NPPE Topic Tracker Table (Syllabus Reading PDF) Below is the Syllabus for the NPPE, along with our recommended reading materials (book sections or URLs). This guide is perfect for all 14 participating associations that use the NPPE (including yours!). You may notice that more links are from PEO, APEGA, and EGBC. This is because they publish more material. We used a few more APEGA references at the bottom of this page 1 legend to avoid having 4 references x 14 different participating associations. We hope you find it less cluttered this way. Note: Going through all the sections and/or URLs here is time-consuming. We recommend using it as you progress through the steps in the course. When you come to a syllabus topic you want to learn more about, refer to this document for references and additional reading. Table 1: Legend for the “Other Sources” Column (noted in Table 2 below) Sources Abbreviation Link Shortened Link A Guide to Copyright Copyright Guide https://ised-isde.canada.ca/site/canadi an-intellectual-property-office/en/copyri ght/guide/guide-copyright go.practiceppeexams.ca/ a-copyright-guide A Guide to Industrial Designs ID Guide https://ised-isde.canada.ca/site/canadi an-intellectual-property-office/en/indust rial-designs/guide/industrial-designs-g uide go.practiceppeexams.ca/ id-guide A Guide to Patents Patent Guide https://ised-isde.canada.ca/site/canadi an-intellectual-property-office/en/paten ts go.practiceppeexams.ca/ guide-to-p A Guide to Trademarks Trademark Guide https://ised-isde.canada.ca/site/canadi an-intellectual-property-office/en/trade marks/guide/trademarks-guide go.practiceppeexams.ca/ guide-to-t Concepts of Professionalism CoP https://www.apega.ca/docs/default-sou rce/pdfs/standards-guidelines/professi onalism.pdf go.practiceppeexams.ca /concepts-of-p Engineering and Geoscience Professions Act Act https://www.qp.alberta.ca/documents/ Acts/E11.pdf go.practiceppeexams.ca /egp-act Guideline for Ethical Practice GEP https://www.apega.ca/docs/default-sou rce/pdfs/standards-guidelines/ethical-p ractice.pdf go.practiceppeexams.ca/ guide-for-ep Occupational Health and Safety Act OHS https://www.qp.alberta.ca/1266.cfm?pa ge=O02P2.cfm&leg_type=Acts&isbncl n=9780779826728 go.practiceppeexams.ca/ ohs-act Royal Bank of Canada article – "The Soul of Professionalism" SoP https://www.apega.ca/docs/default-sou rce/pdfs/rbc-professionalism.pdf go.practiceppeexams.ca /the-soul-of © NPPE Total Prep Course. All rights reserved. Version 1.3.16 Page 1 Table 2: Syllabus Reading Material Reading Sections 5th & 6th edition Ethics textbook Topic (by Andrews) I. PROFESSIONALISM (~9%) 5th & 6th edition Ethics textbook I.1 Definition and Interpretation of Professionalism and Professional Status (by Andrews) ● Have advanced technical knowledge and skills that the public takes on trust 1.2, 2.3, 2.4 ● Give service to the public and in the public interest 9.7 ● Are bound by a distinct ethical code 9.7 ● Belong to self-governing organizations that regulate the profession to maintain standards 2.2 ● Undergo long and intensive preparation 2.7-2.10 ● Require continued study and development 17.1-17.6 2nd, 3rd & 4th edition Law textbook Other Sources (by Samuels /Sanders) 2nd, 3rd & 4th edition Law textbook Other Sources (by Samuels /Sanders) n/a ● ● SoP (pg.2) CoP (section 2.1) n/a ● ● CoP (section 2.4) GEP (section 4.1.4) n/a ● CoP (section 2.2) n/a ● ● SoP (pg.4) CoP (section 2.4) n/a ● SoP (pg.2) n/a ● ● ● SoP (pg.3) CoP (section 2.3) GEP (section 4.2.6) n/a ● ● SoP (pg.4) CoP (sections 2.1 and 2.2) n/a ● CoP (sections 2.2, 2.4 and 3.6) ● ● CoP (sections 2.4 and 3.5) GEP section 4.5.4) ● ● SoP (pg.3) CoP(section 2.4) I.2 The Roles and Responsibilities of Professionals in Society ● Skilled and regulated practice 1.2 ● Personal accountability and responsibility for own professional practice 4.6 ● Accountable for the professional practice of those under their supervision 4.8 ● Dependence on the confidence of stakeholders: employers, clients, authorities, public 9.7, 10.6 n/a 5.3 © NPPE Total Prep Course. 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Version 1.3.16 Page 2 ● Justify and uphold trust from the stakeholders 9.7, 13.1 n/a ● CoP (sections 3.1 and 3.6) n/a ● ● CoP (section 2.4) OHS (Part 1) 2.5, 2.11 3.1-3.6 Chapter 2 overview, 2.5 https://go.practiceppe exams.ca/public-guide line - (Section 2) ● Right to title and exclusive scope of practice 1.2, 2.2-2.5 2.1, 2.2 ● ● Definition of engineering – "advising, evaluating, designing …. matter, materials, …math, chemistry, physics …" 2.3 n/a ● Definition of geosciences – "advising, evaluating, interpreting …. earth sciences … discovery development …math, chemistry, physics …" 2.4 n/a ● Professional seals 2.14 2.6 ● Engineers Canada and Geoscientists Canada – association of associations – non-regulatory – create standards and guidelines – accreditation roles 2.16-2.18 2.1-2.6 ● Protection of the public ○ Definition of the public in different circumstances – general public, client, employer, fellow workers ○ Definition of protection – physical safety, physical protection, physical failures, environmental protection, economic safety 9.7 6.9-6.11, 9.7, 13.1 I.3 Engineering and Geoscience Professions in Canada; Definitions and Scopes of Practice ● Provincial and territorial associations ○ authority to license and self-regulate the professions ○ authority to discipline and enforce ○ jurisdiction and independence between associations ● GEP (Section 4.2.1) Act (sections 2-9, 83.01) https://go.practiceppe exams.ca/engineering -definition https://go.practiceppe exams.ca/what-is-geo ● GEP (section 4.2.4) ● Act (sections 78, 83.2, 83.3) https://go.practiceppe exams.ca/about-geo-c anada OR https://go.practiceppe exams.ca/about-eng-c anada ● Brief histories 2.1 n/a https://go.practiceppe exams.ca/eng-institut e © NPPE Total Prep Course. 