The New CAPTE Evaluative Criteria: Evidence for Clinical Education

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Developing Program Workshop

Department of Accreditation

American Physical Therapy Association

February 2015 – Indianapolis, IN

Structure of the Workshop

• Part 1a (today Mon, 2-6 pm)

– Address issues specifically related to the Candidacy process

• Part 1b (Tues, 8:30-12:30)

– discussion of more general information

– in conjunction with 1 st session of SSW

– there will be some overlap of content*

• Part 2 (SSW: Tues, 2-5; Wed, 8:30-5)

– Discussion of evaluative criteria and the expectations for compliance

© APTA Department of Accreditation, 2011-2015

You may think you know about accreditation, but you haven’t met CAPTE yet!

© APTA Department of Accreditation, 2011-2015

Purposes of this Workshop

1. Provide some comments about the current environment that might affect program development

2. Introduce you to CAPTE

3. Demystify the CAPTE pre-accreditation

(candidacy) process

4. Discuss the general expectations for achievement of candidacy

5. Provide hints about how to develop an

Application for Candidacy (AFC)

6. Describe some of the reasons for denial

7. Answer questions

© APTA Department of Accreditation, 2011-2015

Important Takeaways

• This is a rigorous process designed to foster quality from the beginning

• We’ve given you a roadmap, follow the directions

• We mean what we say

• The burden of proof is on the program

• The Rules change frequently, keep up with them

DPW Resources

• Slides: DPW/SSW

• Part 7 of Rules

• Info about Candidacy Visit & Report

• 2016 Standards and Required Elements

• NOT provided : AFC Instructions

© APTA Department of Accreditation, 2011-2015

CURRENT CONTEXT

1. Number of Programs

2. Students

3. Faculty Availability

4. Clinical Site Availability

5. PT/PTA job market

6. Regulatory environment

7. Discussions in the profession re: expansion of types of support personnel

8. Changes in reimbursement

9. Health care reform

© APTA Department of Accreditation, 2011-2015

© APTA Department of Accreditation, 2011-2015

Number of US Programs

As of

1/18/15

Accredited

PT

Programs

225

Developing

TOTAL

31

256

PTA

Programs

333

51

384

TOTAL

558

82

640

© APTA Department of Accreditation, 2014-2015

Students

PT students

– 30,202 enrolled

– Avg class size = 43

– 63% are female

– 78.9% are White

– Avg age at admit = 24

– Apply to avg. of 5.5 programs

PTA Students

– 13,071 enrolled

– Avg class size = 25

– 64% are female

– 75.7% are White

– Avg age at admit = 28

– ??, but do know that they tend to be place bound

From 2014 AAR and PTCAS data

Graduates

Faculty Availability

(based on 2014 AAR data)

PT Programs

• Current faculty (2014-15)

• 2621 full-time

• 317 part-time

• Student to Faculty ratio: 11.6 to 1

– Open positions in existing candidate & accredited programs

– 169 current

– 179 projected

PTA Programs

• Current faculty (2014-15)

• 896 full-time

• 254 part-time

• Student to Faculty ratio 14.8 to 1

– Open positions in existing candidate and accredited programs

• 24 current

• 33 projected

© APTA Department of Accreditation, 2014-2015

Clinical Site Availability

• Educational experience, not OJT

– Course, with credit attached

– CEC is responsible faculty member

• Issues

– CI qualifications

– Productivity expectations

– # available placements

– Variety issues

© APTA Department of Accreditation, 2011-2015

PT/PTA Job Market

• BLS data

• PT: 73,500 increase 2012-2022

• PTA: 29,300 increase 2012-2022

• APTA prediction model

• Shortage or mal-distribution?

• Anecdotal evidence of shrinking PTA job market in some areas

• Development of new programs: 187 over the past

7 years

• PT programs more than doubled by 2017

• PTA programs more than tripled by 2017

© APTA Department of Accreditation, 2011

Regulatory Environment

• USDE expectations related to meeting required outcomes

– Graduation rates

– Licensure pass rates

– Employment rates

– “Gainful employment” issues

• Transparency and accuracy of information

© APTA Department of Accreditation, 2011-2015

APTA discussions

• APTA in midst of discussions regarding

– the use of supportive personnel, including the PTA.

• Change role of PTA?

