LTE Capacity Management and Optimization INTERNAL LTE RF Capacity Management and optimization Huawei Technologies Co., Ltd. All rights reserved Page 1 of 23 Huawei Proprietary and Confidential 27-03-2016 LTE Capacity Management and Optimization INTERNAL Table of Contents 1 Overview .................................................................................................................................................... 4 2 PRB” Physical Resource Block”................................................................................................................... 5 2.1 Definition............................................................................................................................................. 5 2.2 Usage Increase by ............................................................................................................................... 5 2.3 Insufficiency ........................................................................................................................................ 5 2.4 Monitoring .......................................................................................................................................... 5 2.5 Root Cause Analysis/Solution ............................................................................................................. 6 Poor Channel Quality ............................................................................................................................ 6 Parameter Settings................................................................................................................................ 6 User Number ......................................................................................................................................... 7 2.6 Threshold for Expansion ..................................................................................................................... 7 2.7 OMSTAR Analysis ................................................................................................................................ 7 UL / DL Formulas ................................................................................................................................... 7 OMSTAR Threshold is ............................................................................................................................ 7 OMSTAR Analysis .................................................................................................................................. 8 3 PRACH” Physical random access channel”............................................................................................... 10 3.1 Definition........................................................................................................................................... 10 3.2 Usage Increase by ............................................................................................................................. 12 3.3 Insufficiency ...................................................................................................................................... 12 3.4 Monitoring ........................................................................................................................................ 13 3.5 Root Cause analysis/Solution ............................................................................................................ 14 3.6 Threshold for Expansion ................................................................................................................... 15 3.7 OMSTAR Analysis .............................................................................................................................. 15 PRACH Resource Usage Statistic ......................................................................................................... 15 Contention/non-Contention Preamble Resource Usage Distribution ................................................ 15 Page 2 of 23 Huawei Proprietary and Confidential 27-03-2016 LTE Capacity Management and Optimization INTERNAL The Cell List of Contention/non-Contention Preamble Resource Usage Over Threshold .................. 