Oncotype DX® Breast Cancer Assay Clinical Data Review Post-SABCS 2011 Update 2 Agenda • SABCS 2011 Meeting Overview • Clinical Validation of the Oncotype DX® Breast Cancer Assay for DCIS Patients – ECOG 5194 Podium Presentation • New Data for Patients with Invasive Breast Cancer – – – – Oncotype DX reveals underlying biology in the neoadjuvant setting Traditional clinical pathologic measures cannot predict the Recurrence Score® Assay quality assurance is critical Oncotype DX Changes Treatment Decision in Node Negative and Node Positive Breast Cancer • Advances in New Technology: Next Generation Sequencing • Closing Remarks 3 SABCS 2011 Meeting Overview • Understanding and treating the underlying biology – Quantifying recurrence risk in DCIS – New therapeutic regimens in ER-positive breast cancer – Combination antibody therapy for HER-2 positive disease – Continual advances in basic research and technology Clinical Validation of the Oncotype DX® Breast Cancer Assay for DCIS Patients A QUANTITATIVE MULTIGENE RT-PCR ASSAY FOR PREDICTING RECURRENCE RISK AFTER SURGICAL EXCISION ALONE WITHOUT IRRADIATION FOR DUCTAL CARCINOMA IN SITU (DCIS): A PROSPECTIVE VALIDATION STUDY OF THE DCIS SCORE FROM ECOG E5194 Solin LJ, Gray R, Baehner FL, Butler S, Badve S, Yoshizawa C, Shak S, Hughes L, Sledge G, Davidson N, Perez EA, Ingle J, Sparano J, Wood W Eastern Cooperative Oncology Group (ECOG) North Central Cancer Treatment Group (NCCTG) Genomic Health, Inc (GHI) 2011 San Antonio Breast Cancer Symposium Solin LJ et al, San Antonio Breast Cancer Symposium 2011; Abstract S4-6. PRESPECIFIED STUDY OBJECTIVES Primary: To determine whether there is a significant association between the DCIS Score and the risk of an ipsilateral breast event (IBE) Secondary: To determine whether the DCIS Score provides value beyond standard clinical and pathologic factors Conditional (if DCIS Score validated): To evaluate the Recurrence Score as a predictor of risk of an ipsilateral breast event (IBE) Solin LJ et al, San Antonio Breast Cancer Symposium 2011; Abstract S4-6. 7 DCIS SCORE: 10-YEAR IPSILATERAL BREAST EVENTS (IBE) BY RISK GROUP ANY IBE Solin LJ et al, San Antonio Breast Cancer Symposium 2011; Abstract S4-6. INVASIVE IBE 8 DCIS SCORE: 10-YEAR RISK OF AN IPSILATERAL BREAST EVENT (IBE) ANY IBE Solin LJ et al, San Antonio Breast Cancer Symposium 2011; Abstract S4-6. INVASIVE IBE 9 SUMMARY: DCIS SCORE 1. Present study validates the DCIS Score as a predictor of an ipsilateral breast event (IBE) and invasive IBE 2. DCIS Score quantifies 10-year risk of IBE - Continuous variable or 3 risk groups 3. DCIS Score provides independent information on IBE risk beyond clinical and pathologic variables - Including tamoxifen, grade, and negative margin width - Identifies underlying tumor biology 4. DCIS Score provides a new clinical tool to guide treatment selection for patients with newly diagnosed DCIS Solin LJ et al, San Antonio Breast Cancer Symposium 2011; Abstract S4-6. Oncotype DX® Reveals Underlying Biology in the Neoadjuvant Setting 11 Previous Studies Evaluating the Recurrence Score as a Predictor of Neoadjuvant Chemotherapy Response 1Gianni Neoadjuvant Anthracyline-Taxane Treatment1 (N=89) Neoadjuvant Docetaxel Treatment2 (N=72) P=0.005 P=0.0079 L, et al. J Clin Oncol. 2005. 2Chang JC, et al. Breast Cancer Res Treat. 