See discussions, stats, and author profiles for this publication at: https://www.researchgate.net/publication/275363711 Obstetrician/Gynecologists' Experiences with Electronic Health Record Systems: A Narrative Study Article in The Journal of reproductive medicine · March 2015 Source: PubMed CITATIONS READS 8 631 4 authors, including: Greta B Raglan Jay Schulkin American Congress of Obstetricians and Gynecologists Georgetown University 17 PUBLICATIONS 430 CITATIONS 685 PUBLICATIONS 27,944 CITATIONS SEE PROFILE All content following this page was uploaded by Greta B Raglan on 23 June 2015. The user has requested enhancement of the downloaded file. SEE PROFILE Obstetrician/Gynecologists’ Experiences with Electronic Health Record Systems A Narrative Study Greta B. Raglan, M.A., Benyamin Margolis, Ph.D., M.P.H., Ronald A. Paulus, M.D., and Jay Schulkin, Ph.D. OBJECTIVE: To explore the experiences of obstetrician/ commonly cited positives were electronic medication pregynecologists (ob/gyns) with regard to the use of elecscription (e-scribing) capabilities, efficiency, and ease of tronic health record (EHR) systems in practice. access to notes, including legibility. STUDY DESIGN: Surveys CONCLUSION: In spite of were mailed to 1,200 ob/ increased adoption of EHR While physicians reported many systems, more work is needed gyns, with an overall reto improve ob/gyn satisfac­ sponse rate of 57.2%, 402 of benefits to implementing tion with EHR systems. (J whom currently use an EHR EHR systems, many still noted Reprod Med 2015;60:95– system. The survey included 102) questions about the physisignificant obstacles … cians’ use of EHR systems Keywords: electronic as well as what features they health records, electronic medical records, obstetrifound most or least helpful. In addition, a focus group of cian/gynecologists, physician satisfaction, narra6 practicing ob/gyns at a university-based hospital was tive, task performance and analysis, technology. conducted in which they were encouraged to give free responses about their experiences working with EHR systems. Responses from surveys and the focus group were With the rise of government incentives, improved analyzed for frequency by the investigators. technology, and an increasingly wired world, use RESULTS: The majority of ob/gyns who used an EHR of electronic health record (EHR) systems has risreported being satisfied with that system (61.4%). The en greatly in recent years among physicians in the most commonly reported impediments to EHR use were United States.1,2 In spite of this rise, physicians in time needed, ineffective templates, note quality, interferthe U.S. lag behind other industrialized countries ence with patient interactions, and expense. The most in terms of EHR utilization, with certain specialties, From the Research Department, American College of Obstetricians and Gynecologists, Washington, DC. Supported by grant no. R60MC 05674 from the Maternal and Child Health Bureau (Title V, Social Security Act, Health Resources and Services Administration, and Department of Health and Human Services (DHHS). The findings and conclusions are those of the authors and do not necessarily represent the views of the Health Resources and Services Administration or the Department of Health and Human Services. Address correspondence to: Greta B. Raglan, Research Department, American College of Obstetricians and Gynecologists, 409 12th Street SW, Washington, DC 20024 (graglan@acog.org). Financial Disclosure: The authors have no connection to any companies or products mentioned in this article. 0024-7758/15/6003-04–0095/$18.00/0 © Journal of Reproductive Medicine®, Inc. The Journal of Reproductive Medicine® 95 ORIGINAL ARTICLES The Journal of Reproductive Medicine® 96 such as obstetrics and gynecology, being even less likely to use EHRs.3 EHR systems have been found to increase the efficiency of medical practice and to reduce the number of medical errors.3 Additionally, EHR systems allow practices to track patient information and health patterns in order to better care for patients and to improve services.4 Despite these advantages, physicians often cite drawbacks to the use of EHR. Some studies have noted that EHR systems may add to the time that physicians spend on paperwork and record keeping, particularly when they first implement a system.5,6 Concerns about patient privacy and data accuracy have also been raised.7,8 Some studies have shown that EHR systems do not necessarily lead to improved medical practices,9 and many systems are not fully utilized.10,11 In addition to these wide-reaching concerns, differences in physicians’ needs mean that EHR systems are less functional for certain medical specialties and may be more difficult to adopt for older physicians.12 Approximately 15–20% of ob/gyn practices in the U.S. currently use an EHR system, significantly fewer than in other medical specialties like internal medicine, orthopedic surgery,1 and primary care (family physicians, general internists, and general practitioners).13 Among those ob/gyns who do