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Version 1.3.16 Page 3 OR https://go.practiceppe exams.ca/geo-profess ion ● The iron and earth rings (Section 11) https://go.practiceppe exams.ca/iron-earth-ri ngs 2.15, 18.6 n/a ● Economic benefits of work and projects Chapter 1 intro, 1.1, 5.1 n/a https://go.practiceppe exams.ca/engineering -definition ● Technology application 1.1 n/a https://go.practiceppe exams.ca/sustainabledev (section 5.7) ● Technology research and development 1.1 n/a https://go.practiceppe exams.ca/research-de v ● Infrastructure development 1.1 n/a https://go.practiceppe exams.ca/roles-infrast ructure ● Energy research, development, production and generation 1.1 n/a https://go.practiceppe exams.ca/investments ● Products research and development 1.1 n/a https://go.practiceppe exams.ca/product-r-an d-d (under “introduction”) ● Manufacturing and processing 1.1 n/a https://go.practiceppe exams.ca/product-r-an d-d (under “introduction”) ● Resource research and development 1.1 n/a One example https://go.practiceppe exams.ca/waste-to-fer tilizer ● Limits and sustainability 15.7 n/a https://go.practiceppe exams.ca/sustainabledev (section 3) 5th & 6th edition Ethics textbook 2nd, 3rd & 4th edition Law textbook I.4 The Value of Engineering and Geoscience Professions to Society II. ETHICS (~19%) II.1 The Role of Ethics in Society; Cultures and Customs Other Sources © NPPE Total Prep Course. All rights reserved. Version 1.3.16 Page 4 (by Andrews) ● Ethics - the study of right and wrong (morality) 9.1 (by Samuels /Sanders) n/a https://go.practiceppe exams.ca/ethics-defini tion OR ● Moral principles are developed by societies and groups n/a Chapter 3 overview https://go.practiceppe exams.ca/ethics-intro https://go.practiceppe exams.ca/ethics-moral ity OR ● Laws of a society flow from its moral principles https://go.practiceppe exams.ca/code-of-ethi cs-guide https://go.practiceppe exams.ca/morality-vs-l aw-vs-ethics n/a 3.1 ● Recognition that there are different and contrasting ethical theories/perspectives that can result in different outcomes each considered correct within the given theory. 9.3-9.4 n/a https://go.practiceppe exams.ca/ethical-deci sion-framework (section 4) ● Ethics applied to professional issues from the perspectives of the classical and modern theories 9.4, 9.8 n/a Mill’s Utilitarianism vs. Kant’s Formalism https://go.practiceppe exams.ca/trolley-probl em ● The ethical perspectives/theories that form the basis in establishing the Code of Ethics for the professions and that guide disciplinary actions. 9.7 n/a https://go.practiceppe exams.ca/code-of-ethi cs-guide ● Ethical Perspectives/Theories – Classical ○ Greater good/maximum benefit utilitarianism ○ Duty ○ Human rights ○ Virtue 9.2 n/a Mill’s Utilitarianism: https://go.practiceppe exams.ca/utilitarianis m II.2 Ethical Theories and Principles Kant’s Formalism (or Duty Ethics): https://go.practiceppe exams.ca/formalism © NPPE Total Prep Course. 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Version 1.3.16 Page 5 Locke’s Rights Ethics: https://go.practiceppe exams.ca/rights-ethics (para 1) Aristotle’s Virtue ethics: https://go.practiceppe exams.ca/Virtue-ethic s (para 1, and section 5.1) II.3 Codes of Ethics of Professional Engineers and Geoscientists in Canada ● Source and legal authority of the codes of ethics ○ derived from the acts ○ status 3.3, 9.7 3.1, 3.2 https://go.practiceppe exams.ca/authority-co de-of-ethics (Section 7(1)(20)) ● Understanding of the core tenets: ○ Protect the health, safety and welfare of the public ○ Have regard for the public ○ Practice only in areas of competence ○ Conduct themselves with integrity, honesty, fairness and objectivity in their professional activities ○ Compliance with applicable statutes, regulations and bylaws ○ Uphold and enhance the honour, dignity, and reputation of their professions ○ Avoid conflicts of interest ○ Maintain competence of self and of subordinates ○ Present the possible consequences of ignoring professional judgments ○ Report illegal or unethical professional decisions or practices ○ Promote the equitable treatment of all individuals 9.7, 10.6 3.2-3.8 ● ● GEP (section 4.3.1) OHS (part 1 and 4) © NPPE Total Prep Course. 