See discussions, stats, and author profiles for this publication at: https://www.researchgate.net/publication/325757104 Vernacular masonry construction in Nepal: History, dynamics, vulnerability, and sustainability Chapter · October 2018 CITATIONS READS 7 3,336 6 authors, including: Dipendra Gautam Hemchandra Chaulagain Interdisciplinary Research Institute for Sustainability (IRIS) Pokhara University 157 PUBLICATIONS 2,912 CITATIONS 49 PUBLICATIONS 1,010 CITATIONS SEE PROFILE SEE PROFILE Rajesh Rupakhety Rabindra Adhikari University of Iceland Cosmos College of Management and Technology 180 PUBLICATIONS 1,883 CITATIONS 50 PUBLICATIONS 547 CITATIONS SEE PROFILE All content following this page was uploaded by Dipendra Gautam on 08 January 2020. The user has requested enhancement of the downloaded file. SEE PROFILE Complimentary Contributor Copy In: Masonry Editor: Hugo Rodrigues ISBN: 978-1-53614-532-8 © 2018 Nova Science Publishers, Inc. Chapter 6 VERNACULAR MASONRY CONSTRUCTION IN NEPAL: HISTORY, DYNAMICS, VULNERABILITY, AND SUSTAINABILITY Dipendra Gautam1,*, Hemchandra Chaulagain2, Rajesh Rupakhety3, Rabindra Adhikari4, Pramod Neupane5 and Hugo Rodrigues6 1 Structural and Geotechnical Dynamics Laboratory, StreGa, DiBT, University of Molise, Campobasso, Italy 2 School of Engineering, Pokhara University, Kaski, Nepal 3 Earthquake Engineering Research Center, University of Iceland, Selfoss, Iceland 4 Department of Civil Engineering, Cosmos College of Management and Technology, Lalitpur, Nepal 5 Infrastructure Unit, WWF Nepal, Kathmandu 6 RISCO, School of Technology and Management, Polytechnic Institute of Leiria, Leiria, Portugal * Corresponding Author Email: dipendra.gautam@unimol.it. Complimentary Contributor Copy 148 D. Gautam, H. Chaulagain, R. Rupakhety et al. ABSTRACT Historical records depict the existence of vernacular masonry constructions since the Vaidic period in Nepal. As described in the books, for example, the Mahabharata, Bhagavad Gita, and others written some 5,000 years ago, different types of masonry constructions were used in ancient times. Since the Vaidic age, gradual changes in masonry construction, assumedly after major natural disasters, should have occurred to reach the present day vernacular masonry forms. This chapter outlines historical development of vernacular masonry buildings in Nepal. This development is timelined in reference to the dynasties that ruled Nepal. The timeline of different construction systems is presented. Seismic vulnerability of existing vernacular masonry buildings in Nepal is assessed and heuristic fragility functions are presented. Discussions in terms of sustainability of these constructions and prospects of technological advancements for vulnerability reduction are also presented. Keywords: vernacular construction; seismic vulnerability; fragility function; sustainability; Nepal INTRODUCTION The history of masonry construction in Nepal dates back to at least 5,000 years ago. The books from the early age of eastern philosophy authored more than 5,000 years ago present accounts of construction practices of common dwellings, royal palaces, and temples. As civilization developed on the lap of Himalaya, diversities in construction practices emerged per the availability of local resources and materials. Understanding historical construction and dynamics is crucial to preserve traditional construction systems. This chapter describe historical construction system and dynamics of vernacular masonry buildings in Nepal and presents their vulnerability and sustainability level. Methods used to derive heuristic fragility functions and sustainability assessment are also described. Complimentary Contributor Copy Vernacular Masonry Construction in Nepal 149 HISTORY AND TIMELINE OF VERNACULAR MASONRY CONSTRUCTION IN NEPAL As noted earlier, documented history of building construction in Nepal dates back to at least 5000 years. A sequential building construction scenario could be formulated considering the history vis-à-vis historical descriptions of building forms. A generic timeline of vernacular masonry construction technology is formulated as shown in Figure 1. Figure 1. Timeline of construction practices in Nepal. Complimentary Contributor Copy 150 D. Gautam, H. Chaulagain, R. Rupakhety et al. Vaidic Age Nepal is one of the oldest nations of the world. Many places in contemporary Nepal are mentioned in historical accounts as important locations in the development of eastern philosophy. As mentioned in various philosophical accounts, people used to reside primarily in small huts. As the agricultural and herder societies