Journal of Psychiatric Research 137 (2021) 232–241 Contents lists available at ScienceDirect Journal of Psychiatric Research journal homepage: www.elsevier.com/locate/jpsychires Review article The effectiveness, safety and tolerability of ketamine for depression in adolescents and older adults: A systematic review Joshua D. Di Vincenzo a, b, i, Ashley Siegel a, i, Orly Lipsitz a, i, Roger Ho d, e, Kayla M. Teopiz a, Jason Ng a, Leanna M.W. Lui a, Kangguang Lin f, Bing Cao g, Nelson B. Rodrigues a, i, Hartej Gill a, h, i, Roger S. McIntyre a, b, c, i, Joshua D. Rosenblat a, c, i, * a Mood Disorders Psychopharmacology Unit, University Health Network, 399 Bathurst St, M5T 2S8, Toronto, ON, Canada Department of Pharmacology and Toxicology, University of Toronto, Medical Sciences Building, 1 King’s College Circle, ON, M5S 1A8, Toronto, ON, Canada Department of Psychiatry, University of Toronto, 250 College Street, 8th Floor, M5T 1R8, Toronto, ON, Canada d Department of Psychological Medicine, Yong Loo Lin School of Medicine, National University of Singapore, 1E Kent Ridge Road, NUHS Tower Block, Level 9, 119228, Singapore e Institute of Health Innovation and Technology (iHealthtech), National University of Singapore, MD6, 14 Medical Drive #14-01, 117599, Singapore f Department of Affective Disorders, The Affiliated Hospital of Guangzhou Medical University, Guangzhou (Guangzhou Huiai Hospital), China g Key Laboratory of Cognition and Personality (SWU), Faculty of Psychology, Ministry of Education, Southwest University, Chongqing, 400715, PR China h Institute of Medical Science, University of Toronto, Medical Sciences Building, 1 King’s College Cir, M5S 1A8, Toronto, ON, Canada i Canadian Rapid Treatment Center of Excellence, Mississauga, ON, Canada b c A R T I C L E I N F O A B S T R A C T Keywords: Ketamine Esketamine Depression Adolescent Elderly Geriatric The majority of antidepressant medication trials have focused on adult populations (ages 18–65), with much less research in older and younger populations. Moreover, key differences in the efficacy and safety of antidepres­ sants have been identified between these age groups. Ketamine has emerged as a promising new treatment for treatment resistant depression (TRD). The objective of this review is to summarize and synthesize the extant literature on the effectiveness, safety and tolerability of ketamine for depression in special age populations (age ≤18 and ≥ 60). Following PRISMA guidelines, a systematic review was performed, searching EMBASE, PsycInfo, and PubMed from inception through July 2020. Studies reporting the use of any ketamine formulation with variable routes of administration to treat clinically diagnosed depression in adolescents or older adults were included. Thirteen studies were included in the analysis and ten observed rapid (≤2 week latency) antidepressant effects following ketamine treatments, with better outcomes following larger, repeated doses, and in open-label rather than blinded settings. Two case reports in adolescents assessed measures of suicidal ideation and both found ketamine to effectuate rapid anti-suicidal effects. Ketamine appears to be safe and well-tolerated in ad­ olescents and older adults. The small quantity, high heterogeneity, and generally low quality of available studies precludes statistical syntheses and significantly limits the strength of our conclusions. Preliminary proof-ofconcept studies are promising, however, rigorously designed randomized controlled trials (RCTs) are still required to ascertain effectiveness, safety and tolerability in these groups. 1. Introduction Major depressive disorder (MDD) manifests in all age groups; agespecific lifetime prevalence increases during adolescence, remaining high (~20–22%) throughout adulthood before declining to 14.4% in older adults (aged ≥ 60) (Hasin et al., 2018; Merikangas et al., 2010). Moreover, the manifestations and outcomes of MDD vary between age groups. Depressive symptoms in adolescence and into adulthood predict future educational and social impairments (Fletcher, 2008; Thapar et al., 2012), as well as non-communicable diseases including diabetes, sub­ stance use disorders and obesity (Armbrecht et al., 2020; Hasler et al., 2005; Keenan-Miller et al., 2007). Older adults experience dispropor­ tionately high levels of functional impairment from depressive symp­ toms, and have higher relapse and recurrence rates, compared to * Corresponding author. Mood Disorders Psychopharmacology Unit, Poul Hansen Family Centre for Depression, University Health Network, 399 Bathurst Street, Toronto, ON, M5T 2S8, Canada. E-mail address: joshua.rosenblat@uhn.ca (J.D. Rosenblat). https://doi.org/10.1016/j.jpsychires.2021.02.058 Received 15 November 2020; Received in revised form 22 January 2021; Accepted 20 February 2021 Available online 1 March 2021 0022-3956/© 2021 Elsevier Ltd. All rights reserved. J.D. Di Vincenzo et al. Journal of Psychiatric Research 137 (2021) 232–241 younger counterparts (Lyness et al., 1999; Mitchell and Subramaniam, 2005). Furthermore, MDD is a risk factor for suicide, which occurs at the highest rates in older adults, and is the second leading cause of death globally among individuals aged 15–29 (Conejero et al., 2018; “WHO | Suicide data,” 2019). Two antidepressant drugs (ADs) – fluoxetine and escitalopram, both selective serotonin reuptake inhibitors (SSRIs) – have been approved by the Food and Drug Administration (FDA) to treat MDD in adolescents. Unfortunately, a recent network meta-analysis could not conclude that any of the 14 ADs included offered a benefit for adolescent MDD (Cipriani et al., 2016). Furthermore, ADs may significantly increase risk of harm-related adverse events in adolescents (March, 2004), leading the FDA to mandate a black box warning on SSRIs due to increased suicidality. In accordance with recommendations for midlife adults, SSRIs are considered first-line pharmacotherapy for older adults (aged ≥ 60) with depression. Notwithstanding, many older adults treated with conven­ tional ADs including SSRIs and serotonin–norepinephrine reuptake in­ hibitors (SNRIs) do not achieve full recovery, and ADs are associated with tolerability and important safety concerns for this age group (e.g. hyponatremia and QTc prolongation) (Bose et al., 2008; Fick et al., 2019; Rapaport et al., 2003; Rochester et al., 2018; Schneider et al., 2003; Taylor, 2014; Viramontes et al., 2016). Ketamine is an N-methyl D-aspartate (NMDA) receptor antagonist and dissociative anesthetic. At subanesthetic doses, ketamine is safe and rapidly efficacious at treating depression and suicidal ideation in adults with MDD, including treatment resistant depression (TRD; i.e. resistant to ≥2 adequate AD trials) (Coyle and Laws, 2015; McIntyre et al., 2020; Murrough et al., 2013; Wilkinson et al., 2018). While SSRIs and SNRIs are usually only effective after weeks of continued administration, ke­ tamine is shown to have rapid therapeutic effects (Lipsitz et al., 2020; Zanos and Gould, 2018). Furthermore, for decades, ketamine has been safely and routinely used at higher doses as an anesthetic in both pe­ diatric and general populations (Roelofse, 2010). Given ketamine’s favourable safety and efficacy profiles in adults, as well as the rapidity and robustness of its action, even in TRD, there is impetus to ascertain these observations by reviewing extant literature in adolescents and older adults. The aim of this systematic review is to assess the safety, tolerability, and effectiveness of ketamine formulations for the treatment of MDD and TRD in adolescents and older adults (aged ≥ 60). In the current review, this special population is adolescents and older adults. A PRISMA flow diagram (Fig. 1) was used to organize the search results and Mendeley Desktop 1.19.4 was used to manage references and deduplication. Due to the high heterogeneity and small number of available studies (which includes non-randomized studies and case se­ ries/reports), statistical synthesis was not possible; for these reasons, PRISMA guidelines were not strictly followed, but informed the design of the protocol. 2. Methods 3.1. Search results 2.1. Search strategy After deduplication of 761 total search results, 643 unique records were identified in the preliminary search, 440 of which were excluded following title and abstract review. Following full-text review of 203 records, 157 were excluded if they were not interventional or observa­ tional studies, or if they did not include a special population. 46 records met the inclusion criteria, six of which included adolescent or older adult populations. Seven additional studies were identified via manual searching and included in the analysis, including one study which is currently in press (Lipsitz et al., 2021). In total, 13 records met the in­ clusion criteria for this study: five in adolescents and eight in older adults (Tables 3 and 4). Of the five studies in adolescents, one was a randomized controlled trial (RCT; Bloch et al., 2020), one was a pro­ spective open-label study (Cullen et al., 2018), and three were case re­ ports (Dwyer et al., 2017; Weber et al., 2018; Zarrinnegar et al., 2019). Eight studies including older adults consisted of two RCTs (George et al., 2017; Ochs-Ross et al., 2020), one prospective open-label study (Irwin et al., 2013), and five case series/reports (Gálvez et al., 2014; Lipsitz et al., 2021; Medeiros da Frota Ribeiro and Riva-Posse, 2017; Srivastava et al., 2015; Szymkowicz et al., 2014). In total, the three RCTs were assessed to be of high quality (Table 1), whereas the two non-randomized studies were deemed to be low quality due to lack of a comparator (Table 2), and case series/reports are low quality due to lack 2.2. Study selection/eligibility criteria Interventional and observational studies including clinical trials, retrospective studies, case reports/series, and open-label studies were eligible for inclusion in the first search if they were conducted in humans and published in English. Original studies were included if ketamine was administered to treat symptoms of depression, and if they contained individuals belonging to a special population. Studies were excluded from the first search if ketamine was not indicated specifically to treat depression, if ketamine was administered adjunctively, if they did not include results (i.e. trial protocols), if they or were review papers, con­ ference papers, or poster series (to prevent capturing the same study twice). In the second search, focused on adolescents and older adults for this current review, the inclusion and exclusion criteria are the same as stated above, with the additional exclusion of studies that did not include individuals aged ≤18 or ≥60, and did not assess safety or depression outcomes as a primary endpoint. 2.3. Quality appraisal Risk of bias (RoB) was determined for all randomized studies using the Cochrane RoB 2 tool as recommended in the Cochrane Handbook for Systematic Review of Interventions (Table 1) (Higgins et al., 2020). The RoB 2 assesses risk of bias across 5 domains: bias arising from the randomization process; bias due to deviations from intended in­ terventions; bias due to missing outcome data; bias in measurement of the outcome; and bias in selection of the reported result. For non-randomized studies, risk of bias was assessed using the Newcastle Ottawa Scale (Table 2) (Wells et al., n.d.). 3. Results The search strategy involved two separate searches. The first search was designed to be a broad scan of the literature with the purpose identifying special populations (i.e. those typically excluded from clin­ ical trials) within the extant literature on ketamine as a treatment for depression. To this end, the study author performed an open search on the EMBASE, PsycInfo, and PubMed databases through July 2020, using the keywords “ketamine” (including “esketamine,” “arketamine,” “ketalar,” and “spravato”) and “depress*”, linked with Boolean opera­ tors (AND/OR) where necessary (Supplementary Table 1). Additional searches on ClinicalTrials.gov and the first 10 pages of Google Scholar were also performed. Furthermore, any relevant references identified in articles from the preliminary search were included to capture additional relevant extant literature. Once the first search was completed, the re­ cords identified were reviewed by the study authors and grouped into five special populations according to relevant themes which emerged during the review: 1) adolescents and elderly; 2) medically unstable/ill; 3) individuals with suicidal ideation; 4) individuals with a history of substance use disorder; and 5) individuals with postpartum/hormonal depression. The second search constituted a new systematic review dedicated to one of the special populations identified in the first search. 