Lecture 5 Nuclear Cross Sections In astrophysics we are typically interested in a reaction rate for two reactants, I and j as in e.g., I (j,k) L : nI n j I j v which has units “reactions cm-3 s-1” It is generally more convenient to write things in terms of the mole fractions, YI XI AI nI N A YI so that the rate becomes ( N A )2 YI Y j I j v and a term in a rate equation might be dYI YI Y j N A I j v +.... dt Here denotes a suitable average over energies and angles and the reactants are usually assumed to be in thermal equilibrium We define a cross section for reaction in the usual way: number reactions/nucleus /second number incident particles/cm 2 / second clearly has units of area (cm 2 ) For a Maxwell-Boltzmann distribution of reactant energies the average of the cross section times velocity is 8 I jv 1/ 2 1 kT where is the "reduced mass" Mm = I j M I m j for the reaction I (j, k) L 3/ 2 0 I j (E) E e E / kT dE Center of mass system – that coordinate system in which the total initial momenta of the reactants is zero. The energy implied by the motion of the center of mass is not available to cause reactions. Replace mass by the "reduced mass" M1M 2 = M1 M 2 For T in 109 K, in barns (1 barn = 10-24 cm2), E6 in MeV, and k = 1/11.6045 MeV/GK 6.197 x 10-14 11.6045 E6 / T9 jk v = ( E ) E e dE6 jk 6 6 1/2 3/ 2 ˆ A T9 0 AIA j ˆ A= AI A j for reaction I(j,k)L If you know jk from the lab, or a calculation, in the center of mass frame, just put it in and integrate. The actual form of may be very complicated and depends upon the presence or absence of resonances and the reaction mechanism. In general, however, it is of the form … The Cross Section h 1 D = p k How much I+j looks like the target nucleus with j sitting at its surface. Liklihood of staying inside R once you get there. Area subtended by a Compton wavelength in the c/m system (E) = 2 geometry term Pl (E) penetration factor (E, A) nuclear structure probability a flux of particles with energy E at infinity will reach the nuclear surface. Must account for charges and QM reflection. see Clayton Chapter 4 where D is the Compton wavelenth in the c/m system h2 h2 0.656 barns D 2 2 v 2 E Aö E(MeV) 2 where 1 barn = 10-24 cm 2 is large for a nuclear cross section. M1M 2 M1 M 2 AA Aˆ 1 2 ~ 1 for neutrons and protons A1 A2 ~ 4 for -particles Clayton p. 319ff shows that the solution to Schroedinger's equation for two interacting particles in a radial potential is given by (r) m (r, , ) = l Yl ( , ) r where (r) satisfies -h2 d 2 l(l 1)h2 V (r) E l (r) 0 2 2 2 dr 2 r potential V (r) Z I Z j e2 r V (r) Vnuc The barrier penetration function Pl is then given by (for interacting particles with both charge and angular momentum) 2 () Fl 2 ( ) Gl2 ( ) 1 l This is the solution for Pl 2 Fl 2 (, ) Gl2 (, ) Fl 2 (, ) Gl2 (, ) R<r < l ( R) where F and G, the regular and irregular Coulomb functions are the solutions of the differential equation d 2w 2 L( L 1) (1 )w 0 2 2 d w C1 Fl ( , ) C2 Gl ( , ) rR rR Angular momentum term Classically, centrifugal force goes like mv2 m 2 v2 r 2 L2 Fc = 3 R mR mR 3 One can associate a centrifugal potential with this, L2 Fc R = mR 2 Expressing things in the center of mass system and taking the usual QM eigenvaluens for the operator L2 one has l(l 1) R 2 2 Pl is the barrier penetration function to the nuclear radius R with angular momentum l. In general, Pl Fl (, ) G (, ) 2 2 l where Fl is the regular Coulomb function and Gl is the irregular Coulomb function See Abramowitcz and Stegun, Handbook of Mathematical Functions, p. 537 These are functions of the dimensionless variables = Z I Z j e2 hv 0.1575Z I Z j Aö / E 2 E ö R R 0.2187 AE fm 2 h Physical meaning of Z I Z j e2 v The classical turning radius, r0 , is given by 2 1 2 ZI Z je