were dominant around 5000 years ago, small settlements primarily comprising wattle and daub, masonry buildings, and stone masonry construction could have been prevalent. As there is no direct evidence of such constructions, historical accounts are considered as documented evidence. Cow Herders’ Age (Gopal Vansha Period) Concrete documentation on settlement of cow herder settlements in Nepal is lacking in the contemporary literature. Cow herders are believed to have ruled Nepal for about 700 years -- the famous was of Mahabharata took place during this period. As described in Mahabharata, the dwellings in that period was dominated by small adobe huts. Royal residences at this period have been described as masonry buildings. In the plains of Nepal, due to lack of stones, adobe together with wattle and daub constructions can expected to have been prevalent. However, in the middle to high mountains, stone masonry buildings, either dry stacked stones or mud mortar, could have been the dominant building types in this age. The Buddha and Buffalo Herders’ Age (Mahishpal Vansha/Aahir Period) The buffalo herders ruled for only around 100 years their settlements in Nepal is not well documented. However, at the same period, the Buddha was born in the southern plain of Nepal, Lumbini. The remains of the Buddha’s birthplace note the first documented and preserved construction Complimentary Contributor Copy Vernacular Masonry Construction in Nepal 151 practices in the plains of Nepal around 2500 years ago. As shown in Figure 2, the oldest construction system depicts a massive brick masonry wall in mud mortar. The figure further depicts that stretcher bonding was typical during that period. Irregularly sized bricks thinner than present day bricks can be observed in the masonry wall. Due to lack of connection between the wythes of the masonry walls, the structural system should mostly be understood as stacked bricks in mud mortar. Furthermore, there is no connection between the orthogonal walls, nor such connections with partition walls are visible. Figure 2. The oldest masonry construction in Nepal during the Buddha period (>2550 years ago) [Image credit: Chuda Raj Dhakal]. Kirat Age Kirats ruled Nepal for several hundred years, however, details regarding the building forms are not well documented. Kirats usually Complimentary Contributor Copy 152 D. Gautam, H. Chaulagain, R. Rupakhety et al. resided in the middle and high mountains of Nepal, thus, their construction could have been dominated by stone masonry (dry or mud mortar). Lichchhavi Age Lichhavi age is believed to be the Stone Age in Nepal as noted by stone masonry constructions, although brick masonry and adobe constructions were dominant in different parts of the country. Lichchhavi age is considered as a golden age in Nepal’s history. Trade, art and culture, painting, architecture and sculpture flourished in this era. Several landmark constructions like the world heritage site Changunarayan were built during this age. Regarding residential construction, the southern plains and Kathmandu valley is thought to have predominantly adobe constructions. On the contrary, vernacular stone masonry buildings could have been dominant in the mountains. Malla Age During the Malla age, numerous inventions in terms of housing were developed in Nepal. Mallas were good craftsmen, thus, they created a unique architecture in Kathmandu valley and neighbouring areas. The present-day Kathmandu valley architecture (Newari architecture) inherits the Malla age features. Composite structures (brick masonry and wooden members) was dominant during this age. The landmark civilization of Kathmandu valley and neighbouring towns developed a dynamic architectural form, i.e., Newari architecture. In early Malla age, at 1255, a devastating earthquake of modified Mercalli intensity (MMI) ~X had struck Kathmandu valley. It killed one-third of the population of the valley, and most of the adobe buildings collapsed during that earthquake. This and other earthquakes to follow are expected to have changed structural forms and construction methods. Details regarding the structural damage due to 1255 and subsequent earthquakes can be found in Gautam and Chaulagain Complimentary Contributor Copy Vernacular Masonry Construction in Nepal 153 (2016) and Chaulagain et al. (2018). Meanwhile, changing context of housing construction is depicted well in the description published by (Rana 1935). A typical Malla age building is shown in Figure 3. Figure 3. Vernacular Newari building in Kathmandu valley. Shah Age After the unification of Nepal in 1768 by the