233 J.D. Di Vincenzo et al. Journal of Psychiatric Research 137 (2021) 232–241 Records iden�fied through database searching (n = 761 ) Addi�onal records iden�fied through other sources (n = 17 ) Records a�er duplicates removed (n = 643 ) Records screened (n = 643 ) Records excluded (n = 440 ) Full-text ar�cles assessed for eligibility (n = 203 ) Full-text ar�cles excluded, as they are not interven�onal or observa�onal studies specifically inves�ga�ng the efficacy, safety, or tolerability of ketamine for depressive symptoms in special popula�ons (n = 157 ) Studies included in qualita�ve synthesis (n = 46 ) Studies included in subpopula�on (adolescents & older adults) (n = 13 ) Fig. 1. Preferred Reporting Items for Systematic Reviews and Meta-Analyses (PRISMA) flow diagram of search results. Table 1 Risk of bias assessment for RCTs – Cochrane RoB2 results. Study Bias arising from the randomization process Bias due to deviations from intended interventions Bias due to missing outcome data Bias in the measurement of the outcome Bias in selection of the reported result Bloch et al. (2020) George et al. (2017) Ochs-Ross et al. (2020) Low Low Low Low Low Low Low Low Some concerns Low Low Low Low Some concerns Low of generalizability. Table 2 Risk of bias assessment for non-randomized studies – Newcastle-Ottawa Scale results. Maximum number of stars possible for each domain denoted in brackets. Study Selection (/4) Comparability (/2) Outcome (/3) Lipsitz et al. (2021) Cullen et al. (2018) Irwin et al. (2013) *** *** *** 0 0 0 ** *** ** 3.2. Prospective studies in adolescents Two prospective studies assessing the antidepressant effects of ke­ tamine in adolescents were identified (Bloch et al., 2020; Cullen et al., 2018). The most recent was a blinded, midazolam-controlled crossover RCT with a two-week washout period assessing the efficacy, safety, and tolerability of IV ketamine in adolescents with treatment resistant MDD and a Children’s Depression Rating Scale-Revised (CDRS-R) score > 40 (NCT02579928; Bloch et al., 2020). Participants showed a greater response on the Montgomery–Åsberg depression rating scale (MADRS) 1 234 J.D. Di Vincenzo et al. Journal of Psychiatric Research 137 (2021) 232–241 Table 3 Study demographics. Adolescents Author (year) Type of study N Age (years) Diagnosis TRD? Bloch et al. (2020) RCT (Crossover) Open label study Case report 17 13–17 MDD Yes - Resistant to ≥ 1 AD 13 12–18 MDD Yes - Resistant to ≥ 2 ADs 1 16 MDD; ADHD; Crohn’s disease Case report 1 14 Zarrinnegar et al. (2019) Case report 1 15 Depression with suicidality; postconcussion syndrome; chronic migraines; and complex regional pain syndrome of the lower extremities MDD; GAD; PTSD Yes - Escitalopram (alone and with aripiprazole augmentation); bupropion; lithium Yes - Fluoxetine and aripiprazole; duloxetine George et al. (2017) Ochs-Ross et al. (2020) Irwin et al. (2013) RCT 16 ≥60 RCT 138 ≥65 Open label study Mean (SD) = 63 (±18) Lipsitz et al. (2021); IN PRESS Szymkowicz et al. (2014) Open label chart review Case series 16 ITT; 8 PP 53 Medeiros da Frota Ribeiro et al. (2017) Gálvez et al. (2014) Case series 2 Mean (SD) = 67 (±6) Mean (SD) = 72.25 (±5.38) 64a & 72b Case report 1 Srivastava et al. (2015) Case report 1 Cullen et al. (2018) Dwyer et al. (2017) Weber et al. (2018) Older Adults 4 Yes - Sertraline, fluvoxamine, imipramine, venlafaxine, lorazepam, clonazepam, prazosin; and augmentation with aripiprazole, olanzapine, chlorpromazine, ziprasidone MDD or Bipolar Depression; current episode ≥ 4 weeks in duration MDD Yes - Resistant to ≥ 1 AD HADS score of ≥15 or a HADS depression subscale score of ≥8 at screening and at the start of ketamine treatment MDD No MDD Yes - Resistant to multiple ADs and ECT MDDa; BD type 1b Yes - Resistant to multiple ADsab and ECTb 62 Recurrent melancholic MDD; history included hypertension, hypothyroidism, and a cerebrovascular accident 65 N/A - “fourth episode of depressive illness”; Baseline HAMD of 17 indicated mild depression Yes - Resistant to reboxetine, mianserin, dothiepin, venlafaxine, sertraline, mirtazapine, duloxetine, and nortriptyline, including augmentation with antipsychotics (quetiapine, olanzapine) or lithium Yes - Resistant to escitalopram (alone and with amisulpride augmentation); duloxetine + amisulpride, agomelatine, and agomelatine + amisulpride Yes - Resistant to ≥ 2 ADs Yes – Resistant to multiple ADs Note: RCT = Randomized controlled trial; MDD = Major depressive disorder; AD = Antidepressant drug; ADHD = Attention deficit hyperactivity disorder; GAD = Generalized anxiety disorder; PTSD=Post-traumatic stress disorder; ITT=Intention-to-treat; PP=Per-protocol; SD=Standard deviation; HADS=Hospital anxiety and depression scale; BD=Bipolar disorder; ECT = Electro-convulsive therapy; HAMD=Hamilton depression rating scale. a = Case 1. b = Case 2. day after they received ketamine compared to 1 day after midazolam or baseline. Aside from these raw MADRS scores, comparative statistical analyses of this study’s primary outcome have not been reported. Sec­ ondary outcomes assessed via implicit association tasks (IATs) for this trial were reported independently in a poster session (Dwyer et al., 2019) where it was shown that ketamine reduced depression (Cohen’s d = 0.65) and suicide/death (Cohen’s d = 0.50) IATs, but not self-harm or anxiety IATs, compared to midazolam. No serious adverse events were reported in this trial and no adverse events led to discontinuation. Adverse events, assessed 1 h after each infusion via the Clinician Administered Dissociative States Scale (CADSS), occurred in 15/17 (88.24%) participants post-ketamine, and 13/16 (81.25%) post-midazolam, with a higher prevalence of multiple symptoms re­ ported after ketamine compared to midazolam. These adverse effects are commonly reported in studies using ketamine to treat depression in adults and are typically transient, however their durations were not reported in this trial (Short et al., 2018). This group is also currently conducting a 3-week RCT followed by a 6-month open-label extension phase (NCT03889756; estimated n = 24) to assess safety and tolerability of IV ketamine in the same demographic, estimated to be completed in the fourth quarter of 2022. In a smaller study, adolescents with treatment resistant MDD and CDRS-R > 40 received six open-label, intravenous ketamine infusions over two weeks (Cullen et al., 2018). Ketamine treatment had a signif­ icant effect on the primary outcome, change from baseline in CDRS-R at the end of the 2 week study period; secondary analyses of MADRS, BDI-II, and CGI scores also revealed significant reductions at 2 weeks post-ketamine treatment, although measures of anhedonia did not change significantly. The greatest reductions in mean BDI-II and MADRS scores were observed after the first treatment, whereas CDRS-R scores declined gradually after each treatment. After 2 weeks, 5/13 (38%) participants exhibited a response (≥50% reduction in depressive symptoms), three of whom also achieved remission (CDRS-R ≤28). Three responders sustained a response at the end of a 6-week follow up phase, of whom two were in remission. No severe adverse events were reported. Nausea was reported in three participants (emesis in one) and treated with ondansetron. Importantly, a protocol change was imple­ mented with respect to the dose of ketamine administered: the first 5 participants (including 4 overweight) did not respond to ketamine dosed according to 0.5 mg/kg ideal body weight (average dose received = 0.35 mg/kg actual body weight), so subsequent participants received keta­ mine at 0.5 mg/kg of actual body weight. Indeed, the adolescents who received higher doses due to having a higher body-mass index (BMI) reported the best outcomes. 