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Version 1.3.16 Page 6 ● Use of the codes of ethics in regulating the professions 3.3, 9.7 3.2 https://go.practiceppe exams.ca/authority-st atus ● Recognition that minor differences exist between associations 3.3, 9.7 3.2 https://go.practiceppe exams.ca/association s 7.7, 9.7, 10.1-10.2, 10.5-10.6, 11.3-11.4, 12.4-12.5, 12.7-12.8, 12.11 27.3 GEP (sections 4.3.3 to 4.3.5) 5th & 6th edition Ethics textbook 2nd, 3rd & 4th edition Law textbook II.4 Common Ethical Issues and Dilemmas; Making Ethical Decisions ● Issues and cases concerning ethical dilemmas looked at through the lens of the code of ethics and other approaches to seek solutions ○ Conflict of interest from the perspective of ethical dilemmas, solutions, and decisions ○ Conflicts between technical authority and management authority ○ Duty to report / whistle blowing as an ethical dilemma ○ Loyalty to the employer ○ Limiting practice to areas of competence ○ Plagiarism and copyright infringement ○ Professional responsibility vs employment issues ○ Professional competence ○ Reviewing work of others ○ Confidentiality ○ Foreign assignments III. PROFESSIONAL PRACTICE (~30%) III.1 Professional Accountability for Work, Workplace Issues, Job Responsibilities and Standards of Practice ● Professional responsibility for work ○ How it comes into being ○ Where it rests ○ Responsibility for work of junior members and subordinates ○ Responsibility for work created by several members in multiple disciplines (by Andrews) 4.4, 4.6, 4.8, 5.4, 12.7-12.8 https://go.practiceppe exams.ca/supervisionguide Other Sources (by Samuels /Sanders) 2.4 https://go.practiceppe exams.ca/work-by-oth ers (sections 3.1, 4.1.6) https://go.practiceppe exams.ca/supervisionguide (sections: Guiding © NPPE Total Prep Course. All rights reserved. Version 1.3.16 Page 7 Principles and Potential Problems) ● The corporate world ○ Corporate ethics and pressures on the professional ○ Corporate responsibilities and loyalty vs professional responsibilities ○ Confidentiality vs professional responsibilities, transparency or accountability ○ Confidentiality or ownership of data and knowledge 4.1, 4.6, 7.7, 9.7, 10.1, 12.5, 12.8 ● Due diligence 4.6 3.4, 5.3, 21.1 https://go.practiceppe exams.ca/reg-941 (Sections 77.1, 77.3) https://go.practiceppe exams.ca/ethics-codeinterpretation (section 3.3.) 5.3 (part f.iii) https://go.practiceppe exams.ca/professional -practice (section 10.4) https://go.practiceppe exams.ca/work-by-oth ers (section 1.3 p.6) ● Globalization ○ Responsibilities of international work (when laws differ, what governs?) ○ Responsibilities of using products and knowledge developed internationally 12.11 n/a https://go.practiceppe exams.ca/bylaws-pdf (section 2.6) ● Legality ○ Practise within the boundaries and intents of the law ○ Meet the spirit of the law 2.6, 12.4 2.2 https://go.practiceppe exams.ca/scope-of-pr actice (see Part 1) https://go.practiceppe exams.ca/terminology ● Professional responsibilities in developing software 7.3 n/a https://go.practiceppe exams.ca/software-re sponsibilities sections 2.1 and 2.3. ● Relying on work prepared by others 7.4 2.6 https://go.practiceppe exams.ca/work-by-oth ers (section 3.0) III.2 The Role & Responsibilities of Professionals to Employers & Clients © NPPE Total Prep Course. 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Version 1.3.16 Page 8 ● Duty to the employer/client 4.6, 9.7, 12.1, 12.4-12.6, 13.2 3.4, 3.5 https://go.practiceppe exams.ca/duty-employ er-client (section 77.1, 77.5) https://go.practiceppe exams.ca/code-ethics (section 3.6 ● Loyalty, confidentiality, competence, diligence 12.4-12.7 n/a https://go.practiceppe exams.ca/reg-941 (section 77.3) https://go.practiceppe exams.ca/code-ethics (section 3.2) ● Conflict of interest - recognition of ○ avoidance of ○ expected conduct when in a conflict of interest 10.6 n/a https://go.practiceppe exams.ca/reg-941 (section 77.3) https://go.practiceppe exams.ca/conflict-inter est https://go.practiceppe exams.ca/managing-c onflicts https://go.practiceppe exams.ca/complaints (Tenet 8) ● Personal interest vs employer’s/client’s interest 10.1, 10.6, 12.6 3.4-3.6 https://go.practiceppe exams.ca/EGM-codeof-ethics (Principle 3) ● Duty to the employer/client vs duty to the public 9.7, 13.1-13.2 3.3, 3.4 3.6 https://go.practiceppe exams.ca/ethics-codeinterpretation (section 3.8) https://go.practiceppe exams.ca/prof-practic e (section 9) ● Professional environment and development ○ recognition of the code of ethics by the employer as necessary to 10.3, 11.3 n/a https://go.practiceppe exams.ca/code-ethics (section 2) © NPPE Total Prep Course. 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Version 1.3.16 Page 9 support professionals in their work and career III.3 Relations with Other Professionals and Non-professionals; Business Practices ● Roles of technicians, technologists, scientists in multidisciplinary teams 1.3 n/a https://go.practiceppe exams.ca/tech-roles https://go.practiceppe exams.ca/arch-roles ● Respect and consultation with other professions 9.7 n/a GEP (Section 4.5.2) ● Reviewing the work of another professional 12.7 n/a GEP (Section 4.5.3) or https://go.practiceppe exams.ca/reviewing-w ork (Sections 3, 4, 6 and 7) ● Need to consult with experts outside of own field of practice 12.4 n/a GEP (Section 4.2.5) 6.8, 6.9, 9.7 13.5 https://go.practiceppe exams.ca/ISO-9000 III.4 Statutory and Non-Statutory Standards and Codes of Practice ● Professional, legal, social https://go.practiceppe exams.ca/ISO-14000 https://go.practiceppe exams.ca/ISO-26000 https://go.practiceppe exams.ca/codes-publi cations https://go.practiceppe exams.ca/codes-Cana da ● Generally accepted professional practices 6.8-6.10, 9.7 13.5 https://go.practiceppe exams.ca/health-safet y-act https://go.practiceppe exams.ca/regulation-9 © NPPE Total Prep Course. 