• Change curricular content of PT? PTA?

– Change in educational level of PTA?

© APTA Department of Accreditation, 2011

Payment Issues

• Questions being raised regarding the level of payment for services provided by PTAs

• Medicare/Medicaid do not pay for care provided by students

© APTA Department of Accreditation, 2011

Health Care Reform

??????

© APTA Department of Accreditation, 2011

Criteria Revision Process

• Finished!!!!

• New Standards and Required

Elements adopted by CAPTE

November 2014

• Effective January 1, 2016

• All Candidacy decisions beginning with 2015C

© APTA Department of Accreditation, 2011-2015

Meet CAPTE

• Recognized specialized/programmatic accrediting organization*

– Recognized since 1977, but APTA involved in education QA since 1928

• 31 Commissioners/3 working groups*

• Meets in April & November (& July)

– Candidacy & Accreditation decisions

– Central Panel meeting in late July/early August for Candidacy decisions and other business

*More info tomorrow

© APTA Department of Accreditation, 2011-2015

Accreditation

Voluntary, nongovernmental process of external peer review used by US higher education to scrutinize colleges, universities, and educational programs for quality assurance and quality improvement.

© APTA Department of Accreditation, 2011-2015

CAPTE Accreditation

• Voluntary

– You have decided to develop a PT/PTA program

– You are coming to CAPTE seeking accreditation of that program

– Signifies your willingness to abide by CAPTE standards and procedures

• Nongovernmental

• Process of external peer review

• For quality assurance and quality improvement

© APTA Department of Accreditation, 2011-2015

Standards & Required Elements

• Minimum, but not minimal, expectations

• Specific, but not prescriptive, expectations

• A few prescriptive criteria do exist

• Describe what programs need to do, but not how it is to be accomplished

© APTA Department of Accreditation, 2011-2015

2016 Standards

1. Mission, goals, and outcomes

2. Assessment & Planning

3. Institution and Program Integrity

4. Faculty

5. Students

6. Curriculum Plan

7. Curriculum Content

8. Resources

© APTA Department of Accreditation, 2011-2015

BREAK

The CAPTE Candidacy Process

A process based on evidence*

Application for Candidacy

Other documents

Interviews

Observation

Purpose

• Develop a relationship with CAPTE/staff

• Demonstrate institution’s commitment to development of a quality program

• Promote good planning for the proposed program

• Ensure sufficient readiness for implementation of the proposed program

• Increase the chances for a positive accreditation decision

© APTA Department of Accreditation, 2011-2015

Underlying Philosophy

• The charter class deserves the same level of educational quality as subsequent graduates.

– Qualified faculty

– Curricular content / delivery

– Clinical education experiences

– Overall educational experience

– Ability to pass the licensure exam

• And, so do the patients/clients that new graduates will care for.

© APTA Department of Accreditation, 2011-2015

Context: Continuum of development

• Same standards/elements, different expectations

– Plan program

– Achieve Candidacy

• Satisfactory Progress Toward Compliance,

• based on expectations specified in Rules

– Implement program with continued development

& submission of annual reports

– Achieve (initial) Accreditation

• Compliance

– Report outcomes / continued compliance

© APTA Department of Accreditation, 2011-2015

Candidacy vs Accreditation

• Satisfactory Progress toward Compliance

– Varying levels of development related to individual criteria: specified in Rules and AFC instructions

– Bottom line:

• Is there enough in place that it is reasonable to matriculate students into the technical/professional courses?

• Is there a reasonable plan for accomplishing the remaining development activities prior to the accreditation decision?

• Compliance

– Has the program provided evidence that it meets the standards?

– Have the students received an appropriate education to prepare them for practice?

© APTA Department of Accreditation, 2011-2015

Early Activities

(1 of 2)

• Assessment of Feasibility & Need

– May be different for PT or PTA programs

• Local, regional data, national data for PT

• Local, regional for PTA (not just BLS data or a few local clinical providers)

– Lots of prospective students ≠ need for program

– Implications of regulations re: outcomes

• Are there physical therapy jobs where grads want to work?

© APTA Department of Accreditation, 2011-2015

Early Activities

(2 of 2)

• Approvals Required (program & degree)

– Institutional (at highest level required)

– State Higher Ed Regulatory Agency

• Board of Higher Education?