3.3. Retrospective studies in adolescents Three retrospective studies assessing the antidepressant effects of intravenous ketamine infusions in adolescents were identified, all of which are single case reports in adolescents with TRD and multiple 235 J.D. Di Vincenzo et al. Journal of Psychiatric Research 137 (2021) 232–241 Table 4 Methods and main efficacy, safety, and tolerability outcomes of studies included in the current review. Adolescents Older Adults Author (year) Intervention (Formulation, Dose, Regimen) Concomitant Medications Assessments Main Outcomes Safety/Tolerability/Adverse Events Bloch et al. (2020) IV Ketamine; 0.5 mg/kg over 40 min; single administration. Stable for ≥4 weeks MADRS; CADSS No SAEs reported; CADSS scores indicate more significant dissociation 1 h after ketamine infusion compared to midazolam. Cullen et al. (2018) IV Ketamine; 0.5 mg/kg over 40 min; 6 infusions over 2 weeks. Dose stable for ≥2 months; or discontinued with adequate washout time depending on the class of drug CDRS-R; MADRS; CGI; BDI-II; SHAPS; TEPS MADRS [mean (SD)]: Baseline [32.9 (9.1)]; 1 day post-ketamine [mean (95%CI) = 15.44 (10.51–20.37)]; 1 day postmidazolam [mean (95% CI) = 24.13 (18.21–30.04)]. CDRS-R mean difference from baseline after 2 weeks (SD): − 19.8 (14.8); t = 4.8; p = 0.0004; Average % change from baseline on CDRS-R after 2 weeks (SD) = − 42.5% (31%). Dwyer et al. (2017) IV Ketamine; 0.5 mg/kg over 40 min; 7 infusions over an 8-week hospitalization (days 1, 3, 7, 14, 21, 28, 50). Lithium (level 0.49), aripiprazole (25 mg daily), and mixed amphetamine salts XR (30 mg daily) MADRS; CDRS; SSI-5; BHS; CADSS Weber et al. (2018) IV Ketamine; 7mcg/kg/ min; continuously infused over 5 days (titrated to 4, then 2mcg/ kg/min, then discontinued on day 5). Fluoxetine and aripiprazole NRS assessed pain; No specific rating scales or assessments mentioned for depressive symptoms (simply referred to “psychiatric assessments") Zarrinnegar et al. (2019) IV Ketamine; 0.5 mg/kg over 40 min; 6 infusions over 3 weeks (days 3, 5, 7, 10, 17, 24). No ADs mentioned; pre-infusion chlorpromazine for nausea MADRS; CDRS-R; SSI George et al. (2017) SC ketamine; 0.1, 0.2, 0.3, 0.4, and 0.5 mg/kg; ≥1 week apart. Prescribed medications were allowed, given no changes in the 4 weeks leading up to trial MADRS; CADSS Response and remission were more frequent after ketamine (68.8% participants) compared to 29% and 14%, respectively, after midazolam; MADRS scores tended to return to baseline on day 7. Ochs-Ross et al. (2020) Intranasal esketamine; 28 mg, 56 mg, or 84 mg; twice weekly for 4 weeks. One of: duloxetine, escitalopram, sertraline, or venlafaxine XR MADRS; CGI-S; PHQ9; SDS Improvement on the MADRS from baseline to day 28 was numerically greater in the esketamine group compared to placebo, but this was not statistically significant; Least square means difference (95% CI) = − 3.6 (− 7.20, 0.07), 2-tailed p value = 0.059. Symptomatic improvement 1 day post-ketamine for depression (61% MADRS reduction; 32% CDRS reduction), suicidal ideation (88% SSI-5 reduction), and hopelessness (57% BHS reduction); improvements were sustained for 61 days. Clinician-reported improvement of depression on day 1 of infusion; selfreported improvement in SI on day 2 and discharge on day 5. Returned after 5 months with relapse of depression and SI, and received another 5-day infusion with similar results. CDRS-R and MADRS scores decreased gradually by 30–40% to moderate levels and were sustained; greatest improvement seen on SSI (~75% reduction). No SAEs reported; transient dissociative symptoms (CADSS) and blood pressure elevations resolved within an hour after treatment; one participant with high suicidality at enrollment reported worsening of suicidal thoughts at post-treatment which was not reflected in the clinical assessments. No SAEs reported; Mild intrainfusion dissociative symptoms (maximum CADSS: 7/92) completely resolved after 80 min; Mild nausea treated with ondansetron. No SAEs reported; nystagmus and visual changes occurred when dose was briefly titrated up to 8mcg/kg/min on day 3, however these symptoms resolved after returning to 7mcg/kg/min. No SAEs reported; symptoms of derealisation and nausea were controlled with low dose chlorpromazine pretreatment. No SAEs reported; dose response relationship between ketamine and dissociative effects was observed; CADSS scores peaked 10–15 min after injection and resolved after 40 min. Mild, transient hemodynamic changes were observed; Mild neurologic symptoms (mainly dizziness) were reported in 5 patients and resolved within 2 h after treatment; Slight liver enzyme elevations observed in 1 participant at trial end; 1 participant reported mild urologic symptoms (urge to urinate more often). SAEs reported in 3 receiving esketamine (anxiety, blood pressure increase, hip fracture - deemed not related to esketamine exposure) and 2 receiving placebo (gait disturbance, dizziness). 4 treatment emergent adverse events led to discontinuation in the esketamine group, and 2 in the placebo group. (continued on next page) 236 J.D. Di Vincenzo et al. Journal of Psychiatric Research 137 (2021) 232–241 Table 4 (continued ) Author (year) Intervention (Formulation, Dose, Regimen) Concomitant Medications Assessments Main Outcomes Safety/Tolerability/Adverse Events Irwin et al. (2013) Oral Ketamine (in cherry syrup); 0.5 mg/kg; daily for 28 days. Permitted HADS; MMSE; BPI-SF (VAS); M.I.N.I. PLUS (ASC, SRA); MQOL; KPSS No SAEs reported; mild increases in complaints about diarrhea, trouble sleeping, and trouble sitting still were reported in one subject each, with declining severities over the course of the study. Lipsitz et al. (2021); IN PRESS IV Ketamine; 0.5–0.75 mg/kg over 40–45 min; four doses over 1–2 weeks. Permitted QIDS-SR16; GAD-7; CADSS HADS declined gradually, reaching a significant difference from baseline at day 14 (mean Δ = 3.5, d = 1.14, 95% CI = 1.09–5.90, p = 0.01), and sustaining it at study end (Day 28; mean Δ = 4, d = 1.34, 95% CI = 2.3–5.9, p = 0.001); Response rate = 57%. Significant reduction on the QIDS-SR16 after repeated ketamine infusions (F(4, 92) = 7.412, p < .001). Mean (SD) QIDS-SR16 was 17.12 (5.33) at baseline and decreased to 12.52 (5.79) following four infusions. Szymkowicz et al. (2014) IV Ketamine; 0.5 mg/kg of ideal body weight over 40 min; 2–6 infusions. Prescribed medications were continued MADRS Medeiros da Frota Ribeiro et al. (2017) IV Ketamine; 0.5 mg/kg over 40 min; single administration; biweekly for first 2–3 weeks, then weekly or every other week for up to 8 more weeks. N/A QIDS-SR; BDI-II (case 1 only) Gálvez et al. (2014) SC Ketamine; 0.1 mg/kg and 0.2 mg/kg bolus; single administration ≥1 week apart. Nortriptyline 125 mg/ day MADRS Srivastava et al. (2015) IV Ketamine; 0.5 mg/kg over 40 min; 4 infusions over 2 weeks. Agomelatine HAMD No patient achieved response at any time (≥50% reduction in MADRS). All participants MADRS scores returned to baseline by study end. Gradual decline from baseline (Case 1 = 14; Case 2 = 20) in QIDS-SR over initial two weeks, sustaining a score of ~7 until discontinuation. Case 2 returned with relapse of depression and SI after 5 weeks (QIDS-SR = 20) and was treated again with nine semi-weekly ketamine infusions. Baseline MADRS range: 20–25. Reductions after 0.1 mg/kg ketamine (ΔMADRS⩰-15) and 0.2 mg/ kg ketamine (ΔMADRS⩰20), but not after midazolam (ΔMADRS⩰-5). Patient remained at MADRS = 0 for 5 months following 0.2 mg/ kg dose. Rapid response was observed after the first dose (HAMD pre-infusion = 17; HAMD 4 h post-infusion = 3); the patient maintained remission through the end of the trial and until follow-ups ceased. Several SAEs occurred during infusions and most resolved following the infusion, the majority of which related to CADSS domains (i.e. dizziness, vision disturbances, drowsiness, confusion, depersonalization, derealisation, and hallucination). Increases in systolic blood pressure, diastolic blood pressure, and heart rate were common in both participants with and without baseline hypertension; antihypertensive drugs were administered as needed. No dropouts were attributed to treatment emergent adverse events. Drowsiness was the most common adverse event. No SAEs reported; dissociation and sedation were reported, but resolved shortly following the infusion. No SAEs reported; transient psychotomimetic effects observed, which resolved shortly after infusion. No SAEs reported; transient blurred vision and lightheadedness were reported and resolved within an hour post-treatment. No SAEs reported; transient dissociation and cognitive deficits were observed but resolved within 2 h posttreatment. Note: IV=Intravenous; mg = Milligrams; kg = Kilograms; MADRS = Montgomery–Åsberg depression rating scale; CADSS=Clinician-administered dissociative states scale; SD=Standard deviation; CI=Confidence interval; SAE=Severe adverse event; CDRS-R = Children’s depression rating scale-revised; CGI=Clinical global im­ pressions; BDI-II=Beck depression inventory II; SHAPS=Snaith-Hamilton pleasure scale; TEPS = Temporal experience of pleasure scale; XR = extended release; SI = suicidal ideation; SSI-5=Scale for suicidal ideation-5; SC = subcutaneous; BHS=Beck hopelessness scale; mcg = Micrograms; min = Minute; NRS=Numerical rating scale; PHQ-9 = Patient health questionnaire-9; SDS=Sheehan disability scale; MMSE = Mini-mental state examination; BPI-SF=Brief pain inventory-short form; VAS=Visual analog scale; M.I.N.I. PLUS = Mini-international neuropsychiatric interview-plus; ASC = Adverse symptom checklist; SRA=Suicide risk assessment; 237 J.D. Di Vincenzo et al. Journal of Psychiatric Research 137 (2021) 232–241 MQOL = McGill quality of life questionnaire; KPSS=Karnofsky performance status scale; GAD-7 = Generalized anxiety disorder-7 scale; QIDS-SR = Quick inventory of depressive symptoms-self report; HAMD=Hamilton depression rating scale. comorbidities requiring hospitalization for suicidality (Dwyer et al., 2017; Weber et al., 2018; Zarrinnegar et al., 2019). Two studies used repeated doses of ketamine over 3 and 7 weeks and reported similar outcomes, albeit with varying treatment trajectories (Dwyer et al., 2017; Zarrinnegar et al., 2019). One patient who received 7 infusions over an 8 week hospitalization responded rapidly after the first dose, improving and maintaining this response over 60 days (Dwyer et al., 2017). Interestingly, another patient, receiving the same dose at 6 infusions over 3 weeks, showed gradual antidepressant (MADRS and CDRS-R) and antisuicidal (SSI) responses, but CDRS-R never fell below 40 and the patient subjectively denied improvement until 2 weeks after the final infusion (Zarrinnegar et al., 2019). Nevertheless this patient improved sufficiently to be discharged 1 month after the final infusion and continued to do well over the ensuing months. The third report describes an atypical dosing regimen consisting of a 5-day, continuous IV infusion of ketamine to which the patient’s symptoms of depression and suicidal ideation responded (per clinician and self-reports) on the first day, with continued improvement over the subsequent 4 days of treatment (Weber et al., 2018). Five months after discharge from the first 5-day infusion, the patient returned with suicidal ideation and once again received successful treatment with a 5-day IV ketamine infusion. In all three cases no adverse events were reported and ketamine was well-tolerated, with mild nausea treated as-needed with low-dose antiemetics. Severe adverse events occurred in five participants: anxiety, blood pressure increases and hip fracture each occurred in one participant in the esketamine group, with the latter deemed unlikely to be caused by esketamine; gait disturbances and dizziness were each reported in one participant in the placebo group. Discontinuation due to treatment emergent adverse events occurred in 5.6% of the esketamine group versus 3.1% of the placebo group. Esketamine was well-tolerated with mild, transient CADSS elevations and no adverse cognitive or hemody­ namic effects. Interestingly, the lead investigators anticipated that the starting dose (28 mg) would not be efficacious, and therefore did not assess the time to response in this study, which could factor into the improved response and remission rates observed in the open-label continuation phase. The third prospective study in older adults is a 28-day open-label proof-of-concept trial of daily oral ketamine to treat depression and anxiety in hospice patients (Irwin et al., 2013). Notably, the age range of participants (36–88 years) was not strictly limited to older adults as per our initial inclusion criteria, however extant literature regarding keta­ mine in older adults is scant therefore this study was included in the systematic review. 