Theoretical background of experimental electrochemistry (KÉM/041E) THEORY AND PRACTICE OF THE ELECTROCHEMICAL QUARTZ CRYSTAL MICROBALANCE Balázs B. Berkes 2011 1 Introduction The quartz crystal microbalance (QCM) is a piezoelectric device capable of extremely sensitive mass measurements. It oscillates in a mechanically resonant shear mode by application of an alternating, high frequency electric field using electrodes which are usually deposited on both sides of the disk. Sauerbrey was the first to recognize that these devices could be used to measure mass changes at the crystal surface. [1] 1.Electroanalytical Chemistry ed. by Allen J. Bard, Volume 17, Marcel Dekker, INC., New York, Basel, Hong Kong 2 History 1918 – Quartz crystal oscillator (Walter Gouyton Cady) (control the frequency of radio broadcasting stations) 1928 – Warren Marrison (Bell Telephone Laboratories), first quartz crystal clock World War II. – radios, radars (Paul Langevin) 1950s – QCM as thickness monitor, gas phase deposition (physics was well established, presence of a contacting liquid would prevent the oscillation) 1980s – EQCM 3 Quartz SiO2 2nd most abundant mineral constituent of sandstone and many rocks (e.g. granite) crystalline forms: α-quartz (crystallizes below 573 °C), β-quartz, tridymite, cristobalite, quartz glass Colored varieties: citrine, rose quartz, amethyst, smoky quartz and milky quartz Enantiomorphic forms of α-quartz 4 Quartz 5 Piezoelectricity - History 1824 – Brewster, pyroelectricity Haüy (the ”father of crystallography”), Becquerel 1880 ”We have found a new method for the development of polar electricity in these same crystals, consisting in subjecting them to variations in pressure along their hemihedral axes.” Jacques Curie 29 October 1855 – 19 February 1941 Pierre Curie 15 May 1859 – 19 April 1906 6 Piezoelectricity - History The piezoelectric formulation was carried out most fully and rigorously by Woldemar Voigt in 1894. (Lehrbuch der Kristallphysik, 1910) Piezoelectricity ”Electricity or electric polarity due to pressure, especially in a crystallized substance, as quartz.” (Webster’s New International Dictionary, 1939) ”Electricity, or electric polarity, resulting from the application of mechanical pressure on a dielectric crystal.” (H. Granicher, "Piezoelectricity," in AccessScience, ©McGraw-Hill Companies, 2008) Woldemar Voigt (2 September 1850 – 13 December 1919) 7 Piezoelectricity Materials exhibiting piezoelectricity: Naturally occuring crystals / materials: Berlinite (AlPO4), sucrose, quartz, rochelle salt, topaz, tourmaline Bone, apatite, collagen, silk, dentin Man-made crsytals / ceramics: Gallium orthophosphate (GaPO4), langasite (La3Ga5SiO14) Barium titanate (BaTiO3), PbTiO3, potassium niobate (KNbO3), LiNbO3 etc. Polyvinylidene fluoride (PVDF)! 8 Piezoelectricity Necessary condition for the piezoelectric effect: absence of a center of symmetry in the crystal structure. 7 crystal systems – 32 crystal classes T Th O Td Oh Cubic C4 S4 C4h D4 C4v D2d D4h Tetragonal D2 C2v D2h Orthorhombic C2 Cs C2h Monoclinic C1 Ci Triclinic C3 S6 D3 C3v D3d Trigonal C6 C3h C6h D6 C6v D3h D6h Hexagonal Piezoelectric (20): C1, C2, Cs, D2, C2v, C4, S4, D4, C4v, D2d, C3, C3h, D3, C3v, C6, D6, D3h, C6v, T, Td The presence of the effect is dependent upon the crystal class and not upon the material, although the degree of the effect is material specific. 