• Institutional licensing/authorizing body?

– Institutional Accreditor

© APTA Department of Accreditation, 2011-2015

Planning for program development and implementation

Factors to consider

– Which candidacy review cycle to seek

– When the charter class is planned to begin professional/technical courses

– When the charter class will be enrolled in the penultimate term of the program

– When charter class is scheduled to graduate

– Timing of licensure examination (fixed dates) following graduation.

© APTA Department of Accreditation, 2011-2015

Planning for program implementation

Timing of licensure examinations

• FSBPT controls administration of the NPTE

• Four administrations per year (began 2013)

– PTA Dates: early January, April, July, October

– PT Dates: late January, April, July, October

• Students cannot register until CAPTE makes positive decision; must register at least 5 weeks prior to testing date

© APTA Department of Accreditation, 2011-2015

Planning for program implementation

Timing of graduation of charter class

• Determines when CAPTE will make the accreditation decision (April or November)

– CAPTE decision prior to graduation (or shortly thereafter)

– At least 10 weeks between on-site visit and CAPTE decision

© APTA Department of Accreditation, 2011-2015

Planning for program implementation

Timing of penultimate term of charter class enrollment

• Determines when the on-site visit for initial accreditation will occur:

– Typically late in the term

© APTA Department of Accreditation, 2011-2015

Planning for program implementation

Timing of matriculation into the program

• Candidacy decision needs to be made at least 30 days prior to matriculation.

• Allows time after the decision to address issues that could arise if there is a negative decision.

© APTA Department of Accreditation, 2011-2015

Planning for program implementation

Selection of Candidacy Cycle

• Determined by planned matriculation of students into the technical/professional phase of the program

Planned Enrollment

Fall

Spring

Decision

Jul/Aug

Nov

Submission Date

March 1

June 1

Summer April December 1

• Submit Developing Program Information Form (DPIF)

• 7 programs per cycle limit; if a requested cycle is full, the program will be placed on the next available cycle. Ties will be broken by date/time of receipt of DPIF

• Currently working on 2016B (June)

© APTA Department of Accreditation, 2011-2015

Candidacy Process: 7 Steps

Notification of intent to seek accreditation

Notification that a PD has been employed to develop the program.

Development of program /

AFC

•Conflict List

•Confirm review cycle

Submission of

AFC & Staff screen to determine bona fides

AFC Review by

Candidacy

Reviewer /

Visit to program /

Candidacy

Visit Report

Respond to visit report

CAPTE decision

© APTA Department of Accreditation, 2011-2015

Candidacy Process

Notification of intent to seek accreditation

Notification that a PD has been employed to develop the program.

Development of program /

AFC

•Conflict List

•Confirm review cycle

Submission of

AFC & Staff screen to determine bona fides

AFC Review by

Candidacy

Reviewer /

Visit to program /

Candidacy

Visit Report

Respond to visit report

CAPTE decision

© APTA Department of Accreditation, 2011-2015

Step 1: Notification of Intent

• New expectation as of November 2014

• Letter of intent to seek accreditation

• Accompanied by documentation that the institution

– is approved to offer post-secondary education and is degree granting

– is accredited by a recognized accreditor

– has approval to develop/offer the proposed program from

• Institution (highest level required)

• State authorizing agency

• Institutional accreditor (at least applied for)

© APTA Department of Accreditation, 2014-2015

Candidacy Process

Notification of intent to seek accreditation

Notification that a PD has been employed to develop the program.

Development of program /

AFC

•Conflict List

•Confirm review cycle

Submission of

AFC & Staff screen to determine bona fides

AFC Review by

Candidacy

Reviewer /

Visit to program /

Candidacy

Visit Report

Respond to visit report

CAPTE decision

© APTA Department of Accreditation, 2011-2015

Step 2A: Employ a Program Director

• This step can occur simultaneously with

Step 1.