16 participants consented and 14 received ketamine, with 6 dropouts (4 due to non-response to ketamine, 2 due to reasons unrelated to ketamine). In a per-protocol analysis the 8 participants who completed the study all experienced gradual improvement of depressive symptoms and sustained a response (HADS improvement ≥30%) to ketamine on the HADS by study end (day 28), with a mean (SD) time to response of 14.4 (19.1). The response rate of all participants who received ketamine was 57% after day 28. Secondary outcome measures found no effect of ketamine on pain, functional status, cognition, sui­ cidality, or quality of life. No severe adverse events were reported in this trial and no discontinuations due to tolerability issues were reported. 3.4. Prospective studies in older adults Three prospective studies were identified which assessed the safety, tolerability, or efficacy of ketamine formulations in older adults with depression, including two RCTs (George et al., 2017; Ochs-Ross et al., 2020) and one open-label study (Irwin et al., 2013), all featuring different routes of administration and dosing regimens. George et al. (2017) performed a pilot RCT assessing escalating, subcutaneous doses of ketamine in older adults with treatment resistant MDD or bipolar disorder (BPD) and a MADRS score ≥20. Multiple medical comorbidities were present in the study population, including Parkinson’s, multiple sclerosis, and polymyalgia rheumatica, although individuals with psychotic illnesses were excluded. MADRS scores at 4 h, and 1, 3 and 7 days were analyzed as the primary outcome. Cumula­ tively, 11/16 participants attained response (MADRS improvement ≥50%) and remission (MADRS <10) after receiving a ketamine dose, compared to 4/14 brief responders and 2/14 brief remitters following midazolam control. Secondary analyses revealed a main effect of dose and significant quadratic trend across time points representing a return to baseline symptoms at day 7 post-treatment. No severe or clinically significant adverse events were reported in this trial and dose titrations up to 0.5 mg/kg were all well-tolerated. A dose-response relationship between ketamine and CADSS score was observed, and symptoms resolved without intervention within an hour post-infusion. Ochs-Ross et al. (2020) conducted an RCT to assess the effects of escalating doses of intranasal esketamine twice weekly for four weeks adjunctive to a newly-initiated oral AD, compared to a placebo adjunctive to a newly-initiated oral AD, in participants with treatment resistant MDD (MADRS >24). After day 28, the change in MADRS scores from baseline (primary endpoint) was not significantly different be­ tween esketamine and placebo groups, although the esketamine group showed a numerically greater antidepressant response. Response (MADRS improvement ≥50%) and remission (MADRS ≤12) rates were 27% and 17.5% in the esketamine group, and 13.3% and 6.7% in the placebo group, respectively. In this study, 111/138 (80.4%) participants (88 RCT non-responders and 23 responders) continued on to a long term open-label phase, and by the end of the ensuing 4-week induction phase, response and remission rates (69.5% and 46.3%, respectively) were comparable to those observed in adults aged 18–65 (NCT02418585). 3.5. Retrospective studies in older adults Five retrospective case studies have reported on ketamine use to treat depression in older adults, with 1–53 cases per article (Gálvez et al., 2014; Lipsitz et al., 2021; Medeiros da Frota Ribeiro and Riva-Posse, 2017; Srivastava et al., 2015; Szymkowicz et al., 2014). Lipsitz et al. (2021) present the largest case series of ketamine for older adults with TRD. In this study, data was analyzed from 53 older adults ranging from 60 to 82 years of age, who received up to four IV ketamine infusions over one to two weeks for a total of 235 adminis­ trations among the sample. Across the sample, depressive symptoms significantly improved from baseline to each post-infusion data point, with a main effect of infusion on Quick Inventory of Depressive Symptoms-Self-Report-16 (QIDS-SR16) scores (Cohen’s f = 0.60). Of the available data, 3 participants (10%) met remission criteria (QIDS-SR16 score ≤ 5), and 7 (27%) responded (≥50% symptomatic improvement from baseline). At the third infusion, 27/47 (58.7%) participants received a dose increase from 0.5 mg/kg to 0.75 mg/kg with no reports of safety/tolerability issues. Drowsiness was the most common adverse event, occurring at 50% (n = 73) of infusions. Treatment-emergent hypertension was reported in 36 participants (69%) at ≥1 infusion, and 10 (19%) required intervention with an antihypertensive. Average CADSS scores were elevated at each infusion but were significantly attenuated from the first infusion to each subsequent infusions. In total, three (5.6%) participants dropped out of the four-infusion protocol: one after the first infusion due to worsening anxiety; two after the second infusion due to worsening anxiety and intolerable dissociative symp­ toms. Severe adverse events relating to the dissociative properties of ketamine were reported during several infusions, most of which became moderate or mild post-infusion. Szymkowicz et al. (2014) recruited four inpatients who were admitted to a psychiatric unit for treatment- and ECT-resistant MDD 238 J.D. Di Vincenzo et al. Journal of Psychiatric Research 137 (2021) 232–241 with multiple comorbidities, to receive repeated IV ketamine infusions dosed by ideal body weight. No patient responded: Patient A terminated treatments after 2 ketamine sessions due to intolerable dissociative adverse events and lack of response; Patients B, C, and D received five, six and six ketamine infusions, respectively, with transient and well-tolerated dissociative adverse events, although their depressive symptoms did not improve over the course of infusions. Medeiros da Frota Ribeiro and Riva-Posse (2017) describe two older adults with TRD who both received multiple IV infusions of ketamine over several weeks. Case 1 received 11 infusions over 8 weeks and gradually sustained a response on the QIDS-SR after the final infusion. Case 2 received 6 ketamine infusions over the first three weeks and had achieved a response on the QIDS-SR which was sustained for a total of 11 weeks with semi-weekly maintenance treatments, at which point the patient was lost to follow up. Case 2 returned to the clinic 5 weeks later with a QIDS-SR score of 18, achieving remission again 11 weeks after reinstatement of semi-weekly ketamine treatments. No severe adverse events were reported and all infusions were well-tolerated with transient psychotomimetic symptoms spontaneously resolving after the infusion. Gálvez et