WCDMA RAN and I-HSPA, Rel. RU30, Operating Documentation, Issue 04 WCDMA RAN and I-HSPA RRM Handover Control DN03471612 Issue 11E Approval Date 2011-09-30 Confidential WCDMA RAN and I-HSPA RRM Handover Control The information in this document is subject to change without notice and describes only the product defined in the introduction of this documentation. This documentation is intended for the use of Nokia Siemens Networks customers only for the purposes of the agreement under which the document is submitted, and no part of it may be used, reproduced, modified or transmitted in any form or means without the prior written permission of Nokia Siemens Networks. The documentation has been prepared to be used by professional and properly trained personnel, and the customer assumes full responsibility when using it. Nokia Siemens Networks welcomes customer comments as part of the process of continuous development and improvement of the documentation. The information or statements given in this documentation concerning the suitability, capacity, or performance of the mentioned hardware or software products are given "as is" and all liability arising in connection with such hardware or software products shall be defined conclusively and finally in a separate agreement between Nokia Siemens Networks and the customer. However, Nokia Siemens Networks has made all reasonable efforts to ensure that the instructions contained in the document are adequate and free of material errors and omissions. Nokia Siemens Networks will, if deemed necessary by Nokia Siemens Networks, explain issues which may not be covered by the document. Nokia Siemens Networks will correct errors in this documentation as soon as possible. IN NO EVENT WILL Nokia Siemens Networks BE LIABLE FOR ERRORS IN THIS DOCUMENTATION OR FOR ANY DAMAGES, INCLUDING BUT NOT LIMITED TO SPECIAL, DIRECT, INDIRECT, INCIDENTAL OR CONSEQUENTIAL OR ANY LOSSES, SUCH AS BUT NOT LIMITED TO LOSS OF PROFIT, REVENUE, BUSINESS INTERRUPTION, BUSINESS OPPORTUNITY OR DATA,THAT MAY ARISE FROM THE USE OF THIS DOCUMENT OR THE INFORMATION IN IT. This documentation and the product it describes are considered protected by copyrights and other intellectual property rights according to the applicable laws. The wave logo is a trademark of Nokia Siemens Networks Oy. Nokia is a registered trademark of Nokia Corporation. Siemens is a registered trademark of Siemens AG. Other product names mentioned in this document may be trademarks of their respective owners, and they are mentioned for identification purposes only. Copyright © Nokia Siemens Networks 2011. All rights reserved f Important Notice on Product Safety This product may present safety risks due to laser, electricity, heat, and other sources of danger. Only trained and qualified personnel may install, operate, maintain or otherwise handle this product and only after having carefully read the safety information applicable to this product. The safety information is provided in the Safety Information section in the “Legal, Safety and Environmental Information” part of this document or documentation set. The same text in German: f Wichtiger Hinweis zur Produktsicherheit Von diesem Produkt können Gefahren durch Laser, Elektrizität, Hitzeentwicklung oder andere Gefahrenquellen ausgehen. Installation, Betrieb, Wartung und sonstige Handhabung des Produktes darf nur durch geschultes und qualifiziertes Personal unter Beachtung der anwendbaren Sicherheitsanforderungen erfolgen. Die Sicherheitsanforderungen finden Sie unter „Sicherheitshinweise“ im Teil „Legal, Safety and Environmental Information“ dieses Dokuments oder dieses Dokumentationssatzes. 2 Id:0900d805808a84cb Confidential DN03471612 Issue 11E WCDMA RAN and I-HSPA RRM Handover Control Table of contents This document has 399 pages. Summary of changes . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 17 1 1.1 1.2 1.3 1.4 1.4.1 1.4.2 1.4.3 1.4.4 1.4.5 1.4.6 1.4.7 1.4.8 1.4.9 1.4.10 1.4.11 1.4.12 1.4.13 1.4.14 1.4.15 1.4.16 1.4.17 1.4.18 1.4.19 1.4.20 1.4.21 1.4.22 1.4.23 1.4.24 2 2.1 2.2 2.3 2.4 2.5 2.5.1 2.5.2 2.6 2.7 DN03471612 Handover control . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 19 Handover types . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 19 Neighbor cells . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 20 Hierarchical cell structure. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 22 Features related to handover control . . . . . . . . . . . . . . . . . . . . . . . . . . . 23 IMSI-Based handover . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 23 Load- and service-based IF/IS handover. . . . . . . . . . . . . . . . . . . . . . . . 24 HSDPA (high speed downlink packet access). . . . . . . . . . . . . . . . . . . . 25 HSDPA inter-frequency handover . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 25 Inter-frequency handover over Iur . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 25 The HSPA inter-RNC cell change . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 26 HSUPA (high speed uplink packet access) . . . . . . . . . . . . . . . . . . . . . . 27 Soft handover based on detected set reporting . . . . . . . . . . . . . . . . . . . 27 Inter-system handover cancellation . . . . . . . . . . . . . . . . . . . . . . . . . . . . 28 UTRAN - GAN interworking . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 28 Directed retry of an AMR call . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 29 HSPA capability based handover . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 29 Power balancing . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 30 Multi-Operator core network . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 31 Support for I-HSPA sharing and Iur mobility enhancements . . . . . . . . . 31 Support for F-DPCH and SRB's on HSPA. . . . . . . . . . . . . . . . . . . . . . . 32 Forced Hard Handover . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 32 Support for HSPA over Iur . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 32 Dual Cell HSDPA 42 Mbps . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 33 Support for Multiple input Multiple output (MIMO) . . . . . . . . . . . . . . . . . 34 LTE interworking . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 34 Blind inter-frequency handover in RAB setup phase (not valid for I-HSPA Adapter solution) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 34 Multi-Band Load Balancing . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 35 Intra-BTS soft handover between Local Cell Groups. . . . . . . . . . . . . . . 36 Types of handovers . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 38 Introduction to soft handover . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 38 Introduction to intra-frequency hard handover . . . . . . . . . . . . . . . . . . . . 38 Introduction to inter-frequency handover . . . . . . . . . . . . . . . . . . . . . . . . 39 Introduction to inter-system handover . . . . . . . . . . . . . . . . . . . . . . . . . . 39 Introduction to IMSI-based handover. . . . . . . . . . . . . . . . . . . . . . . . . . . 41 Purpose of IMSI-based handover . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 42 Functional restrictions on IMSI-based handover . . . . . . . . . . . . . . . . . . 45 Introduction to load- and service-based IF/IS handover . . . . . . . . . . . . 45 Inter-I-BTS Serving Cell Change combined Role Switch (for the I-HSPA Adapter solution only) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 48 Id:0900d805808a84cb Confidential 3 WCDMA RAN and I-HSPA RRM Handover Control 2.8 2.9 I-HSPA CS Voice Enabling Handover (for the I-HSPA Adapter solution only) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 49 Introduction to directed retry . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 49 3 3.1 3.2 3.3 3.4 3.5 Compressed mode . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 51 Halving the spreading factor . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 52 Higher layer scheduling . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 54 Synchronization of compressed mode gaps . . . . . . . . . . . . . . . . . . . . . . 56 Compressed mode for HSDPA . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 57 Restrictions because of cell capacity . . . . . . . . . . . . . . . . . . . . . . . . . . . 59 4 Macro diversity combining . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 61 5 WCDMA frequency bands . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 65 6 Directed RRC connection setup . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 71 7 7.1 7.2 7.3 7.4 7.5 7.6 Directed RRC connection setup for HSDPA layer . . . . . . . . . . . . . . . . . 76 Decision of layer change. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 78 HSDPA load balancing . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 79 Layer selection examples . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 80 Fractional Dedicated Physical Channel . . . . . . . . . . . . . . . . . . . . . . . . . 82 Dual Cell HSDPA . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 83 Interaction with directed RRC connection setup . . . . . . . . . . . . . . . . . . . 84 8 8.1 8.2 HSPA layering for UEs in common channels . . . . . . . . . . . . . . . . . . . . . 85 Decision of layer change . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 87 HSDPA load balancing . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 89 9 9.1 9.2 9.3 9.4 Power balancing . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 90 Activation of power balancing . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 93 Deactivation of power balancing . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 95 The DL power control request. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 95 Usage of the power balancing adjustment Type in the BTS and the DRNC 96 Updating the reference transmission power during the soft handover . . 97 Sending the new reference transmission power to the BTS . . . . . . . . . . 97 Power balancing algorithm in the BTS . . . . . . . . . . . . . . . . . . . . . . . . . . 98 Reliability check for DL TPC commands during soft handover. . . . . . . 100 9.5 9.6 9.7 9.8 10 10.1 10.1.1 10.1.2 10.1.3 10.1.4 10.1.5 10.1.6 10.1.7 10.1.8 4 Functionality of intra-frequency handover . . . . . . . . . . . . . . . . . . . . . . . 102 Functionality of soft handover . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 102 Reporting event 1A for adding cells to the active set . . . . . . . . . . . . . . 103 Reporting event 1B for deleting cells from the active set . . . . . . . . . . . 104 Reporting event 1C for replacing cells in the active set . . . . . . . . . . . . 105 Event-triggered periodic intra-frequency measurement reporting. . . . . 107 Time-to-trigger mechanism for modifying measurement reporting behavior 108 Identification of an intra-frequency cell . . . . . . . . . . . . . . . . . . . . . . . . . 109 Soft handover based on detected set reporting . . . . . . . . . . . . . . . . . . 110 Softer handover between cells within one base station . . . . . . . . . . . . 111 Id:0900d805808a84cb Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control 10.1.9 10.1.10 10.1.11 10.1.12 10.1.13 10.1.14 10.2 10.2.1 11 11.1 11.1.1 11.1.2 11.1.3 11.1.4 11.2 11.2.1 11.2.2 11.2.3 11.3 11.4 11.5 11.6 11.7 11.8 11.9 12 12.1 12.2 12.3 Functionality of inter-frequency handover . . . . . . . . . . . . . . . . . . . . . . 119 Coverage reason inter-frequency handover . . . . . . . . . . . . . . . . . . . . 119 Inter-frequency handover because of uplink DCH quality . . . . . . . . . . 120 Inter-frequency handover because of UE transmission power . . . . . . 121 Inter-frequency handover because of CPICH RSCP . . . . . . . . . . . . . . 122 Handover decision procedure for coverage reason inter-frequency handover . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 123 Quality reason inter-frequency handover. . . . . . . . . . . . . . . . . . . . . . . 124 Inter-frequency handover because of downlink DPCH power . . . . . . . 124 Inter-frequency handover because of CPICH Ec/No . . . . . . . . . . . . . . 126 Handover decision procedure for quality reason inter-frequency handover 127 HSDPA inter-frequency handover . . . . . . . . . . . . . . . . . . . . . . . . . . . . 127 Interactions between handover causes . . . . . . . . . . . . . . . . . . . . . . . . 130 Interaction with handover to GSM . . . . . . . . . . . . . . . . . . . . . . . . . . . . 131 Interaction with handover to GAN . . . . . . . . . . . . . . . . . . . . . . . . . . . . 132 Control parameters of inter-frequency handover . . . . . . . . . . . . . . . . . 132 Measurement procedure for inter-frequency handover . . . . . . . . . . . . 133 Function in abnormal conditions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 134 12.9 Functionality of inter-frequency handover over Iur. . . . . . . . . . . . . . . . 135 Neighbor cell information . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 135 Handover control parameters . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 136 Inter-Frequency measurement and handover decision during anchoring . 137 Bit rate of NRT DCHs during anchoring (not valid for the I-HSPA Adapter solution) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 139 Inter-Frequency handover from SRNC to DRNC over Iur without existing RL in the target DRNC . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 139 Inter-frequency handover from the SRNC to the DRNC over Iur with an existing RL in the target DRNC . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 143 Inter-Frequency handover during anchoring with an existing RL in the target DRNC . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 146 Inter-Frequency handover during anchoring with no existing RL in target DRNC . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 149 Inter-Frequency handover from anchoring back to SRNC. . . . . . . . . . 151 13 13.1 13.1.1 Functionality of inter-system handover . . . . . . . . . . . . . . . . . . . . . . . . 154 Coverage reason inter-system handover. . . . . . . . . . . . . . . . . . . . . . . 155 Inter-System handover because of uplink DCH quality . . . . . . . . . . . . 155 12.4 12.5 12.6 12.7 12.8 DN03471612 Soft handover between Local Cell Groups or base stations within one RNC 111 Inter-RNC soft and softer handover . . . . . . . . . . . . . . . . . . . . . . . . . . . 111 Cell individual offsets for modifying measurement reporting behavior. 112 Mechanism for forbidding a cell to affect the reporting range . . . . . . . 113 Reporting events 6F and 6G for deleting cells from the active set . . . 114 Function in abnormal conditions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 114 Functionality of intra-frequency hard handover . . . . . . . . . . . . . . . . . . 116 Time interval between hard handover attempts. . . . . . . . . . . . . . . . . . 118 Id:0900d805808a84cb Confidential 5 WCDMA RAN and I-HSPA RRM Handover Control 13.1.2 13.1.3 13.1.4 13.1.5 13.1.6 13.1.7 13.2 13.3 13.4 13.5 13.6 13.7 13.8 13.9 Inter-System handover because of UE transmission power . . . . . . . . . 156 Inter-System handover because of CPICH RSCP . . . . . . . . . . . . . . . . 158 Inter-System handover because of downlink DPCH power . . . . . . . . . 159 Inter-System handover because of CPICH Ec/No . . . . . . . . . . . . . . . . 160 Inter-System handover because of failed RAB setup . . . . . . . . . . . . . . 161 Handover decision procedure for inter-system handover . . . . . . . . . . . 162 Interactions between handover causes . . . . . . . . . . . . . . . . . . . . . . . . 163 Interaction with inter-frequency handover . . . . . . . . . . . . . . . . . . . . . . . 163 Interaction with handover to GAN . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 164 Measurement control parameters of inter-system handover . . . . . . . . 164 Measurement procedure for inter-system handover . . . . . . . . . . . . . . . 165 BSIC identification. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 166 Inter-System handover cancellation . . . . . . . . . . . . . . . . . . . . . . . . . . . 167 Function in abnormal conditions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 172 14 14.1 14.2 14.3 14.4 14.5 14.6 14.7 14.8 14.9 14.10 Functionality of forced hard handover. . . . . . . . . . . . . . . . . . . . . . . . . . 173 CPICH power ramp-down . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 173 BTS type and version verification . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 173 Start of forced handover procedure for remaining UE . . . . . . . . . . . . . 173 Ongoing handovers when gradual power ramp-down is completed . . . 173 Measurements of serving cell . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 174 Handover type. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 174 Inter-frequency measurement for inter-frequency handover. . . . . . . . . 175 Determining forced inter-frequency handover target cells . . . . . . . . . . 175 Reporting forced inter-frequency hard handover . . . . . . . . . . . . . . . . . 176 Reporting forced inter-system hard handover. . . . . . . . . . . . . . . . . . . . 176 15 15.1 15.2 15.3 Functionality of inter-system handover during anchoring . . . . . . . . . . . 177 Reporting of the inter-RAT neighbour cell information from the DRNC to the SRNC . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 177 Handover control parameter sets during anchoring . . . . . . . . . . . . . . . 177 Inter-RAT measurements and handover decision during anchoring. . . 178 16 16.1 16.2 16.3 16.4 Functionality of IMSI-based handover . . . . . . . . . . . . . . . . . . . . . . . . . 179 Configuration of IMSI-based handover . . . . . . . . . . . . . . . . . . . . . . . . . 179 IMSI-based intra-frequency handover. . . . . . . . . . . . . . . . . . . . . . . . . . 180 IMSI-based inter-frequency handover. . . . . . . . . . . . . . . . . . . . . . . . . . 181 IMSI-based inter-system handover . . . . . . . . . . . . . . . . . . . . . . . . . . . . 181 17 17.1 17.2 Functionality of immediate IMSI-based handover . . . . . . . . . . . . . . . . . 182 Immediate IMSI-based inter-frequency handover . . . . . . . . . . . . . . . . . 182 Immediate IMSI-based inter-system handover . . . . . . . . . . . . . . . . . . . 183 18 18.1 18.1.1 18.1.2 Functionality of load-based and service-based IF/IS handover . . . . . . 184 Load-based handover . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 184 Total interference load of the cell exceeds a predefined threshold. . . . 184 Rejection rate of PS NRT traffic capacity requests exceeds a predefined threshold . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 187 Downlink spreading codes are lacking in the cell . . . . . . . . . . . . . . . . . 188 HW or logical resources are limited in the cell . . . . . . . . . . . . . . . . . . . 188 18.1.3 18.1.4 6 Id:0900d805808a84cb Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control 18.1.5 18.1.6 18.1.7 18.2 18.2.1 18.6.2 18.6.3 18.6.4 18.6.5 18.7 18.7.1 18.7.2 18.8 18.8.1 18.8.2 18.8.3 18.8.4 Processing of measurement results indicating load. . . . . . . . . . . . . . . 189 Number of UEs simultaneously in the load-based handover procedure192 Selection of RRC connections for the load-based handover procedure 192 Service-based handover . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 194 Number of RRC connections simultaneously in the service-based handover procedure. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 194 Selecting RRC connections for the service-based handover procedure . . 194 Defining the target for the service-based handover . . . . . . . . . . . . . . . 195 Service priority . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 195 Iu interface service priority . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 195 RNC-based service priority handover profile table . . . . . . . . . . . . . . . 196 Combined service priority list . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 197 Multi services in case of service-based and load-based handovers . . 199 Availability of the target WCDMA layers and GSM system . . . . . . . . . 200 Load of the target cells . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 201 Common load measurement over Iur . . . . . . . . . . . . . . . . . . . . . . . . . 201 Load of the target WCDMA cell . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 201 Load of the target GSM/GPRS cell . . . . . . . . . . . . . . . . . . . . . . . . . . . 202 Congested target WCDMA or GSM cell. . . . . . . . . . . . . . . . . . . . . . . . 202 Interaction with HSPA capability based handover . . . . . . . . . . . . . . . . 202 Inter-frequency and inter-RAT measurement procedures . . . . . . . . . . 203 Selecting the service and load-based inter-frequency handover method . 203 Selecting the service and load-based inter-RAT handover method. . . 203 Measurement parameters . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 204 Inter-frequency and inter-RAT neighbor cell lists. . . . . . . . . . . . . . . . . 204 Number of UEs in compressed mode . . . . . . . . . . . . . . . . . . . . . . . . . 205 Handover decision procedure . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 205 Load- and service-based inter-frequency handover . . . . . . . . . . . . . . 205 Load- and service-based inter-RAT handover . . . . . . . . . . . . . . . . . . . 206 Handover signaling . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 207 Load- and service-based inter-frequency handover . . . . . . . . . . . . . . 207 Load- and service-based inter-RAT handover and cell change. . . . . . 207 Service downgrading and upgrading because of inter-RAT handover 207 Restriction on repetitive load- and service-based handover attempts . 207 19 19.1 19.2 19.3 19.4 19.5 19.6 19.6.1 19.6.2 19.7 Functionality of HSPA capability based handover . . . . . . . . . . . . . . . . 209 Periodic HSPA capability based handover . . . . . . . . . . . . . . . . . . . . . 210 Event triggered HSPA capability based handover . . . . . . . . . . . . . . . . 211 Inter-Frequency measurement procedures . . . . . . . . . . . . . . . . . . . . . 212 Inter-Frequency neighbor cell lists . . . . . . . . . . . . . . . . . . . . . . . . . . . . 212 Handover decision algorithm . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 213 Execution of HSPA capability based handover . . . . . . . . . . . . . . . . . . 214 Handover to an I-HSPA cell . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 214 Handover to a WCDMA cell . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 214 Abnormal conditions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 214 20 Functionality of Dual Cell HSDPA capability based handover . . . . . . . 216 18.2.2 18.2.3 18.3 18.3.1 18.3.2 18.3.3 18.3.4 18.3.5 18.4 18.4.1 18.4.2 18.4.3 18.4.4 18.5 18.6 18.6.1 DN03471612 Id:0900d805808a84cb Confidential 7 WCDMA RAN and I-HSPA RRM Handover Control 20.1 20.2 20.3 20.4 21 21.1 21.2 21.3 Functionality of MIMO capability based handover . . . . . . . . . . . . . . . . 220 Periodic MIMO capability based handover . . . . . . . . . . . . . . . . . . . . . . 221 Event trigerred MIMO capability based handover . . . . . . . . . . . . . . . . . 222 Measurement procedures and execution of MIMO capability based handover . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 223 22 Functionality of LTE interworking . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 224 23 23.1 23.2 23.2.1 23.2.2 23.2.3 23.2.4 23.3 23.4 23.5 23.5.1 23.5.2 Functionality of Multi-Band Load Balancing . . . . . . . . . . . . . . . . . . . . . 226 RACH measurements . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 226 Blind Inter-frequency handover in RAB setup phase . . . . . . . . . . . . . . 226 Source cell measurements for blind HO in RAB setup . . . . . . . . . . . . . 226 RNC decision algorithm for blind handover in RAB setup . . . . . . . . . . 227 Multi RAB cases in blind handover in RAB setup phase . . . . . . . . . . . 228 DCH channel type allocation for AMR . . . . . . . . . . . . . . . . . . . . . . . . . 229 Layering in state transition . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 229 Inactivity triggered handover. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 229 Mobility triggered handover. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 230 Multi-Band Load Balancing due to mobility in Cell_DCH state . . . . . . . 230 Multi-Band Load Balancing due to mobility when new cell is being added. 231 Multi-Band Load Balancing due to mobility caused by HS-DSCH serving cell change.. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 231 Multi-Band Load Balancing due to mobility when new cell is being removed. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 232 Multi-Band Load Balancing due to mobility caused by SRNC relocation.. . 232 Multi-Band Load Balancing due to mobility caused by fast moving UE. 232 Multi-Band Load Balancing due to mobility caused MBLB guard timer expiration. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 232 RNC decision algorithm for Multi-Band Load balancing due to mobility in Cell_DCH state . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 233 Additional information on Multi-Band Load Balancing due to mobility. . 233 Additional information on inactivity and mobility triggered handover . . 234 Decision for blind handover in RAB setup phase based on capability, service, load and low/high RSCP. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 235 Preference score calculation in decision making . . . . . . . . . . . . . . . . . 235 Correct parameter choice from preferred layer definitions . . . . . . . . . . 236 Preference score calculation for fast moving UEs . . . . . . . . . . . . . . . . 238 HSPA load . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 238 HSDPA power per NRT user and DL used power . . . . . . . . . . . . . . . . 239 UL receiver noise and average E-DCH provided bit rate for NRT users . . 240 23.5.3 23.5.4 23.5.5 23.5.6 23.5.7 23.5.8 23.5.9 23.6 23.7 23.7.1 23.7.2 23.7.3 23.8 23.8.1 23.8.2 8 Periodic Dual Cell HSDPA capability based handover . . . . . . . . . . . . . 216 Event trigerred Dual Cell HSDPA capability based handover. . . . . . . . 218 Measurement procedures and execution of Dual Cell HSDPA capability based handover . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 218 Handover decision algorithm of Dual Cell HSDPA capability based handover . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 219 Id:0900d805808a84cb Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control 23.8.3 23.8.4 23.9 23.10 DL used power and average HSDPA provided bit rate for NRT users 241 Number of HSDPA users . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 241 Multi-Band Load Balancing interworking . . . . . . . . . . . . . . . . . . . . . . . 241 Penalty time setting by the RNC . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 243 24 24.1 24.3 Delay in block resource procedure . . . . . . . . . . . . . . . . . . . . . . . . . . . 244 Handover procedures in CPICH power ramp-down in block resource normal priority . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 244 Handover re-attempt during CPICH power ramp-down in block resource normal priority . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 244 Reporting forced handover in block resource request . . . . . . . . . . . . . 245 25 25.1 25.2 25.3 25.3.1 25.3.2 25.3.3 25.3.4 UTRAN - GAN interworking . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 246 UE capability . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 246 GAN-Specific handover trigger event 3A . . . . . . . . . . . . . . . . . . . . . . . 246 GAN handover decision . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 247 Identification of the GAN target cell . . . . . . . . . . . . . . . . . . . . . . . . . . . 247 Handover from UTRAN to GAN . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 248 Unsuccessful handover attempt. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 249 Handover from GAN to UTRAN . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 249 26 Description of SRNS relocation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 252 27 Soft handover signaling . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 254 28 Intra-Frequency hard handover signalling . . . . . . . . . . . . . . . . . . . . . . 258 29 Serving RNC relocation signaling . . . . . . . . . . . . . . . . . . . . . . . . . . . . 260 30 Inter-I-BTS Serving Cell Change combined Role Switch (for the I-HSPA Adapter solution only) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 261 Preconditions for IASCC . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 261 Active Set restriction in I-BTS . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 261 Inter I-BTS Serving Cell Change . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 261 Handover entity in Source-I-BTS evaluates triggers for IASCC. . . . . . 261 Periodic CPICHEcNo triggers IASCC in S-I-BTS . . . . . . . . . . . . . . . . 261 UL SIRError report from BTS triggers IASCC in S-I-BTS . . . . . . . . . . 262 Event 1B / 1C / 6F / 6G triggers IASCC in S-I-BTS . . . . . . . . . . . . . . . 262 Unacceptable E-DCH active set triggers IASCC in S-I-BTS . . . . . . . . 263 Prioritisation of candidate cells for attempting IASCC . . . . . . . . . . . . . 263 UE History information . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 264 Determination the mobility factor . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 264 List of best cells in the current observation window. . . . . . . . . . . . . . . 264 Failure cases . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 264 IB/1C/6F/6G report from UE or UL SIRError from BTS trigger IASCC 264 Periodic CPICH EcNo report from UE triggers IASCC . . . . . . . . . . . . 264 Un-acceptable E-DCH Active Set triggers IASCC . . . . . . . . . . . . . . . . 265 Prevention of repititive IASCC after successfull relocation and Role Switch at Target I-BTS . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 265 24.2 30.1 30.2 30.3 30.3.1 30.3.2 30.3.3 30.3.4 30.3.5 30.3.6 30.4 30.4.1 30.4.2 30.5 30.5.1 30.5.2 30.5.3 30.5.4 31 DN03471612 Functionalities of I-HSPA CS service (for the I-HSPA Adapter solution only) 266 Id:0900d805808a84cb Confidential 9 WCDMA RAN and I-HSPA RRM Handover Control 31.1 31.1.1 31.1.1.1 31.1.2.1 31.1.2.2 31.1.2.3 31.1.2.4 31.1.3 31.2 31.3 CS Service Enabling Handover . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 266 Functional requirements for CS Service HO without Iu-CS link . . . . . . 266 Redirection of standalone RRC Connection to 2G due to originating CS connection attempt, without Iu-PS connection . . . . . . . . . . . . . . . . . . . 266 Redirection of standalone RRC Connection to 2G due to terminating CS connection attempt, without Iu-PS connection . . . . . . . . . . . . . . . . . . . 267 Redirection due to originating CS connection attempt in Cell_DCH state, with Iu-PS . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 267 Redirection due to originating CS connection attempt in Cell_FACH state, with Iu-PS . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 267 Redirection due to CS connection attempt in Cell/URA_PCH state, with IuPS . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 267 Interaction with other procedures . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 268 Functional requirements for CS Service HO with Iu-CS link with CS-CN . . 269 Handling of RRC Connection Request . . . . . . . . . . . . . . . . . . . . . . . . . 269 Relocation support in CS-CN configuration . . . . . . . . . . . . . . . . . . . . . 269 CS Call attempt when there is no Iu-PS connection . . . . . . . . . . . . . . . 269 CS Call attempt with existing Iu-PS connection . . . . . . . . . . . . . . . . . . 272 Blind Handover . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 283 CS Voice Enabler . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 285 Domain Specific Access Classs Restriction . . . . . . . . . . . . . . . . . . . . . 285 32 Compressed mode preparation signaling . . . . . . . . . . . . . . . . . . . . . . . 286 33 Inter-Frequency handover signaling . . . . . . . . . . . . . . . . . . . . . . . . . . . 287 34 Inter-System handover signaling . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 296 35 Handover control restrictions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 302 36 Features per release. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 303 37 37.1 37.1.1 37.2 37.2.1 37.2.2 37.2.3 37.2.4 37.2.5 37.2.6 37.2.7 37.2.8 37.2.9 37.2.10 37.2.11 37.2.12 37.2.13 37.2.14 Management data for handover control . . . . . . . . . . . . . . . . . . . . . . . . 304 Alarms . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 304 RAN1266: Soft handover based on detected set reporting . . . . . . . . . 304 Counters . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 305 RAN1.024: Soft handovers . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 307 RAN1.5010: Inter-frequency handover . . . . . . . . . . . . . . . . . . . . . . . . . 309 RAN2.0105: Inter-RNC intra-frequency hard handover . . . . . . . . . . . . 328 RAN1.5009: WCDMA - GSM inter-system handover . . . . . . . . . . . . . . 329 RAN1.5008: GSM - WCDMA inter-system handover . . . . . . . . . . . . . . 340 RAN1183: UTRAN - GAN interworking. . . . . . . . . . . . . . . . . . . . . . . . . 340 RAN2.0060: IMSI based handover . . . . . . . . . . . . . . . . . . . . . . . . . . . . 340 RAN140: Load and service based IS/IF handover . . . . . . . . . . . . . . . . 341 RAN1275: Inter-system handover cancellation. . . . . . . . . . . . . . . . . . . 354 RAN1191: Detected set reporting and measurements . . . . . . . . . . . . . 355 RAN1515: HSPA inter-RNC cell change . . . . . . . . . . . . . . . . . . . . . . . 355 RAN1276: HSDPA inter-frequency handover . . . . . . . . . . . . . . . . . . . . 356 RAN1596: HSPA capability based handover . . . . . . . . . . . . . . . . . . . . 357 RAN1011: HSPA layering for UEs in common channels . . . . . . . . . . . 358 31.1.1.2 31.1.1.3 31.1.1.4 31.1.1.5 31.1.1.6 31.1.2 10 Id:0900d805808a84cb Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control 37.2.15 37.2.16 37.2.17 37.2.18 37.2.19 37.2.20 37.2.21 37.3 37.3.1 37.3.2 37.3.3 37.3.4 37.3.5 37.3.6 37.3.7 37.3.8 37.3.9 37.3.10 37.3.11 37.3.12 37.3.13 37.3.14 37.3.15 37.3.16 37.3.17 37.3.18 37.3.19 37.3.20 37.3.21 37.3.22 37.3.23 37.3.24 37.3.25 37.3.26 37.3.27 37.3.28 37.3.29 RAN146: Power Balancing . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 358 RAN955: Power Saving Mode for BTS . . . . . . . . . . . . . . . . . . . . . . . . 359 RAN1201: Support for Fractional DPCH . . . . . . . . . . . . . . . . . . . . . . . 360 RAN1231: Support for HSPA over Iur . . . . . . . . . . . . . . . . . . . . . . . . . 360 RAN2047: LTE interworking . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 361 RAN1758: Multiple BSIC Identification . . . . . . . . . . . . . . . . . . . . . . . . 361 RAN2172: Multi-Band Load Balancing . . . . . . . . . . . . . . . . . . . . . . . . 361 Parameters . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 363 RAN2.0079: Directed RRC connection setup . . . . . . . . . . . . . . . . . . . 363 RAN1266: Soft handover based on detected set reporting . . . . . . . . . 363 RAN1.024: Soft handovers . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 364 RAN1.5009: WCDMA - GSM inter-system handover . . . . . . . . . . . . . 368 RAN1183: UTRAN - GAN interworking . . . . . . . . . . . . . . . . . . . . . . . . 372 RAN2.0060: IMSI based handover . . . . . . . . . . . . . . . . . . . . . . . . . . . 372 RAN140: Load and service based IS/IF handover. . . . . . . . . . . . . . . . 374 RAN1275: Inter-system handover cancellation . . . . . . . . . . . . . . . . . . 378 RAN1191: Detected set reporting and measurements . . . . . . . . . . . . 378 RAN1515: HSPA inter-RNC cell change . . . . . . . . . . . . . . . . . . . . . . . 379 RAN1276: HSDPA inter-frequency handover . . . . . . . . . . . . . . . . . . . 379 RAN1596: HSPA Capability based Handover . . . . . . . . . . . . . . . . . . . 380 RAN146: Power Balancing . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 380 RAN1824: Inter-frequency Handover over Iur . . . . . . . . . . . . . . . . . . . 381 RAN966: Multi-Operator Core Network . . . . . . . . . . . . . . . . . . . . . . . . 381 RAN1.029: Packet scheduler algorithm . . . . . . . . . . . . . . . . . . . . . . . . 381 RAN1011: HSPA layering for UEs in common channels . . . . . . . . . . . 383 Handover control basic functionality . . . . . . . . . . . . . . . . . . . . . . . . . . 383 HSDPA basic functionality . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 384 RAN 964: Directed RRC Connection Setup for HSDPA Layer . . . . . . 384 RAN1759: Support for I-HSPA Sharing and Iur Mobility Enhancements. . 385 RAN955: Power Saving Mode for BTS . . . . . . . . . . . . . . . . . . . . . . . . 387 RAN1201: Support for Fractional DPCH . . . . . . . . . . . . . . . . . . . . . . . 388 RAN1231: Support for HSPA over Iur . . . . . . . . . . . . . . . . . . . . . . . . . 391 RAN1642: MIMO . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 391 RAN1906: Dual-Cell HSDPA 42 Mbps . . . . . . . . . . . . . . . . . . . . . . . . 391 RAN1758: Multiple BSIC Identification . . . . . . . . . . . . . . . . . . . . . . . . 392 RAN2067: LTE Interworking . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 392 RAN2172: Multi-Band Load Balancing . . . . . . . . . . . . . . . . . . . . . . . . 393 Related information. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 397 DN03471612 Id:0900d805808a84cb Confidential 11 WCDMA RAN and I-HSPA RRM Handover Control List of figures Figure 1 Figure 2 Figure 3 Figure 4 Figure 5 Figure 6 Figure 7 Figure 8 Figure 9 Figure 10 Figure 11 Figure 12 Figure 13 Figure 14 Figure 15 Figure 16 Figure 17 Figure 18 Figure 19 Figure 20 Figure 21 Figure 22 Figure 23 Figure 24 Figure 25 Figure 26 Figure 27 Figure 28 Figure 29 Figure 30 Figure 31 Figure 32 Figure 33 Figure 34 Figure 35 Figure 36 Figure 37 Figure 38 Figure 39 Figure 40 Figure 41 Figure 42 12 IMSI definition . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 23 Load of the source cell . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 24 UTRAN - GAN interworking . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 29 Power drifting . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 30 Example of LCG mapping with 6 sectors and 2 system modules . . . . . . 37 IMSI definition . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 41 IMSI-based handover in geographical sharing concept . . . . . . . . . . . . . 43 IMSI-based handover in common shared RAN concept. . . . . . . . . . . . . 44 IMSI-based handover in mobile virtual network operator concept . . . . . 45 Load of the source cell . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 46 Example of transmission gaps created with compressed mode . . . . . . . 51 Halving the spreading factor (single frame method) . . . . . . . . . . . . . . . . 53 Higher layer scheduling (double frame method) . . . . . . . . . . . . . . . . . . . 54 Selection of the higher layer scheduling mode . . . . . . . . . . . . . . . . . . . . 55 Macro diversity combining . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 63 Handover scenario: branch addition rejected . . . . . . . . . . . . . . . . . . . . . 64 Definition of uplink DCH own-cell load threshold LDRRC . . . . . . . . . . . . . 72 Principle of directed RRC connection setup . . . . . . . . . . . . . . . . . . . . . . 75 Principles of directed RRC connection setup for HSDPA layer . . . . . . . 76 Signaling of directed RRC connection setup for HSDPA layer . . . . . . . . 77 Calculation of HSDPA power per user . . . . . . . . . . . . . . . . . . . . . . . . . . 80 Calculation of NRT HSDPA cell weight per user . . . . . . . . . . . . . . . . . . 80 Example of layer selection in RRC connection setup phase in non-HSDPA layer . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 81 Example of layer selection in RRC connection setup phase in HSDPA layer 82 signaling of HSPA layering for UEs in common channels . . . . . . . . . . . 86 Power drifting . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 90 Functional split of the power balancing functionality. . . . . . . . . . . . . . . . 91 Ideal power control without power balancing . . . . . . . . . . . . . . . . . . . . . 91 Real situation with misinterpreted PC commands . . . . . . . . . . . . . . . . . 92 Power balancing in work . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 92 Message sequence chart for power balancing . . . . . . . . . . . . . . . . . . . . 94 Updating of the power balancing reference power for three soft handover branches . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 98 Power balancing algorithm . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 99 Formula for calculating the UE measurement report on event 1A . . . . 103 Formula for calculating the UE measurement report on event 1B . . . . 104 Formula for calculating the UE measurement report on event 1C . . . . 105 A cell that is not in the active set becomes better than a cell in a full active set . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 106 Formula for calculating the UE measurement report on event 1C . . . . 107 Periodic reporting triggered by event 1A. . . . . . . . . . . . . . . . . . . . . . . . 108 Time-to-trigger limits the number of measurement reports . . . . . . . . . . 109 A positive offset is applied to cell 3 before event evaluation in the UE. 112 Cell 3 is forbidden to affect the reporting range . . . . . . . . . . . . . . . . . . 113 Id:0900d805808a84cb Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control Figure 43 Figure 44 Figure 45 Figure 46 Figure 47 Figure 48 Figure 49 Figure 50 Figure 51 Figure 52 Figure 53 Figure 54 Figure 55 Figure 56 Figure 57 Figure 58 Figure 59 Figure 60 Figure 61 Figure 62 Figure 63 Figure 64 Figure 65 Figure 66 Figure 67 Figure 68 Figure 69 Figure 70 Figure 71 Figure 72 Figure 73 Figure 74 Figure 75 Figure 76 Figure 77 Figure 78 Figure 79 DN03471612 Conditions for inter-frequency handover because of coverage reasons.. . 123 Measured downlink code power calculation. . . . . . . . . . . . . . . . . . . . . 124 Measurement results of the inter-frequency neighboring cell calculation. . 127 Measuring procedure for inter-frequency handover. . . . . . . . . . . . . . . 133 Time interval calculation. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 134 Inter-Frequency handover from SRNC to DRNC over Iur, no existing RL in target DRNC . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 141 Inter-Frequency handover from SRNC to DRNC over Iur with an existing RL in the target DRNC . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 144 Inter-frequency handover during anchoring with an existing RL in the target DRNC . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 147 Inter-Frequency handover during anchoring with no existing RL in the target DRNC . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 150 Inter-Frequency handover from anchoring back to the SRNC. . . . . . . 152 Measuring procedure for inter-system handover . . . . . . . . . . . . . . . . . 166 Handover decision . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 175 An example of selecting the authorised network list . . . . . . . . . . . . . . 179 Definition of uplink DCH own cell load threshold L LHO . . . . . . . . . . . . . 184 Calculation of LHOratioPtx in case of there is no HSDPA users in the cell. 186 Calculation of LHOratioPtx in case of there is no HSDPA users in the cell. 186 Calculation of LHOratioPtx in case there is at least one HSDPA user in the cell. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 187 LHOratioPtx condition for triggering load based handover procedure. 187 Measurement procedure for all four load triggers . . . . . . . . . . . . . . . . 190 Inter-RAT handover from E-UTRAN to UTRAN. . . . . . . . . . . . . . . . . . 224 Inter-RAT handover from UTRAN to GAN . . . . . . . . . . . . . . . . . . . . . . 248 Inter-RAT handover from GAN to UTRAN . . . . . . . . . . . . . . . . . . . . . . 250 Branch addition . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 255 Branch deletion . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 256 Branch replacement. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 257 Intra-Frequency hard handover . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 259 SRNC relocation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 260 MO call handover to 2G with Iu-CS only . . . . . . . . . . . . . . . . . . . . . . . 270 MT call handover to 2G with Iu-CS only . . . . . . . . . . . . . . . . . . . . . . . 271 Originating CS call attempt in Cell_FACH state - redirect to 2G . . . . . 275 Failure in Cell_FACH to Cell_DCH transition . . . . . . . . . . . . . . . . . . . 277 Originating CS call attempt in Cell_PCH state. . . . . . . . . . . . . . . . . . . 279 Originating CS call attempt in PCH state - incorrect est. cause in Cell Update . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 280 Compressed mode preparation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 286 Intra-RNC inter-frequency handover because of UE transmission power (continued in the next picture) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 288 Intra-RNC inter-frequency handover because of UE transmission power (continued from the previous picture) . . . . . . . . . . . . . . . . . . . . . . . . . 289 Intra-I-HSPA Adapter inter-frequency handover because of UE transmis- Id:0900d805808a84cb Confidential 13 WCDMA RAN and I-HSPA RRM Handover Control Figure 80 Figure 81 Figure 82 Figure 83 Figure 84 Figure 85 Figure 86 Figure 87 Figure 88 Figure 89 14 sion power. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 290 MSC controlled inter-RNC inter-frequency handover because of CPICH EcNo (quality reason), source RNC (continued in the next picture) . . . 292 MSC controlled inter-RNC inter-frequency handover because of CPICH EcNo (quality reason), source RNC (continued from the previous picture) 293 SGSN controlled inter-RNC inter-frequency handover because of UE transmission power (coverage reason), source RNC (continued in the next picture) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 294 SGSN controlled inter-RNC inter-frequency handover because of UE transmission power (coverage reason), source RNC (continued from the previous picture) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 295 Inter-System handover from WCDMA to GSM (continued in the next picture). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 296 Inter-System handover from WCDMA to GSM (continued from the previous picture) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 297 Inter-System cell change from WCDMA to GSM/GPRS (continued in the next picture) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 298 Inter-System cell change from WCDMA to GSM/GPRS (continued from the previous picture) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 299 Inter-System handover from WCDMA to GSM with CS and PS multi services . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 300 Inter-System hard handover from GSM to WCDMA . . . . . . . . . . . . . . . 301 Id:0900d805808a84cb Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control List of tables Table 1 Table 2 Table 3 Table 4 Table 5 Table 6 Table 7 Table 8 Table 9 Table 10 Table 11 Table 12 Table 13 Table 14 Table 15 Table 16 Table 17 Table 18 Table 19 Table 20 Table 21 Table 22 Table 23 Table 24 Table 25 Table 26 Table 27 Table 28 Table 29 Table 30 Table 31 Table 32 Table 33 Table 34 Table 35 Table 36 Table 37 DN03471612 Handover types . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 19 Handover types according to shifts between the BTSs and RNCs . . . . 20 Handover types according to shifts between the BTSs and I-HSPA Adapters . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 20 Use of load- and service-based handovers according to the service type 48 UTRA absolute radio frequency channel numbers defined by 3GPP . . 67 Allowed channel numbers of US WCDMA 1900 in band II . . . . . . . . . . 68 UARFCN definition (general) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 68 UARFCN definition (additional channels) . . . . . . . . . . . . . . . . . . . . . . . 69 Triggers of DRRC and checkings in the target cell . . . . . . . . . . . . . . . . 74 Variables for measurement report on event 1A . . . . . . . . . . . . . . . . . 103 Variables for measurement report on event 1B . . . . . . . . . . . . . . . . . 104 Variables for measurement report on event 1C . . . . . . . . . . . . . . . . . 106 Criteria for enabling the RRC connection release . . . . . . . . . . . . . . . . 116 Measurement result criteria for intra-frequency hard handover . . . . . 117 Variables for inter-frequency handover . . . . . . . . . . . . . . . . . . . . . . . . 124 Variables for inter-system handover . . . . . . . . . . . . . . . . . . . . . . . . . . 159 Variables for inter-system handover cancellation . . . . . . . . . . . . . . . . 169 RNC-based service priority handover profile table . . . . . . . . . . . . . . . 196 Combination of service priority information . . . . . . . . . . . . . . . . . . . . . 198 Counters for soft handovers . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 307 Service level measurements for inter-frequency handovers . . . . . . . . 309 Traffic measurements for inter-frequency handovers . . . . . . . . . . . . . 310 Intra system hard handover measurements for inter-frequency handovers 310 L3 relocation signaling measurements for inter-frequency handovers 320 Inter-RNC intra-frequency hard handover counters . . . . . . . . . . . . . . 328 Service level measurements for WCDMA - GSM inter-system handovers 329 Traffic measurements for WCDMA - GSM inter-system handovers . . 329 RRC signaling measurements for WCDMA - GSM inter-system handovers 331 L3 Relocation signaling measurements for WCDMA - GSM inter-system handovers . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 331 Inter system hard handover measurements for WCDMA - GSM inter-system handovers . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 332 GSM - WCDMA Inter-system handover counters . . . . . . . . . . . . . . . . 340 UTRAN - GAN interworking counters . . . . . . . . . . . . . . . . . . . . . . . . . 340 IMSI based handover counters . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 340 L3 signaling at Iur measurements for load and service Based IS/IF handovers . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 341 RRC signaling measurements for load and service based IS/IF handovers 342 Intra system hard handover measurements for load and service based IS/IF handovers . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 343 Inter system hard handover measurements for load and service based Id:0900d805808a84cb Confidential 15 WCDMA RAN and I-HSPA RRM Handover Control Table 38 Table 39 Table 40 Table 41 Table 42 Table 43 Table 44 Table 45 Table 46 Table 47 Table 48 Table 49 Table 50 Table 51 Table 52 Table 53 Table 54 Table 55 Table 56 Table 57 Table 58 Table 59 Table 60 Table 61 Table 62 Table 63 Table 64 Table 65 Table 66 Table 67 Table 68 Table 69 Table 70 Table 71 Table 72 Table 73 Table 74 Table 75 Table 76 Table 77 Table 78 Table 79 Table 80 Table 81 16 IS/IF handovers . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 348 Inter-system handover cancellation . . . . . . . . . . . . . . . . . . . . . . . . . . . 354 RAN1191: Detected set reporting and measurements . . . . . . . . . . . . 355 HSPA inter-RNC cell change . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 355 HSDPA inter-frequency handover measurement counters . . . . . . . . . 356 HSPA capability based handover counters . . . . . . . . . . . . . . . . . . . . . 357 HSPA layering for UEs in common channels counters . . . . . . . . . . . . 358 RAN146: Power Balancing counters . . . . . . . . . . . . . . . . . . . . . . . . . . 358 RAN955: Power Saving Mode for BTS counters . . . . . . . . . . . . . . . . . 359 RAN1201: Support for Fractional DPCH counters . . . . . . . . . . . . . . . . 360 RAN1231: Support for HSPA over Iur . . . . . . . . . . . . . . . . . . . . . . . . . 360 RAN2047: LTE interworking . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 361 RAN1758: Multiple BSIC Identification . . . . . . . . . . . . . . . . . . . . . . . . 361 RAN2172: Multi-Band Load Balancing . . . . . . . . . . . . . . . . . . . . . . . . 361 RAN2.0079: Directed RRC connection setup . . . . . . . . . . . . . . . . . . . 363 RAN1266: Soft handover based on detected set reporting . . . . . . . . . 363 RAN1.024: Soft handovers . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 364 RAN1.5009: WCDMA - GSM inter-system handover . . . . . . . . . . . . . 368 RAN1.5009: WCDMA - GSM inter-system handover AND RAN1180: Wireless Priority Service . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 371 RAN1183: UTRAN - GAN interworking . . . . . . . . . . . . . . . . . . . . . . . . 372 RAN2.0060: IMSI based handover . . . . . . . . . . . . . . . . . . . . . . . . . . . 372 RAN140: Load and service based IS/IF handover . . . . . . . . . . . . . . . . 374 RAN1275: Inter-system handover cancellation . . . . . . . . . . . . . . . . . . 378 RAN928: Directed Retry AND Inter-system Handover Cancellation . . 378 RAN1191: Detected set reporting and measurements . . . . . . . . . . . . 378 RAN1515: HSPA inter-RNC cell change . . . . . . . . . . . . . . . . . . . . . . . 379 RAN1276: HSDPA inter-frequency handover . . . . . . . . . . . . . . . . . . . 379 RAN1596: HSPA Capability based handover . . . . . . . . . . . . . . . . . . . 380 RAN146: Power Balancing . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 380 RAN1824: Inter-frequency Handover over Iur . . . . . . . . . . . . . . . . . . . 381 RAN966: Multi-Operator Core Network . . . . . . . . . . . . . . . . . . . . . . . . 381 RAN1.029: Packet scheduler algorithm parameters . . . . . . . . . . . . . . 382 RAN1011: HSPA layering for UEs in common channels . . . . . . . . . . . 383 Handover control basic functionality . . . . . . . . . . . . . . . . . . . . . . . . . . 383 HSDPA basic functionality . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 384 RAN 964: Directed RRC Connection Setup for HSDPA Layer . . . . . . 384 RAN1759: Support for I-HSPA Sharing and Iur Mobility Enhancements . . 385 RAN955: Power Saving Mode for BTS . . . . . . . . . . . . . . . . . . . . . . . . 387 RAN1201: Support for Fractional DPCH . . . . . . . . . . . . . . . . . . . . . . . 388 RAN1231: Support for HSPA over Iur . . . . . . . . . . . . . . . . . . . . . . . . . 391 RAN1642: MIMO . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 391 RAN1906: Dual-Cell HSDPA 42 Mbps . . . . . . . . . . . . . . . . . . . . . . . . 391 RAN1758: Multiple BSIC Identification . . . . . . . . . . . . . . . . . . . . . . . . 392 RAN2067: LTE Interworking . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 392 RAN2172: Multi-Band Load Balancing . . . . . . . . . . . . . . . . . . . . . . . . 393 Id:0900d805808a84cb Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control Summary of changes Summary of changes Changes between document issues are cumulative. Therefore, the latest document issue contains all changes made to previous issues. Please note that our issue numbering system is changing. For more information, see Guide to WCDMA RAN Documentation. Changes between issues 11E (2011/09/30, RU30) and 11D (2011/06/10, RU30) that all the described functionalities and features are valid for the RNC solutions g Note (including both IPA-RNC and mcRNC products) and the I-HSPA Adapter solution. If the feature is product-specific, then the relevant information is given in the description (not valid for the I-HSPA Adapter solution, or for the I-HSPA Adapter solution only). Handover control (1) • • Information on Intra-BTS soft handover between Local Cell Groups has been added. Table 2 Handover types according to shifts between the BTSs and RNCs and Table 3 Handover types according to shifts between the BTSs and I-HSPA Adapters has been updated. Compressed mode for HSDPA (3.4) • Clarification on conversational traffic class data use added. Decision of layer change (8.1) • Information on ServBtwnHSDPALayers parameter added to the HSDPA capable UE description. The DL power control request (9.3) • Information on intra-BTS soft handover added. Functionality of intra-frequency handover (10) • • • Section 10.1.8 Softer handover between cells within one base station added. Section 10.1.9 Soft handover between Local Cell Groups or base stations within one RNC added. Section 10.1.10 Inter-RNC soft and softer handover added. Reporting event 1C for replacing cells in the active set (10.1.3) • Information on Local Cell Group added. Preference score calculation in decision making (23.7.1) • • Clarification on the LoadWeight in the decision making added. Clarification on the value of LowLoadPreference added. Changes between issues 11D (2011/06/10, RU30) and 11C (2011/03/04, RU30) Management data for handover control (35) • Parameters for RAN2067: LTE Interworking added. Changes between issues 11C (2011/03/04, RU30) and 11B (2010/11/30, RU30) Functionality of load-based and service-based IF/IS handover (18) • DN03471612 Information on the service-based handover for the HSDPA-capable UE has beenadded. Id:0900d805808a8472 Confidential 17 Summary of changes WCDMA RAN and I-HSPA RRM Handover Control Blind Inter-frequency handover in RAB setup phase (23.2) • Section 23.2.4 DCH channel type allocation for AMR has been added. Mobility triggered handover (23.5) • Section updated. HSPA load (23.8) • Calculations for UL receiver noise and average E-DCH provided bit rate for NRT users and DL used power and average HSDPA provided bit rate for NRT users has been updates. HSDPA power per NRT user and DL used power (23.8.1) • Definition of NumberOfNRTHSDPAusers has been updated. Management data for handover control (35) • 18 Parameters for RAN2172: Multi-Band Load Balancing updated. Id:0900d805808a8472 Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control Handover control 1 Handover control The purpose of handover control is to manage the mobility aspect of a Radio Resource Control (RRC) connection. This means keeping track of the user equipment (UE) as it moves around in the network, and ensuring that its connections are uninterrupted and meet the negotiated Quality of Service (QoS) requirements. Besides supporting the mobility of the UE, handovers play a key role in maintaining high capacity in the network. Since the capacity of a Wideband Code Division Multiple Access (WCDMA) network is directly proportional to the level of interference in the network, it is crucial to regulate the transmission power of all transmitting elements in the network. Each transmission adds to the interference in the network. The required transmission power, in turn, depends on the bit rate, the interference and the distance between the UE and the WCDMA Base Station (BTS). In order to keep the power of its signal constant, the UE must raise its transmission power as it moves further away from the WCDMA BTS. To minimise transmission powers, and consequently interference, the UE should at all times be connected to the strongest cell. In this way, handover control is directly related to power control, which is the algorithm that keeps transmission powers in check. Handover control and power control, in turn, are both part of radio resource management. 1.1 Handover types Radio access network (RAN) supports intra-frequency, inter-frequency and inter-system handover procedures. In an intra-frequency handover the UE shifts between cells using the same carrier frequency. Inter-frequency handovers differ from this in that the cells use different carrier frequencies. Inter-system handover means that the cells use different radio access technologies (RAT), and consequently different frequencies, too. A handover between a GSM cell and a WCDMA cell is, for example, a typical intersystem handover. Intra-frequency soft and hard handovers and inter-frequency handovers are general features in the RAN, whereas inter-system handover is an optional feature. Table 1 Handover types below summarizes the different handover types. Handover type Soft Hard Evaluated by Compressed mode needed General feature Intra-frequency Yes Yes Mobile No Yes Inter-frequency No Yes Network Yes Yes Inter-system No Yes Network Yes No Table 1 Handover types There is a fundamental difference between the intra-frequency handovers and the other handover types; the intra-frequency handovers are indispensable as they allow the UE to move around, whereas the other types of handover provide added coverage. Handovers are divided into soft and hard handovers. In soft handovers, the UE is simultaneously connected to more than one WCDMA BTS via so called radio links. All WCDMA BTS use the same carrier frequency. In soft handover, the UE is not disconnected at all - instead it simply drops one out of two or more radio links, while the other radio links remain active. The inter-frequency and inter-system handovers are always DN03471612 Id:0900d805808a8473 Confidential 19 Handover control WCDMA RAN and I-HSPA RRM Handover Control hard handovers. Hard handovers cause a very short disconnection of real-time bearers (for example speech connections fall into this category), as the UE switches to another frequency or between GSM and WCDMA cells. Table 2 Handover types according to shifts between the BTSs and RNCs below illustrates the relationships between intra- and inter-BTS and RNC handovers in different handover types. Handover type Intra-BTS Softer handover x Soft handover x Inter-BTS Intra-RNC Inter-RNC x x x Hard handovers • Intra-frequency handover • Inter-frequency handover Table 2 x x x x x Handover types according to shifts between the BTSs and RNCs Table 3 Handover types according to shifts between the BTSs and I-HSPA Adapters below illustrates the relationships between intra- and inter-BTS and I-HSPA Adapter handovers in different handover types. Handover type Intra-BTS Intra-I-HSPA Adapter Softer handover x x Soft handover x x Inter-I-HSPA Adapter x Hard handovers • Intra-frequency handover • Inter-frequency handover Table 3 1.2 x x x x Handover types according to shifts between the BTSs and I-HSPA Adapters Neighbor cells When the UE is in connected mode, the RNC follows it on cell level. Once it knows in which cell the UE is located, the RNC checks information about all the neighboring cells and transmits the data back to the UE. The RNC updates continuously the neighbor cell lists in order to reflect the changing neighborhood of a moving mobile station in connected mode. Neighbor cell definitions The neighboring cells are defined on a cell-by-cell basis, that is, each cell can have its own set of neighboring cells. A neighbor cell definition includes, for example, information about the radio access technology, carrier frequency, and scrambling codes of the neighbor cell. Neighboring cell definitions are stored in the RNW configuration database. 20 Id:0900d805808a8473 Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control Handover control By relaying information about neighbor cells to the UE, the RNC is effectively telling it what to look for, and the RNC knows what the available options are if the load in the serving cell increases too much. Neighbor cell definitions also speed up cell re-selection procedures, as the UE does not have to decode the scrambling codes of other cells. The UE monitors three separate cell categories: • • • active set cells:Radio links are established between active set cells and the UE. All cells in the active set send user information. The cells in the active set are participating in soft handover and they are included in the intra-frequency cell list of the UE. monitored set cells: Cells included in the intra-frequency, inter-frequency and intersystem cell lists of the UE and monitored according to these lists. The intra-frequency cells in the monitored set are not participating in soft handovers. detected set cells: The cells in the detected set have been detected by the UE outside the intra-frequency cell list of the UE. Neighbor cell parameters are defined on a neighboring cell-by-cell basis for each handover type (intra-, inter-frequency and inter-system) separately by attaching a specified parameter set to a specified neighbor cell. The parameter set defines the handover path from the serving cell to the neighbor cell in question. The maximum number of neighboring cells that can be signalled to the UE is: • • • 32 intra-frequency cells including the active set, and in the system Information messages (SIB11, SIB12 and SIB18) serving cell + 31 neighboring cells 32 inter-frequency neighbors 32 inter-RAT (GSM) neighbors For more information on the increase of the maximum number of intra-frequency neighbor cell definitions because of soft handover based on detected set reporting see section below. Neighbor cell list generation during soft handover The RNC generates a new intra-frequency neighbor cell list after every active set update procedure. The RNC transmits the new intra-frequency neighbor cell list to the user equipment if the new list differs from the intra-frequency neighbor cell list that is currently used by the user equipment. The RNC does not modify inter-frequency or GSM neighbor cell lists after the active set update procedure because of the limited running time of these periodic measurements. Without the Soft Handover Based on Detected Set Reporting feature, the UE considers only active and monitored set cells that are included in the intra-frequency cell list of the UE for event evaluation and reporting. If the neighbor cell lists of two or more active set cells, which are participating in soft handover, are different, the RNC combines the lists into one common neighbor cell list which is transmitted to the user equipment. The combination of intra-frequency neighbor cell lists is carried out in the following steps 1, 2, 3 and 4. The combination procedure for the inter-frequency and GSM neighbor cell lists consists of the steps 2, 3 and 4 below. 1. active set cells First the RNC selects the active set cells into the neighbor cell list. 2. neighbor cells which are common to three active set cells During the second step of neighbor cell list combination the RNC selects those neighbor cells which are common to all three active set cells. If the total number of relevant neighbor cells exceeds the maximum number of 32 after the second step, DN03471612 Id:0900d805808a8473 Confidential 21 Handover control WCDMA RAN and I-HSPA RRM Handover Control the RNC removes in random order those surplus cells from the combined neighbor cell list which are selected during the second step. 3. neighbor cells which are common to two active set cells During the third step of neighbor cell list combination the RNC selects those neighbor cells which are common to two active set cells. If the total number of relevant neighbor cells exceeds the maximum number of 32 after the third step, the RNC removes in random order those surplus cells from the combined neighbor cell list which are selected during the third step. 4. neighbor cells which are defined for only one active set cell During the fourth step of neighbor cell list combination the RNC selects those neighbor cells which are defined for only one active set cell. If the total number of relevant neighbor cells exceeds the maximum number of 32 after the fourth step, the RNC removes those surplus neighbors from the combined neighbor cell list which are selected during the fourth step, starting from the neighbors of the weakest (CPICH Ec/No) active set cell. For more information on the increase of the maximum number of intra-frequency neighbor cell definitions because of detected set reporting see section below. Detected set reporting Detected set reporting is based on a 3GPP feature that allows the UE to measure and report any intra-frequency cell that is outside the intra-frequency cell list of the UE. This capability removes the limitation on the length of the intra-frequency cell list. Detected set reporting makes it possible to increase the maximum number of intra-frequency neighbor cell definitions significantly so that the RNC can always include all potential target cells in the active set: • • The maximum number of intra-frequency neighbor cells per WCDMA cell increases from 31 to 63 with detected set reporting. The total number of intra-frequency neighbor cells during soft handover is up to 126 or 189 cells, as the RNC integrates the intra-frequency neighbor cell definitions of up to three active set cells. With detected set reporting, the number of call drops is reduced for example in demanding radio environments like dense urban areas. If a dominant neighbor is missing from the intra-frequency cell list of the UE, serious UL interference is caused to the surrounding cells and the call can eventually drop because of poor EbNo. Without detected set reporting, the probability of missing dominant neighbors is even greater during the soft handover. If the active set cells have more than 30 (29 in case of 3 branch soft handover) different intra-frequency neighbor cells in all, some of the neighbors will be excluded from the list which is transmitted to the UE because the RNC has to combine the intra-frequency neighbor cells of the active set cells into one 32 cell list (including the active set cells). 1.3 Hierarchical cell structure From the network operator's point of view, it does not make sense to offer the same amount of capacity everywhere. Instead, the capacity should be concentrated to those places where users commonly require it. Nokia Siemens Networks offers solutions that allow operators to tune the capacity to the local needs by creating hierarchical cell structures (HCSs). By creating microcells inside macrocells - and even picocells inside micro- 22 Id:0900d805808a8473 Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control Handover control cells - operators can offer both great coverage and high capacity where it is most needed. Different layers use different frequencies, but it is also possible to use different frequencies on the same layer, in order to boost the capacity. The end result can be a very complex hierarchy involving several layers and frequencies. In addition, GSM cells, which offer additional capacity, also have to be taken into account. This setup, with multiple frequencies and radio access technologies, complicates things for handover control. Regarding radio network optimization, all radio resources should be at the disposal of radio resource management; consequently, handover control must allow the UE to move between all types of cells. 1.4 Features related to handover control 1.4.1 IMSI-Based handover The purpose of the IMSI-Based Handover feature is to enable a mobile subscriber visiting another network to hand over only to cells which belong to specified (home or authorised) PLMNs. The input for the selective handover control is the PLMN identifier that is included in the IMSI of the subscriber. The PLMN identifier, which consists of Mobile Country Code (MCC) and Mobile Network Code (MNC) is included in the IMSI of the subscriber as shown in figure IMSI definition below. IMSI = MCC + MNC + MSIN PLMN id IMSI MCC MNC MSIN PLMN Figure 1 International Mobile Subscriber Indetity Mobile Country Code Mobile Network Code Mobile Subscriber Identification Number Public Land Mobile Network IMSI definition The IMSI-Based Handover feature can be enabled separately for intra-frequency, interfrequency and inter-system handovers. When the feature is enabled, the RNC makes the neighbor cell lists for the inter-frequency and inter-system (GSM) measurements on a subscriber-by-subscriber basis according to the PLMN identifier that is included in the IMSI of the subscriber, and performs the corresponding handover selectively to the neighboring cell which either belongs to the home PLMN of the subscriber or to a PLMN which is defined in the authorised network list. When the feature is enabled for intra-frequency handovers, the RNC adds a new cell to the active set only if the PLMN identifier of the cell (that has triggered reporting event 1A or 1C) is included in the list of authorised networks, it has the same PLMN identifier as the subscriber, or it has the same PLMN identifier as an existing active set cell. When the Multi-Operator Core Network (MOCN) feature is enabled in the RNC, the IMSI-Based Handover feature is always enabled too. DN03471612 Id:0900d805808a8473 Confidential 23 Handover control WCDMA RAN and I-HSPA RRM Handover Control For more information on IMSI based handover see Functionality of IMSI-based handover. 1.4.2 Load- and service-based IF/IS handover Load- and Service-Based IF/IS Handover is an optional feature. Load- and service-based handovers take care of load sharing and service differentiation inside the WCDMA system as well as between the WCDMA and GSM/GPRS systems. Both load and service are taken into account simultaneously, but the measured load defines the way of operation. The load indicators that can be measured are: • • • • UL/DL interference NRT traffic delay DL spreading code availability HW/logical resource usage Figure Load of the source cell below clarifies the dependency. Figure 2 Load of the source cell This feature also enables the operator to set different handover profiles for the service classes. The service classes are split according to the traffic classes specified for the RABs, separating the speech and data services from the CS and PS domains. The RNC-based handover profile defines the preferred system or WCDMA hierarchical cell layer (GSM, WCDMA macro, WCDMA micro, none). By default, only the RT services are handed over, because the NRT dedicated traffic channel (DCH) allocations are expected to be too short for these kinds of handover procedures. However, the operator may enable handovers also for the NRT services in case of longer DCH allocations. For information on load- and service-based handovers, see Functionality of load-based and service-based IF/IS handover. 24 Id:0900d805808a8473 Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control 1.4.3 Handover control HSDPA (high speed downlink packet access) HSDPA-specific mobility control includes the features Serving HS-DSCH Cell Change and SHO of the Associated DCH. In the RNC solution, the HSPA inter-RNC mobility is provided by the HSPA inter-RNC cell change feature. In the I-HSPA Adapter solution, the HSPA inter-I-BTS mobility is provided by the intra system handover feature which includes the role switch procedure. HS-PDSCH allocation for a given UE belongs to only one of the radio links assigned to the UE: the serving HS-DSCH radio link. The cell associated with the serving HS-DSCH radio link is defined as the serving HS-DSCH cell. A serving HS-DSCH cell change facilitates the transfer of the serving HS-DSCH radio link’s role from one radio link belonging to the source HS-DSCH cell to a radio link belonging to the target HS-DSCH cell. The serving HS-DSCH cell change is based on the intra-frequency CPICHEc/No measurements reported periodically by the UE and dedicated UL SIRerror measurements reported periodically by the BTS. For more information on HSDPA-related mobility control, see Section HSDPA mobility handling in "WCDMA RAN RRM HSDPA". For more information on directed RRC connection setup for the HSDPA layer, see Section Directed RRC connection setup for HSDPA layer. 1.4.4 HSDPA inter-frequency handover Based on inter-frequency handover (IFHO) triggers, the RNC orders compressed mode on HSDPA so that inter-frequency measurements can be performed on HSDPA without channel type switching to DCH. Thus, high HSDPA throughput can be experienced during compressed mode and the total handover execution time is reduced up to 1.5 s. The following changes in the channel type are supported during HSDPA inter-frequency handover: • • • • • DCH/HSDPA to DCH/HSDPA DCH/HSDPA to HSUPA/HSDPA DCH/HSDPA to DCH/DCH DCH/DCH to DCH/HSDPA DCH/DCH to HSUPA/HSDPA Inter-frequency handover is triggered because of coverage and quality reasons, but also IMSI based handover and HSPA capability based handover can be initiated. The RNC selects the target cell according to the measurement results and performs inter-frequency handover along with HSDPA serving cell change. The target cell can be an intraor inter-RNC cell depending on the defined neighboring cells. This feature enables also inter-frequency handover directly to HSUPA/HSDPA, even if the handover is started from DCH. If the HSDPA allocation is not possible in the target cell, handover is performed to DCH. Channel type switching to DCH or FACH may be performed during compressed mode, for example if the active set is updated or inactivity is detected. 