• PD should be employed at least 6-9 months prior to planned date for submission of AFC

• Employed means “on board” working at/for the institution on a full-time basis to develop the program

• Qualifications

© APTA Department of Accreditation, 2011-2015

PT PD Qualifications

4G The program director demonstrates the academic and professional qualifications and relevant experience in higher education requisite for providing effective leadership for the program, the program faculty, and the students. These qualifications include all of the following:

• is a physical therapist who holds a current license to practice in the jurisdiction where the program is located;

• has an earned academic doctoral degree (program directors who have been determined by CAPTE as of January 1, 2016 to meet the 2006

Evaluative Criteria expectations without an academic doctoral degree may seek an exemption from this expectation);

• holds the rank of associate professor, professor, clinical associate professor, or clinical professor;

• has a minimum of six years of full time higher education experience, with a minimum of three years of full-time experience in a physical therapist education program.

© APTA Department of Accreditation, 2011

PTA PD Qualifications

4G The program director is a physical therapist or physical therapist assistant who demonstrates an understanding of education and contemporary clinical practice appropriate for leadership in physical therapist assistant education. These qualifications include all of the following:

• a minimum of a master’s degree;

• holds a current license/certification to practice in the jurisdiction where the program is located;

• a minimum of five years (or equivalent), full-time, post licensure experience that includes a minimum of three years (or equivalent) of full-time clinical experience;

• didactic and/or clinical teaching experience;

• experience in administration/management;

• experience in educational theory and methodology, instructional design, student evaluation and outcome assessment, including the equivalent of nine credits of coursework in educational foundations. [Proviso: CAPTE will begin enforcing the expectation for post-professional course work in 2018. This will be monitored in the Annual Accreditation Report.]

© APTA Department of Accreditation, 2011

Step 2B: Notify Accreditation that PD has been Employed

• Official Notification (i.e., on institutional letterhead)

• Include

– Copy of the PD’s CV that justifies qualifications

– Copy of PD contract (salary info redacted)

– Copy of existing policies re: full-time employment

– Statement, signed by CEO and PD, that PD is indeed employed full-time by the institution in accordance with the existing policies

– PD Contact information, incl. email at the institution

© APTA Department of Accreditation, 2011-2015

Step 2B: Notify Accreditation that PD has been Employed

• When all required information has been received, but not before, we will

– Respond with a request for some information about plans for development (DPIF)

– Provide the program director with a username and password for the Portal and instructions for its use, including submission of conflicts

– Add the program to the list of developing programs on

CAPTE’s web site

© APTA Department of Accreditation, 2011

Step 2C: Employ a CEC

• Clinical Education Coordinator MUST be employed at time of AFC submission

• Development of the clinical education component of the program is important and time-consuming

• Much work needs to be done PRIOR to submission of the AFC

– A bona fide AFC rests in large part on the availability of sufficient clinical placements

• Support for the PD in decision-making about program development

© APTA Department of Accreditation, 2011-2015

Candidacy Process

Notification of intent to seek accreditation

Notification that a PD has been employed to develop the program.

Development of program /

AFC

Conflict List

Confirm review cycle

Submission of

AFC & Staff screen to determine bona fides

AFC Review by

Candidacy

Reviewer / Visit to program /

Candidacy Visit

Report

Respond to visit report

CAPTE decision

© APTA Department of Accreditation, 2011-2015

Step 3A: Develop the program

• Contingency Plan

• Mission, goals of the program (relate to institution)

• Expected program outcomes

• Student related policies, procedures, practices

– Admission requirements

• Technical standards

– Recruitment & admission processes

– Grading

– Retention, progression, dismissal

– Professional behavior

– ETC, ETC, ETC

• Faculty related policies, procedures, practices

© APTA Department of Accreditation, 2011-2015

Step 3A: Develop the program

• Curriculum

– Expected student outcomes

– Curriculum plan: organization, sequence, integration

• Rationale for structure structure

All course materials for 1 st half of technical/professional curriculum

• Syllabus to include … reasonably detailed content outline

– Course information, including detailed objectives and content

outline, for 2 nd half

• Resources: faculty, space, equipment, learning resources, etc.