al. (2014) describe a 62-year-old woman with moderately severe TRD (MADRS ≤34) and multiple comorbidities which were managed with several medications. In a double-blind, multiple cross­ over, placebo controlled study, this patient received single subcutaneous bolus doses of ketamine or midazolam placebo ≥1 week apart. The patient sustained a rapid response to the 0.1 mg/kg ketamine dose for 2 weeks and attained remission (MADRS = 0) after the 0.2 mg/kg dose for 5 months, but not after midazolam. After relapsing, the patient received 12 additional open-label subcutaneous ketamine injections over 54 days and gradually sustained a response after the final injection. All injections of ketamine were well-tolerated with mild, transient light-headedness and blurred vision. Lastly, Srivastava et al. (2015) present a patient with mild TRD (HAMD < 20) who received four IV infusions of ketamine over two weeks. Rapid HAMD reductions were reported after each infusion and remission (HAMD <7) was briefly achieved at multiple time points, with a HAMD score of 10 after the final infusion. After discontinuing keta­ mine, the patient maintained remission throughout the ensuing year of follow-ups on the same oral AD being taken throughout the study. In­ fusions were well-tolerated with mild psychotomimetic effects which resolved within an hour of each infusion. adverse events to ketamine reported in adolescents are similar to those reported in adult counterparts: transient and tolerable dissociation occurred which resolved spontaneously within an hour post-infusion; nausea was controlled with ondansetron or chlorpromazine. Safety is often the highest priority in clinical studies, therefore doses of drugs given to adolescents and older adults are typically conserva­ tively estimated based on data drawn from general adult populations. Importantly, it is known that higher doses of ketamine are required to elicit a dissociative state in pediatrics than in adults (Green et al., 2011). Indeed, Cullen et al. (2018) found that dosing ketamine at 0.5 mg/kg by ideal body weight did not lead to a response in any adolescent. However, participant response improved after adjusting the dose to be based on actual body weight, and a post-hoc analysis revealed that BMI predicted response, likely because participants with higher BMIs received higher doses (Cullen et al., 2018). Weber et al. (2018) presented a continuous infusion regimen of 7mcg/kg/min that produced a daily dose greater than 725 mg in the 72 kg patient, which was effective at treating depression and was tolerated well without serious adverse events. Among retrospective and prospective studies in older adults, there is contradicting evidence regarding the safety, tolerability, and efficacy of ketamine formulations as antidepressants. The largest study, consti­ tuting over 60.5% (138/228) of older adults analyzed in this review, did not find intranasal esketamine to be more efficacious than placebo after 28 days (Ochs-Ross et al., 2020), whereas a nearly-identical study con­ ducted in adults aged 18–65 did (Popova et al., 2019). Similar to the cautious ketamine dosing strategy used in adolescents by Cullen et al. (2018), Ochs-Ross et al. (2020) started esketamine administration at 28 mg in their study in older adults - half of the starting dose used by Popova et al. (2019). Indeed, response and remission rates approached those seen in adults when participants from the Ochs-Ross et al. (2020) study continued receiving intranasal esketamine at higher doses in an open-label follow-up study. This finding supports the hypothesis that efficacious doses of esketamine were delayed in this trial, or possibly that the AD adjunctively administered in this trial began working after this time. All other studies in older adults with depression used racemic keta­ mine. In agreement with previous studies, George et al. (2017) found that subcutaneous ketamine injections produced a rapid antidepressant effect. However, symptoms returned to baseline by day 7, suggesting that multiple administrations within one week may be required to produce a lasting response. Contrarily, in Irwin et al.’s (2013) study, older adults given oral ketamine nightly for 28 nights reported a slow but gradual decline in depressive symptoms, which reached statistical significance after day 14 and at the final data point. However, it is important to emphasize that Irwin et al. (2013) included participants who were younger than 60 years and who may not have been diagnosed with depression as per the DSM-V, therefore the results of this study are less generalizable to older adults than George et al. (2017) and Ochs-­ Ross et al. (2020). The findings of case reports on ketamine in older individuals have conflicting results. The largest case series by Lipsitz et al. (2021), re­ ported that ketamine treatment safely elicited rapid and significant antidepressant responses with a low attrition rate (~5%), congruent with data from the general adult population as shown in a similar analysis by the same group (Rodrigues et al., 2020). Conversely, Szymkowicz et al. (2014) concluded that repeated intravenous ketamine treatments offered an unfavorable risk-benefit profile in four older adults with MDD, however, the participants were all extensively resis­ tant to ADs and ECT. Importantly, two of the four cases showed clinical and/or neuroimaging signs suggesting neurophysiological impairments that could potentially prevent a response to ketamine by inhibiting synaptic plasticity, a key mechanism through which ketamine is hy­ pothesized to work (Kraus et al., 2017). By contrast, Gálvez et al. (2014), Medeiros da Frota Ribeiro and Riva-Posse (2017) and Srivastava et al. (2015) observed older individuals without signs of neurophysiological impairments in whom single and repeated ketamine infusions produced 4. Discussion The limited amount of available evidence supports the safety, tolerability, and effectiveness of ketamine at treating depressive symp­ toms in adolescents, and older adults to a lesser extent, with better an­ tidepressant outcomes for individuals who received longer treatment courses and higher doses. This systematic review presented 33 adoles­ cents, all of whom received racemic ketamine, and 228 older individuals who received ketamine in various formulations and routes of adminis­ tration (esketamine, n = 138; ketamine, n = 90). Each of the three RCTs were assessed as high quality with low risks of bias; the two open label studies were deemed low quality with high risks of bias due to lack of comparator or blinding; case reports were considered low quality due to low generalizability. Across prospective and retrospective