use an EHR system, few use an advanced system or the full functions of their system.11 Ob/gyns face unique challenges when selecting and using an EHR system because their practices are often both office and hospital based, medical and surgical, and are focused on treating both a woman and her child.14-17 Some studies have found that most EHR systems do not adequately address these unique aspects of ob/ gyn practice and that EHR systems are therefore of limited usefulness to ob/gyns,18 but there is a great deal of room for growth.19 Despite these challenges, EHR systems have the potential to improve outcomes and documentation in ob/gyn practices. Bernstein et al20 found that paper prenatal records completed prior to the implementation of an EHR system were more likely to have missing information and were less likely to be up to date than were electronic records. Eden and colleagues21 found similar results after looking at labor and delivery records before and after the implementation of EHR. In particular, they found that paper records were more likely to lack information about chief complaints, prenatal laboratory results, and prenatal history21—information that could be The Journal of Reproductive Medicine® very important to physicians attending to patient care. Electronic reminders, such as those regarding regular Pap smears and mammograms, have been found to increase the likelihood that patients receive regular testing22 and that obstetrics practitioners adequately document these services.23 Another study found that electronic checklists led to better documentation of care in cases of shoulder dystocia.24 Given the prevalence of legal cases regarding inadequate documentation of shoulder dystocia cases, this could have important implications for malpractice in ob/gyn. When using more advanced systems, positive effects on patient care are strengthened.11 Some research has suggested that ob/gyn-specific EHR systems may improve accuracy and completeness of charts.18 When properly utilized and functional, EHR systems have the potential to improve patient safety and medical practice in ob/gyn.25 Based on the potential for improved medical care through EHR and the unique challenges of EHR in an ob/gyn setting, the purpose of this study was to gain a better understanding of the obstacles that ob/gyns perceive to using EHR systems as well as the benefits that they experience from having EHR in place. We predicted that ob/gyns would have mixed experiences operating EHR systems and that some obstacles faced would be unique to ob/gyn practitioners. Materials and Methods Measures A survey regarding practices, opinions, and patient characteristics was developed by the research department at the American College of Obstetricians and Gynecologists (ACOG). Questions were developed in consultation with practicing ob/gyns and were pilot-tested on a sample of practicing ob/gyns with adjustments made prior to distribution. The survey took approximately 15–20 minutes to complete. Institutional Review Board approval was obtained from ACOG. Participants were asked a series of 18 questions related to demographics and their practice. One question asked physicians, “Do you currently have an Electronic Medical Records (EMR) system or plan to implement one within the next year?” Those physicians who currently use an EHR system were asked, “Overall, have you been satisfied with the EMR system?” and “Why?” Two additional freeresponse questions asked “What have you found to be the most useful feature of the EMR system and 97 Volume 60, Number 3-4/March-April 2015 why?” and “What have you found to be the least useful/most frustrating feature of the EMR system and why?” The survey included additional questions that are addressed elsewhere.26 A focus group consisting of 6 board-certified ob/ gyns working at a university hospital was also conducted. The focus group was largely participantguided, but questions focused on overall satisfaction with EHR systems and improvements that the physicians would suggest. Procedures Paper mailings, which included a cover letter, a questionnaire, and a stamped return envelope, were sent to the 1,200 invited participants. The questionnaire contained open-ended queries about the participants’ level of satisfaction with their EHR system and strengths and weaknesses of the system. The questionnaire also included demographics questions and a binary question asking whether physicians were satisfied with their EHR system. Those who did not respond to the paper mailing were sent 3 paper reminders. After the fourth mailing those who had not responded were sent a brief follow-up letter containing only the 4 questions above and a question regarding the physician’s year of birth. The focus group was conducted in one 1-hour session. Participants were questioned by a single researcher, and the proceedings were digitally recorded. After the focus group, recordings were transcribed into computer files. Care was taken by the researcher to assure the anonymity of the participants. Transcripts and free-response