9 Piezoelectricity – The Thermodynamic Potentials Green* in 1837 introduced the „strain-energy function” in the treatment of problems in elasticity: the function, when applied to a reversible system is called free energy. Expressed in terms of strains – first thermodynamic potential (ξ) Expressed in terms of stresses – second thermodynamic potential (ζ) 1. These potentials can be expanded in powers and products of the components of strain or stress, thus becoming the sum of homogeneous functions of various degrees. 2. Since for an unstrained body the potential energy is a true minimum, the first-degree term vanishes. 3. Insofar the strains are small, as is usually the case, only quadratic terms need be retained (Hook’s law). *George Green (14 July 1793 – 31 May 1841) yields 10 Piezoelectricity – The Thermodynamic Potentials π = − 1 2 6 + π ππππ π‘ππ 6 6 πβπ π₯β π₯π + β π π = 1 2 − π ′′ πππ πΈπ πΈπ + π π ππβ πΈπ π₯β + π β π‘βπππππ 1 πΆπ 2 2 π π ππ¦πππππππ‘πππ π βπ πβ ππ + π 3 πβ πβ + π β π‘βππππππππ π‘ππ ππππ§ππππππ‘πππ 3 6 ππ πΈπ ππππ π‘ππ 6 6 β 6 1 2 3 πβ π₯β + π β π‘βππππππππ π‘ππ πππππππ‘πππ 3 3 1 2 πππππππ‘πππ 3 3 ππππ§ππππππ‘πππ 3 6 ′ πππ πΈπ πΈπ + π π ππβ πΈπ πβ + π β π‘βπππππ 1 πΆπ 2 2 π ππ πΈπ π ππ¦πππππππ‘πππ 11 Piezoelectricity – The Thermodynamic Potentials π₯β , π₯π : components of the total strain due to all causes πβ , ππ : components of externally applied mechanical stress πΈπ , πΈπ : components of field stength in the crystal πβπ : elastic constants (more appropriate: stiffness coefficients) (πβπ = ππβ ) π βπ : compliance coefficients (m. a.: elastic susceptibility) (π βπ = π πβ ) ′′ ′′ ′′ πππ : susceptibility at constant mechanical strain (πππ = πππ ) ′ ′ ′ πππ : susceptibility at constant mechanical stress (πππ = πππ ) ππβ : piezoelectric stress coefficients (ππβ ≠ πβπ ) ππβ : piezoelectric strain coefficients (ππβ ≠ πβπ ) πΆ: specific heat capacity π = βπ: temperature differing from some standard temperature πβ : coefficients of thermal stress πβ : coefficinets of expansion ππ : pyroelectric constant 12 Piezoelectricity – The Thermodynamic Potentials 21 elastic terms, 6 dielectric, 18 piezoelectric, 6 thermal coefficients and 3 pyroelectric In the elementary theory of elasticity the three elastic constants of an isotropic solid are Young’s modulus (Y), the rigidity or shear modulus (n) and the bulk modulus or voulme elasticity (κ). Stresses and Their Components: A stress is defined as the force per unit area exerted by the portion of the body on one side of a surface element within it upon the portion on the other side. (tensorial nature of stress) In general such a force can be resolved into a normal component, which is a simple pressure (positive or negative) and a tangential component, which is one of the pair of forces producing a shearing stress. 13 Piezoelectricity – The Thermodynamic Potentials Strains and Their Components: ππ = ππβ π₯π₯ = π 11 ππ₯ + π 12 ππ¦ + π 13 ππ§ + π 14 ππ§ + π 15 ππ₯ + π 16 ππ¦ π¦π¦ = π 21 ππ₯ + π 22 ππ¦ + π 23 ππ§ + π 24 ππ§ + π 25 ππ₯ + π 26 ππ¦ π§π§ = π 31 ππ₯ + π 32 ππ¦ + π 33 ππ§ + π 34 ππ§ + π 35 ππ₯ + π 36 ππ¦ π¦π§ = π 41 ππ₯ + π 42 ππ¦ + π 43 ππ§ + π 44 ππ§ + π 45 ππ₯ + π 46 ππ¦ π§π₯ = π 51 ππ₯ + π 52 ππ¦ + π 53 ππ§ + π 54 ππ§ + π 55 ππ₯ + π 56 ππ¦ π₯π¦ = π 61 ππ₯ + π 62 ππ¦ + π 63 ππ§ + π 64 ππ§ + π 65 ππ₯ + π 66 ππ¦ ππ₯ = π11 π₯π₯ + π12 π¦π¦ + π13 π§π§ + π14 π¦π§ + π15 π§π₯ + π16 π₯π¦ ππ¦ = π21 π₯π₯ + π22 π¦π¦ + π23 