studies, it is consistently observed that ketamine elicits a rapid and robust antidepressant response in adolescents with TRD. Similar to what has been reported in adults (Murrough et al., 2013), ketamine outperformed midazolam controls, with improvements reported within hours post-ketamine infusion. Adolescents who received repeated administrations typically sustained a response to ketamine for multiple weeks with maintenance therapy (Cullen et al., 2018; Dwyer et al., 2017; Zarrinnegar et al., 2019). No severe adverse events occurred, no signs of drug-liking, addiction or dependence to ketamine were observed, and no partici­ pants withdrew due to ketamine-emergent adverse events. In general, 239 J.D. Di Vincenzo et al. Journal of Psychiatric Research 137 (2021) 232–241 a response, within days, lasting several weeks to months. For older adults, severe adverse events were reported in the two studies with the largest samples. In the largest study, an RCT, two severe adverse events (anxiety and blood pressure increase) were determined to be related to esketamine exposure (Ochs-Ross et al., 2020). Further­ more, four treatment emergent adverse events led to discontinuation in the esketamine group, compared to two in the placebo group. In the second largest study, the case series by Lipsitz et al. (2021), severe adverse events in the form of severe CADSS elevations were common (~10%) during infusions, and typically waned to moderate or mild levels shortly following the infusion. In general, adverse events appear to be more common and less tolerated in older adults than in individuals aged <60 years. Neurologic symptoms were more frequently reported in older adults, however it is unknown whether these reports are attrib­ utable to ketamine or rather to age-associated cognitive decline. Other adverse events reported in older adults but not in adolescents include: mild liver enzyme elevations, mild urologic symptoms, diarrhea, trouble sitting still, and trouble sleeping. There are several limitations to this review. Most studies included herein have small sample sizes and are single-centred; only Ochs-Ross et al. (2020) conducted a multi-centre trial. Additionally, longitudinal studies in adolescents and older adults receiving ketamine formulations to treat depression are scant, so this review cannot speak to long-term safety or efficacy. Further, due to the dearth of literature in these pop­ ulations, publication bias is an issue which precludes broad general­ izations of these findings to other adolescent or older adult populations. Different studies also use different rating scales and definitions for response or remission, which limits generalizability since adolescents are often evaluated on the CDRS as opposed to the MADRS or BDI typically used in adults aged >18. Moreover, many participants included in this review received concomitant behavioural and/or pharmacotherapies, which may have interacted with ketamine and affected the results. Future research should look to address gaps in the literature that remain with respect to longitudinal studies studying ke­ tamine formulations alone, and along with various concomitant treat­ ment modalities (pharmacotherapies and behavioural interventions) for depression in adolescents and older adults. In addition to determining whether ketamine is effective, safe and well-tolerated in adolescents and elderly patients, it is also important to determine whether ketamine may benefit specific dimensions or symptoms of depression (e.g. cogniti­ ve/functional impairment) as well as suicidality, as empirical evidence may suggest (Lee et al., 2016; McIntyre et al., 2013). In summary, this systematic review describes current evidence from the extant literature regarding the safety, tolerability, and effectiveness of ketamine formulations for the treatment of depression in adolescents and older adults. The paucity, heterogeneity, and variable quality of studies available for this review significantly limits our ability to conduct statistical syntheses and draw strong conclusions. Nevertheless, the results of the studies discussed herein generally support the pre­ vailing narrative that ketamine formulations are rapid-acting antide­ pressants capable of producing a response in treatment-resistant individuals across all ages, although tolerability issues are more com­ mon in older adults. The literature would benefit from more high quality RCTs and a greater quantity of data on the use of ketamine as an anti­ depressant in adolescents and older adults. Future research should focus on optimizing ketamine dosages to improve tolerability in older adults, as well as the efficacy in adolescents and older adults. Leanna M.W. Lui: Writing – Review & Editing. Kangguang Lin: Writing – Review & Editing. Bing Cao: Writing – Review & Editing. Nelson B. Rodrigues: Writing – Review & Editing. Hartej Gill: Writing – Review & Editing. Roger S. McIntyre: Writing – Review & Editing, Supervision. Joshua D. Rosenblat: Conceptualization, Writing – Re­ view & Editing, Supervision, Project administration. Joshua D. Di Vincenzo was primarily involved in the writing, anal­ ysis and synthesis of this review, under the supervision of Joshua D. Rosenblat. All other authors contributed significantly to the content and revision of this work. All authors approved the final version of the manuscript for submission. Declaration of competing interest RSM has received research grant support from CIHR/GACD/Chinese National Natural Research Foundation; speaker/consultation fees from Lundbeck, Janssen, Purdue, Pfizer, Otsuka, Allergan, Takeda, Neuro­ crine, Sunovion, Bausch Health, Novo Nordisk, Kris Eisai, Minerva, Intra-Cellular, and Abbvie. Dr. Roger McIntyre is a CEO of Champignon. JDR has received research grant support from the Canadian Cancer Society, Canadian Psychiatric Association, American Psychiatric Asso­ ciation, American Society of Psychopharmacology, University of Tor­ onto, University Health Network Centre for Mental Health, Joseph M. West Family Memorial Fund and Timeposters Fellowship and industry funding for speaker/consultation/research fees from Janssen, Allergan, Lundbeck, Sunovion and COMPASS. JDR is the medical director of a private clinic providing intravenous ketamine infusions and intranasal esketamine for depression. RCH has received research grant support from the National Medical Research Council of Singapore, National Parks Board of Singapore and National University of Singapore; speaker/consultation fees from Lundbeck, Janssen, Pfizer and Otsuka. Acknowledgement We thank all team members for their contributions to the manu­ script. 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