Running Header: INTEREST GROUP INFLUENCE Interest Group Influence: Positive, Negative, or Ambiguous? V. Fisher NHU Press INTEREST GROUP INFLUENCE 2 Interest Group Influence: Positive, Negative, or Ambiguous? Interest groups have become an important and constantly scrutinized fixture of American politics. Some argue that interest groups play too significant a role in the policy and election process while others claim that their role is necessary to help give causes and groups of people a collective voice in the policy process. In the current political landscape, interest groups appear in almost every part of the political process as active competitors with other interest groups, political parties, and even candidates for the public’s attention (Aroopala, 2012). With such a prominent role throughout every part of the process, the impacts of interest groups cannot be so easily relegated to wholly positive or negative; in fact, there are negative and positive impacts, but many of the impacts remain ambiguous. Thus, strategies to help mitigate the role of interest groups need to control for the negative impacts while still maintaining the positive roles they may play. Positive Impacts Interest groups can help people with commonly shared important issue stances in a number of ways. For one thing, interest groups organize the effort and create the group message (Aroopla, 2012). They can bring together a number of voices into a unified voice that can take advantage of the expertise of political consultants and other field experts who can help bring more organization and political access to what might be a more fragmented effort. These advocacy groups help their members to have a voice in what is an increasing multitude of competing voices (Dür & De Bièvre, 2007; Holyoke, 2005). Another area where interest groups can further provide saliency to their platforms while becoming a valuable resource to political actors is through information services. Interest groups, INTEREST GROUP INFLUENCE 3 because of their focus on one or a particular set of policy initiatives, have access to large amounts of research and information on those specific policy areas (Gerrity, Hardt, & Lavelle, 2008). This information is usually provided to candidates who already share their issue and policy stances in an effort to help strengthen their stances and build issue focus. In a positive sense, this gives policy makers a cost effective way to access a huge resource of potentially important information while competing groups are also providing resources on oppositional sides, and this results in greater amounts of information and more context for debates and policy decisions. One final area where interest groups have become especially important is in the relationship between Congress and the bureaucracy. Once the intended policies have passed, the carrying out of those policies often becomes a bureaucratic matter. Representatives have a hard time following every policy through the implementation phase to ensure that the intended outcomes are being met, that the bureaucracy is effectively administering the policy, and that problems have not arisen. Interest groups, therefore, can be important resources for monitoring the implementation process. Banks and Weingast (1992) found that interest groups monitor and “police” bureaucracies that handle their policy areas while reporting back to politicians about those findings (p. 521). Consequently, agencies that are aware of interest group involvement, especially in highly salient issue areas, are more likely to work hard to produce desired results and avoid audits. Interest groups even provide representatives information about the policy positions and backgrounds of those in the agency and during selection processes (Balla & Wright, 2001). These groups work, because of their own personal alignment with the given issues, independently to ensure agency compliance once policy approval has occurred, and this makes them a valuable and important cost-savings resource to representatives and constituents to INTEREST GROUP INFLUENCE 4 ensure that policy implementation is effective. While the positive effects of interest groups are important, significant negative impacts also exist and need to be considered before suggesting strategies to control interest group interaction. Negative Impacts One area where interest groups can have a negative impact on the political process is in the use of financial resources that may inhibit electoral competitiveness. In incumbent races, often, one of the main reasons that the competition cannot mount successful campaigns is that incumbents have established relationships with a variety of well-funded interest groups to fund their campaigns (Ashworth, 2006). These funding issues can depress potential opponents and unevenly skew the political discussion as competing interests may have little to no voice in the electoral process (Bardwell, 2003). Furthermore, in close races, interest groups may play too large of a role in providing an advantage to one candidate over another by simply using independent funding to promote the candidate and change the electoral narrative (Chamon & Kaplan, 2013). This makes interest groups major players in the political process which may lead to candidate reliance and, as many fear, significant manipulation of policy action. Thus, another negative area of impact is in the pressure interest groups can exert on the policy maker. As interest groups exert pressure on representatives, they may feel the need to address and support interest group concerns quickly without creating the most efficient policies (Dür & De Bièvre, 2007). Furthermore, this pressure from several groups may slow the overall policy process and take needed focus from other important issues. This may result in an uneven legislative focus that overlooks the important issues of other less powerful groups. This uneven pressure and its impacts, however, seem most pronounced when the policy area has less public visibility (Witko, 2006). Evidence of interest group influence being most prominent in areas INTEREST GROUP INFLUENCE 5 where the issue is not highly controversial or visible, then, may be be evidence that suggests negative impacts may be more covert in nature and management suggestions need to account for this finding. Ambiguities While there are positive and negative impacts that can are more easily be seen when assessing interest group influence, other roles in the policy process are more ambiguous. Many argue that interest groups essentially buy or shape representatives’ decisions. However, evidence of this is ambiguous because many of the decisions made by representatives that align with