π§π§ + π24 π¦π§ + π25 π§π₯ + π26 π₯π¦ ππ§ = π31 π₯π₯ + π32 π¦π¦ + π33 π§π§ + π34 π¦π§ + π35 π§π₯ + π36 π₯π¦ ππ§ = π41 π₯π₯ + π42 π¦π¦ + π43 π§π§ + π44 π¦π§ + π45 π§π₯ + π46 π₯π¦ ππ₯ = π51 π₯π₯ + π52 π¦π¦ + π53 π§π§ + π54 π¦π§ + π55 π§π₯ + π56 π₯π¦ ππ¦ = π61 π₯π₯ + π62 π¦π¦ + π63 π§π§ + π64 π¦π§ + π65 π§π₯ + π66 π₯π¦ These are the generalized form of Hook’s law. 6 π βπ ππ = π₯β π 6 ππβ π πβ = 1 β 6 ππβ π πβ = 0 (π ≠ π) β π, β, π = 1, 2, … , 6 14 Piezoelectricity – Fundamental Equations A piezoelectric crystal is placed to an electric field E, and at the same time subjected to a mechanical stress X. The total change in its intermal energy maybe exoressed as: ππ = πππΈ − π₯ππ Assuming the process to be reversible, we can write: ππ ππ πΈ ππ₯ = ππΈ βπΏ π₯ (Lippmann’s theory. He predicted the converse effect.) 15 Piezoelectricity – Fundamental Equations In terms of strains (at constant T): ππ = ππ₯β ππ = ππΈπ 6 3 πΈ πβπ π₯π − π 3 ππβ πΈπ = πβ (converse effect) π 6 ′′ πππ πΈπ + π ππβ π₯β = ππ (direct effect) β In terms of external stresses: ππ = ππβ ππ = ππΈπ 6 3 πΈ π βπ ππ + π 3 ππβ πΈπ = π₯β π 6 ′ πππ πΈπ + π (converse effect) ππβ πβ = ππ (direct effect) β 16 Piezoelectricity – Fundamental Equations Simple example (T = 0, E = E, single stress, single strain): 1 1 π = π πΈ π₯ 2 + π′′ πΈ 2 + ππΈπ₯ 2 2 1 πΈ 2 1 ′ 2 π = π π + π πΈ + ππΈπ 2 2 The piezoelectric strain and stress coefficients are related: 6 πΈ πππ ππβ ππβ = π 6 πΈ πππ π πβ ππβ = π 17 Electrical Equivalent Description Butterworth-van Dyke model of Quartz Crystal Resonator Quartz crystal Au-film (excitation electrode) Au-film (excitation electrode) ~ Rm (resistor) corresponds to the dissipation of the oscillation energy from mounting structures and from the medium in contact with the crystal (i.e. losses induced by a viscous solution). Rm, can also provide important information about a process since soft films and viscous liquids will increase motional losses and increase the value of Rm Cm (capacitor) corresponds to the stored energy in the oscillation and is related to the elasticity of the quartz and the surrounding medium Lm (inductor) corresponds to the inertial component of the oscillation, which is related to the mass displaced during the vibration. Lm, is increased when mass is added to the crystal electrode Co, represents the sum of the static capacitances of the crystal’s electrodes, holder, and connector capacitance 18 Electrical Equivalent Description The impedance of the network can be written as: π π = π πΏπ + 1 1 + π π || π πΆπ π πΆ0 where π = ππ, or π π = π π 2 + π πΏ π + ππ 2 π π πΆ0 where ππ = π π 2 + π πΏ π + ππ2 π 1 πΏπ πΆπ and ππ = 1 πΏπ πΆπ 1 +πΏ πΆ π 0 + 2 π π πΏ2π = ππ 1 + πΆπ πΆ0 ≈ ππ 1 + 19 Electrical Equivalent Description (The resonant frequency of the circuit is defined as the frequency at which the admittance has zero imaginary part.) Quartz crystal resonators applied for microweighing purposes typically operate in series resonance mode. An increase or decrease in the mass of a resonator is equivalent to a corresponding change in the value of L. Impedance The amount of energy lost during oscillation at the resonant frequency is at a minimum. The resonance frequency decreases if something is deposited at the surface of the crystal Picture from http://www.gamry.com/App_Notes/Basics_of_QCM.pdf 20 Electrical Equivalent Description Influence of the parameter values 21 Electrical