1.4.5 Inter-frequency handover over Iur Mobility between RNCs in UTRAN connected mode can be carried out either by the SRNS relocation (RANAP) procedure or by the anchoring method. DN03471612 Id:0900d805808a8473 Confidential 25 Handover control WCDMA RAN and I-HSPA RRM Handover Control The SRNS relocation procedure takes place after the last active set cell (radio link) controlled by the SRNC is removed from the active set and all remaining radio links (active set cells) of the RRC connection are controlled by the DRNC. If the DRNC or the CN does not support the SRNS relocation procedure, the SRNC must continue as a controlling node (anchoring point) for the RRC connection via Iur interface and DRNS. The user plane traffic between the DRNS and the CN is transferred via Iur interface and the SRNC. Full UTRAN connected mode mobility during anchoring requires the support of intra- and inter-frequency handovers over Iur. Handovers supported by RNC: • • • Intra-frequency (soft and softer) handover over Iur Inter-frequency handover over Iur for DCHs HSPA handover over Iur Basic functions for inter-frequency handover over Iur are: 1. The DRNC informs the SRNC on the inter-frequency neighbor cells, in addition to the intra-frequency neighbor cells, that have been defined for the active set cell(s) controlled by the DRNC. 2. The SRNC takes into account the inter-frequency neighbor cell information, which has been received from the DRNC, in the inter-frequency measurement and handover decision procedures. 3. BTS and cell level handover control parameters are specified to be used during the anchoring for the active set cells controlled by the DRNC and for the neighboring cells defined on the DRNC side. 4. Compressed mode is supported during anchoring. 5. Inter-frequency handover signaling procedures are supported over Iur. 6. Before the last active set cell controlled by the SRNC is removed from the active set and anchoring starts, the bit rate of NRT DCHs is downgraded to UL: 64/ DL: 64 kbit/s. The same downgrade takes place also during the inter-frequency handover from the SRNC to the DRNC over the Iur interface. 1.4.6 The HSPA inter-RNC cell change The HSPA Inter-RNC Cell Change feature improves the end user performance by maintaining the high data rates of HSPA services during intra-frequency inter-RNC mobility. Capacity gain is achieved at the cells of the RNC border area when HSPA instead of DCH can be utilized. In the case of CS AMR speech multi-service, direct switch to DCH is applied in order to guarantee strict quality and delay requirements for the speech. When intra-frequency measurements indicate that the strongest cell in the active set is located under the DRNC, HSPA intra-frequency inter-RNC cell change is initiated. Operators can specify individual thresholds to trigger inter-RNC cell change by management parameters. HSPA intra-frequency inter-RNC cell change utilizes UE involved SRNS relocation, that is, the UE is reconfigured according to the resources of the target RNC during SRNS relocation. Target RNC allocates resources on best effort basis, that is, even though HSPA is primarily allocated, also DCH/DCH can be established when HSPA is not available. Source RNC deletes old configuration after successful SRNS relocation. HSPA serving 26 Id:0900d805808a8473 Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control Handover control cell change (serving HS-DSCH/E-DCH cell change) is combined with inter-RNC cell change. In the RNC solution, HSPA data flow is established over Iur-interface and HSPA resources are reserved and allocated under DRNC in conjunction of the SRNS relocation. Associated DCH (signaling link) and uplink DCH return channel can be set up over Iur-interface, whereas HS-DSCH and E-DCH cannot be established. HSPA Inter-RNC cell change is supported also when Iur-interface is disabled, congested or not existing. For more information on HSPA inter-RNC cell change in the RNC solution, see HSDPA mobility handling in "WCDMA RAN RRM HSDPA" In the I-HSPA Adapter solution, HSPA Inter-RNC Cell Change is not applied to AMR DCH + HSPA multi-RAB in order to guarantee quality of service for CS speech. Direct HSPA to DCH switch is applied for HSPA RABs. CS Voice over HSPA is also downgraded to DCH before performing HSPA inter RNC cell change. Inter RNC Cell Change in the I-HSPA Adapter solution is not applicable with g HSPA SRBs on HSPA. SRBs shall be transitioned to DCH before triggering the procedure. In the I-HSPA solution, HSPA Inter RNC Cell change shall not be the first option when Iur interface exists between adapters. Inter Adapter Serving Cell change with combined Relocation and Role Switch shall be tried. In case the Source-I-BTS has active links over Iur with RNC or when no Iur exists between the Adapters, the Source-ADA will initiate the Handover to Target-I-BTS (or Target-RNC) as per HSPA Inter-RNC Cell Change (RAN1515) feature. For more information on HSPA inter-RNC cell change in the I-HSPA solution, see HSDPA mobility handling in I-HSPA Radio Resource Management of HSDPA. 1.4.7 HSUPA (high speed uplink packet access) For information on HSUPA in the RNC solution, see Architecture of Radio Resource Management of HSUPA in "WCDMA RAN RRM HSUPA". For information on HSUPA in the I-HSPA Adapter solution, see Architecture of Radio Resource Management of? HSUPA in I-HSPA Radio Resource Management of HSUPA. 1.4.8 Soft handover based on detected set reporting Detected set reporting is based on a 3GPP feature that allows the UE to measure and report any intra-frequency cell which is outside the intra-frequency cell list of the UE. This capability removes the limitation on the length of the intra-frequency cell list. Detected set reporting makes it possible to increase the maximum number of intra-frequency neighbor cell definitions significantly so that the RNC can always include all potential target cells in the active set: • • The maximum number of intra-frequency neighbor cells per WCDMA cell increases from 31 to 63 with detected set reporting. The total number of intra-frequency neighbor cells during soft handover is up to 126 or 189 cells, as the RNC integrates the intra-frequency neighbor cell definitions of up to three active set cells. With detected set reporting, the number of call drops is reduced for example in demanding radio environments like dense urban areas. If a dominant neighbor is missing from DN03471612 Id:0900d805808a8473 Confidential 27 Handover control WCDMA RAN and I-HSPA RRM Handover Control the intra-frequency cell list of the UE, serious UL interference is caused to the surrounding cells and the call can eventually be dropped because of poor EbNo. Without detected set reporting, the probability of missing dominant neighbors is even greater during the soft handover. If the active set cells have more than 30 (29 in case of 3 branch soft handover) different intra-frequency neighbor cells in all, some of the neighbors will be excluded from the list which is transmitted to the UE because the RNC has to combine the intra-frequency neighbor cells of the active set cells into one 32 cell list (including the active set cells). The RNC does not support soft handover based on detected set reporting during anchoring. 1.4.9 Inter-system handover cancellation Inter-System measurements may be started in the UE because of radio coverage and connection quality reasons. When the inter-system measurements are completed, the target cell is selected. The inter-system measurement phase takes a few seconds and during that time the conditions in the WCDMA layer may change. With this feature unnecessary quality and coverage reason inter-system handovers can be cancelled in the UE thus retaining the call in current WCDMA network. If one of the following situation occurs during the inter-system measurements, the RNC stops the handover and compressed mode measurements: • • • 1.4.10 Intra-frequency measurements performed by the UE in parallel to the inter-system measurements indicate that the conditions have improved in the WCDMA layer so that defined cancellation thresholds are exceeded. UE internal measurements or RL quality measurements indicate that the radio conditions have improved. The active set is updated because of cell addition or cell replacement. UTRAN - GAN interworking The UTRAN - GAN Interworking feature enables inter-RAT handovers between UTRAN and GAN networks for CS voice calls. The inter-RAT handover is supported on both directions, that is from UTRAN to GAN and from GAN to UTRAN. Idle mode mobility is invisible to UTRAN. The RNC sets up the inter-RAT measurement event 3A as a GAN-specific handover trigger for UEs which support the handover to GAN. Each WCDMA cell can have one GAN neighbor cell. The GAN neighbor cell is defined in the RNW database object ADJG which is also used for GSM neighbor cell definitions. The parameter ADJG - ADJGType indicates whether the inter-system neighbor cell is a GSM cell or a GAN cell. The neighbor cell is a GAN cell when the value of the parameter ADJG- ADJGType is "GAN cell". Compressed mode is not needed as UEs that support WLAN radio access are capable of simultaneous access to both WLAN and UTRAN. UEs in GAN preferred mode send event 3A after successful registration to the GAN cell. UTRAN as preferred mode is not supported. Based on the received event 3A measurement report, the RNC performs the inter-RAT handover to the GAN network. The signaling procedure of the inter-RAT handover from UTRAN to GAN is identical to the signaling procedure of the inter-RAT handover from UTRAN to GSM. 28 Id:0900d805808a8473 Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control Handover control GSM BSC TCSM RNC MGW Core Network Handover UMTS MSC WLAN GANC IP Access Network Figure 3 1.4.11 UTRAN - GAN interworking Directed retry of an AMR call The Directed Retry feature triggers an inter-system handover to GSM for AMR and AMR-WB calls if the source cell is congested. The directed retry is performed for single AMR and AMR-WB RAB services. The directed retry takes place during the AMR RAB setup. If the setup of the RAB fails with the cause value "Directed Retry", the RNC indicates the allocation attempt to GSM by sending a RAB ASSIGNMENT RESPONSE message with the RAB ID included. Afterward, the RNC begins the relocation by sending the RELOCATION REQUIRED message to the core network including the cause value "Directed Retry" and the Cell Global ID to indicate the target cell. A blind handover is performed as inter RAT measurements are not started for the connection in question prior to the handover. Target cell for the handover is a GSM cells with the Inter-system adjacency identifier (ADJGId) parameter value set to '0'. The call is rejected if there is no GSM cell with the ADJGId parameter value set to '0'. The Inter-System Handover feature is a prerequisite for using the Directed Retry feature in an individual cell. The Directed Retry feature needs to be activated by an RNC level license key before it can be enabled in an individual cell by the Usage of Directed Retry of AMR call Inter-system Handover (AMRDirReCell) parameter. In the I-HSPA Adapter solution, if CS voice calls are not supported, it is needed to redirect the UE which is trying to initiate or receive a CS call, to a neighboring 2G network as soon as possible (see IHSPA CS Voice Enabling Handover). 1.4.12 HSPA capability based handover The HSPA Capability Based Handover feature provides a mechanism to periodically hand over all HSPA-capable UE's from non HSDPA/HSUPA WCDMA cells to neighbor cells providing HSPA support. The target cell can be a WCDMA cell served by an RNC or an I-HSPA cell served by the I-HSPA system. HSPA-capable UE's in HSDPA/HSUPA WCDMA cells are handed over to I-HSPA cells by an event triggered mechanism. This feature improves the utilization of available network resources for providing seamless services for the end-user. HSDPA/HSPA capable UE's benefit from this feature as they are able to use the HSPA services more efficiently. The HSPA capability based handover is started periodically in all non-HSDPA/HSUPA WCDMA cells where the feature is enabled. The mechanism is based on the service DN03471612 Id:0900d805808a8473 Confidential 29 Handover control WCDMA RAN and I-HSPA RRM Handover Control based handover principle. If an HSPA capable UE with a suitable RAB combination on DCH is found in a cell where the HSPA Capability Based Handover feature is enabled, the UE is handed over to the target inter-frequency WCDMA or I-HSPA cell. If a UE in an HSPA cell uses HSDPA/HSPA services, DL (HS-DSCH) and UL (DCH/EDCH) inactivity triggers event based HSPA capability based handover. The target cell can only be an I-HSPA cell. The periodic and event-triggered HSPA capability based handover is separately enabled in the cell level by setting the HSPACapaHO parameter value. Also HSCapabilityHOPeriod parameter is used to enable or disable the periodical triggering of the HSPA capability based handover. In the event of an intra-RNC HSPA capability based handover, an inter-frequency hard handover is performed. An inter-RNC HSPA capability based handover or a handover from 3G UMTS to I-HSPA is a combination of an inter-frequency hard handover and SRNS relocation. For a successful HSPA capability based handover to an I-HSPA cell, the target I-HSPA adapter must support SRNC relocation. 1.4.13 Power balancing The need for power balancing arises from detection errors in the decoding of the power control commands (TPC) during soft handover. Power drifting occurs and needs to be taken into account in the downlink power control mechanism during a soft handover. Detection of power control command Detection of power control command Adjustment of downlink power Adjustment of downlink power transmission of power control command Figure 4 Power drifting In the event of a soft handover, the UE sends the same power control command value to all base stations involved in the handover and each BTS detects the value on its own. Because of detection errors, the power control commands are decoded differently at different base stations. The DL transmission power of radio links at different base stations starts to drift apart and the power values received at the UE are unbalanced. As a result, one of the BTS can start suffering from a capacity lost in downlink direction. The power balancing algorithm controlled by the RNC works together with the DL fast closed loop power control in the BTS as long as the soft handover situation takes. It periodically compares the transmitted code power of a radio link to a reference transmission power and a slow power correction is made accordingly. The DL transmission power of all radio links is forced to be balanced in a controlled manner and no capacity lost occurs because of power drifting problems. 30 Id:0900d805808a8473 Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control 1.4.14 Handover control Multi-Operator core network The Multi-Operator Core Network (MOCN) feature is a 3GPP solution for RAN sharing that enables several CN operators to be connected to the same RNC and to share all RAN resources of this RNC. The PLMN identities of available CN operators are broadcast to the UEs in the system information messages. Starting with Rel. 6, UEs can choose the PLMN to which the RNC is supposed to start the signaling connection. The chosen PLMN is signalled to the RNC in the initial messaging. Based on the selected PLMN, the signaling connection is routed directly to the appropriate CN. The Multi-Operator Core Network feature is not visible for end users; they see their own network logo in the terminal. For Rel. 5 and older UEs, the RNC selects the CN as these UEs are not able to choose the PLMN. The RNC has a re-routing functionality which is used in case the initial selection is not the correct one. The re-routing is triggered by the CN redirection indication. The RNC forwards the initial UE message to another CN until it finds a CN that can serve the UE. With the Multi-Operator Core Network feature, the RAN and cells are shared among the operators while in the Multi-Operator RAN feature, the RAN is shared but each operator has its own cells. For more information on the Multi-Operator RAN feature see Shared RAN functional area description. The Multi-Operator Core Network feature can be combined with the Flexible Iu feature and/or the Multi-Operator RAN feature. 1.4.15 Support for I-HSPA sharing and Iur mobility enhancements Support for I-HSPA Sharing and Iur Mobility Enhancements feature shares NodeB resources between WCDMA and I-HSPA. that the information on I-HSPA Sharing feature is only relevant for IPA-RNC cog Note siting with I-HSPA System Rel.1 and Rel.2. From I-HSPA Rel.3 onwards, I-HSPA Sharing feature is not need anymore as I-HSPA Adapter fully supports CS voice services. Support for I-HSPA Sharing and Iur Mobility Enhancements solution makes it possible to install one card to existing NodeB and take HSPA traffic directly out from base station. NodeB supports all services within following functional split: RNC supports CS and CS+PS multi-RAB services, while I-HSPA Adapter (card inside NodeB) supports PS Rel99 and HSPA service. The feature shares automatically all resources of NodeB. Support for I-HSPA Sharing and Iur Mobility Enhancements feature is based on idea where serving RNC functionality is switched between RNC and I-HSPA adapter based on the services the user wants. Iu-CS services are supported in RNC. Once the CS call trigger is received in I-HSPA adapter, it sends a Relocation Request to RNC. Upon the successful relocation completion in RNC, the call continues to proceed in anchoring mode. When CS call is released, a relocation is triggered back to I-HSPA adapter. Support for I-HSPA Sharing and Iur Mobility Enhancements feature enables full connected mode mobility between RNC and I-HSPA cells thus improving the end user experience by avoiding hard handovers. Iur interface is configured between the RNC and the I-HSPA adapter to support both intra-frequency and inter-frequency handover over Iur. DN03471612 Id:0900d805808a8473 Confidential 31 Handover control WCDMA RAN and I-HSPA RRM Handover Control Support for I-HSPA Sharing and Iur Mobility Enhancements feature provides following enhancements to anchoring scenarios and DRNC in general: 1. Support Inter-System Handover to a GSM cell during anchoring 2. Support NRT DCH scheduling over Iur. Bitrate modification is supported during anchoring. 3. Congestion Control in DRNC: PBS, Preemption, RT over NRT, RT over RT, Overload Control, are triggered by DRNC during overload/congestion situations 4. Power Balancing and DyLo are supported during anchoring 5. LCS is supported during anchoring 6. UTRAN-GAN handover is supported during anchoring With the above enhancements there is a very little difference in the service experienced by the UE during anchoring and non-anchoring scenarios, thus improving the end user experience during anchoring. 1.4.16 Support for F-DPCH and SRB's on HSPA Fractional DPCH shares the DL dedicated code channel carrying L1 signaling (TPC bits) of HSDPA users. DL L1 signaling of up to 10 HSDPA users are time multiplexed on the same SF256 DL code channel and L1 control overhead is reduced. By sharing the SF256 channel with F-DPCH, the number of HS-PDSCH codes (and DPCH codes) can be increased. Fractional DPCH is used only for Rel. 7 and later UE. WCDMA RAN supports the Rel. 7 version of F-DPCH. F-DPCH is only supported for SRBs on HSPA. In this case HSUPA uses either 2 ms or 10 ms TTI. Switching between mapping of SRBs on DCH and HSPA is supported. Rel. 7 improves F-DPCH gains in soft handover when compared to Rel. 6 F-DPCH, by allowing more SHO users to be multiplexed to the same SF256 code channel. HSDPA average cell throughput is increased thanks to improved spreading code efficiency and reduced L1 control overhead in case of high number of HSDPA users. 1.4.17 Forced Hard Handover During the Cell Deletion procedure, the CPICH power is ramped down in the cell to be deleted. The Cell Deletion procedure is used in the following functions: • • • cell locking cell deletion from RNC radio network database Power Saving Mode for BTS feature After the CPICH power ramp-down has been completed in the cell, forced handover is triggered for all UEs that are still remaining in this cell. The decision criteria and procedures for Cell Deletion in Power Saving Mode for BTS are presented in the WCDMA RAN RRM Admission Control. 1.4.18 Support for HSPA over Iur The HSPA over Iur feature improves the end-user performance by maintaining the continuous high data rate HSPA service during inter-RNC mobility. Capacity gain is achieved in RNC border cells when the serving cell changes and HSPA instead of DCH services can be used. 32 Id:0900d805808a8473 Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control Handover control When the UE's intra-frequency measurements indicate that the strongest cell in the active set is under the DRNC, HSDPA and HSUPA serving cell change over Iur is performed. After the serving cell change, HSDPA (HS-DSCH MAC-d flow) and HSUPA (EDCH MAC-d flow) data is transmitted over Iur-interface. HSPA over Iur feature enables the following functionalities: • • • • • The SRNC sets up HS-DSCH and E-DCH radio links by Iur interface. The SRNC performs serving cell change (SCC) from SRNC cell to DRNC cell. The SRNC performs serving cell change (SCC) from DRNC cell to DRNC cell inside one RNC and between two different RNCs. The SRNC performs serving cell change (SCC) from DRNC cell to SRNC cell. The DRNC accepts radio links over the Iur interface that contain HS-DSCH and EDCH MAC-d flow information. When the last active set cell in the SRNC is deleted, "UE not involved" SRNS relocation is triggered while HSPA service is in use. Also "UE involved" SRNS relocation is supported if Iur-interface is congested. HSPA over Iur feature also supports HSDPA inter-frequency handover over Iur while HS-DSCH MAC-d flow is setup over Iur-interface. Inter-frequency handover over Iur feature is a pre-requisite for the HSDPA inter-frequency handover over Iur. 1.4.19 Dual Cell HSDPA 42 Mbps Dual Cell HSDPA (DC HSDPA) uses two adjacent WCDMA carriers to transmit data to a single UE. This allows doubling the data rate for the terminal. Together with 64QAM, peak bit rate is 42 Mbps. UE sends the Channel Quality Indicator (CQI) information and L1 acknowledgements (HARQ) for both carriers on the common HIgh Speed Dedicated Physical Control Channel (HS-DPCCH). It the result, the differences in fading conditions between carriers are taken into consideration by the BTS scheduler to improve the spectral efficiency of the system. Dual Cell HSDPA is supported with NRT services only. Streaming RAB can exist but it must be mapped to DCH 0/0 kbps when Dual Cell HSDPA is configured. If RT services are needed, dynamic switching between Dual Cell HSDPA and Single Cell HSDPA mode is done. Dual Cell HSDPA is allocated always when possible, instead of Single Cell HSDPA. Dual Cell HSDPA requires F-DPCH, HSDPA 15 codes, HSDPA 14 Mbps per user and flexible RLC features. Use of 64QAM is supported but not required. In dual carrier mode, the mobility procedures are based on the carrier frequency of the primary serving HS-DSCH cell. Dual Cell HSDPA provides: • • • double peak rate for users, higher average throughput because of statistical multiplexing, better coverage because of frequency diversity. Dual Cell HSDPA feature affects the following functionalities in Handover Control area: • • • DN03471612 functionalities of Directed RRC connection setup and Directed RRC connection setup for HSDPA layer, HSDPA layering for UEs in common channels, functionalities of DC HSDPA Capability Based Handover. Id:0900d805808a8473 Confidential 33 Handover control 1.4.20 WCDMA RAN and I-HSPA RRM Handover Control Support for Multiple input Multiple output (MIMO) MIMO 2x2 enables 28 Mbps peak HSDPA data rate with 16 QAM. MIMO increases single user peak data rate, overall cell capacity and average cell throughput. MIMO 2x2 assumes a double transmit antenna array (D-TxAA) at the BTS and two receive antennas at the UE with the single or dual stream DL transmission. In the latter case, the operation of two parallel data streams doubles the HSDPA peak data rate, so the theoretical maximum data rate with 16QAM is 28 Mbps in 3GPP Rel-7. HSDPA terminal categories 15, 16, 17 and 18 supporting 2x2 MIMO with 16QAM are introduced. Terminal categories 19 and 20 from Rel-8 are supported with 16QAM only. The UE signals MIMO capability to the RNC during RRC connection setup procedure. The RNC configures the MIMO mode to MIMO capable UE with RRC signaling. If the MIMO capable UE is not configured in MIMO mode, it operates as a regular non-MIMO UE. MIMO affects the following functionalities in Handover Control area: • • 1.4.21 HSDPA layering for UEs in common channels, functionalities of MIMO Capability Based Handover. LTE interworking LTE Interworking (LTEIW) functionality enables cell reselection from 3G to LTE and provides support for packet switched inter-system handover (PS ISHO) from LTE to 3G. LTE interworking functionality enables the LTE cell reselection when UE is in idle mode, which prevents UEs in idle mode from running out of LTE coverage. An operator can set cell based camping priority for LTE capable UEs. Therefore the UE can, on the operator’s preference, select to camp on LTE once coverage is available. WCDMA, LTE and GSM can be prioritized with eight distinct absolute priorities, different Radio Access Technologies (RATs) having always different priorities. In idle, URA_PCH and Cell_PCH states, UE camped in WCDMA periodically measures all higher priority RATs. Also lower priority RATs are measured when WCDMA quality criteria falls below a threshold. LTE system supports inter-RAT handover to UTRAN because of quality and coverage reasons for packet switched calls. In the same method as a part of LTE Interworking functionality UTRAN must handle the incoming PS ISHO from LTE . Upon receiving the Relocation Request from packet switched core network, target RNC allocates the resources for incoming RAB's and upon successful resource allocation sends Relocation Request Acknowledge to core network. 1.4.22 Blind inter-frequency handover in RAB setup phase (not valid for IHSPA Adapter solution) Blind inter-frequency handover is done in the following RAB setup phases: • • First RAB setup is done to the UE AMR RAB setup is done for the UE when it already has a Non-Real-Time RAB(s). Blind handover is done to other layer when needed. A blind handover quality criterion is the source cell RSCP measurement from RACH. For Rel-6 and newer UE, the quality criteria can be also target cell RSCP measurement. 34 Id:0900d805808a8473 Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control Handover control In blind inter-frequency handover the most suitable layer is selected for the UE based on the following information: • • • 1.4.23 Prefered layer Preferred layer is defined based on UE capability and the service UE is using. The operator can define preferred frequency layers for different UE capability and service combinations. Band capability The frequency band can be preferred for UEs which support that frequency band. Low/High RSCP value When UE reports low RSCP value in RACH measurement, the lower frequency band can be preferred. When UE reports high RSCP value in RACH measurement, the higher frequency band can be preferred. This makes it possible to use higher frequency band to bring capacity and lower frequency band to bring coverage. This is valid for blind handover in RAB setup and for layering in state transition to Cell_DCH state. Multi-Band Load Balancing Multi-Band Load Balancing is done when any of following events will occur: • • • • RAB setup First RAB setup is done for the UE or AMR RAB setup is done for the UE when it already has a NRT RAB(s). Blind handover is done to other layer when needed. A quality criteria for blind handover is a source cell RSCP measurement from RACH. For Rel-6 or newer UE, the quality criteria can be also target cell RSCP measurement. This functionality is introduced earlier with Blind inter-frequency handover in RAB setup phase feature. State transition to Cell_DCH state Any state transition to Cell_DCH state when there is valid RSCP measurement available from RACH. Quality criteria are the same as for the blind handover in RAB setup phase. Inactivity in Cell_DCH state Inactivity is detected for UEs last active PS NRT MAC-d flow. Normal handover is done. Quality criteria are the same as for any other non-critical handover. Mobility Adding of a new cell to active set which has different preferred layer definitions than the currently used. Normal handover is done. Quality criteria are the same as for any other non-critical handovers. Multi-Band Load Balancing can be activated separately to all above mentioned events. Multi-Band Load Balancing selects the most suitable layer (highest preference score) for the UE based on following information when any of the events described above occurs: • • DN03471612 Preferred layer Preferred layer is defined based on UE capability and the service UE is using. Operator can define preferred frequency layers for different UE capability and service combinations (for example: HSDPA capable UE with NRT service). Band frequency The frequency band can be preferred for UEs which support that frequency band. Id:0900d805808a8473 Confidential 35 Handover control WCDMA RAN and I-HSPA RRM Handover Control • • 1.4.24 Low/high RSCP value When UE reports low RSCP value in RACH measurement the lower frequency band can be preferred. When UE reports high RSCP value in RACH measurement the higher frequency band can be preferred. This enables to use higher frequency band to bring capacity and lower frequency band to bring coverage. This is valid for blind handover in RAB setup and for layering in state transition to Cell_DCH state. Load Load includes load balancing and HSPA load state. Load balancing is done based on HSDPA power per NRT user taking into account also if available HSDPA power is used or not. This is done between possible target cells when any earlier described event occurs. Load balancing between source and target cell(s) is done in RAB setup and layering in state transition to Cell_DCH state phases. HSPA load state is detected with 4 different indicators which are: • unused downlink power and provided average bit rate (HSDPA), • unused uplink noise rise and provided average bit rate (HSUPA), • max number of HSDPA users, • HSUPA resource status in BTS. If cell is in HSPA load state or (DCH) load state, it cannot be target cell for multi-band load balancing actions. If source cell is in HSPA load state, multi-band load balancing actions are taken to target cell which is not HSPA load state. Intra-BTS soft handover between Local Cell Groups An intra-BTS soft handover takes place between cells which belong to different LCGs (Local Cell Groups). Sector group specific LCGs, means that a defined group of sectors is commissioned to one LCG, and that LCG is processed inside one system module. That is, one frequency can be processed in several system modules. Whereas in case of frequency-layerbased LCGs, all cells in the same frequency are commissioned to one LCG and therefore are processed in one and the same system module. Each system module is a separate BTS from the baseband resource management point of view meaning that only baseband resources of the system module where the LCG is allocated can be used for that particular sector group (or frequency layer). 36 Id:0900d805808a8473 Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control Figure 5 Handover control Example of LCG mapping with 6 sectors and 2 system modules In Figure 5 Example of LCG mapping with 6 sectors and 2 system modulesLCG1 is handled in system module 1 while LCG2 is handled in system module 2. Soft handover between those LCGs can be performed. The RNC receives the LCR ID (local cell resource ID) - LCG ID mapping information from the BTS for every LCR in Audit Response and Resource Status Indication messages. The RNC uses this information when deciding on intra-BTS handover type. That is, the RNC performs soft handover when the handover takes place between cells which have different LCG ID and softer handover when handover takes place between cells which have the same LCG ID. DN03471612 Id:0900d805808a8473 Confidential 37 Types of handovers WCDMA RAN and I-HSPA RRM Handover Control 2 Types of handovers 2.1 Introduction to soft handover Soft handover is an intra-frequency handover. Soft handover means that the UE is connected to more than one WCDMA cell at the same time (this is why it is also called a "macro diversity handover"). When in connected mode, the UE continuously measures serving and neighboring WCDMA cells (indicated by the RNC) on the current carrier frequency. The UE compares the measurement results with handover thresholds, which have been provided by the Radio Network Controller (RNC). When a measurement yields a value that exceeds a given threshold, the UE sends a measurement report to the RNC. Soft handover is a Mobile Evaluated Handover (MEHO). The main decision algorithm of soft handover is located in the RNC. Based on the measurement report received from the UE, the RNC orders the UE to add or remove cells from its active set, that is, the set of cells participating in the soft handover. The types of soft handover for both real-time (RT) and non-real-time (NRT) radio access bearers (RABs) are: • • • • softer handover between cells within one LCG (Local Cell Group) of WCDMA BTS soft handover between cells which belong to different LCGs within one WCDMA BTS soft handover between WCDMA BTSs within one RNC (intra-RNC soft handover) soft handover between WCDMA BTSs controlled by different RNCs (inter-RNC soft handover). In the WCDMA system, the vast majority of handovers are soft and softer handovers. Different types of soft and softer handovers can take place simultaneously. The benefits of soft and softer handover are the following: • • • • a seamless handover without a disconnection of the RAB fast closed-loop power control optimisation (the UE is always linked with the strongest cell) a sufficient reception level for maintaining communications by combining reception signals (macrodiversity) from multiple cells when the UE moves to cell boundary areas and cannot obtain a sufficient reception from a single cell the macrodiversity gain achieved by combining the reception signal in the WCDMA BTS (softer handover) and in the RNC (soft handover), improves the uplink signal quality and decreases the required transmission power of the UE Soft and softer handover consume radio access capacity because the UE is occupying more than one radio link connection in the Uu interface. However, the added capacity gained from interference reduction is bigger and hence the system capacity is actually increased when soft and softer handovers are used. 2.2 Introduction to intra-frequency hard handover Intra-frequency hard handover is a general feature in the RAN. Intra-frequency hard handover causes only a short disconnection of a real-time radio access bearer. As for non-real-time bearers, there is no disconnection at all as packet scheduling momentarily halts the transmission of data. Intra-frequency hard handover is required, for example, to ensure handover path between WCDMA BTSs controlled by different RNCs when 38 Id:0900d805808a8474 Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control Types of handovers inter-RNC soft handover is not available (because of congestion at the Iur interface, for example). Intra-frequency hard handover decisions made by the RNC are based on the intra-frequency measurement results which are usually applied to the soft handover procedure. Thus the intra-frequency hard handover is a mobile evaluated handover (MEHO). 2.3 Introduction to inter-frequency handover Inter-frequency handover is a general feature in the RAN. Inter-frequency handovers are needed to support mobility between carrier frequencies in the network. Inter-frequency handovers are always hard handovers, that is, they cause a short disconnection of RT RABs. Handover control in RAN supports the following types of inter-frequency handover: • • • intra-BTS hard handover intra-RNC hard handover inter-RNC (-MSC) hard handover. Inter-frequency handover is a network-evaluated handover (NEHO). The decision algorithm of inter-frequency handover is located in the RNC. The RNC makes the handover decision on the basis of periodical inter-frequency measurement reports received from the UE and relevant control parameters. The RNC orders the UE to start the periodical reporting of inter-frequency measurement results only when an inter-frequency handover is needed. The measurement object information (cells and frequencies) for the inter-frequency measurement is determined by the RNC. Because the UE is not expected to receive from the two different frequencies at the same time, compressed mode must be used at the L1 of the radio interface while the UE makes the required inter-frequency measurements. After the hard handover decision, the RNC allocates radio resources from the target cell, establishes a new radio link for the connection between the UE and the target cell, and orders the UE to make an inter-frequency handover to the target cell. 2.4 Introduction to inter-system handover This feature is a part of application software. Handover control of the RAN supports inter-system handovers, from WCDMA to GSM and from GSM to WCDMA. Inter-system handover is required so that the coverage areas of GSM and WCDMA can complement each other. When the coverage areas of WCDMA and GSM are overlapping each other, an inter-system handover can be used to control the load and/or services between the systems. Inter-system handover is a hard handover, which means that an inter-system handover causes a short disconnection of an RT RAB. Inter-system handover is a network-evaluated handover (NEHO). The decision algorithm of the inter-system handover and network initiated cell reselection is located in the RNC. The RNC makes the decision on the basis of periodical inter-system measurement reports received from the UE and relevant control parameters. The RNC orders the UE to start the periodical reporting of inter-system measurement results only when an inter-system handover or cell reselection is needed. The measurement object information for the inter-system measurement is determined by the RNC. DN03471612 Id:0900d805808a8474 Confidential 39 Types of handovers WCDMA RAN and I-HSPA RRM Handover Control When an RAB is handed over from one system to another, both the core network and the target RNC (or BSC) are responsible for adapting the Quality of Service (QoS) parameters of the RAB according to the target (GSM or WCDMA) system. For inter-system handovers to be possible, the UE has to support compressed mode. The UE must also support both WCDMA and GSM RATs before an inter-system handover is possible. WCDMA to GSM The decision algorithm of the inter-system handover from WCDMA to GSM is located in the RNC. The RNC recognizes the possibility of inter-system handover based on the configuration of the radio network (neighbor cell definitions and relevant control parameters). Not valid for I-HSPA Adapter solution: If an inter-system handover from WCDMA to GSM is required, the RNC initiates an inter-system relocation procedure in order to allocate radio resources from the GSM system. If the resource allocation is successful in the GSM system, the RNC orders the mobile station to make an inter-system handover to the GSM system. If an inter-system handover (network-initiated cell reselection) from WCDMA to general packet radio service (GPRS) is required, the RNC sends a cell change command to the UE, and the UE is responsible for continuing the already existing PS connection via GPRS RAN. For I-HSPA Adapter solution only: If an inter-system handover from I-HSPA to GSM is required, the I-BTS initiates an inter-system relocation procedure in order to allocate radio resources from the GSM system. If the resource allocation is successful in the GSM system, the I-BTS orders the mobile station to make an inter-system handover to the GSM system. If an inter-system handover (network-initiated cell reselection) from I-HSPA to general packet radio service (GPRS) is required, the I-BTS sends a cell change command to the UE, and the UE is responsible for continuing the already existing PS connection via GPRS RAN. GSM to WCDMA The decision algorithm of the inter-system handover from GSM to WCDMA is located in the GSM base station controller (BSC). Thus the GSM Base Station Subsystem (BSS) must support the inter-system handover before the handover from GSM to WCDMA is possible. Not valid for I-HSPA Adapter solution: After the handover decision, the BSC initiates an inter-system relocation procedure in order to allocate radio resources from the target RNC. If the resource allocation is successful in the target I-BTS, the BSC orders the mobile station to make an inter-system handover to the WCDMA system. For I-HSPA Adapter solution only: After the handover decision, the BSC initiates an inter-system relocation procedure in order to allocate radio resources from the target RNC. If the resource allocation is successful in the target RNC, the BSC orders the mobile station to make an inter-system handover to the I-HSPA system. for I-HSPA Adapter solution only: GSM to I-HSPA handover is possible only when g Note CS Voice Enabler license is ON. 40 Id:0900d805808a8474 Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control Types of handovers Inter-System handover cancellation Inter-System measurements may be started in the UE because of radio coverage and connection quality reasons. When the inter-system measurements are completed, the target cell is selected. The inter-system measurement phase takes a few seconds and during that time the conditions in the WCDMA layer may change. Unnecessary quality and coverage reason inter-system handovers can be cancelled in the UE thus retaining the call in the current WCDMA network. If one of the following situations occurs during the inter-system measurements, the RNC stops the handover and compressed mode measurements: • • • 2.5 Intra-frequency measurements performed by the UE in parallel to the inter-system measurements indicate that the conditions have improved in the WCDMA layer so that defined cancellation thresholds are exceeded. UE internal measurements or RL quality measurements indicate that the radio conditions have improved. The active set is updated because of cell addition or cell replacement. Introduction to IMSI-based handover This feature is a part of application software. When the Multi-Operator Core Network (MOCN) feature is enabled in the RNC, the IMSI-Based Handover feature is always enabled too. The purpose of the IMSI-based handover feature is to enable a mobile subscriber visiting another network to hand over only to cells which belong to specified (home or authorised) PLMNs. The input for the selective handover control is the PLMN identifier that is included in the IMSI of the subscriber. The PLMN identifier, which consists of Mobile Country Code (MCC) and Mobile Network Code (MNC) is included in the IMSI of the subscriber as shown in figure IMSI definition below. IMSI = MCC + MNC + MSIN PLMN id IMSI MCC MNC MSIN PLMN Figure 6 International Mobile Subscriber Indetity Mobile Country Code Mobile Network Code Mobile Subscriber Identification Number Public Land Mobile Network IMSI definition The IMSI-based handover feature can be enabled separately for intra-frequency, interfrequency and inter-system handovers. When the feature is enabled, the RNC makes the neighbor cell lists for the inter-frequency and inter-system (GSM) measurements on a subscriber-by-subscriber basis according to the PLMN identifier that is included in the IMSI of the subscriber, and performs the corresponding handover selectively to the neighboring cell which either belongs to the home PLMN of the subscriber or to a PLMN which is defined in the authorised network list. DN03471612 Id:0900d805808a8474 Confidential 41 Types of handovers WCDMA RAN and I-HSPA RRM Handover Control When the feature is enabled for intra-frequency handovers, the RNC adds a new cell to the active set only if the PLMN identifier of the cell (that has triggered reporting event 1A or 1C) is included in the list of authorised networks, it has the same PLMN identifier as the subscriber or it has the same PLMN identifier as an existing active set cell. A list of authorised networks contains a maximum of six PLMN identifiers (MCC + MNC) that are considered equal to the home PLMN of a subscriber. The radio network database contains ten separate authorised network lists. The RNC is able to link up to 128 specified home PLMN identifiers with the specified authorised network lists. 2.5.1 Purpose of IMSI-based handover IMSI-based handover benefits from roaming-based network provisioning and some RAN-sharing concepts by enabling directed handover from the shared WCDMA network to the home network of the subscriber or to the authorised WCDMA or GSM network, when coverage becomes available. The IMSI-based handover can be used in different cases: • • • geographical sharing common shared RAN with gateway core Mobile Virtual Network Operator (MVNO) IMSI-based handover and geographical sharing Figure IMSI-based handover in geographical sharing concept below shows the function of IMSI-based handover in the geographical sharing concept. In geographical sharing, operators cover separate areas and share networks via national roaming. However, there are areas where both operators provide coverage (for example big city areas). The IMSI-based handover feature directs the subscriber to the subscriber’s home WCDMA network when coverage becomes available. When the WCDMA coverage ends, the subscriber is handed over to the subscriber’s home GSM network. 42 Id:0900d805808a8474 Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control GSM GSM GSM WCDMA WCDMA WCDMA WCDMA GSM GSM Based on IMSI, operator B user is handed over to its own WCDMA network when coverage becomes available GSM Types of handovers GSM GSM GSM GSM WCDMA WCDMA WCDMA WCDMA GSM GSM GSM Based on IMSI, load and service-based intersystem HOs to their own GSM network in shared area Based on IMSI, operator A user is handed over to its own WCDMA network when coverage becomes available GSM Based on IMSI, users are handed over to their own GSM networks when WCDMA coverage ends Operator A GSM cell Operator B GSM cell Operator A own WCDMA cell Operator B own WCDMA cell Operator A controlled shared WCDMA cell Operator B controlled shared WCDMA cell Operator A user path Operator B user path Figure 7 IMSI-based handover in geographical sharing concept IMSI-based handover and common shared RAN Figure IMSI-based handover in common shared RAN concept below shows the function of IMSI-based handover in the common shared RAN (with gateway core) concept, where operators build common radio access and core networks in the shared area. When a subscriber moves from the shared area to the area where both operators have their own coverage available, the subscriber is handed over to the subscribers home WCDMA network. When the WCDMA coverage ends, the subscribers are handed over to their home GSM networks. DN03471612 Id:0900d805808a8474 Confidential 43 Types of handovers WCDMA RAN and I-HSPA RRM Handover Control GSM GSM GSM GSM GSM WCDMA WCDMA WCDMA WCDMA WCDMA GSM Based on IMSI, operator B user is handed over to its own WCDMA network when coverage becomes available GSM GSM Based on IMSI, load and service-based intersystem HOs to their own GSM network in shared area GSM GSM Based on IMSI, operator A user is handed over to its own WCDMA network when coverage becomes available Based on IMSI, users are handed over to their own GSM networks when WCDMA coverage ends Operator A GSM cell Operator B GSM cell Operator A own WCDMA cell Operator B own WCDMA cell Operator A user path Operator B user path Common shared WCDMA cell Figure 8 IMSI-based handover in common shared RAN concept IMSI-based handover and mobile virtual network operator Figure IMSI-based handover in mobile virtual network operator concept below shows the function of IMSI-based handover in the mobile virtual network operator concept, where operators have their own GSM networks and one operator is operating as a virtual operator in other operator’s WCDMA network. The IMSI-based handover feature enables load and service-based inter-system handovers to the subscriber’s home GSM network from the virtual mobile network. When the WCDMA coverage ends, subscribers are handed over to their home GSM networks. 44 Id:0900d805808a8474 Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control Types of handovers GSM GSM WCDMA WCDMA GSM GSM Based on IMSI, load and service-based intersystem HOs to their own GSM network in shared area GSM GSM Based on IMSI, users are handed over to their own GSM networks when WCDMA coverage ends Operator A GSM cell Operator B GSM cell Operator A user path Operator B user path Operator A controlled WCDMA cell Figure 9 2.5.2 IMSI-based handover in mobile virtual network operator concept Functional restrictions on IMSI-based handover When the IMSI based handover feature is used in the geographical sharing concept or in the common shared RAN (with gateway core) concept, the shared area must have a PLMN identifier of its own. Otherwise it may be impossible to control a subscriber’s mobility. The RNC identifier (RncId) uniquely identifies an RNC within the UTRAN. The RNC identifier together with the PLMN identifier is used to globally identify the RNC. When the IMSI-based handover feature is enabled in the RNC, it is possible to define (in addition to the primary PLMN identifier that is a part of the CN domain identifier) secondary PLMN identifiers under the RNC. The secondary PLMN identifiers are assigned to shared network areas where the subscribers of the partner operator can have access. The RNC identifier must be unique within the primary and secondary PLMNs. 2.6 Introduction to load- and service-based IF/IS handover Load- and Service-based IF/IS Handover is an optional feature. Load- and service-based handovers take care of load sharing and service differentiation inside the WCDMA system as well as between the WCDMA and GSM/GPRS systems. Both load and service are taken into account simultaneously, but the measured load defines the way of operation. DN03471612 Id:0900d805808a8474 Confidential 45 Types of handovers WCDMA RAN and I-HSPA RRM Handover Control Figure Load of the source cell below clarifies the dependency. The load indicators that can be measured are UL/DL interference, NRT traffic delay, DL spreading code availability, and HW/logical resource usage. Figure 10 Load of the source cell This feature also enables the operator to set different handover profiles for the service classes. The service classes are split according to the traffic classes specified for the RABs, separating the speech and data services from the CS and PS domains. The RNC-based handover profile defines the preferred system or WCDMA hierarchical cell layer (GSM, WCDMA macro, WCDMA micro, none). By default, only the RT services are handed over, because the NRT dedicated traffic channel (DCH) allocations are expected to be too short for these kinds of handover procedures. However, the operator may enable handovers also for the NRT services in case of longer DCH allocations. The list below shows an example of service priority definitions. For each service, the operator sets a preferred system/layer. • • • • • • • conversational CS speech -> GSM conversational CS transparent data -> WCDMA, macro conversational PS speech -> WCDMA, macro conversational PS RT data -> WCDMA, micro streaming CS non-transparent data -> WCDMA, macro streaming PS RT data -> WCDMA, micro interactive PS NRT data -> WCDMA, micro The handover profile is followed in both load-based and service-based handover decisions unless the core network provides a Service Priority information element (IE) on RAB setup. This, for example, overrides the handover profile if the handover decision for the UE in question is made between the WCDMA and GSM systems. Benefits Load- and service-based handovers are powerful enhancements for the RAN handover functionality: load balancing provides more capacity, hardware investments are used better, and there is less blocking in the network. It allows effective traffic sharing between the GSM and WCDMA networks and their layers. It is also possible to do 46 Id:0900d805808a8474 Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control Types of handovers service-prioritised handovers to support different services on cell level. When CS calls are handed over to an existing GSM network, it is possible to prioritise coverage deployment to urban areas first (where the market demand is high), and use the existing GSM layer in rural areas. With this feature, the operator can shift investments to the future, or with GSM, even prevent the need for capacity enhancement investments. Load-based handover Load-based inter-frequency and inter-RAT handovers are used to balance the load between different WCDMA carriers/cells and between WCDMA and GSM/GPRS systems and by that way fully use the trunking gain. The bigger the channel pool, the better the efficiency of the channel usage. The advantages of a bigger channel pool come up especially if high bit rate channels are used. If load-based handovers are not possible for some reason, normal load control actions take place. If the load of a specified WCDMA cell exceeds a predefined threshold(s), the RNC starts to hand over certain UEs to other WCDMA cells working in another frequency or to the GSM system. First, the RNC selects the UEs to be handed over. The preferred target RAT or hierarchical WCDMA layer for each selected UE is determined by combining the Iu interface service priority information and the RNC-based service priority information. Next, the RNC starts the inter-frequency and inter-RAT measurements for the selected UEs with normal or modified neighbor cell lists. Finally, the selected UEs are handed over – if possible, according to the measurement results – to the WCDMA cells and/or to the GSM/GPRS cells which are most suitable. Iu interface service priority information provides guidelines for the target system. However, the final decision is made by UTRAN. Note that load-based handover is partly also a service-based handover, because the service that the UE is using and both RAB-based and RNC-based service priorities are inputs for the procedure. Load-based inter-frequency and inter-RAT HO/NCCR can be performed also for the UEs using a packet-scheduled non-real time service. Service-based handover Service-based handovers are used to move UEs using certain services to the GSM/GPRS system or to another WCDMA hierarchical cell layer. The RNC performs periodical checks in the cell (irrespectively of the load level of the cell) to see if there are any UEs in connected mode whose service priority information received from the Iu interface indicates that “Handover to GSM should be performed”, or whose RNC-based service priority handover profile table indicates that the given UE using a certain service prefers the GSM/GPRS system or another WCDMA hierarchical cell layer. Those UEs are candidates for the service-based handover procedure, and an attempt is made to hand them over one by one to the GSM/GPRS system or to another WCDMA hierarchical cell layer. Control of load- and service-based handovers The use of load- and/or service-based handovers can be defined with RNC configuration parameters (RNC) separately for different service types. See an example in the following table: DN03471612 Id:0900d805808a8474 Confidential 47 Types of handovers WCDMA RAN and I-HSPA RRM Handover Control Service type used by the UE Handover type used Conversational, Circuit-switched speech For example, Load & Service HO Conversational, Circuit-switched transparent data For example, Load & Service HO Conversational, Packet-switched speech For example, Load HO Conversational, Packet-switched real time data For example, Load HO Streaming, Circuit-switched non-transparent data For example, Service HO Streaming, Packet-switched real-time data For example, Service HO Interactive, Packet-switched non-real time data For example, None Background, Packet-switched non-real time data For example, None Table 4 Use of load- and service-based handovers according to the service type The used service type is predefined, and for each of the eight service types, one of the following alternatives can be defined: • • • • Load & Service HO Load HO Service HO None (neither Service HO nor Load HO is used) case of a multiservice, all services must support service-based or load-based g Inhandover before they are possible. 2.7 Inter-I-BTS Serving Cell Change combined Role Switch (for the I-HSPA Adapter solution only) When UE in CELL_DCH RRC State is allocated with HSDPA or HSPA resources, the mobility between two I-BTSs is possible in 2 ways: • • without using Iur (no use of Iur SHO) using Iur (SHO over Iur and then Serving Cell Change with combined Relocation) In case the Source-I-BTS has active links over Iur with RNC or when no Iur exits between the I-BTSs, the Source-I-BTS will initiate the Handover to Target-I-BTS (or Target-RNC) as per HSPA Inter-RNC Cell Change feature. The purpose of role switch procedure is to enable inter-I-BTS relocation, and also retaining the (original source) source I-BTS radio link even after the relocation. This means that the original source I-BTS becomes Drift, and original Drift I-BTS becomes the new Serving I-BTS. This is synchronized on a pre-calculated CFN. This is a deviation from the 3GPP specification for relocation and needs special RNSAP extensions. The UE active set before and after the role switch does not change. For more information, see 30 Inter-I-BTS Serving Cell Change combined Role Switch (for the I-HSPA Adapter solution only). 48 Id:0900d805808a8474 Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control 2.8 Types of handovers I-HSPA CS Voice Enabling Handover (for the I-HSPA Adapter solution only) CS Service Enabling HO takes care of service differentiation between I-HSPA and GSM/GPRS systems. CS Service Enabling Handover is a feature which enables to move subscriber between I-HSPA and GSM networks. Based on operator definable end-user service categories, the CS voice calls can be moved to 2G networks so that the required service can be provided. SMS is supported in I-HSPA network. I-HSPA offers IuCS signalling towards MSC/VLR. This enables fast and reliable HO to CS enabled network such as GSM/EDGE. The CS service enabling HO is implemented running combined Hard Handover with Serving RNC relocation during call set up, therefore the delay for the call set up is minimal. Mobile terminated calls can be handled in similar way. The list below shows an example of service priority definitions. Each service is given a preferred system/layer, which can be set by the operator. • • • • CS voice (including CS emergency call)-> GSM HSPA traffic -> I-HSPA 3GPP Release 99 data -> I-HSPA CS + PS MultiRAB -> GSM I-HSPA enables the UE to register with both PS and CS network (combined attach), but UE can make use of only PS services while in I-HSPA RAN if CS voice is not supported. Since the UE is attached to both CS and PS network, the UE can initiate both CS and PS calls anytime. If CS voice calls are not supported, it is needed to re-direct the UE which is trying to initiate or receive a CS call, to a neighbouring 2G network as soon as possible. The preferred solution is to have Iu-CS SS7 link with the MSC Server, so that HHO procedure can be used for redirection of the UE to 2G network. However, it is possible that not all operators or sites have Iu-CS link. This means that using Iu relocation is not always possible. Hence it is needed that a backup solution exists which can be used for UE redirection as soon as possible when a CS call is attempted. This solution can also be used in case of Iu-CS link error. 2.9 Introduction to directed retry The Usage of Directed Retry of AMR call Inter-system Handover (AMRDirReCell) FMCG parameter enables and disables the feature in a specific cell. The parameter can be set to enabled only if Inter-system handover feature is in use. The Directed Retry feature makes an inter-system handover to GSM system if the congestion is met in source cell of RAN. It is done for AMR and AMR-WB calls. If a connection includes other RABs in addition to the AMR RAB, no directed retry is made. The directed retry takes place when the AMR RAB is set up. The RNC indicates an attempt to GSM by sending RAB ASSIGNMENT RESPONSE message with a RAB ID included in the list of RABs failed to set up and a cause value of "Directed Retry". Then the RNC begins a relocation by sending the RELOCATION REQUIRED message to the Core Network with the cause value "Directed Retry" and Cell Global ID to indicate the target cell. DN03471612 Id:0900d805808a8474 Confidential 49 Types of handovers WCDMA RAN and I-HSPA RRM Handover Control The handover is blind, that is, no inter-RAT measurements are performed for the connection in question prior to the handover. The target cell is the GSM cell whose Intersystem adjacency identifier (ADJGId) parameter has value zero. If there is not a GSM cell whose ADJGid parameter has value zero, then the call is rejected. 50 Id:0900d805808a8474 Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control Compressed mode 3 Compressed mode Compressed mode is a radio path feature that enables the User Equipment (UE) to maintain the current connection on a certain frequency while performing measurements on another frequency. This allows the UE to monitor neighboring cells on another frequency (FDD) or RAT, typically GSM. Compressed mode means that transmission and reception are halted for a short time - a few milliseconds - to perform a measurement on another frequency or RAT. The required reception/transmission gap is produced without any loss of DCH user data by compressing the data transmission in the time domain. The following methods are used to compress the data transmission: • • Halving the spreading factor This temporarily doubles the physical channel data rate in the radio channel. The same amount of data can be sent in half the time it would normally take. Halving the spreading factor does not affect the DCH user data rate. Higher layer scheduling Higher layer scheduling temporarily reduces the DCH user data rate in the radio channel by restricting the high bit rate transport format combinations (TFCs). The reception/transmission gap always has seven slots. A gap can be placed within one frame or within two consecutive frames depending on the compressed mode method. The figure below shows an example of transmission gaps created with the compressed mode: WCDMA BTS UE Normal frame (15 slots) Single frame gap CM frame 4 slots Double frame gap Normal frame 7 slots 4 slots 4 slots CM frame 11 slots Figure 11 Normal frame Normal frame CM frame 7 slots 4 slots CM frame 7 slots 12 slots Example of transmission gaps created with compressed mode The UE informs the RNC whether or not it requires compressed mode to perform interfrequency or inter-RAT (GSM) measurements. Compressed mode is activated separately for the uplink and downlink directions according to the measurement capabilities of the UE. The type of receiver that the UE is equipped with determines the need for downlink compressed mode. A UE equipped with a single receiver requires downlink compressed mode to perform inter-frequency and GSM measurements, whereas a UE equipped with a dual receiver can perform the measurements in question without downlink compressed mode. The need for uplink compressed mode depends on DN03471612 Id:0900d805808a8475 Confidential 51 Compressed mode WCDMA RAN and I-HSPA RRM Handover Control whether transmission on the currently used uplink radio frequency can interfere with downlink measurements on the monitored frequency. For compressed mode to be possible, it has to be enabled in the RNC; this is indicated by the RNP parameter Compressed mode master switch (CMmasterSwitch). Furthermore, the capabilities of the UE as well as the frequency to be monitored also play a role. When the feature is enabled, the RNC can activate compressed mode for the purpose of inter-frequency or GSM measurements. Note that, for most UEs, inter-frequency and inter-RAT (GSM) handovers are only possible if compressed mode is used. The method that is employed to compress the data depends on the service as follows: • • Halving the spreading factor is used for circuit-switched services, conversational packet-switched data services, streaming packet-switched data services and multi services related to them. Higher layer scheduling is used for interactive and background packet-switched data services and multi services where all the connections are interactive or background packet-switched data services. These rules have the following exceptions: 1. Higher layer scheduling is used in both uplink and downlink direction for multi services with AMR + NRT DCH 256/384 kbit/s service combinations in uplink direction. For these uplink service combinations SF=4 is used and this SF does not allow halving the spreading factor. The transmission gap pattern is selected with a process similar to the one for NRT PS data service combinations. If AMR + NRT DCH 8, 16 or 32 kbit/s service combinations are used in the downlink, the halving the spreading factor method is used in downlink instead of higher layer scheduling. 2. If compressed mode is triggered in a situation when minimum uplink SF=4 and RT PS DCH is configured for the RRC connection, all NRT DCHs are released and immediately after that halving the spreading factor method is used in both uplink and downlink. The same compressed mode method is used for uplink and downlink radio channels according to the measurement capabilities of the UE. The compressed mode pattern sequence is the same for all measurement purposes (be it FDD, GSM carrier RSSI or GSM initial BSIC identification). 3.1 Halving the spreading factor Halving the spreading factor is used for circuit-switched services, conversational packetswitched data services, streaming packet-switched data services and multi services. Halving the spreading factor does not affect the DCH user data rate, but it does increase the transmission power of the compressed frames by 3 dB. The transmission power of the compressed frames is increased to keep the quality (BER /BLER) constant despite the reduced processing gain. A single frame method is used to halve the spreading factor. The transmission gap is seven slots long. As the name of the method implies, the spreading factor (SF) used for the compressed frames is only half of that used for normal frames. For example, if the connection would normally use SF 128, then SF 64 will be used for compressed frames. The original spreading code is used for the normal frames between the compressed frames. The following figure shows an example of transmission gaps created by halving the spreading factor. 52 Id:0900d805808a8475 Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control Compressed mode Gaps SF/2 Original SF CM on CM off Figure 12 Halving the spreading factor (single frame method) The Gap position single frame (GapPositionSingleFrame) RNP parameter controls the position of the transmission gap within the compressed frame. The parameter determines the starting slot of the transmission gap within the compressed frame. Using the single frame method, a transmission gap pattern contains one compressed frame and at least one normal frame. The total number of frames within the transmission gap pattern is controlled with the RNP parameters listed below. In case of multiservice, the RNC selects the shortest transmission gap pattern length from the applicable parameters. • • • • • • Transmission gap pattern length in case of single frame: AMR service and IF measurement (TGPLsingleframeAMRinterFreg) parameter defines the length of the transmission gap pattern for inter-frequency measurements in case of compressed mode with single frame gap and UE using AMR service. Transmission gap pattern length in case of single frame: CS service and IF measurement (TGPLsingleframeCSinterFreq) parameter defines the length of the transmission gap pattern for inter-frequency measurements in case of compressed mode with single frame gap and UE using circuit-switched data service. Transmission gap pattern length in case of single frame: RT PS service and IF measurement (TGPLsingleframeRTPSinterFreq) parameter defines the length of the transmission gap pattern for inter-frequency measurements in case of compressed mode with single frame gap and UE using real-time packet-switched data service. Transmission gap pattern length in case of single frame: AMR service and GSM measurement (TGPLsingleframeAMRgsm) parameter defines the length of the transmission gap pattern for GSM measurements in case of compressed mode with single frame gap and UE using AMR service. Transmission gap pattern length in case of single frame: CS service and GSM measurement (TGPLsingleframeCSgsm) parameter defines the length of the transmission gap pattern for GSM measurement in case of compressed mode with single frame gap and UE using circuit-switched data service. Transmission gap pattern length in case of single frame: RT PS service and GSM measurement (TGPLsingleframeRTPSgsm) parameter defines the length of the transmission gap pattern for GSM measurement in case of compressed mode with single frame gap and UE using real-time packet-switched data service. Note (not valid for the I-HSPA Adapter solution): If there are NBxxx's with CHC48 plug in unit configuration connected to the RNC, then configured values of the all TGPL* parameters are equal. If the downlink spreading code to be used for the compressed frames is unavailable (already allocated), an alternative scrambling code can be used. The use of alternative scrambling code makes it possible to allocate the required spreading code from another, free spreading code tree. The disadvantage of using this approach is that the downlink orthogonality suffers from the use of an alternative scrambling code and this may DN03471612 Id:0900d805808a8475 Confidential 53 Compressed mode WCDMA RAN and I-HSPA RRM Handover Control increase the downlink transmission power level on the carrier in question. The Compressed Mode: Alternative scrambling code (AltScramblingCodeCM) RNP parameter determines whether the use of an alternative scrambling code is allowed. If the use of an alternative scrambling code is not allowed and the spreading code to be used for the compressed frame is not available, the RNC is not able to start the inter-frequency or GSM measurements. 3.2 Higher layer scheduling Higher layer scheduling is used for interactive and background packet-switched data services. It produces the required transmission gaps for inter-frequency and GSM measurements by reducing the DCH user data rate in the radio channel. Higher layer scheduling reduces the DCH user data rate by restricting high bit rate transport format combinations (TFC). Because the maximum number of bits delivered to the physical layer during compressed radio frames is known, a transmission gap can be generated. Higher layer scheduling does not modify the maximum user bit rate of individual DCHs. The following figure shows an example of transmission gaps created with higher layer scheduling: P 10 ms Gaps CM on Certain TFCs are not allowed to use Figure 13 Higher layer scheduling (double frame method) t CM off Higher layer scheduling can use both single and double frame method; the transmission gap is seven slots long in both cases. The Higher Layer Scheduling mode selection (HLSModeSelection) RNP parameter determines which of these two compressed mode methods is used. Note that even if the use of the single frame method is allowed, it may not be possible to construct a suitable transport format combination set (TFCS); in such a case the RNC can use the double frame method. The following figure describes the selection procedure when the single frame method is allowed: 54 Id:0900d805808a8475 Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control Compressed mode HLS mode selection Current TFS(s) allows *) single frame method? Yes Single frame method No Current TFS(s) allows *) double frame method? Yes Double frame method No Possible to add non-zero TF(s) to TFS(s) so that single frame method is possible *) Yes TrCH reconfiguration and single frame method Yes TrCH reconfiguration and double frame method No Possible to add non-zero TF(s) to TFS(s) so that double frame method is possible *) No Single frame is possible if non-zero TF(s) in TFS(s) are not allowed to use Yes Single frame method *) Gap is possible to obtain without restricting highest allowed TF to zero No Double frame method Figure 14 Note: RNP parameter HLSModeSelection defines whether HLS 1/2 is allowed to be used Selection of the higher layer scheduling mode One transmission gap pattern consists of one compressed frame and at least one normal frame when the single frame method is used. When the double frame method is used, one transmission gap pattern consists of two compressed frames and at least one normal frame. The total number of frames within the transmission gap pattern is controlled with the following RNP parameters: • DN03471612 Transmission gap pattern length in case of single frame: NRT PS service and IF measurement (TGPLsingleframeNRTPSinterFreq) parameter defines the Id:0900d805808a8475 Confidential 55 Compressed mode WCDMA RAN and I-HSPA RRM Handover Control • • • length of the transmission gap pattern for WCDMA inter-frequency measurements in case of compressed mode with single frame gap and UE using non-real-time packet-switched data service. Transmission gap pattern length in case of double frame: NRT PS service and IF measurement (TGPLdoubleframeNRTPSinterFreq) parameter defines the length of the transmission gap pattern for WCDMA inter-frequency measurements in case of compressed mode with double frame gap and UE using non-real-time packet-switched data service. Transmission gap pattern length in case of single frame: NRT PS service and GSM measurement (TGPLsingleframeNRTPSgsm) parameter defines the length of the transmission gap pattern for GSM inter-RAT measurements in case of compressed mode with single frame gap and UE using non-real-time packet-switched data service. Transmission gap pattern length in case of double frame: NRT PS service and GSM measurement (TGPLdoubleframeNRTPSgsm) parameter defines the length of the transmission gap pattern for GSM inter-RAT measurements in case of compressed mode with double frame gap and UE using non-real-time packet-switched data service. Note (not valid for I-HSPA Adapter solution): If there are NBxxx's with CHC48 plug in unit configuration connected to the RNC, then configured values of the all TGPL* parameters are equal. When the single frame method is used, the position of the transmission gap within the compressed frame is controlled with the Gap position single frame (GapPositionSingleFrame)RNP parameter. The parameter determines the starting slot of the transmission gap within the compressed frame. When the double frame method is used, the number of the transmission gap-starting slot is always eleven. 3.3 Synchronization of compressed mode gaps Both UE and BTS have to be aware of the timing of transmission gaps. Furthermore, transmission gaps have to be in the same time slot in uplink and downlink direction if both directions are compressed. However, uplink and downlink gaps do not overlap totally. There is a shift of 1024 chips between the uplink and the downlink gap. Non-overlapping parts are in the beginning and in the end of the gap, which means that the effective gap length is about 2048 chips shorter. The synchronization of gapped frames is handled by the Transmission Gap Connection Frame Number (TGCFN). TGCFN is declared as integer with values from 0 to 255. Duration of one frame is 10 ms, thus one CFN cycle takes 2.56 seconds. The Connection Frame Number (CFN) is calculated from the System Frame Number (SFN) and the frame offset which is measured by the UE for each cell participating in the soft handover. If the Support for I-HSPA Sharing and Iur Mobility Enhancements feature is enabled, current CFN maintained by the Frame Protocol entity in SRNC is used during anchoring, The TGCFN for the initial activation of compressed mode refers to future CFNs and can be adjusted by the offset parameter Offset for activation time (ActivationTimeOffset) and the quantity TRRC. These parameters define how many ms (frames) is the time delay to start compressed mode or some other action: TGCFN = (CFN + MIN(ActivationTimeOffset + TRRC, 2200)/10) mod 256 56 Id:0900d805808a8475 Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control Compressed mode For more information on TRRC see Section Activation time for synchronized radio bearer procedures in "WCDMA RAN RRM Admission Control". For example the CFN counter has the value 100 and the CFN offset parameters’ sum is 1000 ms at the time the start of compressed mode is decided. Compressed mode starts in the radio path when the CFN counter reaches 200 and the TGCFN parameter indicates 200. When a soft handover link for the UE is added, the existing link(s) in the UE context have a particular Transmission Gap Pattern Sequence active and the Transmission Gap Pattern Sequence (TGPS) needs to be synchronized. The RNC sets the Transmission Gap Connection Frame Number (TGCFN) so that the Transmission Gap Pattern Sequence is started at the same time as in the existing radio links of the active set. At first the number of frames is determined for which compressed mode has lasted in this RRC connection at the time when compressed mode for the new soft handover link is planned to be started. The RNC starts compressed mode one frame before the current CFN, that is the passed CFN value ((CFNcurrent -1 + 256) mod 256). The CFN is not sufficient to evaluate the duration of compressed mode, because compressed mode can take several CFN cycles. RRM requests the SFN from the frame protocol and calculates the CFN by using the SFN and the Frame Offset. The SFN has values between 0 and 4095. Therefore one SFN cycle takes 40.96 seconds. It is assumed that compressed mode does not take more than one SFN cycle. One of the cells in the active set is selected as a reference cell for the duration of compressed mode even if the active set is updated such that the reference cell does not belong to the active set anymore. The RNC stores the frame offset of this reference cell to be able to calculate the current CFN of this individual RRC connection. If the Support for I-HSPA Sharing and Iur Mobility Enhancements feature is enabled, any of the currently active cells under the SRNC can be used as reference cell during anchoring as there are no active set cells under the SRNC during anchoring. Finally the Transmission Gap Connection Frame Number (TGCFN) for the new soft handover radio link is determined. When compressed mode changes from HSDPA compressed mode to DCH compressed mode or vice versa, data for the reconfiguration procedure and for starting the new transmission gap pattern are set so that they all point to the next frame after the last frame of the old transmission gap pattern. 