16 Contention/non-Contention Preamble Resource Usage (Daily)(Cell/Busy Hour)(Network/Busy Hour) ............................................................................................................................................................ 16 4 PDCCH” Physical downlink control channel” ........................................................................................... 17 4.1 Definition........................................................................................................................................... 17 4.2 Usage Increase by ............................................................................................................................. 18 4.3 Insufficiency ...................................................................................................................................... 18 4.4 Monitoring ........................................................................................................................................ 18 4.5 Root Cause Analysis/Solution ........................................................................................................... 19 Poor Channel Quality .......................................................................................................................... 19 Parameter Adjustment ....................................................................................................................... 19 4.6 Threshold for Expansion ................................................................................................................... 20 4.7 OMSTAR Analysis .............................................................................................................................. 20 Items outputted for OMSTAR ............................................................................................................. 20 OMSTAR Threshold ............................................................................................................................. 20 Whole Network PDCCH Usage ............................................................................................................ 20 CCE Usage Distribution ....................................................................................................................... 21 The Cell List of CCE Resource Usage Over Threshold ......................................................................... 21 CCE Usage(Daily) ................................................................................................................................. 21 CCE Usage(Cell/Busy Hour) ................................................................................................................. 21 CCE Usage(Network Busy Hour).......................................................................................................... 21 5 Profit from LTE RF Capacity management and optimization ................................................................... 23 Page 3 of 23 Huawei Proprietary and Confidential 27-03-2016 LTE Capacity Management and Optimization 1 INTERNAL Overview With the rapid development of smart terminals and services the impact of capacity problems on KPIs and User experience increased, therefore close monitoring for Key bottleneck of LTE resources is required to ensure better KPIs and user experience. Capacity monitoring can be implemented using the following two methods: Daily monitoring for prediction: Counters are used to indicate the load or usage of various types of resources on the LTE network. Thresholds for resource consumption are specified so that preventive measures such as reconfiguration and expansion can be taken to prevent network congestion when the consumption of a type of resource continually exceeds the threshold. Problem-driven analysis: This method helps identify whether a problem indicated by counters is caused by network congestion through in-depth analysis. With this method, problems can be precisely located so that users can work out a proper network optimization and expansion solution. LTE Resources are Cell eNodeB •PRB •PRACH •PDCCH •Connected user license •Paging resources •Main-control-board CPU •LTE baseband process unit (LBBP) CPU •Transport resource groups •Ethernet