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Version 1.3.16 Page 10 41 (section 77) ● Finality and interpretation 6.4 13.5 https://go.practiceppe exams.ca/finality-inter pret https://go.practiceppe exams.ca/reg-code-st andard https://go.practiceppe exams.ca/construction -review (section 5.1 and 5.3) ● Limitation of standards 6.4 13.5 One example https://go.practiceppe exams.ca/limitation-st andards ● The role of standards (international, national, government) 6.6, 6.7, 6.9, 18.3 n/a https://go.practiceppe exams.ca/role-standar ds ● Legal authority responsible for codes (provincial, national, municipal) 6.9 13.5 https://go.practiceppee xams.ca/legal-authority ● Application of codes and standards 6.4-6.5, 6.7-6.9 n/a Here is one standards organization and where its standards can be applied https://go.practiceppe exams.ca/standard-us e-example ● Standard and code setting bodies 6.6-6.9, 18.3 n/a https://go.practiceppe exams.ca/applicable-c odes-standards https://go.practiceppe exams.ca/ISO III.5 Risk Management, Insurance, and Quality Management and Due Diligence ● Risk Management ○ General principles and benefits (basic requirement of public protection) ○ Legal framework (general) ○ Overview of current methods of analysis ■ Risk assessment ■ Hazard identification ■ Types of hazards 4.6, 6.3-6.5 15.1-15.3 https://go.practiceppe exams.ca/risk-manag e OR https://go.practiceppe exams.ca/risk-manag e-guide © NPPE Total Prep Course. 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Version 1.3.16 Page 11 ○ ○ ○ ○ ■ Types of risks ■ Analysis and estimation ■ Evaluating the risks Risk management for professional practice Transfer, retention and monitoring of risk Hazard reduction and failure analysis Case studies ● Insurance ○ Commercial general insurance (purpose) ○ Professional errors and omissions insurance ■ Purpose – what is covered ■ Statute of limitations – retroactive date ■ Compulsory vs optional (where so) ■ Corporate vs individual ■ Consultant vs employee 5.3-5.4 13.2, Chapter 16 introduction, 16.1, 16.8 https://go.practiceppe exams.ca/gen-liability https://go.practiceppe exams.ca/by-law-2 (section 2.1 and 2.5) https://go.practiceppe exams.ca/-limit-act-20 02 https://go.practiceppe exams.ca/sup-info https://go.practiceppe exams.ca/more-sup-in fo https://go.practiceppe exams.ca/limitation-pe riods ● Quality Management ○ General principles (basic requirement of public protection) ○ Legal framework (general) ○ Overview of quality management standards ○ Overview of current methods of analysis (ISO, 6Sigma, CSA, LEAN, TQM) ○ Application to professional practice ■ Management of technical quality 6.8 n/a https://go.practiceppe exams.ca/ISO-9000-1 400 and https://go.practiceppe exams.ca/ISO-9001-si gma and https://go.practiceppe exams.ca/QM-lean and © NPPE Total Prep Course. 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Version 1.3.16 Page 12 ■ Communication and records ● Due Diligence ○ Concept and requirements ○ Concepts of foreseeability, preventability, controllability https://go.practiceppe exams.ca/total-QM 4.6 5.3.f.iii, 23.3.c https://go.practiceppe exams.ca/prof-practic e-guide (section 10.4) https://go.practiceppe exams.ca/work-by-oth ers (section 1.3 p.6) III.6 Environmental Responsibilities and Sustainable Development ● Understanding environmental and sustainability issues in the field of expertise 14.2-14.9, 15.3-15.5 n/a https://go.practiceppe exams.ca/env-practice section 3.1 ● Use of environmental or sustainability specialists when necessary 13.4 n/a https://go.practiceppe exams.ca/env-practice section 3.2 ● Application of professional and responsible judgment to environmental and sustainability considerations 13.4 n/a https://go.practiceppe exams.ca/env-practice section 3.3 ● Ensuring that environmental planning and management are implemented 13.4 n/a https://go.practiceppe exams.ca/env-practice section 3.4 ● Consideration of environmental costs when evaluating the economic viability of projects 13.4 n/a https://go.practiceppe exams.ca/env-practice section 3.5 ● Recognition of the value of environmental efficiency and sustainability 15.6-15.7 n/a https://go.practiceppe exams.ca/env-practice section 3.6 ● Responding to environmental concerns in a timely fashion 15.7 n/a https://go.practiceppe exams.ca/env-practice section 3.7 ● The desire to meet or exceed regulatory environmental and sustainability requirements 15.2, 15.7 n/a https://go.practiceppe exams.ca/env-practice section 3.8 ● Working with others to improve environmental understanding and sustainability practices 13.4 n/a https://go.practiceppe exams.ca/env-practice section 3.9 ● Examples and case studies 13.5 and Case Histories: n/a https://go.practiceppe exams.ca/lodgepole © NPPE Total Prep Course. 