Gorkhali king Prithvi Narayan Shah, Shah Dynasty ruled Nepal for 238 years. During this age, most of the architectural forms were replicated from Malla age in the urban neighbourhoods; whereas, the rural settlements continued to use the traditional forms for most of the Shah age. During the same age, reinforced concrete buildings were introduced in Nepal in the late 1960s. After the 1988 Earthquake in eastern Nepal, the then His Majesty’s Government of Nepal drafted a building code for Nepal. After the restoration of democracy in 1990, urbanization started growing rapidly; which took exponential pace after the 2000s. Complimentary Contributor Copy 154 D. Gautam, H. Chaulagain, R. Rupakhety et al. Rana Age Rana dynasty ruled Nepal between 1846 and 1951. During Rana age, a unique massive masonry construction system, also known as Greco-Roman construction system, was introduced in Nepal for residential and administrative buildings. The Greco-Roman construction system is a massive wall multi-storied construction system with large plinth area and large columns which are like the ones found in ancient Greek and Roman architecture. Most of such buildings exist in Nepal in Kathmandu valley today. The use of mortar and its quality in these constructions is praiseworthy. However, their massive structure was not compliant with the seismicity of the region. They suffered severe damage during the 2015 Gorkha earthquake (Gautam 2017). Figure 4 shows a Rana age GrecoRoman building located in Kathmandu Durbar Square. Figure 4. Greco-Roman building located in Kathmandu Durbar Square. Complimentary Contributor Copy Vernacular Masonry Construction in Nepal 155 Modern Nepal After Prithvi Narayan Shah unified Nepal in the 18th century, the age is considered as the modern age in Nepal’s history. Both Shah and Rana dynasties have ruled modern Nepal. Most of the landmark constructions that can be seen nowadays were concentrated in urban areas and suburbs only. At the meantime, rural settlements in Nepal had developed unique buildings forms and settlements patterns. Figure 5 depicts a dense row settlement in western Nepal (Ghale gaun). In modern Nepal, due to economic and climatic reasons, diverse construction systems emerged in different parts of rural Nepal. However, cultural barriers and beliefs have played some role in adoption of modern construction styles. For instance, the Tharu community in southern plains of Nepal is not comfortable with multi-storied dwellings. This has resulted in some Tharu settlements in Nepal to be homogenously constructed. Due to climatic variation, availability of construction materials, and cultural beliefs, hundreds, if not thousands, of structural forms can be identified in Nepal. Figure 5. Row housing settlement in western Nepal [Image credit: Prakriti Sharma]. Complimentary Contributor Copy 156 D. Gautam, H. Chaulagain, R. Rupakhety et al. SEISMIC VULNERABILITY OF VERNACULAR BUILDINGS IN NEPAL Seismic vulnerability of vernacular buildings in Nepal is seldom discussed in Nepal as most of the studies focus on modern reinforced concrete buildings. Only few studies (e.g., Gautam 2018) have attempted to describe seismic vulnerability of some vernacular constructions. However, all past studies have considered one or two building forms only, hence, a thorough study on seismic vulnerability of many existing vernacular building forms in Nepal is important. Previous studies by Chaulagain et al. (2016) and (Gautam 2018) have presented seismic fragility functions for some masonry buildings. However, both of the studies have considered diverse building forms as a class. To this end, this study considers 13 different vernacular building types in Nepal that could represent almost 70% of existing masonry construction in Nepal. As noted by several researchers in the past, owing to uncertainties and lack of damage database, heuristic fragility formulation framework is used in this work. A summary of the framework is presented in Figure 6. In total 13 different vernacular masonry building classes were identified and their performance levels performance levels were defined following the FEMA-273 guidelines (Federal Emergency Management Agency 1997). Thereafter, an expert-opinion form was developed and circulated to identify peers. Judgments were requested for the lower bound and median peak ground accelerations (PGA) corresponding to each performance level for all building classes. Based on the methodology devised by Porter et al. (2007a), the combined lower bound PGA (λ) can be calculated using Eq. (1). ∑π π€ πΌ π π π π = ∑π=1 π π€πΌ π=1 (1) π Similarly, the combined