v = 2 r0 The Compton wavelength on the other hand is = Hence p = r0 2 v ro 2Z I Z j e2 v 2 2 v 2 nb., both and are dimensionless. The probability of finding the particle inside of its classical turning radius decreases exponentially with this ratio. On the other hand, 2 E R = R 2 D h h h p v h 1 2 v2 2 is just the size of the nucleus measured in Compton wavelengths. This enters in, even when the angular momentum and charges are zero, because an abrupt change in potential at the nuclear surface leads to reflection of the wave function. For low interaction energy, (2 >> ) and Z j 0, Pl has the interesting limit 2l(l 1) Pl 2 exp 2 4 2 2 where ö 2 0.2625 Z I Z j AR fm Abramowitz and Stegun, 14.6.7 1/ 2 which is independent of energy but depends on nuclear size. Note: rapid decrease with energy and charge rapid decrease with increasing angular momentum The leading order term for l = 0 is Pl exp 2 = Z I Z j e2 hv 0.1575Z I Z j Aö / E 2 E ö R R 0.2187 AE fm 2 h There exist other interesting limits for Pl , for example when is small - as for neutrons where it is 0 E1/2 P0 3 P1 1 2 1 for cases of interest fo neutron capture 5 P2 9 3 2 4 This implies that for l = 0 neutrons the cross section will go as 1/v. i.e., 1/ 2 2 E P0 E 1/ 2 E For low energy neutron induced reactions, the cross section times velocity, i.e., the reaction rate term, is approximately a constant = Z I Z j e2 hv 0 2 E ö R R 0.2187 AE fm 2 h So providing X(A,E) does not vary rapidly with energy (exception to come), i.e., the nucleus is "structureless" e2 (E) = D Pl X ( A, E) E 2 This motivates the definition of an "S-factor" S(E) (E) E exp(2 ) 0.1575Z I Z j Aö / E Aö AI Aj AI Aj This S-factor should vary slowly with energy. The first order effects of the Coulomb barrier and Compton wavelength have been factored out. ZIZj Again, for accurate calculations we would just enter the energy variation of S(E) and do the integral numerically. However, Clayton shows (p. 301 - 306) that E exp 2 can be replaced to good accuracy by kT E E 2 0 C exp , i.e. a Gaussian / 2 2 where E o is the Gamow Energy E o = 0.122 2 2 ˆ 2 1/3 Z I Z j AT9 MeV and is its full width at half maximum 4 1/2 ˆ 5 = Eo kT = 0.237 Z I2 Z 2j AT 9 3 1/6 MeV f 2 e d A 4/3 dT 3T 3T A T 1/ 3 df d d 2 e 2 e dT dT dT T f T T df 2 (2 e )( ) ( e )( ) 2 2 3T e 3T d e d ln f 2 3 d ln T f Tn n 2 3 For example, 12C + 12C at 8 x 108 K 1/ 3 2 2 12 12 6 6 12 12 4.248 0.8 90.66 n 90.66 2 20.5 3 p + p at 1.5 x 107 K 1 1 1 1 11 4.248 0.015 13.67 1/ 3 n= 13.67 - 2 3.89 3 Thus “non-resonant” reaction rates will have a temperature dependence of the form Constant constant exp( ) 2/3 1/ 3 T T 2 e This is all predicated upon S(Eo ) being constant, or at least slowly varying. This will be the case provided: i) E << ECoul ii) All narrow resonances, if any, lie well outside the Gamow “window” Eo / 2 That is there are no resonances or there are very many overlapping resonances iii) No competing reactions (e.g., (p,n), (p,a) vs (p,g)) open up in the Gamow window In general, there are four categories of strong and electromagnetic reactions determined by the properties of resonances through which each proceeds S(E) ~ const • S(E) ~ const • Reactions that proceed through the tails of broad S(E) highly variable S(E)~ const Truly non-resonant reactions (direct capture and the like) distant resonances • Reactions that proceed through one or a few “narrow” resonances • Reactions that have a very large number of resonances in the “Gamow window” Reaction Mechanisms 1) Direct Capture - an analogue of atomic radiative capture The target nucleus and incident nucleon (or nucleus) react without a sharing of energy among all the nucleons. An example be the direct radiative capture of a neutron or proton and the immediate