answers were coded based on categories that arose through respondents’ answers. Two independent researchers were asked to verify the accuracy of the category system, and minor modifications were made. Participants The survey was sent to 1,200 ACOG fellows. Of those, 600 were members of the Collaborative Ambulatory Research Network (CARN). CARN members are ACOG fellows and junior fellows in practice who have volunteered to participate in survey studies on a regular basis without compensation; they are typically recruited through advertising or random selection from ACOG’s membership rolls. CARN was established to improve the response rate on ACOG Research Department survey studies while maintaining a participant pool representative of practicing ACOG members. The remaining 600 participants consisted of a computer-generated, random sample of ACOG fellows and junior fellows in practice who had not received a survey from ACOG during the previous two years (nonCARN group). Of the 686 surveys and letters returned, 15 participants did not complete the survey and were therefore excluded from analyses. A total of 402 participants reported currently using an EHR system. The focus group consisted of 6 board-certified ob/gyns working at a university hospital. Participants were recruited through personal requests. Results Surveys or letters were returned by 686 physicians (57.2%), and 671 that had been completed were included in these analyses. Over three-quarters of respondents reported that they currently used an EHR system or that they had plans to implement one in the next year (23.0% reported not using an EHR system). Those physicians who currently use an EHR system were younger than those who did not and were less likely to belong to a solo practice (Table I). Of the 402 participants who reported current use of an EHR system, 61.4% reported being satisfied with that system, while 34.8% reported being dissatisfied (3.7% did not answer). Based on free-response questions from physicians who currently use an EHR system, several categories emerged, including barriers to use of an EHR system as well as strengths of the systems. Barriers to EHR Use––Survey Free Response Time. The most commonly reported barrier to EHR use (34.3%) was that it is time consuming and decreases efficiency. Participants reported that the time they spend on notes and paperwork has greatly increased since implementing an EHR system. As one physician noted: I could see 18–20 gyns in a day with dictation to paper chart. Now 12 is a full day. It dumps VAST amounts of clerk work on overqualified physicians. I spend 15 hours/month just nursing the mammograms! Another said: EHR has added about 30 hours to my work week, from about 50 to about 80 hours a week. I spend all my weekends and almost all vacation time trying to keep up. Technical/Hardware Problems. Physicians (18.7%) also regularly commented on difficulties with aged 98 The Journal of Reproductive Medicine® Table I Physician Demographics Total Has EHR Demographic (N = 671) (N = 402) No EHR/will implement (N = 269) Age, mean yrs (SD) 55.4 (9.38) 53.96 (9.01) 57.63 (9.40) Gender, female (%) 47.6 50.6 43.1 Race (%) White/European American 82.1 82.6 81.4 Black/African American 4.6 5.0 4.0 Asian/Pacific Islander 7.9 7.8 8.0 Other/ > 1 specified 5.4 4.6 6.6 Clinical practice setting (%) Solo/private practice 17.8 17.7 32.3 Partnership/group practice 45.2 43.1 43.8 Multispecialty group 14.3 20.3 5.8 University full time 10.5 13.2 6.6 Other 12.2 15.7 7.1 Practice location (%) Urban, inner city 16.4 18.2 13.8 Urban, non–inner city 28.0 28.0 28.0 Suburban 37.5 37.2 37.8 Town of 5,000–50,000 14.0 13.5 14.7 Rural/other 4.1 3.1 5.7 Specialty (%) General ob-gyn 74.3 76.7 70.9 Gynecology only 17.0 13.8 21.5 Other 8.7 9.5 7.6 Significance p < 0.001** p = 0.057 p = 0.678 p < 0.001** p = 0.405 p = 0.059 **Indicates statistical significance at an alpha of 0.01. hardware or system crashes that interfered with the functionality of the system: The EHRs that I have been involved in ALL do not make medical sense—they are designed and coded by computer engineers who do not know how to communicate to physicians. We have our own system, not theirs and they don’t get it—it wastes more of my time looking up stuff whereas it should be at my fingertips. The hardware at our hospital runs on software from 1998 and DOS with a linus shell. Give me a break. They also talked about difficulties accessing technical support once the systems were running: Very frustrating dealing with the vendor— very difficult to get ahold of and we are always talking to someone different or new personnel. Interference with Patient Interactions. Many participants (12.4%) noted that, particularly in the context of a gynecological visit, EHR systems interfere with their ability to speak with patients and to make good eye contact. As one participant noted: My nose is in the EHR clicking away and spending too much time signing in, resigning in. I want to look at my [patient]!! [Patients] are spinning their heads around to face me using