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Version 1.3.16 Page 13 https://go.practiceppe exams.ca/love-canal 13.1, 14.1-14.3. https://go.practiceppe exams.ca/minamata https://go.practiceppe exams.ca/bhopal https://go.practiceppe exams.ca/smelter-fum es https://go.practiceppe exams.ca/chernobyl https://go.practiceppe exams.ca/three-mile-i sland https://go.practiceppe exams.ca/fukushima III.7 Use of Software, Computers and Internet-based Tools; Liability for Software Errors ● Validation of (analysis and design) software ○ Responsibility for the outputs of software 7.2, 7.3, 7.4 n/a https://go.practiceppe exams.ca/software-en g-tools (section 5.3, 5.4, 6) https://go.practiceppe exams.ca/software-us e-guide ● The role of computers in professional practice 7.1 n/a https://go.practiceppe exams.ca/software-en g-tools (Section 4) ● Respect of copyright law: software piracy and plagiarism 7.6, 7.7 27.3 https://go.practiceppe exams.ca/software-co pyright (Section 2.2) ● Computer system security from the perspective of licensed professionals 7.5 27.9 https://go.practiceppe exams.ca/software-saf ety (section 5.2) ● Internet ethics (harassment, courtesy, "netiquette") 4.6, 7.5 n/a https://go.practiceppe exams.ca/reg-941 (sections 72, 77) III.8 Documentation Authentication and Control © NPPE Total Prep Course. 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Version 1.3.16 Page 14 ● Authentication of documents 4.6 n/a ● Use of stamp or seal, verification stamps 4.8 n/a https://go.practiceppe exams.ca/authenticati on (Section 3.2) ● ● GEP (Section 4.2.4) Act (section 78) https://go.practiceppe exams.ca/Guide-Stan dard-Authentication-of -Documents (section 3.0) ● Electronic authentication of documents 4.8 n/a ● Review of documents 4.8 n/a https://go.practiceppe exams.ca/Guide-Stan dard-Authentication-of -Documents (sections 3.6.2, 3.6.4 and 3.6.6) ● https://go.practicep peexams.ca/GuideStandard-Authentic ation-of-Document s (sections 3.4, 3.5) ● GEP (Section 4.2.4) ● Act (sections 83.2, 83.3) https://go.practiceppe exams.ca/seal-guide (sections 6.4 and 7.2) ● Document revision control 4.8 n/a ● As-built drawings – responsibility for n/a n/a https://go.practiceppe exams.ca/seal-use Section 6.7 ● Record keeping and turning over records when required 4.6, 4.8 n/a https://go.practiceppe exams.ca/project-docs (Sections 3.2.5 and 3.3) ● Preservation of records in a usable format (8" floppies, faded paper, etc.) n/a n/a https://go.practiceppe exams.ca/project-docs Sections 3.5.7 and 3.5.8 ● Responsibility for control of personal stamp or seal 4.8 n/a https://go.practiceppe exams.ca/Authenticati ng-Professional-WorkProducts (sections 2.1.3 and 2.1.4) © NPPE Total Prep Course. 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Version 1.3.16 Page 15 III.9 Duty to Inform; Whistle-blowing ● To clients or employers, regulatory agencies, the public 4.6, 13.6 n/a OHS (Section 32) ● Communicate openly, honestly and truthfully (the WHOLE story) 13.6-13.7 n/a https://go.practiceppe exams.ca/prof-practic e (section 9, 9.1) ● Whistleblower protection 13.7 n/a https://go.practiceppe exams.ca/fraudulent-tr ansactions (section 425.1) 4.6, 4.8, 11.1 27.9 ● https://go.practicep peexams.ca/Disad vantages-of-Online -Communication ● https://go.practicep peexams.ca/Authe nticating-Professio nal-Work-Products (sections 2.1.3, 4.11 and 4.15). ● https://go.practicep peexams.ca/GuideStandard-Authentic ation-of-Document s (section 3.7.3) III.10 Communication ● Legal, Ethical, and Practical Aspects of Communication ○ and problems of internet based communications ○ Issues concerning electronic documents and records ○ Proper use of the professional title https://go.practiceppe exams.ca/right-practis e-title ● The Professional Relationship 2.18 n/a https://go.practiceppe exams.ca/act (sections 3, 10, 23, 27) https://go.practiceppe exams.ca/about-eng-c anada https://go.practiceppe exams.ca/about-geo-c anada ● Communication Skills (meta aspects) ○ Important aspects of technical writing and reports ○ Important aspects of presentations ○ Oral communication 4.3, 4.6 n/a https://go.practiceppe exams.ca/APEGA-prof -practice - sections © NPPE Total Prep Course. All rights reserved. Version 1.3.16 Page 16 3.1.3, 3.2.4, 3.3.4, 3.3.5, 3.4.3, and 3.4.6. ○ Technical writing ○ Internet communication ○ Languages IV. LAW FOR PROFESSIONAL PRACTICE (~25%) IV.1 The Canadian Legal System 5th & 6th edition Ethics textbook (by Andrews) ● The Canadian Constitution n/a 2nd, 3rd & 4th edition Law textbook Other Sources (by Samuels /Sanders) 1.1 https://go.practiceppe exams.ca/constitution https://go.practiceppe exams.ca/charter ● The Canadian court system n/a 1.2 https://go.practiceppe exams.ca/courts ● The creation of law n/a 1.3 https://go.practiceppe exams.ca/law-creation ● Common law – what it is and where it applies ○ Case law and the role of precedent n/a 1.3(b), 1.8 https://go.practiceppe exams.ca/common-la w ● Civil Code in Quebec – as compared to Common Law n/a 1.4 https://go.practiceppe exams.ca/civil-code ● Claims and disputes n/a 1.5 n/a ● International law n/a 1.6 https://go.practiceppe exams.ca/cusma https://go.practiceppe exams.ca/international -mobility ● Some additional items ○ Types of law: private vs public, criminal law, civil law, administrative law ○ Constitutional framework ○ Charter of Rights and Freedoms n/a 1.1-1.2 https://go.practiceppe exams.ca/law-definitio n https://go.practiceppe exams.ca/charter https://go.practiceppe exams.ca/criminal-cod e © NPPE Total Prep Course. 