median PGA (Ζ) for each performance level was estimated by using Eq. (2). Complimentary Contributor Copy Vernacular Masonry Construction in Nepal ∑π π€ πΌ π π π π = ∑π=1 π π€πΌ π=1 157 (2) π Figure 6. Methodology to derive heuristic fragility functions. In Eqs. (1) and (2), wi is the weight assigned to the lowerbound PGA value (ππ ) judged by expert i, πΌ = 1.5, n is the total number of expert judgements available, and ππ is the median PGA value judged by expert i. Once the combined lower bound and median PGAs are estimated, the logarithmic standard deviation (γ) can be estimated as: π ln( ) π πΎ = 1.28 (3) In the case of heuristic fragility functions, it is crucial to note that the logarithmic standard deviation should not be less than 0.4 (Porter et al. 2007b), thus the median value should be adjusted as follows: ππ = 1.67 ππ [ππ πΎπ < 0.4] Complimentary Contributor Copy (4) 158 D. Gautam, H. Chaulagain, R. Rupakhety et al. Table 1. Estimated Gaussian parameters for different types of vernacular buildings Building type Performance level Vernacular Khas buildings of the middle mountains (Figure 7a) No damage Immediate occupancy Damage control Life safety Limited safety Collapse prevention Collapse No damage Immediate occupancy Damage control Life safety Limited safety Collapse prevention Collapse No damage Immediate occupancy Damage control Life safety Limited safety Collapse prevention Collapse No damage Immediate occupancy Damage control Life safety Limited safety Collapse prevention Collapse No damage Immediate occupancy Damage control Life safety Limited safety Collapse prevention Collapse Vernacular middle mountain stone masonry building (Figure 7b) Rounded vernacular stone masonry building (Ghumaune ghar) (Figure 7c) Elliptical stone masonry buildings (Figure 7d) Vernacular Newari building (Newari chhen) (Figure 7e) Gaussian parameter Ι΅ γ 0.07 0.61 0.11 0.56 0.15 0.41 0.19 0.40 0.25 0.40 0.30 0.40 0.35 0.40 0.06 0.51 0.09 0.40 0.14 0.40 0.19 0.40 0.23 0.40 0.30 0.40 0.39 0.40 0.09 0.44 0.14 0.42 0.20 0.40 0.26 0.40 0.35 0.40 0.43 0.40 0.50 0.40 0.09 0.62 0.13 0.46 0.18 0.45 0.22 0.43 0.27 0.40 0.33 0.40 0.40 0.40 0.06 0.50 0.10 0.47 0.14 0.40 0.18 0.40 0.22 0.40 0.25 0.40 0.30 0.40 Complimentary Contributor Copy Vernacular Masonry Construction in Nepal Building type Performance level Mixed vernacular building (mud blocks and stone masonry) (Figure 7f) No damage Immediate occupancy Damage control Life safety Limited safety Collapse prevention Collapse No damage Immediate occupancy Damage control Life safety Limited safety Collapse prevention Collapse No damage Immediate occupancy Damage control Life safety Limited safety Collapse prevention Collapse No damage Immediate occupancy Damage control Life safety Limited safety Collapse prevention Collapse No damage Immediate occupancy Damage control Life safety Limited safety Collapse prevention Collapse No damage Immediate occupancy Damage control Life safety Limited safety Collapse prevention Collapse Rubble stone masonry with bands (Figure 8a) Vernacular Bhawar building (Stone masonry with timber posts and thatched roof) (Figure 8b) Himalayan vernacular dry-stone masonry building (Figure 8c) High Himalayan stone masonry building with wooden bands (Figure 8d) Tundra vernacular building (Figure 9a) Gaussian parameter Ι΅ γ 0.05 0.43 0.08 0.40 0.09 0.40 0.16 0.40 0.20 0.40 0.23 0.40 0.27 0.40 0.07 0.64 0.12 0.69 0.15 0.47 0.18 0.40 0.22 0.43 0.26 0.40 0.29 0.40 0.06 0.45 0.10 0.46 0.15 0.40 0.20 0.40 0.23 0.40 0.28 0.40 0.33 0.20 0.05 0.45 0.08 0.44 0.12 0.40 0.16 0.40 0.20 0.40 0.25 0.40 0.33 0.40 0.09 0.66 0.14 0.51 0.18 0.40 0.25 0.40 0.31 0.40 0.35 0.40 0.40 0.40 0.08 0.40 0.13 0.44 0.18 0.40 0.24 0.40 0.33 0.40 0.38 0.40 0.43 0.40 Complimentary Contributor Copy 159 160 D. Gautam, H. Chaulagain, R. Rupakhety et al. Table 1. (Continued) Building type Performance level Indo-Gangetic vernacular masonry building (Figure 9b) No damage Immediate occupancy Damage control Life safety Limited safety Collapse prevention Collapse No damage Immediate occupancy Damage control Life safety Limited safety Collapse prevention Collapse Vernacular mixed building (Figure 9c) Gaussian parameter Ι΅ γ 0.07 0.55 0.10 0.44 0.16 0.40 0.21 0.40 0.27 0.40 0.32 0.40 0.39 0.40 0.08 0.45 0.13 0.42 0.18 0.40 0.23 0.40 0.31 0.40 0.37 0.40 0.45 0.40 Table 2. Revised Gaussian parameters for the High Himalayan stone masonry buildings with wooden bands Building type Performance level High Himalayan stone masonry building with wooden bands [Figure 8a] No damage Immediate occupancy Damage control Life safety Limited safety Collapse prevention