the EHR because it is placed in the room near BP cuff, monitors that cannot be moved. A survey responder wrote: EHR limits a very important aspect of human communication––nonverbal communication from the patient when I am viewing the screen and the patient sees my negative nonverbal expression when I am frustrated when the screen doesn’t respond as I think it should. Templates. Physicians (8.2%) noted that the templates for notes were not geared toward ob/gyns or that they were difficult to adapt to certain circumstances. As one participant put it: The formulaic nature of templates; everyone “looks & tastes” the same; need to add mental “hooks or triggers” to note to remember the visit. Many participants also criticized the lack of flexibility of the notes: Cannot accommodate individual practice dif- Volume 60, Number 3-4/March-April 2015 ferences/preferences for information/organization. Very rigid, cannot find things as it doesn’t understand misspelling or incorrectly formatted requests—i.e., antimullerian hormone vs. anti-mullerian hormone vs. hormone, antimullerian. In addition, many physicians found that notes and flow sheets were not well tailored to obstetrics practices. For instance: EHR is not geared to OB-GYN. The prenatal rec­ord it has does not have a good flowsheet, so one must go back through each prenatal visit for details. Note Quality. Participants in this study frequently mentioned note quality as a barrier to EHR use (8.2%), saying that the quality of notes had declined since implementing an EHR system. Many attributed this to the need to “check boxes” or to complete a template even if it did not apply to a particular patient visit. For instance: My colleagues using this system consistently repeatedly exaggerate the exam to meet coding requirements (how can you take a complete history, review systems, do a visual, auditory, neurological exam, percuss the chest, counsel, and prescribe all within 8 minutes?). Or: Patients lose their individuality. All records look the same. All exams look the same. The program also puts words into your mouth. You click normal and 2–3 sentences come out that is not what you want to say. The notes are not helpful. Expense. The expense of purchasing and keeping up an EHR system also continues to be a burden for some providers (6.5%), with one participant saying: Cost: constant upgrades that not only cost money but almost always require use of [information technology] personnel because of problems with new software. Along these lines, many physicians expressed the desire for additional funding assistance in implementing EHR systems: EHR is not worth the time and financial investment. We need to finance this through insurance companies and government. Positives of EHR Systems––Survey Free Response Ease of Access. Physicians responding to the survey 99 and in the focus group generally agreed (44.3%) that the ease of access to charts was an excellent feature of EHR systems. As these two respondents noted, it allows for access off-site as well as easy sharing of information between providers: Accessibility of records both in and out of office. Ease of communications amongst staff and physicians regarding [patient] care. Getting lab results to patients without carrying around pieces of paper; doing patient emails instead of having to do phone calls; smart phones/smart books to help with repetitive tasks; ability to get outside records. Record Quality/Legibility. Contrary to those who felt that EHR notes were of poor quality, some physicians reported improved note quality (16.2%). In addition, the most commonly noted positive feature of EHR systems was the legibility of notes: Readable notes, better medication-allergy checks. Better documentation of notes between nursing and MDs. Ability to pull charts remotely from hospital or ER or at home on weekends. In many cases, these notes were perceived to improve quality of care: Accessibility to a complete/up-to-date/shared, legible record on each [patient]; use of prompts and reminders for greater patient safety and better coordination of care. E-scribing. Medication management was seen as a generally positive feature of EHR systems. Many (10.9%) mentioned the features that allowed them to see drug interactions on the chart or to follow a patient’s medication history: Monitoring medications, especially narcotic use. Able to see other physician notes. Or, as one physician simply stated: I love e-prescribing. Efficiency/Time. While many physicians reported greater time spent on notes due to an EHR system, some (6.0%) also commented on improved efficiency because of their system: Efficient record of documenting patient phone calls and how addressed. Phone calls handled better—faster, ability to see chart, ability for my nurse to mark “urgent,” there is no misfiling. Many also noted that it allowed for easier and faster transmission of information: I can refer to specialist notes, labs, [mammo- 100 The Journal of Reproductive Medicine® grams] instantly and not “wait for the chart” like the old days (or wait for a