ports This Document concentrate on LTE Cell Resources. Page 4 of 23 Huawei Proprietary and Confidential 27-03-2016 LTE Capacity Management and Optimization 2 INTERNAL PRB” Physical Resource Block” 2.1 Definition Resource Block is the minimum unit for resource allocation used for data transmission in physical layer, it consists of two dimensional domain: Time Domain: 1 Slot= 7 OFDM Symbol (normal CP). Frequency Domain: 12 Subcarriers. RB number depend on the LTE system bandwidth as shown below Channel bandwidth BWChannel [MHz] 1 3 5 10 15 20 Sub-carriers Number 72 180 300 600 900 1200 RB Number 6 15 25 50 75 100 Resource Element (RE) Smallest unit in PRB consist of two dimensional domain: Time Domain: 1 OFDM Symbol. Frequency Domain: 1 Subcarriers. 2.2 Usage Increase by • • As Data traffic growth PRB Usage increase. As PRB Usage reaches 100%, user perceived traffic will decrease. Insufficiency 2.3 Insufficiency Growing traffic leads to a continuous increase in PRB usage. When the PRB usage approaches to 100%, user-perceived rates will decrease as follow: • New Users may fail to be admitted • Admitted users experience is affected. 2.4 Monitoring • • Downlink PRB usage = L.ChMeas.PRB.DL.Used.Avg/L.ChMeas.PRB.DL.Avail x 100% L.ChMeas.PRB.DL.Used.Avg = Average used DL PRBs L.ChMeas.PRB.DL.Avail = Available DL PRBs Downlink user-perceived rate (Mbit/s) = L.Thrp.bits.DL/L.Thrp.Time.DL/1000 Page 5 of 23 Huawei Proprietary and Confidential 27-03-2016 LTE Capacity Management and Optimization INTERNAL L.Thrp.bits.DL = DL PDCP Layer Throughput L.Thrp.Time.DL= duration for transmitting DL PDCP layer data 2.5 Root Cause Analysis/Solution Factors affecting PRB usage: Poor Channel Quality Parameter Settings User number Traffic Model ”service requirement of each user” PRB Limitation leads to prolong UE Scheduling delay decreasing UE Data Rate. Poor Channel Quality Lead to low spectrum efficiency and increase PRB usage. DL Spectrum Efficiency = L.Thrp.bits.DL/L.ChMeas.PRB.DL.Used.Avg/(report Period*60)/180000 “bit/s/Hz” if Less than 1bit/s/Hz Optimize RF Quality UL Spectrum Efficiency = L.Thrp.bits.UL/L.ChMeas.PRB.UL.Used.Avg/(report Period*60)/180000 “bit/s/Hz” if Less than 0.5bit/s/Hz Optimize RF Quality Parameter Settings DL RbgAllocStrategy=Adaptive If the number of required RBs is less than that of one RBG, RBs are allocated to the scheduled UE as required, which is specified by resource allocation type 1. If the number of required RBs is greater than that of one RBG, the number of allocated RBGs is rounded up and an integral number of RBGs are allocated to the scheduled UE. Compared with RBG round-up, this mode prevents RB waste when the number of required RBs is less than that of one RBG UL UlSchSwitch=PuschDtxSwitch-1 During UL transmission if UE fail to detect UL GRANT or SR false alarm appear in DRX state Enabled:UE will report(ACK/NACK/DTX) if the HARQ feedback state of one uplink schedule is DTX, eNodeB will deliver UL GRANT again instead of starting Page 6 of 23 Huawei Proprietary and Confidential 27-03-2016 LTE Capacity Management and Optimization INTERNAL HARQ retransmission. If the next HARQ feedback is still DTX, eNodeB will stop the schedule triggered by this SR Disabled:lead to the uplink retransmission repeatedly and waste the uplink PUSCH resource and the uplink error code rate will increase obviously User Number If average RRC_Connected User(L.Traffic.User.Avg) >300 Downlink user-perceived rate < a user-defined threshold (default value: 2 Mbit/s) Resource Insufficiency cause the low Data Rate Consider Expansion Formula for Downlink user perceived rate: Average DL Throughput for single User = (L.Thrp.bits.DLL.Thrp.bits.DL.LastTTI)/L.Thrp.Time.DL.RmvLastTTI*1000 2.6 Threshold for Expansion • • Add carriers or eNodeBs if both of the following conditions are met: Downlink PRB usage ≥ 70% Downlink user-perceived rate < a user-defined threshold (default value: 2 Mbit/s) 2.7 OMSTAR Analysis • • • • • Whole Network PRB Analysis PRB Resource Usage Distribution Uplink/Downlink PRB Resource Usage Distribution(RRU) The Cell List of Uplink/Downlink PRB Resource Usage Over Threshold PRB Resource Usage(Daily)(Cell/Busy Hour)(Network/Busy Hour) UL / DL Formulas Uplink PRB resource