ejection of one or more photons. The ejected photons are strongly peaked along the trajectory of the incident projectile. The reaction time is very short, ~ R/c ~10-21 s. This sort of mechanism dominates at high energy (greater than about 20 MeV, or when there are no strong resonances in or near the Gamow window. It is especially important at low energies in light nuclei where the density of resonances is very low. The S-factor for direct capture is smooth and featureless. Examples: 3 He( , )7 Be, 2 H(p, )3He, 3He(3He, 2p)4 He 12 C(n, )13C, 48 Ca(n, )49Ca Treating the incoming particle as a plane wave distorted by the nuclear potential results in the “Distorted Wave Born Approximation” often used to calculate direct reactions. Here the incoming particle is represented as a plane wave which goes directly to a standing wave with orbital angular momentum l in the final nucleus. The process involves a a single matrix element and is thus a single step process. Direct capture is analogous to bremsstrahlung in atoms. Direct capture provides a mechanism for reaction in the absence of resonances. Usually DC cross sections are much smaller than resonant cross sections on similar nuclei - if a resonance is present. 2) Resonant Reaction: A two step reaction in which a relatively long-lived excited state of the “compound nucleus” is formed – the “resonance”. This state decays statistically without any memory (other than energy and quantum numbers) of how it was produced. The outgoing particles are not peaked along the trajectory of the incident particle. (This is called the “Bohr hypothesis” or the “hypothesis of nuclear amnesia”). The presence of a resonance says that the internal structure of the nucleus is important and that a “long-lived” state is being formed. Resonances may be broad or narrow. The width is given by the (inverse of the ) lifetime of the state and the uncertainty principle. E t Generally states that can decay by emitting a neutron or proton will be broad (if the proton has energy greater than the Coulomb barrier. Resonances will be narrow if they can only decay by emitting a photon or if the charged particle has energy << the Coulomb barrier.. I. Direct reactions (for example, direct radiative capture) En Sn direct transition into bound states A+n B II. Resonant reactions (for example, resonant capture) Step 1: Coumpound nucleus formation (in an unbound state) G En Sn A+n B Step 2: Compound nucleus decay G B Step 1: Compound nucleus formation (in an unbound state) Sn Step 2: Compound nucleus decay G En I+n K Nucleus I + n S (K) Nucleus I + n Not all reactions emit radiation and stay within the original compound nucleus. One may temporarily form a highly excited state that decays by ejecting e.g., a n, p, or alpha-particle. E.g., I(n,)K: One or more resonances may be present in the Gamow energy window, in which case their contributions are added, or there may be a broad resonance just outside the Gamow energy window, either above or below. The S-factor will be smooth in this latter case. In the case of one or a few narrow resonances it will definitely not be smooth. In the case of many broad overlapping resonances, it will be smooth again. 2.366 - 1.944 0.422 MeV 13 (422) 457 12 What is the energy range of astrophysical interest? Say hydrogen burning at 2 x 107 K, or T9 = 0.020 12 C(p, )13N 1/ 3 12 1 EGamow 0.122 62 12 0.022 12 1 = 0.237 62 12 12 1 12 1 0.0289 MeV = 28.9 keV 1/ 6 0.02 5 0.0163 MeV = 16.3 keV Note on the previous page, there is no data at energies this low. As is generally the case, one must extrapolate the experimental date to lower energies than are experimentally accessible. The S-factor is useful for this. Another Example: RESONANT PLUS Resonance contributions are on top of direct capture cross sections This reaction might be of interest either in hot hydrogen burning at 30 million K or in carbon burning at 800 million K. Consider the latter. 