2008. Ixabepilone and Cyclophosphamide as Neoadjuvant Therapy in HER2-Negative Breast Cancer with Exploratory Oncotype DX® Assessments: A Sarah Cannon Research Institute Phase II Trial Yardley DA,1,2 Peacock NW,1,2 Hendricks C,3 Huh SY,4 Ketchum S,5 Chao C,6 Yoshizawa C,6 Burris HA,1,2 Hainsworth JD1,2 1Sarah Cannon Research Institute, Nashville, TN; 2Tennessee Oncology, PLLC, Nashville, TN; 3Center for Cancer and Blood Disorders, Bethesda, MD; 4Providence Medical Group, Terre Haute, IN; 5Mercy Hospital, Portland, ME; 6Genomic Health, Inc.®, Redwood City, CA Yardley DA et al, San Antonio Breast Cancer Symposium 2011; Abstract P5-13-09. 13 Study Objectives • To correlate the baseline Oncotype DX® Recurrence Score® with – pCR rate to neoadjuvant ixabepilone/cyclophosphamide – Clinical response rate to neoadjuvant ixabepilone/cyclophosphamide • To compare Recurrence Score results determined at baseline to those determined after completion of neoadjuvant ixabepilone/cyclophosphamide Yardley DA et al, San Antonio Breast Cancer Symposium 2011; Abstract P5-13-09. Clinical Characteristics and Neoadjuvant Treatment Results in Patients with Baseline Recurrence Score® Results Characteristic (N=138) Number of Patients Median age, years (range) 51 (30-79) ER+ 75 (54%) Hormone receptor status PR+ 61 (44%) ER-/PR- 62 (45%) Low (<18) 20 (14%) Baseline Oncotype DX Recurrence Score Intermediate (18-30) 23 (17%) High (≥31) 95 (69%) Completed 6 cycles of neoadjuvant chemotherapy 112 Definitive surgery performed 108 Clinical response to neoadjuvant treatment (N=112) Pathologic Complete Response (N=108) CR 30 (27%) CR + PR 70 (63%) 19 (18%) Yardley DA et al, San Antonio Breast Cancer Symposium 2011; Abstract P5-13-09. 14 15 Correlation of Pathologic Complete Responses and Baseline Recurrence Score® Results Baseline Recurrence Score (N=108) Baseline RS Group Proportion (%) with pCR Low (RS<18) Intermediate (RS 18-30) High (RS≥31) 0/19 (0%) 0/17 (0%) 19/72 (26%) Mantel-Haenszel Chi-square p=0.002 Logistic Regression of Continuous RS Variable Continuous RS Odds Ratio 95% CI P-value 57.9 (9.5,583) <0.001 • There were NO pCRs in tumors with either “Low” or “Intermediate” baseline Recurrence Scores (RS≤30). • A high Oncotype DX® Recurrence Score, analyzed either by RS group or as a continuous variable, was strongly associated with a pCR to neoadjuvant chemotherapy. Yardley DA et al, San Antonio Breast Cancer Symposium 2011; Abstract P5-13-09. 16 Paired Baseline and Post-treatment Recurrence Score® Results o o ER+ by IHC (n=44) ER- by IHC (n=28) Spearman correlation Overall: 0.82 (95% CI 0.72-0.88) ER+: 0.60 (95% CI 0.37-0.76) ER-: 0.55 (95% CI 0.21-0.76) Lin’s concordance: correlation Overall: 0.76 ER+: 0.72 ER-: 0.44 N=72 samples • • • Paired baseline and post-treatment Recurrence Scores demonstrated concordance. ER negative tumors demonstrated higher Recurrence Scores at baseline and after neoadjuvant chemotherapy. 13 of 40 tumors (33%) with a high RS at baseline had residual tumor with low or intermediate RS after neoadjuvant chemotherapy. No tumors with initial low or intermediate RS had high risk RS after neoadjuvant chemotherapy. Yardley DA et al, San Antonio Breast Cancer Symposium 2011; Abstract P5-13-09. 17 Summary and Conclusions • Baseline Oncotype DX® Recurrence Score ® Results were highly predictive of the likelihood of achieving a pCR with neoadjuvant ixabepilone/cyclophosphamide. • All pCRs occurred in patients with baseline high risk Recurrence Scores (≥31). • There was high concordance (Spearman coefficient = 0.82) and agreement (Lin’s concordance correlation = 0.76) in Recurrence Scores determined at baseline and after neoadjuvant chemotherapy, suggesting that most tumors retain the same molecular characteristics. • Further follow-up