3.4 Compressed mode for HSDPA HSDPA compressed mode can be activated for an UE if all of the following conditions are true: • • • • The HSDPA Inter-Frequency Handover feature is enabled for the RNC. HSDPA mobility is enabled with RNC configuration parameter HSDPAMobility. DCH compressed mode is enabled with the RNC-wide configuration parameter CMmasterSwitch. HSDPA compressed mode in the serving cell is enabled. Handover control checks whether these conditions are true when HSDPA compressed mode is started for the first time in an UE after coming to CELL_DCH state. The result of this check remains effective for the UE as long as it stays in CELL_DCH state despite of possible changes in licence or parameters. For example if the state information of the licence 'HSDPA inter-frequency handover' changes from 'on' to 'off' or 'config' while DN03471612 Id:0900d805808a8475 Confidential 57 Compressed mode WCDMA RAN and I-HSPA RRM Handover Control HSDPA compressed mode is already established for an individual UE, compressed mode is not deactivated immediately but based on the next normal deactivation. HSDPA compressed mode will remain available for that UE as long as it stays in CELL_DCH state. When HSDPA is configured in the UE, compressed mode is configured depending on UE measurement capability requirements. The RNC selects the compressed mode method for the DPCH as described below. The method selection algorithm cannot be controlled by any parameter: • • downlink compressed mode method • Halving the spreading factor method is used for the DPCH when HS-DSCH is configured. The same method applies regardless of whether AMR services exist or not. • Halving the spreading factor method is also used in downlink when conversational traffic class RB on dedicated chanel and packet-switched non-real time RB(s) on HS-DSCH is configured for the UE. uplink compressed mode method • Higher layer scheduling compressed mode method is used when HSDSCH/DCH (DL/UL) is configured, the total sum bit rate of all uplink NRT DCHs is greater than 128 kbps with or without AMR, and no RT PS DCH is configured. • Halving the spreading factor method is used when HS-DSCH/DCH is configured, the total sum bit rate of all uplink NRT DCHs is less than or equal to 128 kbps with or without AMR, and no RT PS DCH is configured. • If compressed mode is triggered in a situation when minimum uplink SF=4 and RT PS DCH is configured for the RRC connection, all NRT DCHs are released and immediately after that halving the spreading factor method is used in both uplink and downlink. • Otherwise, halving the spreading factor method is used when HS-DSCH/DCH is configured. Compressed mode pattern for HSDPA equal in principle with the ones that are used for DCH. The following HSDPA specific parameters need to be specified: • • • • 58 TGPL for HSDPA and IF measurement (TGPLHSDPAInterFreq) parameter defines the length of the transmission gap pattern for WCDMA inter-frequency measurement in case of HSDPA compressed mode with single frame gap. TGPL for AMR and HSDPA and IF measurement (TGPLAMRHSDPAInterFreq) parameter defines the length of the transmission gap pattern for WCDMA inter-frequency measurement in case of AMR and HSDPA compressed mode with single frame gap. A single frame method is used in HSDPA compressed mode. Gap position single frame (GapPositionSingleFrame) parameter determines the starting slot number of the transmission gap inside a frame in case of single frame compressed mode. Recovery Period Power in UL Compressed Mode (UpLinkRecoveryPeriodPowerMode) parameter defines the mode of the uplink power control algorithm and the uplink power step size after each transmission gap (within the compressed frames) during the recovery period. The recovery period length is the minimum value of the transmission gap length and 7 slots. Id:0900d805808a8475 Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control • • Compressed mode Initial transmit power in uplink compressed mode (UpLinkInitialTransmitPowerMode) The uplink DPCCH power for the first slot after the transmission gap is calculated by using the latest transmitted uplink DPCCH power value and ΔPILOT. This parameter determines whether the TPC command sent in response to the last pilot bits transmitted prior to the transmission gap is applied to uplink DPCCH power calculation. Alternative scrambling code can be used for DPCH only. Compressed Mode: Alternative scrambling code (AltScramblingCodeCM) parameter defines whether the alternative scrambling code is allowed to be used in case of compressed mode method halving the spreading factor. Note (not valid for I-HSPA Adapter solution): If there are NBxxx's with CHC48 plug in unit configuration connected to the RNC, then configured values of the all TGPL* parameters are equal. While compressed mode is active, HSDPA (HS-DSCH/DCH) can be allocated, released or reconfigured as follows: • • Allocation can be triggered based on capacity requests or because of channel type switch criteria. Release or reconfiguration as DCH/DCH x/x kbps configuration is allowed because of any reason. During the allocation, release or reconfiguration, compressed mode is modified based on corresponding DCH compressed mode parameters. Compressed mode is stopped if the release of the HSDPA results in an RRC connection ends with an SRB only, that is DCH/DCH 0/0 kbps configuration. The DCH uplink channel of an HS-DSCH/DCH configuration can be reconfigured while HSPA compressed mode is active. Inter-frequency handover measurements itself continue without changes when compressed mode changes from HSDPA compressed mode to DCH compressed mode or vice versa. HSPA (HS-DSCH/E-DCH) is not allocated while compressed mode is active. PS RABs can be reconfigured during HSDPA compressed mode and the reconfiguration of SPI because of PS RAB reconfiguration is supported. 3.5 Restrictions because of cell capacity Compressed mode has an effect on the cell capacity, coverage and quality because both the UE and the BTS tend to increase their transmission power for compressed frames. To keep this problem in check, it is possible to limit the number of UEs in compressed mode on a cell-by-cell basis: • • critical HO reasons: The MaxNumberUECmHO RNP parameter determines the maximum number of UEs that can be in compressed mode at the same time within the cell because of quality, coverage, directed emergency call or immediate IMSI based handover reasons best effort HO reasons: The MaxNumberUECmSLHO RNP parameter determines the maximum number of UEs that can be in compressed mode at the same time within the cell because of service or load based handover reasons. If the number of UEs in compressed mode has already reached the allowed maximum, the RNC does not activate compressed mode even if it is needed. As concerns soft handover, the number of UEs in compressed mode must be below the maximum limit in all cells participating in soft handover before the RNC can activate compressed mode. DN03471612 Id:0900d805808a8475 Confidential 59 Compressed mode WCDMA RAN and I-HSPA RRM Handover Control Once compressed mode has been activated, to secure the mobility of the UEs, it is possible to add a new cell (soft handover branch) into the active set even though the number of UEs in compressed mode in the cell in question should exceed the maximum. Compressed mode measurements because of load reasons have a higher priority than measurements because of service reasons. Also, quality and coverage reason handovers can steal capacity from this amount of UEs in compressed mode if needed. Note that in the event of compressed mode because of directed emergency call based handover, the value of the RNP parameter Maximum number of UEs in CM because of critical HO measurement (MaxNumberUECmHO) can be exceeded. However, the UEs in compressed mode are calculated in the Number of UEs in compressed mode simultaneously in one cell. For an individual cell, the maximum number of UEs with HS-DSCH/DCH allocated that are simultaneously in compressed mode is limited with the RNP parameters MaxNumberUEHSPACmHO and MaxNumberUEHSPACmNCHO. Former one is for critical handover reasons and latter one for non-critical handover reasons. Critical handover reasons can use capacity from non-critical ones if needed. New UEs do not enter to HSDPA compressed mode while the threshold is exceeded. Furthermore, UEs are not reconfigured from HSPA to HSDPA configuration or from HSPA/HSDPA to DCH configuration if the start of compressed mode is required. If a UE is in HSDPA compressed mode and a new soft handover branch is to be added, the maximum number of UEs in HSDPA compressed mode in a cell is temporarily allowed to be exceeded. However, all UEs in an individual cell that are in compressed mode are counted to the number of UEs in the corresponding compressed mode counter. The thresholds are checked once when compressed mode starts. The thresholds are not re-checked when DCH compressed mode is reconfigured as HSDPA compressed mode or vice versa. The interference load of a cell is not taken into account for the decision on starting DCH or HSDPA compressed mode. measurement capability IE of certain UEs can indicate that the CM is not needed, g The that is, the UEs have dual-receiver capability. 60 Id:0900d805808a8475 Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control Macro diversity combining 4 Macro diversity combining Keeping the UE connected to more than one BTS at one and the same time is a waste of system capacity since one connection is in principle enough. However, through a process called Macro Diversity Combining (MDC), the Radio Network Controller (RNC) is able to combine the signals that it receives from the UE through different BTSs. Inversely, the RNC can replicate the downlink signal and send it to the UE over more than one BTS. Because the system has the ability to combine a number of uplink data streams in the RNC, the UE can use less transmission power, which reduces interference and, consequently, increases capacity. This reduction of interference outweighs the capacity wasted by maintaining several radio links for the UE. MDC is the best way to enhance the subjective quality of a call in Wideband Code Division Multiple Access (WCDMA), as the UE is not allowed to simply increase its transmission power. Unless a piece of transmitting equipment is equipped with a smart antenna system or some functional equivalent, the signals from it propagate omnidirectionally. Typically the radio signal has bounced off various obstacles in the radio path a number of times before it reaches the receiver. As a result the receiver is bombarded, over a very short time span, with a number of components of the same signal, called multipath components. These multipath components were all transmitted at the same instant, but travelled along different paths (of varying length) before reaching the receiver. Multipath propagation may be beneficial or harmful, as the multipath components interfere with each other; sometimes the result is a strengthened signal, sometimes an attenuated one. Graphically, the resultant, received signal contains a number of noticeable spikes. Because of the high frequencies and consequent short wavelengths used in WCDMA Radio Access Network (RAN), even the slightest displacement of the UE has a great effect on how the multipath components interfere with each other. Because of this, the signal often experiences so-called fast fading, that is, it is rapidly attenuated only to bounce back an instant later. To be able to process the signal under these circumstances, the network has to be capable of tracking the fast fading profile of the signal and adjusting the transmission power to compensate. Also, it is a great advantage if the same signal can be picked up by a number of receivers, as this increases the likelihood of a continuous, even quality. In WCDMA RAN, this is exactly what is done with a process known as macro diversity combining. At face value, multipath propagation, and the consequent unreliable signal strength, would seem to be a big problem. However, with the help of advanced digital signal processing WCDMA RAN takes what logically seems like a major obstacle and turns it into an advantage. Because it knows the scrambling code, the WCDMA receiver can separate the multipath components over a brief period of time, and compare the components to each other. The only requirement is that the components are offset by at least one chip when received. Since the chip rate is fixed at 3.84Mchips/second in WCDMA RAN, the length of one chip is always 78 meters (speed of light / chip rate). So, provided that the radio path of one multipath component - or branch - is 78 m or more longer than that of another multipath component, the receiver can distinguish the two components as separate signals. Before the UE transmits any data it has to be split into transport blocks (TB), each of which receives cyclic redundancy check (CRC) error coding. The transport blocks, in turn, become part of a frame, the size of which depends on the interleaving length used. DN03471612 Id:0900d805808a8476 Confidential 61 Macro diversity combining WCDMA RAN and I-HSPA RRM Handover Control Each frame is tagged with a connection frame number (CFN). In Figure 15 Macro diversity combining, three BTSs receive the signal sent by the UE. Each of these BTSs separately estimates the quality of the signal that it has received; the WCDMA checks the CRC for each transport block and determines whether the data in the transport block is reliable or not. Next it makes a quality estimate (QE) for the whole frame, based on the BER of the transport channel. If more than one transport block passes the CRC check, the one belonging to the frame with the highest quality estimate is selected. If two transport blocks prove to be equally good one of them is selected randomly. If none of the transport blocks is OK, the one with the lowest BER is selected. Thus, it is possible, on a transport block-by-transport block basis, to select the best signal. In the macro diversity point in the following figure, for example, the signal from the UE is collected from three base stations and two RNCs. Thus, the Serving Radio Network Controller (SRNC) receives Iub and Iur Dedicated Traffic Channel (DCH) data streams coming from different BTSs and combines them. After the SRNC there is only one uplink DCH data stream. Similarly, the DCH data stream is split towards the BTSs in the downlink; the signal is transmitted to the UE from three base stations. The UE performs macro diversity combining on the downlink DCH data streams. Because of the high frequency used, WCDMA signals vary constantly. If the UE was allowed to connect only to one BTS at a time the quality of the signal would fluctuate constantly. Because the UE can be, and typically is, connected to two or more BTSs, there is a much greater chance that at least one of the BTS receives a signal of adequate quality at any one time. Likewise, in the downlink direction, the UE can choose the best of a number of signals. In the uplink and downlink direction alike the choice typically varies many times per second. 62 Id:0900d805808a8476 Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control Macro diversity combining CFN=3 QE=5 CFN=3 QE=4 CFN=3 QE=4 TB CRC = NOK TB CRC = NOK TB CRC = NOK TB CRC = OK TB CRC = OK TB CRC = NOK TB CRC = NOK TB CRC = NOK TB CRC = OK TB CRC = OK TB CRC = NOK TB CRC = NOK BTS1 BTS2 BTS3 Active Set BTS1 Macro Diversity Point Core Network Figure 15 BTS2 RNC BTS3 RNC Macro diversity combining Thanks to macro diversity combining, less transmission power can be used, both in the uplink and the downlink. This is directly related to the inherent fluctuating signal strength, which makes the signal equally likely to be strong or weak. Since the signal is received by two or more BTSs, the same signal travels along different paths yielding completely different signal strengths from one BTS to the next. Consider the scenario exemplified by Figure 16 Handover scenario: branch addition rejected: At time T1 the UE is connected to BTS10, BTS11 and BTS14. The UE proceeds to a new location and at T2 finds itself within range of BTS5, BTS2 and BTS1, of which BTS5 is temporarily overloaded. The strength of the pilot signals from BTS5, BTS2 and BTS1, as measured by the UE, indicates that BTS5 provides the best signal. The UE relays the measurement results to the RNC which initiates a branch addition request (for BTS5). Because of the heavy load in the cell admission control rejects the request and the RRC connection of the UE is dropped. DN03471612 Id:0900d805808a8476 Confidential 63 Macro diversity combining WCDMA RAN and I-HSPA RRM Handover Control The reason for this is that, if the UE had been allowed to connect to BTS5, it could have decreased its transmission power and consequently the amount of interference produced by it. Likewise, if the UE were allowed to connect to the second-best candidates, BTS1 and BTS2 in this case, BTS1 and BTS2 would have to transmit with unnecessarily high power levels. Lastly, the abnormally high transmission powers used in such a situation would further deteriorate the situation in cell BTS5. For this reason the UE possibly never be connected to the second-best BTS. Active set: BTS1, 2 - branch to BTS5 rejected BTS2 BTS1 BTS5 BTS9 BTS6 BTS10 BTS13 Figure 16 BTS7 BTS11 BTS14 Active set: BTS10, 11 and 14 Handover scenario: branch addition rejected Dropping an RRC connection because of momentary overload is a drastic solution and is, because of the design of radio resource management, a rare event in WCDMA RAN. An RRC connection is dropped only once all other possibilities have been exhausted. The number of possibilities at the network's disposal depends largely on the quality requirements of the service in question and on the network configuration at the particular place where the UE is located. One solution is to hand the connection over to another carrier frequency or radio access technology (for example GSM). Optimum cell selection, together with fast closed loop power control, guarantees that the network elements use the lowest possible transmission power at all times, thus reducing the amount of interference in the network. This in turn impacts on the quality, capacity and coverage that the network can offer. For a more technical description of the macro diversity combining, see Section Signal processing in RNC. 64 Id:0900d805808a8476 Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control WCDMA frequency bands 5 WCDMA frequency bands The supported FDD frequency bands are WCDMA 2100 (RF band I), WCDMA 1900 (RF band II), WCDMA 1800 (RF band III), WCDMA 1700/2100 (RF band IV), WCDMA 850 (RF band V), WCDMA 800 (RF band VI), WCDMA 2600 (RF band VII), WCDMA 900 (RF band VIII), and WCDMA 1700 (RF band IX), Extended WCDMA 1700/2100 (RF band X), WCDMA 1500 (RF band XI), WCDMA 730 (RF band XII), WCDMA 750(RF band XIII), and WCDMA 760 (RF band XIV). All fourteen frequency bands support the same features. The RF band I for WCDMA 2100 is the following: • • • Uplink: 1920 MHz – 1980 MHz, UARFCN 9612 – 9888 Downlink: 2110 MHz – 2170 MHz, UARFCN 10562 – 10838 Duplex distance: 190 MHz The RF band II for WCDMA 1900 is the following: • • • Uplink: 1850 MHz – 1910 MHz, UARFCN 9262 – 9538 and additional channels 12, 37, 62, 87, 112, 137, 162, 187, 212, 237, 262, 287 Downlink: 1930 MHz – 1990 MHz, UARFCN 9662 – 9938 and additional channels 412, 437, 462, 487, 512, 537, 562, 587, 612, 637, 662, 687 Duplex distance: 80 MHz. The RF band III for WCDMA 1800 is the following: • • • Uplink: 1710 MHz – 1785 MHz, UARFCN 937 – 1288 Downlink: 1805 MHz – 1880 MHz, UARFCN 1162 – 1513 Duplex distance: 95 MHz The RF band IV for WCDMA 1700/2100 is the following: • • • Uplink: 1710 MHz – 1755 MHz, UARFCN 1312 – 1513 and additional channels 1662, 1687, 1712, 1737, 1762, 1787, 1812, 1837, 1862 Downlink: 2110 MHz – 2155 MHz, UARFCN 1537 – 1738 and additional channels 1887, 1912, 1937, 1962, 1987, 2012, 2037, 2062, 2087 Duplex distance: 400 MHz The RF band V for WCDMA 850 is the following: • • • Uplink: 824 MHz - 849 MHz, UARFCN 4132 - 4233 and additional channels 782, 787, 807, 812, 837, 862 Downlink: 869 MHz - 894 MHz, UARFCN 4357 - 4458 and additional channels 1007, 1012, 1032, 1037, 1062, 1087 Duplex distance: 45 MHz. The RF band VI for WCDMA 800 is the following: • • • Uplink: 830 MHz - 840 MHz, UARFCN 4162 - 4188 and additional channels 812, 837. Downlink: 875 MHz - 885 MHz, UARFCN 4387 - 4413 and additional channels 1037, 1062. Duplex distance 45 MHz. The RF band VII for WCDMA 2600 is the following: • DN03471612 Uplink: 2500 MHz - 2570 MHz, UARFCN 2012 - 2338 and additional channels 2362, 2387, 2412, 2437, 2462, 2487, 2512, 2537, 2562, 2587, 2612, 2637, 2662, 2687. Id:0900d805808a8477 Confidential 65 WCDMA frequency bands WCDMA RAN and I-HSPA RRM Handover Control • • Downlink: 2620 MHz - 2690 MHz, UARFCN 2237 - 2563 and additional channels 2587, 2612, 2637, 2662, 2687, 2712, 2737, 2762, 2787, 2812, 2837, 2862, 2887, 2912. Duplex distance: 120 MHz The RF band VIII for WCDMA 900 is the following: • • • Uplink: 880 MHz – 915 MHz, UARFCN 2712 – 2863 Downlink: 925 MHz – 960 MHz, UARFCN 2937 – 3088 Duplex distance: 45 MHz The RF band IX for WCDMA 1700 is the following: • • • Uplink: 1749.9 MHz – 1784.9 MHz, UARFCN 8762 – 8912 Downlink: 1844.9 MHz – 1879.9 MHz, UARFCN 9237 – 9387 Duplex distance: 95 MHz The RF band X for Extended WCDMA 1700/2100 is the following: • • • Uplink: 1710 MHz – 1770 MHz, UARFCN 2887 – 3163 and additional channels 3187, 3212, 3237, 3262, 3287, 3312, 3337, 3362, 3387, 3412, 3437, 3462. Downlink: 2110 MHz – 2170 MHz, UARFCN 3112 – 3388 and additional channels 3412, 3437, 3462, 3487, 3512, 3537, 3562, 3587, 3612, 3637, 3662, 3687. Duplex distance: 400MHz The RF band XI for WCDMA 1500 is the following: • • • Uplink: 1427.9 MHz – 1452.9 MHz, UARFCN 3487 – 3587. Downlink: 1475.9 MHz – 1500.9 MHz, UARFCN 3712 – 3812. Duplex distance: 48MHz The RF band XII for WCDMA 730 is the following: • • • Uplink: 698 MHz – 716 MHz, UARFCN 3612 – 3678 and additional channels 3702, 3707, 3732, 3737, 3762, 3767. Downlink: 728 MHz – 746 MHz, UARFCN 3837 – 3903 and additional channels 3927, 3932, 3957, 3962, 3987, 3992. Duplex distance: 30 MHz The RF band XIII for WCDMA 750 is the following: • • • Uplink: 777 MHz – 787 MHz, UARFCN 3792 – 3818 and additional channels 3842, 3867. Downlink: 746 MHz – 756 MHz, UARFCN 4017 – 4043 and additional channels 4067, 4092. Duplex distance: 31 MHz The RF band XIV for WCDMA 760 is the following: • • • Uplink: 788 MHz – 798 MHz, UARFCN 3892 – 3918 and additional channels 3942, 3967. Downlink: 758 MHz – 768 MHz, UARFCN 4117 – 4143 and additional channels 4167, 4192. Duplex distance: 30 MHz The normal channel raster is 200 kHz, which means that in bands I, III, VIII, IX, and XI the center frequency must be an integer multiple of 200 kHz. In bands II, IV, V, VI, VII, X, XII, XIII, and XIV, the normal channel raster can be used, but also additional centre frequencies are specified and the centre frequencies for these channels are shifted 100 66 Id:0900d805808a8477 Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control WCDMA frequency bands kHz in relation to the normal raster. Table UTRA absolute radio frequency channel numbers defined by 3GPP below introduces the channel numbering space according to the centre frequency of the carriers in bands I, II, III, IV, V, VI, VII, VIII, IX, X, XI, XII, XIII, and XIV. These channel numbers are defined by 3GPP. The allowed channel numbers in US WCDMA 1900, band II, are a subset of these see UARFCN parameter description in WCDMA Radio Network Configuration Parameters. Frequency band Uplink UE transmit, BTS receive Downlink UE receive, BTS transmit RF band I 9612 to 9888 10562 to 10838 RF band II 9262 to 9538 and additional channels 12, 37, 62, 87, 112, 137, 162, 187, 212, 237, 262, 287 9662 to 9938 and additional channels 412, 437, 462, 487, 512, 537, 562, 587, 612, 637, 662, 687 RF band III 937 to 1288 1162 to 1513 RF band IV 1312 to 1513 and additional channels 1662, 1687, 1712, 1737, 1762, 1787, 1812, 1837, 1862 1537 to 1738 and additional channels 1887, 1912, 1937, 1962, 1987, 2012, 2037, 2062, 2087 RF band V 4132 to 4233 and additional channels782, 787, 807, 812, 837, 862 4357 to 4458 and additional channels1007, 1012, 1032, 1037, 1062, 1087 RF band VI 4162 to 4188 and additional channels 812, 837 4387 to 4413 and additional channels 1037, 1062 RF ban VII 2012 to 2338 and additional channels 2362, 2387, 2412, 2437, 2462, 2487, 2512, 2537, 2562, 2587, 2612, 2637, 2662, 2687 2237 to 2563 and additional channels 2587, 2612, 2637, 2662, 2687, 2712, 2737, 2762, 2787, 2812, 2837, 2862, 2887, 2912 RF band VIII 2712 to 2863 2937 to 3088 RF band IX 8762 to 8912 9237 to 9387 RF band X 2887 to 3163 and additional channels 3187, 3212, 3237, 3262, 3287, 3312, 3337, 3362, 3387, 3412, 3437, 3462 3112 to 3388 and additional channels 3412, 3437, 3462, 3487, 3512, 3537, 3562, 3587, 3612, 3637, 3662, 3687 RF band XI 3487 to 3587 3712 to 3812 RF band XII 3612 to 3678 and additional channels 3702, 3707, 3732, 3737, 3762, 3767 3837 to 3903 and additional channels 3927, 3932, 3957, 3962, 3987, 3992 RF band XIII 3792 to 3818 and additional channels 3842, 3867 4017 to 4043 and additional channels 4067, 4092 RF band XIV 3892 to 3918 and additional channels 3942, 3967 4117 to 4143 and additional channels 4167, 4192 Table 5 UTRA absolute radio frequency channel numbers defined by 3GPP Table Allowed channel numbers of US WCDMA 1900 in band II below introduces the allowed channel numbers in each frequency block of US WCDMA 1900 in frequency band II. DN03471612 Id:0900d805808a8477 Confidential 67 WCDMA frequency bands WCDMA RAN and I-HSPA RRM Handover Control Uplink Downlink Bloc k Frequency Allowed channel numbers Frequency Allowed channel numbers A 1850 - 1865 9263 - 9312, 12, 37, 62 1930 - 1945 9663 - 9712, 412, 437, 462 B 1870 - 1885 9363 - 9412, 112, 137, 162 1950 - 1965 9763 - 9812, 512, 537, 562 C 1895 - 1910 9488 - 9537, 237, 262, 287 1975 - 1990 9888 - 9937, 637, 662, 687 D 1865 - 1870 87 1945 - 1950 487 E 1885 - 1890 187 1965 - 1970 587 F 1890 - 1895 212 1970 - 1975 612 Table 6 Allowed channel numbers of US WCDMA 1900 in band II The UARFCN parameter defines the downlink channel number and the carrier frequency of the serving cell, and the AdjiUARFCN parameter defines the downlink channel number and the carrier frequency of the inter-frequency neighbor cell. The relation between the UARFCN and the corresponding carrier frequency [MHz] in the RF bands I, II, III, IV, V, VI, VII, VIII, IX, X, XI, XII, XIII, XIV is defined in the following way: Uplink: NU = 5 * (FUL – FUL_Offset), for the carrier frequency range FUL_low ≤ FUL ≤ FUL_high Downlink: ND = 5 * (FDL – FDL_Offset), for the carrier frequency range FDL_low ≤ FDL ≤ FDL_high For each operating band, FUL_Offset, FUL_low, FUL_high, FDL_Offset, FDL_low, and FDL_high are defined in Table UARFCN definition (general) below for the normal 200 kHz channel raster. For the additional UARFCN, FUL_Offset, FDL_Offset and the specific FUL and FDL are defined in Table 8 UARFCN definition (additional channels) . Ban d UPLINK (UL) DOWNLINK (DL) UE transmit, Node B receive UE receive, Node B transmit UARFCN formula offset FUL_Offset [MHz] Carrier frequency (FUL) range [MHz] Carrier frequency (FDL) range [MHz] FUL_low FUL_high UARFCN formula offset FDL_Offset [MHz] FDL_low FDL_high I 0 1922.4 1977.6 0 2112.4 2167.6 II 0 1852.4 1907.6 0 1932.4 1987.6 III 1525 1712.4 1782.6 1575 1807.4 1877.6 IV 1450 1712.4 1752.6 1805 2112.4 2152.6 V 0 826.4 846.6 0 871.4 891.6 VI 0 832.4 837.4 0 877.4 882.6 VII 2100 2502.4 2567.6 2175 2622.4 2687.6 Table 7 68 UARFCN definition (general) Id:0900d805808a8477 Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control Ban d UPLINK (UL) DOWNLINK (DL) UE transmit, Node B receive UE receive, Node B transmit UARFCN formula offset FUL_Offset [MHz] Carrier frequency (FUL) range [MHz] Carrier frequency (FDL) range [MHz] FUL_low FUL_high UARFCN formula offset FDL_Offset [MHz] FDL_low FDL_high VIII 340 882.4 912.6 340 927.4 957.6 IX 0 1752.4 1782.4 0 1847.4 1877.4 X 1135 1712.4 1767.6 1490 2112.4 2167.6 XI 733 1430.4 1450.4 736 1478.4 1498.4 XII -22 700.4 713.6 -37 730.4 743.6 XIII 21 779.4 784.6 -55 748.4 753.6 XIV 12 790.4 795.6 -63 760.4 765.6 Table 7 Band UARFCN definition (general) (Cont.) UPLINK (UL) DOWNLINK (DL) UE transmit, Node B receive UE receive, Node B transmit UARFCN formula offset FUL_Offset [MHz] Carrier frequency [MHz] (FUL) UARFCN formula offset FDL_Offset [MHz] Carrier frequency [MHz] (FDL) II 1850.1 1852.5, 1857.5, 1862.5, 1867.5, 1872.5, 1877.5, 1882.5, 1887.5, 1892.5, 1897.5, 1902.5, 1907.5 1850.1 1932.5, 1937.5, 1942.5, 1947.5, 1952.5, 1957.5, 1962.5, 1967.5, 1972.5, 1977.5, 1982.5, 1987.5 IV 1380.1 1712.5, 1717.5, 1722.5, 1727.5, 1732.5, 1737.5, 1742.5, 1747.5, 1752.5 1735.1 2112.5, 2117.5, 2122.5, 2127.5, 2132.5, 2137.5, 2142.5, 2147.5, 2152.5 V 670.1 826.5, 827.5, 831.5, 832.5, 837.5, 842.5 670.1 871.5, 872.5, 876.5, 877.5, 882.5, 887.5 VI 670.1 832.5, 837.5 670.1 877.5, 882.5 VII 2030.1 2502.5, 2507.5, 2512.5, 2517.5, 2522.5, 2527.5, 2532.5, 2537.5, 2542.5, 2547.5, 2552.5, 2557.5, 2562.5, 2567.5 2105.. 2622.5, 2627.5, 2632.5, 2637.5, 2642.5, 2647.5, 2652.5, 2657.5, 2662.5, 2667.5, 2672.5, 2677.5, 2682,5, 2687.5 X 1075.1 1712.5, 1717.5, 1722.5, 1727.5, 1732.5, 1737.5, 1742.5, 1747.5, 1752.5, 1757.5, 1762.5, 1767.5 1430.1 2112.5, 2117.5, 2122.5, 2127.5, 2132.5, 2137.5, 2142.5, 2147.5, 2152.5, 2157.5, 2162.5, 2167.5 XII -39.9 700.5, 701.5, 706.5, 707.5, 712.5, 713.5 -54.9 730.5, 731.5, 736.5, 737.5, 742.5, 743.5 XIII 11.1 779.5, 784.5 -64.9 748.5, 753.5 Table 8 DN03471612 WCDMA frequency bands UARFCN definition (additional channels) Id:0900d805808a8477 Confidential 69 WCDMA frequency bands WCDMA RAN and I-HSPA RRM Handover Control Band XIV Table 8 UPLINK (UL) DOWNLINK (DL) UE transmit, Node B receive UE receive, Node B transmit UARFCN formula offset FUL_Offset [MHz] Carrier frequency [MHz] (FUL) UARFCN formula offset FDL_Offset [MHz] Carrier frequency [MHz] (FDL) 2.1 790.5, 795.5 -72.9 760.5, 765.5 UARFCN definition (additional channels) (Cont.) The RNC derives the uplink carrier frequency from the downlink carrier frequency and the duplex distance. The duplex distance is 190 MHz in frequency band I, 80 MHz in frequency band II, 95 MHz in frequency band III, 400 MHz in frequency band IV, 45 MHz in frequency band V, 45 MHz in frequency band VI, 120 MHz in frequency band VII, 45 MHz in frequency band VIII, 95 MHz in frequency band IX, 400 MHz in frequency band X, 48 MHz in frequency band XI, 30 MHz in frequency band XII, 31 MHz in frequency band XIII and 30 MHz in frequency band XIV. The RNC supports inter-frequency handovers between all WCDMA FDD frequency bands. Inter-system handovers between any WCDMA FDD frequency band and GSM/EDGE band/network are supported. The RNC requests information from the UE about the WCDMA FDD frequency bands and the GSM frequency bands which the UE supports. The RNC checks that the UE supports the FDD frequency band, which is used in an inter-frequency neighbor cell before it can select the cell into the neighbor cell list which is transmitted to the UE for inter-frequency measurements. Similarly, the RNC checks that the UE supports the GSM frequency band, which is used in a GSM neighbor cell before it can select the cell into the neighbor cell list which is transmitted to the UE for inter-system measurements. 70 Id:0900d805808a8477 Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control Directed RRC connection setup 6 Directed RRC connection setup Directed RRC connection setup is a general feature in the RAN. Directed RRC connection setup provides an efficient way to balance load between two (or more) carrier frequencies within one base station. The RNC balances the load by establishing the RRC connection on the carrier frequency (cell) which has less load. The prerequisite for the directed RRC connection setup procedure is that the cells involved belong to the same sector of the base station. The Sector Identifier (SectorID) parameter uniquely identifies the sector of the base station a cell belongs to. Two (or more) cells can belong to the same sector if they have equal coverage areas. The coverage areas can be considered as equal if the cells have identical values for the following parameters (the RNC is not able to check whether the antenna beams of the cells are directed equally): • • Transmission power of the primary CPICH channel (PtxPrimaryCPICH ) Offset of the P-CPICH and reference service powers (CPICHtoRefRABoffset) Directed RRC connection setup is possible between cells if the following RNP parameters are identical for the cells in question: • • • Sector Identifier (SectorID) PLMN code (WCELGlobalCNid – WCELPLMNid – WCELMCC and WCELGlobalCNid – WCELPLMNid – WCELMNC) Multiple PLMN List Included (MultiplePLMNListIncluded) defines whether or not Multiple PLMN List is broadcast in the cell. For a description of the parameters, see WCDMA Radio Network Configuration Parameters. The UE initiates the RRC connection setup procedure in the cell on which it camped in idle mode (that is, source cell). The RNC can direct the RRC connection setup request to another (target) cell within the same sector if the target cell has less load than the source cell. The decision procedure is controlled with the following parameters: • • • • Prx Offset for DRRC (DRRCprxOffset) parameter determines the threshold level which the total received wideband interference power (uplink load) in the source cell must exceed before the RNC may direct the RRC connection setup to another cell within the sector. Ptx Offset for DRRC (DRRCptxOffset) parameter determines the threshold level which the total transmitted power (downlink load) in the source cell must exceed before the RNC can direct the RRC connection setup to another cell within the sector. Prx Margin for DRRC (DRRCprxMargin) parameter determines the margin by which the uplink load of the source cell must exceed the uplink load of the target cell before the RNC can direct the RRC connection setup to the target cell. Ptx Margin for DRRC (DRRCptxMargin) parameter determines the margin by which the downlink load of the source cell must exceed the downlink load of the target cell before the RNC can direct the RRC connection setup to the target cell. In addition to the received wideband interference, the uplink load is also measured in the DCH throughput domain. RNC maintains in each cell the Uplink DCH own cell load factor LDCH,CELL of the DCH users; how to produce the value of the LDCH,CELL see Section Estimations for the received throughput and interference in "WCDMA RAN RRM Admis- DN03471612 Id:0900d805808a8478 Confidential 71 Directed RRC connection setup WCDMA RAN and I-HSPA RRM Handover Control sion Control". The value of the load factor in the target cell(n) is denoted with LDCH,CELL (n). A particular uplink DCH own- cell load threshold LDRRC is defined in the throughput domain for the needs of the DRRC with the equation L DRRC = MAX Figure 17 0, MIN 1- 1 P target + DRRC , LminDCH Definition of uplink DCH own-cell load threshold LDRRC Quantity Ptarget+DRRC is the linear value of the sum of the dB-values of the PrxTarget and DRRCprxOffset management parameters. Uplink own cell DCH threshold LDRCC(n) is defined with the similar equation in the target cell(n). LminDCH is the planned minimum uplink DCH own cell load factor; its value is defined with Section Interference margin for the minimum UL DCH load (PrxLoadMarginDCH) management parameter. For more information, see the Estimations for the received throughput and interference in "WCDMA RAN RRM Admission Control". The CRNC is allowed to allocate the uplink DCH resources up to this throughput limit without considering the received wideband interference. LminDCH(n) denotes the value of the threshold in the target cell(n). If there are PS streaming or CS voice users on HSUPA in the cell, the load factor LDCH,CELL of the UL conditions is replaced by the load factor LCELL: LCELL = LDCH,CELL + LncEDCH,CELL + LstrEDCH,CELL LDCH,CELL is the own cell load factor of the DCH users, for more information see WCDMA RAN RRM Admission Control. The two quantities LncEDCH,CELL(t) and LstrEDCH,CELL(t) are introduced in WCDMA RAN RRM HSUPA. If there is PS streaming or CS voice users on HSDPA in the cell, Directed RRC connection setup is performed in DL direction if one of the following conditions is true: 1. CurrentCellPtxnonHSPA > PtxTargetPSMax + DRRCptxOffset 2. CurrentCellPtxnonHSPA + PtxNCHSDPA > PtxTargetTotMax + DRRCptxOffset 3. CurrentCellPtxnonHSPA + PtxNCHSDPA + PtxSCHSDPA > Pmax + DRRCptxOffset where: • • • • • • • 72 CurrentCellPtxnonHSPA(t) is the sample of the averaged non-HSPA transmission power (measurement). PtxTargetPSMax is the maximum allowed value for dynamically adjusted PtxTargetPS threshold (RNP parameter). PtxTargetTotMax is the maximum allowed value for dynamically adjusted PtxTargetTot threshold, for more details see WCDMA RAN RRM HSDPA. PtxNCHSDPA is the sample of power used by CS voice RBs mapped to HSDPA, for more details see WCDMA RAN RRM HSDPA. PtxSCHSDPA is the sample of power used by PS streaming RBs mapped to HSDPA, for more details see WCDMA RAN RRM HSDPA. Pmax is the maximum tx power of the cell. DRRCptxOffset is a power offset (RNP parameter). Id:0900d805808a8478 Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control Directed RRC connection setup If DRRC has been triggered, PS streaming or CS voice users are on HSPA in the new cell and all of the following conditions are true, the other cell belonging to the same sector is selected for DRRC: 1. CurrentCellPtxnonHSPA – PtxTargetPSMax > CellPtxnonHSPA(n) – PtxTargetPSMax(n) - DRRCptxOffset 2. CurrentCellPtxnonHSPA + CurrentCellPtxNCHSDPA - PtxTargetTotMax > CellPtxnonHSPA(n) + PtxNCHSDPA(n) – PtxTargetTotMax(n) - DRRCptxOffset 3. CurrentCellPtxnonHSPA + CurrentCellPtxNCHSDPA + CurrentCellPtxSCHSDPA PtxCellMax > CellPtxnonHSPA(n) + CellPtxNCHSDPA(n) + CellPtxSCHSDPA(n) – PtxCellMax(n) - DRRCptxOffset The RNC uses also a planned maximum uplink DCH own cell load factor LmaxDCH in its uplink DCH resource allocation. The value of the load factor LDCH,CELL does not exceed the value of LmaxDCH. Interference margin for the maximum UL DCH load (PrxLoadMarginMaxDCH) management parameter defines the value of defines the value of LmaxDCH . For more information, see Section Estimations for the received throughput and interference in "WCDMA RAN RRM Admission Control". The value of the threshold in the target cell(n) is denoted with LmaxDCH(n) When either the uplink load or the downlink load in the source cell exceeds the relevant threshold level, as defined by the following equations, the RNC examines the difference in loading between the source cell and the target cell (or cells): (1) SourceCellPrxTotal > PrxTarget + DRRCprxOffset AND LDCH,CELL > LDRRC (2) SourceCellPtxTotal > PtxTarget + DRRCptxOffset (3) LDCH,CELL > LmaxDCH · lin(DRRCprxOffset) Quantity lin(DRRCprxOffset) is the value of the DRRCprxOffset parameter in the linear notation. The RNC examines the differences in loading between the source cell and the target cell(n) by means of the following conditions: (A) [SourceCellPrxTotal - PrxTarget > TargetCellPrxTotal(n) - PrxTarget(n) - DRRCprxMargin(n)] OR [LDCH,CELL(n) < LDRRC(n)] (B) SourceCellPtxTotal - PtxTarget > TargetCellPtxTotal(n) - PtxTarget(n) - DRRCptxMargin(n) (C) LDCH,CELL/LmaxDCH > LDCH,CELL(n) / LmaxDCH(n)·lin(DRRCprxMargin(n)) (D) [(TargetCellPrxTotal(n) < PrxTarget(n) + DRRCprxOffset(n)) OR (LDCH,CELL (n) ≤ LDRRC(n))] AND [LDCH,CELL(n) < LmaxDCH(n)·lin(DRRCprxMargin(n))] (E) TargetCellPtxTotal(n) < PtxTarget(n) + DRRCptxOffset(n) The measurement results in the equations are defined as follows: • • • • SourceCellPrxTotal is the total received wideband interference power in the source cell. SourceCellPtxTotal is the total transmitted power in the source cell. TargetCellPrxTotal(n) is the total received wideband interference power in the target cell(n). TargetCellPtxTotal(n) is the total transmitted power in the target cell(n). Quantity lin(DRRCptxMargin) is the value of the DRRCptxMargin parameter in the linear notation. DN03471612 Id:0900d805808a8478 Confidential 73 Directed RRC connection setup WCDMA RAN and I-HSPA RRM Handover Control Cell(n), which belongs to the same sector as the source cell, can be taken as the target cell of the DRRC attempt, if the equations (A), (B), (C), (D), and (E) are satisfied as described in the table below. Column CHECK IN TARGET CELL(n) of the table shows what must be checked. Checkings are done depending on the triggers conditions (1) , (2), and (3). Target cell check aims at preventing the source cell become the new target cell of the target cell(n) in DRRC. THRESHOLD EXCEEDED IN CURRENT CELL CHECK IN TARGET CEL(n) >UL threshold (1) >DL threshold (2) > load factor overload threshold (3) >UL margin (A) >DL margin (B) >load factor margin (C) <UL threshold (D) <DL threshold (E) TRUE FALSE FALSE TRUE - - - TRUE FALSE FALSE TRUE - - TRUE TRUE TRUE FALSE TRUE FALSE - TRUE - TRUE - TRUE TRUE TRUE/FALSE TRUE TRUE - - - FALSE TRUE TRUE - TRUE TRUE TRUE - TRUE FALSE TRUE TRUE - TRUE - TRUE Table 9 Triggers of DRRC and checkings in the target cell TRUE means that the condition is true, FALSE means that the condition is not true, '-' means that the condition is not applicable. If the target cell(n) passes the checkings, the RRC connection is established in the target cell(n) if the admission decision is successful in it. If none of the cells which belong to the same sector as the current cell satisfy the needed equations (A), (B), (C), (D) and (E) or the admission decision does not succeed in the target cell, RNC does the admission decision in the source cell. If there are HSDPA RT load in the cell, then new services can be rejected by several load targets. To get a picture of the cell load all those conditions must be checked. When the HSUPA configuration has been set up in a cell as specified in WCDMA RAN RRM HSUPA, average PrxNonEDPCH value and PrxTargetPSMax, which is the maximum allowed value for dynamically adjusted Prx_target_PS threshold, is used instead of PrxTotal and PrxTarget in the load-based handover and Directed RRC connection setup algorithms. Production of PrxNonEDPCH and maximum threshold PrxTargetPSMax are defined in WCDMA RAN RRM HSUPA. Note that in the case of the dynamic sharing of the received interference between the HSPA and DCH users, if there is at least one E-DCH MAC-d flow established in the cell at issue, the non-E-DCH interference power PrxNonEDCH value is used in the cell instead of total received interference power PrxTotaI in the interference based decisions. Furthermore, the maximum value of the dynamic target threshold for uplink DCH packet scheduling, defined by the operator adjustable PrxTargetPSMax management parameter, is used as the interference threshold instead of the PrxTarget. For more information, see WCDMA RAN RRM HSUPA. Note that in the case of HSDPA Dynamic Resource Allocation, if there is at least one HS-DSCH MAC-d flow allocated in the cell, non-HSPA transmitted power (Transmitted carrier power of all codes not used for HS-PDSCH, HS-SCCH, E-AGCH, E-RGCH or EHICH transmission) is used instead of total transmitted power. The maximum value of 74 Id:0900d805808a8478 Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control Directed RRC connection setup the dynamic target threshold for the downlink DCH packet scheduling, defined by the operator adjustable PtxTargetPSMax parameter, is used instead of PtxTarget. In the case of HSDPA Static Resource Allocation PtxTargetHSDPA and PtxOffsetHSDPA target levels are used instead of PtxTarget and PtxOffset. If loading in the source cell do not exceed the relevant thresholds, or the difference in loading between the source cell and the target cell (or cells) is not sufficient, the RNC continues the RRC connection setup procedure in the source cell. UE Frequency 1 UTRAN RRC CONNECTION REQUEST Cell1_load > Cell2_load + load_threshold ===> Directed RRC connection setup RRC CONNECTION SETUP Frequency 2 RRC CONNECTION SETUP COMPLETE Figure 18 Principle of directed RRC connection setup When Blind handover in RAB setup phase is enabled in the cell with MBLBARBSetupEnabled parameter, Directed RRC connection setup can be done for: • • R99 capable UEs only to cell where HSDPA is not enabled establishment cause “conversational call” only if HSDPA is not enabled for current cell (where RRC connection setup request came) and for target cell. For more information, see Section Call setup and release in "WCDMA RAN call setup and release" and Section Radio resource management functions in "WCDMA RAN RRM Packet Scheduler". DN03471612 Id:0900d805808a8478 Confidential 75 Directed RRC connection setup for HSDPA layer WCDMA RAN and I-HSPA RRM Handover Control 7 Directed RRC connection setup for HSDPA layer Directed RRC connection setup for HSDPA layer feature is meant for multilayer networks where High Speed Downlink Packet Access (HSDPA) is supported in some layer(s) (carrier frequency). The primary target of this feature is to direct HSDPA capable UEs to the cell that supports HSDPA. On the other hand, non-HSDPA UE is removed from HSDPA layer(s). If several HSDPA capable layers exist, the HSDPA load balancing between these layers is used. Rel'99 and Rel-4 UE and Rel-6 or newer non-HSDPA capable UE abc f2, HSDPA + Rel'99 Rel-5 UE and Rel-6 or newer HSDPA capable UE def ghi jkl mno pqrs tuv wxyz abc + def ghi jkl mno pqrs tuv wxyz + f1, Rel'99 Figure 19 Principles of directed RRC connection setup for HSDPA layer The signaling flow is identical to the Directed RRC connection setup feature and it is presented in Figure 20 Signaling of directed RRC connection setup for HSDPA layer. Likewise, the prerequisite for the directed RRC connection setup for HSDPA layer is that the cells involved belong to the same sector of the base station. The SectorID parameter uniquely identifies the sector of the base station a cell belongs to. Two cells can belong to the same sector if they have equal coverage areas. The coverage areas can be considered as equal if the cells have identical values for the following parameters (The RNC is not able to check whether the antenna beams of the cells are directed equally.): • • Transmission power of the primary CPICH channel (PtxPrimaryCPICH ) Offset of the P-CPICH and reference service powers (CPICHtoRefRABoffset) Directed RRC connection setup for HSDPA layer is possible between cells if the following RNP parameters are identical for the cells in question: • • • Sector Identifier (SectorID) PLMN code (WCELGlobalCNid – WCELPLMNid – WCELMCC and WCELGlobalCNid – WCELPLMNid – WCELMNC) Multiple PLMN List Included (MultiplePLMNListIncluded) defines whether or not Multiple PLMN List is broadcast in the cell. For a description of the parameters, see WCDMA Radio Network Configuration Parameters. 76 Id:0900d805808a8479 Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control UE Directed RRC connection setup for HSDPA layer Frequency 1 UTRAN RRC CONNECTION REQUEST Directed RRC connection setup for HSDPA layer RRC CONNECTION SETUP Frequency 2 RRC CONNECTION SETUP COMPLETE Figure 20 Signaling of directed RRC connection setup for HSDPA layer The UE initiates the RRC connection setup procedure in the cell on which it camped in idle mode (that is, source cell). When UE initiates the RRC connection setup it indicates 3GPP release (that is, Rel-4, Rel-5, Rel-6,...) it supports (access stratum release indicator IE ) and Rel-6 UE indicates if it supports HSDPA and HSUPA (UE capability indication IE). According to that information RNC directs the UE to the other (layer) cell within the same sector if needed. If the UE is already on the right layer, the RRC connection is established in the current cell. The usage of the Directed RRC connection setup for HSDPA layer feature is controlled with the DirectedRRCForHSDPAEnabled parameter. When blind handover in RAB setup phase is enabled in the cell with MBLBARBSetupEnabled parameter, the following limitations are valid: • Directed RRC connection setup for HSDPA layer functionality is not applied in the cell. The result of decision making is always not to change the layer. Basic functionality The DirectedRRCForHSDPALayerEnhanc parameter defines whether or not improvements done with HSDPA layering for UEs in common channels feature are activated. If the parameter is disabled, the Directed RRC connection setup for HSDPA layer works as follows: • • 3GPP release 5 or newer UE is directed from non-HSDPA supporting cell to the cell which supports HSDPA (controlled by the management parameter HSDPA enabled). 3GPP release 99 or release 4 UE is directed from HSDPA supporting cell to the cell which does not support HSDPA. The load of the target cell is not taken into account. The Directed RRC connection setup for HSDPA layer cannot be used simultaneously in the cell with the Directed RRC connection setup feature. The Directed RRC connection setup would move also potential HSDPA users away from HSDPA supporting cell. DN03471612 Id:0900d805808a8479 Confidential 77 Directed RRC connection setup for HSDPA layer WCDMA RAN and I-HSPA RRM Handover Control When the Directed RRC connection setup for HSDPA layer is used, the maximum number of cells (layers) in one sector of the base station that can be configured, is two. If three-layer network is used one of the DCH layers (not supporting HSDPA) has to have different Sector Identifier in base station than in layers (DCH layer and HSDPA layer) where the Directed RRC connection setup for HSDPA layer is supported. Fractional DPCH capable UEs can be directed to an HSDPA layer if a conversational service is indicated in the RRC connection request. This layer selection is controlled separately with the DRRCForHSDPALayerServices parameter. Enhanced functionality (for the RNC solution only) The DirectedRRCForHSDPALayerEnhanc parameter defines whether or not improvements done with HSDPA layering for UEs in common channels feature are activated. If the DirectedRRCForHSDPALayerEnhanc parameter is enabled, the Directed RRC connection setup for HSDPA layer works as described in the following sections. 7.1 Decision of layer change If the RNC decides, it needs a layer change, it is based on the following information: • • • • • • 3GPP release that UE supports (Rel-4, Rel-5, Rel-6,…) (access stratum release indicator IE ) HSDPA and HSUPA capability of the UE (UE capability indication IE). Only Rel-6 and newer UEs indicate this. The service UE is going to use based on the establishment cause (Establishment cause IE). The services are defined with the DRRCForHSDPALayerServices parameter. (These are directed to HSDPA layer.) HSDPA and HSUPA capability of the source cell and the cells in the same sector under same BTS. In the RNC solution only, multi cell support Information Element (IE), which indicates to network the DC HSDPA capability of Rel. 8 and onwards UEs (absence of this IE indicates that the UE does not support DC HSDPA. Note that layer changes are not done for emergency calls. Non HSDPA UE The UE is interpreted as non-HSDPA capable if it is Release 99 capable (no release indicated in access stratum release indicator IE) or Release 4 capable. In the case of release 6 or newer UE, it is interpreted to be non-HSDPA capable if it does not indicate HSDPA capability. These non-HSDPA capable UEs are directed away from the HSDPA capable cell if DirectedRRCForHSDPAEnabled parameter is enabled in the cell, the non-HSDPA capable cell is in the same sector and the load of the target cell is not too big. The target cell load shall satisfy the conditions 1 and 2 introduced in Section Directed RRC connection setup. The idea is not to direct the UE to the layer in which the load is so big that it can trigger the Directed RRC connection setup to the source cell. 78 Id:0900d805808a8479 Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control Directed RRC connection setup for HSDPA layer HSDPA capable UE The UE is interpreted as HSDPA capable if it is Release 6 capable or newer and it indicates HSDPA capability. Also UE indicating Release 5 capability is interpreted to be HSDPA capable. These HSDPA capable UEs are directed from the non-HSDPA capable cell to the HSDPA capable cell if DirectedRRCForHSDPAEnabled is enabled in the source cell, establishment cause indicated by the UE is activated with DRRCForHSDPALayerServices parameter, the HSDPA capable cell is in the same sector and the HSDPA load of the target cell is not too big (the maximum number of HSDSCH users reached). If several candidates exist the HSDPA load balancing is applied as described in the next section. These HSDPA capable UEs can be directed from HSDPA capable cell to other HSDPA capable cell for load balancing reasons if DirectedRRCForHSDPAEnabled is enabled in source cell, establishment cause indicated by the UE is activated with DRRCForHSDPALayerServices parameter, HSDPA capable cell is in same sector and the HSDPA load of the target cell is suitable (see next chapter). HSDPA load balancing is described in next section. HSUPA capable UE UE is interpreted as HSUPA capable if it is Release 6 capable or newer and it indicates HSDPA and HSUPA capability. HSUPA capable UE is also HSDPA capable and the decision goes as for HSDPA capable UE with the following exception. HSUPA capable UE is directed to the HSUPA capable cell if it is possible. The HSUPA capable UE is not directed away from the HSUPA capable cell. 7.2 HSDPA load balancing HSDPA load balancing is used when there are two or more layers that support the HSDPA. The idea is to ensure efficient usage of the HSDPA resources. When there are only a few users, it is more efficient to have them in the same layer. That is why there is a threshold parameter called HSDPALayerLoadShareThreshold. This defines the number of UEs after which the load balancing starts. Below this threshold the UEs are directed to the same layer. Above this threshold the UEs are directed so that the available HSDPA power per user is as equal as possible between different layers. HSDPA UEs can be directed to the same layer by the CellWeightForHSDPALayering parameter. A relatively higher value in one cell compared to other cells in the same sector directs more HSDPA UEs to that cell. This can be used if, for example, cell1 in frequency f1 has 5 HSDPA codes available and cell2 in frequency f2 has 15 HSDPA codes available (both are in the same sector). If the weight value specified for cell2 is higher than the one for cell1, more HSDPA users are directed to cell2 and use HSDPA codes more efficiently. When the number of UEs in every cell in the sector is under the threshold HSDPALayerLoadShareThreshold, the cell is chosen which CellWeightForHSDPALayering parameter has the highest value. If those are equal, the cell which has most of the UEs is selected. When the number of UEs in every cell in the sector is above the HSDPALayerLoadShareThreshold threshold, the cell which provides the best HSDPA power per user is selected. HSDPA power per user is calculated using the following equation. DN03471612 Id:0900d805808a8479 Confidential 79 Directed RRC connection setup for HSDPA layer HSDPApowerPerUser = Figure 21 WCDMA RAN and I-HSPA RRM Handover Control (P NRTHSDPA )*CellWeightForHSDPALayering NumberOfHSDPAusers + 1 Calculation of HSDPA power per user PNRTHSDPA [W] is the transmission power that can be used or is used by NRT HSDPA users. For more information see "WCDMA RAN RRM HSDPA". CellWeightForHSDPALayering is the weight value for the cell as described above. NumberOfNRTHSDPAusers is the prevailing number of HSDPA NRT users in the cell, excluding HSPA users which L2 has indicated inactive, for more information see "WCDMA RAN RRM HSDPA". HSDPApowerPerUser (watts/user) is calculated to every candidate cell. The cell which has the highest value, that is the users get potentially the highest throughput in this cell, is selected. If it is not suitable to use the available HSDPA power to select the cell, it can be disabled by the DisablePowerInHSDPALayeringDecision parameter. If the usage of power is disabled, users are distributed between the cells in some ratio by the following equation. HSDPAcellWeightPerUser = Figure 22 CellWeightForHSDPALayering NumberOfHSDPAusers + 1 Calculation of NRT HSDPA cell weight per user HSDPAcellWeightPerUser is calculated to every candidate cell and the cell which has the highest value is selected. Note also that, if the maximum number of HSPDA users is reached in a cell, that cell is not selected. The maximum number of HSDPA users is the maximum allowed number of HSDPA users per cell according to RNC licencing or the MaxNumberHSDPAUsers RNP parameter. The MaxNumberHSDPAUsers is the prevailing number of HSDPA users in the cell. In addition, a cell is not selected if the maximum allowed number of HS-DSCH MAC-d flows in the cell is reached. The maximum allowed number of HS-DSCH MAC-d flows is specified by the MaxNumberHSDSCHMACdFlows parameter. 7.3 Layer selection examples The following examples illustrate layer selection. Example 1: UE establishing RRC connection in non-HSDPA capable layer. 80 Id:0900d805808a8479 Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control Directed RRC connection setup for HSDPA layer UE reporting Rel-6 HSDPA & HSUPA capability UE reporting Rel5 or Rel-6 & HSDPA capability Any other UE C f3, HSDPA&HSUPA B f2, HSDPA A f1, R'99 Figure 23 Example of layer selection in RRC connection setup phase in non-HSDPA layer The layer selection algorithm goes in the following steps. When the layer can be selected in any of the steps 1 – 4, the other steps are ignored. 1. according to UE HSDPA capability against cells HSDPA capability (f1) • UE A -> current layer (f1) is selected • UEs B and C -> check f2 and f3 2 2. according to service against parameterization • UEs B and C if Establishment cause IE ≠ DRRCForHSDPALayerServices (parameter) -> current layer (f1) is selected • UEs B and C if Establishment cause IE = DRRCForHSDPALayerServices (parameter) -> check f2 & f3 3. according to UE HSPA capability against cells HSPA capability (f2 and f3) • UE B -> check f2 and f3 • UE C -> f3 is selected 4. better available HSDPA throughput • UE B: f2 or f3 is selected Example 2: UE establishing RRC connection in HSDPA capable layer. DN03471612 Id:0900d805808a8479 Confidential 81 Directed RRC connection setup for HSDPA layer WCDMA RAN and I-HSPA RRM Handover Control UE reporting Rel-6 HSDPA & HSUPA capability UE reporting Rel5 or Rel-6 & HSDPA capability Any other UE C f3, HSDPA&HSUPA B f2, HSDPA A f1, R'99 Figure 24 Example of layer selection in RRC connection setup phase in HSDPA layer The layer selection algorithm goes in the following steps. When the layer can be selected in any of the steps 1 – 4, the other steps are ignored. 1. according to UE HSDPA capability against cells HSDPA capability (f2/f3) • UE A -> f1 is selected • UEs B and C -> check f2 and f3 2. according to service against parameterisation • UEs B and C if Establishment cause IE ≠ DRRCForHSDPALayerServices (parameter) -> current layer (f2/f3) is selected • UEs B and C if Establishment cause IE = DRRCForHSDPALayerServices (parameter) -> check f2 & f3 3. according to UE HSPA capability against cells HSPA capability (f2 and f3) • UE B -> check f2 and f3 • UE C -> f3 is selected 4. better available HSDPA throughput • UE B: f2 or f3 is selected 7.4 Fractional Dedicated Physical Channel HSPA support is prerequisite for Fractional Dedicated Physical Channel (F-DPCH) and CPC. However, the network can be configured so that there are two HSPA layers and only other one supports F-DPCH. Whenever there is selection between two HSPA layers, for the F-DPCH capable UE the one which supports F-DPCH is selected. 82 Id:0900d805808a8479 Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control Directed RRC connection setup for HSDPA layer First HSPA-capable cells are selected. After that, selection is primarily based on FDPCH capability and secondarily load. In RRC connection setup phase Rel.7 F-DPCH capable UE is detected based on Support for Enhanced F-DPCH is True. Target cell is F-DPCH capable if value of cell specific radio network planning parameter FDPCHEnabled is defined as enabled. If DirectedRRCForHSDPALayerEnhanc parameter is disabled, RNC does not take nto account F-DPCH capability in decision making. If DirectedRRCForHSDPALayerEnhanc parameter is enabled, the F-DPCH capability is taken into account as defined below. First HSUPA capable cells are selected according to the algorithm above. After that selection of the cell is performed as follows: • • • 7.5 If among HSDPA and HSUPA capable candidates only one F-DPCH capable candidate exists, it is selected and it is not checked if maximum number of HSUPA users is reached for that cell. If among HSDPA and HSUPA capable candidates several F-DPCH capable candidates exist, it is checked if maximum number of HSUPA users is reached in any of the candidate cells. If yes it is left out from candidate list if there is still F-DPCH capable cell after that. Otherwise the selection is done like described above but in the case when equations: Figure 21 Calculation of HSDPA power per user or Figure 22 Calculation of NRT HSDPA cell weight per user gives equal HSDPA throughput per user the cell which has less HSUPA users is selected. If any F-DPCH capable cell among HSPA capable cells cannot be selected because of the maximum number of HSDPA users or the maximum number of HS-DSCH MAC-d flows is reached, the non-F-DPCH capable cell is selected if the UE is not currently in F-DPCH capable cell. If the UE is currently in an F-DPCH capable cell it is not moved away from that cell. Dual Cell HSDPA If DirectedRRCForHSDPALayerEnhanc parameter value is “Disabled”, then the RNC does not take DC HSDPA into account in the decision of Directed connection setup for HSDPA layer. If DirectedRRCForHSDPALayerEnhanc parameter value is “Enabled”, then the RNC does take DC HSDPA into account in the decision of Directed connection setup for HSDPA layer. In RRC connection setup phase Rel-8 DC HSDPA capable UE is detected based on Multi Cell support IE. DC HSDPA is supported by the UE, when the value of the Multi Cell support IE is “True”. A cell can act as a primary serving HS-DSCH cell when the DC HSDPA and HSUPA features are enabled in the cell with the DCellHSDPAEnabled and HSUPAEnabled parameters respectively, the BTS has indicated that it supports DC HSDPA and HSUPA in the cell, and there is another cell in the sector that can act as secondary serving HSDSCH cell (the DC HSDPA is enabled in the cell) for the DC HSDPA capable UE and the BTS has indicated that it supports DC HSDPA in the cell. First the RNC selects the HSUPA capable cell (or cells). If the UE supports DC HSDPA and there are two or more HSUPA capable cells in the sector, the RNC selects the target cell according to the following priority order: DN03471612 Id:0900d805808a8479 Confidential 83 Directed RRC connection setup for HSDPA layer WCDMA RAN and I-HSPA RRM Handover Control 1. DC HSDPA and F-DPCH (if the UE supports F-DPCH) capable cells which have not reached the maximum number of HSUPA users 2. DC HSDPA and HSUPA capable cells which have not reached the maximum number of HSUPA users 3. F-DPCH (if the UE supports F-DPCH) capable cells which have not reached the maximum number of HSUPA users 4. HSUPA capable cells which have not reached the maximum number of HSUPA users If there are several possible target cells, the load balancing between the target cells is based on the Figure 21 Calculation of HSDPA power per user and Figure 22 Calculation of NRT HSDPA cell weight per user. In the case when Figure 21 Calculation of HSDPA power per user and Figure 22 Calculation of NRT HSDPA cell weight per user gives equal HSDPA throughput per user, the cell which has less HSUPA users is selected. If any HSUPA capable cell cannot be selected because the number of HSDPA users or the number of HS-DSCH MAC-d flows has reached the maximum, non-HSUPA capable cell is selected. 7.6 Interaction with directed RRC connection setup When the Directed RRC connection setup is enabled (handle with DirectedRRCEnabled parameter) simultaneously with Directed RRC connection setup for the HSDPA layer feature (handle with DirectedRRCForHSDPAEnabled parameter), the decision making goes in the following order. • • • 84 First the decision of Directed RRC connection setup for the HSDPA layer is done. If the layer is decided to change, the UE is directed to new layer. If the layer is decided not to change, the decision making for the Directed RRC connection setup can be done. If the UE is interpreted as HSDPA capable in the HSDPA capable cell and it requests interactive or background service, the Directed RRC connection setup feature does not move the UE to the non-HSDPA capable cell. If the UE is interpreted as HSDPA capable in the non-HSDPA capable cell and the load in source cell is big enough to trigger the Directed RRC connection setup feature, the HSDPA capable target cell is selected if possible. Id:0900d805808a8479 Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control HSPA layering for UEs in common channels 8 HSPA layering for UEs in common channels HSPA layering for UEs in common channels feature is meant for multi layer networks where high speed downlink packet access (HSDPA) is supported in some layer(s) (carrier frequency). The primary target of this feature is to direct the HSDPA UE to the cell that supports HSDPA. On the other hand non-HSDPA UE is removed from HSDPA layer(s). If several HSDPA capable layers exist, the HSDPA load balancing between these layers is used. This feature is intended to be used together with the Directed RRC connection setup for the HSDPA feature as they complement each others. The layer change in HSPA layering for UEs in common channels is done inside the sector belonging to the same base station just like for the Directed RRC connection setup for the HSDPA layer. From this follows the same prerequisite that the cells involved must have same sector identifier (defined with the SectorID parameter). Two cells can belong to the same sector if they have equal coverage areas. The coverage areas can be considered as equal if the cells have identical values for the following parameters (The RNC is not able to check whether or not the antenna beams of the cells are directed equally.): • • Transmission power of the primary CPICH channel (PtxPrimaryCPICH ) Offset of the P-CPICH and reference service powers (CPICHtoRefRABoffset) HSPA layering for UEs in common channels is possible between cells if the following RNP parameters are identical for the cells in question: • • • Sector Identifier (SectorID) PLMN code (WCELGlobalCNid – WCELPLMNid – WCELMCC and WCELGlobalCNid – WCELPLMNid – WCELMNC) Multiple PLMN List Included (MultiplePLMNListIncluded) defines whether or not Multiple PLMN List is broadcast in the cell. For a description of the parameters, see WCDMA Radio Network Configuration Parameters. DN03471612 Id:0900d805808a847a Confidential 85 HSPA layering for UEs in common channels WCDMA RAN and I-HSPA RRM Handover Control UE BTS RNC UE is in CELL_FACH or CELL_PCH state DL capacity need is detected by MAC or RAB Assignment Request from CS core (AND/OR) UL capacity need is detected by MAC RRC:Measurement Report Frequency layer / cell selection and capacity allocation NBAP Radio Link Setup procedure RLC parameters need to be changed RRC: Radio Bearer Reconfiguration (Frequency Info) UE moves to CELL_DCH state and to new frequency RRC: Radio Bearer Reconfiguration Complete UE is in CELL_DCH state Figure 25 signaling of HSPA layering for UEs in common channels If UE is F-DPCH capable and there is F-DPCH capable target cell F-DPCH capability is taken into account in decision making as defined for Directed RRC connection setup from non-HSDPA layer to HSDPA layer in F-DPCH functionality. Note that DirectedRRCForHSDPALayerEnhanc parameter is not used in state transition. In state transition HSDPALayeringCommonChEnabled parameter is used. In state transition from CELL_FACH to CELL_DCH Rel-7 F-DPCH capable UE is known beforehand based on previous UE capability indication in RRC information element "Support For Enhanced F-DPCH". Information element is received in RRC: RRC Connection Request message. HSPA layering for UEs in common channel feature directs the UE to another layer in state transition from Cell_FACH to Cell_DCH, if it is needed. The HSDPA capable UE is directed to the HSDPA layer and the non-HSDPA capable UE is directed away from the HSDPA layer. If UE is directed to another layer the new frequency is indicated in Frequency info IE in the Radio Bearer Reconfiguration message to it. 86 Id:0900d805808a847a Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control HSPA layering for UEs in common channels The usage of HSPA layering for UEs in common channels feature is controlled with the HSDPALayeringCommonChEnabled management parameter. Layer change is allowed for the used services with the ServBtwnHSDPALayers RNP parameter. When Multi-Band Load Balancing Layering in state transition is enabled in the cell with MBLBStateTransEnabled parameter, functionality behind HSDPALayeringCommonChEnabled parameter that is described in this chapter is not applied anymore but the layering is done as described in Functionality of Multi-Band Load Balancing. 8.1 Decision of layer change The RNC decides if layer change is needed based on the following information: • • • • HSDPA and HSUPA capability of the UE RAB type which is going to be established (CS/PS) services (CS/PS) defined with ServicesToHSDPALayer parameter (These are directed to HSDPA layer.) HSDPA and HSUPA capability of the source cell and the cells in the same sector under the same BTS Note that layer changes are not done for emergency calls. The Non HSDPA UE The Non-HSDPA capable UEs are directed away from the HSDPA capable cell if HSDPALayeringCommonChEnabled is enabled in the cell, the non-HSDPA capable cell is in the same sector and the load of the target cell is not too big. The idea is not to direct the UE to a layer in which the load is so big that it can trigger the Directed RRC connection setup to the source cell. The HSDPA capable UE The HSDPA capable UEs are directed from the non-HSDPA capable cell to the HSDPA capable cell if HSDPALayeringCommonChEnabled is enabled in the source cell, operation is allowed for RAB type (CS/PS) defined with ServicesToHSDPALayer parameter, the HSDPA capable cell is in the same sector and the HSDPA load of the target cell is not too big (the maximum number of HS-DSCH users is reached). If several candidates exists the HSDPA load balancing is applied as described in the following section. The HSDPA capable UEs can be directed from the HSDPA capable cell to another HSDPA capable cell for load balancing reasons if HSDPALayeringCommonChEnabled is enabled in the source cell, the UE is requesting a service whose move is activated with the parameter ServBtwnHSDPALayers, in the case of CS service UE is CS voice over HSPA capable, the HSDPA capable cell is in the same sector and the HSDPA load of the target cell is suitable (see the next section). For more information on HSDPA load balancing, see Section HSDPA load balancing. The HSUPA capable UE The HSUPA capable UE is also HSDPA capable and the decision goes as for the HSDPA capable UE with the following exception. The HSUPA capable UE is directed to DN03471612 Id:0900d805808a847a Confidential 87 HSPA layering for UEs in common channels WCDMA RAN and I-HSPA RRM Handover Control the HSUPA capable cell if it is possible. The HSUPA capable UE is not directed away from the HSUPA capable cell. F-DPCH capable UE If UE is F-DPCH capable and there is F-DPCH capable target cell F-DPCH capability is taken into account in decision making as defined for Directed RRC connection setup between HSDPA layers in F-DPCH functionality. Note that DirectedRRCForHSDPALayerEnhanc parameter is not used in state transition. In state transition HSDPALayeringCommonChEnabled parameter is used. In state transition from CELL_FACH to CELL_DCH Rel-7 F-DPCH capable UE is known beforehand based on previous UE capability indication in RRC information element "Support For Enhanced F-DPCH". The information element is received in RRC: RRC Connection Request message. MIMO capable UE HSPA layering for UEs in common channels feature transfers MIMO capable UE from the non-HSPA/HSDPA layer to the MIMO HSPA layer. MIMO capability of the cell is detected based on the following parameters: • • WCEL-MMOEnabled parameter is “Enabled” MIMO capability received from the BTS is MIMO capable. MIMO capability of the UE is detected based on the UE category. UE of the categories: 15-18 (REL. 7) and 19-20 (REL. 8) support MIMO. If among HSPA capable cells (HSDPA and HSUPA enabled in the cell) only one MIMO capable cell exists, it is selected if the maximum number of HSDPA users or the maximum number of HS-DSCH MAC-d flows is not reached for that cell. Otherwise MIMO cell is not chosen. If any MIMO capable cell among HSPA capable cells cannot be selected because of the maximum number of HSDPA users or the maximum number of HS-DSCH MAC-d flows is reached for that cell, the non-MIMO capable cell is selected. If among HSPA capable cells several MIMO capable cells exist, the layer selection between MIMO capable cells is performed according to the existing principles in HSPA layering for UEs in common channels feature. RNW-parameter ServicesToHSDPALayer is used for decision making for MIMO UE. The RNW-parameter ServBtwnHSDPALayers is used for decision making when MIMO capable UE is moved to MIMO layer. DC HSDPA capable UE DC HSDPA capability of the Release 8 and onwards UE is indicated during RRC connection setup phase, by the Multi cell support IE. Absence of this IE indicates DC HSDPA incapability of the UE. Dual Cell HSDPA is enabled in the cell by the DCEllHSDPAEnabled parameter. The Dual Cell HSDPA cell can act as a primary serving HS-DSCH cell when the following criteria are fulfiled: • • • 88 DC HSDPA and HSUPA are enabled in that cell, this is done by the DCellHSDPAEnabled and HSUPAEnabled parameters respectively the BTS has indicated that it supports DC HSDPA and HSUPA in the cell there is another cell in the sector which can act as a secondary serving HS-DSCH cell (the DC HSDPA feature is enabled in the cell) for the DC HSDPA capable UE and the BTS has indicated that it supports DC HSDPA in the cell. Id:0900d805808a847a Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control HSPA layering for UEs in common channels First the RNC selects the HSUPA capable cell (or cells) for the state transition from Cell_FACH to Cell_DCH as described in Section Directed RRC connection setup for HSDPA layer. If the UE supports DC HSDPA and there are two (or more) HSUPA capable cells in the sector, the RNC selects the target cell according to the following priority order: 1. DC HSDPA and F-DPCH (if the UE supports F-DPCH) capable cells which have not reached the maximum number of HSUPA users 2. DC HSDPA and HSUPA capable cells which have not reached the maximum number of HSUPA users 3. F-DPCH (if the UE supports F-DPCH) capable cells which have not reached the maximum number of HSUPA users 4. HSUPA capable cells which have not reached the maximum number of HSUPA users 5. HSUPA capable cell which has the least number of HSUPA users. If there are several possible target cells, the load balancing between the target cells is based on the Figure 21 Calculation of HSDPA power per user and Figure 22 Calculation of NRT HSDPA cell weight per user as described in Section Directed RRC connection setup for HSDPA layer. In the case when Figure 21 Calculation of HSDPA power per user and Figure 22 Calculation of NRT HSDPA cell weight per user gives equal HSDPA throughput per user, the cell which has less HSUPA users is selected. If any HSUPA capable cell cannot be selected because the number of HSDPA users or the number of HS-DSCH MAC-d flows has reached the maximum, non-HSUPA capable cell is selected as described in Section Directed RRC connection setup for HSDPA layer. 