• Clinical Education program

• All other aspects of the program

© APTA Department of Accreditation, 2011-2015

Useful Resources

• APTA documents

– Considerations for Developing Programs

– Normative Models of PT/PTA education

– Minimum Required Skills.... documents

Guide to Physical Therapist Practice (web-based only)

Outcomes Assessment in Physical Therapy Education

– CPI: Clinical Performance Instrument

– CSIF: Clinical Site Information Form

• Consultants

– jodyfrost@apta.org

© APTA Department of Accreditation, 2011-2015

More Useful Resources

CAPTE Accreditation Handbook

– Rules of Practice and Procedure

• Part 7: Candidacy process

• Part 8: Accreditation process

• Part 13: Reconsideration of Adverse Decisions

• Part 14: Appeals

– Standards and Required Elements

– Additional information about process

– Position Papers

• Principles of Good Practice for Distance Learning in Physical Therapy Education

• Role and Qualifications of PTA Program Director

• Expectations and Intent for Full-time Core Faculty in PTA Programs

• The Doctor of Physical Therapy (DPT) as a Faculty Credential

• Physical Therapy Faculty and Scholarship

© APTA Department of Accreditation, 2011-2015

Role of Staff

• Primary role is to facilitate the process

• Staff are NOT consultants to the program

© APTA Department of Accreditation, 2011-2015

Step 3B: Develop the AFC

• Current process requires electronic submission process using the CAPTE

Accreditation Portal

• The AFC has three components:

1. Narrative responses/Portal fields

2. Uploaded Appendices

3. On-site materials

© APTA Department of Accreditation, 2011-2015

The AFC: Narrative

• Description of the plan for program in relationship to each of the Standards and to program’s unique mission

– Addresses every required element, including each of the elements under Standard 7

(Curriculum Content)

– Must be more than re-statement of the criterion; provide evidence of current level of compliance and describe how the program plans to meet the element

– Compose in word processor, cut & paste to portal

© APTA Department of Accreditation, 2011-2015

In the AFC Narrative...

• The requested evidence is intended to answer these generic questions:

– what’s in place now in preparation for student matriculation?

– what still needs to be done to be in full compliance?

– how will full compliance be achieved?

• Provide the information requested in the evidence list for each element.

© APTA Department of Accreditation, 2011-2015

Standards Structure

• Eight Standards

• Required Elements for each Standard

• Evidence of Compliance

– Portal fields

– Narrative

– Appendices (Uploaded Documents)

– On-site materials

© APTA Department of Accreditation, 2014-2015

The AFC Appendices

• Provide the evidence, i.e., the details, that supports or expands upon the statements made in the narrative

– Required appendices are listed in the AFC instructions. Provide (upload to portal) the requested information.

• Required naming conventions*

– Other information can be uploaded at the discretion of the program

© APTA Department of Accreditation, 2011-2015

The AFC: Specified Appendices

• Web site

• Relevant catalog(s)

• Institutional Faculty Handbook

• Institutional Student Handbook

• Faculty/staff union contract, if applicable

• Program Policies and Procedures manual (if available)

• Program Faculty Handbook (if available)

• Program Student Handbook (if available)

• Clinical Education Handbook

© APTA Department of Accreditation, 2011-2015

The AFC: On-site materials

• Additional evidence to support the program’s current or planned progress toward compliance with the elements

– Required information listed in the AFC instructions. Make this information available to the Candidacy Reviewer during the visit.

– Other information at the discretion of the program.

© APTA Department of Accreditation, 2011-2015

Making Friends of the CR and CAPTE

• Follow the instructions for creating the

Application for Candidacy on-line

– Data about program, faculty, budget and courses is entered on portal

– Each narrative response is limited to 5000 characters (incl. spaces and coding)

• HTML formatting codes can be added but count against the 5000 characters

• Longer responses will require upload of additional attachment(s)

© APTA Department of Accreditation, 2011-2015

Making Friends of the CR and CAPTE

• Follow the instructions for creating the

Application for Candidacy on-line

– Appendices in .pdf format*

• Using required names

• Bookmarked

– Large .pdf documents with appropriate bookmarks are preferable to multiple single page documents

• page numbers noted in narrative also appreciated

© APTA Department of Accreditation, 2011-2015

Step 3D: Reconfirm Planned Submission

• Due 90 days prior to planned submission

– On or before

• Dec 1 for Mar 1 submission

• Mar 1 for Jun 1 submission

• Sep 1 for Dec 1 submission

• Conflict list due at this time, if not submitted previously

• VIP: if you do not do this, we will stop the process

– We need the information for planning purposes

© APTA Department of Accreditation, 2011-2015

BREAK

Candidacy Process

Notification of intent to seek accreditation

Notification that a PD has been employed to develop the program.