usage = Average number of uplink PRBs scheduled in each second (L.ChMeas.PRB.UL.Used.Avg+ L.ChMeas.PRB.PUCCH.Avg)/ Total number of uplink PRBs in a cell x 100% Downlink PRB resource usage = Average number of downlink PRBs scheduled in each second (L.ChMeas.PRB.DL.Used.Avg)/ Total number of downlink PRBs in a cell x 100% OMSTAR Threshold is OMSTAR threshold for Expansion is 70% PRB usage. Page 7 of 23 Huawei Proprietary and Confidential 27-03-2016 LTE Capacity Management and Optimization INTERNAL OMSTAR Analysis Whole Network PRB Analysis Time x Whole Network Average Number of Uplink Used PRB per Cell Whole Network Average Number of Downlink Used PRB per Cell Whole Network Average Uplink PRB Resource Usage per Cell Whole Network Average Downlink PRB Resource Usage per Cell 4.33 4.85 8.65% 9.71% PRB Resource Usage Distribution Uplink/Downlink PRB Resource Usage Distribution Uplink/Do Cell Ratio(PDF)(N Ratio(CDF)(N Cell wnlink PRB Number(Ne Ratio(PDF)(Ce Ratio(CDF)(Ce etwork Busy etwork Busy Number(Cell Resource twork Busy ll/Busy Hour) ll/Busy Hour) Hour) Hour) /Busy Hour) Usage Hour) [0,10%) 217 83.78% 83.78% 206 79.54% 79.54% [10%,20%) 31 11.97% 95.75% 43 16.60% 96.14% [20%,30%) 7 2.70% 98.46% 8 3.09% 99.23% [30%,40%) 3 1.16% 99.61% 1 0.39% 99.61% [40%,50%) 1 0.39% 100.00% 1 0.39% 100.00% [50%,60%) 0 0.00% 100.00% 0 0.00% 100.00% [60%,70%) 0 0.00% 100.00% 0 0.00% 100.00% [70%,80%) 0 0.00% 100.00% 0 0.00% 100.00% [80%,90%) 0 0.00% 100.00% 0 0.00% 100.00% [90%,100%] 0 0.00% 100.00% 0 0.00% 100.00% The Cell List of Uplink/Downlink PRB Resource Usage over Threshold The Cell List of Uplink/Downlink PRB Resource Usage Over Threshold eNodeB ID eNodeB Name Cell ID Cell Name Time Uplink PRB Resource Usage Downlink PRB Resource Usage Average Number of Uplink Used PRB Average Number of Downlink Used PRB Average number of used PRBs over the PUCCH PRB Resource Usage (Daily) (Cell/Busy Hour) (Network/Busy Hour) OMSTAR provide per Cell PRB usage and average number of used RBs and users for uplink and downlink for : Page 8 of 23 Huawei Proprietary and Confidential 27-03-2016 Average number of users in a cell LTE Capacity Management and Optimization eNodeB ID INTERNAL Daily format: Average per Day. Cell/Busy Hour Network Busy Hour eNodeB Name Cell ID Cell Name Time Uplink PRB Resource Usage Downlink PRB Resource Usage Average Number of Uplink Used PRB Average Number of Downlink Used PRB Average number of used PRBs over the PUCCH DL / UL Spectral Efficiency OMSTAR Formula -DL Spectrum Efficiency(bps/Hz) = L.Thrp.bits.DL/L.Thrp.Time.Cell.DL/(L.ChMeas.PRB.DL.Used.Avg * (BAND*10^6/L.ChMeas.PRB.DL.Avail)) -UL Spectrum Efficiency (bps/Hz) = L.Thrp.bits.UL/L.Thrp.Time.Cell.UL/(L.ChMeas.PRB.UL.Used.Avg * (BAND*10^6/L.ChMeas.PRB.PUSCH.Avg)) For Low Spectral Efficiency DL (1bPs/Hz): Check if MCS <10 or CQI<6 RF Issues otherwise Check MIMO Setting UL (0.5 bps/HZ) Check if MCS<10 or SINR<5 RF Issues Downlink/Uplink Spectral Efficiency (Daily) (Cell/BH) (Network/BH) eNodeB ID eNodeB ID eNodeB Name eNodeB Name Cell ID Cell ID Cell Name Downlink Spectral Efficiency Time Downlink Downlink Traffic Bits for Volume for PDCP PDCP SDUs SDUs(Gb) Average Number of used Downlink PRBs Uplink Spectral Efficiency(Cell/Busy Hour) Cell Time Uplink Uplink Bits Number Name Traffic for PDCP of Used Volume for SDUs(Gb) Uplink PDCP PRBs SDUs(Gb) Downlink Spectral Efficiency(bps/Hz) Uplink Spectral Efficiency(bps/Hz) Page 9 of 23 Huawei Proprietary and Confidential 27-03-2016 Average number of users in a cell LTE Capacity Management and Optimization 3 INTERNAL PRACH” Physical random access channel” 3.1 Definition 1. 2. 3. 4. 5. 