8.2 HSDPA load balancing HSDPA load balancing is identical for HSPA layering for UEs in common channels and the Directed RRC connection setup for HSDPA layer features. For more information see description under the Directed RRC connection setup for HSDPA layer. DN03471612 Id:0900d805808a847a Confidential 89 Power balancing WCDMA RAN and I-HSPA RRM Handover Control 9 Power balancing Power drifting needs to be taken into account in the downlink power control mechanism during a soft handover. Detection of power control command Detection of power control command Adjustment of downlink power Adjustment of downlink power transmission of power control command Figure 26 Power drifting The basic operation of the DL fast closed loop power control is as follows: • • • The UE measures the received SIR of the downlink dedicated physical channel every transmitter power control cycle. Each transmitter power control cycle takes 0.667 ms (1500 Hz) which is same time as one slot period. The measured SIR value is compared to a SIR target value in each slot time. When the measured SIR value is higher than the SIR target value, the transmitter power control command (TPC) is set to "0" and when the measured SIR value is lower than the SIR target value, the TPC command is set to "1". The UE inserts the value of the TPC command to the next slot of the uplink DPCCH. The WCDMA BTS either decreases or increases the transmission power of the dedicated physical channel based on the received TPC value. The adjustment is done for every slot, that is each 0.667 ms, 1500 Hz. In the event of a soft handover, the UE sends the same power control command value to all BTSs involved in the handover and each BTS detects the value on its own. Because of detection errors, the power control commands might be decoded incorrectly some of the base stations and the power level is increased instead of decreased or vice versa. As a result, the DL transmission power of radio links at different base stations starts to drift apart and the power values received at the UE are unbalanced. The power balancing algorithm controlled by the RNC works together with the DL fast closed loop power control in the BTS as long as the soft handover situation lasts. Power balancing is located in the handover control functional unit and the measurement messages for power balancing are terminated in the handover control. The figure Functional split of the power balancing functionality shows the functional split of the power balancing function. 90 Id:0900d805808a847b Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control Power balancing Iur DRNC SRNC HC/PB/Init parameters + Pref update L3 Iub Iub BS #1 BS #2 DL fast closed loop PC / PB algorithm L3 DL fast closed loop PC / PB algorithm L3 BS #3 DL fast closed loop PC / PB algorithm from BS's to RNC: Averaged DL power from RNC to BS's: Initial parameters, reference transmission power Figure 27 Functional split of the power balancing functionality The figure Ideal power control without power balancing shows the ideal power control situation where power balancing is not needed as no DL fast closed loop power control commands are misinterpreted. The cell power is in balance. This ideal situation is not possible in real radio networks. Power Cell2 Cell1 Time Actual Power P(k) Diff Power Figure 28 Ideal power control without power balancing The figure Real situation with misinterpreted PC commands shows how the cell power becomes unbalanced because of misinterpreted DL fast closed loop power control commands in real radio networks. If too many misinterpreted DL fast closed loop power control commands occur in a soft handover situation, the DL transmission power of one radio link may rise up while the transmission power of another radio link goes down. DN03471612 Id:0900d805808a847b Confidential 91 Power balancing WCDMA RAN and I-HSPA RRM Handover Control Power Cell2 Cell1 Actual Power P(k) Diff Power Figure 29 Time The power of cell1 is now - 1dB from correct level Misinterpretation Real situation with misinterpreted PC commands In figure Power balancing in work, power balancing is in use and misinterpreted DL fast closed loop power control commands do not occur in the shown adjustment period. The cell power is close to the reference power. The figure shows a situation where the UE is not moving and the DL transmitted powers are set almost to the same level. It is assumed that the CPICH powers are equal. Reference power calculated by the RNC Adjustment period starts Pref = PDL average(s) - PCPICH(s) - Pref_substract Power Cell2 Cell1 Adjustment Period Actual Power P(k) Adjustment Period Time Power corrections Diff Power In this example, the Diff power of cell1 is - 3 dB and the Diff power of cell2 is + 2 dB Figure 30 Power balancing in work The power balancing algorithm works independently of the inner and outer loop power control mechanisms. Each adjustment period, power balancing tries to correct the DL transmission powers to the level of the reference power that was defined in the SRNC before the current adjustment period. The reference power is common to all base stations. Each time new measurement data is received from the base stations, it is calculated in the SRNC as follows: • 92 Select the highest of the averaged DL transmission powers. Id:0900d805808a847b Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control • Power balancing Subtract the highest of the averaged DL transmission powers by the internal PrefSubtract value. This system is not aware of any individual misinterpreted DL fast closed loop power control command but it assumes that these commands are misinterpreted. The balancing algorithm causes under and over estimations of the current transmitted power but the DL fast closed loop power control adjusts those “mistakes” immediately. The result is a destabilized power control and the attempt to drive DL transmission powers of radio links on different base stations to the same level. If a radio link is in compressed mode, UL fast closed loop power control commands can get lost. When compressed mode ends, such situations are corrected immediately by fast closed loop power control and there is no need for power balancing to correct this error. 9.1 Activation of power balancing Power balancing feature is enabled by the PowerBalancing parameter. If the UE is in a soft handover and the power balancing feature is activated, the DL fast closed loop power control of all branches of the connection are informed to operate with the power balancing algorithm. Not valid for the I-HSPA Adapter solution :If the UE is in a soft handover during anchoring, the Power Balancing feature and the Support for I-HSPA Sharing and Iur Mobility Enhancements feature need to be enabled. If the Support for I-HSPA Sharing and Iur Mobility Enhancements feature is enabled in the SRNC when SHO is ‘On’ during anchoring and the PB feature is switched ‘On’ in SRNC, then PB can be activated if not active previously. The RNC transmits the power balancing information in the NBAP: DL POWER CONTROL REQUEST message. The figure Message sequence chart for power balancing shows the power balancing setup. The same message is used to modify power balancing. DN03471612 Id:0900d805808a847b Confidential 93 Power balancing WCDMA RAN and I-HSPA RRM Handover Control BS 1 DRNC BS 2 SRNC Link setup Link addition Start of the PB procedure DL Power Control Request, including PB parameters PB algorithm starts to operate DL Power Control Request, including PB parameters DL Power Control Request, including PB parameters PB algorithm starts to operate Figure 31 Message sequence chart for power balancing Power balancing adjustments in the BTS are started at the first slot of a frame with CFN modulo the value of the Adjustment Period IE equals to 0. It is repeated each adjustment period and is restarted at the first slot of a frame with CFN=0 until a new NBAP: DL POWER CONTROL REQUEST message is received or the radio link is deleted. In the event of a branch addition for the current call, the RNC sends the new power balancing parameters to every branch by the NBAP: DL POWER CONTROL REQUEST message. This keeps BTS reports in synchronization. Power balancing uses the same mechanism for the period of out of synchronization in uplink and downlink direction. When the RNC sends the NBAP: DL POWER CONTROL REQUEST message to the BTS during the power balancing activation, the RNC starts a reporting period timer for the first NBAP: DEDICATED MEASUREMENT REPORT messages. This timer is used to ensure that at least one measurement report is received from each branch. The RNC waits for dedicated measurement reports from all branches for the time specified by the timer. The value of the power balancing reporting period timer is: 25 x Max. Reporting Period of all RLs in SHO The Max. Reporting Period of all RLs in SHO is derived from one or more of the following measurement reporting period parameters: • • • DedicatedMeasReportPeriod (for AMR service type) DediMeasRepPeriodCSdata (for CS data service type) DediMeasRepPeriodPSdata (for PS data service type) The timer is stopped if measurement reports are received from all branches during the power balancing reporting period timer. When the BTS receives an NBAP: DEDICATED MEASUREMENT INITIATION REQUEST message, it starts periodic dedicated measurements according to the Report Characteristics IE in the NBAP message. The measurements are averaged. 94 Id:0900d805808a847b Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control Power balancing Power Balancing is not used when F-DPCH is allocated for the UE, seeWCDMA RAN RRM HSUPA . 9.2 Deactivation of power balancing Power balancing is deactivated in the event of: • • • • • The UE is not in a soft handover situation any longer. Dedicated measurement reports were not received from all the branches within the time specified by the power balancing reporting period timer. Dedicated measurement fails for any of the active set branches. When power balancing is disabled by the PowerBalancing parameter. The parameter value is checked every time the NBAP: DEDICATED MEASUREMENT REPORT message is received, the active set is changed, or the SRNC is reallocated. Not valid for the I-HSPA Adapter solution: Power balancing is deactivated in the event of the last radio link of the SRNC is deleted as power balancing is not supported in the SRNC anchoring if the Support for I-HSPA Sharing and Iur Mobility Enhancements feature is disabled in SRNC. Power balancing is activated again if the anchoring situation is over or the Support for I-HSPA Sharing and Iur Mobility Enhancements feature is enabled. To deactivate power balancing, the RNC informs all remaining active set branches by an NBAP: DL POWER CONTROL REQUEST message with the Power Adjustment Type IE set to "None". 9.3 The DL power control request When a new radio link is added to an existing radio link set and power balancing is switched on, the Serving RNC sends a DL POWER CONTROL REQUEST message with the DL Power Balancing Information IE to the BTS or the Drift RNC . In case of intra-BTS soft handover between radio links, which belong to different LCGs (Local Cell Groups), the RNC sends the DL POWER CONTROL REQUEST message to each soft handover branch of the BTS separately. The DL Power Balancing Information IE contains the following information: • • • • • • Power Adjustment Type The Power Adjustment Type IE is set to common. DL Reference Power This IE contains last calculated reference power. It is present if the Power Adjustment Type IE is set to “Common”. Inner Loop DL PC Status Max Adjustment Step RNP parameter Adjustment Period RNP parameter Adjustment Ratio RNP parameter A Nokia Siemens Networks SRNC uses always the power adjustment type "Common". The power adjustment type "Individual" is not used to activate power balancing. The DL Reference Power Information IE is not filled as it is only present when the Power Adjustment Type IE is set to “Individual”. DN03471612 Id:0900d805808a847b Confidential 95 Power balancing WCDMA RAN and I-HSPA RRM Handover Control The DL reference power is calculated during the power balancing startup by the following equation: Pref = Pinit – Pref_subtract where Pref is the new reference power in dBs Pinit is the RL initial power of the soft handover branch which has the highest initial DL Tx power Pref_subtract is a subtract parameter in dBs During anchoring, since all the radio links in the active set belong to the DRNC, the highest DL Tx Pwr as received in the RNSAP: DEDICATED MEASUREMENT REPORT is used for Pinit in the above equation. At least one measurement report from all the RLs (newly added SHO RL is excluded) in the active set are available before PB can be activated during anchoring because of SHO branch addition. If measurement reports for all cells are not available during anchoring, then upon receiving the RNSAP: DEDICATED MEASUREMENT REPORT of last active set cell, thereby resulting in a situation where reports are available for all RLs in the active set and if PB is switched ‘On’ in SRNC, then Serving RNC sends DL Power Control Request message to Drifting RNC(s) to activate PB in DRNC(s) with the DL Reference Pwr. During normal operation when new dedicated measurement reports are available from some of the branches, Pref is calculated and set to use. When a DL reference power update is needed, the Serving RNC sends the value of the new reference power by the DL Reference Power IE in the DL POWER CONTROL REQUEST message to the BTS or the DRNC. In case of intra-BTS soft handover between radio links, which belong to different LCGs, the serving RNC sends the DL POWER CONTROL REQUEST message to each soft handover branch of the BTS separately. 9.4 Usage of the power balancing adjustment Type in the BTS and the DRNC The BTS and the DRNC can receive the Power Adjustment Type IE in a RADIO LINK SETUP or DL POWER CONTROL REQUEST message. If the value of the Power Adjustment Type IE is “Common”, the BTS or DRNS reacts as follows: • • The BTS sets the power balancing adjustment type of the Node B Communication Context to “Common”. The DRNC sets the UE context to “Common”. As long as the power balancing adjustment type is set to “Common”, the BTS or DRNS adjusts the power for all existing and future radio links of the Node B Communication Context or UE context and uses a common DL reference power level. If the value of the Power Adjustment Type IE is “Individual”, the power balancing adjustment type of the Node B Communication Context or the UE context is set to “Individual”. The WBTS uses the Common mode also in this case and the power adjustment is performed by using the common DL reference power for all radio links which are addressed in the message. The used common DL reference power is an averaged value of the received DL reference power values received in the DL Reference Power IE of the DL POWER CONTROL REQUEST message. 96 Id:0900d805808a847b Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control 9.5 Power balancing Updating the reference transmission power during the soft handover The reference power is updated periodically because it is beneficial to keep the reference transmission power close to the average needed DL transmission power in the DL. The reference transmission power is updated by the RNC according to the average DL transmitted code power. The reporting range of the transmitted code power is from –10, …, 46 dBm. The average DL transmitted code power is received from each soft handover branch of a BTS in the NBAP: DEDICATED MEASUREMENT REPORT message. The new value of the reference power is defined if all of the following conditions are true: • • At least one NBAP: DEDICATED MEASUREMENT REPORT message has been received for each branch. New reports arrive for some of the branches. The update of the reference power depends on the longest measurement period of all branches. The reference power can be updated once in each of this longest measurement period. The new reference power is defined by choosing the highest of the averaged DL transmitted code powers and then subtracting this by an RNC internal PrefSubtract value that is set to approximately 2 dB. Power balancing is not deactivated if the measurement reports were not received from all of the branches. The reference transmission power value per cell is specified relative to the primary CPICH power (range is –35, …, +15 dB). Pref is calculated as follows: Pref = PDLaverage(s) – PCPICH (s) – Pref_subtract where s indicates the cell with the highest average DL transmission power Pref is the new reference power in dBs PDLaverage(s) is average DL transmission power in dBms PCPICH (s) is a primary CPICH power in dBms Pref_subtract is a subtract value in dBs. When the transmitted code power is measured during compressed mode, all slots are included in the measurement, that is the slots in the transmission gap are included in the measurement. Therefore, there is no need to take compressed mode into account while defining the reference power. As the measurements are filtered in the BTS, it may happen that measurement reports for different branches are available only in periods of 10 * Reporting period. 9.6 Sending the new reference transmission power to the BTS The new value of the reference power Pref is sent to the BTS as soon as a specified threshold is reached. The RNC stores the latest Pref value which was sent to the BTS. Each time Pref is calculated, the RNC compares the latest and the stored value. The new Pref is sent to the BTS when the following condition is true: I Latest_value – New_value I >= Min_Pref_change DN03471612 Id:0900d805808a847b Confidential 97 Power balancing WCDMA RAN and I-HSPA RRM Handover Control The Min_Pref_change parameter defines the threshold for the difference between the latest and the new value of the reference power. If this threshold is reached, the new reference power is sent to the BTS. The default value for Min_Pref_change is 3 dB. The new reference power Pref is transmitted to the base stations in the DL Reference Power IE of the NBAP: DL POWER CONTROL REQUEST message. The figure below shows the message sequence chart for the reference transmission power updating procedure. The same reference power is sent to all branches. BS #2 BS #1 BS #3 RNC Averaging of the DL transmission powers Dedicated Measurement Report Dedicated Measurement Report Dedicated Measurement Report Calculation of the new reference power for soft handover branches Updating Pref when threshold is exceeded DL Power Control Request DL Power Control Request DL Power Control Request Figure 32 9.7 Updating of the power balancing reference power for three soft handover branches Power balancing algorithm in the BTS Figure 33 Power balancing algorithm shows the implementation of the power balancing algorithm in the BTS. For more information see 3GPP TS 25.214 specification. 98 Id:0900d805808a847b Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control Power balancing Start n = Adjustment_period (frames) t = n * 15 (power control cycles) DL_Reference_power = Pref + PP-CPICH P bal = (1 - Adjustment_ratio / 100) * (DL_Reference_power - Pinit) P bal_max = (1dB / Max_adjustment_step) * t Power_corr = sign Yes Pbal * min abs ( Pbal ), Pbal_max Is Power_corr = 0 ? No I = t / absolute (Power_corr) h = ceil (l) P bal (k) = sign (Power_corr) * 1 dB h=t P(k) = P(k-1) + Ptcp (k) + Pbal (k) i.e. power control command will be performed Yes Wait one power control cycle (0.667 ms) P bal (k) = 0 No Is h = 0? t=t-1 h=h-1 Yes Is t = 0? Figure 33 No Power balancing algorithm The terms in the algorithm are specified as follows: • • • • • • • DN03471612 adjustment period: Adjustment period in frames, see 3GPP TS 25.433. t: Adjustment period length in power control cycles. Power_corr: Current power correction within an adjustment period in dBs (internal term). The adjustment within one adjustment period depends on the Max Adjustment Step and the DL TX power range set by the CRNC. Sum of Pbal: Power correction over an adjustment period, that is the power difference of a branch compared to the reference power in dBs (TS 25.433). Sum of Pbal_max: Maximum allowed power correction during an adjustment period in dBs (internal term). Pinit: Code power for the last slot of the previous adjustment period, see 3GPP TS 25.433 in dBms. If the last slot of the previous adjustment period is within a transmission gap because of compressed mode, Pinit is set to the code power value of the slot just before the transmission gap. PP-CPICH: Power used on the primary CPICH in dBms, see 3GPP TS 25.433. Id:0900d805808a847b Confidential 99 Power balancing WCDMA RAN and I-HSPA RRM Handover Control • • • • • • • • • • Max_adjustmet_step: Defines the time period in terms of number of slots in which the accumulated power adjustment is a maximum of 1dB, see 3GPP TS 25.433. h: Indicates the interval in power control cycles according to which corrections are made during an adjustment period. k: Identifies the power control cycle. Pref: DL reference power in dBs relative to the primary CPICH power calculated by the RNC based on the averaged transmission power values sent by the BTSs during earlier adjustment periods, see 3GPP TS 25.433. DL_Reference_power: Current DL reference power in dBms, see 3GPP TS 25.433. Adjustment_ratio: Weighting coefficient for the power balancing correction, see 3GPP TS 25.433. P(k): Is a new calculated downlink power value in dBs, see 3GPP TS 25.214. P(k-1): Is a current downlink power value in dBs, see 3GPP TS 25.214. PTPC(k): Is the k :th power adjustment in the DL fast closed loop power control, see 3GPP TS 25.214. Pbal(k): Power balancing value in dBs which will be corrected after each h power control cycles, see 3GPP TS 25.214. Pbal(k) is set to 1dB. After estimating the k : th TPC command, the BTS adjusts the current downlink power P(k-1) in dBs to a new power P(k) in dBs according to the following equation: P(k) = P(k-1) + PTPC(k) + Pbal(k) where PTPC(k) in dBs is the k : th power adjustment in the DL fast closed loop power control and Pbal(k) (in dBs) is a correction for balancing radio link powers towards a common reference power. In each slot during compressed mode except during downlink transmission gaps, the BTS estimates the k : th TPC command and adjusts the current downlink power P(k-1) in dBs to a new power P(k) in dBs according to following equation: P(k) = P(k – 1) + PTPC(k) + PSIR(k) + Pbal(k) where PTPC(k) in dBs is the k : th power adjustment in the DL fast closed loop power control, PSIR(k) in dBs is the k - th power adjustment because of the downlink target SIR variation, and Pbal(k) in dB is a correction according to the downlink power control procedure for balancing radio link powers towards a common reference power. Pbal(k) in dBs can be 1 dB, -1 dB or 0 dB depending on the state of the algorithm. 9.8 Reliability check for DL TPC commands during soft handover When different radio links are unbalanced in uplink direction during a soft handover, the DL TPC commands are detected as unreliable by a BTS with weak uplink signal. Otherwise, the downlink transmission power from a BTS with weak uplink signal would vary in a broad range. Because the UE summarizes the power from the different branches, all BTS would adapt the variations of the power from the weak BTS. The result would be a large variation in the downlink power in all branches. Therefore, the BTS checks the reliability of the received DL TPC commands before adjusting the DL transmission power. If the command is unreliable, the transmission power is kept constant. In addition to decoding the soft DL TPC commands into three values Up, Down, and Zero a small bias is added to the detection. As a result of the bias, the DL transmission power of the BTS with weak uplink should on average transmit with 100 Id:0900d805808a847b Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control Power balancing a lower power than a BTS with sufficient uplink. The bias in the DL TPC commands work as a trivial power-balancing algorithm decreasing the problems when there is an unbalance between uplink and downlink. DN03471612 Id:0900d805808a847b Confidential 101 Functionality of intra-frequency handover WCDMA RAN and I-HSPA RRM Handover Control 10 Functionality of intra-frequency handover Intra-frequency handovers can be soft or hard handovers. The vast majority of intra-frequency handovers in the Wideband Code Division Multiple Access (WCDMA) radio access network are soft handovers. The following sections describe the algorithms involved in intra-frequency soft and hard handover. For the signaling procedures involved, see Sections Soft handover signaling and Intra-frequency hard handover signaling. 10.1 Functionality of soft handover The handover decision algorithm of the Radio Network Controller (RNC) for intra-frequency handover is based on the event-triggered measurement reports. When in active mode, the 3G User Equipment (UE) continuously measures the Common Pilot Channel (CPICH) of the serving and neighboring cells (indicated by the RNC) on the current carrier frequency. The measurement quantity is CPICH Ec/No (received energy per chip divided by the power density in the band, that is, CPICH RSCP/UTRA Carrier RSSI). The UE compares the measurement results with handover thresholds, which have been provided by the RNC, and sends a measurement report to the RNC when the handover thresholds are fulfilled. Filtering of CPICH Ec/No measurements is controlled with the RNP parameter EcNoFilterCoefficient. Based on the measurement report, the RNC orders the UE to add, replace or remove cells from its active set, that is the set of cells participating in soft handover. The RNC limits the number of cells participating in soft handover. The maximum size of the active set is three cells. When detected set reporting is enabled in one or more active set cells, handover control takes into account the detected set reporting quantities for soft handover decisions. The handover decision algorithm of the RNC is fairly straightforward for soft (and softer) handover: the algorithm accepts practically everything the UE suggests according to the measurement reporting events. The handover control of the RNC contains the following measurement reporting events and mechanisms for modifying measurement reporting behavior: • • • • • • • • reporting event 1A for adding cells to the active set reporting event 1B for deleting cells from the active set reporting event 1C for replacing cells in the active set event-triggered periodic intra-frequency measurement reporting time-to-trigger mechanism for modifying measurement reporting behavior cell individual offsets for modifying measurement reporting behavior mechanism for forbidding a cell to affect the reporting range reporting events 6F and 6G for deleting cells from the active set When the channel type is DCH, the intra-frequency measurements are controlled by the intra-frequency measurement control (FMCS) parameters of the best (according to CPICH Ec/No) active set cell controlled by the serving RNC. The handover control of the RNC reselects the best active set cell after each active set update procedure. The handover control of the RNC updates the intra-frequency measurement control param ters to the UE if the FMCS parameter set changes along with the best active set cell. In addition, the handover control of the RNC updates the intra-frequency measurement 102 Id:0900d805808a8486 Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control Functionality of intra-frequency handover control parameters to the UE if the FMCS parameter set changes when the service type (RT/NRT) or the channel type (DCH/HSDPA) changes during the RRC connection. When the channel type is HSDPA/HSPA, the intra-frequency measurements are controlled by the intra-frequency measurement control (FMCS) parameters of the serving HS-DSCH cell. The handover control updates the intra-frequency measurement control parameters to the UE if the FMCS parameter set changes along with the serving cell change. admission control of the RNC may overrule the handover algorithm decision g The because of capacity reasons. For more information, see Sections Radio resource management functions and Function in abnormal conditions. 10.1.1 Reporting event 1A for adding cells to the active set Reporting event 1A is controlled with the following parameters: • • • • • Active Set Weighting Coefficient (ActiveSetWeightingCoefficient) Addition Time (AdditionTime) Addition Window (AdditionWindow). CPICH Ec/No Offset (AdjsEcNoOffset) Maximum Active Set Size (MaxActiveSetSize) For a description of the parameters, see WCDMA Radio Network Configuration Parameters. Reporting event 1A is used for adding cells in the active set. The UE sends the event 1A-triggered measurement report when a cell enters the reporting range as defined by the following formula: Figure 34 Formula for calculating the UE measurement report on event 1A The variables in the formula are defined as follows: Variable Description MNew Measurement result of the cell entering the reporting range Mi Measurement result of a cell in the active set, not forbidden to affect the reporting range NA Number of cells not forbidden to affect the reporting range in the current active set MBest Measurement result of the strongest cell in the active set, not forbidden to affect the reporting range and not taking into account any cell individual offset W Active Set Weighting Coefficient (ActiveSetWeightingCoefficient) parameter sent from the RNC to the UE Table 10 DN03471612 Variables for measurement report on event 1A Id:0900d805808a8486 Confidential 103 Functionality of intra-frequency handover WCDMA RAN and I-HSPA RRM Handover Control Variable Description R Addition Window (AdditionWindow) parameter sent from the RNC to the UE H1a Hysteresis, which is zero for event 1A CIO new CPICH Ec/No Offset (AdjsEcNoOffset) parameter of the neighbor cell entering the reporting range Table 10 Variables for measurement report on event 1A (Cont.) A time-to-trigger mechanism can be used to modify the measurement reporting behavior of event 1A. If the time-to-trigger mechanism is used, the cell must continuously stay within the reporting range for a given period of time before the UE can send the event 1A-triggered measurement report to the RNC. The length of this period is controlled by the RNP parameter Addition Time (AdditionTime). Measurement event 1A can be triggered by monitored set cells and detected set cells. Detected set cells are only taken into account if detected set reporting is enabled in one or more of the active set cells. 10.1.2 Reporting event 1B for deleting cells from the active set Reporting event 1B is controlled with the following parameters: • • • • Active Set Weighting Coefficient (ActiveSetWeightingCoefficient) Drop Time (DropTime) Drop Window (DropWindow) CPICH Ec/No Offset (AdjsEcNoOffset) For a description of the parameters, see WCDMA Radio Network Configuration Parameters. Reporting event 1B is used for deleting cells in the active set. The UE sends the event 1B-triggered measurement report when a cell leaves the reporting range as defined by the following formula: Figure 35 Formula for calculating the UE measurement report on event 1B The variables in the formula are defined as follows: Variable Description MOld Measurement result of the cell leaving the reporting range Mi Measurement result of a cell in the active set, not forbidden to affect the reporting range NA Number of cells not forbidden to affect the reporting range in the current active set Table 11 104 Variables for measurement report on event 1B Id:0900d805808a8486 Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control Functionality of intra-frequency handover Variable Description MBest Measurement result of the strongest cell in the active set, not forbidden to affect the reporting range and not taking into account any cell individual offset. W Active Set Weighting Coefficient (ActiveSetWeightingCoefficient) parameter sent from RNC to UE R Drop Window (DropWindow) parameter sent from RNC to UE H1b Hysteresis, which is zero for the event 1B CIOnew CPICH Ec/No Offset (AdjsEcNoOffset) parameter of the neighbor cell entering the reporting range Table 11 Variables for measurement report on event 1B (Cont.) A time-to-trigger mechanism can be used to modify the measurement reporting behavior of event 1B. If the time-to-trigger mechanism is used, the cell must continuously stay outside the reporting range for a given period of time before the UE can send the event 1B-triggered measurement report to the RNC. The length of this period is controlled by theDrop Time (DropTime) RNP parameter. RNC does not remove a cell from the active set if it is the only cell in the active set g The which has uplink physical layer synchronization. 10.1.3 Reporting event 1C for replacing cells in the active set Reporting event 1C is controlled with the following parameters: • • • • Maximum Active Set Size (MaxActiveSetSize) Replacement Time (ReplacementTime) Replacement Window (ReplacementWindow). CPICH Ec/No Offset (AdjsEcNoOffset) For a description of the parameters, see WCDMA Radio Network Configuration Parameters. Reporting event 1C is used for replacing cells in the active set. The UE sends the event 1C-triggered measurement report when the number of cells in the active set is equal to the Maximum Active Set Size (MaxActiveSetSize) parameter and a cell that is not included in the active set becomes better than a cell in the active set as defined by the following formula: H lc 10 ⋅ logM New + CIO New ≥ 10 ⋅ logM lnAS + CIO ln AS + ------2 Figure 36 DN03471612 Formula for calculating the UE measurement report on event 1C Id:0900d805808a8486 Confidential 105 Functionality of intra-frequency handover WCDMA RAN and I-HSPA RRM Handover Control Variable Description MNew Measurement result of the cell not included in the active set MInAS Measurement result of the cell in the active set which has the lowest measurement result in the active set MBest Measurement result of the strongest cell in the active set, not forbidden to affect the reporting range H1c Replacement window parameter sent from the RNC to the UE CIO New CPICH Ec/No Offset (AdjsEcNoOffset) parameter of the cell not included in the active set CIO inAS CPICH Ec/No Offset (AdjsEcNoOffset) parameter of the cell in the active set R1b FMCS DropWindow parameter sent from RNC to UE Table 12 Variables for measurement report on event 1C The RNC does not add the monitored/detected cell (that has triggered the reporting event 1C) into the active set if the monitored/detected cell and the active set cells are controlled by the same LCG (Local Cell Group) of the WCDMA BTS. In the following figure, cells 1, 2 and 3 are in the active set, but cell 4 is not (yet) in the active set. Measurement quantity CPICH Ec/No CELL 1 Replacement Window CELL 2 CELL 3 CELL 4 Reporting event 1C Figure 37 Time A cell that is not in the active set becomes better than a cell in a full active set A time-to-trigger mechanism can be used to modify the measurement reporting behavior of event 1C. If the time-to-trigger mechanism is used, the cell must continuously stay within the triggering condition for a given period of time before the UE can send the event 1C-triggered measurement report to the RNC. The length of this period is controlled by the Replacement Time (ReplacementTime)RNP parameter. 106 Id:0900d805808a8486 Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control Functionality of intra-frequency handover The cell (not included in the active set) leaves the triggering condition if it again becomes worse than the cells in the active set as defined by the following formula: H lc 10 ⋅ logM New + CIO New < 10 ⋅ logM ln AS + CIO lnAS – ------2 Figure 38 Formula for calculating the UE measurement report on event 1C The RNC might add the monitored/detected cell (that has triggered the reporting event 1C) into the active set and remove the active set cell whose combined measurement result and cell individual offset (MInAS+CIOInAS) is the lowest if the monitored/detected cell satisfies the following equation: M New + CIO New > M Best – R1b If the monitored/detected cell does not satisfy the preceding equation, the RNC checks whether some cell (or cells) are to be removed from the active set. The RNC removes all those active set cells from the active set which does not satisfy the following condition: M lnAS + CIO lnAS ≤ M Best – R1b Measurement event 1C can be triggered by monitored set cells and detected set cells. Detected set cells are only taken into account if detected set reporting is enabled in one or more of the active set cells. RNC does not replace a cell in the active set if it is the only cell in the active set g The which has uplink physical layer synchronization. 10.1.4 Event-triggered periodic intra-frequency measurement reporting The reporting period is controlled with the following parameters: • • • Addition Reporting Interval (AdditionReportingInterval) Replacement Reporting Interval (ReplacementReportingInterval) Drop Reporting Interval (DropReportingInterval) For a description of the parameters, see WCDMA Radio Network Configuration Parameters. When a cell enters the reporting range and triggers event 1A, 1B or 1C, the UE transmits a MEASUREMENT REPORT message to the RNC to update the active set. The UE reverts to periodical measurement reporting if the RNC does not update the active set after the transmission of the measurement report. The RNC can be unable to add the cell to the active set because of capacity shortage, for example. If the reported cell is not added to or removed from the active set, the UE continues reporting by changing to periodical measurement reporting. This is illustrated in Figure Periodic reporting triggered by event 1A below. During periodical reporting, the UE transmits measurement report messages to the RAN at pre-defined intervals. The reports include information on the active, monitored and detected (if applicable) cells in the reporting range. DN03471612 Id:0900d805808a8486 Confidential 107 Functionality of intra-frequency handover WCDMA RAN and I-HSPA RRM Handover Control Measurement quantity CPICH Ec/No CELL 1 CELL 2 Addition Window Reporting terminated Periodic report Event-triggered report Periodic report CELL 3 Time Figure 39 Periodic reporting triggered by event 1A Event-triggered periodic measurement reporting is terminated either when there are no more active, monitored or detected (if applicable) cell(s) within the reporting range or when the RNC has updated the active set so that it includes the optimal cells. 10.1.5 Time-to-trigger mechanism for modifying measurement reporting behavior The value of the time-to-trigger is controlled separately for each event with the following parameters: • • • Addition Time (AdditionTime) Drop Time (DropTime) Replacement Time (ReplacementTime) For a description of the parameters, see WCDMA Radio Network Configuration Parameters. A time-to-trigger parameter can be connected with reporting events 1A, 1B and 1C. When the time-to-trigger mechanism is applied, the report is triggered only after the conditions for the event have existed for the specified time. In the following example, cell 3 enters the reporting range (event 1A), but it is not reported until it has been within the range for the time indicated by the Addition Time (AdditionTime) parameter. 108 Id:0900d805808a8486 Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control Functionality of intra-frequency handover Measurement quantity CPICH Ec/No CELL 1 Reporting range CELL 2 CELL 3 Time-to-trigger Reporting event 1A Figure 40 10.1.6 Time Time-to-trigger limits the number of measurement reports Identification of an intra-frequency cell Handover control identifies an intra-frequency cell which is reported in the RRC: MEASUREMENT REPORT message by comparing the scrambling code of the Primary CPICH of the reported cell with: 1. the primary CPICH scrambling code of the cells included in the combined intra-frequency cell list 2. the primary CPICH scrambling code of those intra-frequency neighbor cells of the active set cells that have been left out from the full combined intra-frequency cell list 3. the primary CPICH scrambling code of additional intra-frequency neighbor cells of the active set cells When detected set reporting based soft handover is enabled in one or more active set cells, handover control proceeds step-by-step in the identification process from the 1st step to the 3rd step until it identifies the reported cell. Handover control does not execute the steps 2 and 3 if detected set reporting or the detected set reporting based soft handover is disabled in all active set cells. The reported intra-frequency cell can be an active, monitored or detected set cell: 1. an active set cell included in the combined intra-frequency cell list 2. a monitored set cell included in the combined intra-frequency cell list 3. an intra-frequency neighbor cell defined in the RNW database object ADJS which has been left out from the full combined intra-frequency cell list 4. an additional intra-frequency neighbor cell which is defined in the RNW database object ADJD and not included in the intra-frequency cell list If the scrambling code of the Primary CPICH of the reported cell matches with more than one relevant intra-frequency neighbor cells, handover control associates the reported neighbor cell to the active set cell with the higher CPICH Ec/No measurement result. If the scrambling code of the Primary CPICH of the reported cell does not match with any relevant intra-frequency cell, the reported intra-frequency cell remains an unidentified cell. DN03471612 Id:0900d805808a8486 Confidential 109 Functionality of intra-frequency handover 10.1.7 WCDMA RAN and I-HSPA RRM Handover Control Soft handover based on detected set reporting Detected set reporting is based on a 3GPP feature that allows the UE to measure and report any intra-frequency cell which is outside the intra-frequency cell list of the UE. This capability removes the limitation on the length of the intra-frequency cell list. In addition to the active and monitored set cells that are included in the intra-frequency cell list of the UE, the UE can include any detected intra-frequency cell in the event evaluation and reporting: • • The UE sends an event 1A/1C triggered measurement report to the RNC when a cell, that is not included in the intra-frequency cell list of the UE, enters the reporting range. The Primary CPICH scrambling code identifies the detected set cell that has triggered the event 1A/1C measurement report. The RNC adds the detected set cell into the active set if it is possible to identify the detected set cell, that is the primary CPICH scrambling code of the detected set cell equals to the primary CPICH scrambling code of an intra-frequency neighbor cell. The RNC is not able to identify the detected set cell during anchoring. Detected set reporting is available for all supported bearer services. The Soft Handover based on Detected Set Reporting feature needs to be enabled on RNC level. For more information on license management (applicable only for the RNC solution) see License Management Principles. When the feature is enabled on RNC level, it can be activated and deactivated on a cellby-cell basis by modifying the value of the FMCS parameter DSRepBasedSHO. Handover control activates the detected set reporting for an RRC connection if the Soft Handover Based on Detected Set Reporting feature is enabled on RNC level and either of the following conditions is true: • • Detected set reporting is enabled in one or more active set cells by the FMCS parameter DSRepBasedSHO (value of the parameter is 1). Detected set reporting without soft handover is used to collect statistics on the missing intra-frequency neighbor cell definitions. Detected set reporting based soft handover is enabled in one or more active set cells by the FMCS parameter DSRepBasedSHO (value of the parameter is 2). Note that the E-DCH active set does not affect the procedure. Detected set reporting might increase signaling on Uu interface because an UE reverts to periodical measurement reporting if detected set reporting based soft handover is not enabled or if the RNC cannot add the detected cell to the active set because of the missing neighbor cell definition. Increased signaling on Uu interface may cause slight degradation of quality. If a dominant neighbor cannot be added to the active set, serious UL interference is caused to the surrounding cells and the call can eventually drop because of poor EbNo. In the handover decision process, handover control handles detected set cells according to the value of the FMCS parameter DSRepBasedSHO: • • 110 Detected set cells are excluded from the decision when the value of FMCS parameter DSRepBasedSHO is 0 (DSR is not allowed) or 1 (DSR is enabled but SHO to detected cell is not allowed). Detected cells are taken into account in addition to the active and monitored set cells when the value of FMCS parameter DSRepBasedSHO is 2 (DSR based SHO is enabled). This applies to detected cells which are defined in the ADJS object but are left out from the full combined intra-frequency cell list. Id:0900d805808a8486 Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control • Functionality of intra-frequency handover Unknown reported cells are excluded from the handover decision process. If a detected set cell is added to the active set as a result of the handover decision procedure, handover control adds this new active set cell (ex-detected set cell) and its neighboring cells into the combined intra-frequency cell list which is sent to the UE in the RRC: MEASUREMENT CONTROL message. If an inter-RNC soft/softer handover is not possible, the handover control initiates an inter-RNC intra-frequency hard handover to the detected set cell as soon as the measurement results of the detected set cell satisfy the required conditions. Detected set reporting may increase signalling on Uu interface because of UE reverts to periodical measurement reporting if detected set reporting based soft handover is not enabled or if the RNC cannot add the detected cell to the active set because of the missing neighbor cell definition. Increased signalling on Uu interface might cause slight degradation of quality. If a dominant neighbor cannot be added to the active set, serious uplink interference is caused to the surrounding cells and the call can eventually drop because of poor EbNo. 10.1.8 Softer handover between cells within one base station The handover control of the CRNC (controlling RNC) determines the soft handover type for the intra-BTS intra-frequency handover on the basis of the LCG (Local Cell Group) information. The CRNC receives the CId (Cell Identifier) - LCG ID mapping information from the BTS in the NBAP: AUDIT RESPONSE and NBAP: RESOURCE STATUS INDICATION messages. The possible soft handover types for the intra-BTS intra-frequency handover are: • • Intra-BTS softer handover: Intra-frequency handover between cells within one LCG of the BTS. It is performed if the UE already has an existing radio link in the LCG where the target cell belongs to. Intra-BTS soft handover: Intra-frequency handover between cells which belong to different LCGs within one BTS. It is performed if the UE does not have any radio link in the LCG where the target cell belongs to. The decision procedure is the same in the serving and drifting RNCs. 10.1.9 Soft handover between Local Cell Groups or base stations within one RNC Soft handover can take place between cells which belong to different LCGs (Local Cell Groups) within one BTS (intra-BTS soft handover, see 10.1.8 Softer handover between cells within one base station for more information) or between cells which belong to different BTSs (inter-BTS soft handover). 10.1.10 Inter-RNC soft and softer handover The handover control of the DRNC (drifting RNC) determines the soft handover type for the inter-RNC intra-frequency handover on the basis of the BTS, cell and LCG (Local Cell Group) information. The possible soft handover types of the inter-RNC intra-frequency handover are: • DN03471612 Inter-RNC softer handover: Intra-frequency handover between cells within one Local Cell Group (LCG) of the BTS controlled by the same DRNC. It is performed if the UE already has an existing radio link in the LCG where the target cell belongs to. Id:0900d805808a8486 Confidential 111 Functionality of intra-frequency handover • WCDMA RAN and I-HSPA RRM Handover Control Inter-RNC soft handover: Intra-frequency handover between cells which belong to different LCGs within one BTS or different BTSs controlled by the same DRNC. It is performed if the UE does not have any radio link in the LCG where the target cell belongs to. The decision procedure is the same in the serving and drifting RNCs. 10.1.11 Cell individual offsets for modifying measurement reporting behavior Individual offsets can be controlled with the CPICH Ec/No Offset (IntraFreqNcellEcNoOffset) parameter. For a description of the parameter, see WCDMA Radio Network Configuration Parameters. The individual offset mechanism can be used to change the reporting of an individual cell, and as a result, to move the cell border. For each cell that is monitored, an offset value can be defined which the UE adds to the measurement result (CPICH Ec/No) of the neighbor cell before it compares the Ec/No value with the reporting criteria. The offset can be either positive or negative. In the following example, an offset is added to the measurement result of cell 3, and the dotted curve is used in evaluating if an event occurs. Measurement reports from the UE to the RNC are therefore triggered when the cell including the corresponding offset (the dotted curve) leaves and enters the reporting range. When positive offset is used, as in the following example, the UE sends measurement reports as if the cell (CPICH) is offset x dB better than what it really is. Therefore, cell 3 is included in the active set earlier than should have been the case without the positive offset. The cell in question can reside in an area where it often becomes good very quickly (because of street corners, for instance). Measurement quantity CPICH Ec/No CELL 1 Reporting range CELL 2 Offset for CELL 3 CELL 3 Reporting event 1B Figure 41 Reporting event 1A Time A positive offset is applied to cell 3 before event evaluation in the UE The cell individual offset can be seen as a tool to move the cell border. It is important to note that the offset is added before triggering events, i.e. the offset is added by the UE before evaluating if a measurement report should be sent as opposed to offsets that are applied in the network and used for the actual handover evaluation. Note that the UE does not include the cell individual offset in the measurement result which is reported to the RNC. 112 Id:0900d805808a8486 Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control Functionality of intra-frequency handover During soft/softer handover, the handover control of the RNC sets the cell individual offsets, which are transmitted to the mobile station, as follows: 1. The handover control sets the cell individual offsets for the intra-frequency neighbor cells of the best (according to CPICH Ec/No) active set cell. Note that an intra-frequency neighbor cell of the best active set cell can be itself an active set cell. 2. The handover control sets the cell individual offsets for those intra-frequency neighbor cells of the second best active set cell which are not neighbor cells of the best active set cell. Note that an intra-frequency neighbor cell of the second best active set cell can be itself an active set cell. 3. The handover control sets the cell individual offsets for those intra-frequency neighbor cells of the third best active set cell which are not neighbor cells of the best or second best active set cell. Note that an intra-frequency neighbor cell of the third best active set cell can be itself an active set cell. The handover control of the RNC updates the cell individual offsets to the UE, if needed, after each active set update procedure. 10.1.12 Mechanism for forbidding a cell to affect the reporting range The mechanism for forbidding cells to affect the reporting range is controlled with the following parameter: • Disable Effect on Reporting Range (AdjsDERR) indicates whether or not the neighbor cell is forbidden to affect the reporting range (addition/drop window) calculation, if it belongs to the active set. For a description of the parameter, see WCDMA Radio Network Configuration Parameters. The Addition Window (AdditionWindow) and Drop Window (DropWindow) parameters affect reporting events 1A and 1B. The reporting ranges of events 1A and 1B are relative to the measurement results of those cells in the active set which are not forbidden to affect the reporting range. In the following figure, cell 3 is forbidden to affect the reporting range, for example, because it is very unstable in a specific area. Measurement quantity CPICH Ec/No CELL 1 Reporting range Reporting range CELL 2 CELL 3 Time Figure 42 Cell 3 is forbidden to affect the reporting range UE ignores the mechanism if all cells in the active set are forbidden to affect the g The reporting range. DN03471612 Id:0900d805808a8486 Confidential 113 Functionality of intra-frequency handover 10.1.13 WCDMA RAN and I-HSPA RRM Handover Control Reporting events 6F and 6G for deleting cells from the active set UE Rx-Tx time difference measurement is controlled with the following parameters: • • Upper Rx-Tx Time Difference Threshold (UpperRxTxTimeDiff) determines the upper threshold which is used by the UE to trigger the reporting event 6F because of UE Rx-Tx time difference. Lower Rx-Tx Time Difference Threshold (LowerRxTxTimeDiff) determines the lower threshold which is used by the UE to trigger the reporting event 6G because of UE Rx-Tx time difference. The RNC ignores the reporting event 6F and 6G when the size of the active set is one cell. The RNC configures the reporting event 6F and 6G for the RRC connection when the size of the active set becomes larger than one cell for the first time by sending an RRC: MEASUREMENT CONTROL message to the UE (the RNC does not remove the reporting event 6F and 6G even if the size of the active set returns to one cell later on). For a description of the parameters, see WCDMA Radio Network Configuration Parameters. When the UE Rx-Tx time difference for a cell included in the active set becomes larger than the threshold defined by the parameter Upper Rx-Tx Time Difference Threshold (UpperRxTxTimeDiff), the UE sends an event 6F-triggered measurement report message to the RNC and the RNC deletes the cell from the active set. Similarly, the RNC deletes the cell from the active set if the UE sends an event 6G-triggered measurement report message to the RNC when the UE Rx-Tx time difference for the cell has become smaller than the threshold defined by the Lower Rx-Tx Time Difference Threshold (LowerRxTxTimeDiff)parameter. 10.1.14 Function in abnormal conditions This section describes the functioning of the RNC in case of an unsuccessful soft handover and radio link failure. In abnormal conditions, the RNC can release the RRC connection or order the UE to move to CELL_FACH state to avoid excessive uplink interference. If the conditions for the RRC connection release and the intra-frequency hard handover are met simultaneously, the hard handover has the higher priority. RRC connection release because of unsuccessful soft handover When an intra-frequency neighbor cell enters the reporting range and triggers either event 1A (cell addition) or event 1C (cell replacement), the UE transmits a measurement report to the RNC to add the neighbor cell to the active set. If the soft handover branch addition is unsuccessful, the RNC may release the RRC connection or order the UE to move to CELL_FACH state. This is to avoid excessive uplink interference because of non-optimum fast closed loop power control as the UE is not linked to the strongest cell any more when the requested handover branch is clearly the strongest branch or would become the strongest branch. The RRC connection release and state transition to CELL_FACH because of unsuccessful branch addition procedure are performed according to the following rules: • • 114 emergency calls: The RNC does not release emergency call in any case. AMR + NRT PS multi services: The RNC releases the NRT DCH and retries the branch addition for the AMR service immediately after the NRT DCH is mapped to DCH/DCH 0/0 kbit/s. If there are several NRT DCHs, the RNC releases one NRT DCH and retries the branch addition for the AMR service and the remaining NRT PS Id:0900d805808a8486 Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control • • Functionality of intra-frequency handover data services. If the retry is unsuccessful, the RNC aborts the ongoing branch addition procedure. The RNC can start another branch addition immediately after the reception of the next event 1A/1C triggered measurement report. NRT PS data services: The RNC may order the UE to move to CELL_FACH state when the requested handover branch is clearly the strongest branch. The EnableRRCRelease parameter of the intra-frequency handover path indicates whether the state transition to CELL_FACH state is allowed because of nonoptimum fast closed loop power control. In case of RT/NRT multi services, the RNC uses the HOPS parameter set which is defined for real time (RT) radio bearers. CS AMR or data services and AMR + RT PS data multi services: the RNC may release the RRC connection when the requested handover branch is clearly the strongest branch. The EnableRRCRelease parameter of the intra-frequency handover path indicates whether the RRC connection release (excluding emergency calls) is allowed because of non-optimum fast closed loop power control. The parameters related to handling of RRC connection release because of an unsuccessful soft handover are: • • • • CPICH Ec/No Averaging Window (EcNoAveragingWindow) determines the number of event triggered periodic intra-frequency measurement reports from which the RNC calculates the averaged CPICH Ec/No values. Enable RRC Connection Release (EnableRRCRelease) determines whether RRC connection release (excluding emergency calls) is allowed in situations when soft handover branch addition (or replacement) fails. Release Margin for Average Ec/No (ReleaseMarginAverageEcNo) determines the maximum allowed difference between the averaged CPICH Ec/No of the neighbor cell and the averaged CPICH Ec/No of the best cell in the active set in situations when the RNC is not able to perform a soft handover between these cells. If the difference between the averaged CPICH Ec/No values exceeds the value of the parameter, the RNC releases the RRC connection or orders the UE to move to CELL_FACH state (in case of streaming and NRT PS data services) in order to avoid excessive uplink interference because of non-optimum fast closed loop power control. Release Margin for Peak Ec/No (ReleaseMarginPeakEcNo) determines the maximum allowed difference between the CPICH Ec/No of the neighbor cell and the CPICH Ec/No of the best cell in the active set in situations when the RNC is not able to perform a soft handover between these cells. If the difference between CPICH Ec/No values exceeds the value of the parameter, the RNC releases the RRC connection or orders the UE to move to CELL_FACH state (in case of streaming and NRT PS data services) in order to avoid excessive uplink interference because of non-optimum fast closed loop power control. For a description of the parameters, see WCDMA Radio Network Configuration Parameters. The UE proceeds to the periodic measurement reporting if the RNC cannot add the requested cell into the active set. If the forced RRC connection release or state transition to CELL_FACH is allowed, the RNC makes the decision on the release or state transition to CELL_FACH on the basis of the CPICH Ec/No of the best cell in the active set, the CPICH Ec/No of the requested neighbor cell and the Release Margin for Average Ec/No and Release Margin for Peak Ec/No control parameters. DN03471612 Id:0900d805808a8486 Confidential 115 Functionality of intra-frequency handover WCDMA RAN and I-HSPA RRM Handover Control The RRC connection release or state transition to CELL_FACH is required when the measurement results of the requested neighbor cell satisfies one of the following equations: AveEcNoDownlink + ReleaseMarginforAveEc/No (n) < AveEcNoNcell (n) or EcNoDownlink + ReleaseMarginforPeakEc/No (n) < EcNoNcell (n) The measurement results in the equations are defined as follows: Variable Description AveEcNoDownlink averaged CPICH Ec/No of the best cell in the active set AveEcNoNcell(n) averaged CPICH Ec/No of the neighboring cell EcNoDownlink CPICH Ec/No of the best cell in the active set EcNoNcell(n) CPICH Ec/No of the neighboring cell Table 13 Criteria for enabling the RRC connection release The RNC calculates the averaged values from a specified number of periodic intra-frequency measurement reports. Averaging is controlled with the CPICH Ec/No Averaging Window (EcNoAveragingWindow) parameter. Radio link failure When a radio link in the active set loses uplink physical layer synchronization, the RNC deletes the radio link (cell) from the active set if the uplink physical layer remains out of synchronization for a period of time which is specified by an internal constant. After the radio link deletion procedure, the UE can start sending reporting event 1A to the RNC to return the cell back to the active set. If all radio links in the active set lose uplink synchronization, the RNC initiates either an RRC Connection Re-establishment or an RRC Connection Release procedure. For more information, see WCDMA RAN packet data transfer states. Restart of intra-frequency CPICH Ec/No measurement without detected set reporting If the handover control receives an RRC: MEASUREMENT CONTROL FAILURE message from the UE upon the request to report detected set cells, the handover control restarts the intra-frequency CPICH Ec/No measurement without the detected set reporting. 10.2 Functionality of intra-frequency hard handover Intra-frequency hard handover is required to ensure handover between cells controlled by different RNCs in situations when an inter-RNC soft handover is not possible, for example, because of Iur congestion. Furthermore, the Enable Inter-RNC Soft Handover (EnableInterRNCsho) RNP parameter determines whether the inter-RNC handover from the serving cell to a specified neighbor cell is performed as a soft handover or as a hard handover. Exceptions with regards to the HSPA inter-RNC cell change have been described in HSDPA mobility handling in in "WCDMA RAN RRM HSDPA". 116 Id:0900d805808a8486 Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control Functionality of intra-frequency handover The intra-frequency hard handover is controlled with the following RNP parameters: • • • • Enable Inter-RNC Soft Handover (EnableInterRNCsho) determines whether or not the neighbor cell can participate in a soft handover if it is controlled by an RNC other than the local RNC. CPICH Ec/No Averaging Window (EcNoAveragingWindow) determines the number of event-triggered periodic intra-frequency measurement reports from which the RNC calculates the averaged CPICH Ec/No values. HHO Margin for Average Ec/No (HHOMarginAverageEcNo) determines the maximum allowed difference between the averaged CPICH Ec/No of the neighboring cell and the averaged CPICH Ec/No of the best active cell in situations when an inter-RNC soft handover is not possible between these cells. HHO Margin for Peak Ec/No (HHOMarginPeakEcNo) determines the maximum allowed difference between the CPICH Ec/No of the neighbor cell and the CPICH Ec/No of the best active cell in situations when an inter-RNC soft handover is not possible between these cells. For a description of the parameters, see WCDMA Radio Network Configuration Parameters. The RNC makes the intra-frequency hard handover decision on the basis of event-triggered periodic intra-frequency measurement reports, which are usually applied to soft handover, and the above-mentioned control parameters. The UE proceeds to the periodic measurement reporting if the RNC cannot add the requested cell into the active set. The handover decision is based on the downlink Ec/No of the best cell in the active set, downlink Ec/No of the neighbor cell and handover margins which are used as a threshold to prevent repetitive hard handovers between cells. The measurement results of the neighbor cell must satisfy one of the following two equations before the intra-frequency hard handover is possible: AveEcNoDownlink + HHOMarginForAverageEcNo (n) < AveEcNoNcell (n) or EcNoDownlink + HHOMarginForPeakEcNo (n) < EcNoNcell (n) The measurement results in the equations are defined as follows: Variable Description AveEcNoDownlink Averaged downlink Ec/No of the best cell in the active set AveEcNoNcell(n) Averaged downlink Ec/No of the neighbor cell (n) EcNoDownlink Downlink Ec/No of the best cell in the active set EcNoNcell(n) Downlink Ec/No of the neighbor cell Table 14 Measurement result criteria for intra-frequency hard handover The RNC calculates the averaged Ec/No values from a specified number of periodical intra-frequency measurement reports. Averaging is controlled with the CPICH Ec/No Averaging Window (EcNoAveragingWindow). The maximum allowed difference between the averaged or peak CPICH power level of the neighboring cell (n) and that of DN03471612 Id:0900d805808a8486 Confidential 117 Functionality of intra-frequency handover WCDMA RAN and I-HSPA RRM Handover Control the best active set cell is defined with a parameter in situations when the RNC cannot perform an inter-RNC soft handover between these cells. If the difference in the averaged or peak Ec/No values exceeds the value of the relevant parameter, the RNC performs an intra-frequency hard handover to avoid excessive uplink interference because of fast closed loop power control that is no longer optimal. 10.2.1 Time interval between hard handover attempts The RNC does not set any limit for the minimum interval between the inter-RNC intrafrequency hard handovers. However, to prevent repetitive unsuccessful inter-RNC intrafrequency hard handover attempts to the same target cell, the RNC determines a time interval during which an intra-frequency hard handover to the cell in question is not allowed. The length of the interval is fixed 2 seconds for emergency calls. Otherwise the length of the interval depends on the number of unsuccessful hard handover attempts related to the same target cell during the same RRC connection. This interval increases 2 seconds per unsuccessful hard handover attempt (to the same target cell during the same RRC connection), up to the maximum of 10 seconds. The RNC determines the interval in the following way: TIME_INTERVAL = min (10 seconds, NUMBER_OF HHO_FAILS * 2 seconds) 118 Id:0900d805808a8486 Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control Functionality of inter-frequency handover 11 Functionality of inter-frequency handover The RNC makes the decision on the need for Inter-Frequency Handover (IFHO). When an inter-frequency handover is needed, the radio network controller (RNC) orders the user equipment (UE) to start the periodic reporting of inter-frequency measurement results. The RNC recognises the following inter-frequency handover causes: • • • • • • • • inter-frequency handover because of Uplink Dedicated Traffic Channel (DCH) quality inter-frequency handover because of UE transmission power inter-frequency handover because of Downlink Dedicated Physical Channel (DPCH) power inter-frequency handover because of Common Pilot Channel (CPICH) RSCP inter-frequency handover because of CPICH Ec/No load-based handover (for more information, see Section Functionality of load-based and service-based IF/IS handover) service-based handover (for more information, see Section Functionality of loadbased and service-based IF/IS handover) the RNC recognises also: immediate IMSI-based handover (for more information, see Section Functionality of immediate IMSI-based handover) The RNC does not start inter-frequency measurements or handover when only a signaling Radio Bearer (SRB) is allocated for the RRC connection. The RNC makes the handover decision on the basis of periodic inter-frequency measurement reports received from the UE and relevant control parameters. The measurement reporting criteria and the object information (cells and frequencies) for the interfrequency measurement are determined by the RNC. Unless the UE is equipped with dual receivers it can only be tuned to one frequency at a time. Therefore, compressed mode must be used at the physical layer of the radio interface to allow the UE to make the required inter-frequency measurements while maintaining its existing connection. Once the RNC has decided to attempt an inter-frequency handover, the RNC allocates radio resources from the target cell, establishes a new radio link for the connection between the UE and the target cell, and orders the UE to make an inter-frequency handover to the target cell. admission control of the RNC can overrule the handover algorithm decision g The because of capacity reasons. For more information, see Section Radio resource management functions in WCDMA RAN RRM packet scheduler. 11.1 Coverage reason inter-frequency handover For the RNC solution, the RNC supports the following inter-frequency handovers because of coverage reasons for both real time (RT) and non-real time (NRT) radio bearers: • • • • DN03471612 inter-frequency handover because of Uplink DCH quality inter-frequency handover because of UE transmission power inter-frequency handover because of CPICH RSCP Immediate IMSI-based handover (for more information, see Section Functionality of immediate IMSI-based handover). Id:0900d805808a848b Confidential 119 Functionality of inter-frequency handover WCDMA RAN and I-HSPA RRM Handover Control For the I-HSPA Adapter solution, the RNC supports the following inter-frequency handovers because of coverage reasons for both real time (RT) and non-real time (NRT) radio bearers: • • • • • 11.1.1 inter-frequency handover because of Uplink DCH quality inter-frequency handover because of UE transmission power inter-frequency handover because of CPICH RSCP inter-frequency handover because of Downlink DPCH power inter-frequency handover because of CPICH Ec/No Inter-frequency handover because of uplink DCH quality The quality deterioration report from the uplink outer loop power control can be used to trigger off inter-frequency handover if the serving cell (or cells participating in soft handover) has inter-frequency neighbor cells. The uplink outer loop power control sends the quality deterioration report to the handover control if the uplink quality stays constantly worse than the BER/BLER target although the uplink SIR target has reached the maximum value (the UE has reached either its maximum Tx power capability or the maximum allowed transmission power level on the DPCH). The reporting criteria of the quality deterioration report is controlled with the following RNP parameters. For a description of the parameters, see WCDMA Radio Network Configuration Parameters: • • Quality deterioration report from UL OLPC controller (EnableULQualDetRep) parameter indicates whether or not the uplink outer loop PC can send a quality deterioration report to the handover control in situations when the quality stays worse than the BER/BLER target despite of the maximum uplink SIR target. UL quality deterioration reporting threshold (ULQualDetRepThreshold) parameter determines the period during which the quality must constantly stay worse than the BER/BLER target (despite of the maximum uplink SIR target) before the uplink outer loop PC can send a quality deterioration report. The uplink OLPC repeats the quality deterioration reports to the handover control periodically until the uplink SIR target decreases below the maximum value. The IFHO caused by UL DCH Quality (IFHOcauseUplinkQuality) RNP parameter indicates whether or not an inter-frequency handover caused by Uplink DCH quality is enabled. In case of RT data connection (CS or PS), also the maximum allocated user bitrate on the uplink DPCH must be lower than or equal to the bitrate threshold which is controlled with the Maximum Allowed UL User Bitrate in HHO (HHoMaxAllowedBitrateUL) RNP parameter, before the RNC can start the inter-frequency measurement because of Uplink DCH quality. This limitation in uplink bitrate is not applied for NRT services. When the inter-frequency handover/measurement is enabled, the RNC starts the inter-frequency measurement. For more information, see Section Measurement procedure for inter-frequency handover. The RNC makes the handover decision on the basis of periodic inter-frequency measurement reports received from the UE and relevant control parameters. For more information, see Section Handover decision procedure for coverage reason inter-frequency handover. 