Development of program /

AFC

•Conflict List

•Confirm review cycle

Submission of AFC &

Staff screen to determine bona fides

AFC Review by Candidacy

Reviewer /

Visit to program /

Candidacy

Visit Report

Respond to visit report

CAPTE decision

© APTA Department of Accreditation, 2011-2015

The CAPTE Accreditation Portal

Access Login Page www.capteonline.org

Step 4A: Submit the AFC

• Deadlines for submission

– On or before Mar 1, Jun 1, Dec 1 regardless of whether it is a work day.

– Have until 11:59 pm ET to click the Submit button

• Signature Page and fee are also due ON OR BEFORE the submission deadline.

– Send it directly to Anastasia DiCicco in an envelope that does not have a window

– Pre-accreditation fee is described in Part 16 of Rules

• Deadlines are firm.

© APTA Department of Accreditation, 2011-2015

Step 4B: Is it bona fide?

Rules PART 7: §7.12(b)

• Met the deadline

• Two representatives, PD and administrator, have attended a DPW; PD attended SSW

• Submitted by the institution where program is to be housed, degree awarded

• One electronic copy (in addition to portal)

• Document is complete:

– In English

– Includes responses to all criteria, all required forms, documents, etc.

© APTA Department of Accreditation, 2011-2015

Step 4B: Is it bona fide?

• Signed by CEO, CAO, Dean, PD

– Agree not to enroll students in professional/technical courses until Candidacy is achieved

– Agree not to increase class size or enroll more than one cohort per year until Accreditation has been achieved & eligible to seek substantive change

– Acknowledge CAPTE’s rules about the timing of the initial accreditation visit

• Candidacy Fee & conflict list have been submitted by the deadlines

© APTA Department of Accreditation, 2011-2015

Step 4B: Is it bona fide?

• AFC includes

– AFC checklist

– Preface

• All required information

– If not provided with Notice of Intent, evidence that the institutional accrediting agency has approved the offering of the physical therapy education program/degree.

• If institutional accrediting agency approval is not necessary, a statement from the institutional accrediting agency to that effect is required.

© APTA Department of Accreditation, 2011-2015

Step 4B: Is it bona fide?

• AFC includes evidence of

– At least two full-time faculty employed;

• Identification of all faculty needed to implement first year

• At least one must be a PT

– Program Director qualifications

• PT: PT w/earned academic doctoral degree & higher education experience

• PTA: PT or PTA w/earned masters degree, 5 years experience

– PTA programs:

• integrated and terminal full-time clinical experiences (520-720 hours)

• Program (incl gen ed, pre-reqs) can be completed in 5 semesters or equivalent (i.e., 80 weeks)

– Sufficient clinical education placements to meet requirement

© APTA Department of Accreditation, 2011-2015

Sufficient Placements

• Expectation has four parts:

– Contractual access to sites

• Fully executed contracts (copy of 1 st pg & sig pg in AFC)

• If multiple locations ID’d in contract, include copy of info

– # placements available as per LOIs

• LOIs for each site, on clinical site letterhead

• Signed by representative at the site , with credentials noted

– For first full-time experience AND any part-time clinical experiences that precede it

• Only this data needed for AFC

• BUT, should be looking for placements for all experiences

– Appropriate variety

© APTA Department of Accreditation, 2011-2015

Sufficient Placements

• Variety issues that need to be addressed

– Program expectation for types of experiences

– Clinical Education sequenced and integrated into the curriculum

• There are reasons for length/timing of CE experience

– Students NOT placed in sites they are NOT prepared for

– Appropriate supervision

• Educational experience, not OJT or solely observation

• Complies with state law

– Supervision provided by PTs (or PTAs if allowable)

– Level of supervision meets state law

© APTA Department of Accreditation, 2011-2015

Determining Sufficient Placements

The “125% Rule”

For the purpose of determining that the “125% rule” has been met, we will only count placements that have

– Fully executed contracts, i.e., signed by all parties

– Letters of Intent

• Signed by a contact located at the PT site that will be providing the clinical experiences

– It is acceptable for this signature to be in addition to the signature of another individual who is organizationally responsible for the CE program

• Sets a definitive number of placements

– If a range is indicated, we will consider only the lower number for purposes of determining whether the “125% rule” has been met

© APTA Department of Accreditation, 2011-2015

Determining Sufficient Placements

Lack of inclusion of placements in our count

– means ONLY that the program has not provided sufficient evidence that those placements can be used to determine that the “125% rule” has been met, which is a requirement for a bona fide AFC.