6. Random access is performed in the following scenarios: Initial RRC connection setup to switch from the RRC_IDLE state to the RRC_CONNECTED state, a UE initiates random access. RRC connection reestablishment When a radio link failure (RLF) occurs, the UE needs to reestablish an RRC connection. In this scenario, the UE initiates random access. Handover During a handover, a UE initiates random access in the target cell. Downlink data arrival when an eNodeB needs to send downlink data to a UE in the RRC_CONNECTED state and finds that the UE is out of uplink synchronization, the eNodeB instructs the UE to initiate random access. Uplink data arrival When a UE in the RRC_CONNECTED state needs to send uplink data to an eNodeB and finds that it is out of uplink synchronization, the UE initiates random access. LCS When a location service (LCS) is required, the eNodeB initiates random access. Random Access message is as shown below consist of CP Sequence CP ”Cyclic prefix” preamble sequence TCP TSEQ Guard Period Guard period Preamble Since Random Access message is first message sent from UE side and the TA “Time advance” is not known yet, so guard period is used to ensure message arrival is within the TS. Page 10 of 23 Huawei Proprietary and Confidential 27-03-2016 LTE Capacity Management and Optimization INTERNAL random access preamble formats There is five Random Access preamble formats used as below depending on cell radius from parameter Cell.CellRadius Define the Cell preamble format in parameter: Cell.PreambleFmt Preamble Format Allocated Subframes TSEQ (µs) TCP (Ts) TCP (µs) TGT (µs) Max. Delay Spread (µs) Cell Radius (km) 0 1 800 3168 103.125 96.875 5.208 R < 14.531 1 2 800 21024 684.375 515.625 16.666 29.5 < R < 77.344 2 2 1600 6240 203.125 196.875 5.208 14.5 < R < 29.531 3 3 1600 21024 684.375 715.625 16.666 77.3 < R < 102.65 4 (TDD) Special Frame 133.3 448 14.6 9.417 16.666 R < 1.41 Subframe 1ms Subframe 1ms Format 3 Format 2 Format 1 6 PRB Format 0 CP Zadoff Chu Sequence Random access is categorized into: Contention-based random access Random access preambles are generated by UEs, and conflicts may exist among these preambles. The eNodeB uses a contention resolution mechanism to handle such a conflict. Contention-based random access are divided into group A and group B: o The UE selects group A when it transmits a small Msg3. This selection indicates that radio channel quality is poor. o The UE selects group B when it transmits a large Msg3. This selection indicates that radio channel quality is good. Non-contention-based random access Page 11 of 23 Huawei Proprietary and Confidential 27-03-2016 LTE Capacity Management and Optimization INTERNAL Random access preambles are allocated by the eNodeB, and each preamble is dedicated to only one UE. Therefore, there is no preamble conflict. Non-contention-based access is used when there are available dedicated preambles. However, contention-based access is used when dedicated preambles are exhausted. Each Cell has 64 preambles which used for both contention and non- contention preambles assigned using below parameters: RACHCFG.RandomPreambleRatio: Indicates the proportion of the number of random preambles in a cell to the number of preambles in the cell. RACHCFG.RaPreambleGrpARatio Indicates the proportion of the number of group A random preambles in a cell to the number of random preambles in the cell. Number of random preamble sequences = 4 x rounddown (total number of preamble sequences in a cell x RandomPreambleRatio value/4) Number of random preamble sequences in group A = 4 x roundup (total number of preamble sequences x RaPreambleGrpARatio value/4) 3.2 Usage Increase by o o o o Access requests (initial- UL/DL Data). Handover times. LCS RRC connection reestablishment. 3.3 Insufficiency Page 12 of 23 Huawei Proprietary and Confidential 27-03-2016 LTE Capacity Management and Optimization INTERNAL Preamble Usage in Random Access Contention Based Number> N in Second Non-Contention Based Conflict Probability <1% access delay increase. Number >100 Use Contention Preamble increase access/HO delay. Where N is Bandwidth PRACH resource adjustment algorithm N 15-->20 5-->10 5-->10 X NO Yes 100 50 100 3.4 Monitoring Contention Preamble Usage •(L.RA.GrpA.Att + L.RA.GrpB.Att)/3600/N x 100% Non-Contention Preamble Usage •L.RA.Dedicate.Att/3600/100 x 100% where o L.RA.GrpA.Att indicates the number of times that random preambles in group A are received. o L.RA.GrpB.Att indicates the number of times that random preambles in group B are received. o L.RA.Dedicate.Att indicates the number of times that dedicated preambles are received. o The value of N varies as follows: − If the system bandwidth is 15 MHz or 20 MHz, N is 100. − If the system bandwidth is 5 MHz or 10 MHz and the PRACH resource adjustment algorithm is disabled, N is 50. − If the system bandwidth is 5 MHz or 10 MHz and the PRACH resource adjustment algorithm is enabled, N is 100. Page 13 of 23 Huawei Proprietary and Confidential 27-03-2016 LTE Capacity Management and Optimization INTERNAL To check whether the PRACH resource adjustment algorithm is enabled, run the LST CELLALGOSWITCH command to query the value of the RachAlgoSwitch. 