120 Id:0900d805808a848b Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control 11.1.2 Functionality of inter-frequency handover Inter-frequency handover because of UE transmission power If the serving cell (or cells participating in soft handover) has inter-frequency neighbor cells, an event-triggered UE transmission power measurement report can be used to trigger off inter-frequency handover when the transmission power of the UE approaches either its maximum RF output power capability or the maximum transmission power level the UE can use on the DPCH. The IFHO caused by UE TX Power (IFHOcauseTxPwrUL) RNP parameter indicates whether an inter-frequency handover to GSM caused by UE transmission power is enabled or not. In addition, the maximum allocated user bitrate on the uplink DPCH must be lower than or equal to the bitrate threshold which is controlled with theMaximum Allowed UL User Bitrate in HHO (HHoMaxAllowedBitrateUL) RNP parameter, before the RNC can start the inter-frequency measurement because of UE transmission power. When the inter-frequency handover/measurement is enabled, the RNC starts a UE-internal measurement to monitor the UE transmission power level. The measurement reporting criteria for the UE transmission power measurement is controlled with the following RNP parameters: • • • • • • UE TX Power Filter Coefficient (InterFreqUETxPwrFilterCoeff) parameter controls the higher layer filtering (averaging) of the physical layer transmission power measurements in the UE. The physical layer measurement period for the UE transmission power is one slot. UE TX Power Threshold for AMR (InterFreqUETxPwrThrAMR) determines the UE transmission power threshold for a circuit-switched voice connection. UE TX Power Threshold for CS (InterFreqUETxPwrThrCS) determines the UE transmission power threshold for a circuit-switched data connection. UE TX Power Threshold for NRT PS (InterFreqUETxPwrThrNrtPS) determines the UE transmission power threshold for a non-real time packet-switched data connection. UE TX Power Threshold for RT PS (InterFreqUETxPwrThrRtPS) determines the UE transmission power threshold for a real-time packet-switched data connection. UE TX Power Time Hysteresis (InterFreqUETxPwrTimeHyst) determines the time-to-trigger, that is the time period between the detection of the following measurement events and the sending of the measurement report: • Event 6A: The UE transmission power must stay above the transmission power threshold for this time period before the inter-frequency handover is triggered. • Event 6B: The UE transmission power must stay below the transmission power threshold before the UE calls off the handover cause. Note that the UE transmission power is not used as a handover cause for a service type if the value of the corresponding UE transmission power threshold parameter is ‘not used’. The power thresholds are relative to the maximum transmission power level a UE can use on the DPCH in the cell (or the maximum RF output power capability of the UE in WCDMA, whichever is lower). In case of multi service, the RNC selects the parameters in the following order: 1 st priority AMR, 2nd priority CS data, 3rd priority RT PS data and 4th priority NRT PS. For the description of the parameters, see WCDMA Radio Network Configuration Parameters. If the UE transmission power becomes greater than the reporting threshold (event 6), the UE sends the measurement report (event 6A) to the RNC, and the RNC starts the inter-frequency measurement as described in Section Measurement procedure for interfrequency handover. DN03471612 Id:0900d805808a848b Confidential 121 Functionality of inter-frequency handover WCDMA RAN and I-HSPA RRM Handover Control The RNC makes the handover decision on the basis of periodical inter-frequency measurement reports received from the UE and relevant control parameters, as described in Section Handover decision procedure for coverage reason inter-frequency handover. If the UE transmission power measurement is used to trigger inter-frequency measurement, the time-to-trigger is controlled with the InterFreqUETxPwrTimeHyst parameter. If the UE transmission power measurement is used to trigger inter-RAT measurement, the time-to-trigger is controlled with the GsmUETxPwrTimeHyst parameter. If both inter-frequency handover and inter-system handover to GSM are enabled, the RNC selects the greater parameter value for the Time-To-Trigger IE. RNC does not break off ongoing inter-frequency measurement even if the transmisg The sion power of the UE decreases below the reporting threshold (event 6B) during the measurement and the UE sends the corresponding measurement report (event 6B) to the RNC. 11.1.3 Inter-frequency handover because of CPICH RSCP Received Signal Code Power (RSCP) measurement result on the Primary CPICH can be used to trigger off inter-frequency handover if the serving cell (or cells participating in soft handover) has inter-frequency neighbor cells. The IFHO caused by CPICH RSCP (IFHOcauseCPICHrscp) RNP parameter indicates whether an inter-frequency handover caused by low measured absolute CPICH RSCP is enabled or not. When the inter-frequency handover is enabled, the RNC sets up an intra-frequency measurement to monitor the absolute CPICH RSCP value. The measurement reporting criteria for the intra-frequency CPICH RSCP measurement is controlled with the following RNP parameters: • • • • • CPICH RSCP HHO Threshold (HHoRscpThreshold) parameter determines the absolute CPICH RSCP threshold which is used by the UE to trigger the reporting event 1F.parameter CPICH RSCP HHO Time Hysteresis (HHoRscpTimeHysteresis) determines the time period during which the CPICH RSCP of the active set cell must stay worse than the threshold HHoRscpThreshold before the UE can trigger the reporting event 1F. CPICH RSCP HHO Cancellation (HHoRscpCancel) parameter determines the absolute CPICH RSCP threshold which is used by the UE to trigger the reporting event 1E. CPICH RSCP HHO Cancellation Time (HHoRscpCancelTime) parameter determines the time period during which the CPICH RSCP of the active set cell must stay better than the threshold HHoRscpCancel before the UE can trigger the reporting event 1E. CPICH RSCP HHO Filter Coefficient (HHoRscpFilterCoefficient) parameter controls the higher layer filtering (averaging) of physical layer CPICH RSCP measurements before the event evaluation and measurement reporting is performed by the UE. The UE physical layer measurement period for intra-frequency CPICH RSCP measurement is 200 ms. If the CPICH RSCP measurement result of an active set cell becomes worse than or equal to the absolute threshold/parameter HHoRscpThreshold, the UE sends an event 1F-triggered measurement report to the RNC. The UE cancels event 1F by sending an event 1E-triggered measurement report to the RNC if the CPICH RSCP measurement 122 Id:0900d805808a848b Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control Functionality of inter-frequency handover result of the active set cell increases again and becomes better than or equal to the threshold HHoRscpCancel. If the CPICH RSCP measurement result of all active set cells has become worse than the reporting threshold HHoRscpThreshold (event 1F is valid for all active set cells simultaneously), the RNC starts the inter-frequency measurement as described in Section Measurement procedure for inter-frequency handover. The RNC makes the handover decision on the basis of periodic inter-frequency measurement reports received from the UE and relevant control parameters, as described in Section Handover decision procedure for coverage reason inter-frequency handover. RNC does not break off ongoing inter-frequency measurement even if the g The measured CPICH RSCP of one or more active set cells increases again above the reporting threshold HHoRscpCancel and the UE sends the corresponding event 1E triggered intra-frequency measurement report to the RNC. 11.1.4 Handover decision procedure for coverage reason inter-frequency handover An inter-frequency handover because of coverage reasons is possible when the signal of the best neighbor cell meets the conditions in the following equations: AVE_EcNo_NCELL(n) > AdjiMinEcNo(n) CPICH_POWER – AVE_CPICH RSCP > CPICH_POWER_NCELL(n) – AVE_RSCP_NCELL(n) + AdjiPlossMargin(n) Figure 43 Conditions for inter-frequency handover because of coverage reasons. In the above equations, AVE_RSCP_NCELL(n) and AVE_EcNo_NCELL (n) are the averaged CPICH Ec/No and RSCP values of the best (according to CPICH Ec/No) neighbor cell (n). AVE_CPICH_RSCP is the averaged CPICH RSCP of the best (according to pathloss) active set cell. The Minimum CPICH Ec/No for IFHO (AdjiMinEcNo) RNP parameter determines the minimum required CPICH Ec/No (dB) level in the best neighbor cell (n). The RNP parameter Pathloss Margin for IFHO (AdjiPlossMargin) determines the margin (dB) by which the propagation loss of the best active set cell must exceed the propagation loss of the best neighbor cell (n) before the inter-frequency handover is possible. CPICH_POWER indicates the transmission power of the Primary CPICH of the best active set cell. CPICH_POWER_NCELL (n) indicates the downlink transmission power of the Primary CPICH of the best neighbor cell (n). The neighbor Cell Search Period (InterFreqNcellSearchPeriod) RNP parameter determines the period starting from inter-frequency measurement setup during which an inter-frequency handover is not possible. After the period has expired, the RNC evaluates the radio link properties of the best neighbor cell after every inter-frequency measurement report. The RNC performs the inter-frequency handover to a best neighbor (target) cell as soon as the best neighbor cell meets the required radio link properties. Regarding averaging values, the RNC calculates them directly from the measured dB and dBm values, linear averaging is not used in this case. The sliding averaging window is controlled with the Measurement Averaging Window (InterFreqMeasAveWindow) RNP parameter. The RNC starts averaging already from the first measurement sample, that is, the RNC calculates the averaged values from those measurement samples DN03471612 Id:0900d805808a848b Confidential 123 Functionality of inter-frequency handover WCDMA RAN and I-HSPA RRM Handover Control which are available until the number of samples is adequate to calculate averaged values over the whole averaging window. 11.2 Quality reason inter-frequency handover The RNC supports the following quality reason inter-frequency handovers for both real time (RT) and non-real time (NRT) radio bearers: • • 11.2.1 inter-frequency handover because of Downlink DPCH power inter-frequency handover because of CPICH Ec/No Inter-frequency handover because of downlink DPCH power The BTS measures and averages the downlink code power of each radio link separately and reports the averaged measurement results to the controlling RNC at regular intervals with a 3GPP NBAP: DEDICATED MEASUREMENT REPORT. The BTS measures the downlink code power from the pilot bits of the dedicated physical control channel (DPCCH). In case of an inter-RNC soft handover, the drifting RNC forwards the measurement results to the serving RNC in the RNSAP: DEDICATED MEASUREMENT REPORT message. In 3GPP NBAP the Reporting Period is controlled with the Dedicated Measurement Reporting Period (DediMeasReportPeriod), Dedicated Measurement Reporting Period CS data (DediMeasRepPeriodCSdata), Dedicated Measurement Reporting Period PS data (DediMeasRepPeriodPSdata)RNP parameters. All of these measurement reports can trigger off inter-frequency handover when the downlink transmission power of the radio link approaches its maximum allowed power level. The IFHO caused by DL DPCH TX Power (IFHOcauseTxPwrDL) RNP parameter determines whether an inter-frequency handover caused by high downlink DPCH power level is enabled or not. In addition, the maximum allocated user bit rate on the downlink DPCH must be lower than or equal to the bitrate threshold defined by the Maximum Allowed DL User Bitrate in HHO (HhoMaxAllowedBitrateDL)RNP parameter, before the RNC can start the inter-frequency measurement and handover because of Downlink DPCH power. When the handover to GSM is enabled, the RNC starts the inter-frequency measurement procedure (as described in Section Measurement procedure for inter-frequency handover) if the measured downlink code power of a single radio link meets the condition in the following equation: DL_CODE_PWR – PowerOffsetDLdpcchPilot ≥ CPICH_POWER + MAX_DL_DPCH_TXPWR + DL_DPCH_TXPWR_THRESHOLD Figure 44 Measured downlink code power calculation. The variables in the formula are defined in the Table 15 Variables for inter-frequency handover. Variable Description DL_CODE_PWR indicates the measured downlink code power Table 15 124 Variables for inter-frequency handover Id:0900d805808a848b Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control Functionality of inter-frequency handover Variable Description PowerOffsetDLdpcchPilot a constant that defines the power offset for the pilot fields of the DPCCH, expressed as a relative value with respect to the DPDCH power CPICH_POWER indicates the transmission power of the primary CPICH of an active set cell MAX_DL_DPCH_TXPWR indicates the maximum transmission power level of the DPDCH symbols a base station can use on the DPCH, expressed as a relative value (dB) with respect to the primary CPICH power (dBm). DL_DPCH_TXPWR_THRESHOLD Is controlled with the following inter-frequency measurement control parameters, depending on the service type: • • • • DL DPCH TX Power Threshold for RT PS (InterFreqDLTxPwrThrRtPS) determines the downlink DPCH transmission power threshold for a realtime packet-switched data connection. DL DPCH TX Power Threshold for NRT PS (InterFreqDLTxPwrThrNrtPS) determines the downlink DPCH transmission power threshold for a non-real time packet-switched data connection. DL DPCH TX Power Threshold for CS (InterFreqDLTxPwrThrCS) determines the downlink DPCH transmission power threshold for a circuitswitched data connection. DL DPCH TX Power Threshold for AMR (InterFreqDLTxPwrThrAMR) determines the downlink DPCH transmission power threshold for a circuitswitched voice connection. The downlink DPCH transmission power thresholds are relative (dB) to the allocated maximum transmission power of the DPCH. In case of a multiservice, the RNC selects the lowest threshold value for the calculation (for example, when the alternative threshold values are -1dB and -3dB, the RNC selects the -3dB threshold value). Downlink transmission power is not to be used as a handover cause for a service type if the value of the corresponding threshold parameter is 'not used'. Table 15 Variables for inter-frequency handover (Cont.) The RNC makes the handover decision on the basis of periodic inter-frequency measurement reports received from the UE and relevant control parameters, as described in Section Handover decision procedure for quality reason inter-frequency handover. DN03471612 Id:0900d805808a848b Confidential 125 Functionality of inter-frequency handover 11.2.2 WCDMA RAN and I-HSPA RRM Handover Control Inter-frequency handover because of CPICH Ec/No The IFHO caused by CPICH Ec/No (IFHOcauseCPICHEcNo) RNP parameter indicates whether an inter-frequency handover caused by low measured absolute CPICH Ec/No is enabled or not. When the inter-frequency handover is enabled, the RNC sets up an intra-frequency measurement to monitor the absolute CPICH Ec/No value. The measurement reporting criteria for the intra-frequency CPICH Ec/No measurement is controlled by the following parameters: • • • • • CPICH Ec/No HHO Threshold (HHoEcNoThreshold) determines the absolute CPICH Ec/No threshold which is used by the UE to trigger the reporting event 1F. CPICH Ec/No HHO Time Hysteresis (HHoEcNoTimeHysteresis) parameter determines the time period during which the CPICH Ec/No of the active set cell must stay worse than the threshold HHoEcNoThreshold before the UE can trigger the reporting event 1F. CPICH Ec/No HHO Cancellation (HHoEcNoCancel) parameter determines the absolute CPICH Ec/No threshold which is used by the UE to trigger the reporting event 1E. CPICH Ec/No HHO Cancellation Time (HHoEcNoCancelTime) parameter determines the time period during which the CPICH Ec/No of the active set cell must stay better than the threshold HHoEcNoCancel before the UE can trigger the reporting event 1E. CPICH Ec/No Filter Coefficient (EcNoFilterCoefficient) parameter controls the higher layer filtering (averaging) of physical layer CPICH Ec/No measurements before the event evaluation and measurement reporting is performed by the UE. The UE physical layer measurement period for intra-frequency CPICH Ec/No measurements is 200 ms. If the CPICH Ec/No measurement result of an active set cell becomes worse than or equal to the absolute threshold (HHoEcNoThreshold parameter), the UE sends the event 1F-triggered measurement report to the RNC. The UE cancels event 1F by sending an event 1E-triggered measurement report to the RNC if the CPICH Ec/No measurement result of the active set cell increases again and becomes better than or equal to the threshold HHoEcNoCancel parameter. If the CPICH Ec/No measurement result of all active set cells has become worse than the reporting threshold HHoEcNoThreshold parameter (event 1F is valid for all active set cells simultaneously), the RNC starts the inter-frequency measurement as described in Section Measurement procedure for inter-frequency handover. The RNC makes the handover decision on the basis of periodic inter-frequency measurement reports received from the UE and relevant control parameters, as described in Section Handover decision procedure for quality reason inter-frequency handover. RNC does not break off ongoing inter-frequency measurement even if the g The measured CPICH Ec/No of one or more active set cells increases again above the reporting threshold HHoEcNoCancel and the UE sends the corresponding event 1E triggered intra-frequency measurement report to the RNC. 126 Id:0900d805808a848b Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control 11.2.3 Functionality of inter-frequency handover Handover decision procedure for quality reason inter-frequency handover The measurement results of the inter-frequency neighboring cell must satisfy the following equations before the inter-frequency handover or cell change to GSM/GPRS is possible: AVE_RSCP_NCELL(n) > AdjiMinRSCP(n) + max ( 0,AdjiTxPwrDPCH(n) – P_MAX ) AVE_EcNo_NCELL(n) > AVE_CPICHEcNo + AdjiEcNoMargin(n) Figure 45 Measurement results of the inter-frequency neighboring cell calculation. In the equations above, AVE_RSCP_NCELL(n) and AVE_EcNo_NCELL are the averaged CPICH Ec/No RSCP values of the best (according to CPICH Ec/No) neighboring cell (n). AVE_CPICH_EcNo is the averaged CPICH Ec/No of the best active set cell. The Minimum CPICH RSCP for IFHO (AdjiMinRSCP)(n) parameter determines the minimum required CPICH RSCP (dBm) level in the best neighboring cell (n). The CPICH Ec/No Margin for IFHO (AdjiEcNoMargin) (n) parameter determines the margin (dB) by which the CPICH Ec/No of the best neighboring cell (n) must exceed the CPICH Ec/No of the best active set cell before the inter-frequency handover is possible. The neighbor cell parameter AdjiTxPwrDPCH(n) indicates the maximum transmission power level (dBm) a UE can use on the DPCH. P_MAX indicates the maximum RF output power capability of the UE (dBm). The neighbor Cell Search Period (InterFreqNcellSearchPeriod) parameter determines the period starting from inter-frequency measurement setup during which an inter-frequency handover is not possible. After the period has expired, the RNC evaluates the radio link properties of the best neighbor cell after every inter-frequency measurement report. The RNC performs the inter-frequency handover to a best neighboring (target) cell as soon as the best neighboring cell meets the required radio link properties. Regarding averaging values, the RNC calculates them directly from the measured dB and dBm values, linear averaging is not used in this case. The sliding averaging window is controlled with the Measurement Averaging Window (interFreqMeasAveWindow)parameter. The RNC starts averaging already from the first measurement sample, that is, the RNC calculates the averaged values from those measurement samples which are available until the number of samples is adequate to calculate averaged values over the whole averaging window. 11.3 HSDPA inter-frequency handover HSDPA inter-frequency handover introduces compressed mode and inter-frequency measurement capability for connections which simultaneously utilise HSDPA. In addition, direct HSPA allocation in the target cell is provided. HSDPA inter-frequency handover can be triggered because of quality, coverage, HSPA capability and immediate IMSI based handover reasons and is available for all supported HSPA services and service combinations. Based on inter-frequency handover (IFHO) triggers, compressed mode is started directly while HSDPA is configured. If HSPA is allocated, channel type switching to a DN03471612 Id:0900d805808a848b Confidential 127 Functionality of inter-frequency handover WCDMA RAN and I-HSPA RRM Handover Control suitable HSDPA configuration is needed. Therefore, the total handover execution time decreases for HSDPA services but remains the same for HSPA services. HSDPA compressed mode can be activated for an UE if all of the following conditions are true: • • • • The HSDPA Inter-Frequency Handover feature is enabled for the RNC. HSDPA mobility is enabled with the HSDPAMobility configuration parameter. DCH compressed mode is enabled with the RNC-wide configuration parameter CMmasterSwitch. In case of inter-frequency handover over Iur, HSDPA compressed mode is enabled by the VBTS (Virtual BTS object) parameter BTSSupportForHSPACM. For more information on compressed mode for HSDPA see Section Compressed mode. In the event of an intra-RNC inter-frequency, inter-RNC inter-frequency, and inter-RNC intra-frequency hard handover, HSPA can be allocated for the UE without checking whether the HSDPA Inter-Frequency Handover feature is enabled in the target cell. During HSDPA compressed mode, HSDPA serving cell change can be triggered only to a target cell which supports HSDPA compressed mode. If such target cell cannot be found and the current serving cell cannot be kept, channel type switching to DCH is performed and compressed mode is reconfigured to DCH compressed mode. In both cases the inter-frequency handover measurement itself continues without changes. Coverage and quality based HSDPA inter-frequency handovers If the HSDPA Inter-Frequency Handover feature is enabled, quality and coverage based HSDPA inter-frequency handovers are performed as follows: • • If HS-DSCH/DCH with or without AMR is allocated, compressed mode and inter-frequency measurement is started directly without transport channel modification. If HS-DSCH/E-DCH with or without AMR is allocated, uplink transport channel modification to HS-DSCH/DCH configuration is performed first and after that compressed mode and inter-frequency measurement are started immediately. Target cells for an HSPA inter-frequency handover can be intra-BTS, inter-BTS intraRNC (not valid for the I-HSPA Adapter solution), or inter-BTS inter-RNC cells. HSDSCH/E-DCH configurations are reconfigured to HS-DSCH/DCH independent of the need for compressed mode to perform the measurements. During uplink transport channel modification to HS-DSCH/DCH configuration, DCH(s) are allocated with initial bit rate. If this reconfiguration does not succeed, the radio bearer(s) are mapped to DCH/DCH 0/0 kbps and a handover attempt is started immediately for AMR services. When only a signaling radio bearer (SRB) is allocated for the RRC connection, new allocation and handover trigger are awaited. Penalty timer based on the HsdschGuardTimerHO parameter is started when radio bearer(s) are mapped to DCH/DCH 0/0 kbps in order to restrict immediate HS-DSCH re-allocation attempts. If HSDPA inter-frequency handover is not activated, HSPA services are reconfigured to DCH/DCH services and after that compressed mode is started immediately for AMR services. When only a signaling radio bearer (SRB) is allocated for the RRC connection, a new allocation and handover trigger is awaited. Intra-frequency serving RNC relocation is not performed while compressed mode is active. Compressed mode is stopped in downlink direction and afterward relocation is performed. It is then up to the target RNC to start compressed mode again. It is suitable to stop compressed mode before the relocation since the target RNC needs to start 128 Id:0900d805808a848b Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control Functionality of inter-frequency handover measuring from the beginning if it is still needed. The uplink DCH, however, can be in compressed mode during intra-frequency serving RNC relocation. For more information on inter-frequency measurement control parameters (FMCI) and inter-frequency handover path parameters (HOPI) see WCDMA RAN RRM HSDPA and WCDMA RAN RRM HSUPA. Failed HSDPA inter-frequency handover After a failed HSDPA inter-frequency handover, the RNC continues with an inter-system handover attempt in the event of: • • The RAB based Service Handover IE does not deny inter-system handover with value “Handover to GSM is not to be performed” in any of the UE's RABs. Quality, coverage, or immediate IMSI based inter-system handover is allowed and triggered. Channel type switching to a DCH/DCH configuration is performed first and after that an inter-system handover attempt is started immediately. If this reconfiguration does not succeed, the radio bearer(s) are mapped to DCH/DCH 0/0 kbps and a handover attempt is started immediately for AMR services. When only a signaling radio bearer (SRB) is allocated for the RRC connection, a new allocation and handover trigger is awaited. Penalty timer based on parameter HsdschGuardTimerHO is started when radio bearer(s) are mapped to DCH/DCH 0/0 kbps in order to restrict immediate HS-DSCH reallocation attempts. If the inter-system handover is not performed, the UE remains in the current cell and RNP parameter InterFreqMinMeasInterval is set. A new or active pending handover trigger is needed for further handover actions. Channel type switching to an HSPA configuration, that is DL:HS-DSCH and UL:E-DCH, is forbidden as long as there is at least one active inter-system handover cause. After all inter-system handover causes are canceled, channel type switching to HSPA configuration is possible again. If the inter-system handover attempt was unsuccessful, the UE remains in the current cell and RNP parameter(s) InterFreqMinMeasInterval and/or GsmMinMeasInterval are set. A new or active pending handover trigger is needed for further handover actions. Channel type switching to HSPA/HSDPA configuration, that is DL:HS-DSCH and UL:E-DCH or UL:DCH, is forbidden as long as there is at least one active intersystem handover cause. After all inter-system handover causes are canceled, channel type switching to HSPA/HSDPA configuration is possible again. If there is at least one inter-frequency handover cause and at least one inter-system handover cause active simultaneously, handover control applies that one from the previous two rules which is applicable for the preferred handover target system. If the HSDPA inter-frequency handover feature is disabled and any inter-frequency or inter-system handover cause is active, channel type switching to HSPA/HSDPA configuration, that is DL:HS-DSCH and UL:E-DCH or UL:DCH, is forbidden. After all handover causes are canceled, channel type switching to HSPA/HSDPA configuration is possible again. Number of parallel reporting criteria Inter-Frequency measurements for HSDPA require an additional intra-frequency measurement to compare the inter-frequency handover decision. In the event of an HSDPA inter-frequency handover situation with all possible handover causes available, intra-frequency measurement event 1F for CPICH EcNo is removed before the additional intrafrequency measurement is added. If the measurements do not trigger the handover and DN03471612 Id:0900d805808a848b Confidential 129 Functionality of inter-frequency handover WCDMA RAN and I-HSPA RRM Handover Control the UE stays in the serving cell(s), the additional intra-frequency measurement is removed and after that measurement event 1F for CPICH EcNo is reconfigured. HSPA capability based handover If HSDPA inter-frequency handover is enabled, HSPA capability based inter-frequency handover is performed as follows: • • HS-DSCH/DCH is allocated: Compressed mode and measurement are started directly based on current event based triggering (inactivity) without transport channel modification. HS-DSCH/E-DCH is allocated: The uplink transport channel is modified to HSDSCH/DCH configuration first based on the current event based trigger (inactivity) and after that compressed mode and measurement are started immediately. DCH(s) are allocated with minimum bit rate. If the reconfiguration is not successful, the RB(s) are mapped to DCH/DCH 0/0 kbps (SRB only) and new allocation and handover trigger are awaited. The penalty timer based on the HsdschGuardTimerHO parameter is started when RB(s) are mapped to DCH/DCH 0/0 kbps in order to restrict immediate HS-DSCH re-allocation attempts. Reconfiguration from HS-DSCH/E-DCH to HS-DSCH/DCH configuration is performed independent of the decision on the start of compressed mode. If HSDPA inter-frequency handover is not enabled, the handover is based on periodic triggering when DCH/DCH is allocated and on event based triggering (inactivity) when HS-DSCH/E-DCH or HSDSCH/DCH is allocated. In event based triggering HS-DSCH/E-DCH or HS-DSCH/DCH is first reconfigured as pure DCH configuration and after that compressed mode is started immediately. Not valid for the I-HSPA Adapter solution: Target cells for HSPA capability based interfrequency handover can be intra-BTS, inter-BTS intra-RNC, inter-BTS inter-RNC, or IHSPA cells. For the I-HSPA Adapter solution only: Target cells for HSPA capability based inter-frequency handover can be intra-I-HSPA Adapter, inter-I-HSPA Adapter, or RNC cells (non I-HSPA cells). 11.4 Interactions between handover causes The handover cause, which has triggered first has the highest priority. That is, the RNC does not stop or modify ongoing inter-frequency measurement and handover decision procedures if another handover cause is triggered during the handover procedures. If two or more inter-frequency handover causes are triggered simultaneously, the RNC selects the cause, which has the highest priority. The priority order is the following: 1. Immediate IMSI-based inter-frequency handover Immediate IMSI-based inter-frequency handover has higher priority than the other inter-frequency handover causes (for more information, see Section Functionality of immediate IMSI-based handover). 2. quality and coverage reason inter-frequency handovers The RNC supports the following quality and coverage reason inter-frequency handovers (the handover causes are not presented in any particular order): • inter-frequency handover because of Uplink DCH quality • inter-frequency handover because of UE Tx power • inter-frequency handover because of Downlink DPCH power 130 Id:0900d805808a848b Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control Functionality of inter-frequency handover • inter-frequency handover because of CPICH RSCP • inter-frequency handover because of CPICH Ec/No 3. load-based inter-frequency handover For more information, see Section Functionality of load-based and service-based IF/IS handover. 4. service-based inter-frequency handover For more information, see Section Functionality of load-based and service-based IF/IS handover. 11.5 Interaction with handover to GSM If the serving cell (or cells participating in soft handover) has neighbor cells both on another carrier frequency and on another RAT (GSM), the RNC determines the priorities between inter-frequency and inter-system handovers on the basis of Service Handover IE value. The RNC receives the Service Handover IE from the core network in the RAB ASSIGNMENT REQUEST or RELOCATION REQUEST (RANAP) message. If the RNC does not receive the Service Handover IE from the core network, inter-frequency handover has priority over inter-system handover to GSM as a default value. • • • Should be handed over to GSM: Inter-system handover takes precedence over inter-frequency handover. In this case the RNC does not start inter-frequency measurements until the inter-system measurements have been completed, that is, when no neighbor GSM cell is good enough for the quality and/or coverage reason handover. Should not be handed over to GSM: Inter-frequency handover takes precedence over inter-system handover. In this case the RNC does not start the inter-system measurements until the inter-frequency measurements have been completed, that is, when no neighboring cell is good enough for the quality and/or coverage reason inter-frequency handover. Shall not be handed over to GSM: In this case, the RNC does not start inter-system measurements or handover to GSM even if no neighbor cell is good enough for the quality and/or coverage reason inter-frequency handover. This means that the RNC does not initiate handover to GSM for the UE unless the RABs with this indication have first been released with the normal release procedures. In the event of directed emergency call inter-system handover, the RRC connection is handed over to GSM even if the Service Handover IE has the value Should not be handed over to GSM or Shall not be handed over to GSM for one radio access bearer of the RRC connection. The RNC initiates the handover to GSM for the RRC connection despite the radio access bearers with this indication. If the RNC does not receive the Service Handover IE from the core network for a directed emergency call inter-system handover, the handover to GSM has a higher priority than the inter-frequency handover. If WPS is enabled, a WPS call is handed over to GSM during the RAB setup even if the Service Handover IE has the value Should not be handed over to GSM or Shall not be handed over to GSM for an AMR radio access bearer of the RRC connection. This is valid for the RAB setup phase only. The WPS feature does not support multi-RABs. If directed retry of AMR calls is enabled, an AMR call is handed over during the RAB setup to GSM even if the Service Handover IE has the value Should not be handed over to GSM or Shall not be handed over to GSM for the AMR RAB of the RRC connection. DN03471612 Id:0900d805808a848b Confidential 131 Functionality of inter-frequency handover WCDMA RAN and I-HSPA RRM Handover Control This is valid for the RAB setup phase only. The Directed Retry feature does not support multi-RABs. 11.6 Interaction with handover to GAN Inter-RAT handover to GAN has a higher priority than inter-frequency handover. An event 3A triggered measurement report initiates inter-RAT handover to GAN also during inter-frequency measurements. 11.7 Control parameters of inter-frequency handover The different inter-frequency handover causes are enabled separately for each handover cause (for example, inter-frequency handover because of UE Tx power). The relevant radio network configuration parameters belong to the inter-frequency measurement control parameters which are defined separately for each cell by attaching a specified measurement control parameter set (or sets) to a specified cell. The radio network database is to have 100 separate measurement control parameter sets for inter-frequency measurements. All cells in the RAN can use the same set of inter-frequency measurement control parameters or the cells might have a tailored set of measurement control parameters for real time (RT) and for non-real time (NRT) radio bearers. Measurement parameters are controlled on a set-by-set basis by means of the O&M, by using the local user interface in the RNC site or the network management system (NMS). The handover control of the RNC enables an inter-frequency handover cause when the handover cause in question is enabled in the inter-frequency measurement control (FMCI) parameters of an active set cell which has also inter-frequency neighbor cells. If the active set consists of more than one cell then all possible causes, which are enabled in at least one cell, are considered. The CPICH Ec/No and RSCP thresholds related to the inter-frequency handover causes are determined by the intra-frequency license measurement control (FMCS) parameters of the active set cell which is the strongest cell according to the CPICH Ec/No measurement results reported by the UE. When the channel type is DCH, the inter-frequency measurement and handover are controlled by the inter-frequency measurement control (FMCI) parameters of the best (according to CPICH Ec/No) active set cell (controlled by the SRNC) which has the handover cause in question enabled and which has inter-frequency neighbor cells. The handover control re-selects the controlling FMCI parameter set after each active set update procedure. In addition, the controlling FMCI parameter set can change if the service type (RT/NRT) or the channel type (DCH/HSDPA) changes during the RRC con ection. Note that the handover control does not modify onqoing periodical inter-frequency measurement if the controlling FMCI parameter set changes during the measurement. When the channel type is HSDPA, the inter-frequency measurement and handover are controlled by the inter-frequency measurement control (FMCI) parameters of the serving HS-DSCH cell. The handover control re-selects the FMCI parameter set after the serving cell change. Note that, the handover control does not modify ongoing periodical inter-frequency measurement if the FMCI parameter set changes during the measure ent. 132 Id:0900d805808a848b Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control 11.8 Functionality of inter-frequency handover Measurement procedure for inter-frequency handover The measurement procedure, the scenario of which is presented in Figure 46 Measuring procedure for inter-frequency handover, is controlled by a number of parameters set during the radio network planning. These parameters are: 1. Measurement Reporting Interval (InterFreqMeasRepInterval) This parameter determines the measurement reporting interval for periodical interfrequency measurements. 2. Neighbor Cell Search Period (InterFreqNcellSearchPeriod) This parameter determines the number of periodic inter-frequency measurement reports, starting from the first report after the measurement setup, during which an inter-frequency handover is not allowed. This period allows the UE to find and report all potential neighboring cells before the handover decision. 3. Maximum Measurement Period (InterFreqMaxMeasPeriod) This parameter determines the maximum number of periodic measurement reports during an inter-frequency measurement (that is, the maximum allowed duration of the inter-frequency measurement). If the RNC is not able to execute the inter-frequency handover, it stops the inter-frequency measurement after the UE has sent a predefined number of measurement reports to the RNC. 4. Minimum Measurement Interval (InterFreqMinMeasInterval) This parameter determines the minimum interval between an unsuccessful inter-frequency measurement or handover procedure and the beginning of the following inter-frequency measurement procedure related to the same RRC connection. Repetitive inter-frequency measurements are disabled when the value is zero. 5. Minimum Interval Between Handovers (InterFreqMinHoInterval) This parameter determines the minimum interval between a successful inter-frequency handover and the following inter-frequency handover attempt related to the same RRC connection. Repetitive inter-frequency handovers are disabled when the value of the parameter is zero. Frequency 3 5 Frequency 2 4 1 HO 4 Frequency 1 2 4 Time 3 Figure 46 Measuring procedure for inter-frequency handover The RNC measures one frequency at a time. If there are more than one frequency to be measured, the RNC selects a subset of inter-frequency neighbor cells (having the same UTRA RF channel number) which are measured first. The measurement order is controlled with the following RNP parameters defined for each neighbor cell: DN03471612 Id:0900d805808a848b Confidential 133 Functionality of inter-frequency handover • • WCDMA RAN and I-HSPA RRM Handover Control Ncell Priority for Quality IFHO (AdjiPriorityQuality) determines the measurement order in case of a quality reason inter-frequency handover. Ncell Priority for Coverage IFHO (AdjiPriorityCoverage) determines the measurement order in case of a coverage reason inter-frequency handover. If the measurement results of the first measured frequency indicate that an inter-frequency handover can be done, the RNC starts the handover attempt immediately (the RNC does not measure remaining frequencies and corresponding cells any more). If none of the neighboring cells was good enough according to the first inter-frequency measurement, the RNC can directly repeat the measurement and decision procedures for the remaining subsets of inter-frequency neighboring cells until all frequencies and neighboring cells are measured, or a target cell for the inter-frequency handover is found. The maximum measurement period which is allowed for each carrier frequency is controlled by the InterFreqMaxMeasPeriod parameter. 11.9 Function in abnormal conditions If an attempted handover to a target frequency fails, the RNC successively extends the interval during which another attempt to hand the same RRC connection over to the same target frequency is disallowed. The duration of the interval depends on the number of previous handover failures. The RNC determines the interval in the following way: TIME_INTERVAL = ( 1 + NUMBER_OF_IFHO_FAILS ) • InterFreqMinMeasInterval Figure 47 Time interval calculation. TIME_INTERVAL = ( 1 + NUMBER_OF IFHO_FAILS ) * InterFreqMinMeasInterval The Minimum Measurement Interval (InterFreqMinMeasInterval) parameter determines the minimum interval between an unsuccessful inter-frequency measurement (or handover attempt) procedure and the following inter-frequency measurement procedure related to the same RRC connection. 134 Id:0900d805808a848b Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control Functionality of inter-frequency handover over Iur 12 Functionality of inter-frequency handover over Iur Mobility between RNCs in UTRAN connected mode can be carried out by the anchoring method. The SRNC continues as a controlling node (anchoring point) for the RRC connection via Iur interface and DRNS. The user plane traffic between the DRNS and the CN is transferred via Iur interface and the SRNC. Anchoring is used when the DRNC or the CN does not support the SRNS relocation procedure. Full UTRAN connected mode mobility during anchoring requires the support of intraand inter-frequency handovers over Iur. The RNC supports intra-frequency (soft and softer) handover over Iur and inter-frequency handover over Iur for DCHs. When the feature is enabled the following functions are available: • • • • • • 12.1 The network operator can configure FMCI and HOPI parameter sets which are used for the inter-frequency handover control during anchoring. The DRNC reports the inter-frequency neighbor cell information to the SRNC. The SRNC/DRNC support compressed mode for inter-frequency measurements during anchoring. The SRNC/DRNC support inter-frequency handover signaling over Iur interface. The SRNC downgrades the bit rate of NRT DCHs to UL: 64/ DL: 64 kbit/s before anchoring if DCH Scheduling over Iur is disabled in SRNC. If the inter-frequency measurement reports indicate that the best cell for inter-frequency hard handover is an I-BTS cell, and the current RAB combination of the UE is not supported target I-BTS (IBTSRabCombSupport parameter) then SRNC will triggers inter-frequency handover over Iur, if the I-BTS Sharing feature is also enabled in the RNC. Neighbor cell information If the cell where the radio link was established in the DRNC has inter-frequency neighbor cells, the DRNC reports the inter-frequency neighbor cells in addition to the intra-frequency neighbor cells to the SRNC. The information is sent via Iur interface within the neighboring UMTS Cell Information IE of the RNSAP: RADIO LINK SETUP RESPONSE or RNSAP: RADIO LINK ADDITION RESPONSE messages. Furthermore, the RNSAP: RADIO LINK SETUP FAILURE and RNSAP: RADIO LINK ADDITION FAILURE messages include the neigbour cell information for any successful radio link. The neighboring UMTS Cell Information IE contains the following information for each FDD intra-frequency and inter-frequency neighbor cell: • • • • • • • • • • DN03471612 RNC ID of the controlling RNC CN PS domain identifier CN CS domain identifier cell ID UL UARFCN DL UARFCN primary scrambling code primary CPICH power cell individual offset Tx diversity indicator Id:0900d805808a8490 Confidential 135 Functionality of inter-frequency handover over Iur • WCDMA RAN and I-HSPA RRM Handover Control DPC mode change support indicator The SRNC takes into account the inter-frequency neighbor cell information which has been received from the DRNC in the inter-frequency measurement and handover decision procedures. 12.2 Handover control parameters This section provides information on the parameter setting during anchoring when the Inter-frequency Handover over Iur and I-HSPA Sharing and Iur Mobility Enhancements features are enabled in the SRNC. The SRNC uses RNC level handover control parameters during anchoring for the active set cells controlled by the DRNC and for the neighboring cells defined on the DRNC side. If the Inter-frequency Handover over Iur feature is enabled and the Support for I-HSPA Sharing and Iur Mobility Enhancements feature is disabled in the SRNC, the following parameters are applicable: • • The AnchorFmcsIdentifier and AnchorHopsIdentifier RNC parameters define the FMCS and HOPS parameter sets which are used during anchoring for the intra-frequency handover control. The same FMCS/HOPS parameter set is used for both real time (RT) and non-real time (NRT) radio bearers. If the parameter sets for anchoring have not been defined, handover control uses the default values of the FMCS and/or HOPS parameters during anchoring. The AnchorFmciIdentifier and AnchorHopiIdentifier RNC parameters define the FMCI and HOPI parameter sets which are used during anchoring for the inter-frequency handover control. The same FMCI/HOPI parameter set is used for both real time (RT) and non-real time (NRT) radio bearers. If the parameter sets for anchoring have not been defined, handover control uses the default values of the FMCI and/or HOPI parameters during anchoring. If the Support for I-HSPA Sharing and Iur Mobility Enhancements feature is enabled in the SRNC, then the handover control of the SRNC uses FMCS, FMCI, HOPS and HOPI parameter sets (database objects) of the reference cell object (VCEL object) for the intra- and inter-frequency handover control during anchoring. Handover control of the SRNC uses the default values of the following WBTS parameters for the initiation of dedicated (transmitted code power) measurement in a DRNC during anchoring if the Inter-frequency Handover over Iur feature is enabled and the Support for I-HSPA Sharing and Iur Mobility Enhancements feature is disabled in the SRNC : • • • • DedicatedMeasReportPeriod DediMeasRepPeriodCSdata DediMeasRepPeriodPSdata MeasFiltCoeff Handover control of SRNC uses the following VBTS parameters to configure the Dedicated Measurements in the DRNC during anchoring if the Support for I-HSPA Sharing and Iur Mobility Enhancements feature is enabled: • • • • 136 DedicatedMeasReportPeriod DediMeasRepPeriodCSdata DediMeasRepPeriodPSdata MeasFiltCoeff Id:0900d805808a8490 Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control Functionality of inter-frequency handover over Iur Handover control of the SRNC does not modify ongoing transmitted code power (dedicated) measurements which have been started in a DRNC before anchoring. Handover control of the SRNC does not start dedicated measurement in a DRNC during anchoring if the Inter-frequency Handover over Iur feature and the Support for I-HSPA Sharing and Iur Mobility Enhancements feature are disabled. 12.3 Inter-Frequency measurement and handover decision during anchoring During anchoring, the SRNC supports the inter-frequency measurements and the handover decision procedures for the following handover causes both for RT and NRT radio bearers (including multi services) : • • • • DN03471612 inter-frequency handover because of uplink DCH quality If inter-frequency handover because of 'Uplink DCH quality' is enabled by the FMCI - IFHOcauseUplinkQuality parameter, the SRNC starts inter-frequency measurement during anchoring when it receives a quality deterioration report from the UL outer loop power control. The bit rate of the NRT DCHs must be lower than or equal to UL: 64/ DL: 64 kbit/s before an inter-frequency handover because of 'Uplink DCH quality' is possible during anchoring if DCH Scheduling Over Iur is disabled in the SRNC (that is the Support for I-HSPA Sharing and Iur Mobility Enhancements feature is disabled in the SRNC or the RNC parameter DCHScheOverIur is set to ‘1’ (Not Supported)). The WCEL parameter HHoMaxAllowedBitrateUL is not used during anchoring. inter-frequency handover because of UE Tx power If inter-frequency handover because of 'UE Tx power' is enabled by the FMCI parameter - IFHOcauseTxPwrUL, the SRNC continues UE transmitted power measurement during anchoring. The SRNC starts inter-frequency measurement when it receives an event 6A triggered measurement report from the UE. The bit rate of NRT DCHs must be lower than or equal to UL 64/ DL: 64 kbit/s before an inter-frequency handover because of 'UE Tx power' is possible during anchoring if DCH Scheduling Over Iur is disabled in the SRNC (that is the Support for I-HSPA Sharing and Iur Mobility Enhancements feature is disabled in the SRNC or the RNC parameter DCHScheOverIur is set to ‘1’ (Not Supported)). The WCEL parameter HHoMaxAllowedBitrateUL is not used during anchoring. inter-frequency handover because of downlink DPCH power If inter-frequency handover because of 'Downlink DPCH power' is enabled by the IFHOcauseTxPwrDL parameter, the SRNC continues the dedicated transmitted code power measurement in the DRNC(s) during anchoring. The SRNC starts the inter-frequency measurement if the measured downlink code power of a single radio link reaches the threshold. The bit rate of the NRT DCHs must be lower than or equal to 64/64 kbit/s before an inter-frequency handover because of 'Downlink DPCH power' is possible during anchoring if DCH Scheduling Over Iur is disabled in the SRNC (that is the Support for I-HSPA Sharing and Iur Mobility Enhancements feature is disabled in the SRNC or the RNC parameter DCHScheOverIur is set to ‘1’ (Not Supported)). The WCEL parameter HHoMaxAllowedBitrateUL is not used during anchoring. inter-frequency handover because of CPICH RSCP If inter-frequency handover because of 'CPICH RSCP' is enabled by the IFHOcauseCPICHrscp parameter, the SRNC continues event triggered CPICH RSCP measurement in the UE during anchoring. When the measured CPICH RSCP Id:0900d805808a8490 Confidential 137 Functionality of inter-frequency handover over Iur • • WCDMA RAN and I-HSPA RRM Handover Control value of an active set cell becomes worse than the absolute threshold/parameter HHoRscpThreshold, the UE sends an event 1F triggered intra-frequency measurement report to the RNC. The SRNC starts inter-frequency measurement if the measured CPICH RSCP value of all active set cells has become worse than the reporting threshold. inter-frequency handover because of CPICH Ec/No If inter-frequency handover because of 'CPICH Ec/No' is enabled by the IFHOcauseCPICHEcNo parameter, the SRNC continues the event triggered CPICH Ec/No measurement in the UE during anchoring. When the measured CPICH Ec/No value of an active set cell becomes worse than the absolute threshold/parameter HHoEcNoThreshold, the UE sends an event 1F triggered intra-frequency measurement report to the RNC. The SRNC starts inter-frequency measurement if the measured CPICH Ec/No value of all active set cells has become worse than the reporting threshold. IMSI based handover (including Immediate IMSI based handover) When IMSI based handover is enabled by the IMSIbasedIFHO parameter, the SRNC compares both the PLMN identifier of the subscriber and the relevant list of authorised PLMNs with the PLMN identifiers of the neighboring cells in order to find the possible home or authorised PLMN cells for the inter-frequency measurement. The SRNC starts inter-frequency measurement during anchoring because of immediate IMSI based handover when the following conditions are fulfilled: • Immediate IMSI based handover is enabled by the IMSIbasedIFHO parameter. The handover is enabled when the value of the parameter is "2". • IMSI based intra-frequency handover is enabled by the IMSIbasedSHO parameter. • The active set cell(s) has (have) one or more inter-frequency neighbor cells whose PLMN identifier equals either the PLMN identifier of the subscriber or a PLMN identifier in the authorised network list. • The PLMN identifier of a monitored cell that has triggered the reporting event 1A or 1C does not fulfill the requirement of home/authorised/active set PLMNs and the SRNC cannot add the monitored cell into the active set. If DCH Scheduling Over Iur is disabled (that is the Support for I-HSPA Sharing and Iur Mobility Enhancements feature is disabled in the SRNC or the RNC parameter DCHScheOverIur is set to 1 (not supported)), the maximum allocated user bitrate on the uplink/downlink DPCH does not affect the inter-frequency handover decision during anchoring as the SRNC downgrades the bit rate of NRT DCHs to 64/64 kbit/s wherever it is possible before anchoring starts. Therefore, the WCEL parameters HHoMaxAllowedBitrateDL and HHoMaxAllowedBitrateUL are not used during anchoring if DCH Scheduling Over Iur is disabled. If it was not possible for the SRNC to downgrade the bit rate of NRT DCHs to 64/64 kbit/s before anchoring, the SRNC discards the following handover causes from the inter-frequency measurement and handover decision procedure: • • inter-frequency handover because of UE Tx power inter-frequency handover because of downlink DPCH power The SRNC does not trigger load based inter-frequency handover and service or HSPA capability based inter-frequency handover during anchoring. If DCH Scheduling Over Iur is enabled during anchoring (that is the Support for I-HSPA Sharing and Iur Mobility Enhancements feature is enabled and the RNC parameter DCHScheOverIur is set to 0 (supported)), then VCEL parameters HHoMaxAllowedBitrateDL and 138 Id:0900d805808a8490 Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control Functionality of inter-frequency handover over Iur HHoMaxAllowedBitrateUL limit the maximum allocated user bitrate on the uplink/downlink DPCH because the SRNC does not downgrade the bitrate of NRT DCHs down to 64/64 kbit/s before anchoring. 12.4 Bit rate of NRT DCHs during anchoring (not valid for the IHSPA Adapter solution) The maximum bit rate of NRT DCHs is UL: 64/ DL: 64 kbit/s during anchoring if DCH Scheduling Over Iur is disabled in the SRNC (that is the Support for I-HSPA Sharing and Iur Mobility Enhancements feature is disabled in the SRNC or the RNC parameter DCHScheOverIur is set to ‘1’ (Not Supported)),. The SRNC downgrades higher bit rates to UL: 64/ DL: 64 kbit/s before the last active set cell controlled by the SRNC is removed from the active set and anchoring starts. If the last active set cell controlled by the SRNC is removed from the active set during compressed mode, the SRNC continues the compressed mode measurements and omits the downgrade of high bit rate NRT DCHs. The SRNC downgrades higher bit rates to UL: 64/ DL: 64 kbit/s also during the interfrequency handover from the SRNC to the DRNC over Iur interface if the UE does not have any existing radio link in the target DRNC. When the UE has an existing radio link in the target DRNC, the downgrade takes place just before the inter-frequency handover. The SRNC does not upgrade the bit rate of an NRT DCH if it is lower than 64/64 kbit/s before anchoring. If DCH Scheduling Over Iur is enabled in the SRNC (that is the Support for I-HSPA Sharing and Iur Mobility Enhancements feature is enabled in the SRNC and the RNC parameter DCHScheOverIur is set to ‘0’ (Supported)), then SRNC does not downgrade the NRT DCH bitrate to 64/64 kbit/s before anchoring. All the NRT DCH bit rates supported in non-anchoring scenarios are supported over Iur during anchoring as well. SRNC is able to modify (upgrade/downgrade) the bitrate of the NRT DCH during anchoring in the form of radio link reconfiguration requests over Iur. If DCH Scheduling Over Iur is disabled in the SRNC( that is the Support for I-HSPA Sharing and Iur Mobility Enhancements feature is disabled in the SRNC or the RNC parameter DCHScheOverIur is set to ‘1’ (Not Supported)) the SRNC does not modify the bit rate of NRT DCHs during anchoring until all NRT DCHs are inactive and the state transition from CELL_DCH to CELL_FACH state can be done, or streaming PS data or conversational CS data service is established. When streaming PS data or conversational CS data service is established during anchoring, the SRNC downgrades the bit rate of high priority NRT DCH to UL: 8/ DL: 8 kbit/s and releases the other possible NRT DCHs. In multi RAB configurations with a CS voice call, the SRNC maintains the bit rate of NRT DCHs until the CS voice call is released and all NRT DCHs are inactive. 12.5 Inter-Frequency handover from SRNC to DRNC over Iur without existing RL in the target DRNC When the need for an inter-frequency handover arises and the target cell is under another RNC, the SRNC initiates inter-frequency handover over Iur if the CN or the DRNC does not support the SRNS relocation procedure. If both the CN and the DRNC DN03471612 Id:0900d805808a8490 Confidential 139 Functionality of inter-frequency handover over Iur WCDMA RAN and I-HSPA RRM Handover Control support SRNS relocation, the SRNC initiates the UE involved SRNS relocation procedure instead of the inter-frequency handover over Iur. If support for I-HSPA Sharing and Iur Mobility Enhancements feature and Inter-Frequency Handover Over Iur feature is enabled in SRNC then SRNC shall initiate the interfrequency handover over Iur instead of SRNS relocation if the current RAB combination of the UE is not among the RAB combinations supported by the target I-BTS (Iur connection exists between the target I-BTS and SRNC) as indicated by the RNC level parameter IBTSRabCombSupport. Figure Inter-Frequency handover from SRNC to DRNC over Iur, no existing RL in target DRNC describes the signaling procedure of the inter-frequency handover from the SRNC to the DRNC 2 over Iur interface when there was an inter-RNC soft handover between the SRNC and the DRNC 1 prior to the inter-frequency handover and the UE does not have any existing radio link in the target DRNC 2. 140 Id:0900d805808a8490 Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control UE Target BTS in DRNC 2 Source BTS in DRNC 1 Functionality of inter-frequency handover over Iur Source BTS in SRNC DRNC 2 Target DRNC 1 Source SRNC Source 1. RNSAP: RADIO LINK SETUP REQUEST 2. NBAP: RADIO LINK SETUP REQUEST 3. NBAP: RADIO LINK SETUP RESPONSE 4. ALCAP Iub DATA TRANSPORT BEARER SETUP 5. RNSAP: RADIO LINK SETUP RESPONSE 6. ALCAP Iur TRANSPORT BEARER SETUP 7. RRC: PHYSICAL CHANNEL RECONFIGURATION 8. NBAP: RADIO LINK FAILURE INDICATION 9. NBAP: RADIO LINK FAILURE INDICATION 10. RNSAP: RADIO LINK FAILURE INDICATION 11. NBAP: RADIO LINK RESTORE INDICATION 12. RNSAP: RADIO LINK RESTORE INDICATION 13. RRC: PHYSICAL CHANNEL RECONFIGURATION COMPLETE 14. NBAP: RADIO LINK DELETION REQUEST 15. RNSAP: RADIO LINK DELETION REQUEST 16. NBAP: RADIO LINK DELETION REQUEST 17. NBAP: RADIO LINK DELETION RESPONSE 18. ALCAP Iub DATA TRANSPORT BEARER RELEASE 19. NBAP: RADIO LINK DELETION RESPONSE 20. ALCAP Iub DATA TRANSPORT BEARER RELEASE 21. RNSAP: RADIO LINK DELETION RESPONSE 22. ALCAP Iur TRANSPORT BEARER RELEASE Figure 48 Inter-Frequency handover from SRNC to DRNC over Iur, no existing RL in target DRNC 1. The SRNC sends the RNSAP: RADIO LINK SETUP REQUEST message to the target DRNC 2. The maximum bit rate of the NRT DCHs to be established is UL: 64/ DL: 64 kbit/s if DCH Scheduling over Iur is disabled. The value of the First RLS Indicator IE is 'first RLS'. 2. The DRNC 2 allocates the RNTI, the radio resources for the RRC connection, and the radio link. Afterward it sends the NBAP: RADIO LINK SETUP REQUEST message to the target BTS. 3. The target BTS allocates resources, starts PHY reception, and responds with the NBAP: RADIO LINK SETUP RESPONSE message. 4. The DRNC 2 initiates the setup of the Iub data transport bearer using the ALCAP protocol. This request contains the AAL2 binding identity to bind the Iub data trans- DN03471612 Id:0900d805808a8490 Confidential 141 Functionality of inter-frequency handover over Iur WCDMA RAN and I-HSPA RRM Handover Control port bearer to the DCH. The request for setup of the Iub data transport bearer is acknowledged by the target BTS. 5. When the DRNC 2 has completed the preparation phase, it sends an RNSAP: RADIO LINK SETUP RESPONSE message to the SRNC. 6. The SRNC initiates the setup of the Iur data transport bearer using the ALCAP protocol. This request contains the AAL2 binding identity to bind the Iur data transport bearer to the DCH. The request for setup of the Iur data transport bearer is acknowledged by the DRNC 2. 7. The SRNC sends an RRC: PHYSICAL CHANNEL RECONFIGURATION message to the UE. If downgrade of a high bit rate NRT DCHs is required, an RRC: RADIO BEARER RECONFIGURATION message is sent. 8. When the UE switches from the old radio link to the new radio link, the source BTS that is controlled by the SRNC detects a failure on its radio link and sends an NBAP: RADIO LINK FAILURE INDICATION message to the SRNC. 9. When the UE switches from the old radio link to the new radio link, the source BTS that is controlled by the DRNC 1 detects a failure on its radio link and sends an NBAP: RADIO LINK FAILURE INDICATION message to the DRNC 1. This message exists only when there was an inter-RNC soft handover between SRNC and DRNC 1. 10. The DRNC 1 sends an RNSAP: RADIO LINK FAILURE INDICATION message to the SRNC. This message does only exist if there was an inter-RNC soft handover between SRNC and DRNC 1. 11. The target BTS achieves uplink sync on the Uu interface and notifies the DRNC 2 with an NBAP: RADIO LINK RESTORE INDICATION message. 12. The DRNC 2 sends an RNSAP: RADIO LINK RESTORE INDICATION message to notify the SRNC that the uplink sync has been achieved on the Uu interface. 13. When the RRC connection is established to the DRNC 2 and necessary radio resources have been allocated, the UE sends an RRC: PHYSICAL CHANNEL RECONFIGURATION COMPLETE or RADIO BEARER RECONFIGURATION COMPLETE message to the SRNC. 14. The SRNC sends an NBAP: RADIO LINK DELETION REQUEST message to the source BTS that is controlled by the SRNC. 15. The SRNC sends an RNSAP: RADIO LINK DELETION REQUEST message to the DRNC 1. This message does only exist if there was an inter-RNC soft handover between SRNC and DRNC 1 prior to the inter-frequency handover. 16. The DRNC 1 sends an NBAP: RADIO LINK DELETION REQUEST message to the source BTS controlled by the DRNC 1. This message does only exist if there was an inter-RNC soft handover between SRNC and DRNC 1 prior to the inter-frequency handover. 17. The source BTS controlled by the SRNC releases the radio resources. Successful outcome is reported to the SRNC in the NBAP: RADIO LINK DELETION RESPONSE message. 18. The SRNC releases the Iub data transport bearer using ALCAP protocol. 19. The source BTS controlled by the DRNC 1 releases the radio resources. Successful outcome is reported to the DRNC 1 in an NBAP: RADIO LINK DELETION RESPONSE message. This message does only exist if there was an inter-RNC soft handover between SRNC and DRNC 1 prior to the inter-frequency handover. 142 Id:0900d805808a8490 Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control Functionality of inter-frequency handover over Iur 20. The DRNC 1 releases the Iub data transport bearer using ALCAP protocol. This task does only exist if there was an inter-RNC soft handover between SRNC and DRNC 1 prior to the inter-frequency handover. 21. When the DRNC 1 has completed the release, it sends an RNSAP: RADIO LINK DELETION RESPONSE message to the SRNC. This message does only exist if there was an inter-RNC soft handover between SRNC and DRNC 1 prior to the interfrequency handover. 22. The SRNC releases the Iur data transport bearer using ALCAP protocol. This task does only exist if there was an inter-RNC soft handover between SRNC and DRNC 1 prior to the inter-frequency handover. 12.6 Inter-frequency handover from the SRNC to the DRNC over Iur with an existing RL in the target DRNC When the need for an inter-frequency handover arises and the target cell is under another RNC, the SRNC initiates inter-frequency handover over Iur if the CN or the DRNC does not support the SRNS relocation procedure. If both the CN and the DRNC support SRNS relocation, the SRNC initiates the UE involved SRNS relocation procedure instead of the inter-frequency handover over Iur. If support for I-HSPA Sharing and Iur Mobility Enhancements feature and Inter-Frequency Handover Over Iur feature is enabled in the SRNC, then SRNC shall initiate the inter-frequency handover over Iur instead of SRNS relocation if the current RAB combination of the UE is not among the RAB combinations supported by the target I-BTS (Iur connection exists between the target I-BTS and SRNC) as indicated by the RNC level parameter IBTSRabCombSupport. Figure Inter-Frequency handover from SRNC to DRNC over Iur with an existing RL in the target DRNC shows the signaling procedure of the inter-frequency handover from the SRNC to the DRNC over Iur interface when there was an inter-RNC soft handover between the SRNC and the DRNC prior to the inter-frequency handover. DN03471612 Id:0900d805808a8490 Confidential 143 Functionality of inter-frequency handover over Iur UE Target BTS in DRNC Source BTS in DRNC WCDMA RAN and I-HSPA RRM Handover Control Source BTS in SRNC DRNC SRNC 1. Downgrade of high bit rate NRT DCHs down to 64/64 kbps 2. RNSAP: RADIO LINK ADDITION REQUEST 3. NBAP: RADIO LINK SETUP REQUEST 4. NBAP: RADIO LINK SETUP RESPONSE 5. ALCAP Iub DATA TRANSPORT BEARER SETUP 6. RNSAP: RADIO LINK ADDITION RESPONSE 7. ALCAP Iur TRANSPORT BEARER SETUP 8. RRC: PHYSICAL CHANNEL RECONFIGURATION 9. NBAP: RADIO LINK FAILURE INDICATION 10. NBAP: RADIO LINK FAILURE INDICATION 11. RNSAP: RADIO LINK FAILURE INDICATION 12. NBAP: RADIO LINK RESTORE INDICATION 13. RNSAP: RADIO LINK RESTORE INDICATION 14. RRC: PHYSICAL CHANNEL RECONFIGURATION COMPLETE 15. NBAP: RADIO LINK DELETION REQUEST 16. RNSAP: RADIO LINK DELETION REQUEST 17. NBAP: RADIO LINK DELETION REQUEST 18. NBAP: RADIO LINK DELETION RESPONSE 19. ALCAP Iub DATA TRANSPORT BEARER RELEASE 20. NBAP: RADIO LINK DELETION RESPONSE 21. ALCAP Iub DATA TRANSPORT BEARER RELEASE 22. RNSAP: RADIO LINK DELETION RESPONSE 23. ALCAP Iur TRANSPORT BEARER RELEASE Figure 49 Inter-Frequency handover from SRNC to DRNC over Iur with an existing RL in the target DRNC 1. The SRNC downgrades high bit rate NRT DCHs to UL: 64/ DL: 64 kbit/s before the RNSAP radio link addition procedure takes place if DCH scheduling over Iur is disabled. 2. The SRNC sends an RNSAP: RADIO LINK ADDITION REQUEST message to the DRNC. The Diversity Control Field IE is set to "Must not". 3. The DRNC allocates the radio resources for the RRC connection and the radio link, and sends an NBAP: RADIO LINK SETUP REQUEST message to the target BTS. 144 Id:0900d805808a8490 Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control Functionality of inter-frequency handover over Iur 4. The target BTS allocates resources, starts PHY reception, and responds with an e NBAP: RADIO LINK SETUP RESPONSE message to the DRNC. 5. The DRNC initiates the setup of the Iub data transport bearer using ALCAP protocol. This request contains the AAL2 binding identity to bind the Iub data transport bearer to the DCH. The request for the setup of the Iub data transport bearer is acknowledged by the target BTS. 6. When the DRNC has completed the preparation phase, it sends an RNSAP: RADIO LINK ADDITION RESPONSE message to the SRNC. The DRNC indicates with the Diversity Indication in the RL Information Response IE that no combining is done. In this case the DRNC includes in the DCH Information Response IE both the Transport Layer Address IE and the Binding ID IE for the transport bearer to be established for each DCH of the radio link. 7. The SRNC initiates setup of Iur data transport bearer using ALCAP protocol. This request contains the AAL2 binding identity to bind the Iur data transport bearer to the DCH. The request to set up the Iur data transport bearer is acknowledged by the DRNC. 8. The SRNC sends an RRC: PHYSICAL CHANNEL RECONFIGURATION message to the UE. 9. When the UE switches from the old radio link to the new radio link, the source BTS controlled by the SRNC detects a failure on its radio link and sends an NBAP: RADIO LINK FAILURE INDICATION message to the SRNC. 10. When the UE switches from the old radio link to the new radio link, the source BTS controlled by the DRNC detects a failure on its radio link and sends an NBAP: RADIO LINK FAILURE INDICATION message to the DRNC. 11. The DRNC sends an RNSAP: RADIO LINK FAILURE INDICATION message to the SRNC. 12. The target BTS achieves uplink sync on the Uu interface and notifies the DRNC with an NBAP: RADIO LINK RESTORE INDICATION message. 13. The DRNC sends an RNSAP: RADIO LINK RESTORE INDICATION message to notify the SRNC that uplink sync has been achieved on the Uu interface. 14. When the RRC connection is established with the DRNC and necessary radio resources have been allocated, the UE sends an RRC: PHYSICAL CHANNEL RECONFIGURATION COMPLETE message to the SRNC. 15. The SRNC sends an NBAP: RADIO LINK DELETION REQUEST message to the source BTS controlled by the SRNC. 16. The SRNC sends an RNSAP: RADIO LINK DELETION REQUEST message to the DRNC. 17. The DRNC sends an NBAP: RADIO LINK DELETION REQUEST message to the source BTS controlled by the DRNC. 18. The source BTS controlled by the SRNC releases the radio resources. Successful outcome is reported to the SRNC in an NBAP: RADIO LINK DELETION RESPONSE message. 19. The SRNC releases the Iub data transport bearer using ALCAP protocol. 20. The source BTS controlled by the DRNC releases the radio resources. Successful outcome is reported to the DRNC in an NBAP: RADIO LINK DELETION RESPONSE message. 21. The DRNC releases the Iub data transport bearer using ALCAP protocol. 22. When the DRNC has completed the release, it sends an RNSAP: RADIO LINK DELETION RESPONSE message to the SRNC. DN03471612 Id:0900d805808a8490 Confidential 145 Functionality of inter-frequency handover over Iur WCDMA RAN and I-HSPA RRM Handover Control 23. The SRNC releases the Iur data transport bearer using ALCAP protocol. 12.7 Inter-Frequency handover during anchoring with an existing RL in the target DRNC When the need for an inter-frequency handover arises and the target cell is under another RNC, the SRNC initiates inter-frequency handover over Iur if the CN or the DRNC does not support the SRNS relocation procedure. If both the CN and the DRNC support SRNS relocation, the SRNC initiates the UE involved SRNS relocation procedure instead of the inter-frequency handover over Iur. If Support for I-HSPA Sharing and Iur Mobility Enhancements feature and Inter-Frequency Handover Over Iur feature is enabled in the SRNC, then SRNC shall initiate the inter-frequency handover over Iur instead of SRNS relocation if the current RAB combination of the UE is not among the RAB combinations supported by the target I-BTS (Iur connection exists between the target I-BTS and SRNC) as indicated by the RNC level parameter IBTSRabCombSupport. Figure Inter-Frequency handover during anchoring with an existing RL in the target DRNC shows the signaling procedure of the inter-frequency handover during anchoring when the UE has an existing radio link in the DRNC 1 which controls the target BTS prior to the inter-frequency handover. 146 Id:0900d805808a8490 Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control UE Target BTS in DRNC 1 Source BTS in DRNC 2 Functionality of inter-frequency handover over Iur Source BTS in DRNC 1 DRNC 2 DRNC 1 SRNC 1. RNSAP: RADIO LINK ADDITION REQUEST 2. NBAP: RADIO LINK SETUP REQUEST 3. NBAP: RADIO LINK SETUP RESPONSE 4. ALCAP Iub DATA TRANSPORT BEARER SETUP 5. RNSAP: RADIO LINK ADDITION RESPONSE 6. ALCAP Iur TRANSPORT BEARER SETUP 7. RRC: PHYSICAL CHANNEL RECONFIGURATION 8. NBAP: RADIO LINK FAILURE INDICATION 9. RNSAP: RADIO LINK FAILURE INDICATION 10. NBAP: RADIO LINK FAILURE INDICATION 11. RNSAP: RADIO LINK FAILURE INDICATION 12. NBAP: RADIO LINK RESTORE INDICATION 13. RNSAP: RADIO LINK RESTORE INDICATION 14. RRC: PHYSICAL CHANNEL RECONFIGURATION COMPLETE 15. RNSAP: RADIO LINK DELETION REQUEST 16. NBAP: RADIO LINK DELETION REQUEST 17. RNSAP: RADIO LINK DELETION REQUEST 18. NBAP: RADIO LINK DELETION REQUEST 19. NBAP: RADIO LINK DELETION RESPONSE 20. ALCAP Iub DATA TRANSPORT BEARER RELEASE 21. NBAP: RADIO LINK DELETION RESPONSE 22. ALCAP Iub DATA TRANSPORT BEARER RELEASE 23. RNSAP: RADIO LINK DELETION RESPONSE 24. ALCAP Iur TRANSPORT BEARER RELEASE 25. RNSAP: RADIO LINK DELETION RESPONSE 26. ALCAP Iur TRANSPORT BEARER RELEASE Figure 50 Inter-frequency handover during anchoring with an existing RL in the target DRNC 1. The SRNC sends an e RNSAP: RADIO LINK ADDITION REQUEST message to the DRNC 1. The Diversity Control Field IE is set to "Must not". 2. The DRNC 1 allocates the radio resources for the RRC connection and the radio link, and sends an NBAP: RADIO LINK SETUP REQUEST message to the target BTS. DN03471612 Id:0900d805808a8490 Confidential 147 Functionality of inter-frequency handover over Iur WCDMA RAN and I-HSPA RRM Handover Control 3. The target BTS allocates resources, starts PHY reception, and responds with an NBAP: RADIO LINK SETUP RESPONSE message to the DRNC 1. 4. The DRNC 1 initiates the setup of Iub data transport bearer using ALCAP protocol. This request contains the AAL2 binding identity to bind the Iub data transport bearer to the DCH. The request to set up the Iub data transport bearer is acknowledged by the target BTS. 5. When the DRNC 1 has completed the preparation phase, it sends an RNSAP: RADIO LINK ADDITION RESPONSE message to the SRNC. The DRNC 1 indicates with the Diversity Indication in the RL Information Response IE that no combining is done. In this case the DRNC 1 includes in the DCH Information Response IE both the Transport Layer Address IE and the Binding ID IE for the transport bearer to be established for each DCH of the radio link. 6. The SRNC initiates setup of the Iur data transport bearer using ALCAP protocol. This request contains the AAL2 Binding Identity to bind the Iur data transport bearer to the DCH. The request to set up the Iur data transport bearer is acknowledged by the DRNC 1. 7. The SRNC sends an RRC: PHYSICAL CHANNEL RECONFIGURATION message to the UE. 8. When the UE switches from the old radio link to the new radio link, the source BTS controlled by the DRNC 1 detects a failure on its radio links and sends an NBAP: RADIO LINK FAILURE INDICATION message to the DRNC 1. 9. The DRNC 1 sends an RNSAP: RADIO LINK FAILURE INDICATION message to the SRNC. 10. When the UE switches from the old radio link to the new radio link, the source BTS controlled by the DRNC 2 detects a failure on its radio link and sends an NBAP: RADIO LINK FAILURE INDICATION message to the DRNC 2. This message does only exist if there was a radio link in the DRNC 2 prior to the inter-frequency handover. 11. The DRNC 2 sends an RNSAP: RADIO LINK FAILURE INDICATION message to the SRNC. This message does only exist if there was a radio link in the DRNC 2 prior to the inter-frequency handover. 12. The target BTS achieves uplink sync on the Uu interface and notifies the DRNC 1 with an NBAP: RADIO LINK RESTORE INDICATION message. 13. The DRNC 1 sends an RNSAP: RADIO LINK RESTORE INDICATION message to notify the SRNC that uplink sync has been achieved on the Uu interface. 14. When the RRC connection is established with the DRNC 1 and necessary radio resources have been allocated, the UE sends an RRC: PHYSICAL CHANNEL RECONFIGURATION COMPLETE message to the SRNC. 15. The SRNC sends an RNSAP: RADIO LINK DELETION REQUEST message to the DRNC 1 in order to remove the old radio link. 16. The DRNC 1 sends an NBAP: RADIO LINK DELETION REQUEST message to the source BTS controlled by the DRNC 1. 17. The SRNC sends an RNSAP: RADIO LINK DELETION REQUEST message to the DRNC 2 in order to remove the old radio link. This message does only exist if there was a radio link in the DRNC 2 prior to the inter-frequency handover. 18. The DRNC 2 sends an NBAP: RADIO LINK DELETION REQUEST message to the source BTS. This message does only exist if there was a radio link in the DRNC 2 prior to the inter-frequency handover. 148 Id:0900d805808a8490 Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control Functionality of inter-frequency handover over Iur 19. The source BTS controlled by the DRNC 1 releases the radio resources. Successful outcome is reported to the DRNC 1 in an NBAP: RADIO LINK DELETION RESPONSE message. 20. The DRNC 1 releases the Iub data transport bearer of the old radio link by using ALCAP protocol. 21. The source BTS controlled by the DRNC 2 releases the radio resources. Successful outcome is reported to the DRNC 2 in an NBAP: RADIO LINK DELETION RESPONSE message. This message does only exist if there was a radio link in the DRNC 2 prior to the inter-frequency handover. 22. The DRNC 2 releases the Iub data transport bearer of the old radio link by using ALCAP protocol. This task does only exist if there was a radio link in the DRNC 2 prior to the inter-frequency handover. 23. When the DRNC 1 has completed the release of the old radio link, it sends an RNSAP: RADIO LINK DELETION RESPONSE message to the SRNC. 24. The SRNC releases the Iur data transport bearer of the old radio link controlled by the DRNC 1 by using ALCAP protocol. 25. When the DRNC 2 has completed the release of the old radio link, it sends an RNSAP: RADIO LINK DELETION RESPONSE message to the SRNC. This message does only exist if there was a radio link in the DRNC 2 prior to the interfrequency handover. 26. The SRNC releases the Iur data transport bearer of the old radio link controlled by the DRNC 2 by using ALCAP protocol. This message does only exist if there was a radio link in the DRNC 2 prior to the inter-frequency handover. ALCAP procedures in the signaling diagram and the text description above (related g The to ATM) are not applicable for IP transport. All the other NBAP and RNSAP signaling are applicable when IP transport is used. Only IP transport is applicable for I-HSPA. ATM is not applicable for I-HSPA. 12.8 Inter-Frequency handover during anchoring with no existing RL in target DRNC When the need for an inter-frequency handover arises and the target cell is under another RNC, the SRNC initiates inter-frequency handover over Iur if the CN or the DRNC does not support the SRNS relocation procedure. If both the CN and the DRNC support SRNS relocation, the SRNC initiates the UE involved SRNS relocation procedure instead of the inter-frequency handover over Iur. If Support for I-HSPA Sharing and Iur Mobility Enhancements feature and Inter-Frequency Handover Over Iur feature is enabled in the SRNC, then SRNC shall initiate the inter-frequency handover over Iur instead of SRNS relocation if the current RAB combination of the UE is not among the RAB combinations supported by the target I-BTS (Iur connection exists between the target I-BTS and SRNC) as indicated by the RNC level parameter IBTSRabCombSupport. Figure Inter-Frequency handover during anchoring with no existing RL in the target DRNC describes the signaling procedure of the inter-frequency handover during anchoring when the UE does not have any existing radio link in the DRNC 2 which controls the target BTS. DN03471612 Id:0900d805808a8490 Confidential 149 Functionality of inter-frequency handover over Iur UE Source BTS in DRNC 1 Target BTS in DRNC 2 WCDMA RAN and I-HSPA RRM Handover Control DRNC 1 Source DRNC 2 Target SRNC 1. RNSAP: RADIO LINK SETUP REQUEST 2. NBAP: RADIO LINK SETUP REQUEST 3. NBAP: RADIO LINK SETUP RESPONSE 4. ALCAP Iub DATA TRANSPORT BEARER SETUP 5. RNSAP: RADIO LINK SETUP RESPONSE 6. ALCAP Iur TRANSPORT BEARER SETUP 7. RRC: PHYSICAL CHANNEL RECONFIGURATION 8. NBAP: RADIO LINK FAILURE INDICATION 9. RNSAP: RADIO LINK FAILURE INDICATION 10. NBAP: RADIO LINK RESTORE INDICATION 11. RNSAP: RADIO LINK RESTORE INDICATION 12. RRC: PHYSICAL CHANNEL RECONFIGURATION COMPLETE 13. RNSAP: RADIO LINK DELETION REQUEST 14. NBAP: RADIO LINK DELETION REQUEST 15. NBAP: RADIO LINK DELETION RESPONSE 16. ALCAP Iub DATA TRANSPORT BEARER RELEASE 17. RNSAP: RADIO LINK DELETION RESPONSE 18. ALCAP Iur TRANSPORT BEARER RELEASE Figure 51 Inter-Frequency handover during anchoring with no existing RL in the target DRNC 1. The SRNC sends an RNSAP: RADIO LINK SETUP REQUEST message to the target DRNC 2. The value of the First RLS Indicator IE is 'first RLS'. 