particular interest groups are policy stances that the representative had prior to interest group involvement (Magee, 2002). Most evidence, then speaks to a chicken and egg kind of relationship where it is almost impossible to determine which came first: the representative’s position stance or the interest group’s involvement. Much of the current research shows that interest groups are primarily involved with representatives and candidates who already share their issue stances (Boatright, 2015; Fox & Rothenberg, 2011). In fact, a study by David Lowery (2007) found that interest groups are rarely able to influence or change policy stances and much of their work is simply done to sustain their organization and its place with like-minded politicians. Even corporate interest groups, which many theorize hold much sway over policy decisions, may be less influential than originally thought, and a recent extensive study by McKay (2012) was able to find little evidence that powerful corporate interest groups were able to influence policy making unless they had significant public backing. There was some evidence that greater influence also existed in policies that were less contested and less visible. Thus, these influential impacts remain ambiguous because theory and evidence may be conflicting given policy context. INTEREST GROUP INFLUENCE 6 Management Strategies Given the varied impacts of interest groups and the seeming importance of their role as voice for the public, management strategies regarding interest groups must be very careful not to stifle the positive impacts of interest groups. Since the majority of negative impacts seem to appear in funding issues and less visible policy actions, strategies need to target greater funding equalization and more transparency in the legislator-interest group policy interaction process regardless of issue prominence. To address funding, one possible suggestion is an increase in publically financed campaigns with limits on what interest groups can spend and the amounts interest groups can provide to candidates. In judicial elections, public funding has been used to provide financing for lesser known candidates, to lessen the influence of outside groups, and to encourage candidate diversity (Abbe & Herrnson, 2003). This kind of public funding provides crucial funds for candidates, but any public funding policy needs to be accompanied by strict limits on campaign maximums. Since public financing is based on willful public contribution, limits could be variable based on the available funds under a matching funds model where the amount of fundraising is equal to the amount the public fund can match (Ashworth, 2006). Some states have already enacted public funding for campaigns where the candidate decides whether to adhere to state maximum limits in order to participate in the public funding, and they have had success in encouraging electoral competitiveness while reigning in unbridled spending by outside political actors (Bardwell, 2003). Plus, positive public perception of candidates who voluntarily accept limits in these areas has helped to encourage candidate participation. Therefore, public financing could help to reduce the role of interest groups in the electoral process and mitigate the aforementioned negative impacts. INTEREST GROUP INFLUENCE 7 In regard to issue influence in less-visible policy areas, transparency is key. Many states have instituted strict policies on interest group and representative interactions that require detailed accounting of all interactions with public access to those interactions (Ozmy, 2010). These transparency attempts could be effectively applied in the federal arena as well. Using social media, there could be a running log of current legislative proposals along with associated interest groups. As politicians add their support to a piece of legislation, interest groups could also be required to also add their support or opposition to a list associated with the legislation before they could interact with representatives on that legislation. If a group attempted to contact a representative to campaign for or against a policy, the candidate and the group would be required to report that interaction. With this model, all policies would be accessible to the public, and with a simple click, voters could see what groups are working for or against that legislation. For those who do not use social media, this information would be readily provided to them via phone and other traditional communication methods per request. Perhaps, the prospect of increased visibility and the requirement to essentially sign their names for or against legislation would help to deter covert actions and bring interest group activity into a more publicly scrutinized arena. Conclusion Interest groups have become major players in the political process. They take many different roles in the process including providing an organized voice to citizens, acting as policy experts and resources, monitoring policy intention, and financing independent and candidate campaigns. There are negative and positive impacts associated with each of these roles. To the public, they play a positive role of organizing and funneling the message to the representative. They also provide important resources and information to candidates throughout the policy INTEREST GROUP INFLUENCE 8 process. On the other hand, they may inhibit electoral competiveness because they provide insurmountable funding advantages for their candidates of choice. In regard to policy influence, they are most influential when the policy is less-visible, but other policy and candidate influences are more ambiguous. As a result, strategies to manage interest group influence need to focus on equalizing funding for all candidates through public financing models coupled with campaign fundraising limits. In the policy influence area, strategies must focus on accountability, transparency, and visibility so that the public can easily determine the interaction and position of interest groups to oversee the policy process regardless of issue prominence. INTEREST GROUP INFLUENCE 9 References Abbe, O., & Herrnson, P. (2003). Public Financing for Judicial Elections? A Judicious Perspective on the ABA's Proposal for Campaign Finance Reform. Polity, 35(4), 535554. Retrieved from http://www.jstor.org.ezproxy.snhu.edu/stable/3235452 Aroopala, C. (2012). Mobilizing Collective Identity: Frames & Rational Individuals. Political Behavior, 34(2), 193-224. Retrieved from http://www.jstor.org.ezproxy.snhu.edu/stable/23262444 Ashworth, S. (2006). Campaign Finance and Voter Welfare with Entrenched Incumbents. 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