24 Mg(p, )25 Al 2 2 24 1 2 EGamow 0.122 12 1 0.8 24 1 2 2 24 1 = 0.237 12 1 25 1 5 0.8 1/ 3 0.543 MeV 1/ 6 0.447 MeV Now two resonances and direct capture contribute. … and the corresponding S-factor Not constant S-factor for resonances (log scale !!!!) ~ constant S-factor for direct capture Note varying widths ! If a reaction is dominated by narrow resonances, its cross section will be given by the Breit-Wigner equation (see page 347 Clayton, also probs. 3-7 and 3-103). jk ( E ) 2 G j Gk E r 2 Gtot 2 / 4 2 J r 1 (2 J I 1)(2 J j 1) The G’s are the partial widths (like a probability but with dimensions of energy) for the resonance to break up into various channels. These now contain the penetration factors. The lifetime of a resonance is r Gtot Gtot Gk 6.582 1022 MeVsec This cross section will be sharply peaked around r, with a width Gtot The cross section contribution due to a single resonance is given by the Breit-Wigner formula: (E) D 2 Usual geometric factor 656 .6 1 barn A E Spin factor: 2J r 1 (2 J1 1)(2 J 2 1) G1G 2 (E Er )2 (G / 2)2 G1 G2 Partial width for decay of resonance by emission of particle 1 = Rate for formation of Compund nucleus state Partial width for decay of resonance by emission of particle 2 = Rate for decay of Compund nucleus into the right exit channel G Total width is in the denominator as a large total width reduces the relative probabilities for formation and decay into specific channels. G tot G i Rate of reaction through a narrow resonance Narrow means: G E In this case, the resonance energy must be “near” the relevant energy range E to contribute to the stellar reaction rate. Recall: E 1 v ( E ) E e kT dE 3/ 2 (kT ) 0 8 G1 (E)G 2 (E) (E) D (E Er )2 (G(E) / 2)2 2 and For a narrow resonance assume: M.B. distribution ( E ) E e E kT This term contains most of the energy dependence constant over resonance All widths GE constant over resonance 2 constant over resonance ( E) ( Er ) Gi ( E) Gi ( Er ) Then one can carry out the integration analytically (Clayton 4-193) and finds: For the contribution of a single narrow resonance to the stellar reaction rate: 11.605 E r [ MeV] N A v 1.5410 ( AT9 ) 11 3 / 2 [MeV]e The rate is entirely determined by the “resonance strength” T9 cm3 s mole 2J r 1 G1G2 (2 J1 1)(2 J T 1) G Which in turn depends mainly on the total and partial widths of the resonance at resonance energies. Often G G1 G2 Then for G1G2 G1 G GG G2 G1 G G1 1 2 G2 G G1 G2 G G2 And reaction rate is determined by the smaller one of the widths ! Here = G G G G at low energy G Again as example: (Herndl et al. PRC52(95)1078) Direct Sp=3.34 MeV Res. Resonance strengths As one goes up in excitation energy many more states and many more reactions become accessible. As one goes to heavier nuclei and/or to higher excitation energy in the nucleus, the number of excited states, and hence the number of potential resonances increases exponentially. The thermal energy of a non-relativistic, nearly degenerate gas (i.e., the nucleus) has a leading term that goes as T2 where T is the “nuclear temperature. The energy of a degenerate gas from an expansion of Fermi integrals is: E = f( ) + a(kT)2 b (kT)4 + .... here is the density One definition of temperature is 1 ln = kT E where is the number of states (i.e., the partition function) ln ln E T E T d ln ~ 1 E 1 2 dT ~ 2ak T kT T kT dT ln ~ 2ak dT = 2akT + const ~ C exp 2akT and if we identify the excitation energy, E x a(kT)2 , i.e., the first order thermal correction to the internal energy, then E The number of excited states kT2 ~ x (resonances) per