2. The DRNC 2 allocates the RNTI, the radio resources for the RRC connection and the radio link, and sends the NBAP: RADIO LINK SETUP REQUEST message to the target BTS. 3. The target BTS allocates resources, starts PHY reception, and responds with an NBAP: RADIO LINK SETUP RESPONSE message to the DRNC 2. 4. The DRNC 2 initiates the setup of Iub data transport bearer using the ALCAP protocol. This request contains the AAL2 binding identity to bind the Iub data transport bearer to the DCH. The request to set up the Iub data transport bearer is acknowledged by the target BTS. 5. When the DRNC 2 has completed the preparation phase, it sends an RNSAP: RADIO LINK SETUP RESPONSE message to the SRNC. 150 Id:0900d805808a8490 Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control Functionality of inter-frequency handover over Iur 6. The SRNC initiates the setup of the Iur data transport bearer using ALCAP protocol. This request contains the AAL2 binding identity to bind the Iur data transport bearer to the DCH. The request to set up the Iur data transport bearer is acknowledged by the DRNC 2. 7. The SRNC sends an RRC: PHYSICAL CHANNEL RECONFIGURATION message to the UE. 8. When the UE switches from the old radio link to the new radio link, the source BTS controlled by the DRNC 1 detects a failure on its radio link and sends an NBAP: RADIO LINK FAILURE INDICATION message to the DRNC 1. 9. The DRNC 1 sends an RNSAP: RADIO LINK FAILURE INDICATION message to the SRNC. 10. The target BTS achieves uplink sync on the Uu interface and notifies the DRNC 2 with an NBAP: RADIO LINK RESTORE INDIATION message. 11. The DRNC 2 sends an RNSAP: RADIO LINK RESTORE INDICATION message to notify the SRNC that uplink sync has been achieved on the Uu interface. 12. When the RRC connection to the DRNC 2 is established and necessary radio resources have been allocated, the UE sends an RRC: PHYSICAL CHANNEL RECONFIGURATION COMPLETE message to the SRNC. 13. The SRNC sends an RNSAP: RADIO LINK DELETION REQUEST message to the DRNC 1 in order to remove the old radio link. 14. The DRNC 1 sends an NBAP: RADIO LINK DELETION REQUEST message to the source BTS. 15. The source BTS controlled by the DRNC 1 releases the radio resources. Successful outcome is reported to the DRNC 1 in an NBAP: RADIO LINK DELETION RESPONSE message. 16. The DRNC 1 releases the Iub data transport bearer of the old radio link by using ALCAP protocol. 17. When the DRNC 1 has completed the release of the old radio link, it sends an RNSAP: RADIO LINK DELETION RESPONSE message to the SRNC. 18. The SRNC releases the Iur data transport bearer of the old radio link by using ALCAP protocol. This request contains the AAL2 binding identity to bind the Iur data transport bearer to the DCH. The request to release the Iur data transport bearer is acknowledged by the DRNC 1. ALCAP procedures in the signaling diagram and the text description above (related g The to ATM) are not applicable for IP transport. All the other NBAP and RNSAP signaling are applicable when IP transport is used. Only IP transport is applicable for I-HSPA. ATM is not applicable for I-HSPA. 12.9 Inter-Frequency handover from anchoring back to SRNC The figure below shows the signaling procedure of the inter-frequency handover from anchoring back to the SRNC. DN03471612 Id:0900d805808a8490 Confidential 151 Functionality of inter-frequency handover over Iur UE Source BTS in DRNC WCDMA RAN and I-HSPA RRM Handover Control Target BTS in SRNC DRNC SRNC 1. NBAP: RADIO LINK SETUP REQUEST 2. NBAP: RADIO LINK SETUP RESPONSE 3. ALCAP Iub DATA TRANSPORT BEARER SETUP 4. RRC: PHYSICAL CHANNEL RECONFIGURATION 5. NBAP: RADIO LINK FAILURE INDICATION 6. RNSAP: RADIO LINK FAILURE INDICATION 7. NBAP: RADIO LINK RESTORE INDICATION 8. RRC: PHYSICAL CHANNEL RECONFIGURATION COMPLETE 9. RNSAP: RADIO LINK DELETION REQUEST 10. NBAP: RADIO LINK DELETION REQUEST 11. NBAP: RADIO LINK DELETION RESPONSE 12. ALCAP Iub DATA TRANSPORT BEARER RELEASE 13. RNSAP: RADIO LINK DELETION RESPONSE 14. ALCAP Iur TRANSPORT BEARER RELEASE Figure 52 Inter-Frequency handover from anchoring back to the SRNC 1. The SRNC allocates the radio resources for the RRC connection and the radio link, and sends an NBAP: RADIO LINK SETUP REQUEST message to the target BTS. The value of the First RLS Indicator IE is set to 'first RLS'. 2. The target BTS allocates resources, starts PHY reception, and responds with an NBAP: RADIO LINK SETUP RESPONSE message to the SRNC. 3. The SRNC initiates setup of Iub data transport bearer using ALCAP protocol. This request contains the AAL2 binding identity to bind the Iub data transport bearer to the DCH. The request to set up the Iub data transport bearer is acknowledged by the target BTS. 4. The SRNC sends an RRC: PHYSICAL CHANNEL RECONFIGURATION message to the UE. 5. When the UE switches from the old radio link to the new radio link , the source BTS controlled by the DRNC detects a failure on its radio link and sends an NBAP: RADIO LINK FAILURE INDICATION message to the DRNC. 6. The DRNC sends an RNSAP: RADIO LINK FAILURE INDICATION message to the SRNC. 7. The target BTS achieves uplink sync on the Uu interface and notifies the SRNC with an NBAP: RADIO LINK RESTORE INDICATION message. 152 Id:0900d805808a8490 Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control Functionality of inter-frequency handover over Iur 8. When the RRC connection is established on the frequency and necessary radio resources have been allocated, the UE sends an RRC: PHYSICAL CHANNEL RECONFIGURATION COMPLETE message to the SRNC. 9. The SRNC sends an RNSAP: RADIO LINK DELETION REQUEST message to the DRNC in order to remove the old radio link. 10. The DRNC sends an NBAP: RADIO LINK DELETION REQUEST message to the source BTS. 11. The source BTS releases the radio resources. Successful outcome is reported to the DRNC in an NBAP: RADIO LINK DELETION RESPONSE message. 12. The DRNC releases the Iub data transport bearer of the old radio link by using ALCAP protocol. 13. When the DRNC has completed the release, it sends an RNSAP: RADIO LINK DELETION RESPONSE message to the SRNC. 14. The SRNC releases the Iur data transport bearer of the old radio link by using the ALCAP protocol. This request contains the AAL2 binding identity to bind the Iur data transport bearer to the DCH. The request to release the Iur data transport bearer is acknowledged by the DRNC. ALCAP procedures in the signaling diagram and the text description above (related g The to ATM) are not applicable for IP transport. All the other NBAP and RNSAP signaling are applicable when IP transport is used. Only IP transport is applicable for I-HSPA. ATM is not applicable for I-HSPA. DN03471612 Id:0900d805808a8490 Confidential 153 Functionality of inter-system handover WCDMA RAN and I-HSPA RRM Handover Control 13 Functionality of inter-system handover This feature is a part of application software. Inter-System Handovers (ISHOs) allow WCDMA and GSM networks to complement each other in terms of quality, capacity and coverage. The User Equipment (UE) must support both WCDMA and GSM radio access technologies before an inter-system handover is possible. The RNC supports inter-system handovers for circuit-switched voice services both from WCDMA to GSM and from GSM to WCDMA. Inter-system handover of packet-switched services between WCDMA and GSM/GPRS is based on the cell reselection procedure. The RNC supports network-initiated cell reselection from WCDMA to GSM/GPRS in CELL_DCH state of connected mode. In CELL_PCH and URA_PCH states of connected mode, the cell reselection is initiated by the UE. The RNC does not support cell reselection from WCDMA to GSM/GPRS in CELL_FACH state of connected mode (however, a UE equipped with a dual receiver can perform the cell reselection also in CELL_FACH state). The RNC sees the cell reselection from GSM/GPRS to WCDMA as an Radio Resource Control (RRC) connection establishment, and the UE-initiated cell reselection from WCDMA to GSM/GPRS as an Iu connection release. The RNC does not start inter-system handover or cell reselection to GSM when only a signaling radio bearer (SRB) is allocated for the RRC connection. Inter-system handover and cell reselection are enabled separately for each service type by means of the following parameters. For the description of the parameters, see WCDMA Radio Network Configuration Parameters: • • • Handover of AMR Service to GSM (GsmHandoverAMR) determines whether an inter-system handover to GSM is allowed for circuit-switched voice services. Handover of RT PS Service to GSM (GsmHandoverRtPS) determines whether an inter-system handover (cell change) to GSM/GPRS is allowed for real-time packetswitched data services in CELL_DCH state of connected mode. Handover of NRT PS Service to GSM (GsmHandoverNrtPS) determines whether an inter-system handover (cell change) to GSM/GPRS is allowed for nonreal time packet switched data services in CELL_DCH state of connected mode. The RNC makes the decision on the need for inter-system handover. When an intersystem handover (or cell reselection) to GSM is needed, the RNC orders the UE to start the periodic reporting of inter-system measurement results. The RNC recognises the following inter-system handover causes: • • • • • • • • 154 inter-system handover because of uplink Dedicated Traffic Channel (DCH) quality inter-system handover because of UE transmission power inter-system handover because of downlink Dedicated Physical Channel (DPCH) power inter-system handover because of Common Pilot Channel (CPICH) RSCP inter-system handover because of CPICH Ec/No load-based handover (for more information, see Section Functionality of loadbased and service-based IF/IS handover) service-based handover (for more information, see Section Functionality of loadbased and service-based IF/IS handover) immediate IMSI-based handover (for more information, see Section Functionality of immediate IMSI-based handover) Id:0900d805808a8491 Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control Functionality of inter-system handover The RNC makes the handover decision on the basis of periodic inter-system measurement reports received from the UE and relevant control parameters. The measurement reporting criteria and the object information (cells and frequencies) for the inter-system measurement are determined by the RNC. Unless the UE is equipped with dual receivers, it can only be tuned to one frequency at a time. Therefore, compressed mode must be used at the physical layer of the radio interface to allow the UE to make the required inter-system (GSM) measurements while maintaining its existing connection. Once the RNC has decided to attempt an inter-system handover from WCDMA to GSM, it initiates an inter-system relocation procedure in order to allocate radio resources from the target GSM BSS. If the resource allocation is successful, the RNC orders the mobile station to make an inter-system handover from UMTS Terrestrial Radio Access Network (UTRAN) to GSM. In the event of a network-initiated cell reselection from WCDMA to GSM/GPRS, the RNC sends a cell change command to the UE which then transfers the existing packet-switched connection to the target GSM/GPRS network. When inter-system handover cancellation is enabled, the RNC can stop ongoing intersystem (GSM) measurement. If the radio conditions in the current WCDMA layer improve during the inter-system measurement phase, a coverage based handover or network initiated cell reselection attempt can be cancelled. The decision algorithm of the inter-system handover from GSM to WCDMA is located in the GSM Base Station Controller (BSC). After the handover decision, the BSC initiates an inter-system relocation procedure in order to allocate radio resources from the target RNC. If the resource allocation is successful in the target RNC, the BSC orders the UE to make an inter-system handover to the WCDMA radio access network. When a radio access bearer is handed over from one radio access technology to another, the core network is responsible for adapting the Quality of Service (QoS) parameters of the radio access bearer according to the new (GSM/GPRS or WCDMA) radio access network. 13.1 Coverage reason inter-system handover The RNC supports the following coverage reason inter-system handovers (and cell reselections) to GSM for both real-time (RT) and Non-Real Time (NRT) radio bearers: • • • • • • inter-system handover because of uplink DCH quality inter-system handover because of UE transmission power inter-system handover because of CPICH RSCP inter-system handover because of downlink DPCH power inter-system handover because of CPICH Ec/No immediate IMSI-based handover (for more information, see Section Functionality of immediate IMSI-based handover) the inter-system handover context, the last two handovers on the above list (interg Insystem handover because of downlink DPCH power and inter-system handover because of CPICH Ec/No) are regarded as coverage reason handovers. 13.1.1 Inter-System handover because of uplink DCH quality The quality deterioration report from the uplink outer loop power control can be used to trigger off inter-system handover to GSM if the serving cell (or cells participating in soft handover) has GSM neighbor cells. The uplink outer loop power control sends the DN03471612 Id:0900d805808a8491 Confidential 155 Functionality of inter-system handover WCDMA RAN and I-HSPA RRM Handover Control quality deterioration report to the handover control, if the uplink quality stays constantly worse than the Bit Error Ratio (BER)/Block Error Ratio (BLER) target although the uplink Signal-to-Interference Ratio (SIR) target has reached the maximum value (the UE has reached either its maximum Tx power capability or the maximum allowed transmission power level on the DPCH). The reporting criteria of the quality deterioration report is controlled with the following Radio Network Planning (RNP) parameters: • • Quality deterioration report from UL OLPC controller (EnableULQualDetRep) indicates whether the uplink outer loop PC can send a quality deterioration report to the handover control in situations when the quality stays worse than the BER/BLER target despite of the maximum uplink SIR target. UL quality deterioration reporting threshold (ULQualDetRepThreshold ) determines the period during which the quality must constantly stay worse than the BER/BLER target (despite of the maximum uplink SIR target) before the uplink outer loop PC may send a quality deterioration report. For a description of the parameters, see WCDMA Radio Network Configuration Parameters which can be found in the Reference category of this documentation library. The uplink outer loop PC repeats the quality deterioration reports to the handover control periodically until the uplink SIR target decreases below the maximum value. Handover control does not interrupt an ongoing inter-system (GSM) measurement procedure even if the uplink outer loop PC stops sending the quality deterioration reports. The GSM HO caused by UL DCH Quality (GSMcauseUplinkQuality) parameter indicates whether an inter-system handover to GSM caused by Uplink DCH quality is enabled. In case of RT data connection (Circuit Switched (CS) or Packet Switched (PS)), also the maximum allocated user bitrate on the uplink DPCH must be lower than or equal to the bitrate threshold which is controlled with the parameter Maximum Allowed UL User Bitrate in HHO (HHoMaxAllowedBitrateUL), before the RNC may start the measurement because of uplink DCH quality. This limitation in uplink bitrate is not applied for NRT services. When the inter-system handover/measurement is enabled, the RNC starts the inter-system (GSM) measurement as described in Section Measurement procedure for inter-system handover. The RNC makes the handover decision on the basis of the periodical inter-system measurement reports received from the UE and relevant control parameter as described in Section Handover decision procedure for inter-system handover. 13.1.2 Inter-System handover because of UE transmission power If the serving cell (or cells participating in soft handover) has GSM neighbor cells, event triggered UE transmission power measurement report can be used to trigger off handover to GSM when the transmission power of the UE approaches either its maximum RF output power capability or the maximum transmission power level the UE can use on the DPCH. The GSM HO caused by UE TX Power (GSMcauseTxPwrUL) RNP parameter indicates whether an inter-system handover to GSM caused by the UE transmission power is enabled. In addition, the maximum allocated user bitrate on the uplink DPCH must be lower than or equal to the bitrate threshold which is controlled with the RNP parameter Maximum Allowed UL User Bitrate in HHO (HHoMaxAllowedBitrateUL), before the RNC may start the inter-system (GSM) measurement because of UE transmission 156 Id:0900d805808a8491 Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control Functionality of inter-system handover power. When the inter-system handover/measurement is enabled, the RNC starts the UE internal measurement in order to monitor the UE transmission power level. The measurement reporting criteria for the UE transmission power measurement is controlled with the following RNP parameters: • • • • • • UE TX Power Filter Coefficient (GsmUETxPwrFilterCoeff) controls the higher layer filtering (averaging) of the physical layer transmission power measurements in the UE. The physical layer measurement period for the UE transmission power is one slot. UE TX Power Threshold for AMR (GsmUETxPwrThrAMR) determines the UE transmission power threshold for a circuit-switched voice connection. UE TX Power Threshold for CS (GsmUETxPwrThrCS) determines the UE transmission power threshold for a circuit-switched data connection. UE TX Power Threshold for NRT PS (GsmUETxPwrThrNrtPS) determines the UE transmission power threshold for a non-real time packet-switched data connection. UE TX Power Threshold for RT PS (GsmUETxPwrThrRtPS) determines the UE transmission power threshold for a real-time packet-switched data connection. UE TX Power Time Hysteresis (GsmUETxPwrTimeHyst) determines the time-totrigger, that is the time period between the detection of the following measurement events and the sending of the measurement report: • Event 6A: The UE transmission power must stay above the transmission power threshold for this time period before the inter-system handover is triggered. • Event 6B: The UE transmission power must stay below the transmission power threshold before the UE calls off the handover cause. Note that the UE transmission power is not used as a handover cause for a service type if the value of the corresponding UE transmission power threshold parameter is 'not used'. The power thresholds are relative to the maximum transmission power level a UE can use on the DPCH in the cell (or the maximum RF output power capability of the UE in WCDMA, whichever is lower). In case of multiservice, the RNC selects the parameters in the following order: 1 st priority AMR, 2nd priority CS data, 3rd priority RT PS data and 4th priority NRT PS. For the description of the parameters, see WCDMA Radio Network Configuration Parameters. If the UE transmission power becomes greater than the reporting threshold (event 6A), the UE sends the measurement report (event 6A) to the RNC, and the RNC starts the inter-system (GSM) measurement as described in Section Measurement procedure for inter-system handover. The RNC makes the handover decision on the basis of the periodical inter-system measurement reports received from the UE and relevant control parameters as described in Section Handover decision procedure for inter-system handover. If the UE transmission power measurement is used to trigger inter-frequency measurement, the time-to-trigger is controlled with the InterFreqUETxPwrTimeHyst parameter. If the UE transmission power measurement is used to trigger inter-RAT measurement, the time-to-trigger is controlled with the GsmUETxPwrTimeHyst parameter. If both inter-frequency handover and inter-system handover to GSM are enabled, the RNC selects the greater parameter value for the Time-To-Trigger IE. and ISHOClcauseTxPwrUL parameters indicate whether the g ISHOCancellation RNC can stop an ongoing inter-RAT (GSM) measurement caused by high UE Tx power. The measurement is cancelled if the UE Tx power decreases again below the reporting DN03471612 Id:0900d805808a8491 Confidential 157 Functionality of inter-system handover WCDMA RAN and I-HSPA RRM Handover Control threshold and the user equipment sends the corresponding measurement report event 6B to the RNC. 13.1.3 Inter-System handover because of CPICH RSCP Received Signal Code Power (RSCP) measurement result on the Primary CPICH can be used to trigger off inter-system handover to GSM if the serving cell (or cells participating in soft handover) has GSM neighbor cells. The GSM HO caused by CPICH RSCP (GSMcauseCPICHrscp) RNP parameter indicates whether an inter-system handover to GSM caused by low measured absolute CPICH RSCP is enabled. When the inter-system handover is enabled, the RNC sets up an intra-frequency measurement in order to monitor the absolute CPICH RSCP value. The measurement reporting criteria for the intra-frequency CPICH RSCP measurement is controlled with the following RNP parameters: • • • • • CPICH RSCP HHO Threshold (HHoRscpThreshold) determines the absolute CPICH RSCP threshold which is used by the UE to trigger reporting event 1F. CPICH RSCP HHO Time Hysteresis (HHoRscpTimeHysteresis) determines the time period during which the CPICH RSCP of the active set cell must stay worse than the threshold HHoRscpThreshold before the UE can trigger reporting event 1F. CPICH RSCP HHO Cancellation (HHoRscpCancel) determines the absolute CPICH RSCP threshold which is used by the UE to trigger reporting event 1E. CPICH RSCP HHO Cancellation Time (HHoRscpCancelTime) determines the time period during which the CPICH RSCP of the active set cell must stay better than the threshold HHoRscpCancel before the UE can trigger the reporting event 1E. CPICH RSCP HHO Filter Coefficient (HHoRscpFilterCoefficient) controls the higher layer filtering (averaging) of physical layer CPICH RSCP measurements before the event evaluation and measurement reporting is performed by the UE. The UE physical layer measurement period for intra-frequency CPICH RSCP measurement is 200 ms. If the CPICH RSCP measurement result of an active set cell becomes worse than or equal to the absolute threshold/parameter HHoRscpThreshold, the UE sends an event 1F-triggered measurement report to the RNC. The UE cancels event 1F by sending an event 1E-triggered measurement report to the RNC if the CPICH RSCP measurement result of the active set cell increases again and becomes better than or equal to the threshold HHoRscpCancel. If the CPICH RSCP measurement result of all active set cells has become worse than the reporting threshold HHoRscpThreshold (event 1F is valid for all active set cells simultaneously), the RNC starts the inter-system (GSM) measurement as described in Section Measurement procedure for inter-system handover. The RNC makes the handover decision on the basis of the periodical inter-system measurement reports received from the UE and relevant control parameters , see Section Handover decision procedure for inter-system handover. and ISHOClcauseCPICHrscp RNP parameters indicate whether the g ISHOCancellation RNC can stop the ongoing inter-RAT(GSM) measurement caused by low CPICH RSCP. The measurement is cancelled if the measured CPICH RSCP of one or more active set cells increases again above the reporting threshold HHoRscpCancel and the UE sends the corresponding event 1E triggered intra-frequency measurement report to the RNC. 158 Id:0900d805808a8491 Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control 13.1.4 Functionality of inter-system handover Inter-System handover because of downlink DPCH power The Base Station (BTS) measures and averages the downlink code power of each radio link separately and reports the averaged measurement results to the controlling RNC at regular intervals with a 3GPP NBAP: DEDICATED MEASUREMENT REPORT. The base station measures the downlink code power from the pilot bits of the dedicated physical control channel (DPCCH). In case of an inter-RNC soft handover, the drifting RNC forwards the measurement results to the serving RNC in the RNSAP: DEDICATED MEASUREMENT REPORT message. In 3GPP NBAP, the Reporting Period is controlled with the Dedicated Measurement Reporting Period (DediMeasReportPeriod), Dedicated Measurement Reporting Period CS data (DediMeasRepPeriodCSdata), Dedicated Measurement Reporting Period PS data (DediMeasRepPeriodPSdata) RNP parameters. All of these measurement reports can trigger off inter-system handover to GSM when the downlink transmission power of the radio link approaches its maximum allowed power level. The GSM HO caused by DL DPCH TX Power (GSMcauseTxPwrDL) RNP parameter determines whether an inter-system handover to GSM caused by high downlink DPCH power level is enabled. In addition, the maximum allocated user bitrate on the downlink DPCH must be lower than or equal to the bitrate threshold defined by the Maximum Allowed DL User Bitrate in HHO (HhoMaxAllowedBitrateDL) RNP parameter, before the RNC may start the inter-system measurement and handover because of downlink DPCH power. When the handover to GSM is enabled, the RNC starts the inter-system measurement procedure (see Section Measurement procedure for inter-system handover) if the measured downlink code power of a single radio link satisfies the following equation: DL_CODE_PWR - PowerOffsetDLdpcchPilot >= CPICH_POWER + MAX_DL_DPCH_TXPWR + DL_DPCH_TXPWR_THRESHOLD The variables in the formula are defined in the following table. Variable Description DL_CODE_PWR indicates the measured downlink code power PowerOffsetDLdpcchPilot is a constant that defines the power offset for the pilot fields of the DPCCH, expressed as a relative value with respect to the DPDCH power CPICH_POWER indicates the transmission power of the primary CPICH of an active set cell MAX_DL_DPCH_TXPWR indicates the maximum transmission power level of the DPDCH symbols a base station can use on the DPCH, expressed as a relative value (dB) with respect to the primary CPICH power (dBm) Table 16 DN03471612 Variables for inter-system handover Id:0900d805808a8491 Confidential 159 Functionality of inter-system handover WCDMA RAN and I-HSPA RRM Handover Control Variable Description DL_DPCH_TXPWR_THRESHOLD is controlled with the following inter-system measurement control parameters, depending on the service type: • • • • DL DPCH TX Power Threshold for RT PS (GsmDLTxPwrThrRtPS ) determines the downlink DPCH transmission power threshold for a real time packet-switched data connection DL DPCH TX Power Threshold for NRT PS (GsmDLTxPwrThrNrtPS) determines the downlink DPCH transmission power threshold for a non-real time packet switched data connection DL DPCH TX Power Threshold for CS (GsmDLTxPwrThrCS) determines the downlink DPCH transmission power threshold for a circuit-switched data connection DL DPCH TX Power Threshold for AMR (GsmDLTxPwrThrAMR) determines the downlink DPCH transmission power threshold for a circuitswitched voice connection The downlink DPCH transmission power thresholds are relative (dB) to the allocated maximum transmission power of the DPCH. In case of a multiservice, the RNC selects the lowest threshold value for the calculation (e.g. when the alternative threshold values are -1dB and -3dB, the RNC selects the -3dB threshold value). Downlink transmission power shall not be used as a handover cause for a service type if the value of the corresponding threshold parameter is 'not used'. Table 16 Variables for inter-system handover (Cont.) ISHOCancellation and ISHOClcauseTxPwrDL parameters indicate whether the RNC can stop an ongoing inter-RAT(GSM) measurement caused by high measured DL DPCH Tx Pwr. The measurement is cancelled if the DL DPCH Tx Pwr decreases below the threshold as indicated by an NBAP/RNSAP: Dedicated Measurement Report. The RNC makes the handover decision on the basis of periodic inter-system measurement reports received from the UE and relevant control parameters, see Section Handover decision procedure for inter-system handover. 13.1.5 Inter-System handover because of CPICH Ec/No CPICH Ec/No measurement result (received energy per chip divided by the power density in the band, that is, CPICH RSCP/UTRA Carrier RSSI) can be used to trigger off inter-system handover to GSM if the serving cell (or cells participating in soft handover) has GSM neighbor cells. 160 Id:0900d805808a8491 Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control Functionality of inter-system handover The GSM HO caused by CPICH Ec/No (GSMcauseCPICHEcNo) RNP parameter indicates whether an inter-system handover to GSM caused by low measured absolute CPICH Ec/No is enabled. When the inter-system handover is enabled, the RNC sets up an intra-frequency measurement in order to monitor the absolute CPICH Ec/No value. The measurement reporting criteria for the intra-frequency CPICH Ec/No measurement is controlled with the following RNP parameters: • • • • • CPICH Ec/No HHO Threshold (HHoEcNoThreshold) determines the absolute CPICH Ec/No threshold which is used by the UE to trigger reporting event 1F. CPICH Ec/No HHO Time Hysteresis (HHoEcNoTimeHysteresis) determines the time period during which the CPICH Ec/No of the active set cell must stay worse than the threshold HHoEcNoThreshold before the UE can trigger reporting event 1F. CPICH Ec/No HHO Cancellation (HHoEcNoCancel) determines the absolute CPICH Ec/No threshold which is used by the UE to trigger reporting event 1E. CPICH Ec/No HHO Cancellation Time (HHoEcNoCancelTime) determines the time period during which the CPICH Ec/No of the active set cell must stay better than the threshold HHoEcNoCancel before the UE can trigger reporting event 1E. CPICH Ec/No Filter Coefficient (EcNoFilterCoefficient) controls the higher layer filtering (averaging) of physical layer CPICH Ec/No measurements before the event evaluation and measurement reporting is performed by the UE. The UE physical layer measurement period for intra-frequency CPICH Ec/No measurements is 200 ms. If the CPICH Ec/No measurement result of an active set cell becomes worse than or equal to the absolute threshold/parameter HHoEcNoThreshold, the UE sends an event 1F-triggered measurement report to the RNC. The UE cancels event 1F by sending an event 1E-triggered measurement report to the RNC if the CPICH Ec/No measurement result of the active set cell increases again and becomes better than or equal to the threshold HHoEcNoCancel. If the CPICH Ec/No measurement result of all active set cells has become worse than the reporting threshold HHoEcNoThreshold (event 1F is valid for all active set cells simultaneously), the RNC starts the inter-system (GSM) measurement, see Section Measurement procedure for inter-system handover. The RNC makes the handover decision on the basis of periodic inter-system measurement reports received from the UE and relevant control parameters, see Section Handover decision procedure for inter-system handover. and ISHOClcauseCPICHEcNo RNP parameters indicate g ISHOCancellation whether the RNC can stop ongoing inter-RAT(GSM) measurements caused by low CPICH Ec/No. The measurement is cancelled if the measured CPICH Ec/No of one or more active set cells increases again above the reporting threshold HHoEcNoCancel and the UE sends the corresponding event 1E triggered intra-frequency measurement report to the RNC. 13.1.6 Inter-System handover because of failed RAB setup The Directed Retry feature triggers an inter-system handover to GSM for AMR and AMR-WB calls if the source cell is congested. The directed retry is performed for single AMR and AMR-WB RAB services. The Directed Retry feature is enabled on cell level by the Usage of Directed Retry of AMR call Inter-system Handover (AMRDirReCell) parameter. The Inter-System Handover feature is a mandatory prerequisite for the Directed Retry feature. DN03471612 Id:0900d805808a8491 Confidential 161 Functionality of inter-system handover WCDMA RAN and I-HSPA RRM Handover Control Directed retry of an AMR call is performed during the RAB setup phase. If the RAB setup fails, an RAB ASSIGNMENT RESPONSE message followed by the relocation procedure triggers the directed retry. The RAB setup fails if the RAB does not get the required resources because of one of the following reasons: • • Any of the RAN resources is congested. RT-over-NRT and RT-over-RT mechanisms cannot provide resources for the RAB in question. This feature supports single AMR and single AMR-WB services via CS core network. The directed retry of an AMR call is a blind handover as GSM measurements are not performed. The target cell is the neighbor GSM cell in the neighbor GSM cell list which Inter-system adjacency identifier (ADJGId) parameter has the value '0'. In the event of a soft handover, the target cell is selected from the neighbor GSM cell list of the best WCDMA active cell. The best WCDMA active cell is the cell that has the highest EC/No value for the pilot signal P-CPICH. The AMR call is rejected if there is no GSM cell in the neighbor GSM cell list with the ADJGid parameter value set to "0". 13.1.7 Handover decision procedure for inter-system handover The measurement results of the GSM neighbor cell must satisfy the following equation before the inter-system handover or cell change to GSM/GPRS is possible: AVE_RXLEV_NCELL(n) > AdjgRxLevMinHO (n) + max( 0, AdjgTxPwrMaxTCH (n) P_MAX ) In the equation above, AVE_RXLEV_NCELL(n) is the averaged GSM carrier RSSI value of the GSM neighbor cell (n). The RNC calculates the averaged value directly from the measured dBm values, linear averaging is not used in this case. The sliding averaging window is controlled with the Measurement Averaging Window (GsmMeasAveWindow) parameter. The RNC starts averaging already from the first measurement sample, that is, the RNC calculates the averaged values from those measurement samples, which are available until the number of samples is adequate to calculate averaged values over the whole averaging window. The Minimum RX Level for Coverage (AdjgRxLevMinHO) RNP parameter determines the minimum required RSSI (dBm) level which the averaged RSSI value of the GSM neighbor cell (n) must exceed before the inter-RAT handover is possible. The neighbor cell parameter Maximum MS TX Power on TCH (AdjgTxPwrMaxTCH) indicates the maximum transmission power (dBm) a UE may use in the GSM neighbor cell (n). P_MAX indicates the maximum RF output power capability of the UE (dBm) in GSM. The GSM neighbor Cell Search Period (GsmNcellSearchPeriod) RNP parameter determines the period, starting from the measurement setup, during which a handover to GSM is not possible. This period allows the UE to find and report all potential GSM cells before the handover decision. After the search period has expired, the RNC evaluates the radio link properties of the best GSM neighbor cells after every measurement report. The RNC initiates a handover attempt to the best GSM neighbor (target) cell as soon as the best GSM neighbor cell satisfies the required radio link properties. If there are several GSM cells which satisfy the required radio link properties at the same time, the RNC ranks the potential GSM cells according to the priority levels and selects 162 Id:0900d805808a8491 Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control Functionality of inter-system handover the highest ranked GSM cell to be the target cell. The priority order is controlled with the Ncell Priority for Coverage HO (AdjgPriorityCoverage) RNP parameter which is defined for each GSM neighbor cell. The crucial principle is that high-priority cells are considered better than low-priority cells, that is, a cell is ranked higher than another cell if it has a higher priority level even though its signal strength condition is worse; signal strength conditions have effect only between cells which have the same priority level. 13.2 Interactions between handover causes The handover cause, which has triggered first has the highest priority. That is, the RNC does not stop or modify ongoing inter-system (GSM) measurement and handover decision procedures if another handover cause is triggered during the handover procedures. If two or more inter-system (GSM) handover causes are triggered simultaneously, the RNC selects the cause, which has the highest priority. The priority order is the following: 1. immediate IMSI-based inter-system handover Immediate IMSI-based inter-system handover has higher priority than the other inter-system handover causes (for more information, see Section Functionality of immediate IMSI-based handover). 2. quality and coverage reason inter-system handovers The RNC supports the following quality and coverage reason inter-system handovers to GSM (the handover causes are not presented in any particular order): • inter-system handover to GSM/GPRS because of uplink DCH quality • inter-system handover to GSM/GPRS because of UE Tx power • inter-system handover to GSM/GPRS because of downlink DPCH power • inter-system handover to GSM/GPRS because of CPICH RSCP • inter-system handover to GSM/GPRS because of CPICH Ec/No 3. load-based inter-frequency handover For more information, see Section Functionality of load-based and service-based IF/IS handover. 4. service-based inter-frequency handover For more information, see Section Functionality of load-based and service-based IF/IS handover. 13.3 Interaction with inter-frequency handover If the serving cell (or cells participating in soft handover) has neighbor cells both on another carrier frequency and on another radio access technology (GSM), the RNC determines the priorities between inter-frequency and -system handovers on the basis of Service Handover IE value. The RNC receives the Service Handover IE from the core network in the RAB ASSIGNMENT REQUEST or RELOCATION REQUEST (RANAP) message. If the RNC does not receive the Service Handover IE from the core network, inter-frequency handover has priority over inter-system handover to GSM as a default value. • DN03471612 Should be handed over to GSM: Handover to GSM has priority over the inter-frequency handover. In this case the RNC shall not start inter-frequency measurements until the inter- system (GSM) measurements are completed, that is, when no neighboring GSM cell is good enough for the quality and/or coverage reason handover. Id:0900d805808a8491 Confidential 163 Functionality of inter-system handover • • WCDMA RAN and I-HSPA RRM Handover Control Should not be handed over to GSM: Inter-frequency handover has priority over the handover to GSM. In this case the RNC shall not start the GSM measurements until the inter- frequency measurements are completed, that is, when no neighboring cell is good enough for the quality and/or coverage reason inter-frequency handover. Shall not be handed over to GSM: Inter-frequency handover has priority over the handover to GSM. In this case the RNC shall not start GSM measurements or handover to GSM even if no neighboring cell is good enough for the quality and/or coverage reason inter-frequency handover. This means that the RNC does not initiate handover to GSM for the UE unless the RABs with this indication have first been released with the normal release procedures. In the event of a directed emergency call inter-system handover, an RRC connection is handed over to GSM even if the Service Handover IE has the value Should not be handed over to GSM or Shall not be handed over to GSM for one RAB of the RRC connection. The RNC initiates a handover to GSM for the RRC connection despite the RABs with this indication. If the RNC does not receive the Service Handover IE from the core network for a directed emergency call inter-system handover, the handover to GSM has a higher priority than the inter-frequency handover. If WPS is enabled, a WPS call is handed over to GSM during the RAB setup even if the Service Handover IE has the value Should not be handed over to GSM or Shall not be handed over to GSM for an AMR radio access bearer of the RRC connection. This is valid for the RAB setup phase only. The WPS feature does not support multi-RABs. If directed retry of AMR calls is enabled, an AMR call is handed over during the RAB setup to GSM even if the Service Handover IE has the value Should not be handed over to GSM or Shall not be handed over to GSM for the AMR RAB of the RRC connection. This is valid for the RAB setup phase only. The Directed Retry feature does not support multi-RABs. 13.4 Interaction with handover to GAN Inter-RAT handover to GSM has a higher priority than the inter-RAT handover to GAN. The RNC releases the measurement event 3A before it starts the periodical inter-RAT measurement for inter-RAT handover to GSM. If the RRC connection remains in WCDMA, the RNC restarts the inter-RAT measurement event 3A after the periodical GSM measurement is completed. 13.5 Measurement control parameters of inter-system handover The different inter-system handover causes are enabled separately on each handover cause (for example, inter-RAT handover to GSM because of UE Tx power). The relevant radio network configuration parameters belong to the inter-system measurement control parameters which are defined separately for each cell by attaching a specified measurement control parameter set (or sets) to a specified cell. The radio network database has 100 separate measurement parameter sets for inter-RAT (GSM) measurements. All cells in the RAN can use the same set of inter-RAT measurement parameters or the cells might have a tailored set of measurement control parameters for real time (RT) and for non-real time (NRT) radio bearers. Measurement parameters are controlled on a set 164 Id:0900d805808a8491 Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control Functionality of inter-system handover by set basis by means of the O&M, by using the local user interface in the RNC site or the network management system (NMS). The handover control of the RNC enables an inter-system (GSM) handover cause when the handover cause in question is enabled in the inter-system (GSM) measurement control (FMCG) parameters of an active set cell which has also GSM neighbor cells. If the active set consists of more than one cell then all possible causes, which are enabled in at least one cell, are considered. The CPICH Ec/No and RSCP thresholds related to the inter-system handover causes are determined by the intra-frequency measurement control (FMCS) parameters of the active set cell which is the strongest cell according to the CPICH Ec/No measurement results reported by the UE. When the channel type is DCH, the inter-system (GSM) measurement and handover are controlled by the inter-system (GSM) measurement control (FMCG) parameters of the best (according to CPICH Ec/No) active set cell (controlled by the SRNC) which has the handover cause in question enabled and which has GSM neighbor cells. The handover control re-selects the controlling FMCG parameter set after each active set update procedure. In addition, the controlling FMCG parameter set can change if the service type (RT/NRT) or the channel type (DCH/HSDPA) changes during the RRC connection. However, the handover control does not modify onqoing periodical GSM measurement if the controlling FMCG parameter set changes during the measurement. When the channel type is HSDPA, the inter-system (GSM) handover causes and triggers are controlled by the inter-system measurement control (FMCG) parameters of the serving HS-DSCH cell. The handover control re-selects the controlling FMCG parameter set after the serving cell change. 13.6 Measurement procedure for inter-system handover The measurement procedure, the scenario of which is presented in Figure Measuring procedure, is controlled by a number of parameters set during radio network planning. These parameters are: 1. Measurement Reporting Interval (GsmMeasRepInterval) determines the measurement reporting interval for periodical inter-system (GSM) measurements. 2. GSM neighbor Cell Search Period (GsmNcellSearchPeriod) determines the number of periodical inter-system (GSM) measurement reports, starting from the first report after the measurement setup, during which a handover to GSM is not possible. This period allows the UE to find and report all potential GSM neighbor cells before the handover decision. 3. Maximum Measurement Period (GsmMaxMeasPeriod) defines the maximum allowed duration of the measurement by means of the maximum number of periodical inter-system (GSM) measurement reports during the measurement. If the RNC is not able to execute the handover to GSM, it shall stop the GSM measurement after the UE has sent the predefined number of measurement reports to the RNC. 4. Minimum Measurement Interval (GsmMinMeasInterval) determines the minimum interval between an unsuccessful inter-system (GSM) measurement or handover procedure and the following GSM measurement procedure related to the same RRC connection. Repetitive GSM measurements are disabled when the value of the parameter is zero. DN03471612 Id:0900d805808a8491 Confidential 165 Functionality of inter-system handover WCDMA RAN and I-HSPA RRM Handover Control 4 GSM frequency 1 5 5 HO Frequency 1 4 4 Time 2 3 Figure 53 Measuring procedure for inter-system handover 5. Minimum Interval Between HOs (GsmMinHoInterval) determines the minimum interval between a successful inter-system handover from GSM to UTRAN and the following inter-system handover attempt back to GSM related to the same RRC connection. A return handover back to GSM is disabled when the value of the parameter is zero. 13.7 BSIC identification When an inter-system (GSM) measurement is initially started, the measurement quantity is GSM Carrier RSSI. The RNC selects the highest ranked GSM neighbor cell which meets the required radio link properties, to be the target cell. After the target cell selection, the RNC repeats the inter-system measurement for the target GSM carrier and request the BSIC identification before the execution of inter-system handover to GSM. In the case of CS data/voice services, the RNC always requests the BSIC identification of the target cell before the execution of the inter-system handover so that the mobile station can synchronize to the GSM cell before the handover execution, and also to verify the identification if two or more neighboring GSM cells have the same BCCH frequency. In the case of PS data (RT or NRT) services, the RNC does not verify the BSIC of the target cell before the execution of the inter-system cell change to GSM/GPRS unless two or more neighboring GSM cells have the same BCCH frequency. The functionality for BSIC identification is further extended by the feature RAN1758: Multiple BSIC identification. The extension offers the possibility to select up to three highest ranked GSM cells and to identify the BSIC of the selected GSM cells. In case of multiple BSIC identification, the RNC does the identification for for all services. A MaxBSICIdentTime timer is used to allow the UE to identify the BSIC of all selected GSM cells before the handover decision. When the MaxBSICIdentTime timer expires, the RNC triggers an inter-RAT Relocation to the highest prioity candidate (whose BSIC has been identified) even if the UE has not reported the BSIC of all candidate cells. The RNC triggers an inter-RAT Relocation to the highest prioity candidate before the timer MaxBSICIdentTime expires if the UE has reported the BSIC of all candidate cells. If the UE has not reported the BSIC of any candidate cell untill the MaxBSICIdentTimee timer expires, the RNC continues the GSM measurement until the UE has sent the maximum number of measurement reports (GsmMaxMeasPeriod) to the RNC. If the UE reports the BSIC of one (or more) GSM cell after the MaxBSICIdentTime timer has expired (but before the UE has sent the maximum number of measurement reports to 166 Id:0900d805808a8491 Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control Functionality of inter-system handover the RNC), the RNC triggers an inter-RAT Relocation to the highest prioity candidate (whose BSIC has been identified) immediately. If the relocation on Iu, respectively the handover procedure on Uu fails, the RNC selects the next cell and follows the procedure again. Because of the restriction of three cells, two further attemps can be performed. 13.8 Inter-System handover cancellation Inter-system measurements and thereby the inter-system handover / network initiated cell reselection for PS services in the UE can be cancelled when the radio conditions in the current WCDMA layer improve during the inter-system measurement phase. This function enables the call to be retained in the current WCDMA network. Thus the endusers are benefited as the inter-system handover is always a hard handover which causes the users to experience a small disconnection in their call. Typically about onefourth of the inter-system handovers can be interrupted. The individual figure depends on radio network planning and the traffic conditions. Inter-System Handover Cancellation is supported during anchoring if the inter-system measurements have been previously started during anchoring by the Support for IHSPA Sharing and Iur Mobility Enhancements feature. The RNC can cancel the inter-system handover by deactivating compressed mode and instructing the UE to cancel the ongoing inter-system measurements for the following quality and/or coverage based trigger conditions: • • • UE transmission power • start: Measurement event 6A • stop: Measurement event 6B Received Signal Code Power (RSCP) or CPICH Ec/No measurement result for a primary CPICH (active set cell) • start: Measurement event 1E • stop: Measurement event 1F Downlink DPCH power • start: DL DPCH Tx Pw increasing beyond the maximum threshold • stop: DL DPCH Tx Pw falls below the maximum threshold In addition, inter-system measurements are cancelled because of active set update in the UE because of cell addition/replacement. Inter-System measurement cancellation is performed in the UE only if the measurement reports for the cancellation events are received before the last inter-system measurement report that starts the inter-system handover (RANAP) signaling procedure. If the cancellation triggers are received after the handover decision has taken place, they are ignored and the handover process continues. Inter-System measurements are related to one individual quality or coverage related handover criteria even if more than one trigger for inter-system measurements because of quality and/or coverage reasons are received simultaneously. Inter-System measurement cancellation, however, is only performed if it is ensured that none of the quality and coverage based inter-system handover causes still persist for the corresponding UE. If for example event 1F and event 6A triggered measurement reports are received by the RNC for a corresponding UE, inter-system measurements are only stopped if the corresponding cancellation events 1E and 6B are both received. DN03471612 Id:0900d805808a8491 Confidential 167 Functionality of inter-system handover WCDMA RAN and I-HSPA RRM Handover Control If IMSI based inter-system handover is enabled in an active set cell, the RNC selects only those GSM neighbor cells into the inter-system neighbor cell list whose PLMN identifiers are either included in the relevant WANE list or which have the same PLMN identifier as the subscriber. Inter-System measurement cancellation is performed in the same manner as that of the other quality and coverage reasons inter-system handover scenarios. For more information on IMSI based handover in the RNC solution, see Functionality of IMSI-based handover. Inter-System handover cancellation is available for all the CS and PS services for which quality and coverage based inter-system handover is supported. The cancellation mechanism applies to emergency calls during inter-system measurements because of quality and coverage reasons. Cancellation of inter-system handover because of event 1E The RNC stops inter-system measurements when event 1E occurs for at least one cell of the active set. Event 1E can be configured for the following measurements on the Primary CPICH: • • CPICH RSCP: received signal code power (RSCP) CPICH Ec/No: received energy per chip divided by the power density in the band, that is CPICH RSCP/UTRA Carrier RSSI The parameters ISHOClcauseCPICHEcNo and/or ISHOClcauseCPICHrscp indicate whether inter-system measurement cancellation in the UE is enabled or not for situations when a primary CPICH (active set cell) increases beyond the absolute threshold (Event 1E). Inter-System handover cancellation because of measurement event 1E can be performed only when all of the following conditions are met: • • • • • The Inter-System Handover Cancellation feature is enabled by the ISHOCancellation parameter. The ISHOClcauseCPICHEcNo or ISHOClcauseCPICHrscp parameter has been set to ‘enabled’ for one or more cells in the active set. The number of inter-system cancellations that have been performed for the corresponding UE with the current active set is less than the value specified for the MaxNumISHOClPerAS parameter. Inter-System measurements were started in the UE because of event 1F (for CPICH Ec/No or CPICH RSCP) triggered measurement report. Event 1E triggered measurement report was received during inter-system measurement phase. For information on the cancellation procedure see Inter-System measurement cancellation procedure with CM. Cancellation of inter-system handover because of event 6B The ISHO Cancellation caused by UE TX Power (ISHOClcauseTxPwrUL) RNP parameter indicates whether an inter-system handover cancellation caused by the UE transmission power (measurement event 6B) is enabled or not. Inter-System handover cancellation because of measurement event 6B can be performed only when all of the following conditions are met: • 168 The Inter-System Handover Cancellation feature is enabled by the ISHOCancellation parameter. Id:0900d805808a8491 Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control • • • • Functionality of inter-system handover The ISHOClcauseTxPwrUL parameter has been set to ‘enabled’ for one or more cells in the active set. The number of inter-system cancellations that have been performed for the corresponding UE with the current active set is less than the value specified for the MaxNumISHOClPerAS parameter. Inter-System measurements were started in the UE because of measurement event 6A, that is the UE transmission power increases beyond the threshold. The event 6B triggered measurement report was received during the inter-system measurement phase. For information on the cancellation procedure see Inter-System measurement cancellation procedure with CM. Cancellation of inter-system handover because of downlink DPCH power When the downlink DPCH transmission power decreases below the threshold as indicated by the corresponding NBAP/RNSAP dedicated measurement report, the RNC stops the inter-system measurements in the UE. The ISHO Cancellation caused by DL DPCH TX Power (ISHOClcauseTxPwrDL) RNP parameter indicates whether an intersystem handover cancellation caused by a low measured downlink DPCH transmission power level is enabled or not. Inter-System handover cancellation because of downlink DPCH power can be performed only when all of the following conditions are met: • • • • • • The Inter-System Handover Cancellation feature is enabled by the ISHOCancellation parameter. Tthe ISHOClcauseTxPwrDL parameter has been set to ‘enabled’ for the cell(s) for which the NBAP/RNSAP:DEDICATED MEASUREMENT REPORT was received. The number of inter-system measurement cancellations that have been performed for the corresponding UE with the current active set must be less than the value of MaxNumISHOClPerAS. Inter-System measurements were started in the UE because the downlink DPCH power increased beyond a threshold as indicated by the NBAP/RNSAP:DEDICATED MEASUREMENT REPORT. The NBAP/RNSAP:DEDICATED MEASUREMENT REPORT which indicates that the downlink DPCH transmission power decreases below the threshold was received during the inter-system measurement. Inter-System handover cancellation can be performed only if an individual NBAP/RNSAP report has been received indicating that the DL DPCH Pwr has now decreased below the threshold for all the radio links an NBAP/RNSAP: Dedicated Measurement Report was received before indicating that the DL DPCH Tx Pwr had increased above the threshold. The downlink code power of a single radio link satisfies the following equation: DL_CODE_PWR - PowerOffsetDLdpcchPilot < CPICH_POWER + MAX_DL_DPCH_TXPWR + DL_DPCH_TXPWR_THRESHOLD + DL_DPCH_TXPWR_CANCEL_OFFSET Variable Description DL_CODE_PWR indicates the measured downlink code power Table 17 DN03471612 Variables for inter-system handover cancellation Id:0900d805808a8491 Confidential 169 Functionality of inter-system handover WCDMA RAN and I-HSPA RRM Handover Control Variable Description PowerOffsetDLdpcchPilot is a constant that defines the power offset for the pilot fields of the DPCCH, expressed as a relative value with respect to the DPDCH power CPICH_POWER indicates the transmission power of the primary CPICH of an active set cell MAX_DL_DPCH_TXPWR indicates the maximum transmission power level of the DPDCH symbols a base station can use on the DPCH, expressed as a relative value (dB) with respect to the primary CPICH power (dBm) DL_DPCH_TXPWR_THRESHOLD is controlled with the following inter-system measurement control parameters, depending on the service type: • • • • DL DPCH TX Power Threshold for RT PS (GsmDLTxPwrThrRtPS ) determines the downlink DPCH transmission power threshold for a real time packet-switched data connection. DL DPCH TX Power Threshold for NRT PS (GsmDLTxPwrThrNrtPS) determines the downlink DPCH transmission power threshold for a non-real time packet switched data connection. DL DPCH TX Power Threshold for CS (GsmDLTxPwrThrCS) determines the downlink DPCH transmission power threshold for a circuit-switched data connection. DL DPCH TX Power Threshold for AMR (GsmDLTxPwrThrAMR) determines the downlink DPCH transmission power threshold for a circuitswitched voice connection. The downlink DPCH transmission power thresholds are relative (dB) to the allocated maximum transmission power of the DPCH. In case of a multiservice, the RNC selects the lowest threshold value for the calculation (e.g. when the alternative threshold values are -1dB and -3dB, the RNC selects the -3dB threshold value). Downlink transmission power shall not be used as a handover cause for a service type if the value of the corresponding threshold parameter is 'not used'. Table 17 170 Variables for inter-system handover cancellation (Cont.) Id:0900d805808a8491 Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control Functionality of inter-system handover Variable Description DL_DPCH_TXPWR_CANCEL_OFFSET is a constant that is used to reduce the DL_DPCH_TXPWR_THRESHOLD by a fixed value so that the measured code power of the radio link is compared with a slightly lower threshold (2 to 3db lesser) It is controlled by the DLDPCHTxPwrClOffset inter-system measurement cancellation parameter. Table 17 Variables for inter-system handover cancellation (Cont.) For information on the cancellation procedure see Inter-System measurement cancellation procedure with CM. Cancellation of inter-system handover because of active set update An active set update during the inter-system handover procedure can be triggered by: • • Intra-Frequency measurement event 1A when a primary CPICH enters the reporting range. Upon successful resource allocation in the target cell, the RNC adds the corresponding cell to the active set of the UE. Intra-Frequency measurement event 1C when the number of cells in the active set is equal to the Maximum Active Set Size (MaxActiveSetSize) parameter and a cell that is not included in the active set becomes better than a cell in the active set. If the resources are successfully reserved in the corresponding monitored cell, this cell replaces the cell in the active set. Inter-System handover cancellation because of active set update can be performed only when all of the following conditions are met: • • • • • The Inter-System Handover Cancellation feature is enabled by the ISHOCancellation parameter. Either the ISHOClcauseCPICHEcNo or the ISHOClcauseCPICHrscp parameter has been set to ‘enabled’ for one or more cells in the active set depending on which of the handover causes (CPICH Ec/No or CPICH RSCP) started inter-system handover measurements in the UE. The number of inter-system cancellations that have been performed for the corresponding UE with the current active set is less than the value specified for the MaxNumISHOClPerAS parameter. Inter-System measurements were started in the UE due event 1F (CPICH Ec/No) or event 1F (CPICH RSCP). The active set in the UE was updated because of event 1A or event 1C during the inter-system measurement. Upon completion of the active set update because of event 1A or event 1C, the CPICH EcNo/CPICH RSCP measurement results of the cell that is new in the active set is compared against the threshold for measurement event 1E (CPICH Ec/No) or event 1E (CPICH RSCP). The active set update causes inter-system handover cancellation in the UE if the CPICH Ec/No or the CPICH RSCP of this cell is found to be greater than or equal to the threshold for event 1E. For information on the cancellation procedure see Inter-System measurement cancellation procedure with CM. DN03471612 Id:0900d805808a8491 Confidential 171 Functionality of inter-system handover WCDMA RAN and I-HSPA RRM Handover Control Inter-System measurement cancellation procedure with CM Inter-System measurements are cancelled in two steps: 1. In the BTS, compressed mode is deactivated by sending an NBAP:COMPRESSED MODE COMMAND message. The command deactivates all ongoing transmission gap pattern sequences. If the transport channel parameters have been modified by compressed mode, the NBAP:RADIO LINK RECONFIGURATION procedure is performed to deactivate compressed mode. 2. In the UE, compressed mode is deactivated and inter-system measurements are cancelled. The cancellation is initiated for the corresponding UE by sending an RRC:MEASUREMENT CONTROL REQUEST message. If the transport channel parameters have been modified by compressed mode, the RRC:TRANSPORT CHANNEL RECONFIGURATION procedure is triggered. While the cancellation procedure is ongoing, new trigger for inter-system handover because of quality and coverage reasons can be received. These measurement results are stored and the cancellation process continues. When the measurement interval expires and the trigger conditions are still valid, compressed mode is started. For more details on deactivation of compressed mode see Section Compressed mode. Inter-System measurement cancellation procedure without CM Inter-System measurements configured in the corresponding UE are cancelled by sending an RRC:MEASUREMENT CONTROL REQUEST message. 13.9 Function in abnormal conditions If an attempted inter-system handover to GSM fails, the RNC determines an extra time interval during which an inter-system handover to the target cell of the unsuccessful hard handover attempt is not allowed. The duration of the time interval depends on the number of inter-system hard handover failures related to the same GSM cell during the same RRC connection. The RNC determines the time interval in the following way: TIME_INTERVAL = ( 1 + NUMBER_OF ISHO_FAILS ) * GsmMinMeasInterval The Minimum Measurement Interval (GsmMinMeasInterval) RNP parameter determines the minimum interval between an unsuccessful inter-system measurement (or handover attempt) procedure and the following inter-system (GSM) measurement procedure related to the same RRC connection. 172 Id:0900d805808a8491 Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control Functionality of forced hard handover 14 Functionality of forced hard handover 14.1 CPICH power ramp-down During the Cell Deletion procedure, the CPICH power is ramped down in a cell to be deleted. After the CPICH power ramp-down has been completed, forced handover is triggered for all remaining UE in a cell. The RNC estimates the time needed for gradual CPICH power ramp-down in BTS. The estimated time is based on ShutdownWindow parameter, sent to BTS by RNC before Cell Setup through private NBAP message. The time is measured from the sending of Cell Deletion message to BTS. The handover procedures related to CPICH power ramp-down are defined in branch deletion, in inter-frequency handover and in inter-system handover. When the handover or branch deletion attempt fails and the gradual CPICH power ramp-down is not finished, the unsuccessful handover is managed, as defined for handover procedures related to CPICH power ramp-down. If the time for CPICH power ramp-down has elapsed when the handover or branch deletion attempt fails, a forced handover procedure starts if the UE is still remaining in the cell to be deleted. 14.2 BTS type and version verification The Flexi BTS and Ultra BTS with software release WBTS6.0 onwards supports 10seconds delay in Cell Deletion procedure and block resource request with normal priority. The delay takes place after CPICH power ramp-down and before removing channels. The 10-seconds time is dedicated for forced inter-frequency or inter-system handover for UE still remaining in the cell. The 10-seconds delay takes place in all Cell Deletion procedures and in block resource request with normal priority If the BTS type and version are not correct, the 10-second delay is not applied in cell deletion procedure and in block resource request procedure after CPICH power rampdown, and the forced handover procedure is not applied after CPICH power ramp down. 14.3 Start of forced handover procedure for remaining UE If there is a remaining UE, in a cell to be deleted (Cell Deletion procedure) after the BTS CPICH power ramp-down is completed, the RNC waits one second and then attempts to make a forced IFHO/ISHO to all these UEs, also to the UE in soft handover. All the parameters controlling the number of users in compressed mode can be bypassed. The forced IFHO/ISHO for remaining UE takes place in all Cell Deletion procedures, not only in RAN955: Power Saving Mode for the BTS feature.The forced IFHO/ISHO for remaining UEs takes place also in block resource request with normal priority. 14.4 Ongoing handovers when gradual power ramp-down is completed If there are ongoing handover attempts (handover signaling or inter-frequency measurement) at the time when the gradual CPICH power ramp-down ends, (time is estimated by the RNC), these handovers are completed. If the handover attempt was unsuccessful, a forced handover is attempted to the remaining UE. A new measurement is starting immediately. The InterFreqMinMeasInterval parameter is not applied in this case. DN03471612 Id:0900d805808a8492 Confidential 173 Functionality of forced hard handover 14.5 WCDMA RAN and I-HSPA RRM Handover Control Measurements of serving cell Measurements of the serving cell are not needed because the forced handover is attempted to all remaining UEs in cell to be deleted. If the UE reports serving cell measurements, they are not taken into account. No measurement reporting changes are made to UEs. 14.6 Handover type For cell shutdown because of Power Saving Mode, the forced handover is attempted first as IFHO according to 3G neighbor cells and AdjiPriorityCoverage parameters. If no suitable cell for IFHO is found from one 3G inter-frequency or if IFHO procedure fails, then an IFHO to another frequency is attempted and a new inter-frequency measurement is made. If IFHO fails (no candidate or failed HO) with all inter-frequencies, then ISHO is attempted. If ISHO fails, no new handover is attempted. In PWSM forced handover, the priorities and recommendations from core network are not used. In ISHO, GSMHandoverAMR, GSMHandoverCS, GSMHandoverRtPS, and GSMHandoverNrtPS parameters are not used. Note that during the handover attempts, the 10 seconds time window in BTS might have exceeded and the channels are removed and cell is deleted in BTS. This causes the call drop. For block resource request with normal priority, the priorized handover type is defined with IntelligentSDPrioHO parameter. With IntelligentSDPrioHO parameter value IFHO , the handover type determination is defined above. With IntelligentSDPrioHO parameter value “ISHO”, first the inter-system handover is attempted. If inter-system handover fails, the inter-frequency handover is attempted as defined in the following figure. 174 Id:0900d805808a8492 Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control Functionality of forced hard handover START Select not handled inter-frequency acc. to AdjPriorityCoverage All 3G inter frequencies are handled? Yes Perform ISHO procedure No Perform inter-frequency measurement (max 5 sec. Period) No STOP Target cell for IFHO is found? Yes Perform IFHO to selected cell No Yes Successful IFHO STOP Figure 54 14.7 Handover decision Inter-frequency measurement for inter-frequency handover The inter-frequency measurement is started for all UEs in the cell to be deleted. The frequency is determined according to the active non-handled inter-frequency neighbor cell with the highest AdjiPriorityCoverage parameter value. The Inter-frequency handover is executed immediately when a neighbor cell fulfilling the handover criteria is found. Maximum time for the inter-frequency measurement is 5 seconds. 14.8 Determining forced inter-frequency handover target cells Based on inter-frequency measurement (maximum duration is 5 seconds), the inter-frequency neighbor cell for inter-frequency handover target cell is selected according to following criteria. Power Saving Mode cell group is not taken into use in forced interfrequency handover in cell shutdown because of Power Saving Mode, and not in forced inter-frequency handover because of the block resource request with normal priority. DN03471612 Id:0900d805808a8492 Confidential 175 Functionality of forced hard handover WCDMA RAN and I-HSPA RRM Handover Control Before the inter-frequency handover is possible, the measurement results of the best neighboring cell must satisfy the following equations: AVE_RSCP_NCELL (n) > AdjiMinRSCP (n) + max( 0, AdjiTxPwrDPCH (n) - P_MAX ) AVE_EcNo_NCELL (n) > AdjiMinEcNo (n) 14.9 Reporting forced inter-frequency hard handover The RNC provides new counters for measurement of the number of inter frequency hard handovers because of Cell Deletion procedure. The Cell Deletion can be caused for example by user WCEL administrative state change to “locked”, cell is deleted or that power saving mode is applied to cell. The counters are updated for the WBTS/CELL object. The measurement type is M1008 Intra System Handover. RNC provides the following counters: • • • • 14.10 Number of inter-frequency handover attempts forced by Cell Deletion for NRT Number of inter-frequency handover attempts forced by Cell Deletion for RT Number of inter-frequency handover successes forced by Cell Deletion for NRT Number of inter-frequency handover successes forced by Cell Deletion for RT Reporting forced inter-system hard handover The RNC provides new counters for measurement of the number of inter system hard handovers because of cell deletion procedure. The cell deletion can be caused for example from user WCEL administrative state change to “locked”, cell is deleted or that power saving mode is applied to cell. The mesurement type is M1010 Inter-system handover. RNC provides the following counters: • • • • 176 Number of inter-system handover attempts forced by Cell Deletion for NRT Number of inter-system handover attempts forced by Cell Deletion for RT Number of inter-system handover successes forced by Cell Deletion for NRT Number of inter-system handover successes forced by Cell Deletion for RT Id:0900d805808a8492 Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control Functionality of inter-system handover during anchoring 15 Functionality of inter-system handover during anchoring Inter-System Handover (ISHO) during anchoring is enabled in the SRNC when the Support for I-HSPA Sharing and Iur Mobility Enhancement feature is enabled in the SRNC and the RNC parameter ISHOInIurMobility is set to '1'. Inter-System Handover (ISHO) during anchoring is enabled in the DRNC when the Support for I-HSPA Sharing and Iur Mobility Enhancement feature is enabled in the DRNC. When the feature is enabled both in the SRNC and in the DRNC: • • • • • 15.1 The network operator can configure specified FMCG and HOPG parameter sets which are used for the inter-system handover control during anchoring. The SRNC supports compressed mode for inter-system measurements during anchoring. The SRNC supports inter-system handover during anchoring. The DRNC reports the inter-RAT neighbour cell information to the SRNC. The DRNC supports compressed mode for inter-system measurement during anchoring. Reporting of the inter-RAT neighbour cell information from the DRNC to the SRNC If the cell where the radio link was established in the DRNC has GSM neighbour cells, the DRNC reports the GSM neighbour cells to the SRNC. The information is sent via Iur interface within the Neighbouring GSM Cell Information IE of the RNSAP: RADIO LINK SETUP RESPONSE or RNSAP: RADIO LINK ADDITION RESPONSE messages. Also the RNSAP: RADIO LINK SETUP FAILURE and RNSAP: RADIO LINK ADDITION FAILURE messages include the neighbour cell information for any successful radio link. The Neighbouring GSM Cell Information IE contains the following information for each GSM neighbour cell: • • • • CGI BSCI Band Indicator BCCH ARFCN The DRNC does not include any optional IEs in the Neighbouring GSM Cell Information IE. The SRNC takes into account the GSM neighbour cell information, which has been received from the DRNC, in the inter-system measurement and handover decision procedures. 15.2 Handover control parameter sets during anchoring Use of the FMCG and HOPG parameter sets of the reference cell during anchoring The handover control of the SRNC uses the FMCG and HOPG parameter sets (database objects) of the reference cell object (VCEL Object) for the inter-system handover control during anchoring. The FMCG and HOPG parameter sets are selected by the DN03471612 Id:0900d805808a8493 Confidential 177 Functionality of inter-system handover during anchoring WCDMA RAN and I-HSPA RRM Handover Control VCEL RtFmcgIdentifier/NrtFmcgIdentifier and RtHopgIdentifier/NrtHopgIdentifier parameters. Different FMCG/HOPG parameter sets are used for Real Time (RT) and Non-Real Time (NRT) radio bearers. In non-anchoring cases, when handover is done to a GSM neighbour cell which has no ADJG definition in the ADJG list of the SRNC, the RtHopgIdentifier/NrtHopgIdentifier parameters of the VCEL object are used. If the selected HOPG database object does not exist in the database, the handover control use the default values of the HOPG parameters . Cell specific parameters used during anchoring The handover control of the SRNC uses cell specific parameters of the reference cell object (VCEL object) during anchoring because all the active set cells are managed by DRNC and there is no cell specific information of these cells available in the SRNC. Anchoring takes place because of RNC-RNC anchoring (when the DRNC or CN does not support SRNS relocation) or anchoring because of I-BTS sharing. BTS specific parameters to be used during anchoring Handover control of the SRNC uses VBTS parameters during anchoring to configure the dedicated measurements in the DRNC. Note that the handover control of the SRNC does not modify ongoing transmitted code power (dedicated) measurements which have been started in a DRNC before anchoring. 15.3 Inter-RAT measurements and handover decision during anchoring The SRNC supports the following inter-RAT (GSM) handover causes for both real time and non-real time radio bearers during anchoring: • • • • • • • inter-RAT handover (or cell reselection) to GSM because of Uplink DCH quality inter-RAT handover (or cell reselection) to GSM because of the UE Tx power inter-RAT handover (or cell reselection) to GSM because of Downlink DPCH power inter-RAT handover (or cell reselection) to GSM because of CPICH RSCP inter-RAT handover (or cell reselection) to GSM because of CPICH Ec/No IMSI based inter-system handover (including Immediate IMSI based handover) directed emergency call inter-system handover Handover decision algorithm The handover decision algorithm for the inter-RAT handover to GSM during anchoring is based on the mechanism for inter-system handover in non-anchoring situations, see section Handover decision procedure for inter-system handover. InterRatNcellTxPwrMaxTCH parameter indicates the maximum Tx power level (dBm) an UE may use in the GSM neighbour cell(n). Since this information is not received over Iur as a part of the GSM neighbour cell info, handover control uses the default value of this parameter. 