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Version 1.3.16 Page 17 https://go.practiceppe exams.ca/admin-law IV.2 Contract Law - Elements, Principles, and Applications ● Essential elements of contracts ○ General principles of contract formation – invitation to treat, offer, acceptance ○ Consideration n/a Chapter 6 overview, 6.1, 6.2, 6.5 https://go.practiceppe exams.ca/contract-law ● Agreements to agree, letters of intent, memorandum of understanding n/a 6.3 https://go.practiceppe exams.ca/letter-of-inte nt OR https://go.practiceppe exams.ca/agreement-t o-agree ● Amendment of contracts n/a 6.5, 9.3, 9.5 n/a ● Waiver and estoppel n/a 6.6 https://go.practiceppe exams.ca/waiver-defin ition OR https://go.practiceppe exams.ca/estoppel-de finition ● Quantum meruit n/a 6.7 https://go.practiceppe exams.ca/quantum-m eruit ● Breach of contract n/a 7.1 https://go.practiceppe exams.ca/contract-bre ach https://go.practiceppe exams.ca/law-ethics-p df (pdf page 194 to 196) ● Remedies for breach of contract; damages n/a 7.2 https://go.practiceppe exams.ca/law-ethics-p df (pdf page 197 to 200) ● Termination of contract n/a 7.3 https://go.practiceppe exams.ca/fundamenta © NPPE Total Prep Course. 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Version 1.3.16 Page 18 l-breach ● Repudiation and anticipatory breach n/a 7.3(b) https://go.practiceppe exams.ca/breach-exa mple (para 1) https://go.practiceppe exams.ca/fundamenta l-breach (para 3) https://go.practiceppe exams.ca/options-dish onouring-contract ● Principles of interpretation of contracts n/a 8.1 https://go.practiceppe exams.ca/contract-int erpretation (p.5-7) ● Agency and authority n/a 9.1 https://go.practiceppe exams.ca/agent-defini tion https://go.practiceppe exams.ca/apparent-au thority https://go.practiceppe exams.ca/5-types-age nt-authority (Express Authority) ● Using contractual terms to manage risk ○ Changed circumstances ○ Conditional agreements ○ Limitation of liability clause ○ Exemption clause ○ Liquidated damages clause ○ Transfer of risk and obligation ○ Indemnification clauses ● Misrepresentations and important mistakes ○ Selected contract topics and issues ○ Procurement approaches and methods ○ The formal tendering and bid process ○ Qualifications based selection (QBS) in hiring consultants n/a 10.2, 11.3, 11.6, 15.1-15.3 https://go.practiceppe exams.ca/exclusion-cl auses https://go.practiceppe exams.ca/liquidated-d amages 6.4(a,b), 12.5-12.6 Chapter 9 10.1 10.3 5.5 10.4(d) https://go.practiceppe exams.ca/contract-mis take https://go.practiceppe exams.ca/misreprese ntation https://go.practiceppe exams.ca/tendering-m © NPPE Total Prep Course. 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Version 1.3.16 Page 19 ○ Project delivery ○ International and interprovincial trade agreements ○ Requirements of writing for certain contracts to be enforceable (statute of frauds) ethods 10.5 10.6 1.3(a) https://go.practiceppe exams.ca/decisions-in vestments (see table 4-2 for the 7-step process) https://go.practiceppe exams.ca/delivery-met hods https://go.practiceppe exams.ca/cfta https://go.practiceppe exams.ca/statute-of-fr auds ● Specific types of contracts ○ Common and standard clauses ○ Standard form contracts ○ Fixed price; time and charges, unit rate, etc. ○ Professional service agreements ○ Licensing agreements ○ Design and build n/a 11.1-11.6 https://go.practiceppe exams.ca/ohs-act https://go.practiceppe exams.ca/standard-for m-contracts https://go.practiceppe exams.ca/lump-sum-o r-unit-price https://go.practiceppe exams.ca/sample-proservice-agreement https://go.practiceppe exams.ca/licence-agre ement https://go.practiceppe exams.ca/ccdc-design -build IV.3 Tort Law - Elements, Principles and Applications ● Definition of torts 6.1-6.2 Chapter 12 overview https://go.practiceppe exams.ca/torts-definiti on ● Categories and types of torts ○ Negligence ○ Trespass 6.2 1.7, 12.8, 23.2(b), 27.2 https://go.practiceppe exams.ca/torts-definiti on © NPPE Total Prep Course. All rights reserved. Version 1.3.16 Page 20 ○ Nuisance (Rylands v. Fletcher) ○ Defamation ● Negligence ○ Steps to negligence action ○ Professional standard of care https://go.practiceppe exams.ca/rylands-fletc her 6.2 Chapter 12 overview, 12.1-12.2 ● Duty to warn (of impending danger) n/a 12.9 ● Professional liability – negligent misstatement ○ To clients ○ To third parties ○ Disclaimers 7.2 12.5-12.6, 15.5 https://go.practiceppe exams.ca/climate-ada ptations ( section 4.1- p.9 and Appendix A- p.35) https://go.practiceppe exams.ca/negligenceact https://go.practiceppe exams.ca/duty-to-war n https://go.practiceppe exams.ca/fiduciary-obl igation https://go.practiceppe exams.ca/exclusion-cl ause https://go.practiceppe exams.ca/software-en g-tools (section 6) ● Products liability 6.1 12.10 (2nd and 3rd edition books), 12.11 (4th edition) https://go.practiceppe exams.ca/donoghue-s tevenson ● Managing tort risk in professional practice 6.2 12.1 ● Common issues in contract and tort ○ Concurrent liability in contract and tort ○ Limitation periods ○ Joint and several liability ○ Vicarious liability ○ Codes and standards n/a 13.1-13.5 https://go.practiceppe exams.ca/risk-manag e-guide (page 22) https://go.practiceppe exams.ca/vicarious-lia bility https://go.practiceppe exams.ca/sup-info https://go.practiceppe exams.ca/joint-several -liability © NPPE Total Prep Course. 