Policy / Manual
Corporate Governance Manual
Licensing & Regulatory Compliance Manual
AML / CFT Policy & Procedures Manual
KYC / CDD Procedures
Transaction Monitoring & Suspicious Transaction Reporting (STR) Procedures
Risk Assessment Manual
Record Keeping & Data Retention Policy (10 years)
Internal Audit / Compliance Review Manual
Staff Training Policy (AML / Fraud / Compliance)
Fraud Prevention & Controls Manual
Remittance Services Procedures
Exchange Rates, Fees & Charges Policy
Customer Complaints & Dispute Resolution Policy
Currency Handling & Counterfeit / Damaged Notes Policy
Physical Security & Cash Management Procedures
Information Security / Data Protection Policy
Business Continuity & Disaster Recovery Plan
Ethics / Code of Conduct / Anti-Bribery Policy
Sanctions & Terrorist Screening Policy
Financial Reporting / Accounting Procedures Manual
Required by
CBO Regs / Best practice
CBO Regs
AML Law RD 30/2016 + CBO Guidelines
AML Law + CBO
AML Law + NCFI Rules
CBO AML Guidelines
AML Law
CBO Regs
AML Law + CBO
CBO Circulars
CBO Regs
CBO Circulars
CBO Regs
CBO Currency Policy
CBO Regs
Best practice
CBO / Best practice
Best practice
AML Law + CBO AML Guidelines
CBO Regs
In Place (✔/✖)
Last Updated
Remarks