178 Id:0900d805808a8493 Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control Functionality of IMSI-based handover 16 Functionality of IMSI-based handover 16.1 Configuration of IMSI-based handover WCDMA subscriber group (WSG) WCDMA subscriber group (WSG) refers to all subscribers of one operator, which are identified with the same PLMN identifier that is included in the IMSI of the subscribers. Up to 128 different WCDMA subscriber groups can be defined. The WCDMA subscriber group links the home PLMN of the subscriber with specified authorised networks (PLMNs). The RNC is able to associate the maximum of 128 specified home PLMNs with specified authorised networks. The WSG parameters are composed of the following parameters: • • • Subscriber Group Identifier (SubscriberGroupId) identifies a subscriber group uniquely within the RNC. Subscriber Home PLMN (HomePLMN) contains the identifier of the home PLMN of a subscriber. Identifier of the Authorised Network (WSGAuthorisedNetworkId) identifies a group of authorised PLMNs which are considered equal to the home PLMN of a subscriber. For a description of the parameters, see WCDMA Radio Network Configuration Parameters. An example of selecting the authorised network identifier is illustrated in Figure An example of selecting the authorised network list below. The PLMN identifier of the subscriber is 123 45. PLMN 123 45 WSG Id HomePLMN WSGAuthorisedNetwork 1 123 12 1 2 123 34 0 3 123 45 2 Authorised network Id 2 126 127 128 Figure 55 An example of selecting the authorised network list All PLMNs are authorised for a subscriber when the value of the Identifier of the Authorised Network (WSGAuthorisedNetworkId) parameter is zero. If the home PLMN of a subscriber does not belong to a subscriber group, the RNC uses a default authorised network. The identifier of the default authorised network is determined by the Identifier of the Default Authorised Network (DefaultAuthorisedNetworkId) parameter. WCDMA authorised networks (WANE) WCDMA Authorised Networks (WANE) refers to a group of PLMNs that are considered equal to the home PLMN of a subscriber. This means that a subscriber has the same access rights to all PLMNs which belong to the WANE. One WANE list contains a DN03471612 Id:0900d805808a8494 Confidential 179 Functionality of IMSI-based handover WCDMA RAN and I-HSPA RRM Handover Control maximum of six PLMN identifiers. Up to 10 different WANE lists can be defined. The WANE parameters are composed of the following parameters: • • • • Authorised Network Identifier (AuthorisedNetworkId) identifies a group of PLMNs that are considered equal to the home PLMN of a subscriber. List of authorised Networks (AuthorisedNetworkList) determines the PLMN identifiers which are considered equal to the home PLMN of the subscriber. Authorised Network PLMN (AuthorisedNetworkPLMN) determines a PLMN identifier which is considered equal to the home PLMN of the subscriber. Technology Used in Authorised Network (Technology) determines the radio network technology (WCDMA, GSM, or both) which is related to the PLMN of an authorised network. Note that when the Technology parameter has the value 'GSM', the subscriber is only allowed to make handovers to GSM cells including the corresponding PLMN identifier. If the parameter value is 'WCDMA', handovers can only be made to WCDMA cells including the corresponding PLMN identifier. If the parameter value is 'GSM and WCDMA', the subscriber is allowed to make handovers to all cells (both GSM and WCDMA) containing the corresponding PLMN identifier. Inter-PLMN handover within RNC When the IMSI-based handover feature is enabled in the RNC, the RNC is able to perform intra-RNC handovers between cells which belong to different PLMNs. When the IMSI-based handover feature is enabled in the RNC, it is possible to define (in addition to the primary PLMN identifier that is a part of the CN domain identifier) secondary PLMN identifiers under the RNC. The secondary PLMN identifiers are assigned to shared network areas where the subscribers of the partner operator can have access. The maximum number of secondary PLMN identifiers is three. Thus the PLMN a cell belongs to, can be selected from four alternative (1 primary and 3 secondary) PLMNs if the IMSI-based handover feature is enabled in the RNC. The List of shared area PLMNs (SharedAreaPLMNlist) parameter determines the PLMN identifiers of the shared network to which the subscribers of the partner operator can have access. When the Multi-Operator Core Network feature is enabled in the RNC, the IMSI Based Handover feature is available, too. 16.2 IMSI-based intra-frequency handover The IMSI Based SHO (IMSIbasedSHO) measurement control parameter indicates whether the IMSI-based intra-frequency handover is enabled in the cell. The IMSI-based handover feature does not affect the intra-frequency measurement procedure. That is, the RNC makes the neighbor cell lists for the intra-frequency measurement regardless of the PLMN identifiers of the neighboring cells. When the IMSI-based intra-frequency handover is enabled in an active set cell, the RNC adds a new cell to the active set only if the PLMN identifier of the cell, which has triggered reporting event 1A or 1C, is included in the relevant WANE list, or it must have the same PLMN identifier as the subscriber or an active set cell. For more information, see Section Configuration of IMSI-based handover. Similarly, in case of an inter-RNC intra-frequency hard handover, the PLMN identifier of the target cell must be included in the relevant WANE list, or it must have the same 180 Id:0900d805808a8494 Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control Functionality of IMSI-based handover PLMN identifier as the subscriber or an active set cell before the RNC can perform the intra-frequency hard handover to the target cell. If the neighbor cell does not fulfil any of the preceding PLMN requirements and the neighbor cell is clearly the strongest intra-frequency cell, the RNC can release the RRC connection to avoid excessive uplink interference because of non-optimum fast closed loop power control (that is, the UE is not linked with the strongest cell anymore). For more information, see Section Functionality of intra-frequency handover. When detected set reporting based soft handover is enabled in one or more active set cells, a detected set cell can be added to the active set in addition to the monitored set cells if it fulfils the preceding PLMN requirements. The detected cell needs to be defined in the ADJS or ADJD database objects of the active set cells. For more information see Section Handover control. 16.3 IMSI-based inter-frequency handover The IMSI Based IFHO (IMSIbasedIFHO) measurement control parameter indicates whether the IMSI-based inter-frequency handover is enabled in the cell. When the IMSI-based inter-frequency handover is enabled in an active set cell, the RNC selects only those neighboring cells into the inter-frequency neighbor cell list whose PLMN identifier is either included in the relevant WANE list or which have the same PLMN identifier as the subscriber. The procedure is the same for all inter-frequency handover causes. For more information, see Section Configuration of IMSI-based handover. 16.4 IMSI-based inter-system handover The IMSI Based GSM HO (IMSIbasedGsmHo)measurement control parameter indicates whether the IMSI based inter-system handover to GSM is enabled in the cell or not. When the IMSI based inter-system handover is enabled in an active set cell, the RNC selects only those GSM neighbor cells into the inter-system neighbor cell list whose PLMN identifier is either included in the relevant WANE list or which have the same PLMN identifier as the subscriber. The procedure is the same for all inter-system handover causes. For more information, see Section Configuration of IMSI-based handover. DN03471612 Id:0900d805808a8494 Confidential 181 Functionality of immediate IMSI-based handover WCDMA RAN and I-HSPA RRM Handover Control 17 Functionality of immediate IMSI-based handover 17.1 Immediate IMSI-based inter-frequency handover Immediate IMSI based inter-frequency handover is controlled with the following parameters (for a description of the parameters, see WCDMA Radio Network Configuration Parameters): • • • • • IMSI Based SHO (IMSIbasedSHO) indicates whether the IMSI-based intra-frequency handover is enabled in the cell or not. IMSI Based IFHO (IMSIbasedIFHO) indicates whether the immediate IMSI-based inter-frequency handover is enabled in the cell or not. Minimum CPICH Ec/No for IFHO (AdjiMinEcNo) determines the minimum required CPICH Ec/No (dB) level in the best inter-frequency neighbor cell. Minimum CPICH RSCP for IFHO (AdjiMinRscp) determines the minimum required CPICH RSCP (dBm) level in the best inter-frequency neighbor cell (n). Maximum UE TX Power on DPCH (AdjiTxPwrDPCH) indicates the maximum transmission power level (dBm) an UE can use on the DPCH in the neighboring cell. When both the IMSI-based intra-frequency handover and the immediate IMSI-based inter-frequency handover are enabled in an active set cell, the RNC initiates an immediate IMSI-based handover procedure if the RNC cannot add a cell into the active set because the PLMN identifier of the cell does not fulfil the requirement of home/authorised/active set PLMNs. For more information, see IMSI-based intra-frequency handover in Functionality of IMSI-based handover. When the detected set reporting based soft handover is enabled in one or more active set cells, also a detected set cell can trigger immediate IMSI based handover (in addition to the monitored set cells) if the detected cell is defined in the ADJS or ADJD database objects of the active set cells. The RNC selects only those neighboring cells into the inter-frequency neighbor cell list whose PLMN identifier is either included in the relevant WANE list or which have the same PLMN identifier as the subscriber. The RNC performs the inter-frequency measurement as described in Measurement procedure for inter-frequency handover in Functionality of inter-frequency handover. The measurement results of the best inter-frequency neighbor cell must satisfy the following equations before the immediate IMSI-based inter-frequency handover is possible: AVE_EcNo_NCELL (n) > AdjiMinEcNo (n) AVE_RSCP_NCELL (n) > AdjiMinRscp (n) + max( 0, AdjiTxPwrDPCH (n) – P_MAX ) In the equations above, AVE_EcNo_NCELL (n) and AVE_RSCP_NCELL(n) are the averaged CPICH Ec/No and RSCP values of the best (according to CPICH Ec/No) interfrequency neighbor cell (n). P_MAX indicates the maximum RF output power capability of the UE (dBm) in WCDMA. The neighbor Cell Search Period (InterFreqNcellSearchPeriod) parameter determines the period starting from inter-frequency measurement setup during which an inter-frequency handover is not possible. After the period has expired, the RNC evaluates the radio link properties of the best neighbor cell after every inter-frequency measurement 182 Id:0900d805808a8495 Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control Functionality of immediate IMSI-based handover report. The RNC performs the immediate IMSI-based inter-frequency handover to a best neighbor (target) cell as soon as the best neighbor cell meets the required radio link properties. Regarding averaging values, the RNC calculates them directly from the measured dB and dBm values, linear averaging is not used in this case. The sliding averaging window is controlled with the parameter Measurement Averaging Window (InterFreqMeasAveWindow). The RNC starts averaging already from the first measurement sample, that is, the RNC calculates the averaged values from those measurement samples which are available until the number of samples is adequate to calculate averaged values over the whole averaging window. If HSDPA inter-frequency handover is activated, immediate IMSI based HSPA inter-frequency handover is performed as described in Section Functionality of inter-frequency handover. 17.2 Immediate IMSI-based inter-system handover Immediate IMSI-based inter-system handover is controlled with the following parameters (for a description of the parameters, see WCDMA Radio Network Configuration Parameters): • • IMSI Based SHO (IMSIbasedSHO) indicates whether the IMSI based intra-frequency handover is enabled in the cell or not. IMSI Based GSM HO (IMSIbasedGsmHo) indicates whether the immediate IMSI based inter-system handover to GSM is enabled in the cell or not. When both the IMSI-based intra-frequency handover and the immediate IMSI-based inter-system handover are enabled in an active set cell, the RNC initiates an immediate IMSI-based handover procedure if the RNC cannot add a cell into the active set because the PLMN identifier of the cell does not fulfil the requirement of home/authorised/active set PLMNs. For more information, see section IMSI-based intra-frequency handover in Functionality of IMSI-based handover. When the detected set reporting based soft handover is enabled in one or more active set cells, also a detected set cell can trigger immediate IMSI based handover (in addition to the monitored set cells) if the detected cell is defined in the ADJS or ADJD database objects of the active set cells. The RNC selects only those GSM cells into the neighbor cell list whose PLMN identifier is either included in the relevant WANE list or which have the same PLMN identifier as the subscriber. The RNC performs the inter-system (GSM) measurement as described in Measurement procedure in Functionality of inter-system handover. The RNC makes the handover decision on the basis of periodic inter-system measurement reports received from the UE and relevant control parameters, as described in Handover decision procedure in Functionality of inter-system handover. DN03471612 Id:0900d805808a8495 Confidential 183 Functionality of load-based and service-based IF/IS handover WCDMA RAN and I-HSPA RRM Handover Control 18 Functionality of load-based and servicebased IF/IS handover 18.1 Load-based handover The RNC checks load-based handover triggers periodically in each cell. Checking is performed every time when new interference information is received from the BTS or a cell. The following reasons can trigger a load-based handover procedure in a cell: • • • • The total interference load of the cell exceeds a predefined threshold. PS NRT traffic capacity request rejection rate exceeds a predefined threshold. Downlink spreading codes are lacking in the cell. HW or logical resources are limited in the cell. If one of the preceding reasons is fulfilled, the cell is in a load-based handover state. Note that a load-based handover state in the cell does not stop service-based handovers. 18.1.1 Total interference load of the cell exceeds a predefined threshold Thresholds for the interference load are defined with the following RNP (WCEL) parameters: • • LHOPwrOffsetUL LHOPwrOffsetDL These parameters define power offset in dB compared to target power (for example PrxTarget (UL) and PtxTarget (DL)). The CRNC observes the interference load of the cell in the following way. Target for the interference load of the cell is defined with the PtxTarget RNP parameter. Target of the total received interference power is defined with the PrxTarget RNP parameter. In addition to the received wide band interference, the uplink load is also measured in the DCH throughput domain. The RNC maintains in each cell the Uplink DCH own cell load factor L DCH,CELL of the DCH users; the WCDMA RAN RRM Admission Control describes in detail how the value of the LDCH,CELL is produced. A particular uplink DCH own cell load threshold LLHO is defined in the throughput domain for the needs of the load-based handover with the following equation: 1 LLHO = MAX 0, MIN 1- Figure 56 Definition of uplink DCH own cell load threshold L LHO P target + LHO , LminDCH Quantity Ptarget+LHO is the linear value of the sum of the dB-values of the PrxTarget and LHOPwrOffsetUL management parameters. LminDCH is the planned minimum uplink DCH own cell load factor; its value is defined with the Interference margin for the minimum UL DCH load (PrxLoadMarginDCH) management parameter. For more information, see Section Estimations for the received throughput and interferencein "WCDMA RAN RRM Admission Control". The CRNC is 184 Id:0900d805808a8496 Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control Functionality of load-based and service-based IF/IS handover allowed to allocate the uplink DCH resources up to this throughput limit without considering the received wideband interference. The RNC also uses a planned maximum uplink DCH own cell load factor LmaxDCH in its uplink DCH resource allocation. The value of the load factor LDCH,CELL does not exceed the value of LmaxDCH. The value of LmaxDCH is defined with the Interference margin for the maximum UL DCH load (PrxLoadMarginMaxDCH) management parameter. For more information, see Section Estimations for the received throughput and interferencein "WCDMA RAN RRM Admission Control". HSDPA not activated in the cell If HSDPA is not activated in a cell and one of the two following conditions is true, the load-based handover state begins in the cell. (1) (PrxTotal > PrxTarget + LHOPwrOffsetUL) AND (LDCH,CELL > LLHO) OR LDCH,CELL > LmaxDCH ·lin(LHOPwrOffsetUL) (2) PtxTotal > PtxTarget + LHOPwrOffsetDL Quantity lin(LHOPwrOffsetUL) is the value of the LHOPwrOffsetUL parameter in the linear notation. Condition (1) enables the uplink load-based handover decision in the throughput domain and the decision remains interference based, when the uplink DCH allocations are done as interference based. The load-based part of it states that the cell have enough uplink DCH traffic, in another case, the load-based handover state is not set though the adjacent cell interference or interference spikes were experienced in the cell. When the minimum uplink throughput threshold has been exceeded, the traffic is transferred from the spiking cell. Load-based handover state is also entered if the noise level was overestimated and the uplink DCH load is observed to approach the throughput- based overload threshold. Note that if the PrxTotal of the cell is higher than PrxTarget + PrxOffset and LDCH,CELL is bigger than LminDCH or PtxTotal of the cell is higher than PtxTarget ,the activation of the compressed mode is denied, which means that the handover measurements with CM are not possible. HSUPA users in the cell Note that in the case of the dynamic sharing of the received interference between the HSPA and DCH users, if there is at least one E-DCH MAC-d flow established in the cell at issue, the non-E-DCH interference power PrxNonEDCH value is used in the cell instead of the total received interference power PrxTotaI in the interference based decisions. Furthermore, the maximum value of the dynamic target threshold for uplink DCH packet scheduling, defined by the operator adjustablePrxTargetPSMax management parameter, is used as the interference threshold instead of the PrxTarget. For more information, see WCDMA RAN RRM HSUPA. The load of HSUPA RT services is taken into account when load based handover state triggering is checked for uplink reasons. UL interference triggers load based handover state in a cell. Every time when power measurement is received from the BTS, RNC calculates LHOratioPrx, which is load ratio of received interference power compared to defined threshold value. DN03471612 Id:0900d805808a8496 Confidential 185 Functionality of load-based and service-based IF/IS handover WCDMA RAN and I-HSPA RRM Handover Control LHOratioPrx is calculated with the following equations: ⎧ PrxONedchst(t) – PrxTargetPSMax(t) – LHOpwrOffsetUL ⎪ 10 ----------------------------------------------------------------------------------------------------------------------------------------------------10 L HOratioPrx1(t) = ⎨ ⎪L (t) ⎩ C ELL L C ELL ( t ) L H OratioPrx2 ( t ) = -----------------------------------------------------------------------------LHOpwrOffsetUL/10 L maxDC H • 10 L HOratioPrx ( t ) = MAX [ L HOrat ioPrx1 ( t ), L H OratioPrx2 ( t ) ] PrxNonEDHST(t) is the sample of the averaged estimated received wide band power of the cell, excluding the interference of the ST E-DCH traffic. PrxTargetPSMax is the maximum allowed value for the dynamic target PrxTargetPS of the UL NRT DCH scheduling. In this expression, PrxTargetPSMax is expressed as an absolute value (dBm). LCELL(t) is the own cell load factor of the bearers causing the interference PrxNonEDCHST(t) in the cell. Its value is achieved from the following equation: L CELL ( t ) = L D CH, C ELL( t ) + L ncEDCH, CELL ( t ) + L strEDCH, CELL ( t ) LDCH,CELL is the own cell load factor of the DCH users, for more information see in "WCDMA RAN RRM Admission Control". LmaxDCH is the maximum UL load threshold for the TrCH allocation, for more information see in "WCDMA RAN RRM Admission Control". Note that if value of LHOratioPrx is bigger than 1, it indicates the load based handover state. HSDPA activated to the cell If HSDPA is activated in a cell then the load-based handover state for downlink is set like described below. Every time when new interference information is received from the BTS, RNC calculates LHOratioPtx, which is load ratio of transmitted interference power compared to defined threshold value. If no MAC-d flows were allocated in the cell (no HSDPA users) the LHOratioPtx is calculated as defined in the equation below. LHOratioPtx(t) = Figure 57 PtxTotal(t) PtxTarget(t) + LHOpwrOffsetDL Calculation of LHOratioPtx in case of there is no HSDPA users in the cell. If at least one MAC-d flow was allocated in the cell (HSDPA used), but HSDPA dynamic resource allocation is not in use, then the LHOratioPtx is calculated as defined in the following equation. LHOratioPtx(t) = Figure 58 186 PtxnonHSPA(t) PtxTargetHSDPA(t) + LHOpwrOffsetDL Calculation of LHOratioPtx in case of there is no HSDPA users in the cell. Id:0900d805808a8496 Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control Functionality of load-based and service-based IF/IS handover If the HSDPA dynamic resource allocation is in use and there is at least one HSDPA user in the cell, the LHOratioPtx is calculated as defined in the following equations (used LHOratioPtx is the biggest value of values LHOratioPtx1, LHOratioPtx2 and LHOratioPtx3). LHOratioPtx1(t) = PtxnonHSPA(t) PtxTargetPSMax(t) + LHOpwrOffsetDL LHOratioPtx2(t) = PtxnonHSPA(t) + PtxNCHSDPA PtxTargetTotMax(t) + LHOpwrOffsetDL LHOratioPtx3(t) = PtxnonHSPA(t) + PtxNCHSDPA + PtxSCHSDPA Pmax + LHOpwrOffsetDL LHOratioPtx(t) = MAX(LHOratioPtx1(t),LHOratioPtx2(t),LHOratioPtx3(t)) Figure 59 Calculation of LHOratioPtx in case there is at least one HSDPA user in the cell. Downlink load ratio values (LHOratioPtx) are arithmetically averaged over LHO window. If equation below is true downlink interference triggers load based handover procedure. LHOratioPtx(1) + LHOratioPtx(2) + ... + LHOratioPtx(n) n Figure 60 >1 LHOratioPtx condition for triggering load based handover procedure. PtxTotal(t) is the sample of the averaged total transmission power when HSDPA power is not allocated.PtxTotal(t) value is produced as specified in the WCDMA RAN RRM Admission Control. PtxTarget(t) is target transmission power for DCH scheduling. PtxNonHSPA(t) is the sample of the averaged non HSPA transmission power when HSDPA power is allocated. PtxNonHSPA(t) value is produced as specified in the WCDMA RAN RRM HSDPA. PtxTargetHSDPA(t) is target transmission power for DCH scheduling when HSDPA dynamic resource allocation is not in use and there are HSDPA users in the cellpower is allocated. LHOpwrOffsetDL is power offset in dB compared to target power PtxTarget and PtxTargetHSDPA. PtxTargetPSMax is the maximum allowed value for dynamically adjusted PtxTargetPS threshold PtxTargetPS is dynamic target transmission power for DCH scheduling when HSDPA dynamic resource allocation is in use and there are HSDPA users in the cell. PtxTargetHSDPA is replaced with the PtxTargetPSMax in the case of dynamic power allocation in equation: Figure 57 Calculation of LHOratioPtx in case of there is no HSDPA users in the cell. 18.1.2 Rejection rate of PS NRT traffic capacity requests exceeds a predefined threshold If the rejection rate of PS NRT traffic capacity request in a cell exceeds a predefined threshold, in either downlink or uplink direction, load-based handover actions take place in the cell. The of PS NRT traffic capacity request rejection rate is defined in the following way: DN03471612 Id:0900d805808a8496 Confidential 187 Functionality of load-based and service-based IF/IS handover WCDMA RAN and I-HSPA RRM Handover Control CapaReqRejRateUL = RejectedRequestsCellUL / (AllCapacityRequestsCellUL + LHONRTTrafficBaseLoad) CapaReqRejRateDL = RejectedRequestsCellDL / (AllCapacityRequestsCellDL + LHONRTTrafficBaseLoad) Those PS NRT traffic capacity requests that cannot be satisfied are divided by the sum of all PS NRT traffic capacity requests and NRT traffic base load in this cell in both uplink and downlink directions. The NRT traffic base load is defined with the LHONRTTrafficBaseLoad (WCEL) RNP parameter. It is used to prevent the measurement from being too sensitive when there is minor actual NRT traffic with low success ratio in the cell. The following RNP (WCEL) parameters define threshold points in uplink and downlink directions: • • LHOCapaReqRejRateUL LHOCapaReqRejRateDL The following equations are used to evaluate the situation: CapaReqRejRateUL > LHOCapaReqRejRateUL CapaReqRejRateDL > LHOCapaReqRejRateDL If one of the previous equations is true, load-based handover actions take place in this cell. 18.1.3 Downlink spreading codes are lacking in the cell Sometimes the interference load of the cell is not the limiting factor, but rather the lack of downlink spreading codes. The following equation defines the measurement for the lack of downlink spreading codes: ReservationRateSC(SF=128) = ReservedSC / NumbAvailableSC * 100 The equation defines the percentage of reserved spreading codes divided by all possible spreading codes in the spreading code tree in the level SF = 128. ReservedSC contains only the minimum number of HS-PDSCH codes defined by the lowest value in the HSPDSCHCodeSet management parameter. If the number of allocated HS-PDSCH codes is greater than the minimum value, those HS-PDSCH codes exceeding the minimum value are not considered as reserved ones in terms of spreading code load. The following RNP (WCEL) parameter defines the threshold for the reservation situation of the downlink spreading codes. The range is from 0 % to 100 %. • LHOResRateSC The following equation is used to evaluate the situation: ReservationRateSC > LHOResRateSC If the inequality is true, load-based handover actions take place in this cell. 18.1.4 HW or logical resources are limited in the cell There are no exact meters for investigating the HW or logical resource reservation rate of the cell. The HW or logical resource reservation rate can be detected only when congestion is faced. 188 Id:0900d805808a8496 Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control Functionality of load-based and service-based IF/IS handover A load-based handover state is triggered because of HW or logical resource congestion in the cell when a quotient of the number of samples indicating cell-specific hard blocking and all samples added with the base load during the measurement period exceeds the threshold. This threshold is defined with the LHOHardBlockingRatioRNP parameter. Hard-blocking base load is defined with the LHOHardBlockingBaseLoadRNP parameter. Hard blocking occurs when a DCH setup attempt faces congestion of the BTS or Iub AAL2 transmission capacity. ‘All samples’ is defined to be the number of successful and unsuccessful BTS or Iub AAL2 transmission capacity hunts in the DCH setup attempts. The following equation is used to evaluate the situation: NumberOfSamplesHardBlocking / (AllSamplesHWhuntDuringMeasPeriod + LHOHardBlockingBaseLoad) * 100 % > LHOHardBlockingRatio 18.1.5 Processing of measurement results indicating load A load situation in the WCDMA cell can vary a lot even during a short period of time. That is why both the starting and stopping of the load-based handover state in the cell is based on averaged measurement results. It is practical to have the averaging period of starting (LHOWinSizeON*) longer than the averaging period of stopping (LHOWinSizeOFF*). When the value of the LHOWinSizeON* parameter is higher than the value of the LHOWinSizeOFF* parameter, load-based handover procedures are started if the averaged load in both starting and stopping window rises above the load threshold and stays there for the requested hysteresis time. Load-based handover procedures are stopped if the averaged load within the stopping window goes below the load threshold. When the value of the LHOWinSizeON* parameter is lower than the value of the LHOWinSizeOFF* parameter, load-based handover procedures are started if the averaged load in the starting window rises above the load threshold and stays there for the requested hysteresis time. Load-based handover procedures are stopped if the averaged load in both starting and stopping window goes below the load threshold. One load reason is enough to trigger the load-based handover state in the cell. All the load reasons must be OFF until the load-based handover state is stopped. In all cases, the averaging window has to be full until the calculation is completed. If the averaging window for starting load-based handovers is defined as 0, the corresponding load trigger is not used in the cell. The following figure illustrates the principles of the measurement procedure and the triggering of the load-based handover. The same procedure is used with all four load triggers. DN03471612 Id:0900d805808a8496 Confidential 189 Functionality of load-based and service-based IF/IS handover WCDMA RAN and I-HSPA RRM Handover Control Load based HOs are started if load rises above the threshold and stays there for the hysteresis time Load based HO state "ON" indication shall be broadcasted in this point Load based HO state "OFF" indication shall be broadcasted in this point Load based HO state triggers ON Load based HO state triggers OFF Activation of new load based HOs stopped Load HOs 1. 2. 3. t 4. 1. 3. 3. 1. 1. Sliding window to average measurement samples when starting load based HO state Figure 61 2. Hysteresis time 3. Sliding window to average measurement samples when stopping load based HO state 4. Timer which delays broadcasting of load based HO state "OFF" indication Measurement procedure for all four load triggers Interference load of the cell Arithmetical averaging is used. The same averaging period specified in seconds is used for both uplink and downlink directions. Measurement averaging periods are defined with the following RNP (WCEL) parameters: • • LHOWinSizeONInterference [seconds] LHOWinSizeOFFInterference [seconds] Every common measurement reporting period, power values are sampled and measurement windows are moved. Reporting periods are defined for each applicable measurement type by the following management parameters: • • • RRIndPeriod defines in the WBTS cell the moving period for the averaging windows of the measurements related to the estimated received interference power PrxTotal and the estimated transmitted carrier power PtxTotal. PrxTotalReportPeriod defines the moving period for the averaging window of the estimated received interference power PrxTotal measurement in the NB/RSxxx cell. PtxTotalReportPeriod defines the moving period for the averaging window of the estimated transmitted carrier power PtxTotal measurement in the NB/RSxxx cell. Management parameter NBAPCommMode defines the BTS type the cell belongs to. Load-based handovers are started if the averaged load rises above the requested threshold and stays there for the requested hysteresis time. Hysteresis time for the interference load measurement is defined with the following RNP (WCEL) parameter: • 190 LHOHystTimeInterference [seconds] Id:0900d805808a8496 Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control Functionality of load-based and service-based IF/IS handover The delay in the removal of the load-based handover state from the cell is controlled with the following RNP (WCEL) parameter: • LHODelayOFFInterference [seconds] The measurement window is moved every common measurement reporting period for each applicable measurement type. Reporting periods are defined in WCDMA RAN RRM Admission Control. PS NRT traffic capacity request rejection rate in the cell Arithmetical averaging is used. The same period is used for both uplink and downlink directions. Measurement periods are defined with the following RNP (WCEL) parameters: • • LHOWinSizeONCapaReqRejRate [seconds] LHOWinSizeOFFCapaReqRejRate [seconds] Load-based handovers are started if the averaged load rises above the requested threshold and stays there for the requested hysteresis time. Hysteresis time for the NRT load measurement is defined with the following RNP (WCEL) parameter: • LHOHystTimeCapaReqRejRate [seconds] The delay in the remove of the load-based handover state from the over cell is controlled with the following RNP (WCEL) parameter: • LHODelayOFFCapaReqRejRate [seconds] The number of capacity requests counter is updated during the measurement window when a resource is allocated for the capacity request or when the capacity request is rejected because of any reason. The measurement window is moved once a second. Lack of downlink spreading codes in the cell The RNC checks the load situation in the cell every time when a spreading code reservation rate is calculated. The following RNP parameters (WCEL) define the period over which the DL SC reservation rates are averaged arithmetically: • • LHOWinSizeONResRateSC [seconds] LHOWinSizeOFFResRateSC [seconds] Load-based handovers are started if the averaged load rises above the requested threshold and stays there for the requested hysteresis time. Hysteresis time for the DL SC reservation rate measurement is defined with the following RNP (WCEL) parameter: • LHOHystTimeResRateSC [seconds] The delay in the removal of the load-based handover state from the cell is controlled with the following RNP (WCEL) parameter: • LHODelayOFFResRateSC [seconds] The measurement window is moved every time new interference information is received from the BTS (RRI period). Lack of HW or logical resources in the cell Measurement periods are defined with the following RNP (WCEL) parameters: DN03471612 Id:0900d805808a8496 Confidential 191 Functionality of load-based and service-based IF/IS handover • • WCDMA RAN and I-HSPA RRM Handover Control LHOWinSizeONHardBlocking [seconds] LHOWinSizeOFFHardBlocking [seconds] Load-based handovers are started if the averaged load rises above the requested threshold and stays there for the requested hysteresis time. Hysteresis time for the hard-blocking measurement is defined with the following RNP (WCEL) parameter: • LHOHystTimeHardBlocking [seconds] The delay in the removal of the load-based handover state from the cell is controlled with the following RNP (WCEL) parameter: • LHODelayOFFHardBlocking [seconds] Both counters number of all attempts and number of unsuccessful attempts are updated when the corresponding hunting attempt is successfully or unsuccessfully terminated. The measurement window is moved once a second. 18.1.6 Number of UEs simultaneously in the load-based handover procedure The following RNP (WCEL) parameters define the maximum number of UEs that are simultaneously in a load-based handover procedure in the cell: • • LHONumbUEInterFreq LHONumbUEInterRAT The load-based handover feature is not in use in the cell if the parameter is defined as zero. The aim is that when the load-based handover state is on in the cell, the RNC selects as many UEs as possible to the procedure until the load-based handover state is over. That is, when the load-based handover procedure of one UE ends, a new UE is selected to the procedure. 18.1.7 Selection of RRC connections for the load-based handover procedure The following criteria are used to select UEs for the load-based handover procedure. The criteria are presented in order of priority. Note that if the predefined number of UEs can be selected during the first five steps of the following procedure, the last steps (6…8) are not checked. At the beginning, all the RRC connections in the cell which can perform a load-based handover according to the service type are candidates for the load-based handover procedure. 1. RRC connections whose SRNC is the RNC where the load-based handover was triggered. Those RRC connections are not selected whose SRNC is other than the RNC where the load-based handover has triggered. That is because RRC signaling terminates in the SRNC and there is no way to transmit load-based handover commands from the DRNC to SRNC through the Iur interface. 192 Id:0900d805808a8496 Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control Functionality of load-based and service-based IF/IS handover 2. RRC connections which are not performing inter-frequency or inter-RAT handover measurements. If an RRC connection is already performing inter-frequency or inter-RAT handover measurements, it means that the handover procedure is ongoing because of some other handover reason. 3. RRC connections whose repetitive handover or network-controlled cell reselection procedures are not restricted. 4. RRC connection using a pure NRT service is accepted only if its DCH allocation has lasted over a certain period of time. The period is defined with the LHOMinNrtDchAllocTime (RNC) RNC configuration parameter. Note that DCH allocation can take a long time. 5. RRC connections which are not in the preferred RAT or hierarchical WCDMA layer and RRC connections which are in preferred hierarchical WCDMA layer but at least one equal target is available. The RNC investigates which RRC connections are not in the preferred RAT or hierarchical WCDMA layer, checks if the selected target is available, and selects those as candidates for the load-based handover procedure. Also RRC connections which are in preferred hierarchical WCDMA layer but at least one equal target is available are selected as candidates for the load-based handover procedure. In the first phase, only first priority cases are selected as candidates for the loadbased handover procedure. If there are not enough RRC connections available for the procedure in the first phase, the second phase takes place and second priority cases are selected as candidates for the load-based handover procedure. Finally, if there are not enough RRC connections that can be selected in the first and second phases, the third phase takes place. If no RRC connection can be selected even after the third phase, no handover procedures are performed and, finally, overload control of the RNC performs its actions if needed. 6. RRC connections which cause the highest load in the cell. The selection of RRC connections depends on the load trigger which has triggered: • If DL interference load has triggered, RRC connections with the highest downlink power are selected. • If UL interference load has triggered, RRC connections with the smallest minimum UL spreading factor are selected. • If DL NRT capacity request rejection rate has triggered, RRC connections with the highest downlink power are selected. • If UL NRT capacity request rejection rate has triggered, RRC connections with the smallest minimum UL spreading factor are selected. • If DL spreading code capacity has triggered, RRC connections with the smallest minimum DL spreading factor are selected. • If HW or logical resource capacity of the cell has triggered, the RRC connections with the smallest minimum UL and DL spreading factor are selected. 7. RRC connections which do not require a compressed mode to perform inter-frequency or inter-RAT measurements (the relevant measurement type depends on the type of the load-based handover). 8. Finally, the RNC selects the required number of RRC connections in free order from the group of RRC connections which are selected during the previous steps. DN03471612 Id:0900d805808a8496 Confidential 193 Functionality of load-based and service-based IF/IS handover 18.2 WCDMA RAN and I-HSPA RRM Handover Control Service-based handover For the HSDPA-capable UE in HSDPA cell, the service-based handover is effective asfollows: • • • • • 18.2.1 Service-based handover will not happen when HSDPA MAC-d flow is allocated. Service-based handover will not happen when PS NRT DCH greater than 0 kbps and PS streaming DCH greater than 0 kbps are allocated. Service-based handover will not happen when standalone PS NRT 0/0 is allocated. Service-based handover can happen when CS call is allocated. Service-based handover can happen when CS+PS 0/0 multi-RAB is allocated. Number of RRC connections simultaneously in the service-based handover procedure Service-based handover actions are started in a certain cell periodically. The following RNP parameters (WCEL) define the duration of the period: • • ServHOPeriodInterFreq ServHOPeriodInterRAT The service-based handover feature is not in use in the cell if the parameter is defined as zero. Each time a service-based handover is started in the cell, a certain number of RRC connections is selected in the procedure, if possible. The number of selected RRC connections is defined with the following RNP parameters (WCEL): • • 18.2.2 ServHONumbUEInterFreq ServHONumbUEInterRAT Selecting RRC connections for the service-based handover procedure The following criteria are used to select RRC connections for the service-based handover procedure. The criteria are listed in order of priority. Note that if the predefined number of RRC connections can be selected during the first five steps of the following procedure, the last steps (6-7) are not checked. At the beginning, all the RRC connections in the cell which can perform a service-based handover according to the service type are candidates for the service-based handover procedure. 1. RRC connections whose SRNC is the RNC where the service-based handover has triggered. Those RRC connections are not selected whose SRNC is other than the RNC where the cell-based service handover has triggered. That is because RRC signaling terminates in the SRNC and there is no way to transmit service-based handover commands from the DRNC to the SRNC through the Iur interface. 2. RRC connections which do not perform inter-frequency or inter-RAT handover measurements. If the RRC connection already performs inter-frequency or inter-RAT handover measurements, it means that the handover procedure is ongoing because of some other handover reason. 194 Id:0900d805808a8496 Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control Functionality of load-based and service-based IF/IS handover 3. RRC connections whose repetitive handover or network-controlled cell re-selection procedures are not restricted. 4. RRC connections that are in the CELL_DCH state. Service-based handovers are performed only for those RRC connections that are in the CELL_DCH state. 5. RRC connections that are not in the preferred RAT or hierarchical WCDMA layer according to the combined service priority list (see Table Combination of service priority information in Section Combined service priority list). The RNC investigates which RRC connections are not in the preferred RAT or hierarchical WCDMA layer, checks if the selected target is available, and selects those as candidates for the service-based handover procedure. Only those RRC connections which are in category 1 of this list can be included in the service-based handover procedure. 6. RRC connections which do not require the compressed mode to perform inter-frequency or inter-RAT measurements (the relevant measurement type depends on the type of the service-based handover). 7. Finally, the RNC selects the predefined number of RRC connections in free order from the group of RRC connections that have been selected as described in steps 1-6. If no RRC connection can be selected, service-based handovers are not performed and the next connection is selected after the timer expires. 18.2.3 Defining the target for the service-based handover The preferred RAT or preferred hierarchical WCDMA layer of each RRC connection in the service-based handover is determined according to combined service priority information (see Table 19 Combination of service priority informationSection Combined service priority list). If the UE is not in the preferred RAT or hierarchical WCDMA layer and the preferred RAT or hierarchical WCDMA layer is available, the UE is selected into the set of possible candidates for the service-based handover procedure. Only those RRC connections that are in category 1 of the above list are included in the service-based handover procedure. 18.3 Service priority 18.3.1 Iu interface service priority Iu interface service priority information defines the target system for service- and loadbased handovers. The Service Handover IE received from the Iu interface through RANAP signaling provides the following alternatives: 1. Handover to GSM should be performed. 2. Handover to GSM should not be performed. 3. Handover to GSM shall not be performed. The Iu interface service priority information is used to produce a combined service priority list. DN03471612 Id:0900d805808a8496 Confidential 195 Functionality of load-based and service-based IF/IS handover WCDMA RAN and I-HSPA RRM Handover Control Iu interface service priority information is RAB-based and optional. An RNC-based g The service priority handover profile table is used to complement it if needed, or instead of it, if it is not available. 18.3.2 RNC-based service priority handover profile table For each of the eight service types the UE uses, the following alternatives can be defined by using RNC configuration parameters: • • • • • GSM WCDMA WCDMA macro cell WCDMA micro cell Not defined (WCDMA or GSM) Different WCDMA layers are handled according to the following rules: • • • • • • WCDMA macro cell means HCS priorities from 0 to 3. WCDMA micro cell means HCS priorities from 4 to 7. HCS priority 0 is the highest priority for a service type that prefers macro cells. HCS priority 7 is the highest priority for a service type that prefers micro cells. WCDMA macro cell or WCDMA micro cell definition defines the direction in the hierarchical WCDMA layer structure which the service type used by the UE prefers. The main principle is that an attempt is made to hand over a certain service type to the cell/layer which has the highest available priority for it. The HCS priority of the serving cell is determined by the HCS_PRIO (WCEL) RNP parameter, and the HCS priority of an inter-frequency neighbor cell is determined by the AdjiHCSpriority (HOPI) parameter. interface service priority information has a higher priority than the RNC-based table g Iubelow. If RAB-based Iu interface service priority information is not available, only the information in this table is used. In addition, this table defines the preferred layer inside the WCDMA system, and that information is used to complement the Iu interface service priority information. Service type used by the UE Preferred RAT or WCDMA layer Conversational, Circuit-switched speech GSMConversational Circuit-switched transparent data GSMConversational Packet-switched speech WCDMA Conversational Packet-switched real-time data WCDMA Streaming Circuit-switched non-transparent data WCDMA macro layer Streaming Packet-switched real-time data WCDMA macro layer Interactive Packet-switched non-real time data WCDMA micro layer Background Packet-switched non-real time data Not defined Table 18 196 RNC-based service priority handover profile table Id:0900d805808a8496 Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control 18.3.3 Functionality of load-based and service-based IF/IS handover Combined service priority list The RNC produces a combined service priority list based on the Iu interface service priority information and the RNC-based service priority handover profile table. If the UE is not in the preferred RAT or hierarchical WCDMA layer, and the preferred RAT or hierarchical WCDMA layer is available, the UE is selected into the set of possible candidates for the service-based handover procedure. If the UE is not in preferred RAT or hierarchical WCDMA layer and preferred RAT or hierarchical WCDMA layer is available or if the UE is in preferred hierarchical WCDMA layer but at least one other equal preferred hierarchical WCDMA layer is available, the UE is selected into the set of possible candidates for the load-based handover procedure. The serving WCDMA layer is 'WCDMA micro' or 'WCDMA macro' if all set active cells are such. Otherwise, the serving layer is 'WCDMA'. Table 19 Combination of service priority information below defines the combined service priority list which is used in service and load-based handovers. The Service Handover IE and the service priority handover profile table are not used alone but rather as combined service priority information. The combined service priority list defines the preferred target RAT or hierarchical WCDMA layer for each phase according to the service that the UE uses. The following abbreviations are used in Table Combination of service priority information: 1. Indicates the target for RAB in both service-based and load-based handover procedures in the first phase. 2. Indicates the target for RAB in a load-based handover procedure if there are not enough UEs in the cell in the first phase (second phase). 3. Indicates the target for RAB in a load-based handover procedure if there are not enough UEs in the cell in the first and second phases (third phase). WCDMA WCDMA alone means that the preferred WCDMA layer is not defined and, because of load reasons, the RRC connection can be handed over to any WCDMA layer. Because of load reasons, an attempt is made to hand over one RRC connection only to one target (GSM, WCDMA, WCDMA micro, or WCDMA macro). Definitions in the following table cannot be controlled with RNP parameters. DN03471612 Id:0900d805808a8496 Confidential 197 Functionality of load-based and service-based IF/IS handover WCDMA RAN and I-HSPA RRM Handover Control Iu interface service priority information RNC-based service priority information Combined service priority list Handover to GSM should be performed GSM 1. GSM 2. GSM 3. WCDMA WCDMA 1. GSM 2. GSM 3. WCDMA WCDMA macro 1. GSM 2. WCDMA macro layer 3. WCDMA WCDMA micro 1. GSM 2. WCDMA micro layer 3. WCDMA Not defined 1. GSM 2. GSM 3. WCDMA Handover to GSM should not be performed GSM 2. WCDMA 3. GSM WCDMA 2. WCDMA 3. GSM WCDMA macro 1. WCDMA macro layer 2. WCDMA 3. GSM WCDMA micro 1. WCDMA micro layer 2. WCDMA 3. GSM Not defined 2. WCDMA 3. GSM Table 19 198 Combination of service priority information Id:0900d805808a8496 Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control Iu interface service priority information Functionality of load-based and service-based IF/IS handover RNC-based service priority information Handover to GSM shall not be per- GSM formed Combined service priority list 2. WCDMA 3. WCDMA WCDMA 2. WCDMA 3. WCDMA WCDMA macro 1. WCDMA macro layer 2. WCDMA 3. WCDMA WCDMA micro 1. WCDMA micro layer 2. WCDMA 3. WCDMA Not defined 2. WCDMA 3. WCDMA Iu interface service priority information not available GSM 1. GSM 2. GSM 3. WCDMA WCDMA 2. WCDMA 3. GSM WCDMA macro 1. WCDMA macro layer 2. WCDMA 3. GSM WCDMA micro 1. WCDMA micro layer 2. WCDMA 3. GSM Not defined 2. WCDMA 3. GSM Table 19 Combination of service priority information (Cont.) 18.3.4 Multi services in case of service-based and load-based handovers Service-based or load-based handovers are not performed for those multi service connections where combined service priority lists between RABs have contradictions. Table 19 Combination of service priority information in Section Combined service priority list defines RAB-based combined service priority lists. A contradiction exists if all RABs of the multi service connection do not have the same preferred RAT or hierarchical WCDMA layer. A pure WCDMA definition means that both WCDMA micro and WCDMA macro layers are suitable. A contradiction exists also if the preferred RAT and hierarchical WCDMA layer inside the WCDMA system are not defined for a certain service in a certain phase (see Table 19 Combination of service priority information). This can happen only in the first phase. In the first phase, it is easy to check if a contradiction exists. In the second and third phases, it is possible that the preferred RAT and hierarchical WCDMA layers of RABs are in a different priority order. In these cases, the WCDMA system is selected assuming DN03471612 Id:0900d805808a8496 Confidential 199 Functionality of load-based and service-based IF/IS handover WCDMA RAN and I-HSPA RRM Handover Control that WCDMA is defined as the preferred target for all RABs in that phase or earlier phase(s). Example: In the third phase: RAB1 has definitions 1. GSM, 2. GSM, 3. WCDMA, and RAB2 has definitions 2. WCDMA, 3. GSM, which means that the WCDMA system is selected if it is available. Note that this same RRC connection cannot be selected in the first or second phase because a contradiction exists in those phases. Example: In the third phase: RAB1 has definitions 1. GSM, 2. GSM, 3. WCDMA, and RAB2 has definitions 1. WCDMA micro layer, 2. WCDMA, 3. GSM, which means that WCDMA micro layer is selected if it is available. Note that this same RRC connection cannot be selected in the first or second phase because a contradiction exists in those phases. NRT RAB can be a part of the multi service. A pure PS multi service RRC connection is allowed to hand over to the GSM/GPRS system because of a service-based or load-based handover reason. However, a CS/PS multi service RRC connection is not handed over to the GSM/GPRS system because of a service-based or load-based handover reason. 18.3.5 Availability of the target WCDMA layers and GSM system The RNC investigates the availability of the target WCDMA layers and GSM system in the neighbor cell list of the UE, which is selected in the service and load-based handover procedure. Note that the neighbor cell list consists of a combination of all neighbor cells of active set cells. The RNC checks if the inter-frequency neighbor cell list has any definitions. If one or more of the other layer cells in the neighbor cell list are marked as blocked cells in the SLHO procedure, the AdjiHandlingBlockedCellSLHO (ADJI) RNP parameter defines whether that layer is used as a target layer or not. If any suitable target WCDMA layer is found, the WCDMA system is available for the service-based and load-based inter-frequency procedure. A WCDMA inter-frequency layer can be considered as a 'micro' layer if all the cells according to the neighbor cell list defined in the layer are defined as 'micro' cells. Similarly, a WCDMA inter-frequency layer can be considered as a 'macro' layer if all the cells according to the neighbor cell list defined in the layer are defined as 'macro' cells. If so, a WCDMA 'micro' or 'macro' layer is available for the service/based and load-based inter-frequency procedure. The RNC checks if the GSM inter-system neighbor cell list has any definitions which the penalty time (AdjgPenaltyTimeNCHO) is not running. If it does, the GSM system is available for the service and load-based inter-RAT procedure. If a selected WCDMA target layer or GSM system is not available for a specific UE, the service-based or load-based handover procedure of that UE is stopped. 200 Id:0900d805808a8496 Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control Functionality of load-based and service-based IF/IS handover 18.4 Load of the target cells 18.4.1 Common load measurement over Iur The SRNC initiates common load measurements over Iur to certain DRNC's cells for the service and load-based handover. The reason for the measurement is to prevent service and load-based handover attempts to cells that are already loaded. Before common load measurement over Iur can be initiated, the Load and Service Based IS/IF Handover feature has to be enabled. The AdjiComLoadMeasDRNCCellNCHO (ADJI) RNP parameter controls the common load measurement of an inter-frequency neighbor cell that is controlled by the DRNC. The measurement is controlled over Iur by using RNSAP signaling. If the common load measurement is activated, the RNC configuration parameters and rules listed below define the measurement. The used measurement is event-based. The report characteristics used are 'Event A' (load is over threshold) and 'Event B' (load is below threshold). The following RNC configuration parameters (RNC) define common load measurement over Iur for the service and load-based handover to indicate a high load in the target cell: • • • Measurement threshold is common for both events. It is defined with the NCHOThrComLoadMeasDRNCCell (RNC) RNC configuration parameter. The range of the parameter is from 0 to 100. Measurement hysteresis is common for both events. It is defined with the NCHOHystComLoadMeasDRNCCell (RNC) RNC configuration parameter. Measurement filter coefficient is defined with the NCHOFiltercoeffComLoadMeasDRNCCell (RNC) RNC configuration parameter. If 'Event A' is detected, the service and load-based handover attempts are not performed to this cell, that is, the cell is blocked from the SLHO procedure. 'Event B' cancels 'Event A'. Whether or not the cell controlled by the DRNC, whose common load measurement is not activated or whose activation has not been successful, is blocked in the service and load-based handover procedure, is defined with the SLHOHandlingOfCellLoadMeasNotAct RNC configuration parameter. Whether or not the loaded/blocked neighbor cell blocks the whole frequency layer from the set of possible service and load-based handover targets is defined with the AdjiHandlingBlockedCellSLHO (ADJI) RNP parameter. 18.4.2 Load of the target WCDMA cell The RNC checks the load of the target WCDMA cell before a service-based or loadbased inter-frequency handover. That is done in one of two ways:either by checking the load-based handover state status information, which is received from the target cell as a broadcast sent inside the RNC, or by checking the status of the event-triggered common load measurement (if available) of the neighbor cells controlled by the DRNC. The RNC also checks whether the SLHO penalty time of that cell is running or not. The AdjiPenaltyTimeNCHO RNP parameter defines the penalty time. The SLHOHandlingOfCellLoadMeasNotAct RNC configuration parameter defines whether or not the cell (controlled by the SRNC or DRNC) that does not have active load DN03471612 Id:0900d805808a8496 Confidential 201 Functionality of load-based and service-based IF/IS handover WCDMA RAN and I-HSPA RRM Handover Control measurement is interpreted as a blocked cell in the SLHO procedure. Service- and loadbased handovers are not performed to the cell that is blocked in the SLHO procedure. Whether or not the cell that is blocked in the SLHO procedure blocks the whole frequency layer from the set of possible service and load-based handover targets is defined with the AdjiHandlingBlockedCellSLHO (ADJI) RNP parameter. The load on the target WCDMA cells is checked when the availability of the target WCDMA layer is investigated, the neighbor cell list is built up, and it is checked whether the cells blocked in the service and load-based handover procedure are outside the soft handover range of the selected best-target cell or not. Note that the load-based handover state information of the cells controlled by the drifting RNCs is not available. 18.4.3 Load of the target GSM/GPRS cell The exact load of the target GSM/GPRS cell is not checked by the source RNC in case of a service or load -based inter-RAT handover. The target BSC checks its own load situation and rejects the handover if necessary. The source RNC checks whether the SLHO penalty time (AdjgPenaltyTimeNCHO) of that cell is running or not. That is done when the availability of the target system is checked and the neighbor cell list is built up. 18.4.4 Congested target WCDMA or GSM cell If a handover of any type (quality, coverage, and so on) to the GSM system is started and the target GSM cell is selected based on measurements, but the relocation to the GSM system is unsuccessful and the 'RANAP: Relocation Preparation Failure' IE is received from the core network, service and load-based handovers and network-controlled cell reselections to this target cell are not performed during a certain period. The period is defined with the AdjgPenaltyTimeNCHO (HOPG) RNP parameter. When the timer expires, service- and load-based handovers and network-controlled cell reselections to the target cell are possible again. This penalty time is not set if an unsuccessful network-controlled cell reselection happens or if resources from the target cell are reserved successfully but after that the radio phase fails. The RNC sets a similar penalty time to WCDMA inter-frequency cells. The penalty is set if a handover of any type (quality, coverage, and so on) fails to reserve resources from the target cell. This penalty time is not set if an unsuccessful network-controlled cell reselection happens or if resources from the target cell are reserved successfully but after that the radio phase fails. The penalty time is defined with the AdjiPenaltyTimeNCHO (HOPI) RNP parameter. 18.5 Interaction with HSPA capability based handover An ideal candidate for an HSPA capability based handover is an HSDPA or HSDPA and HSUPA capable UE with a suitable RAB combination that is located in a non-HSPA source cell. HSPA capability based handover is performed instead of load based or service based handover for such UEs if all of the following conditions are true: • 202 HSPA capability based handover is enabled for the corresponding cell. Id:0900d805808a8496 Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control • • Functionality of load-based and service-based IF/IS handover The UE has a suitable RAB combination with DCH >0/0 kbps allocated. The capability of the RAB combination is indicated by the value of the HSCAHORabCombSupport parameter. At least for one of the inter-frequency neighbor cells of this cell the value of the AdjiNCHOHSPASupport parameter set to value “1”. If HSPA capability based handover is not enabled in any of the neighbor cells, load based or service based handover is performed for the HSPA capable UE. 18.6 Inter-frequency and inter-RAT measurement procedures Service- and load-based inter-frequency and inter-RAT handover measurements are similar to the ones used in coverage and quality-based handovers. For more information, see Sections Functionality of inter-frequency handover and Functionality of intersystem handover. 18.6.1 Selecting the service and load-based inter-frequency handover method Service and load-based inter-frequency handovers are performed only for RRC connections that are in the CELL_DCH state. In case of an RT connection or RT/NRT multi service connection, normal inter-frequency measurements are performed. In case of a NRT connection, normal inter-frequency measurements are performed by using the compressed mode or dual-receiver function, or a handover procedure is not performed at all. Whether the inter-frequency measurements of the NRT connection using the compressed mode are allowed to be performed or not, is controlled with the RNP parameter SLHOCmAllowedNRT (RNC) RNP parameter. UE capability defines whether inter-frequency measurements using the dual-receiver function are possible or not. In the inter-frequency handover (CS domain service, CS/PS domain service, or PS domain service in the CELL_DCH state), resources from the target cell are always reserved before the handover command is sent to the UE. An inter-frequency handover is performed in the CELL_DCH state based on the measurements. 18.6.2 Selecting the service and load-based inter-RAT handover method Service-based and load-based inter-system handovers and network-controlled cell reselections are performed only for RRC connections that are in the CELL_DCH state. In case of a RT connection or a RT/NRT multi service connection, normal inter-RAT measurements are performed. In case of a NRT connection, normal inter-RAT measurements are performed by using the compressed mode or dual-receiver function, or a network-controlled cell reselection procedure is not performed at all. Whether the inter-RAT measurements of the NRT connection using the compressed mode are allowed to be performed or not, is controlled with the SLHOCmAllowedNRT (RNC)RNP parameter. UE capability defines whether the inter-RAT measurements using the dual-receiver function are possible or not. DN03471612 Id:0900d805808a8496 Confidential 203 Functionality of load-based and service-based IF/IS handover WCDMA RAN and I-HSPA RRM Handover Control In the inter-RAT handover (CS or CS/PS domain service), resources from the target cell are always reserved before the handover command to the UE is sent. Inter-RAT handover is performed in the CELL_DCH state based on the measurements. inter-RAT network-controlled cell reselection (PS domain service), resources from g Inthethetarget are not reserved beforehand. The inter-RAT network-controlled cell reselection is performed in the CELL_DCH state based on the measurements. 18.6.3 Measurement parameters The measurement parameters of the service- and load-based handover are similar to the ones used in coverage- and quality-based handovers. (See also Sections Measurement procedure for inter-frequency handover and Measurement procedure for intersystem handover.) However, the following is an exception. The InterFreqMinHoInterval and GsmMinHoInterval RNP parameters are used also in case of service- and load-based handovers. However, if the previous handover reason is known to be service- or load-based handover, the InterFreqMinSLHOInterval (FMCI) and GsmMinSLHOInterval (FMCG) RNP parameters are used. This allows a timer to be set longer and prevents repetitive handovers between cells during one RRC connection. InterFreqMinSLHOInterval defines the minimum interval between a successful service- or load-based inter-frequency handover and the following service- or loadbased inter-frequency handover attempt during the same RRC connection. Repetitive service- and load-based inter-frequency handovers are disabled when the value of the parameter is zero. GsmMinSLHOInterval defines the minimum interval between a successful service- or load-based inter-RAT handover from GSM to UTRAN and the following service-based or load-based inter-RAT handover attempt back to GSM during the same RRC connection. The return of the service- or load-based handover back to GSM is disabled when the value of the parameter is zero. the RAB-based 'RANAP: Service Handover' IE is reconfigured after a relocation by the g Ifcore network, the timer related to the RNP parameter GsmMinSLHOInterval is reset (if it is running). 18.6.4 Inter-frequency and inter-RAT neighbor cell lists When the target of the service- or load-based handover is GSM/GPRS, the used interRAT neighbor cell list is the same as in a coverage- or quality-reason handover, but cells that are blocked in the SLHO procedure are reduced. When the target of the service- or load-based handover is WCDMA macro cell, those layer(s) are selected from the normal inter-frequency neighbor cell list which are not blocked in the SLHO procedure and where all the cells have the definition 'HCS = 0 … 3'. The cells of the found layer(s) form the neighbor cell list used in measurements. When the target of the service- or load-based handover is WCDMA micro cell, those layer(s) are selected from the normal inter-frequency neighbor cell list which are not blocked in the SLHO procedure and where all cells have the definition 'HCS = 4 … 7'. The cells of the found layer(s) form the neighbor cell list used in measurements. 204 Id:0900d805808a8496 Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control Functionality of load-based and service-based IF/IS handover When the target of the service- and load-based handover is WCDMA, the inter-frequency neighbor cell list is the same as in a handover because of coverage or quality reasons, but the frequency layers that are blocked in the SLHO procedure are reduced. If there is more than one frequency to be measured, the RNC selects a subset of interfrequency neighbor cells (with the same UTRA RF channel number) which are measured first. The measurement order is controlled with the AdjiPrioritySLHO (HOPI) RNP parameter which is defined for each inter-frequency neighbor cell. If the RNC cannot define the measurement order by using the parameters, it measures the least-loaded frequencies first. The load is evaluated in each frequency by calculating the quotient of the number of neighbor cells blocked in the SLHO procedure and all the neighbor cells. The frequency with the smallest result is the least loaded one. If this is not possible to solve, the RNC measures frequencies in random order. 18.6.5 Number of UEs in compressed mode For more information on the number of UEs that can be simultaneously in compressed mode in one cell because of service or load-based handover procedures see Compressed mode. measurement capability IE of certain UEs can indicate that the CM is not needed, g The that is, the UEs have dual-receiver capability. 18.7 Handover decision procedure 18.7.1 Load- and service-based inter-frequency handover The measurement results of the best neighbor cell must satisfy the following equations before the service- and load-based inter-frequency handover is possible: AVE_RSCP_NCELL(n) > AdjiMinRscpNCHO(n) + max(0, AdjiTxPwrDPCH(n) – P_max) AVE_EcNo_NCELL(n) > AdjiMinEcNoNCHO(n) where AVE_RSCP_NCELL(n) and AVE_EcNo_NCELL(n) are the averaged CPICH RSCP and EcNo values of the best (according to CPICH EcNo) neighbor cell (n). The RNC calculates the average values directly from the measured dB and dBm values, so linear averaging is not used in this case. The sliding averaging window is controlled with the InterFreqMeasAveragingWindow RNP parameter. The RNC starts the averaging already from the first measurement sample, that is, the RNC calculates the averaged values from those measurement samples which are available until the number of measurement samples is adequate to calculate the averaged values over the whole averaging window. The AdjiMinRscpNCHO(n) (HOPI) RNP parameter determines the minimum required CPICH RSCP value in dBm of the best neighbor cell. The AdjiMinEcNoNCHO(n) (HOPI) RNP parameter determines the minimum required CPICH EcNo value in dB of the best neighbor cell. The AdjiTxPwrDPCH(n) neighbor cell parameter indicates the maximum Tx power in dBm an UE can use on the DPCH. P_max indicates the maximum RF output power capability of the UE in dBm in WCDMA. The InterFreqCellSearchPeriod RNP parameter determines the period starting from inter-frequency measurement setup during which an inter-frequency handover is not possible. After the time period has expired, the RNC evaluates the radio link prop- DN03471612 Id:0900d805808a8496 Confidential 205 Functionality of load-based and service-based IF/IS handover WCDMA RAN and I-HSPA RRM Handover Control erties of the current best neighbor cell after every inter-frequency measurement report. The RNC performs the inter-frequency handover to a best neighbor (target) cell as soon as the best neighbor cell meets the required radio link properties (see the equations at the beginning of this section). However, the handover decision cannot be performed before the UE has reported the EcNo result of all the cells which are blocked in the service- and load-based handover procedure. The RNC checks if the cells which are blocked in the service- and load-based handover procedure are outside the soft handover range of the selected best target cell. The following equation has to be true until a service- and load-based handover to the best neighbor cell is possible: AveEcNoNcell(target) – AdjiEcNoOffsetNCHO(target) > AveEcNoNcell(blocked) AveEcNoNcell(target) and AveEcNoNcell(blocked) are the averaged EcNo values of the selected best target cell and a blocked cell correspondingly. The AdjiEcNoOffsetNCHO(target) (ADJI) RNP parameter defines the offset for the procedure to ensure that the UE does not perform an immediate soft handover to a blocked cell in the new frequency layer. 18.7.2 Load- and service-based inter-RAT handover The measurement results of the GSM neighbor cell must satisfy the following equation before the service- and load-based inter-RAT handover or cell change from WCDMA to GSM/GPRS is possible: AVE_RXLEV_Ncell(n) > AdjgMinRxLevNCHO(n) + max(0, AdjgTxPwrMaxTCH(n) – P_Max) where AVE_RXLEV_Ncell(n) is the averaged GSM carrier RSSI value of the GSM neighbor cell (n). The RNC calculates the averaged values directly from the measured dBm values, so linear averaging is not used in this case. The sliding averaging window is controlled with the GSMMeasAveWindow parameter. The RNC starts the averaging already from the first measurement sample, that is, the RNC calculates the averaged values from those measurement samples which are available until the number of measurement samples is adequate to calculate values over the whole averaging window. The AdjgMinRxLevNCHO(n) (HOPG) parameter determines the minimum required GSM carrier RSSI level in dBm which the averaged RSSI value of the neighbor cell (n) must exceed before the service- and load-based inter-system handover is possible. The AdjgTxPwrMaxTCH(n) neighbor cell parameter indicates the maximum Tx power level in dBm an UE can use in the GSM neighbor cell (n). P_Max indicates the maximum RF output power capability in dBm of the UE in GSM. The GsmNcellSearchPeriod RNP parameter determines the period starting from inter-RAT measurement setup during which an inter-RAT handover to GSM is not possible. After the GSM neighbor cell search period has expired, the RNC evaluates the radio link properties of the best neighbor GSM cells after every inter-RAT measurement report. The RNC performs the inter-RAT handover to the best GSM neighbor (target) cell as soon as the best GSM neighbor cell meets the required radio link properties (see the equation at the beginning of this section). If there are several neighbor GSM cells which meet the required radio link properties at the same time, the RNC ranks the potential target cells according to the priority levels and select the highest-ranked GSM neighbor cell to be the target cell. The priority order is controlled with the AdjgPrioritySLHO (HOPG) RNP parameter which is defined for 206 Id:0900d805808a8496 Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control Functionality of load-based and service-based IF/IS handover each GSM neighbor cell. The crucial principle is that high-priority cells are considered better than low-priority cells, that is, a cell is ranked higher than another cell if it has a higher priority level even though its signal strength condition was worse. Signal strength conditions have effect only between cells which have the same priority level. In the case of CS data and voice services, the RNC always verifies the BSIC of the target cell before the execution of the inter-RAT handover to GSM so that the mobile station can synchronize to the GSM cell before the handover execution, and to verify the identification if two or more neighbor GSM cells have the same BCCH Frequency. In the case of PS data (RT or NRT) services, the RNC does not verify the BSIC of the target cell before the execution of the inter-RAT cell change to GSM/GPRS unless two or more neighbor GSM cells have the same BCCH Frequency. 18.8 Handover signaling 18.8.1 Load- and service-based inter-frequency handover The signaling procedure of an inter-frequency handover is described in Section Inter-frequency handover signaling. When the relocation takes place, the source RNC sets the following RANAP cause values to the RANAP: Relocation Required message: • • 18.8.2 Resource Optimisation Relocation if the reason for the handover is service-based Relocation desirable for radio reasons if the reason for the handover is load-based Load- and service-based inter-RAT handover and cell change The signaling procedure of an inter-RAT (GSM) handover is described in Section Intersystem handover signaling. When the relocation takes place, the source RNC sets the following RANAP cause values to the RANAP: Relocation Required message: • • 18.8.3 Resource Optimisation Relocation if the reason for the handover reason is servicebased Relocation desirable for radio reasons if the reason for the handover is load-based Service downgrading and upgrading because of inter-RAT handover Non-transparent CS data connections can be downgraded in an inter-RAT handover from WCDMA to GSM and also upgraded back in an inter-RAT handover from GSM to WCDMA. These negotiations are done by the core network, RAN and BSS via the Iu and A interfaces based on QoS parameters. Same procedures are used than in quality/service-based inter-system handovers. g Transparent CS data connections cannot be downgraded. 