Collapse Gaussian parameter Ι΅ γ 0.05 0.64 0.09 0.69 0.15 0.47 0.20 0.40 0.24 0.43 0.29 0.40 0.33 0.40 It is further crucial to note that the fragility curves for each of the performance levels are not expected to cross each other. In the case of such crossing, adjustment of combined median PGA (Ζ) is expected. The adjustment could be done in two steps: the first one is the estimation of average lognormal standard deviation (πΎ ′ ) and the second step is the revision of the median PGA (π ′ ). Eqs. (5) and (6) depict these steps. Complimentary Contributor Copy Vernacular Masonry Construction in Nepal 161 Figure 7. a) Vernacular Khas building of middle mountains, b) Vernacular middle mountain stone masonry building, c) Vernacular Newari building, d) Rounded vernacular stone masonry building, e) Elliptical stone masonry buildings, f) Mixed vernacular building (mud blocks and stone masonry) [Image credit: Yogi Kayastha]. Figure 8. a) Rubble stone masonry with bands, b) Vernacular Bhawar building (Stone masonry with timber posts and thatched roof), c) Himalayan vernacular dry-stone masonry building, d) High Himalayan stone masonry building with wooden bands [Image credits: Yogi Kayastha]. Complimentary Contributor Copy 162 D. Gautam, H. Chaulagain, R. Rupakhety et al. Figure 9. a) Tundra vernacular building [Image credit: Yogi Kayastha], b) IndoGangetic vernacular masonry building [Image credit: Yogi Kayastha], c) Vernacular mixed building. 1 πΎ ′ = π ∑ππ=1 πΎπ (5) ππ′ = πΈππ(1.28(πΎ ′ − πΎπ ) + ln ππ ) (6) A summary of the estimated Gaussian parameters is presented in Table 1. The fragility functions derived for the High Himalayan stone masonry building with wooden bands (Figure 8a) intersected for some performance levels. Thus, the Gaussian parameters were re-estimated for all performance levels. Table 2 depicts the revised Gaussian parameters for the High Himalayan stone masonry buildings with wooden bands. Figure 7a shows a typical vernacular Khas masonry building in middle mountains of Nepal. Usually, such buildings are constructed directly above river banks. There is no sufficient record of the inception of such construction; however, it is thought to have emerged with the Sinja valley civilization which started in the 12th century. Khas vernacular buildings are characterized by three storied construction with large overlooking windows at several locations. Tiles are used as the roofing material. Such buildings are primarily located in the central to western middle mountains of Nepal Complimentary Contributor Copy Vernacular Masonry Construction in Nepal 163 where people of Khas ethnicity reside. Their construction system differs from that of the Newars (Figure 7c) in terms of height of the building, distribution of openings, brick type, and gable window. The fragility functions for various performance levels for the Khas vernacular building are shown in Figure 10. In the middle mountains of Nepal, mostly stone masonry construction system is practiced due to abundance of field stones that can be easily shaped with minor tools into building stones. In western Nepal, dry-stone masonry construction is widely practiced as shown in Figures 5 and 7b. Dry-stone masonry constructions are amongst the most vulnerable buildings of Nepal due to lack of binding material between the masonry units. However, it should be noted that dry-stone masonry construction system is limited to one- to two-stories only. The fragility functions for dry-stone masonry buildings in Nepal are shown in Figure 11. Figure 10. Fragility curves for the vernacular Khas building of middle mountains. The Newari vernacular construction system started in Nepal when Newars entered Nepal from the southern plains and settled in Kathmandu valley and neighbouring areas. Newari vernacular buildings are usually four-storied, i.e., Chheli (ground story), Matan (first story), Chota (second Complimentary Contributor Copy 164 D. Gautam, H. Chaulagain, R. Rupakhety et al. story), and Buigal (top story) as shown in Figure 7c. Newari vernacular buildings have massive structural masonry wall system unlike the Khas vernacular buildings. Figure 11. Fragility curves for vernacular middle mountain stone masonry building. Figure 12. Fragility curves for vernacular Newari building. Complimentary Contributor Copy Vernacular Masonry Construction in Nepal 165 Figure 13. Fragility curves for rounded vernacular stone masonry building. Figure 14. Fragility curves for elliptical stone masonry buildings. The wall thickness is usually >40 cm. Smaller and limited number of openings can be found in all traditional Newari