– is NOT a statement about the quality or appropriateness of any individual placement

– does NOT mean that the program cannot use those placements

© APTA Department of Accreditation, 2011-2015

Sample Table (with unacceptable info)

Available Clinical Education Placements for First FT and preceding

Name of Institution:

Date:

# students enrolled charter class:

125% of the # students enrolled charter class:

Name (on contract)

City, State

Date Contract

Fully Executed

PT Contact AT SITE

(signed LOI)

Date LOI Signed

ABC College

12/12/14

20

25

Type of Experiences # Anticipated Placements as documented in LOI –

PT 644

Part time

PT 666

Full time

N/A

Associated PT

Santa Fe, NM

11/4/13 Jane Doe, PT 1/12/14 OP Ortho Associated PT- East

Taos, NM

0 1

Body Works

Taos, NM

Still Nursing Home

Sante Fe, NM

HealthNorth Corp

Portland, ME

Casa PT

Albuquerque, NM

Mercy Hospital

Santa Fe, NM

1/6/14

10/1/13

6/20/14

4/1/14

Karen Jones, PT

Joe Smith, PT

Sally Finn, PT

Frank Stein, PT

Bob Harris, PT

Chris Fossom, PT

Bob Harris, PT

Noreana Black, PT

Robin McIntrye, PT

Ann Brown, PT

Peter Green, PT

1/31/14

2/20/14

9/12/13

8/1/14

6/7/14

4/2/14

7/7/14

5/22/14

6/1/14

5/1/14

Associated PT- East

Taos, NM

OP Ortho

SNF

1-2

0

1

OP Ortho - Brookhaven PT

Taos, NM

SNF: Bellport Nursing & Rehab,

Albuquerque, NM

OP Ortho: Strong PT

Santa Fe, NM

IP Acute Care: Ruidoso G H

Ruidoso, NM

OP Ortho: PT Works

Taos, NM

Home Care: Helping Hands Home Care

Santa Fe, NM

OP Ortho

Acute Care

OP

SNF

1

1

0

0

1

0

0

1-2

1-2

0

Totals 10 (7)

0

1

1

1

1

1

1

1-3

1

1

2-3

1-2

1-2

20 (14)

PLEASE

DO NOT SUBMIT THE

DOCUMENT

IF YOU KNOW THAT IT IS

NOT BONA FIDE

© APTA Department of Accreditation, 2011

If determined to be

NOT bona fide...

• Program notified of missing information

– Opportunity to provide within two hours

• If still not bona fide, opportunity to challenge the determination by informing staff of the challenge.

• Staff will immediately consult with the Chair of

CAPTE (or a designee) to decide whether the staff determination should stand and will inform the program of the final determination

(if not bona fide, can request next available candidacy cycle)

© APTA Department of Accreditation, 2011-2015

Candidacy Process

Notification of intent to seek accreditation

Notification that a PD has been employed to develop the program.

Development of program /

AFC

•Conflict List

•Confirm review cycle

Submission of AFC & Staff screen to determine bona fides

AFC Review by

Candidacy

Reviewer /

Visit to program /

Candidacy

Visit Report

Respond to visit report

CAPTE decision

© APTA Department of Accreditation, 2011-2015

Step 5A: CR Assignment

• Candidacy Reviewer assigned by staff

– Experienced on-site reviewers

• Application for Candidacy made available to CR on portal

© APTA Department of Accreditation, 2011-2015

Step 5B: CR Visit

• CR reviews document

• CR makes 2 day (spread over 3) visit to verify that what is reported in the AFC is accurate.

– Dates negotiated between CR and PD

• Half-day, Full-day, Half-day

– Interviews with pertinent individuals at institution

– Review of space, support services

– Review of on-site documents

– Brief Exit Summary

© APTA Department of Accreditation, 2011-2015

Step 5C: CR Visit Report

• CR submits a written report to APTA for review and editing.

• Report sent to Program

© APTA Department of Accreditation, 2011-2015

Candidacy Process

Notification that a PD has been employed to develop the program.

