DRUG TREATMENT PLAN INFORMATION AND CONSENT FORM For Single Patient Under IND#xxxx Patient [initials] TITLE: PROTOCOL NO.: WIRB® Protocol # SPONSOR: INVESTIGATOR: TREATMENT PLAN-RELATED PHONE NUMBER(S): What is a Consent Form? This consent form is written to help you decide if you want to take an experimental drug for your condition. An experimental drug is one that is not approved by the U.S. Food and Drug Administration (FDA). Please read this form carefully. For you to receive this experimental drug, you must give your ‘informed consent’. ‘Informed consent’ includes: Reading this consent form, Having your doctor or your doctor’s staff explain the experimental treatment to you, and Asking your doctor or your doctor’s staff about anything that is not clear. In addition: You may take home an unsigned copy of this consent form. You can think about it or talk to family or friends before you decide. You should not sign this consent form until all your questions have been answered and you are satisfied with the answers. Summary of this Single Patient Treatment Plan: You have been diagnosed with [Name of condition] that has not responded to conventional therapy. You are now considering the use of [name of drug]. This drug is experimental for your condition and not all risks or side effects are known. Some of the side effects may be life threatening. Your insurance coverage may not cover the cost of this experimental drug. There is no promise that your condition will be helped. You do not have to take this experimental drug. Your decision about what to do must be made voluntarily. 1 More detailed information about [DRUG] and this single patient treatment plan follows. Please read it carefully. Details about this single patient experimental drug treatment plan: What will I have to do? What are the risks? Experimental Drug Procedures for this experimental drug treatment plan There may be side effects that are unknown at this time. Other Risks What if there are new findings? You will be told about any new information that might change your decision to take the experimental drug. What will be the benefit to me? Your [CONDITION] may improve; however, there is no guarantee of this. What will it cost me to take part in this single patient experimental drug treatment plan? What alternatives are there if I don’t want to take the experimental drug? If you decide that you don’t want to take the experimental drug, you may want to be given “comfort care.” Comfort care includes pain medication and other support. It aims to maintain your comfort and dignity rather than cure disease. Usually this care can be provided at home. If you think you might prefer comfort care, please discuss with your family, friends and your doctor. Authorization to use and disclose information Federal regulations give you certain rights related to your health information. These include the right to know who will be able to get the information and why they may be able to get it. Your doctor must get your authorization (permission) to use or give out any health information that might identify you. What information may be used and given to others? 2 If you choose to take the experimental drug, your doctor will get personal information about you. This may include information that might identify you. Your doctor may also get information about your health including: Past and present medical records Treatment Plan records Records about phone calls made as part of this experimental drug treatment plan Records about your experimental treatment visits Who may use and give out information about me? Information about your health may be used and given to others by your doctor and staff. This may include information obtained both during and after the experimental treatment. Who might get this information? Anyone working for or with your doctor may have access to your medical and experimental drug treatment information. Information about you and your health that might identify you may be given to: The U.S. Food and Drug Administration (FDA) Department of Health and Human Services (DHHS) agencies Governmental agencies in other countries The Western Institutional Review Board® (WIRB®) Why will this information be used and/or given to others? Information about you and your health that might identify you may be given to others to carry out this single patient treatment plan. Information about how the experimental drug affects your [CONDITION] and the side effects you experience may be given to the FDA and to governmental agencies in other countries. The results from your participation in this experimental drug treatment plan may be published in scientific journals or presented at medical meetings, but your identity will not be disclosed. The information may be reviewed by Western Institutional Review board (WIRB). WIRB is a group of people who independently review research, including single patient treatment plans as required by regulations. What if I decide not to give permission to use and give out my health information? By signing this consent form, you are giving permission to use and give out the health information listed above for the purposes described above. If you refuse to give permission, you will not be able to be treated with the experimental drug. May I review or copy the information obtained from me or created about me? You have the right to review and copy your health information. May I withdraw or revoke (cancel) my permission? 3 Yes, but this permission will not stop automatically. You may withdraw or take away your permission to use and disclose your health information at any time. You do this by sending written notice to your doctor. If you withdraw your permission, you will not be able to continue taking the experimental drug. When you withdraw your permission, no new health information that might identify you will be gathered after that date. Information that has already been gathered may still be used and given to others. Is my health information protected after it has been given to others? If you give permission to give your identifiable health information to a person or business, the information may no longer be protected. There is a risk that your information will be released to others without your permission. What happens if I am hurt while taking the experimental drug? [INSERT COMPENSATION LANGUAGE] By signing this consent form, you will not give up any legal rights. Do I have to agree to take the experimental drug? Your participation in this single patient experimental drug treatment plan is voluntary. You may decide not to take the experimental drug or you may freely withdraw from the single patient treatment plan at any time. Your decision will not result in any penalty or loss of benefits to which you are entitled. In addition, your doctor may stop your participation in this single patient treatment plan at any time without your consent for any reason, including: Your doctor thinks it necessary for your health or safety; You have not followed the treatment plan instructions; Your doctor has stopped the treatment; [drug] is no longer available to your doctor. If you stop taking part in this single patient experimental drug treatment plan before the final visit, your doctor may ask you to have some final tests. Whom do I call if I have questions or concerns? Contact at for any of the following reasons: if you have any questions concerning your participation in this single patient treatment plan, if at any time you feel you have experienced a treatment plan-related injury or a reaction to the experimental drug, or if you have questions, concerns or complaints about the treatment plan. If you have questions about your rights as a patient in this experimental drug treatment plan or if you have questions, concerns or complaints about the treatment plan, you may contact: 4 Western Institutional Review Board® (WIRB®) 1019 39th Avenue SE Suite 120 Puyallup, Washington 98374-2115 Telephone: 1-800-562-4789 or 360-252-2500 E-mail: Help@wirb.com WIRB is a group of people who independently review research, including single patient treatment plans. WIRB will not be able to answer some treatment plan-specific questions, such as questions about appointment times. However, you may contact WIRB if your doctor or your doctor’s staff cannot be reached or if you wish to talk to someone other than your doctor or doctor’s staff. Do not sign this consent form unless you have had a chance to ask questions and have received satisfactory answers to all of your questions. If you agree to this single patient experimental drug treatment plan, you will receive a signed and dated copy of this consent form for your records. CONSENT I have read the information in this consent (or it has been read to me). All my questions about this single patient experimental drug treatment plan and my participation in it have been answered. I freely consent to this single patient experimental drug treatment plan. I authorize the use and disclosure of my health information to the parties listed in the authorization section of this consent for the purposes described above. [if you used a Confidentiality section rather than an Authorization section above replace this text with something similar to “I authorize the release of my medical records for research or regulatory purposes to the sponsor, the FDA, DHHS agencies, governmental agencies in other countries, and WIRB®.”] By signing this consent form, I have not given up any of my legal rights. ________________________________________ Patient Name CONSENT SIGNATURE: ________________________________________ Signature of Patient __________________ Date ________________________________________ Signature of Legally Authorized Representative __________________ Date 5 (when applicable) ________________________________________________________________________ Authority of Patient’s Legally Authorized Representative or Relationship to Patient ________________________________________ Signature of Person Conducting Informed Consent Discussion __________________ Date IF ASSENT IS REQUIRED BY THE BOARD, USE ASSENTSIGNA, ASSENTSIGNC, OR ASSENTSIGNC1 AS APPROPRIATE. Version: 12-03-20014 6