settlements. The uppermost floor heights are smaller than the lower ones also have a lower height when compared to the lower ones. The fragility functions for Newari buildings is Complimentary Contributor Copy 166 D. Gautam, H. Chaulagain, R. Rupakhety et al. depicted in Figure 12. Figure 7d shows a Ghumaune ghar (rounded stone masonry building) that can be found in western Nepal. Number of such buildings is diminishing due to complication in construction technology and lack of knowledge transfer. Thatched roof is provided in such buildings and a central wooden post supports the roof. Historical records show that the Rounded buildings survived significant earthquakes and remained occupiable for more than 100 years (Chaulagain et al. 2018). Fragility functions for the Rounded stone masonry buildings of western Nepal are shown in Figure 13. Elliptical stone masonry buildings (Figure 7e) are also found in western Nepal. They are relatively fewer compared to the other building forms. Elliptical vernacular buildings are usually not plastered, and slates are used as roofing system. Such buildings are sometimes two storied; in which case the upper story is made from timber. Unlike Rounded stone masonry buildings, elliptical buildings have wooden struts to carry loads from their overhanging parts. Fragility functions for Elliptical stone masonry buildings are shown in Figure 14. In the middle mountains of Nepal, stone and mud blocks are used for construction (Figure 7f) when stones are not abundant, and quarrying is tedious. The upper stories are usually provided with mud-blocks. Due to mixed nature of the masonry units, such buildings are highly vulnerable to seismic shaking. The durability of such buildings is not satisfactory. Such buildings usually have a useful life of around 30 years. Fragility functions for the mixed vernacular buildings are shown in Figure 15. The higher Himalayan buildings in the Middle Western part of Nepal are characterized by two-storied stone masonry constructions with wooden bands (Figure 8a). These buildings are considerably lower than other types and are suitable for the cold climate in the higher Himalaya. Upper story of such buildings can sometimes have wattle and daub system as well. Fragility functions for various performance levels for the higher Himalayan stone masonry buildings with wooden bands are depicted in Figure 16. Complimentary Contributor Copy Vernacular Masonry Construction in Nepal Figure 15. Fragility curves for mud blocks with stone masonry. Figure 16. Fragility functions for rubble stone masonry with bands. Complimentary Contributor Copy 167 168 D. Gautam, H. Chaulagain, R. Rupakhety et al. Figure 17. Fragility functions for vernacular Bhawar building (Stone masonry with wooden posts and thatched roof). Figure 18. Fragility curves for Himalayan vernacular dry-stone masonry building. The vernacular Bhawar buildings (Figure 8b) are dominant structural forms of Bhawar region, the region in between the southern Indo-Gangetic plains and the Siwaliks. Due to the availability of timber in the vicinity, composite construction system is usually practiced in Bhawar region. For Complimentary Contributor Copy Vernacular Masonry Construction in Nepal 169 stability and safety purpose, people construct buildings with stone masonry and timber and thatched roofing system is common. Fragility functions for such buildings are shown in Figure 17. The Himalayan vernacular dry-stone masonry (Figure 8c) can be found in the high Himalayan regions of Nepal. Such buildings are single storied stacked stone masonry constructions without any connection between the orthogonal walls. The roofing system consists of a layer of clay covered by bushes or shrubs to avoid the direct impact of sun and snow. The fragility functions such buildings are shown in Figure 18. Figure 19. Fragility functions for High Himalayan stone masonry building with wooden bands. In the middle to high mountains of Nepal, multi-storied stone masonry buildings are common in Nepal (Figure 8d). These vernacular buildings are related to the Sinja Valley Civilization. Multiple wooden bands throughout the perimeter could be found in all the buildings of some settlements in the mid-western Himalayan region. In some buildings, structural walls are setback from one another. However, most of the buildings are uniform, thick-walled constructions with five or more wooden bands at various levels. Figure 19 presents the fragility functions for such buildings. Complimentary Contributor Copy 170 D. Gautam, H. Chaulagain, R. Rupakhety et al. Figure 20. Fragility functions for Tundra vernacular