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Version 1.3.16 Page 21 IV.4 Civil Code in Québec ● Contracts (conditions of formation of contracts, interpretation of contracts, effects of contracts) n/a 1.4 https://go.practiceppe exams.ca/civil-code-q c ● Civil liability (conditions of liability, contractual liability, extra-contractual liability, modalities of obligations: solitary, joint, divisible and indivisible) n/a 1.4 https://go.practiceppe exams.ca/civil-code-1 457 ● Performance of obligations (right to enforce performance, default, specific performance, resolution or termination of contacts, extinction of obligations) n/a 1.4 https://go.practiceppe exams.ca/civil-code-1 482 ● Contract of enterprise or for services (nature and scope of the contract, rights and obligations of the parties) n/a 1.4 https://go.practiceppe exams.ca/civil-code-2 098 5.4 5.1-5.4 https://go.practiceppe exams.ca/business-ta xes IV.5 Business, Employment, and Labour Law ● Business organizations: forms, advantages and disadvantages https://go.practiceppe exams.ca/business-str uctures ● Labour Law ○ Trade unions and collective agreements ○ Layoffs and seniority 10.4 ● Employment Law ○ Implied terms ○ Restrictive covenants ○ Employment standards legislation ○ Termination ○ Independent contractor vs. employee n/a 20.1-20.8 https://go.practiceppe exams.ca/labour-code https://go.practiceppe exams.ca/dismissal 21.1-21.3, 21.5 https://go.practiceppe exams.ca/implied-ter ms OR https://go.practiceppe exams.ca/non-compet e-agreement https://go.practiceppe exams.ca/labour-stan dards © NPPE Total Prep Course. 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Version 1.3.16 Page 22 https://go.practiceppe exams.ca/employment -standards https://go.practiceppe exams.ca/termination ● Human rights in the context of employment ○ The Charter of Rights and Freedoms n/a 21.4, 21.6 GEP (Section 4.5.6) ● Litigation n/a 14.1 https://go.practiceppe exams.ca/intellectualproperty-dispute ● Arbitration 3.5 14.2 https://go.practiceppe exams.ca/intellectualproperty-dispute IV.6 Dispute Resolution OR https://go.practiceppe exams.ca/arbitration ● Negotiation n/a 14.3 https://go.practiceppe exams.ca/intellectualproperty-dispute OR https://go.practiceppe exams.ca/negotiation ● Mediation 3.5 14.4 https://go.practiceppe exams.ca/intellectualproperty-dispute OR https://go.practiceppe exams.ca/mediation IV.7 Intellectual Property – Patents, Trademarks, Trade Secrets, Software Issues, Copyright ● Patents 7.7 4.3(b) go.practiceppeexams. ca/guide-to-p ● Trade Secrets 7.7 21.1.a.i https://go.practiceppe exams.ca/trade-secret s © NPPE Total Prep Course. 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Version 1.3.16 Page 23 ● Copyright ○ As related to professional designs and documents ○ In relation to Software 7.6-7.7 4.3(a) go.practiceppeexams. ca/a-copyright-guide ● Trademarks 7.71 4.3(c)1 go.practiceppeexams. ca/guide-to-t ● Intellectual Property Issues ○ Software issues ○ The creation and ownership of intellectual property ■ Assignment and licensing ■ Consultant versus employee 7.6, 7.7 (see General Rules for Intellectual Property) 4.3.a.iii, 4.3.b.iii https://go.practiceppe exams.ca/copyright-o wnership (section 13.1 and 13.3) ● Role 3.4, 5.2 3.6. 14.6 https://go.practiceppe exams.ca/expert-witne ss (section 2) ● Neutrality 5.2 14.6 https://go.practiceppe exams.ca/expert-witne ss (Section 2) ● Fees n/a 14.6 https://go.practiceppe exams.ca/expert-witne ss (Section 4.3) ● Bonds ○ Roles and responsibilities of parties ○ Indemnities ○ Types ■ Bid ■ Performance ■ Payment n/a 17.1-17.6 https://go.practiceppe exams.ca/surety-bond s (Section XI.1) ● Construction Liens ○ Making a claim ○ Who may claim ○ Holdbacks n/a 18.1-18.2, 18.4-18.5 https://go.practiceppe exams.ca/lien Part III and IV 6.3 1.6 https://go.practiceppe exams.ca/nafta IV.8 Expert Witness IV.9 Bonds & Construction Liens https://go.practiceppe exams.ca/bid-bonds IV.10 International Law ● Trade agreements 1 On June 17, 2019, the trademark duration was shortened to 10 years + 10 years. If you are using a textbook(s) published before 2020, then it might contain the older duration (15 + 15). The newer duration is reflected in the Trademarks Guide and this article http://bit.ly/TM-now-10. © NPPE Total Prep Course. All rights reserved. Version 1.3.16 Page 24 OR https://go.practiceppe exams.ca/cusma-agre ement ● Human rights 12.11 n/a ● Environmental 13.5, 15.2 n/a https://go.practiceppe exams.ca/human-right s https://go.practiceppe exams.ca/env-manag ement OR https://go.practiceppe exams.ca/ceres ● Laws of jurisdiction n/a 1.6, 27.1 ● Applicability of home code of ethics, Engineering & Geoscience Act, regulations and bylaws 12.11 1.6 ● International treaties and organizations (tax, goods) n/a 1.6 https://go.practiceppe exams.ca/GoverningLaws https://go.practiceppe exams.ca/APEGNB-b ylaws (section 2.6) https://go.practiceppe exams.ca/nafta OR https://go.practiceppe exams.ca/cusma-agre ement ● Registration requirements (licensure), codes, laws, regulations, 2.11 1.6 https://go.practiceppe exams.ca/licensing OR https://go.practiceppe exams.ca/mobility OR https://go.practiceppe exams.ca/-internation al-mobility OR https://go.practiceppe exams.ca/geo-mobility © NPPE Total Prep Course. All rights reserved. Version 1.3.16 Page 25 ● Work permits 2.11 1.6 https://go.practiceppe exams.ca/work-permit https://go.practiceppe exams.ca/participating -countries IV.11 Environmental Law ● Federal and provincial laws 13.3 23.3 (a) https://go.practiceppe exams.ca/env-protecti on-act https://go.practiceppe exams.ca/fisheries-act https://go.practiceppe exams.ca/env-enforce ment-act ● Jurisdiction 13.3 23.3(a) https://go.practiceppe exams.ca/env-issue-ju risdiction ● Environmental offences n/a 23.3(c) https://go.practiceppe exams.ca/climate-ada ptations-guide (section 4.1) https://go.practiceppe exams.ca/env-protecti on-act (section 30(a)) ● Duty to report 13.6 23.3(c) https://go.practiceppe exams.ca/professional -misconduct (section 72 (c)) OR https://go.practiceppe exams.ca/ethics-codeinterpretation (section 3.8) ● Site assessments and audits n/a 23.1 https://go.practiceppe exams.ca/env-assess ment (section 1.3) ● The environmental assessment process n/a 23.4 https://go.practiceppe exams.ca/env-assess ments © NPPE Total Prep Course. 