Wireless Access Code: 9166703926 eDiscovery A Path to Scale the Matterhorn of Data and Rules and Come Out On Top Progress Progress • 2003 – Chaos • 2006 – Federal Rules – Visibility for eDiscovery – Need for education • 2005-2012 – EDRM – common language – Standards – Guidelines – Resources Participation: 2005-2012 250+ organizations: • United States • Europe • Asia/Pacific 1000+ individuals: • Broad spectrum of eDiscovery practitioners • E-discovery service & software providers • Law firms • Corporations • Individuals • Industry Associations • Educational Institutions Participant types: EDRM in 2012 The Move to the Left Processing Preservation Information Management Review Identification Collection Analysis Production Presentation The Move to the Left Processing Preservation Information Management Identification Review Collection Analysis Production Presentation The Move to the Left Bridging the gap between IT, Legal, Compliance, and RIM Contact information Tom Gelbmann Gelbmann & Associates, LLC 290 Grandview Avenue West Roseville, MN 55113 (651) 483-0022 www.gelbmann.biz http://edrm.net http://www.apersee.com Litigation Support: Bridge Between IT and Lawyers Early Interpretation of EDRM IT Emphasis = Left Side Legal Emphasis = Right Side Emphasis Has Shifted Left for Everyone Involved Identification Preservation Collection Identification When Litigation is Imminent... Identifying Relevant Data Sources AND Rule Out Non-relevant Data Sources Process Entails a Series of Interviews (IT Staff, Custodians, Legal Team, etc…) and Data Mapping End Goal is to Prepare a Defensible Collection Action Plan 16 Preservation Pension Committee v. Banc of America, 2010 WL 184312 (S.D.N.Y. Jan. 15, 2010) Failure to issue a written litigation hold; Failure to ease routine deletion of e-mail; Failure to collect ESI from key people; Failure to collect ESI from retained files of ex- employees; and Failure to preserve back-up tapes if only source of relevant information 17 Litigation Hold: The Duty to Preserve “A litigant has a duty to preserve evidence that it knows or should know is relevant to imminent or ongoing litigation.” US ex rel. Koch v. Koch Industries, Inc., 197 F.R.D. 463, 482 (N.D. Okla. 1998) “Once a party reasonably anticipates litigation, it must suspend its routine document retention/destruction policy and put in place a ‘litigation hold’ to ensure the preservation of relevant documents.” Zubulake v. UBS Warburg LLC, 220 F.R.D. 212, 218 (S.D.N.Y. 2003) 18 Preservation – What Not to Do Pringle v. William Adams, Jr. et al., SACV10 - 1656 JST (C.D. Cal 2010) Applicable in More and More Cases Sanctions Adverse Inference Case Dismissal 19 Collection Self-collection – The Fox Guarding the Hen House? Green v. Blitz U.S.A., Inc, 2011 U.S. Dist. (E.D. Tex. 2011) Develop a Plan to Demonstrate Good Faith Enlist Good Vendor Assistance 20 Why Such a BIG Deal? Reduce Risk Exposure Maximize Successful Lawyering Lack of In-house Expertise Translates to Dependency on External Vendors and Associated Costs Impact on Legal Staff Resources to Handle EDiscovery 21 Trend Tracking - The Judiciary and the Rules Trends Resulting in Modifications to Both Process of E-Discovery and How Rules will be Shaped Five Years Ago - E-mail Biggest Challenge Today - Cloud Computing and Social Media Tomorrow - ?? - - Make Way for New Technology 22 Cloud Computing E-Discovery and Social Media E-Discovery and Social Media Crispin v. Christian Audigier, Inc., 717 F. Supp. 2d 965 (C.D. Cal. 2010) Stored Communications Act (“SCA”) 18 U.S.C. Section 2701 (a) (1) Courts face challenge of balancing intent and wave of new technology Predictive Coding Automated process that culls through electronic data and focuses on non-keyword attributes such as context or word frequency “Computer-assisted review is not a magic, Staples- Easy-Button solution appropriate for all cases. The technology exists and should be used where appropriate.” Da Silva Moore v. Publicis