unit excitation a energy increases exponentialy = C exp 2 aE x with excitation energy. Empirically a A/9. There are corrections to a for shell and pairing effects. In one model (back-shifted Fermi gas) 0.482 C = 5/6 3/2 A Ex Take N (>>1) equally spaced identical resonances in an energy interval E Generate an energy averaged cross section D E E E ( E ) dE E E D << E G j G k dE E E 1 E E G j Gk E ( E r )2 G r 2 / 4 N dE ( E r )2 G r 2 / 4 dE 2 ( E r )2 Gr 2 / 4 Gr 2 2 2 G j Gk Gr D where T j 2 Gj D 2 N 1 E D T jTk Ttot Transmission Functions: Tj Is a dimensionless number between 0 and 1 that gives the probability that a particle of type j will cross the nuclear surface (with angular momentum l) Tj is related to the “strength function”, < G/D>, which describes how width is distributed smoothly in the nucleus. These functions still contain the barrier penetration functions. This gives the Hauser-Feshbach formula for estimating cross sections where the density of resonances is high. jk (E) = D2 2J 2J I 12J j 1 all Jr r 1 T jl (J , E)Tkl (J , E) Ttot (J , E) Expressions for the transmission functions for n, p, and are given in Woosley et al, ADNDT, 22, 378, (1978). See also the appendix here. This formula has been used to generate thousands of cross sections for nuclei with A greater than about 24. The general requirement is many ( > 10) resonances in the Gamow window. This equation assumes that, for the reaction I(j,k)L, and for I having a given spin and parity, resonances of all spin and parity exist within the compound nucleus for all possible l of interaction. Target ½+ l 0 1 2 3 Possible states 1/2+ 1/2-,3/23/2+, 5/2+ 5/2-, 7/2- For j-projectile = 0+. For other incident particles, their spin must be included in the balance. etc. The sum is over J in the compound nucleus – the right hand column. If the state can be made by more than one value of l, then the T’s are summed over l for each J. More levels to make transitions to at higher Q and also, more phase space for the outgoing photon. Q2 Q1 E3 for electric dipole T (Q 2 ) T (Q1 ) and as a result n Tn T Tn + T is larger if Q is larger T The Q-value for capture on nuclei that are tightly bound (e.g., even-even nuclei, closed shell nuclei) than for nuclei that are less tightly bound (e.g., odd A nuclei, odd-odd nuclei). As a result, nuclear stability translates into smaller cross sections for destruction - most obviously for nuclei made by neutron capture, but also to some extent for charged particle capture as well. This is perhaps the chief reason that tightly bound nuclei are more abundant in nature than their less abundant neighbors (not true for the iron group or in general for why abundances above iron are rare). Summary of reaction mechanisms I(j,k)L Summary of reaction mechanisms I(j,k)L • Add to Q-value and look inside nucleus I+j • Any resonances nearby or in window No Yes Right spin and parity? No Tail of Broad Direct Capture Extrapolate S-factor Yes A few Narrow BreitWigner Many Overlapping HauserFeshbach Special Complications in Astrophysics • Low energy = small cross section – experiments are hard. • Very many nuclei to deal with (our networks often include 1600 nuclei; more if one includes the r-process) • The targets are often radioactive and short lived so that the cross sections cannot be measured in the laboratory (56Ni, 44Ti, 26Al, etc) • Sometimes even the basic nuclear properties are not know - binding energy, lifetime. E.g., the r-process and the rpprocess which transpire near the neutron and protondrip lines respectively. • Unknown resonances in many situations • Target in excited state effects – in the laboratory the target is always in its ground state. In a star, it may not be • Electron screening Nuclei are always