Equivalent Description Common impedance responses of an EQCM during metal or polymer film deposition Deposition of a metal significantly changes the resonance frequency Deposition of a viscous polymer influences both the resonance frequency and resonance resistance Pictures from http://www.gamry.com/App_Notes/Basics_of_QCM.pdf Many of commercial EQCM devices can detect the resonance frequency and resistance automatically 22 Electrical Equivalent Description H.L. Bandey et al. J. Electroanal. Chem. 410 (1996) 219 23 Frequency – Mass Relationships What are possible contributions to the measured values of Δf? βπ = βππ + βπη + βππ + βππ + βππ π + βππ Effects of: βππ - mass loading, βπη - viscosity and density of the medium in contact with the vibrating crystal, βππ - the hydrostatic pressure, βππ - the surface roughness, βππ π – “slippage” effect etc., Electroanalytical Chemistry ed. by Allen J. Bard and I. Rubinstein, Volume 17, 2003 (V. Tsionsky) βππ - the temperature, The different contributions can be interdependent. Assuming that a sufficiently accurate frequency measurement technique is applied and the effect of extraneous factors are insignificant, then the absolute accuracy of the QCM is predicted by the accuracy of the formula used to convert the frequency measurement to mass change. 24 Frequency – Mass Relationships A linear frequency-to-Mass equation for small mass loads Sauerbrey equation describes the relationship between the resonant frequency shift (Δf) and the added mass (Δm): βπ = βππ + βπη + βππ + βππ + βππ π + βππ βπ = ππ − π0 = − 2π02 βπ π΄ ππ ππ 1 2 = −πΆπ βπ fc is the measured resonant frequency, f0 is the resonant frequency of the unloaded crystal A is the acoustically active surface area, ρq = 2.648 g cm-3 and μq = 2.947 × 1010 N m−2 are the density and the shear modulus of quartz, respectively, m is the change of the surface mass density, Cf is the integral mass sensitivity (56.6 Hz μg-1 cm2 for a 5 MHz AT-cut quartz crystal at room temperature) 25 Frequency – Mass Relationships A linear frequency-to-Mass equation for small mass loads Sauerbrey equation describes the relationship between the resonant frequency shift (Δf) and the added mass (Δm): βπ = βππ + βπη + βππ + βππ + βππ π + βππ βπ = ππ − π0 = − 2π02 βπ π΄ ππ ππ 1 2 = −πΆπ βπ Valid for small mass changes (Δm<10% of the total mass of the quartz). Valid for purely elastic material as quartz or equivalent. Valid if the film is rigidly attached to the electrode; for non-rigid films, calculated mass changes are lower than the "true" values. 26 Frequency – Mass Relationships A general formula for mass determination x tf film µf, ρf quartz crystal µq, ρq 0 u -tq One-dimensional composite resonator model π’π π₯, π‘ = π΄ exp ππ π’π π₯, π‘ = πΆ exp ππ ππ ππ 1 ππ ππ 1 2 2 π₯ + π΅ exp −ππ π₯ + π· exp −ππ ππ ππ 1 ππ ππ 1 2 2 π₯ π₯ 27 Frequency – Mass Relationships The continuity of particle displacement and stress at the film/quartz interface requires the following conditions to be satisfied: π’π 0, π‘ = π’π 0, π‘ ππ ππ’π ππ’π = ππ ππ₯ ππ₯ (at π₯ = 0) Since the two free surfaces are antinodes, we also have ππ’π = 0 (at π₯ = −π‘π ) ππ₯ ππ’π = 0 (at π₯ = π‘π ) ππ₯ 28 Frequency – Mass Relationships Substituting the wave equations into the boundary conditions: ππ ππ π΄−π΅− ππ ππ 1/2 ππ ππ πΆ+ ππ ππ 1/2 π·=0 π΄+π΅−πΆ−π· =0 π΄ − π΅ exp 2ππ ππ /ππ πΆ − π· exp −2ππ ππ /ππ 1/2 π‘π = 0 1/2 π‘π = 0 These