fax). Focus Group Feedback Members of the focus group had concerns and praises similar to those of the survey responders. Members of the focus group found that legibility of notes was one of the biggest benefits to electronic charting. In addition, ease of access was also frequently mentioned as a positive: When I see a person in-clinic, it’s very easy to click through their notes and get a sense of what they’ve been through and what their history is or also if I’m specifically interested in one thing, like they have some clotting problem, but they really don’t know what it is, oh but they have hematology notes, I can go and look at those and that makes things…much more…efficient than it would be if it was a paper chart. Another participant noted: Before this job, I was in a place where we had nothing electronic, so we had paper. Charts that got shifted around, and labs that got attached to charts, and it was a nightmare. A good chunk of our day was spent looking for paper results and charts and things like that. So, closing the loop on an ordered test is one of the biggest advantages. Physicians also appreciated the prescription writing aids that the EHR offered, with one saying: That’s been a big, I think, a really big help to us. I mean, we deal with prescriptions less because we send them electronically. Because the physicians participating in the focus group were staff members at a large hospital system, they did not report concerns about the cost of EHR. They did note that electronic notes (in the absence of dictation services) increased the time that they spent documenting care. Several also said that the note templates “made everyone look the same.” They had additional concerns that notes might be inaccurate or that they did not necessarily have a means of correcting inaccurate information in charts: When an internist or family medicine doc is populating the problem summary list of the medical history with a bunch of gyns stuff, it’ll say a bunch of stuff that’s wrong like cervix cancer, when she had [cervical intraepithelial neoplasia], dysplasia, or whatever. And certainly that’s our job to fix that. And then the surgeon and the family medicine and the inter- nist can fix whether she had diverticulosis or diverticulitis or unexplained abdominal pain or whatever it was. Several members of the group expressed the wish to have a more mobile hardware system due to their concerns that the computer-based EHR interfered with their interactions with patient. As one male ob/gyn noted: You walk in the room and you have to make a very quick rapport and if I’m going in to see a woman who’s never seen a male doctor before or something and now I have to sit down, it’s already a strike against me, and I have to go in and I have to turn my back to them. The hospital at which they worked was in the process of transitioning to a new EHR system at the time of the focus group. As a result, the focus group members did report worries that their efficiency would decrease, particularly during the transition period: Right now…maybe if you came a month or six months from now maybe we’d all feel differently, but I think we’re all anticipating the next several many months being very painful getting used to this new system. And I think certainly we are not going to be efficient in any way. Concerns of this nature were the dominant topic of conversation among the focus group members and highlight physicians’ struggle to adapt to new and ever-changing systems of medical record keeping. Several physicians in the focus group also described their dissatisfaction with training: That’s the most frustrating thing for me; the training was. That the four hours were wasted on telling me three ways to do something for every single thing. Just tell me one and then I’ll be surprised later on when I figure out a faster way on my own. Or: I mean, it just, I felt like the whole day was like a hodge-podge of things that I couldn’t ever… and the other thing that I kept asking was, I felt like they were kind of poor at explaining why you were doing something. So they would show us how to do something, but they wouldn’t ever put it into context. And I kept asking. “I followed the steps that you just went through and what you clicked on and everything, but why am I doing that?” And it was, I mean, like I agree with you that to do large-scale education for … this many people for an EHR is, I’m Volume 60, Number 3-4/March-April 2015 sure, very difficult, but I wasn’t impressed with it, in particular. Discussion This survey found that over three-quarters of the ob/gyns surveyed had implemented, or were planning to implement, an EHR system. This number indicates an overall increase in EHR implementation over the last 5–10 years compared to previous estimates.1 Based on responses to this survey and focus group, ease of access, E-scribing and mediation information, record quality and legibility, and efficiency were seen as the main benefits of using an EHR system for ob/gyns. Additionally, the majority of the survey responders (59.5%) and