completely ionized – or almost completely ionized at temperature in stars where nuclear fusion occurs. But the density may be sufficiently high that two fusing nuclei do not experience each others full Coulomb repulsion. This is particularly significant in Type Ia supernova ignition. Appendix: Barrier Penetration and Transmission Functions Reflection at a Potential Change For simplicity consider the case where the incident particle has no charge, i.e., a neutron In QM there exists reflection whether V increases or decreases Energy incident E reflected 0 x<0 E+Vo Perfectly absorbing – what gets in stays in -Vo p2 E= 2 2 E V(x) x>0 Wave number for incident particles inside well k K 2 E x0 2 ( E Vo ) 2Vo p 2 1 k ( x) Aeikx Be ikx CeiKx x0 Incident wave plus reflected wave x0 Wave traveling to the right ( x), ( x) continuous implies at x=0, A+B=C ikA ikB iKC K B k A 1 K k 1 2 T 1 B A (1 K 2 K ) (1 ) 2 k k 4 K / k 4 Kk K 2 K 2 (k K ) 2 (1 ) (1 ) k k The fraction that “penetrates” to the region with the new potential. and if E Vo T 4k 4 kR 4 4 S P0 K KR KR recall P0 kR 1 where S is the "black nucleus strength function" KR f corrects empiricaly for the fact that the nucleus is not purely absorptive at radius R Though for simplicity we took the case l = 0 and Z = 0 here, the result can be generalized to reactants with charge and angular momentum For Z= 0 P0 l 0 3 P1 1 2 l 1 5 P2 9 3 2 4 l2 For Z > 0 ZI Z j e 2 v 2 E 2 0.1575 Z I Z j Aˆ E ( MeV ) ˆ R ( fm) R0 0.2187 AE 0 Pl Fl ( , ) Gl 2 ( , ) 2 It is customary to define the transmission function for particles (not photons) as T 4 S f ( Pl ) where S is the strength function defined as S 3 2 j2 R2 D which is a constant provided that j2 D, the level spacing. This is consistent with the definition T 2 G D Here “f” is the “reflection factor”, empirically 2.7 for n and p and 4.8 for alpha-particles, which accounts for the fact that the reflection is less when the potential does not have infinitely sharp edges at R. Hence the transmission is increased. The transmission functions are parameterized in terms of the radius of an “equivalent square well” and its potential. For nuclei A < 65 R = 1.25 A1/3 + 0.1 fm 1.09 A1/3 + 2.3 fm for n,p for alpha particles 1 S KR 2 Vo K 2 Vo 60 MeV This is expounded more in the next two pages. Analogously the photon transmission function is defined as: T 2 G D Phase space Strength function * phase space factor E 3 for dipole radiation E 5 for quadrupole radiation The strength function is usually taken to be a constant or else given a ``Giant Dipole” (Lorentzian) form. The transmission functions to the ground state and each excited state are calculated separately and added together to get a total photon transmission function. Typically G ~ eV – larger for large E in the transition; smaller if a large J is required or E is small. For nucleons and alpha particles it can be shown (Clayton 330 – 333) that 3 2 2 125.41 MeV 2 Gj j Pl j Pl 2 2 ˆ AR ( fm) R l where j2 is the “dimensionless reduced width” which must be evaluated experimentally, but is between 0 and 1 (typically 0.1). The resulting widths are obviously very energy sensitive (via Pl) but for neutrons and protons not too much less than the Coulomb energy, they are typically keV to MeV. The decay rate of the state is qualitatively given by (Clayton p 331) aside: probability/sec for particle from decaying system to cross large spherical shell 1 = velocity at infinity * penetration factor * probability per unit dr that the particle is at the nuclear radius dr = G = v Pl 3 2 3 v 3 2 2 R P P l R R2 R2 l 3 4 R 2 dr where is the probability per unit radius 3 R 4 / 3 R for finding the nucleon if the density is constant 2 dimensionless constant < 1 = kR v R 2 E 2 R d (volume) volume