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Version 1.3.16 Page 26 IV.12 Workers Compensation and Occupational Health & Safety ● Occupational health and safety law ○ Federal and Provincial Law ■ Criminal code provisions ○ Responsibilities ○ Role of the prime contractor ○ When an accident occurs ○ OH&S Regulators 6.10 ● Workers’ compensation law ○ Torts ○ Worker insurance for injuries ○ Prevention of worker lawsuits against employers 6.10 22.3 https://go.practiceppe exams.ca/workers-co mpensation ● Human rights 9.2 21.4, 21.6 https://go.practiceppe exams.ca/human-right s-about ● The Charter of Rights and Freedoms 8.2 1.1-1.2, 21.6 https://go.practiceppe exams.ca/constitutionact ● Privacy law n/a Chapter 26 https://go.practiceppe exams.ca/pipeda ● Real property and chattels n/a 4.1-4.2 https://go.practiceppe exams.ca/chattels ● Delay and impact claims n/a 19.1-19.7 https://go.practiceppe exams.ca/delay-frustr ation-example ● Aboriginal Law n/a 24.1-24.4 https://go.practiceppe exams.ca/aboriginal-la w ● Securities Law n/a Chapter 25 https://go.practiceppe exams.ca/prospecting (section XV) 22.1 ● ● GEP (section 4.1.2) OHS (parts 1, 8 and 12) IV.13 Human Rights and Privacy Legislation IV.14 Future Areas of Law https://go.practiceppe exams.ca/securities V. PROFESSIONAL LAW (~8%) V.1 The Acts Regulations and Bylaws Provincial and Territorial Acts 5th & 6th edition Ethics textbook (by Andrews) 2nd, 3rd & 4th edition Law textbook Other Sources (by Samuels /Sanders) © NPPE Total Prep Course. All rights reserved. Version 1.3.16 Page 27 ● Self-regulation; the associations 2.1-2.2 Chapter 2 overview Act (sections 10-18) ● The acts, regulations and other laws 2.2, 2.5 Chapter 2 overview Act (sections 19-20) ● Right to title 11.1 2.1 Act (section 3(1)) ● Definitions of engineering and geosciences 2.3-2.4 2.2 Act (section 1(q), 1(r)) ● Scope of practice 3.3 2.2 ● ● ● The role of Engineers Canada and Geoscientists Canada 2.16-2.17 Chapter 2 overview, 2.2 Chapter 2 introduction, 2.2 Chapter 2 overview Act (sections 2-9) GEP (section 4.2.1) https://go.practiceppe exams.ca/about-eng-c anada OR https://go.practiceppe exams.ca/about-geo-c anada V.2 Admission to the Professions ● Meaning of licensure https://go.practiceppe exams.ca/eng-and-as sociation-licensing https://go.practiceppe exams.ca/licensing-pr ocess https://go.practiceppe exams.ca/peo-faq (“Why should I become a P.Eng.?” ● Registration ○ Experience ○ Academics ○ Examinations 2.6-2.10 2.3 https://go.practiceppe exams.ca/licensing-pr ocess-eng ● Interprovincial mobility agreements; international agreements 2.11 n/a https://go.practiceppe exams.ca/mobility https://go.practiceppe exams.ca/geo-mobility -canada ● Licensing of Corporations 2.12-2.13 5.3 https://go.practiceppe exams.ca/permit-to-pr actice (page 1) © NPPE Total Prep Course. All rights reserved. Version 1.3.16 Page 28 ○ Permit to Practice, Certification of Authorization, for consultants and firms https://go.practiceppe exams.ca/regulation-9 41 (section 47-50) V.3 Illegal Practice; Enforcement Against Unlicensed Practice, and Misuse of Title ● Practice related 2.12-2.15, 3.2 n/a ● ● ● Title related 2.15, 3.2, 11.1 2.1 ● ● ● Purpose and benefits 18.1-18.3 n/a CoP (section 4.2) ● Comparison with the regulatory associations 2.18, 18.1 n/a https://go.practiceppe exams.ca/Le1i 5th & 6th edition Ethics textbook 2nd, 3rd & 4th edition Law textbook Act (section 3(2)) https://go.practic eppeexams.ca/u nauthorized-pract ice Act (section 3(1)) https://go.practic eppeexams.ca/m isuse-title V.4 Professional and Technical Societies VI. REGULATION OF MEMBERS & DISCIPLINE PROCESSES (~9%) VI.1 Discipline Procedures (by Andrews) Other Sources (by Samuels /Sanders) ● Unprofessional conduct 3.3 n/a Act (section 44) ● Unskilled practice 3.3 n/a Act (section 44) ● Purpose, procedure, consequences ○ Response to complaints (from clients, public, fellow members, etc.) ○ Response to unethical or unskilled practice ○ Consequences of unethical practice or unskilled practice 3.1, 3.3-3.4 2.5 ● ● GEP (Appendix C) Act (sections 43-77) 17.2, 17.4 n/a ● https://go.practicep peexams.ca/practic e-reviews Act (section 15-18) VI.2 Practice Reviews of Individuals ● Purpose, procedure, consequences ● VI.3 Practice Reviews of Firms © NPPE Total Prep Course. All rights reserved. Version 1.3.16 Page 29 ● Purpose, procedure, consequences n/a n/a ● ● https://go.practicep peexams.ca/practic e-reviews Act (section 15-16) VI.4 Continuing Professional Development ● Purpose 17.1 2.4 CoP (section 2.3) ● Requirements 17.2-17.5 n/a https://go.practiceppe exams.ca/cpd (Section 3) © NPPE Total Prep Course. All rights reserved. Version 1.3.16 Page 30
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