focus group participants (100%) reported being satisfied with their EHR system. In spite of this, many physicians reported problems implementing or using their EHR systems, even among those physicians who reported being generally satisfied. Reported obstacles to the use of EHR systems included time, templates, note quality, interference with patient interaction, technical/hardware issues, and expense. Importantly, many participants mentioned that obstetrics reports are particularly challenging to document using EHR templates, reducing the usefulness of the system and decreasing the quality of the notes. Additionally, several respondents noted that the systems’ interference with patient interactions was particularly challenging for ob/gyns given the challenges that ob/gyns may face in rapport building because of the nature of their work. Based on these findings, ob/gyns face many of the same obstacles to EHR implementation as do other physician groups. These include the high cost of starting an EHR system and the continued costs of maintaining and upgrading the system. These costs can be particularly high for individuals who are in a private or group practice not directly affiliated with a hospital. Many of those questioned also reported challenges with the technical aspects of EHR systems, particularly the effects of system crashes and inaccessibility of technical support services. Time was frequently listed as both a positive and a negative of EHR systems. The most frequent obstacle that ob/gyns reported encountering when using an EHR system was that it increased the time they needed for record keeping. Many other respondents, however, reported that EHR had decreased the time they spent on documentation and increased their efficiency. It is possible that immediately af- 101 ter implementation EHR systems increase the time spend on notes, but that after several months they are just as fast, or faster, than traditional paper methods.27 Future studies addressing the time since implementation would provide important information about this possibility. Note quality was also frequently mentioned as both a positive and a negative of EHR systems. In particular, legibility was one of the most commonly cited positives of EHR, with many physicians saying that the readability of notes made them more useful and allowed for better record keeping. Many, however, said that the quality of the information in notes declined with the implementation of an EHR system. This seemed especially true in obstetrics notes, which physicians generally reported as lacking functionality. In this regard, it would seem that there is room for improvement in creating an EHR system that works toward addressing the specific needs of ob/gyns and the multifaceted nature of their work. Another area of particular concern for ob/gyns was the disruption of patient-doctor interactions that they perceived as a result of EHR. Many physicians reported that it was difficult to keep eye contact with their patients and that they felt they spent more time typing than directly interfacing with the patient. In a setting in which women may feel especially vulnerable, this can create significant discomfort for patients, and some physicians expressed concern that it might make it less likely for women to return for follow-up appointments. As technology advances, efforts should be made to adapt EHR systems to increasingly portable and discreet interfaces that can allow physicians to communicate more directly with their patients while still taking advantage of the potential benefits of EHR systems. It is also evident from some studies of the effects of EHR systems28 that time spent on direct patient interactions are not decreased—and may actually be increased—as a result of EHR systems. This study showed an overall increase in EHR utilization by ob/gyns in the U.S. Of those who are currently using an EHR system, the majority are generally satisfied with that system. While physicians reported many benefits to implementing EHR systems, many still noted significant obstacles to the use of an EHR system. Some of these may be more salient in an ob/gyn practice than in other medical fields and raise the idea that an EHR system that is more specifically tailored to ob/gyns might be beneficial to patient care and would likely increase the use, and usefulness, of EHR among ob/gyns. 102 References 1. Burt CW, Sisk JE: Which physicians and practices are using electronic medical records? Health Affair 2005;24:1334-1343 2. Hsiao C, Hing E: Use and characteristics of electronic health record systems among office-based physician practices: United States, 2001–2012. NCHS Data Brief 2012;111:1-8 3. Bates DW, Ebell M, Botlieb E, et al: A proposal for electronic medical records in U.S. primary care. J Am Med Inform Assoc 2003;10:1-10 4. DeLeon SF, Shih SC: Tracking the delivery of preventionoriented care among primary care providers who have adopted electronic health records. J Am Med Inform Assoc 2011;18:i91-i95 5. 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