building. Figure 21. Fragility functions for Indo-Gangetic vernacular masonry building. The most unique vernacular masonry building in Nepal is the Tundra vernacular building (Figure 9a). Tundra buildings are constructed in layers of locally available clay. Tundra buildings are constructed in the Himalayan region where settlements are sparse. Due to extreme weather, Complimentary Contributor Copy Vernacular Masonry Construction in Nepal 171 low height single-storied buildings are common. The clay layers are rammed at several layers and finally stabilized to from a thick wall. Thick wall and small openings are crucial for heat insulation. Due to low precipitation rate, flat roofs are provided in Tundra buildings. Fragility functions for the Tundra masonry buildings are depicted in Figure 20. In the temperate regions of Nepal, proper building construction is crucial for coping heat waves during the summer and cold waves during the winter. Thus, the vernacular construction practice in the indigenous settlements adopts single storied thick-walled masonry buildings with tiles as roofing material. Figure 9b shows vernacular Tharu building in western Nepal. Such buildings have walls made up of sun-burnt clay bricks. Fragility function for such buildings is shown in Figure 21. Figure 22. Fragility functions for vernacular mixed building. In the Siwaliks of eastern Nepal, vernacular mixed construction practice (Figure 9c) can be found to some extent. Most of such buildings are two-storied; the ground story is constructed from locally manufactured masonry units (clay blocks) and the first story is made from timber. Roofing is made of tiles. Due to the availability of wood in the vicinity, timber is used in the first story. To protect against frequent annual torrential precipitation and inundation, ground story is constructed from Complimentary Contributor Copy 172 D. Gautam, H. Chaulagain, R. Rupakhety et al. clay blocks. To shelter against heat during summer, roof tiles are used. The fragility functions for the vernacular mixed masonry building are shown in Figure 22. As shown in the figures above, most of the masonry buildings in Nepal have poor seismic resistance even at minor to moderate shaking. However, some of the structural forms have shown remarkable performance levels during moderate to strong earthquakes. In general, most of the vernacular buildings in Nepal should be understood as highly vulnerable in light of impending hazard. SUSTAINABILITY OF VERNACULAR MASONRY CONSTRUCTIONS IN NEPAL: PAST, PRESENT, AND FUTURE Vernacular construction systems in Nepal use only local resources and technology. The vernacular construction technology is polished continually so that modified forms of construction have evolved, especially after major natural disasters. To date, to the best of our knowledge, sustainability of vernacular constructions in Nepal has not been assessed. To fulfil this gap, this chapter assesses the sustainability of the considered building classes based on the parameters that are modified and localized to Nepal from the American Society of Civil Engineers guidelines (American Society of Civil Engineers 2010). Seven parameters are considered for sustainability analysis. Three levels of sustainability levels, i.e., high, medium, and low, are considered in this study as qualitative measures. High level indicates excellent sustainability; medium level indicates average sustainability, and low denotes essentially unsustainable constructions. Table 3 outlines the sustainability analysis of 13 vernacular buildings in Nepal. As shown in Table 3, all vernacular building forms considered depict medium to high level of sustainability; however, sustainability used in this chapter is qualitative and quantification of sustainability parameters for Nepali buildings is still underway. However, it should be noted that Complimentary Contributor Copy Vernacular Masonry Construction in Nepal 173 sustainability, being a vital component of present-day structural engineering, is obviously notable in Nepali vernacular masonry buildings. Table 3. Sustainability of vernacular buildings in Nepal Building type (Figure) Figure 7a Figure 7b Figure 7c Figure 7d Figure 7e Figure 7f Figure 8a Figure 8b Figure 8c Figure 8d Figure 9a Figure 9b Figure 9c Sustainability parameters Recycling Local Durability Reusability Adaptability Environment, Overall resources and toxicity, and sustainability maintenance structural level materials Low High Medium Low Low High Medium High High Medium High High High High Low High Low Low Medium High Low High High High High High High High High High