equations have nonzero solutions for the coefficients only if 1 ο1 1 1 1 0 ο¨ ο (ο f ο² f / ο q ο² q ) ο exp 2 i ο· ο¨ ο² q / ο q ο© 1/ 2 0 tq ο© 1/ 2 (ο f ο² f / ο q ο² q ) ο1 1 0 0 1 ο¨ 1/ 2 ο exp ο 2 i ο· ο¨ ο² f / ο f ο½0 ο©1 / 2 t f ο© 29 Frequency – Mass Relationships exp 2ππ ππ /ππ exp 2ππ ππ /ππ 1/2 1/2 π‘π − 1 π‘π + 1 = ππ ππ ππ ππ 1/2 exp −2ππ ππ /ππ exp −2ππ ππ /ππ 1/2 1/2 π‘π − 1 π‘π + 1 In terms of trigonometric functions: tan π ππ /ππ 1/2 π‘π 1/2 ππ ππ =− ππ ππ 1/2 tan π ππ /ππ 1/2 π‘π 1/2 Substituting π = 2πππ , ππ /ππ = π£π , ππ /ππ = π£π and introducing a convenient parameter to characterize the film-quartz combination, the acoustic impedance ratio: π = ππ /ππ , where ππ = ππ ππ obtains 1/2 , and ππ = ππ ππ 1/2 , one tan πππ /ππ = −1/π tan πππ /ππ 30 Frequency – Mass Relationships v Using the definition of ππ (ππ = 2tf ) and the trigonometric identity tan π ππ − ππ / f 31 Possible Failures of EQCM 32 Applications of EQCM The quartz crystal microbalance is a piezoelectric sensing device that consists of an oscillator circuit and a crystal, which is incorporated into the feedback loop of the circuit. QCM is normally a stand-alone instrument with a built-in frequency counter and resistance meter. Crystal oscillator (controller) Series resonance frequency and resistance are measured and displayed, and there is an analog output proportional to frequency which can be used to interface e.g. with a potentiostat 33 Applications of EQCM Electrosorption Underpotential deposition of metals Adsorption / Desorption of Surfactant Molecules Multilaye deposition / dissolution Polymer films / conducting polymers Integration with other techniques: EQCM + EQCM + FTIR ellipsometry PBD SPM cyclic voltammetry chronoamperometry chronopotentiometry electrochemical impedance spectroscopy 34 Compendium The quartz crystal microbalance is a piezoelectric sensing device that consists of an oscillator circuit and a crystal, which is incorporated into the feedback loop of the circuit. The frequency response is sensitive to the nature of the contacting environment. Sensitivity of the EQCM is enough to detect sub-monolayer amounts of adsorbates at the electrode surfaces. Selectivity is an obvious drawback of EQCM. Combination of the EQCM with other electrochemical techniques is particularly powerful to elucidate mechanisms of the reactions, as well as to monitor and control many electrochemical processes. Interpretation of EQCM data, however, requires careful account for possible small changes of the electrolyte temperature, viscosity of the electrolyte close to the interface and other effects. 35 References 1. Electroanalytical Chemistry ed. by A.J. Bard, Volume 17, Marcel Dekker, INC., New York, Basel, Hong Kong (D.A. Buttry) 2. Piezoelectricity, Walter Guyton Cady, Volume 1, Dover Publications INC., New York 3. Electroanalytical Chemistry ed. by A.J. Bard and I. Rubinstein, Volume 17, Marcel Dekker, INC., New York, Basel, Hong Kong (V. Tsionsky) 4. Methods and Phenomena ed. by C. Lu, Volume 7, Elsevier, Amsterdam, Oxford, New York, Tokyo (A.W. Czanderna) 5. Hillman, R.: The EQCM: electrogravimetry with a light touch. J. Solid State Electrochem. 15 (2011) 1647-1660 36 Electrical Equivalent Description An impedance spectrum of real quartz crystals with two Au-electrodes High frequency oscillator Quartz crystal Au-film (excitation electrode) Au-film (excitation electrode) ~ 37