is necessary to confirm that Oncotype DX Recurrence Scores correlate with survival endpoints in addition to pCR rate. • Oncotype DX Recurrence Scores may provide important prognostic information in patients who are candidates for neoadjuvant chemotherapy. Identification of patients unlikely to achieve pCR with current regimens may be useful in the design of future clinical trials. Yardley DA et al, San Antonio Breast Cancer Symposium 2011; Abstract P5-13-09. Traditional Clinical Pathologic Measures Cannot Predict the Recurrence Score® Prospective Comparison of Risk Assessment Tools in Early Breast Cancer (Recurrence Score®, uPA/PAI-1, Central Grade, and Luminal Subtypes): Final Correlation Analysis from the Phase III WSG planB Trial Gluz O,1,2 Kreipe HH,³ Degenhardt T,1 Christgen M,³ Kates R,1 Liedtke C, 1,4 Shak S,5 Clemens M,6 Markmann S,7 Uleer C,8 Augustin D,9 Thomssen C,10 Nitz U,1,2 and Harbeck N 1,11 on behalf of the planB investigators 1West German Study Group, Moenchengladbach, Germany; 2Bethesda Hospital, Moenchengladbach, Germany; ³Institut of Pathology, Medical College, Hanover, Germany; 4University Hospital Muenster, Muenster, Germany; 5 Genomic Health, Redwood City, CA.; 6Hospital Mutterhaus, Trier, Germany; 7University Hospital Suedstadt, Rostock, Germany; 8Gynecological Practice, Hildesheim, Germany; 9Hospital Deggendorf, Deggendorf, Germany; 10University Halle, Halle, Germany; 11 Breast Center, University of Cologne, Cologne, Germany Gluz O et al, San Antonio Breast Cancer Symposium 2011; Abstract S4-3. 20 Plan B Trial Design HER2-negative Primary Breast Cancer HR• • • • pT1-4 free margins pN+ pN0 high risk • • • • • pT>2cm G2-3 uPA/PAI-1↑ HRage <35 years HR+ R E C U R R E N C E S C O R E 0-3 LN and RS>11 or ≥ 4 LN 0-3 LN and RS<11 R A N D O M I Z A T I O N T75C600 x 6* E90C600x4 Doc100 x4* Endocrine therapy* * Endocrine therapy and RT according to national guidelines Gluz O et al, San Antonio Breast Cancer Symposium 2011; Abstract S4-3. 21 Patient Characteristics Recurrence Score® Central tumor bank population population n=2549* n=3033 Age < 50 > 50 Median 33% 67% 56 years 33% 67% 56 years Nodal status pN0 pN1 pN2/3 62% 33% 5% 62% 33% 5% Tumor size < 20 mm > 20 mm 55% 45% 55% 45% Central grade G1 G2 G3 5% 63% 32% 5% 57% 39% *Baseline data not available for two patients Gluz O et al, San Antonio Breast Cancer Symposium 2011; Abstract S4-3. 22 Risk Distribution by Recurrence Score® Gluz O et al, San Antonio Breast Cancer Symposium 2011; Abstract S4-3. 23 Recurrence Score ® by Ki-67 Plan B Cut-offs high risk high risk (>25) (>25) intermediate intermediate risk (12-25) risk (12-25) low risk low risk (0-11) (0-11) 9% 32% 11% 41% 67% 55% 68% 48% 24% 13% 22% 11% Ki-67 <14 Ki-67 14 Gluz O et al, San Antonio Breast Cancer Symposium 2011; Abstract S4-3.. Ki-67 <20 Ki-67 20 24 Recurrence Score ® by Ki-67 Standard Cut-offs high risk high risk (≥31) (≥31) intermediate intermediate risk (18-30) risk (18-30) low risk low risk (<18) (<18) 3% 19% 3% 26% 36% 43% 38% 44% 61% 38% 59% 30% Ki-67 <14 Ki-67 14 Gluz O et al, San Antonio Breast Cancer Symposium 2011; Abstract S4-3.. Ki-67 <20 Ki-67 20 25 Recurrence Score® by Central Grade Plan B Cut-offs high risk (>25) intermediate risk (12-25) low risk (0-11) Concordance is limited • If the RS is high it is quite likely that central grade is high. • However, the converse is not true. 4% 12% 43% 72% 67% 46% 24% 21% 11% 1 2 Central grade Gluz O et al, San Antonio Breast Cancer Symposium 2011; Abstract S4-3.. 