High High High High High Medium Medium Low Medium Medium Medium Medium Medium High Low Medium High High Medium High High Medium Medium High High Medium Medium High Low Medium High High Medium Medium High Low Medium High High Medium High High Medium High High High High Low Medium Low Medium High High Medium Medium High Medium High High High High CONCLUSION Considering 13 vernacular buildings in Nepal, we present sustainability and vulnerability of representative masonry constructions in Nepal. Apart from this, history and dynamics of vernacular masonry construction from Vaidic to the modern age in Nepal is outlined. A tentative timeline of construction practices is also presented, and this could be important in understanding and improvising the construction systems for resilience against multi-hazards, while at the same time respecting cultural beliefs and local needs. The sum of results highlights that Nepali vernacular buildings have appreciable sustainability; however, seismic performance is not satisfactory. This raises an important, yet unanswered question in risk mitigation of vernacular constructions. The usual and Complimentary Contributor Copy 174 D. Gautam, H. Chaulagain, R. Rupakhety et al. straightforward option is to use advanced construction materials such as reinforced concrete. While this option, if implemented correctly, can help reduce seismic vulnerability, it is, to a large extent economically restrictive, and more importantly, not as sustainable as the vernacular systems. It is, however, not our intention to argue for vernacular buildings against modern construction systems and materials. Long term sustainability and economic feasibility, however, requires studies and research on low cost seismic strengthening of vernacular buildings. This is a field of research that has huge and widespread potential impact on people living under seismic risk in developing countries, but unfortunately, has not received due attention in research in more advanced countries. ACKNOWLEDGMENTS Authors would like to appreciate the support provided by Digicon Consult, Lalitpur and Cosmos College of Management and Technology. Yogi Kayastha, Prakriti Sharma, Chuda Raj Dhakal, and many other people have contributed when collecting the information; authors express their sincere gratitude to all. The local people who provided access to assess the buildings are also acknowledged for their help. Authors are grateful to the experts for their valuable time to provide the expert judgement. REFERENCES American Society of Civil Engineers. 2010. ASCE. “Sustainability Guidelines for the Structural Engineer.” Structural Engineering Institute, Reston, VA. 2010. https://ascelibrary.org/doi/book/10.1061/ 9780784411193. Chaulagain, H. et al. 2016. “Earthquake Loss Estimation for the Kathmandu Valley.” Bulletin of Earthquake Engineering 14(1): 59–88. Complimentary Contributor Copy Vernacular Masonry Construction in Nepal 175 Chaulagain, H., D. Gautam, and H. Rodrigues. 2018. “Revising major historical earthquakes in Nepal: overview of 1833, 1934, 1980, 1988, 2011, and 2015 seismic events.” In Impacts and Insights of the Gorkha Earthquake, ed. Dipendra Gautam; Hugo Rodrigues. Elsevier Inc., 1– 17, doi: 10.1016/B978-0-12-812808-4.00001-8 Federal Emergency Management Agency. 1997. NEHRP Guidelines for Seismic Rehabilitation of Buildings. Washington: FEMA. Gautam, D. 2018. “Observational Fragility Functions for Residential Stone Masonry Buildings in Nepal.” Bulletin of Earthquake Engineering 16(10): 4661-4673. Gautam, D., and H. Chaulagain. 2016. “Structural Performance and Associated Lessons to Be Learned from World Earthquakes in Nepal after 25 April 2015 (M < inf > W < /Inf > 7.8) Gorkha Earthquake.” Engineering Failure Analysis 68: 222-243. Gautam, D. 2017. “Seismic Performance of World Heritage Sites in Kathmandu Valley during Gorkha Seismic Sequence of April–May 2015.” Journal of Performance of Constructed Facilities 31(5): 06017003. http://ascelibrary.org/doi/10.1061/%28ASCE%29CF.19435509.0001040. Porter, K., R. Hamburger, and R. Kennedy. 2007. “Practical Development and Application of Fragility Functions.” Structural Engineering Research Frontiers: 1–16. http://www.scopus.com/inward/record. url?eid=2-s2.0-84890926149&partnerID=tZOtx3y1. Porter, Keith, R. Kennedy, and R. Bachman. 2007. “Creating Fragility Functions for Performance-Based Earthquake Engineering.” Earthquake Spectra 23(2): 471–89. Rana, BSJB. 1935. The Great Earthquake of Nepal. I. Kathmandu: Jorganesh Press. Complimentary Contributor Copy View publication stats
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