Groupe et al., 11-Civ.01279 (S.D.N.Y February 24, 2012) 26 Judiciary Involvement Federal Advisory Committee on Rules of Civil Procedure 7th Circuit E-Discovery Pilot Program 27 7th Circuit E-Discovery Pilot Program Established in 2009 Mission - Develop Pre-trial Litigation Principles Governing E-Discovery to Reduce Cost and Burden Phase One October 2009 - March 2010 Phase Two May 2010 - May 2012 Phase Three In Progress 28 Recommended Steps Establish a Unit Focused on Office-wide Support Educate Attorneys, Paralegals, Client Agencies Foster In-house E-Discovery Workgroup Legal IT Build In-house Capacity Identify Qualified Vendors for Advice and Support Research and Leverage Tools for Success 29 Contact information Lynette Vann Manager, Southern California Litigation Support California Office of the Attorney General 213.897.7594 Lynette.Vann@doj.ca.gov 30 LexisNexis® E-Discovery Solutions Gain greater control over your cases with flexible, integrated software and hosting options. Flexibility •Benefit from products that work together easily, helping you achieve more efficient, effective investigation, analysis and collaboration. •Integrate with third-party software applications, if desired. •Maximize your resources by making the most of customized hosting for cases of virtually any size and complexity. Control •Reduce the volume of data you process, review and store. •Dramatically decrease investigation, analysis and collaboration costs related to managing evidence. Trust •Count on a technology provider committed to ongoing innovation, transparent pricing and prompt, reliable support—all with a focus on delivering the best solution for your agency. 31 LexisNexis Discovery Solutions Mapped to EDRM Future Product Enhancements Concordance® Evolution (July 2012) LAW PreDiscoveryTM & Early Data Analyzer (Sept 2012) Concordance ® 10 (Sept 2012) • Filter data and eliminate duplicate, irrelevant and non-responsive files before processing and full review. • Cut e-discovery and scanned documents down to the 10 – 15% most relevant documents • Manage and review the high volume of documents. • Search, review, produce and share documents relevant to the case. • Effectively capture, organize and evaluate the relevant facts, players and issues in a case. • Develop your case strategy and compile critical case knowledge into a polished PDF report. Litigation Hosting - Managed Technology Services • TimeMap® allows you to transform details from your investigation into polished visual timelines to communicate the sequence of events in a case. • Sanction® allows you to prepare evidence necessary for managing & presenting a case. 32 The Discovery Data Funnel Start with the complete dataset •Cull down data at the source •Pass only the relevant data to be further refined and processed •Review data •Send important case facts, manage all of your case information and build your case strategy •Prepare case facts & evidence for presentation 33 LexisNexis® Discovery Workflow LexisNexis® Early Data Analyzer REDUCE A GLOBAL POPULATION OF DATA DOWN TO A MOUNTAIN Cull Down Unresponsive Data up to 80% LAW PreDiscovery™ REDUCE A MOUNTAIN OF DATA TO A HAYSTACK Expand and Extract Electronic Data (DVD’s, Hard Drives, Flash Dives, Etc.) to Ensure No Key Documents are Missed. Convert Native to Tiff, Number With Headers/Footers, OCR and Export for Full Review Concordance® FIND THE NEEDLE IN THE HAYSTACK Search for Smoking Guns While Protecting Privileged Data CaseMap® STORE YOUR NEEDLE WITH THE OTHER KEY PIECES OF YOUR CASE Store Key Documents, Facts and Research all in one Central Location LexisNexis® Sanction® PREPARE AND PRESENT YOUR NEEDLES Prepare Evidence Necessary for Managing & Presenting a Case 34 Contact information James Orcutt Solution Specialist - LAW PreDiscovery™ eDiscovery & Litigation Management Solutions LexisNexis 937-610-5151 (Direct) 913-314-6039 (Mobile) http://law.lexisnexis.com/law-prediscovery 35 Wireless Access Code: 9166703926