3 26 Recurrence Score® by Central Grade Standard Cut-offs high risk (≥31) intermediate risk (18-30) low risk (<18) Concordance is limited • If the RS is high it is quite likely that central grade is high. • However, the converse is not true. 5% 30% 37% 39% 39% 63% 56% 31% 1 2 Central grade Gluz O et al, San Antonio Breast Cancer Symposium 2011; Abstract S4-3.. 3 27 Conclusions • Large phase III prospective study comparing two CT regimens. Data presented: correlation between RS and uPA/PAI-1, central grade, and Ki-67in patients with HR+, N+/- early stage breast cancer at baseline. • RS data available in large cohort of 2,549 patients. • This study demonstrated only a moderate correlation between RS and Ki-67 and RS and central grade. Weak concordance was observed between RS and uPA/PAI-1. As previously demonstrated in multiple studies, Oncotype DX® provides an individualized RS result that cannot be predicted by traditional clinicopathologic measures. Gluz O et al, San Antonio Breast Cancer Symposium 2011; Abstract S4-3. Assay Quality Assurance is Critical Consistency and Control in Clinical Assay Technology over Time: The Oncotype DX® Recurrence Score® and Assessment of Single Gene Expression Levels Baehner FL,1,2 Butler S,1 Anderson J,1 Ballard J,1 Tan V,1 Tharayanil A,1 Shak S1 1Genomic Health, Inc., Redwood City, CA; 2University of California, San Francisco, San Francisco, CA Baehner FL et al, San Antonio Breast Cancer Symposium 2011; Abstract P1-07-11. 30 Background • The American Society of Clinical Oncology® and College of American Pathology® have highlighted the importance of consistency and control in clinical assay technology.1-2 • The Genomic Health clinical laboratory quality assurance and quality control programs and biannual proficiency testing ensures consistency and reproducibility for the RS and quantitative single gene results for ER, PR, and HER2. 1Wolff A et al, J Clin Oncol 2007. 2Hammonds E et al, J Clin Oncol 2010. Baehner FL et al, San Antonio Breast Cancer Symposium 2011; Abstract P1-07-11. 31 Methods • All tumors successfully analyzed in the Genomic Health laboratory from January 1, 2005 to March 31, 2011 were included. • Descriptive statistics for the Recurrence Score® value, the average reference gene expression level, and expression levels for quantitative single genes ER, PR and HER2 were calculated for each calendar year. - Single gene reporting (ER, PR, HER2) began in 2008. • The associations by year between HER2 and GRB7, ER and HER2, and ER and PR expression levels were characterized using scatterplots and correlation statistics. • Subgroup analyses were conducted by histological tumor type, core biopsy versus excision, and whether micro-dissection was done. Baehner FL et al, San Antonio Breast Cancer Symposium 2011; Abstract P1-07-11. 32 Recurrence Score® Distribution Over Time • RS distribution is consistent over time. • The average and median RSs are 19.5 and 17, respectively. • Approximately 50% of cases have a RS between 12 and 24. Baehner FL et al, San Antonio Breast Cancer Symposium 2011; Abstract P1-07-11. 33 Reference Gene Distributions Reference Gene Average Reference Gene Distribution by Year 31 30 29 28 27 26 2005 • • 2006 2007 2008 2009 2010 2011 The distribution of the average non-normalized level of expression for the five reference genes remained consistent over time, with non-systematic variation in the median value within approximately 0.5 units. The middle 50% of cases were within one unit, indicating consistently low variation in reference gene expression levels. Baehner FL et al, San Antonio Breast Cancer Symposium 2011; Abstract P1-07-11. 