU-R P.530 [7].The interface between the two consists of two system parameters: The flat fade margin (or thermal fade margin). The equipment signature. These parameters determine the rate at which the three types of errors, i.e. ES, SES and BBE, occur under two different fading conditions. The flat fade margin applies when no frequency selective fading is present and the equipment signature applies when only frequency selective fading is present. It should be noted that the equipment signature referred to throughout this document is that measured with no flat fading i.e. at frequencies within the receiver band well away from the selective fade notch the signal level is at the nominal fine weather receive level (the un-stressed signature). The methods in Annex 1 of ITU-R P.530-“9” (the revised version of ITU-R P.530-8 – expected to be adopted in the near future) estimate the outage probability for flat and frequency selective fading separately and then combine the two (together with other outages if applicable) to get the total outage. The term outage in this context refers to the ITU-T G.821 error performance objectives and in particular a BER of 10-3. Annex 2 of ITU-R P.530-9 extends the prediction methods to cover the block-based error performance objectives given in ITU-T G.826 and G.828. In particular it allows the radio link SESR, BBER and ESR to be calculated using the system flat fade margin, the equipment signature and the Annex 1 to ITU-R P.530-9 propagation models. The method is based on statistical relationships between the block-based parameters (SESR, BBER and ESR) and BER. The methods in Annex 2 of ITU-R P.530-9 allow the SESR, BBER and ESR to be determined using equipment characteristics (e.g. Residual Bit Error Ratio (RBER) and equipment signature) that are BER based and do not require the direct measurement of the block-based parameters. 4.2 Prediction of SESR The procedure in Annex 2 of ITU-R P.530-9 for predicting SESR is based on the statistical relationship between SES and BER. The SESR is evaluated in two steps, one to determine the number of SES due to EB, and a second one to obtain the number due to Loss of Pointer (LOP). The contribution from LOP has been found to be small, and can therefore be ignored. From measurements on digital systems, it is found that for BER values below a threshold, none of the seconds are severely errored, but above this threshold, all the seconds are severely errored i.e. the curve of SES due to EB versus BER can be approximated by a step function. The BER value where the SES probability changes from 0 to 1 is denoted BERSES. Table 4 gives the BERSES value for a number of path types. Table 4 BERSES FOR VARIOUS PATH TYPES Path type Bit rate supported (Mbit/s) BERSES (Notes 1 and 2) Blocks/s, n (Note 2) Bits/block, NB (Note 2) VC-11 1.5 5.4 x 10–4 2 000 832 VC-12 2 4.0 x 10–4 2 000 1 120 VC-2 6 1.3 x 10–4 2 000 3 424 VC-3 34 6.5 x 10–5 8 000 6 120 VC-4 140 2.1 x 10–5 8 000 18 792 STM-1 155 2.3 x 10–5 1.3 x 10–5 x 2.2 x 10–4 8 000 192 000 19 940 801 NOTE 1 – NOTE 2 – The blocks/s are defined in ITU-T Recommendation G.826 for SDH path, in ITU-T Recommendation G.829 for SDH sections. Some STM-1 equipment might be designed with 8 000 blocks/s (19 940 bits/block), but ITU-T Recommendation G.829 defines the block rate and size to be 192 000 blocks/s and 801 bits/block, respectively. The SESR is equal to the outage probability (PtSES) determined using a BER equal to BERSES as the criterion for outage in the methods given in Annex 1 of ITU-R P.530-9 i.e. the flat fade margin to be used is the flat fade depth relative to the fine weather receive level which produces a BER of BER SES and the equipment signature to be used is the non-faded (non-stressed) signature for a BER of BERSES. Hence, for an SDH STM-1 path having a block structure of 192,000 blocks/s and 801 bits/block and assuming a Poisson distribution of errors BERSES = 2.33 x 10-4 (compared to the G.821 value of 10-3). 4.3 Prediction of BBER The BBER can be calculated using the SSER calculated above together with the outage probability –10 (PtR) determined using a BER equal to the residual BER (RBER) (typically in the range from 10 to –13 10 for the bit rates of 2 to 155 Mbit/s, respectively), as the criterion for outage in the methods given in Annex 1 of ITU-R P.530-9 and RBER as follows: PtR = Pt (RBER) m (4) log 10 RBER log 10 BERSES log 10 PtR log 10 PtSES (5) Where m is the slope of the BER distribution curve on a log-log scale for BER values in the range from BERSES to RBER. Then: BBER SESR 1 2.8 2 m 1 NB RBER 3 (6) where: 1 = 10 to 30, average number of errors per burst for the BER in the range from 1 x 10–3 to BERSES 2 = 1 to 10, average number of errors per burst for the BER in the range from BER SES to RBER 3 = 1, number of errors per burst for the BER lower than RBER NB : number of bits/block (see Table 4) 4.4 Prediction of ESR Finally, the ESR can be calculated using the outage probability, PtR, for a BER equal to the RBER (as determined above), SESR, RBER, m and NB as follows: ESR SESR m n n NB RBER 3 (7) where: 3 = 1, number of errors per burst for BER lower than RBER n = number of blocks/s (see Table 4) The prediction methods for SDH paths given above can also be used for the Plesiosynchronous Digital Hierarchy (PDH) with the following choices: – use the BERSES closest to the transmission rate (Mbit/s), e.g. a VC-12 for a 2 Mbit/s PDH radio; – use the BERSES as given in Table 4 (the BERSES is under study for PDH, but only minor differences are expected). 4.5 Equipment characteristics The equipment characteristics required to design a radio link to conform to the error performance objectives of ITU-T G.826 or G.828 are: Flat fade margins for BER values of: BERSES RBER Signatures (non-faded i.e. unstressed) for BER values of: BERSES RBER RBER 1 = Average number of errors per burst for the BER in the range from 1 x 10–3 to BERSES (10 to 30). 2 = Average number of errors per burst for the BER in the range from BERSES to RBER (1 to 10). 5 References 1. ITU-T Recommendation G.821, 1996, Error performance of an international digital connection forming part of an integrated services digital network. 2. ITU-T Recommendation G.826, 1999, Error performance parameters and objectives for international, constant bit rate digital paths at or above the primary rate. 3. ITU-T Recommendation G.827, 2000, Availability parameters and objectives for path elements of international constant bit rate digital paths at or above the primary rate. 4. ITU-T Rec. G.828, 2000, Error performance parameters and objectives for international, constant bit rate synchronous digital paths. 5. ITU-T Recommendation G.829, 2000, Error performance events for SDH multiplex and regenerator sections. 6. ITU-R F.1491, Error performance objectives for real digital radio links used in the national portion of a 27,500km hypothetical reference path at or above the primary rate. 7. Draft revision of ITU-R P.530-8, 2000, Propagation data and prediction methods required for the design of terrestrial line-of-sight systems.