3.5 Root Cause analysis/Solution Enable Random Access Backoff The RACH does not interfere with other uplink channels in LTE. Generally, the probability of RACH conflicts is low. If excessive UEs are admitted on a PRACH, however, preamble conflicts may occur, and some UEs may fail to access the network. To solve this problem, random access backoff is introduced to control the time for preamble retransmission by UEs. If random access backoff is enabled, the eNodeB notifies a UE of a backoff value in the random access response message. When the UE needs to retransmit a preamble, it randomly selects a value (from 0 to the received backoff value) as its backoff time. The UE can retransmit the preamble only after the backoff time ends. Random access backoff is not performed in the following two scenarios: o Initial preamble transmission o Preamble retransmission in non-contention-based random access When to use? If the random preamble usage reaches or exceeds 75% for three days by default in a week, enable the adaptive backoff function MOD CELLALGOSWITCH: LocalCellId=x, RachAlgoSwitch=BackOffSwitch-1; PRACH resource adjustment algorithm In case of Preambles are insufficient PRACH resource adjustment algorithm acts as follow: If dedicated preambles are in surplus and random preambles are insufficient, the eNodeB reduces the number of dedicated preambles. If dedicated preambles are insufficient, the eNodeB increases the number of dedicated preambles. Whether dedicated preambles are insufficient is measured based on the dedicated preamble allocation failure rate, which is equal to one minus the ratio of the number of UEs that are allocated dedicated preambles to the number of UEs that apply for dedicated preambles. MaksIdxSwitch: Indicates the switch used to control reuse of dedicated preambles between UEs. If the switch is on, the eNodeB enables reuse of dedicated preambles among UEs based on the MaskIndex parameter. If the switch is off, the eNodeB allocates a dedicated preamble to only one UE at a time. Page 14 of 23 Huawei Proprietary and Confidential 27-03-2016 LTE Capacity Management and Optimization INTERNAL When to use? If the dedicated preamble usage reaches or exceeds 75% for X days (three days by default) in a week, enable the PRACH resource adjustment algorithm and reuse of dedicated preambles between UEs by running the following command: MOD CELLALGOSWITCH: LocalCellId=x,RachAlgoSwitch= RachAdjSwitch1,RachAlgoSwitch=MaksIdxSwitch-1; This helps reduce the probability of UEs initiating contention-based random access in the case of dedicated preamble insufficiency and therefore helps reduce the access delay 3.6 Threshold for Expansion If above actions implemented and the resource usage is still >75% add eNodeB or split Cell 3.7 OMSTAR Analysis PRACH Resource Usage Statistic Time Contention Preamble Resource Usage Non-Contention Preamble Resource Usage 0.14% 0.00% x Contention/non-Contention Preamble Resource Usage Distribution Pream ble Resour ce Usage [0,10%) Cell Number(N etwork Busy Hour) 3 Ratio(PDF)( Network Busy Hour) Ratio(CDF)( Network Busy Hour) 100.00% 100.00% [10%,2 0%) [20%,3 0%) [30%,4 0%) [40%,5 0%) [50%,6 0%) [60%,7 0%) [70%,8 0%) [80%,9 0%) [90%,1 00%] 0 0.00% 0 Cell Number(Ce ll/Busy Hour) Ratio(PDF)(C ell/Busy Hour) Ratio(CDF)(C ell/Busy Hour) 3 100.00% 100.00% 100.00% 0 0.00% 100.00% 0.00% 100.00% 0 0.00% 100.00% 0 0.00% 100.00% 0 0.00% 100.00% 0 0.00% 100.00% 0 0.00% 100.00% 0 0.00% 100.00% 0 0.00% 100.00% 0 0.00% 100.00% 0 0.00% 100.00% 0 0.00% 100.00% 0 0.00% 100.00% 0 0.00% 100.00% 0 0.00% 100.00% 0 0.00% 100.00% 0 0.00% 100.00% Page 15 of 23 Huawei Proprietary and Confidential 27-03-2016 LTE Capacity Management and Optimization INTERNAL The Cell List of Contention/non-Contention Preamble Resource Usage Over Threshold Contention/non-Contention Preamble Resource Usage (Daily)(Cell/Busy