34 ER Quantitative Gene Distributions ER Quantitative Distribution by Year 13 12 ER 11 10 9 8 7 2008 2009 2010 2011 • The distribution of quantitative ER and PR expression was consistent over time. Baehner FL et al, San Antonio Breast Cancer Symposium 2011; Abstract P1-07-11. 35 HER2 Quantitative Gene Distributions HER2 Quantitative Distribution by Year 11 HER2 10 9 8 7 2008 % HER2 positive: • • 2.2% 2009 1.9% 2010 1.5% 2011 1.2% The distribution of quantitative HER2 expression was consistent over time, with a wide range of HER2 expression noted. The majority of cases show HER2 expression levels consistent with HER2 normal status. Baehner FL et al, San Antonio Breast Cancer Symposium 2011; Abstract P1-07-11. 36 HER2 and GRB7 Quantitative Gene Distributions • Year Pearson Correlation, Regression Slope 2008 0.80, 0.76 • 2009 0.79, 0.75 2010 0.77, 0.74 2011 0.77, 0.74 HER2 and GRB7 gene expression are highly correlated High degree of similarity over time in the distributions of HER2 and GRB7 Baehner FL et al, San Antonio Breast Cancer Symposium 2011; Abstract P1-07-11. 37 Conclusions • This study evaluated consistency of RS and single gene expression levels for ER, PR, and HER2 over a 6 year period (2005 to 2011) in 207,691 patient cases. • Multiple quality control and quality assurance processes have resulted in consistent performance of the Oncotype DX® Breast Cancer Assay. • A high degree of consistency and no systematic change in expression level for reference genes, RS, ER, PR, or HER2 was observed. 37 Baehner FL et al, San Antonio Breast Cancer Symposium 2011; Abstract P1-07-11. Oncotype DX® Changes Treatment Decision in Node Negative and Node Positive Breast Cancer Impact of the Recurrence Score® on Adjuvant Decision-Making in ER-positive Early Breast Cancer - Results of a Large Prospective Multicentre Decision Impact Study in Nodenegative and Node-positive Disease Rezai M,1 Eiermann W,2 Kümmel S,3 Kühne T,4 Warm M,5 Friedrichs K,6 Schneeweiss A,7 Markmann S,8 Eggemann H,9 Hilfrich J,10 Jackisch C,11 Witzel I,12 Eidtmann H,13 Kaufmann M,14 Blohmer J15 1 Luisenkrankenhaus, Düsseldorf, 2Rotkreuzkrankenhaus, München, 3Kliniken Essen Mitte, Essen, 4Klinikum, Esslingen, 5Krankenhaus Holweide, Köln, 6Mammazentrum, Hamburg, 7Nationales Tumorcentrum, Universität Heidelberg,, 8Universitätsklinikum, Rostock , 9Universitätsklinikum, Magdeburg ,10Eilenriedeklinik, Hannover, 11Klinikum, Offenbach, 12Universitätsklinikum, Hamburg , 13Universitätsklinikum, Kiel 14Universitätsklinikum, Frankfurt, 15Sankt Gertrauden-Krankenhaus, Berlin Rezai M et al, San Antonio Breast Cancer Symposium 2011; Abstract P2-12-26. 40 Changes in Treatment Recommendations Based on the Oncotype DX® Results Patients N Overall Change Rate Pre- to Post-Oncotype DX CHT to HT HT to CHT Other All evaluable 366 121 33.1% (95% CI 28.3 – 38.1) 79 21.6% 39 10.7% 3 0.8% Node-negative 244 74 30.3% (95% CI 24.6 – 36.5) 45 18.4% 28 11.5% 1+ 0.4% Node-positive 122 47 38.5% (95% CI 29.9 – 47.8) 34 27.9% 11 9.0% 2* 1.6% 95% confidence intervals calculated using Clopper-Pearson method +Observation to CHT *Observation to HT, CT to CHT Rezai M et al, San Antonio Breast Cancer Symposium 2011; Abstract P2-12-26. Australian Decision Impact Study: The impact of Oncotype DX® Recurrence Score® (RS) on Adjuvant Treatment Decisions in Hormone Receptor Positive (HR+), Node-negative (N0) and Node-positive (N+) Early Stage Breast Cancer (ESBC) in the Multidisciplinary Clinic (MDC) de Boer RH,1 Baker C,2 Speakman D,3 and Mann GB4 1Royal Melbourne Hospital, Melbourne, Victoria, Australia; 2Austin Hospital, Melbourne, Victoria, Australia; 3Peter MacCallum Cancer Institute, Melbourne, Victoria, Australia; 4Royal Melbourne and Royal Women’s Hospital, Melbourne, Victoria, Australia de Boer RH et al, San Antonio Breast Cancer Symposium 2011; Abstract P4-09-18. 