Development of program /

AFC

• Conflict List

• Confirm review cycle

Submission of AFC & Staff screen to determine bona fides

AFC Review by Candidacy

Reviewer /

Visit to program /

Candidacy

Visit Report

Respond to visit report

CAPTE decision

© APTA Department of Accreditation, 2011-2015

Step 6: Respond to Visit Report

• Program has opportunity to respond to the

Candidacy Visit Report

– Correct errors of fact

– Correct misinterpretations

– Provide additional information and/or materials that have been developed since the visit

• Response due 30 days after receipt of report; 4-5 weeks prior to CAPTE review

• No additional material accepted after 30 days before the meeting, unless specifically requested by

CAPTE

© APTA Department of Accreditation, 2011-2015

Candidacy Process

Notification that a PD has been employed to develop the program.

Development of program /

AFC

• Conflict List

• Confirm review cycle

Submission of AFC & Staff screen to determine bona fides

AFC Review by Candidacy

Reviewer /

Visit to program /

Candidacy

Visit Report

Respond to visit report

CAPTE decision

© APTA Department of Accreditation, 2011-2015

Step 7: CAPTE decision

• Decision based on review of

– AFC

– Candidacy Visit Report with Institution Comments

• Candidacy Visit Report

• Response to the visit report

– Additional materials provided

– Third-party comment, if any, & program response

• Decision made in light of established expectations for Candidacy (Rules Part 7)

• Options:

– Grant Candidate for Accreditation

– Deny Candidate for Accreditation

© APTA Department of Accreditation, 2011-2015

Summary of Action

• Feedback about progress to date

– Unsatisfactory progress

– Other areas in need of further development

– Suggestions for development

• All criteria must be addressed in the program’s

Self-study Report whether or not CAPTE has made a comment in the Candidacy SOA

© APTA Department of Accreditation, 2011-2015

What happens after Candidacy

• Implementation of Program

• Annual Report submission (abbreviated)

• Reporting other changes

• Prepare Self-study Report

• Submit SSR and initial accreditation fee

• On-site visit

– Penultimate term that charter class is enrolled

• CAPTE Accreditation Decision

– before graduation of charter class

© APTA Department of Accreditation, 2011-2015

Candidacy

1

st

Accreditation Cycle

AAAR

SSR

AAAR

AAR

EAAR

AAR

AAR

© APTA Department of Accreditation, 2011-2015

Common Issues that lead to Denial

• Faculty not qualified

• No development plan(s), or inappropriate plans, for questionably qualified faculty

• Curriculum issues

– Incomplete/poorly constructed curriculum

• Inappropriate sequencing of courses

• Poorly written objectives

• Limited demonstration of progression of learning

• Lack of connection between content and objectives

– No PT in the picture (PTA programs)

– Skills beyond scope of PTA

© APTA Department of Accreditation, 2011-2015

Common Issues that lead to Denial

• Safety issues

– Critical safety indicators missing or non-specific

– Practical examinations

• Under-developed / inappropriate assessment plans

• Clinical Education program/sites lacking

• Failure to follow directions

• Missing information

© APTA Department of Accreditation, 2011-2015

Due Process after Denial

• Reconsideration of decision by CAPTE

– At either of the next two meetings

– Expedited: on site

• Appeal of reconsideration decision to

APTA

– Appeal Panel appointed by APTA Executive

Committee

© APTA Department of Accreditation, 2011-2015

Withdrawal of Candidacy

• CAPTE reserves right to withdraw candidacy if situation changes such that CAPTE believes that the quality of the program is compromised

– Most common reason is faculty leave and are not replaced in a timely manner or with qualified individuals

• Adverse Decision subject to reconsideration and appeal

• Expect program to suspend classes at end of term and until situation is resolved

© APTA Department of Accreditation, 2011-2015

Communication

• Most communication with programs is via email only

• Candidacy Decision lists posted on web approx. 10 days after decisions

– All decisions are reflected

– Reasons for final adverse decisions (which includes deny candidacy when final)

What’s New (on web page)

© APTA Department of Accreditation, 2011-2015

Takeaways Revisited

• This is a rigorous process designed to foster quality from the beginning

• We’ve given you a roadmap, follow the directions

• We mean what we say

• The burden of proof is on the program

• The Rules change frequently, keep up with them

© APTA Department of Accreditation, 2011-2015

Questions??

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