Hour)(Network/Busy Hour) The Cell List of Contention Preamble Resource Usage Over Threshold Contention eNodeB eNodeB Cell Cell Preamble Time Resource ID Name ID Name Usage Average number of Contention Preamble users in a Received(Group A) cell Contention Preamble Received(Group B) The Cell List of Non-Contention Preamble Resource Usage Over Threshold NonContention eNodeB eNodeB Cell Cell Time Preamble ID Name ID Name Resource Usage Average Non-Contention Non-Contention number of Preamble Preamble users in a Received(Recovery Received(HO) cell Uplink Synchronization) Page 16 of 23 Huawei Proprietary and Confidential 27-03-2016 LTE Capacity Management and Optimization 4 INTERNAL PDCCH” Physical downlink control channel” 4.1 Definition The PDCCH/EPDCCH carries the following types of DCI: Downlink grant This DCI includes the PDSCH resource indicator, modulation and coding scheme (MCS), HARQ process number information, and PUCCH power control commands. This DCI has multiple formats, such as formats 1, 1A, 1B, 1C, 1D, 2, and 2A. Uplink grant This DCI includes the PUSCH resource indicator, MCS, and PUSCH power control commands. This DCI has only format 0. Power control command This DCI is a group of PUSCH power control commands for a UE, which supplement PUSCH and PUCCH power control commands in an uplink grant. This DCI has formats 3 and 3A. PDCCH defined in following terms REG – Resource element group which is smallest defined unit and includes 4 subcarriers/resource elements CCE – Control channel element 1CCE=9 REGs, that means there are a total of 9×4=36 subcarriers and since all the control channels are mapped using QPSK/BPSK which basically can map 2 bits per subcarrier, we can accommodate 72 control channel bits per CCE Page 17 of 23 Huawei Proprietary and Confidential 27-03-2016 LTE Capacity Management and Optimization INTERNAL PDCCH aggregation Level LTE support 4 Aggregation Levels 1,2,4,8 CCEs to map a PDCCH DCI Higher PDCCH aggregation level higher probability for the UE to successfully decode the DCI 4.2 Usage Increase by In each radio frame, CCEs must be allocated to uplink and downlink UEs to be scheduled and common control signaling . So higher number UEs to be scheduled increase the PDCCH Usage. Poor channel quality higher CCE aggregation level higher PDCCH Usage. 4.3 Insufficiency Uplink and downlink scheduling delays are prolonged, and user experience is affected. 4.4 Monitoring CCE usage = (L.ChMeas.CCE.CommUsed + L.ChMeas.CCE.ULUsed + L.ChMeas.CCE.DLUsed)/L.ChMeas.CCE.Avail x 100% Where Page 18 of 23 Huawei Proprietary and Confidential 27-03-2016 LTE Capacity Management and Optimization INTERNAL L.ChMeas.CCE.Comm Used indicates the number of PDCCH CCEs used for common signaling. L.ChMeas.CCE.ULUsed indicates the number of PDCCH CCEs used for uplink scheduling. L.ChMeas.CCE.DLUsed indicates the number of PDCCH CCEs used for downlink scheduling. L.ChMeas.CCE.Avail indicates the number of available CCEs. 4.5 Root Cause Analysis/Solution Poor Channel Quality If Dynamic CCE Aggregation Level is enabled Generally in Poor Channel Quality area the CCE aggregation level increases to ensure correct PDCCH decoding, therefore CCE aggregation level incensement reflect poor radio conditions CCE Aggregation level = L.ChMeas.PDCCH.AggLvl1Num ∗1+L.ChMeas.PDCCH.AggLvl2Num ∗2+L.ChMeas.PDCCH.AggLvl4Num ∗4+L.ChMeas.PDCCH.AggLvl8Num ∗8 L.ChMeas.PDCCH.AggLvl1Num +L.ChMeas.PDCCH.AggLvl2Num +L.ChMeas.PDCCH.AggLvl4Num +L.ChMeas.PDCCH.AggLvl8Num If CCE Average aggregation Level >= 4 optimize Radio Conditions Parameter Adjustment PDCCH Symbol Adaptation ( PdcchSymNumSwitch) OFF: Symbols reserved for PDCCH are fixed regardless of current usage ON :based on the CCE usage assign PDCCH symbols, Initial PDCCH symbols= InitPdcchSymNum ECfiAdaptionON: based on CCE usage , PRB Usage, Power Usage assign the PDCCH Symbols, Initial PDCCH symbols= InitPdcchSymNum PDCCH Aggregation Level (AggLvlSelStrageForDualCW) eNodeB dynamically select appropriate aggregation Level based on: • CQI reported from User SINR DL. • DCI Format used , demodulation threshold for coding rates used. STRATEGYBASEDONCAPACITY: Tends to select lower aggregation level increase capacity increase BLER STRATEGYBASEDONCOVERAGE: Tends to Select higher aggregation Level demodulation improved decrease capacity. Maximum PDCCH Code Rate (PdcchMaxCodeRate) If PDCCH Code Rate exceed this value eNodeB increases the PDCCH Aggregation Level • High Value: lower PDCCH Aggregation Value improve Capacity decrease Coverage • Lower Value: higher PDCCH Aggregation Value lower Capacity increase Coverage Page 19 of 23 Huawei Proprietary and Confidential 27-03-2016 LTE Capacity Management and Optimization INTERNAL PDCCH and PDSCH Resource Balance Scheduling At Heavy Traffic and majority of UEs with small volume services, limited number of UEs can be scheduled due to PDCCH UEs limitations PDSCH resources are not fully utilized, and the downlink throughput is low. To solve this problem, DL scheduling is now optimized to • A threshold for the number of UEs (UeNumThdInPdcchPdschBal )in a cell is introduced to determine whether traffic is heavy. • If traffic is heavy, the downlink scheduler randomly selects a UE with large-volume services( DataThdInPdcchPdschBal) and reserves PDCCH resources for the UE. When scheduling the last UE, the scheduler allocates PDSCH resources to the selected UE. 4.6 Threshold for Expansion Add carriers or eNodeBs if after previous Actions CCE Usage > 60% 4.7 OMSTAR Analysis Items outputted for OMSTAR • Whole Network PDCCH Usage • CCE Usage Distribution • The Cell List of CCE Resource Usage Over Threshold • CCE Usage(Daily) • CCE Usage(Cell/Busy Hour) • CCE Usage(Network Busy Hour) OMSTAR Formula for CCE Usage is CCE usage = (Number of CCEs used by common signaling + Number of CCEs used for uplink scheduling + Number of CCEs used by downlink scheduling)/3600/1000/Total number of CCEs supported by a cell x 100% OMSTAR Threshold OMSTAR CCE Usage Threshold is 80% Whole Network PDCCH Usage Whole Network PDCCH Usage Time CCE Usage Number of PDCCH Number of PDCCH CCEs used by CCEs used by common DCI Uplink DCI Number of PDCCH CCEs used by Downlink DCI Number of available PDCCH CCEs x 0 750750160 14894086494 10.85% 865975601 Page 20 of 23 Huawei Proprietary and Confidential 27-03-2016 LTE Capacity Management and Optimization INTERNAL CCE Usage Distribution • Result calculated for Network Busy Hour and Cell Busy Hour • For Each CCE Usage Percentage How many Cells/ PDF Ratio/ CDF Ratio CCE Usage Distribution Cell Number Ratio(PDF)(Net CCE Usage (Networ work Busy k Busy Hour) Hour) Ratio(CDF)(Net work Busy Hour) Cell Number(Cell/ Busy Hour) Ratio(PDF)(C ell/Busy Hour) Ratio(CDF)(C ell/Busy Hour) [0,10%) 172 65.65% 65.65% 141 53.82% 53.82% [10%,20%) 54 20.61% 86.26% 82 31.30% 85.11% [20%,30%) 19 7.25% 93.51% 23 8.78% 93.89% [30%,40%) 11 4.20% 97.71% 9 3.44% 97.33% [40%,50%) 4 1.53% 99.24% 3 1.15% 98.47% [50%,60%) 0 0.00% 99.24% 3 1.15% 99.62% [60%,70%) 2 0.76% 100.00% 1 0.38% 100.00% [70%,80%) 0 0.00% 100.00% 0 0.00% 100.00% [80%,90%) 0 0.00% 100.00% 0 0.00% 100.00% [90%,100%] 0 0.00% 100.00% 0 0.00% 100.00% The Cell List of CCE Resource Usage Over Threshold • List of Cells that has high CCE Usage and breakdown for the high usage reason: • Common DCI • UL DCI • DL DCI The Cell List of CCE Resource Usage Over Threshold Time eNodeB Name Cell Name CCE Usage Number of PDCCH CCEs used by common DCI Number of PDCCH CCEs used by Uplink DCI Number of PDCCH CCEs used by Downlink DCI Number of available PDCCH CCEs CCE Usage(Daily) CCE Usage(Cell/Busy Hour) CCE Usage(Network Busy Hour) All has the same below format, only difference on the time of getting the data CCE Usage(Daily) (Cell/Busy Hour) (Network Busy Hour) Page 21 of 23 Huawei Proprietary and Confidential 27-03-2016 LTE Capacity Management and Optimization Time eNodeB Name Cell Name CCE Usage Number of PDCCH CCEs used by common DCI Number of PDCCH CCEs used by Uplink DCI Number of PDCCH CCEs used by Downlink DCI INTERNAL Number of available PDCCH CCEs Page 22 of 23 Huawei Proprietary and Confidential 27-03-2016 LTE Capacity Management and Optimization INTERNAL 5 Profit from LTE RF Capacity management and optimization By monitoring and managing and optimizing LTE Capacity you can: Avoid Access Failure Improve UE Experience Decrease Handover Delay Decrease Uplink and downlink scheduling delays. 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