42 Changes in Treatment Recommendations Based on the Oncotype DX® Results Patients N Overall Change Rate CHT to Pre- to Post-Oncotype DX HT HT to CHT All evaluable 151 36 24% 24 15.9% 12 7.9% Node-negative 101 23 22.8% 12 11.9% 11 10.9% Node-positive 51 13 26% 12 24% 1 2% de Boer RH et al, San Antonio Breast Cancer Symposium 2011; Abstract P4-09-18. 43 Conclusions • There were multiple decision impact studies presented at SABCS in both node-positive and node-negative patients.1-3 • Changes in treatment decisions ranged from 23.8% to 33.1%. • These results are consistent with previous studies performed worldwide showing that the RS changes treatment decisions approximately a third of the time.4 M et al, San Antonio Breast Cancer Symposium 2011; 2de Boer RH et al, San Antonio Breast Cancer Symposium 2011; 3Holt S et al, San Antonio Breast Cancer Symposium 2011; 4 Hornberger J et al, St Gallen International Breast Cancer Conference 2011 1Rezai Advances in New Technology: Next Generation Sequencing Breast Cancer Recurrence Risk Probed by Whole Transcriptome Next Generation Sequencing in 136 Patients Baker J,1 Liu ML,1 Crager M,1 Stephans J,1 Pho M,1 Jeong J,1 Scott A,1 Ambannavar R,1 Morlan J,1 Pelham R,1 Qu K,1 Mena R,2 Esteban J,2 Collin F,1 and Sinicropi D1 1Genomic Health, Inc.®, Redwood City, CA; 2Providence Saint Joseph Medical Center, Burbank, CA Baker J et al, San Antonio Breast Cancer Symposium 2011; Abstract PD-03-09. 46 Summary and Conclusions • Genomic Health reported on the technical performance of whole transcriptome next generation sequencing compared to the 21-gene RT-PCR Oncotype DX® Breast Cancer Assay. • Whole transcriptome RNA-Seq identified more than 1800 new coding, intronic, and intergenic transcripts that were strongly associated with breast cancer recurrence risk. • This technology has sensitivity and selectivity comparable to RTPCR, can provide a vast increase in the number of interrogated transcripts, can reveal new biological relationships, and has excellent performance suitable for the discovery of RNA biomarkers. Baker J et al, San Antonio Breast Cancer Symposium 2011; Abstract PD-03-09. 47 Closing Remarks • These studies support the importance of understanding cancer biology to advance the treatment of breast cancer patients. • Oncotype DX® is the first clinically validated commercial genomic assay quantifying the risk for local recurrence in DCIS patients. • Data from a large phase III prospective study confirms that the Recurrence Score® cannot be predicted by clinical and pathological variables. • A growing body of evidence suggests that the Recurrence Score may help guide neoadjuvant treatment decisions. 48 Closing Remarks • Genomic Health’s quality assurance and quality control programs ensure consistency and reproducibility for the Recurrence Score® and quantitative single gene results for ER, PR, and HER2. • Multiple decision impact studies demonstrate that the Recurrence Score changes treatment decisions in node negative and node positive breast cancer. • Genomic Health is committed to performing cutting edge research to better serve the oncology community (physicians and patients). 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