18.8.4 Restriction on repetitive load- and service-based handover attempts Repetitive load-based or service-based handover (or network-controlled cell reselection) attempts of a RRC connection are restricted. If the load-based or service-based DN03471612 Id:0900d805808a8496 Confidential 207 Functionality of load-based and service-based IF/IS handover WCDMA RAN and I-HSPA RRM Handover Control HO/NCCR attempt is unsuccessful, the next load- or service-based HO/NCCR attempt is possible after a certain period. The period is hard-coded and defined to be 30 (after the first attempt), 60 (after the second attempt), 120, 120, 120, …seconds. 208 Id:0900d805808a8496 Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control Functionality of HSPA capability based handover 19 Functionality of HSPA capability based handover The HSPA Capability Based Handover feature provides a mechanism to periodically hand over HSPA-capable UEs using DCH services from all WCDMA cells to neighbor cells providing HSPA support. The target cell can be a WCDMA cell served by an RNC or an I-HSPA cell served by the I-HSPA system. HSPA-capable UEs in HSDPA/HSPA WCDMA cells using HS(D)PA services are handed over to WCDMA interfrequency neighbour cells providing HSPA support or I-HSPA cells by an event triggered mechanism. HSPA capability based handover is initiated as follows: • • periodically in all WCDMA cells, event triggered in HSDPA/HSPA capable source cells. of the HSPA capability handover changes when MIMO capabilty based g Activation handover and Dual Cell HSDPA capability handover are introduced. If the HSPA capability handover was enabled in the cell with earlier software release, operator must activate the feature by using HSPACapaHO parameter. HSPA capability based handover is enabled/disabled with the HSPACapaHO parameter. The parameter can have four values: • • • • “0” - HSPA capability based handover is disabled in the cell “1” - Periodical triggering is enabled and event based triggering is disabled in the cell “2” - Periodical triggering is disabled and event based triggering is enabled in the cell “3” - Periodical triggering and event based triggering are enabled in the cell. The following steps are needed to enable periodic and event based HSDPA capability handover types: • • Periodic HSPA capability based handover: 1. The HSPACapaHO paramater is set to value “1” or “3”. 2. The AdjiNCHOHSPASupport parameter is set to value “1” for at least one of the neighboring inter-frequency cells of the source cell(s). 3. The HSCapabilityHOPeriod and HSCapabilityHONumbUE parameters are set to a value other than “0”. The value of the HSCapabilityHOPeriod parameter is always checked before the periodic HSPA capability based handover is triggered. Event triggered HSPA capability based handover: 1. The HSPACapaHO paramater is set to value “2” or “3”. 2. The AdjiNCHOHSPASupport parameter must be set to “1” for at least one of the neighboring inter-frequency cells of the source cell(s). The following parameter settings are used to disable HSPA capability based handovers: • DN03471612 Periodic HSPA capability based handover: • The HSPACapaHO parameter must be set to value “0” • The HSCapabilityHOPeriod parameter must be set to value: “0” or “Disabled”. Id:0900d805808a8499 Confidential 209 Functionality of HSPA capability based handover WCDMA RAN and I-HSPA RRM Handover Control • • The HSCapabilityHONumbUE and/or AdjiNCHOHSPASupport parameters are set to value: “0”. If the HSCapabilityHONumbUE parameter has the value “0”, no UE can be selected for an individual handover period. If the AdjiNCHOHSPASupport parameter value is set to “0” for all adjacent inter-frequency neighbor cells, there is no inter-frequency neighbor cell that supports HSPA capability based handover. Event triggered HSPA capability based handover: • The HSPACapaHO parameter must be set to value “0” or “1” • HSPA capability based handover is not performed if the AdjiNCHOHSPASupport parameter is set to value “0”, because there is no inter-frequency neighbor cell that supports HSPA capability based handover to the corresponding cell. The Source RNC does not check the load of the target cell before the HSPA capability based handover procedure. The target I-HSPA adaptor or the RNC checks its own load situation and rejects the handover if necessary. When the availability of the target system is checked and the neighbor cell list is build up, the Source RNC checks whether the penalty time Penalty Time for WCDMA Cell in NCHO (AdjiPenaltyTimeNCHO) is running in the cell. For more information see Section Inter-Frequency neighbor cell lists. The operator can decide on the RAB combinations that are supported for the HSPA capability based handover by setting the RAB Combinations Supported by HSCAHO (HSCAHORabCombSupport) RNC parameter appropriately. Note that it is possible to enable HSPA capability based handover for plain CS voice (AMR service) with the HSCAHORabCombSupport RNP parameter. When Inactivity triggered handover in Multi-Band Load Balancing is enabled in the cell, with MBLBInactivityEnabled parameter, the HSPA capability based handovers are not executed in case of inactivity detected in Cell_DCH state. 19.1 Periodic HSPA capability based handover HSPA capability based handover can be started for all WCDMA cells irrespective of their HSDPA capability, to hand over those UEs that currently use DCH services to neighbor cells providing HSPA support. The target cell can be a WCDMA cell served by an RNC or an I-HSPA cell served by the I-HSPA system. The HSPA Capability Based Handover Period (HSCapabilityHOPeriod) parameter defines the duration of the period: • • A time period other than '0' is specified for those WCDMA cells which have at least one HSDPA/HSPA neighbor cell with the ADJI HSPA Cell for Non Critical Handover (AdjiNCHOHSPASupport) parameter set to value “1”. Otherwise, the time period is set to '0' to disable periodic HSPA capability based handover. Each time a HSPA capability based handover is started in the cell, a pre-defined number of UEs can be handed over. The number of UEs is specified by the HSPA Capability Based Handover Max Number of UE (HSCapabilityHONumbUE) parameter. 210 Id:0900d805808a8499 Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control Functionality of HSPA capability based handover If compressed mode is needed, the maximum number of UEs in compressed mode is limited by the MaxNumberUEcmSLHO parameter. Dual receiver UEs do not require compressed mode or require it only in UL direction. Candidate UEs for the periodic HSPA capability based handover are selected according to the following conditions: • • • • • • • The SRNC for the RRC connection is the RNC where the HSPA capability based handover has been triggered. The RRC connection is in CELL_DCH state. The UE is either HSDPA capable or HSDPA/HSPA capable. The traffic class of the RAB is within the range specified by the RAB Combinations Supported by HSCAHO (HSCAHORabCombSupport) parameter. A DCH with a bit rate other than 0/0 kbps is allocated for the corresponding PS NRT RAB. Inter-frequency or inter-system measurements are not performed for the RRC connection. The penalty time for retry is not running for the RRC connection. RRC connections selected according to these criteria are prioritized in the following order: 1. RRC connections which do not require compressed mode in this particular handover 2. RRC connections where the selected target can be measured without compressed mode 3. RRC connections selected freely from the set of candidate RRC connections If the HSPA capability based handover cannot be performed, the UE is re-selected in the next time period. Repetitive HSPA capability based handover attempts of an individual RRC connection are restricted. The next attempt is possible after a hard coded period and defined to be 30 (after 1st attempt), 60 (after 2nd attempt), 120, 120, 120, … seconds. 19.2 Event triggered HSPA capability based handover If HSPA capability based handover is enabled in the serving cell and a UE uses HSDPA/HSPA services, HS-DSCH inactivity is awaited before the RNC triggers HSPA capability based handover to an I-HSPA cell or an interfrequency WCDMA HSDPA/HSPA cell. HS-DSCH inactivity is detected based on the downlink throughput and the number of PDUs in the RLC transmission windows. Upon detection of low utilisation/throughput of the DL HS-DSCH MAC-d flow and if the corresponding the UL NRT DCH/E-DCH release is possible then event triggered HSPA Capability Based Handover is triggered instead of releasing the HS-DSCH and/or UL DCH/E-DCH channels when event triggered HSPA Capability Based Handover is enabled in the corresponding cell. The first step of the HSPA capability based handover procedure depends on the HSDPA/HSPA services: • • DN03471612 For UEs using HSDPA services, compressed mode is started to measure the interfrequency neighbors. For UEs using HSPA services, the channel type is switched from HS-DSCH/E-DCH to HS-DSCH/DCH. Id:0900d805808a8499 Confidential 211 Functionality of HSPA capability based handover WCDMA RAN and I-HSPA RRM Handover Control If HSDPA inter-frequency handover is disabled, the channel type is switched from HSDSCH/DCH or HS-DSCH/E-DCH to DCH/DCH and compressed mode is started on DCH. For the new DCH channel, the initial bit rate is allocated during the channel type switching. If HSPA capability based handover is not enabled in the source cell, the HS-DSCH and the corresponding UL DCH/E-DCH for the UE are released. The target cell for an event triggered HSPA capability based handover can be an IHSPA cell or WCDMA interfrequency HSDPA/HSPA capable neighbour cell. The handover can be only performed if a suitable I-HSPA or RNC neighbor cell is found. Otherwise, the handover for the corresponding UE is stopped If a hard handover failure occurs during the event triggered HSPA capability based handover, the UE is retained in CELL_DCH state and will be a candidate for a periodic HSPA capability based handover attempt. 19.3 Inter-Frequency measurement procedures The inter-frequency measurement procedure is controlled with the following RNP parameters: • • • • • Measurement Reporting Interval (InterFreqMeasRepInterval) neighbor Cell Search Period (InterFreqNcellSearchPeriod) Maximum Measurement Period (InterFreqMaxMeasPeriod) Minimum Measurement Interval (InterFreqMinMeasInterval) Minimum Interval Between IFHOs (InterFreqMinHoInterval) These parameters control the HSPA capability based handover similar to the service and load based inter-frequency measurement procedures. 19.4 Inter-Frequency neighbor cell lists The RNC investigates the availability of target WCDMA layers or a target I-HSPA system from the neighbor cell list which is selected in the HSPA capability based handover procedure. The RNC sets a penalty time to the neighbor inter-frequency cells if a handover of any type (quality, coverage, …) fails in reserving resources from the target cell. The penalty time is specified by the Penalty Time for WCDMA Cell in NCHO (AdjiPenaltyTimeNCHO) parameter. The penalty time is not set if resources from the target cell are successfully reserved but the handover procedure fails during the radio phase. The RNC identifies entries in the inter-frequency neighbor cell list for which the penalty time is not running. For such entries, the target I-HSPA system or the target WCDMA layer is available. If a UE specific penalty time is running, the selected target system is not available and the HSPA capability based handover procedure of that UE is stopped. When the neighbor cell list is created for HSPA capability based handovers, the HSPA support is taken into account if handover control removes surplus neighbor cells exceeding the maximum number of 32. At first, cells are selected within each step that have the ADJI HSPA Cell for Non Critical Handover (AdjiNCHOHSPASupport) parameter set to '0' and these cells are removed in random order. If the maximum number of 212 Id:0900d805808a8499 Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control Functionality of HSPA capability based handover 32 is still exceeded, HSPA surplus cells are selected during the step and removed in random order. For more information on neighbor cells see Section neighbor cells. The inter-frequency measurement procedure measures one frequency at a time. If there is more than one carrier frequency to be measured, the RNC selects a subset of interfrequency neighbor cells to be measured first. The measurement order is controlled by the neighbor Cell Priority for HSPA Capability Based Handover (AdjiPriorityHSCAHO) parameter. 19.5 Handover decision algorithm For HSPA capability based handover, the same handover decision algorithm is used as for service and load based inter-frequency handover. The best cell in the active set must satisfy the following conditions: • • • The ADJI parameter ADJI HSPA Cell for Non Critical Handover (AdjiNCHOHSPASupport) is set to value “1”. The HSPA capability based handover penalty time Penalty Time for WCDMA Cell in NCHO (AdjiPenaltyTimeNCHO) is not running. For event triggered HSPA capability based handover, the target cell must be an IHSPA capable cell. The target cell is I-HSPA capable if the RNC id of this cell is not stored in the Iur list. An I-HSPA adapter is always identified by the RNC id. During the handover, the network element type of the target node is identified by the Iur list. If the RNC id of the target node does not match with any of the RNC ids in the Iur list of the source RNC, the network element is an I-HSPA adapter. As there is no Iur connection between the RNC and the I-HSPA adapter and no neigbhouring information is stored in the Iur list, UE involved SRNS relocation is performed to the target I-HSPA adapter. With I-HSPA Sharing feature, Iur connection is added between the RNC and the I-HSPA Adapter and the number of Iur Items has been extended to 300. Adapter ID of the neighboring ADA must be stored in the Iur list of the RNC. Hence, if I-HSPA Sharing feature is enabled in SRNC, the target RNC type is considered to be an I-HSPA Adapter only if the RNC id of the Adapter is stored in the Iur List and the target network element type is I-HSPA ADA. If the RNC-id of the target node does not match with any of the RNC-ids in the IUR List, then Handover Control shall try to check if RNC-id matches with the Adapter id in the VBTS - ControllerIdList of the VBTS parameters stored in RNW Configuration database. If it does, the target node is considered to be an I-HSPA Adapter. When relocation must be done to the I-HSPA Adapter, it must be checked if the neighboring ADA supports this relocation. The parameter NrncRelocationSupport in the Iur item indicates if the neighboring RNC/ADA supports relocation or not. Inter-frequency handover cannot be done over Iur to an I-HSPA Adapter because of HSPA Capability Based Handover if the target I-HSPA Adapter does not support relocation. Inter-frequency handover cannot be done over Iur either if the current RAB combination of the UE is not supported by the target I-HSPA Adapter as indicated by the RNC level parameter IBTSRabCombSupport since HSPA Over Iur is not supported in RU10. DN03471612 Id:0900d805808a8499 Confidential 213 Functionality of HSPA capability based handover WCDMA RAN and I-HSPA RRM Handover Control Handover Control assumes that the target I-HSPA Adapter always supports relocation in case the RNC-id of the target adapter matches with the Adapter Id stored in ControllerIdList of the VBTS parameters. Note that HSPA Capability Based Handover is not supported/triggered during anchoring. 19.6 Execution of HSPA capability based handover The target cell for an HSPA capability based handover can be either an I-HSPA cell or a WCDMA cell. The inter-frequency handover procedure depends on the target cell type. 19.6.1 Handover to an I-HSPA cell The HSPA capability based handover is a combination of inter-frequency hard handover and SRNS relocation if there is Iur interface between the I-HSPA adaptor and SRNC. If there is no Iur interface between the RNC and target I-HSPA Adaptor, combined UE involved SRNS relocation and HHO are done before the UE is completely under the target I-HSPA Adaptor. If I-HSPA Sharing feature is enabled, Iur interface is added between the RNC and the IHSPA Adapter and the number of Iur Items has been extended to 300. Adapter ID of the neighboring ADA will be stored in the Iur list of the RNC. Hence, inter-frequency HHO combined UE not involved SRNC relocation is performed if there exists Iur interface between the I-HSPA Adapater and SRNC. It is assumed that the target I-HSPA adapter always supports SRNS relocation. When relocation takes place, the source RNC sets the RANAP cause values in the RANAP: RELOCATION REQUIRED message to 'Resource Optimisation Relocation'. 19.6.2 Handover to a WCDMA cell The handover decision algorithm depends on the selected target cell: • • 19.7 Inter-frequency hard handover is performed to intra-RNC target cells. SRNS relocation is performed to inter-RNC target cells. The type of relocation is "UE involved in relocation of SRNS". Abnormal conditions HSPA capability based handover to an I-HSPA cell or an inter-RNC cell is only possible if the following conditions are true: • • Relocation is supported by the target RNC (in the inter-RNC case). The Iu-PS core network supports relocation. If the target RNC or the Iu-PS core network does not support relocation, the HSPA capability based handover is stopped for the UE and the PS call is retained in the WCDMA network. Before the inter-frequency measurement for an inter-RNC handover is started, the Iur list is checked for the relocation type supported by the neighboring RNC. If relocation is not support, HSPA capability based handover is not continued for that UE. 214 Id:0900d805808a8499 Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control Functionality of HSPA capability based handover If the UE is unable to perform the physical channel reconfiguration and responds with an RRC: PHYSICAL CHANNEL RECONFIGURATION FAILURE message, a penalty time for the retry is set. When an event triggered HSPA capability based handover is unsuccessful and the UE is retained in CELL_DCH state, the penalty time for the retry is set as for periodic HSPA capability based handovers. DN03471612 Id:0900d805808a8499 Confidential 215 Functionality of Dual Cell HSDPA capability based handover WCDMA RAN and I-HSPA RRM Handover Control 20 Functionality of Dual Cell HSDPA capability based handover Dual Cell HSDPA capability handover (DCCAHO) transfers Dual Cell HSDPA (DC HSDPA) capable UEs to Dual Cell HSDPA cells that can act as a primary serving HSDSCH cell (DC HSDPA and HSUPA are enabled in the cell, with the DCellHSDPAEnabled and HSUPAEnabled parameters). Dual Cell HSDPA capability handover does not transfer a Dual Cell capable UE if it is already in the Dual Cell HSDPA cell that can act as a primary serving HS-DSCH cell. Dual Cell HSDPA capability based handover is applied only if NRT RAB(s) are estabished for the Dual Cell HSDPA capable UE. Dual Cell HSDPA capability based handover is not applicable if RT or CS RAB is estabilished for the UE. Dual Cell HSDPA capability handover is based on the existing Functionality of HSPA capability based, for more details see Section Functionality of HSPA capability based handover. Dual Cell HSDPA capability based handover uses both periodical and event triggering of the HSPA capability based handover . Dual Cell HSDPA capability based handover is based on the same license, and can be enabled simultaneously with HSPA capability based handover in the cell. Dual Cell HSDPA capability based handover is controlled with the DCellHSDPACapaHO parameter. The parameter can have four values: • • • • “0” - Dual Cell HSDPA is disabled in the cell “1” - periodical triggering is enabled (event triggering is disabled) in the cell “2” - event triggering is enabled (periodical triggering is disabled) in the cell “3” - periodical and event triggering are enabled in the cell If Dual Cell HSDPA capability based handover is enabled simultaneously in the same cell with HSPA capability based handover, then the Dual Cell HSDPA capability based handover is preferred in case of the Dual Cell HSDPA capable UE. If the Dual Cell HSDPA capable UE is not suitable for Dual Cell HSDPA capability based handover procedure, then HSPA capability based handover is capable of transferring also Dual Cell HSDPA capable UE in accordance with HSPA capability based handover principles. If Dual Cell HSDPA capability based handover is enabled simultaneously with MIMO capability based handover (MIMOCAHO) as described in Section Functionality of MIMO capability based handover, the preference between Dual Cell HSDPA capability based handover and MIMO capability based handover is defined with the DCellVsMIMOPreference parameter. When Inactivity triggered handover in Multi-Band Load Balancing is enabled in the cell, with MBLBInactivityEnabled parameter, the Dual Cell HSDPA capability based handovers are not executed in case of inactivity detected in Cell_DCH state. 20.1 Periodic Dual Cell HSDPA capability based handover Periodic Dual Cell HSDPA capability based handover (DCCAHO) is enabled if the following criterias are fullfilled: • • • 216 DCellHSDPACapaHO parameter must have a value “1 - Periodical triggering enabled” or “3 - Both triggers enabled” HSCapabilityHOPeriod parameter must have a value greater that “0” HSCapabilityHONumbUE paramater must have a value greater than “0”. Id:0900d805808a84a4 Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control Functionality of Dual Cell HSDPA capability based handover Periodic Dual Cell HSDPA capability based handover can be enabled for all WCDMA cells irrespective of their HSDPA/HSUPA capability. The periodical Dual Cell HSDPA capability based handover is based on the existing HSPA capability based handover (HSCAHO), for more details see Section Functionality of HSPA capability based handover. The periodic Dual Cell HSDPA capability based handover, can be started also if DL HS-DSCH and UL E-DCH/DCH is allocated to the UE. When the periodic Dual Cell HSDPA capability based handover is enabled in the cell (the DCellHSDPACapaHO parameter has a value “1” or “3”), the RRC connections of the Dual Cell HSDPA capable UEs must fullfill the following criterias, in order to start the periodic Dual Cell HSDPA capability based handover procedure: • • • • • • RRC connections whose SRNC is the RNC where the Dual Cell HSDPA capability based handover is triggerred RRC connections that are in CELL_DCH state the UE is Dual Cell HSDPA capable one of the active cells has an inter-frequency neighbor cell that has a AdjiNCHOHSPASupport parameter set to value “1” (HSPA Support), and if the neighbor cell is controlled by the SRNC, it can act as primary serving HS-DSCH cell (Dual Cell HSDPA and HSUPA are enabled in the cell, with the DCellHSDPAEnabled and HSUPAEnabled) RRC connections that are not performing the inter-frequency or inter-system measurements RRC connections whose penalty time for retry is running, must not be selected If more than one RRC connection meets the these conditions for the periodic Dual Cell HSDPA capability based handover, the RNC prefers the RRC connection (UE) that do not require compressed mode in this particular handover. For the Dual Cell HSDPA capable UE the Dual Cell HSDPA capability based handover is preferred to HSPA capability based handover. Dual Cell HSDPA capable UE can be chosen as a candidate for the periodical HSPA capability based handover if the periodical Dual Cell HSDPA capability based handover cannot be used or if the Dual Cell HSDPA capable UE does not fullfill the Dual Cell HSDPA capability based handover criterias, as above. Criterias for the periodical HSPA capability based handover are verified according to the HSPA capability based handover criterias, for more details see section Periodic HSPA capability based handover in Functionality of HSPA capability based handover. Dual Cell HSDPA capable UE is treated as any HSDPA/HSUPA capable UE in case of the periodic HSPA capability based handover (Dual Cell HSDPA capable UE is not preferred to Dual Cell HSDPA non-capable UE in case of the periodic HSPA capability based handover). The HSCapabilityHONumbUE parameter defines the number of UEs to be chosen for each period. The parameter limits the total number of UEs to be chosen for each period because of all different capability based handovers: Dual Cell HSDPA capability based handover, MIMO capability based handover and HSPA capability based handover. If the number of suitable UEs exceeds the value of the HSCapabilityHONumbUE parameter, the RNC selects UEs first for the periodical MIMO capability based handover and Dual Cell HSDPA capability based handover according to the priority order defined by the DCellVsMIMOPreference parameter, and last for the periodical HSPA capability based handover until the maximum number of UEs to be chosen is reached. DN03471612 Id:0900d805808a84a4 Confidential 217 Functionality of Dual Cell HSDPA capability based handover 20.2 WCDMA RAN and I-HSPA RRM Handover Control Event trigerred Dual Cell HSDPA capability based handover To enable the event triggered Dual Cell HSDPA capability based handover the DCellHSDPACapaHO parameter needs to be set to value “2 - Event triggerring enabled“ or “3 - Both triggers enabled”. Event triggered Dual Cell HSDPA capability based handover is enabled only for UEs that support Dual Cell HSDPA and are using HSDPA or HSPA services. The UEs support for Dual Cell HSDPA is defined in the UE radio access capabilities. The support information is received in the Multi cell support IE, in the RRC Connection request message. When the event triggered Dual Cell HSDPA capability based handover is enabled in an active set cell and at least one active set cell has an inter-frequency neighbor cell with AdjiNCHOHSPASupport parameter set to value “1” (HSPA Support), the RNC triggers the Dual Cell HSDPA capability based handover for the Dual Cell HSDPA capable UE after detecting the the HS-DSCH inactivity. If the inter-frequency neighbor cell is controlled by the SRNC, then the inter-frequency cell must also be able to act as primary serving HS-DSCH cell (DCellHSDPAEnabled and HSUPAEnabled parameters are set to value “1”) before Dual Cell HSDPA capability based handover can be triggered. The HS-DSCH inactivity is detected similiar to the HSPA capability based handover, see section Event triggered HSPA capability based handover in Functionality of HSPA capability based handover. Event triggered Dual Cell HSDPA capability based handover has a higher priority than the event triggered HSPA capability based handover. For Dual Cell HSDPA capable UEs, the Dual Cell HSDPA capability based handover is more preferred than HSPA capability based handover. Dual Cell HSDPA capable UE can be chosen as a candidate for for the event triggerred HSPA capability based handover if the event triggered Dual Cell HSDPA capability based handover is not applicable to the UE. For more details on conditions for the event triggerred HSPA capability based handover see section Event triggered HSPA capability based handover in Functionality of HSPA capability based handover. In case of the event triggerred HSPA capability based handover Dual Cell HSDPA capable UEs are treated equally with HSDPA/HSPA UEs (Dual Cell HSDPA capable UE will not be preferred to non-capable Dual Cell HSDPA UE in case of event triggered HSPA capability based handover). If Dual Cell HSDPA capability based handover and MIMO capability based handover are both enabled in the cell, the DCellVsMIMOPreference parameter defines the preference between Dual Cell HSDPA capability based handover and MIMO capability based handover. The DCellVsMIMOPreference parameter also defines if Dual Cell HSDPA capability based handover or MIMO capability based handover is primarily applied if the UE supports both Dual Cell HSDPA and MIMO and both Dual Cell HSDPA capability based handover and MIMO capability based handover are enabled in the cell. 20.3 Measurement procedures and execution of Dual Cell HSDPA capability based handover After the Dual Cell HSDPA capability based handover is triggered (either periodic or event triggerred), the RNC initiates channel type switch from HS-DSCH/E-DCH to HSDSCH/DCH (if needed) and starts inter-frequency measurements in compressed mode. If the HSDPA inter-frequency handover is disabled, the channel type is switched to 218 Id:0900d805808a84a4 Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control Functionality of Dual Cell HSDPA capability based handover DCH/DCH and inter-frequency measurements are initiated on DCH. Initial bitrate must be allocated to the new DCH during the channel type switch. The measurement procedures and execution of the Dual Cell HSDPA capability based handover follows the measurement procedures and execution of the HSPA capability based handover. For more information see sections: Inter-Frequency measurement procedures and Execution of HSPA capability based handover in Functionality of HSPA capability based handover. The RNC measures one frequency at a time. If there are more than one frequency to be measured, the RNC selects a subset of inter-frequency neighbor cells (having the same UTRA radio frequency channel number) which are measured first. The measurement order is controlled with the AdjiPriorityDCellCAHO parameter defined for each neighbor cell. 20.4 Handover decision algorithm of Dual Cell HSDPA capability based handover The handover decision algorithm that is used for the DC HSDPA capability based handover is the same as that of load and service-based inter-frequency handover, for more information see section Handover decision procedure in Functionality of loadbased and servicebased IF/IS handover. The best inter-frequency cell (target cell) must also satisfy the following conditions before the DC HSDPA capability based handover is possible: • • the AdjiNCHOHSPASupport parameter of the target cell must have the value ”HSPASupport”, no penalty time is running for the target cell. Note that the DCellHSDPAEnabled parameter is not checked after the best cell (target cell) has been chosen. DN03471612 Id:0900d805808a84a4 Confidential 219 Functionality of MIMO capability based handover WCDMA RAN and I-HSPA RRM Handover Control 21 Functionality of MIMO capability based handover MIMO capability based handover (MIMOCAHO) transfers the MIMO capable UEs to the MIMO cell, when the MIMO capable UE is not in the MIMO cell. MIMO capability based handover is applied only if NRT RAB (or RABs) are established for the MIMO capable UE. MIMO capability based handover is not applicable if RT or CS RAB is established for the UE. MIMO capability based handover is based on the existing Functionality of HSPA capability based, for more details see Section Functionality of HSPA capability based handover. MIMO capability based handover uses both periodical and event triggering of the HSPA capability based handover . MIMO capability based handover is based on the same license, and can be enabled simultaneously with HSPA capability based handover in the cell. MIMO capability based handover is controlled with the MIMOHSDPACapaHO parameter. The parameter can have four values: • • • • “0” - MIMO capability based handover is disabled in the cell “1” - periodical triggering is enabled (event triggering is disabled) in the cell “2” - event triggering is enabled (periodical triggering is disabled) in the cell “3” - periodical and event triggering are enabled in the cell If MIMO capability based handover is enabled simultaneously in the same cell with HSPA capability based handover, then the MIMO capability based handover is preferred in case of the MIMO capable UE. If the MIMO capable UE is not suitable for MIMO capability based handover procedure, then HSPA capability based handover is capable of transferring also MIMO capable UE in accordance with HSPA capability based handover principles. If MIMO capability based handover is enabled simultaneously with Dual Cell HSDPA capability based handover (DCCAHO) as described in Section Functionalities of Dual Cell HSDPA capability based handover, the preference between MIMO capability based handover and Dual-Cell HSDPA capability based handover is defined with the DCellVsMIMOPreference parameter. MIMO capability based handover requires that the AdjiNCHOHSPASupport parameter is set to “HSPASupport” value in at least one on the inter-frequency neighbor cell in order to start inter-frequency measurements. The order of the carrier frequencies to be measured is defined by setting the value of the AdjiPriorityMIMOCAHO parameter. Because of the MIMO capability based handover, RNC measures only such a frequency layer where at least one MIMO capable inter-frequency neighbor cell can be found for any active cell set. The frequency layer can be measured because of the HSPA capability based handover even if there is no MIMO capable cell in the frequency layer. MIMOEnabled parameter is used to define MIMO capability of a frequency layer. In case of inter-RNC handover, only AdjiNCHOHSPASupport parameter indicates if the inter-frequency measurements can be started and DRNC call can be a candidate for MIMO capability based handover. Handover decision algorithm used for MIMO capability based handover is the same as that of load-based and service-based IF/IS handover, see section Handover decision procedure in Functionality of load-based and service-based IF/IS handover. Before the 220 Id:0900d805808a84a5 Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control Functionality of MIMO capability based handover MIMO capability based handover is possible, the best inter-frequency cell (which is the target cell) must also meet the following criterias: • • AdjiNCHOHSPASupport parameter of the target cell must have the “HSPASupport” value no penalty time is running for the target cell (AdjiPenaltyTimeNCHO). Note that the MIMOEnabled parameter is not checked after the best cell (target cell) has been found. When Inactivity triggered handover in Multi-Band Load Balancing is enabled in the cell, with MBLBInactivityEnabled parameter, the MIMO capability based handovers are not executed in case of inactivity detected in Cell_DCH state. 21.1 Periodic MIMO capability based handover Periodic MIMO capability based handover (MIMOCAHO) is enabled if the following criterias are fullfilled: • • • MIMOHSDPACapaHO parameter must have a value “1 - Periodical triggering enabled” or “3 - Both triggers enabled” HSCapabilityHOPeriod parameter must have a value greater than “0” HSCapabilityHONumbUE paramater must have a value greater than “0”. Periodic MIMO capability based handover can be enabled for all WCDMA cells irrespective of their HSDPA/HSUPA capability. The periodical MIMO capability based handover is based on the existing HSPA capability based handover (HSCAHO), for more details see Section Functionality of HSPA capability based handover. The periodic MIMO capability based handover, can be started also if DL HS-DSCH and UL E-DCH/DCH is allocated to the UE. When the periodic MIMO capability based handover is enabled in the cell (the MIMOHSDPACapaHO parameter has a value “1”), the RRC connections of the MIMO capable UEs must fullfill the following criterias, in order to start the periodic MIMO capability based handover procedure: • • • • • RRC connections whose SRNC is the RNC where the MIMO capability based handover is triggerred RRC connections that are in CELL_DCH state RRC connections that are not performing the inter-frequency or inter-system measurements RRC connections whose penalty time for retry is running, must not be selected one of the active cells has an inter-frequency neighbor cell that has a AdjiNCHOHSPASupport parameter set to value “1” (HSPA Support), and if the neighbor cell is controlled by the SRNC, it can act as MIMO cell (MIMOEnabled parameter is set to value “1”) If more than one RRC connection meets the these conditions for the periodic MIMO capability based handover, the RNC prefers the RRC connection (UE) that do not require compressed mode in this particular handover. For the MIMO capable UE the MIMO capability based handover is preferred to HSPA capability based handover. MIMO capable UE can be chosen as a candidate for the periodical HSPA capability based handover if the periodical MIMO capability based handover cannot be used or if the MIMO capable UE does not fullfill the MIMO capability based handover criterias, as above. Criterias for the periodical HSPA capability based DN03471612 Id:0900d805808a84a5 Confidential 221 Functionality of MIMO capability based handover WCDMA RAN and I-HSPA RRM Handover Control handover are verified according to the HSPA capability based handover criterias, for more details see section Periodic HSPA capability based handover in Functionality of HSPA capability based handover. MIMO capable UE is treated as any HSDPA/HSUPA capable UE in case of the periodic HSPA capability based handover (MIMO capable UE is not preferred to MIMO non-capable UE in case of the periodic HSPA capability based handover). If MIMO capability based handover and Dual-Cell HSDPA capability based handover are both enabled in the cell, the DCellVsMIMOPreference parameter defines the preference between MIMO capability based handover and Dual-Cell HSDPA capability based handover. The DCellVsMIMOPreference parameter also defines if MIMO capability based handover or Dual-Cell HSDPA capability based handover is primarily applied if the UE supports both MIMO and DC-HSDPA and both MIMO capability based handover and Dual-Cell HSDPA capability based handover are enabled in the cell. MIMO capability based handover uses the HSCapabilityHONumberUE parameter to define the number of UEs to be chosen for each period. HSCapabilityHONumberUE parameter also limits the total number of UEs to be chosen for each period because of all different capability based handovers: HSDPA capability based handover, Dual-Cell HSDPA capability based handover and MIMO capability based handover. 21.2 Event trigerred MIMO capability based handover To enable the event triggered MIMO capability based handover the MIMOHSDPACapaHO parameter needs to be set to value “2 - Event triggerring enabled“ or “3 - Both triggers enabled”. Event triggered MIMO capability based handover is enabled only if the source cell is HSDPA/HSUPA capable (HS-DSCH is allocated to the UE). When MIMO capability based handover is enabled in the cell, by the MIMOHSDPACapaHO parameter, RNC triggers MIMO capability based handover for the MIMO capable UE after the HS-DSCH inactivity is detected. The HS-DSCH inactivity is detected similiar to the HSPA capability based handover, see section Event triggered HSPA capability based handover in Functionality of HSPA capability based handover. Event triggered MIMO capability based handover has a higher priority than the event triggered HSPA capability based handover. For MIMO capable UEs, the MIMO capability based handover is more preferred than HSPA capability based handover. MIMO capable UE can be chosen as a candidate for for the event triggerred HSPA capability based handover if the event triggered MIMO capability based handover is not applicable to the UE. For more details on conditions for the event triggerred HSPA capability based handover see section Event triggered HSPA capability based handover in Functionality of HSPA capability based handover. In case of the event triggerred HSPA capability based handover MIMO capable UEs are treated equally with HSDPA/HSPA UEs (MIMO capable UE is not preferred to non-capable MIMO UE in case of event triggered HSPA capability based handover). If MIMO capability based handover and Dual-Cell HSDPA capability based handover are both enabled in the cell, the DCellVsMIMOPreference parameter defines the preference between MIMO capability based handover and Dual-Cell HSDPA capability based handover. The DCellVsMIMOPreference parameter also defines if MIMO capability based handover or Dual-Cell HSDPA capability based handover is primarily applied if the UE supports both MIMO and DC-HSDPA and both MIMO capability based handover and Dual-Cell HSDPA capability based handover are enabled in the cell. 222 Id:0900d805808a84a5 Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control 21.3 Functionality of MIMO capability based handover Measurement procedures and execution of MIMO capability based handover After the MIMO capability based handover is enabled (either periodic or event triggerred), the RNC initiates channel type switch from HS-DSCH/E-DCH to HSDSCH/DCH and initiates inter-frequency measurements in compressed mode. If the HSDPA inter-frequency handover is disabled, the channel type is switched to DCH/DCH and inter-frequency measurements are initiated on DCH. Initial bitrate must be allocated to the new DCH during the channel type switch. The measurement procedures and execution of the MIMO capability based handover follows the measurement procedures and execution of the HSPA capability based handover for more information see sections: Inter-Frequency measurement procedures and Execution of HSPA capability based handover in Functionality of HSPA capability based handover. DN03471612 Id:0900d805808a84a5 Confidential 223 Functionality of LTE interworking WCDMA RAN and I-HSPA RRM Handover Control 22 Functionality of LTE interworking LTE Interworking (LTEIW) functionality enables cell reselection from 3G to LTE and provides support for packet switched inter-system handover (PS ISHO) from LTE to 3G. The following figure describes signaling procedure of the inter-RAT handover from EUTRAN to UTRAN from the point of view of the RNC. Figure 62 Inter-RAT handover from E-UTRAN to UTRAN 1. The RNC receives the RANAP:RELOCATION REQUEST from the packet switched core network (PS-CN). The message starts the resource allocation in the RNC for the inter-system handover. 2. If UE History Information information element is not included in the RANAP:RELOCATION REQUEST, or does not indicate E-UTRAN as the last visited cell or LTE interworking feature is not active in the cell or license is in state OFF/Config then relocation is rejected. LTE System always includes the UE UTRAN capabilities infor- 224 Id:0900d805808a84a6 Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control Functionality of LTE interworking mation in UE radio access capability information element in the Source to Target RNC Transparent Container during handover from LTE to UMTS.RRC will rejects the RANAP:RELOCATION REQUEST from LTE system if the UE UTRAN capabilities are not received in the Source to Target RNC Transparent Container with the failure cause: "Relocation Failure in Target CN/RNC or Target System". 3. The cell specific admission control does the power estimation and admission decision for the RBs. 4. The RNC allocates the RNTI, the radio resources for RBs and the radio link, and sends the NBAP:RADIO LINK SETUP to the Node B. 5. The Node B allocates resources, starts PHY channel reception, and responds with the NBAP: RADIO LINK SETUP RESPONSE 6. The RNC builds an RRC: HANDOVER TO UTRAN COMMAND providing information on the allocated resources and sends it to the PS-CN through the RANAP: RELOCATION REQUEST AKCNOWLEDGE. . Note: Complete specification is always used in case of ISHO from LTE. 7. The RNC achieves uplink synchronization on the Uu interface. 8. The RNC confirms the detection of the handover to the PS-CN by sending the RANAP:RELOCATION DETECT. The PS-CN may at this point switch the user plane to the RNC. 9. Once the RRC connection is established with the UTRAN, the UE sends the RRC: HANDOVER TO UTRAN COMPLETE to the RNC. 10. The target RNC sends the RANAP:RELOCATION COMPLETE to the PS-CN. If the user plane has not been switched in step 7, the PS-CN switches the user plane to the target RNC. 11. The integrity protection was received in a RANAP:RELOCATION REQUEST message, the target RNC sends the RRC:SECURITY MODE COMMAND to the UE in order to configure the integrity protection parameters. Alternatively, PS-CN might activate an integrity protection procedure by sending a RANAP:SECURITY MODE COMMAND message to the target RNC 12. The UE confirms the configuration of integrity protection by sending the RRC:SECURITY MODE COMPLETE to the target RNC. 13. The RNC allocates a new U-RNTI and specifies the timer- and constants values to be used by the UE in connected mode by sending the RRC:UTRAN MOBILITY INFORMATION to the UE. 14. The UE confirms the new UTRAN mobility information by sending the RRC:UTRAN MOBILITY INFORMATION CONFIRM to the RNC. 15. The RNC starts the intra-frequency measurement by sending the RRC:MEASUREMENT CONTROL to the UE. DN03471612 Id:0900d805808a84a6 Confidential 225 Functionality of Multi-Band Load Balancing WCDMA RAN and I-HSPA RRM Handover Control 23 Functionality of Multi-Band Load Balancing This chapter covers the functionality of Multi-Band Load Balancing along with functionality of Blind IFHO in RAB Setup Phase. The aim of Multi-Band Load Balancing feature is to direct the UEs to the optimal layer, based on the operator preferences. New triggers to control HSPA load balancing between frequencies and bands are introduced. Selection is based on UE HSPA capability, UE frequency band capability, utilized service and cell load. Multi -Band load balancing can be enabled to four different phases with the parameters mentioned below. • • • • 23.1 Blind Handover in RAB setup phase can be enabled with MBLBARBSetupEnabled parameter. Layering in state transition can be enabled with MBLBStateTransEnabled parameter. Inactivity triggered handover can be enabled with MBLBInactivityEnabled parameter. Mobility triggered handover can be enabled with MBLBMobilityEnabled parameter. RACH measurements Intra frequency RACH measurements quantity needs to be changed from EcNo to RSCP in the cells where blind inter-frequency handover is activated, because of the fact that RSCP is more accurate indicator for UE position in the cell. If UE is near the cell edge blind handover is to be avoided. Inter frequency measurements can be added to RACH measurements. It enables to use target cell measurement instead of totally blind inter-frequency handover. When Multi-Band Load Balancing functionality is active, RACHIntraFreqMesQuant parameter should be set to the “RSCP” value. 23.2 Blind Inter-frequency handover in RAB setup phase In blind handover, for each source cell, possible target cells needs to defined. Only one target cell per frequency is allowed to be configured. Target cells are defined with BlindHOTargetCell parameter. Target cell needs to be within the same RNC as source cell (which means that inter-RNC blind handover is not supported). 23.2.1 Source cell measurements for blind HO in RAB setup The following source cell measurement results are available for blind handover: • g 226 UE measures and reports RSCP value from current cell and best neighbor cell to RNC in RRC Connection Request, Cell Update, Initial Direct Transfer, Measurement Report and Uplink Direct Transfer messages. These are called RACH measurement results. The RSCP must be selected as intra-frequency measurement quantity with RACHIntraFreqMesQuant parameter. Id:0900d805808a84a7 Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control • • Functionality of Multi-Band Load Balancing If soft handover branch is added in Cell_DCH state UE reports RSCP values to RNC in event 1A or 1C. If SRBs are mapped to HSPA, the periodic RSCP reporting is activated. Periodic measurement report are be available at this point. For blind handover latest available measurement report containing RSCP value of source cell is used. Source cell for blind handover in RAB setup phase is the cell which has reported highest RSCP value in latest measurement report. 23.2.2 RNC decision algorithm for blind handover in RAB setup RNC makes a decision for blind handover if MBLBRABSetupEnabled parameter enables multi-band load balancing in RAB setup phase and RNC makes the decision of blind handover in the following steps: 1. First, the RNC checks possible target cells. Possible target cells can be found with two complementary methods: • Blind handover is done based on source cell measurements. Possible blind handover target cells for the source cell are defined with BlindHOTargetCell parameter. It is possible to define only one target cell per frequency. g Inter-RNC neighbor cell cannot be defined as target cell. • Blind handover is done based on target cell measurements. The cell is a possible target cell for blind handover if that cell was included to inter-frequency measurement results on RACH measurement (even though blind handover to that cell is not enabled from source cell with BlindHOTargetCell parameter) and is from the same RNC as source cell. 2. Second, the RNC checks the preference score of possible target cells selected in first phase and source cell (a cell which RSCP/EcNo value was the highest in RACH measurement). Preference score of cells is calculated as described in 23.7.1 Preference score calculation in decision making or in case of fast moving UE as described in 23.7.3 Preference score calculation for fast moving UEs. Suitable cells are cells which have greater value than zero in any one of the following: PrefLayerWeight, BandWeight or RSCPWeight parameters. The decision is made according to the following principles: • If a current layer preference score is the greatest or equal with the best other layer, the blind handover is not done. • If there is a layer with a greater preference score than the current layer preference score and there is a possible target cell on that layer, the blind handover is done to that cell if it is not in load state (not valid for HSDPA capable UE with NRT service) or HSPA load state. The target cell which preference score is greatest and which is not in load state (not valid for HSDPA capable UE with NRT service) or HSPA load state is selected (see 23.9 Multi-Band Load Balancing interworking)or HSPA load state (see 23.8 HSPA load) is selected. If there are several equally good target layers, the selection is done in non-fixed order (the same layer is not selected always in same situation). • If the current layer and all layers with preference score higher that current layer are in load state or HSPA load state, the blind inter-frequency handover can be done if this is AMR RAB setup and AMRToNonPreferredLayer parameter is enabled. In this case, the layer which is selected is the one with the preference DN03471612 Id:0900d805808a84a7 Confidential 227 Functionality of Multi-Band Load Balancing WCDMA RAN and I-HSPA RRM Handover Control score next lowest from the current layer. If that is in the load state or HSPA load state, a cell with the next lowest preference score is selected (and the process continues in the same way). g Blind handover because of load is not done away from loaded cell if there is not a layer which is good enough based on a preference score calculation. 3. Third, the RNC checks the quality criteria before blind handover can be done. This is done in all other cases except if: • The target cell has greater preference score than source cell because of RSCPWeight parameter. • The target cell is from the same BTS, from same frequency band, from same sector and BlindHOIntraBTSQCheck parameter indicates that no quality check is needed in intra-BTS and intra-band cases. However, in this case, the target cell is the one which has been defined as a target cell in the desired frequency layer with BlindHOTargetCell parameter. In those cases the quality check is not done. There are two methods to check the quality if blind handover can be done to target cell. If at least one satisfies the quality criteria, blind handover can be done. • • If the following equation is true the blind handover can be done. Source_cell_RSCP ≥ BlindHORSCPthr – ( AdjiCPICHTxPwr – PtxPrimaryCPICH ) where: • Source_cell_RSCP is RSCP measurement value from source cell. • BlindHORSCPThr is a value of BlindHORSCPThr parameter from source cell to target cell where blind handover is enabled with BlindHOTargetCell parameter. • AdjiCPICHTxPwr is a value of AdjiCPICHTxPwr parameter from source cell to target cell where blind handover is enabled with BlindHOTargetCell parameter. • PtxPrimaryCPICH is a value of PtxPrimaryCPICH parameter in the source cell. If the target cell was included in inter-frequency measurement results on RACH measurement, the blind handover can be done. It is also verified that the target cell and the source cell have the same RNC id, and in case of MOCN, MORAN and IMSI based inter frequency handover the target cell PLMN must be allowed for the user. If the cell with the greatest preference score did not satisfy the quality criteria of other cells with greater preference score than the current cell will be checked. If the target cell measurement is available from target frequency, the target cell shall be the cell which UE has reported from that frequency in inter-frequency measurements. If the target cell measurement is not available from target frequency but the quality criteria from source cells allows blind handover, the target cell is the one defined with BlindHOTargetCell parameter.in source cell. 23.2.3 Multi RAB cases in blind handover in RAB setup phase Frequency layer/band and node B change will be possible in multi RAB case only when UE has an NRT RAB(s) and UE is in the following states: 228 Id:0900d805808a84a7 Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control • • Functionality of Multi-Band Load Balancing Cell_FACH state when AMR RAB assignment request comes from core network and MBLBRABSetupMultiRB parameter enabled blind handover for multi RAB from Cell_FACH state (value 1 or 3). Cell_DCH state when AMR RAB assignment request comes from core network and MBLBRABSetupMultiRB parameter enabled blind handover for multi RAB from Cell_DCH state (value 2 or 3). Otherwise, the layer/band and node B change is possible only when the first RAB is setup. 23.2.4 DCH channel type allocation for AMR DCH channel type is always taken into consideration for AMR in target and source cell, when Blind IFHO is triggered in RAB setup phase. This is done in following order: 1. Blind IFHO is triggered for AMR setup. Allocation for DCH channel type is tried for target cell. 2. If blind IFHO failed in target cell, Allocation for DCH channel type is tried for source cell. 23.3 Layering in state transition RNC makes the decision of layering in state transition to Cell_DCH state if MBLBStateTransEnabled parameter enables multi-band load balancing in state transition to Cell_DCH state. If it is allowed, the decision making is done identically with blind HO in RAB setup decision making described in 23.2 Blind Inter-frequency handover in RAB setup phase with the following exceptions: • • • RACH measurement received in Cell Update message is used. If more recent measurement report from Initial Direct Transfer, Measurement Report or Uplink Direct Transfer is available, then it is used. No other measurements available than RACH measurements. In fast call setup case when decision making is done before Cell Update is received: If the cell with the greatest preference score did not satisfy the quality criteria, other cells having greater preference score than current cell preference score will not be checked. When multi-band load balancing in state transition to Cell_DCH state is enabled with MBLBStateTransEnabled parameter, HSPA layering in common channel feature is not in use. HSDPALayeringCommonChEnabled parameter does not have any effect. 23.4 Inactivity triggered handover When the HS-DSCH inactivity has been detected for UEs last active PS NRT MAC-d flow and corresponding UL PS NRT DCH/E-DCH MAC-d flow can be released, the need for handover is evaluated if MBLBInactivityEnabled parameter enables multi-band load balancing when inactivity detected in Cell_DCH state. If it is enabled and MultiBand Load Balancing guard timer is not running, RNC calculates the preference score of possible target layers and current layer. Possible target layers are the ones that have inter-frequency neighbor cells for active set cells. Preference score of layers is calculated as described in 23.7.1 Preference score calculation in decision making (with the RSCPWeight value set to zero), or in case of the fast moving UE as described in 23.7.3 Preference score calculation for fast moving UEs. Possible layers are those DN03471612 Id:0900d805808a84a7 Confidential 229 Functionality of Multi-Band Load Balancing WCDMA RAN and I-HSPA RRM Handover Control which have a value greater than zero in any one of the following PrefLayerWeight or BandWeight parameters. The decision is made according to the following principles: • • • If the current layer preference score is the greatest, the CM is not started and handover is not done. If there is layer with the preference score greater than current layer but the only difference is HSPA load level, the CM is not started and handover is not done, except if the source cell is in load state (not valid for HSDPA capable UE with NRT service) or HSPA load state. If there is layer which preference score is greater than current layer and there is possible target cell, the compressed mode is started to that frequency layer if it is not in load state (not valid for HSDPA capable UE with NRT service) or HSPA load state. Target frequency layer which is not in load state (not valid for HSDPA capable UE with NRT service) or HSPA load state and has the greatest preference score is selected. because of the load is not done away from loaded cell if there is not a layer g Handover which is good enough based on preference score calculation. If decision is to change the layer, the compressed mode is started normally. Channel type switches are done if needed, after handover normal actions are taken (Intra-RNC handover: the extended timer in Cell_DCH state is set because of CPC or state transition to Cell_FACH can be done. Inter-RNC handover: UE is assumed to be active). If decision is not to change the layer, normal actions are taken (the extended timer in Cell_DCH state is set because of CPC or state transition to Cell_FACH can be done). Inactivity detection is described in WCDMA RAN RRM HSDPA and WCDMA RAN RRM HSUPA. g This decision making is not done if there is any CS RAB for UE. If the maximum number of UEs are in CM because of non-critical handover, which is defined with MaxNumberUEcmSLHO and MaxNumberUEHSPACmNCHO parameters, is exceeded, the CM is not started but the following actions are done normally (the extended timer in Cell_DCH state is set because of CPC or state transition to Cell_FACH can be done). 23.5 Mobility triggered handover 23.5.1 Multi-Band Load Balancing due to mobility in Cell_DCH state Multi-Band Load Balancing triggers handover because of the following reasons: • • • • 230 Adding a new cell to an active set which has different preferred layer definitions than the currently used. Removing a cell from active set which has different preferred layer definitions than all the remaining cells in active set, and the preferred layer definitions which are currently used are based on cell to be removed from active set. SRNC relocation. UE is detected to be fast moving UE with the same mechanism than in URA-PCH feature. Id:0900d805808a84a7 Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control 23.5.2 Functionality of Multi-Band Load Balancing Multi-Band Load Balancing due to mobility when new cell is being added. Multi-Band Load Balancing triggers handover because of mobility when new cell is added to active set if the following conditions are true: • • • • • Adding a new cell to active set which has different preferred layer definitions or MBLBMobilityEnabled parameter is enabled to new cell and disabled to existing cells. This functionality is enabled in new cell with MBLBMobilityEnabled parameter. This functionality is allowed for UEs current RAB combination (NRT only/all RAB combinations) with MBLBMobilityRABComb parameter. Parameter value is taken from new cell definitions. The quality criteria is satisfied. This is checked if HSDPA is allocated. If HSDPA is not allocated the quality criteria can be bypassed. Multi-Band Load Balancing guard timer is not running. The following quality criteria is checked when new cell is added to active set: CPICH_EcNo_new_cell + MBLBMobilityOffset ≥ CPICH_EcNo_serving_cell where: • • • CPICH_EcNo_new_cell is CPICH EcNo value of new cell, which preferred layer definitions differs from currently used. MBLBMobilityOffset is defined with MBLBMobilityOffset parameter. Parameter value is taken from new cell definitions. CPICH_EcNo_serving_cell is CPICH EcNo value of current HS-DSCH serving cell. CPICH EcNo report is averaged with existing principles (HSDPACPICHAveWindow parameter). For more information see WCDMA RAN RRM HSDPA. If the quality criteria are not fulfilled but the other criteria are fulfilled, the quality criteria are evaluated next time when measurement report comes. Quality criteria are evaluated as long as HS-DSCH serving cell change to a new cell is not started and a cell remains in active set. When HS-DSCH serving cell change is done to a new cell, Multi-Band Load Balancing triggers the handover because of mobility, if not done earlier. 23.5.3 Multi-Band Load Balancing due to mobility caused by HS-DSCH serving cell change. Multi-Band Load Balancing triggers handover because of the following reasons: • • • • DN03471612 HS-DSCH serving cell change to the cell which has different preferred layer definitions or MBLBMobilityEnabled is enabled to new serving cell and disabled to old serving cells. This functionality is enabled in new serving cell with MBLBMobilityEnabled paramater. This functionality is allowed in new serving cell to UEs current RAB combination with MBLBMobilityRABComb parameter. MBLB Guard Timer is not running. Id:0900d805808a84a7 Confidential 231 Functionality of Multi-Band Load Balancing 23.5.4 WCDMA RAN and I-HSPA RRM Handover Control Multi-Band Load Balancing due to mobility when new cell is being removed. Multi-Band Load Balancing triggers handover because of the following reasons: • • • • 23.5.5 Removing a cell from active set which has different preferred layer definitions than all the remaining cells in active set. This functionality is enabled in current HS-DSCH serving cell with MBLBMobilityEnabled parameter. If HSDPA is not allocated then a cell with highest RSCP value is used. This functionality is allowed to UEs current RAB combination with MBLBMobilityRABComb parameter. MBLB Guard Timer is not running. Multi-Band Load Balancing due to mobility caused by SRNC relocation. Multi-Band Load Balancing triggers handover because of the following reasons: • • • • 23.5.6 SRNC relocation is done. This functionality is enabled in current HS-DSCH serving cell after SRNC relocation with MBLBMobilityEnabled parameter. If HSDPA is not allocated then a cell with highest RSCP value is used. This functionality is allowed to UEs current RAB combination with MBLBMobilityRABComb parameter. MBLB Guard Timer is not running. Multi-Band Load Balancing due to mobility caused by fast moving UE. Multi-Band Load Balancing triggers handover because of the following reasons: • • • • 23.5.7 UE is detected to be fast moving UE with same mechanism than in URA-PCH feature. This functionality is enabled in current HS-DSCH serving cell after SRNC relocation with MBLBMobilityEnabled parameter. If HSDPA is not allocated then a cell with highest RSCP value is used. This functionality is allowed to UEs current RAB combination with MBLBMobilityRABComb parameter. MBLB Guard Timer is not running. Multi-Band Load Balancing due to mobility caused MBLB guard timer expiration. Multi-Band Load Balancing triggers handover because of the following reasons: • • • 232 MBLB guard timer expires. This functionality is enabled in current HS-DSCH serving cell after SRNC relocation with MBLBMobilityEnabled parameter. If HSDPA is not allocated then a cell with highest RSCP value is used. This functionality is allowed to UEs current RAB combination with MBLBMobilityRABComb parameter. Id:0900d805808a84a7 Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control 23.5.8 Functionality of Multi-Band Load Balancing RNC decision algorithm for Multi-Band Load balancing due to mobility in Cell_DCH state RNC calculates the preference score for the current layer and possible target layers. Possible target layers are taken from PFL-parameters of new cell. Preference score is calculated for different layers as described in 23.7.1 Preference score calculation in decision making (with the RSCPWeight value set to zero), or in case of fast moving UE as described in 23.7.3 Preference score calculation for fast moving UEs. Possible layers are those which have a value greater than zero in any one of the following PrefLayerWeight or BandWeight parameters. The decision is made according to following principles: • • • If current layer preference score is greatest, the CM is not started and handover is not done. If there is a layer with a greater preference score than the current layer but the only difference is the HSPA load level, the CM is not started and handover is not done, except if the source cell is in load state (not valid for HSDPA capable UE with NRT service) or HSPA load state. If there is layer with a greater preference score than the current layer and there is a possible target cell in that layer, the compressed mode is started to that frequency layer if it is not in load state (not valid for HSDPA capable UE with NRT service) or the HSPA load state. The target frequency layer which is not in load state (not valid for HSDPA capable UE with NRT service) or the HSPA load state and has the greatest preference score is selected. because of load is not done away from the loaded cell if there is not a layer g Handover which is good enough based on the preference score calculation. 23.5.9 Additional information on Multi-Band Load Balancing due to mobility. MBLB guard timer. When Multi-Band Load Balancing handover due to mobility is successfully completed, RNC sets MBLB guard timer. Timer is set to value taken from MBLBGuardTimer parameter. MBLB guard timer is also set after inter-RNC inter-frequency handover, because target RNC is not able to recognize whether the handover was done due to Multi-Band Load Balancing or not. MBLB guard timer is not available after state transition to Cell_FACH. Multi-Band Load Balancing priority. If Multi-Band Load Balancing due to mobility is triggered simultaneously with HS-DSCH serving cell change, active set update or HS-DSCH serving cell change combined with active set update, multi-band load balancing handover due to mobility has lower priority. HS-DSCH serving cell change, active set update or HS-DSCH serving cell change combined with active set update is done first and after that multi-band load balancing handover due to mobility is started. When uplink channel type switch from E-DCH to DCH or/and downlink channel type switch from HS-DSCH to DCH is triggered simultaneously with multi-band load balancing due to mobility, the channel type switching is done first and after that multi-band load balancing due to mobility is started if conditions are still valid. DN03471612 Id:0900d805808a84a7 Confidential 233 Functionality of Multi-Band Load Balancing WCDMA RAN and I-HSPA RRM Handover Control When uplink channel type switch from DCH to E-DCH or/and downlink channel type switch from DCH to HS-DSCH is triggered simultaneously with multi-band load balancing due to mobility, the multi-band load balancing due to mobility is started first. When deactivation of some optional feature (e.g. F-DPCH, CPC, SRBs on HSPA, Flexible RLC, MIMO, DC-HSDPA) for the UE is triggered simultaneously with multi-band load balancing due to mobility, the deactivation of optional feature is done first and after that multi-band load balancing due to mobility is started if conditions are still valid. When activation of some optional feature (e.g. F-DPCH, CPC, SRBs on HSPA, Flexible RLC, MIMO, DC-HSDPA) for the UE is triggered simultaneously with multi-band load balancing due to mobility, the multi-band load balancing due to mobility is started first. Maximum number of UEs in compressed mode due to non-critical handover is evaluated for MBLB due to mobility. If maximum number of UEs in compressed mode due to non-critical handover, which is defined with MaxNumberUEcmSLHO and MaxNumberUEHSPACmNCHO parameters, is exceeded, the compressed mode is not started but the need for handover and number of UEs in compressed mode due to non-critical handover will be evaluated again after next measurement report. 23.6 Additional information on inactivity and mobility triggered handover Multi-Band load Balancing handover with compressed mode is only allowed from cell under SRNC. When HSDPA is allocated HSDPA serving cell needs to be under SRNC. HSDPA inter-frequency handover must be enabled in the BTS with BTSSupportForHSPACM parameter before starting of CM because of Multi-Band Load Balancing is allowed. The neighbor cell list is done similarly as for normal inter-frequency handover. Inter-frequency measurement procedure measures one frequency at a time. If there is more than one carrier frequency to be measured, the RNC selects a subset of inter-frequency neighbor cells that are measured first. The measurement order comes from the preference score of frequency layer. Multi-Band Load Balancing can trigger handover based on many different capabilities. Channel type switches are not done if compressed mode can be done with currently allocated uplink and downlink channel types. If it is not possible, necessary channel type switches are done. The handover decision algorithm for Multi-Band Load Balancing handover is the same as the algorithm used in Service and Load based Handover to WCDMA cell. In addition, to check that target cell is not blocked from Service and Load based Handover it is also checked that it is not in HSPA load state. Also, when comparing that blocked cell is not too good compared to target cell, the cell which is in HSPA load state is blocked cell and will be taken into account in comparison. If none of the neighboring cells was good enough according to the first inter-frequency measurement, the RNC will directly repeat the measurement for inter-frequency neighbor cells in frequency layer which has the next highest preference score if its preference score is greater than the current frequency layer preference score. The maximum measurement period which is allowed for each carrier frequency is controlled by the InterFreqMaxMeasPeriod parameter. 234 Id:0900d805808a84a7 Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control Functionality of Multi-Band Load Balancing The target cell for Multi-Band Load Balancing can be either I-HSPA cell or WCDMA cell but not GSM cell. Therefore, Multi-Band Load Balancing can be intra (or) inter-RNC inter-frequency hard handover. For inter-frequency handover within WCDMA system and inter-frequency handover between RNC and I-HSPA, handover execution is similar to HSPA Capability based handover. Inactivity triggered and mobility triggered Multi-band load balancing are not started if there is not long enough time from previous handover procedure. Following timers are applied: • • InterFreqMinMeasInterval defines the minimum interval between an unsuccessful inter-frequency measurement or handover procedure and the following interfrequency measurement procedure related to the same RRC connection. InterFreqMinHoInterval defines the minimum interval between a successful inter-frequency handover and the following inter-frequency handover attempt related to the same RRC connection. When inactivity triggered and mobility triggered Multi-band load balancing handover is done successfully, the InterFreqMinHoInterval parameter is set, otherwise the InterFreqMinMeasInterval parameter is set. 23.7 Decision for blind handover in RAB setup phase based on capability, service, load and low/high RSCP 23.7.1 Preference score calculation in decision making The decision making is based on preference score calculated to every available frequency. Preference score is calculated with following formula except in case of fast moving UE which preference score calculation is described in 23.7.3 Preference score calculation for fast moving UEs. Preference_score = PrefLayerWeight + BandWeight + RSCPWeight + LoadWeight where: • • • DN03471612 PrefLayerWeight value is set based on preferred layer definitions. Preferred layers for UE capability and service combination are checked from PrefLayer... parameters. In 23.7.2 Correct parameter choice from preferred layer definitions it is defined how the correct parameter is chosen. If the frequency layer is preferred for the UE, PrefLayerWeight is set to value taken from LaySelWeightPrefLayer parameter. If the frequency layer is not preferred for the UE, PrefLayerWeight is set to value 0. BandWeight value is set based on preferred band definition. Preferred band is defined with PreferBandForLayering parameter. If there is any band defined as preferred, for the frequencies in that band BandWeight is set to value taken from LaySelWeightBand parameter. For other frequencies BandWeight is set to value 0. RSCPWeight value is defined based on RSCP below/above definitions. RSCP above the threshold is used to transfer UE with high RSCP value to higher frequency band. If the source cell RSCP of UE is at minimum equal to value in BlindHORSCPThrAbove parameter, for the frequencies in higher band RSCPWeight is set to value taken from LaySelWeightRSCP parameter. RSCP below the Id:0900d805808a84a7 Confidential 235 Functionality of Multi-Band Load Balancing WCDMA RAN and I-HSPA RRM Handover Control threshold is used to transfer UE with low RSCP value to lower frequency band. If the source cell RSCP of UE is at maximum equal to value in BlindHORSCPThrBelow parameter, for the frequencies in lower band RSCPWeight is set to value taken from LaySelWeightRSCP parameter. For other frequencies RSCPWeight is set to value 0. g RSCPWeight is not used in case of inactivity or mobility triggered Multi-Band load balancing (it is set to value zero). • LoadWeight value is set based on HSPA load. HSPA load is evaluated calculating HSDPA power per NRT user. LoadWeight value is calculated with the following formula if LaySelWeightLoad parameter is bigger than zero. Otherwise, LoadWeight is set to zero. LoadWeight = [ LaySelWeightLoad + ( 22 – HSPAloadLevel ) ] ⋅ LowLoadPreference where: • LaySelWeightLoad is value of LaySelWeightLoad parameter. • HSPAloadLevel is HSPA load level in the cell as defined in 23.8 HSPA load. In blind handover in RAB setup phase and layering in state transition to Cell_DCH state the HSPA load level of current cell and its blind handover neighbor cells is used only (not other cells load in the layer). In handover because of inactivity or mobility the HSPA load level is evaluated from all inter-frequency and intra-frequency neighbors at specific frequency layer and averaged value of those is used. • LowLoadPreference is set to value “1000” if LaySelLowLoadPref parameter is set to “Enabled” and HSPAloadLevel has value for which the extra weight is defined. Otherwise, it is set to value “1”. g If LaySelWeightLoad has the value of zero, LoadWeight will be set to zero value. If there is a cell where HSDPA is not enabled and UE is R99 capable or/and UE has AMR RAB only, the LoadWeight is not taken into account in decision making. g The LoadWeight is not taken into account in decision making (set to zero value for source cell and all target cells), if there is a cell where HSDPA is not enabled and if either: • UE is R99 capable or, • UE is not CS voice over HSPA capable, and it has AMR RAB only. Frequency layers, which are in frequency band that UE does not support, will get a preference score zero and cannot be selected as target frequencies. 23.7.2 Correct parameter choice from preferred layer definitions UE capability and service combination defines the correct parameter. First, possible parameters are selected based on UE capability. After that, from selected parameters, correct parameter is selected based on the service that is currently used by the UE. If a preferred layer is not defined for that parameter, the selection of a correct parameter is repeated with the next highest capability that UE supports. Procedure is repeated as 236 Id:0900d805808a84a7 Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control Functionality of Multi-Band Load Balancing long as correct parameter is found. If no correct parameter can be found the decision is to stay in the current layer. Based on UE capability, the highest priority capability defines which parameters can be used, and capabilities have the following priority order: 1. CS voice over HSPA (PrefLayerCSHSNRT, PrefLayerCSHSStr, PrefLayerCSHSAMR and PrefLayerCSHSAMR&NRT parameters) 2. DC-HSDPA+MIMO (PrefLayerDCMINRT, PrefLayerDCMIStr, PrefLayerDCMIAMR and PrefLayerDCMIAMR&NRT parameters) 3. DC-HSDPA if DCellVsMIMOPreference parameter has value “DC-HSDPA” otherwise MIMO (PrefLayerDCHSDNRT, PrefLayerDCHSDStr, PrefLayerDCHSDAMR or PrefLayerDCHSDAMR&NRT parameters) 4. MIMO if DCellVsMIMOPreference parameter has value “MIMO” otherwise DCHSDPA (PrefLayerMIMONRT, PrefLayerMIMOStr, PrefLayerMIMOAMR and PrefLayerMIMOAMR&NRT parameters) 5. HSDPA 64QAM (PrefLayer64QAMNRT, PrefLayer64QAMStr, PrefLayer64QAMAMR and PrefLayer64QAMAMR&NRT parameters) 6. F-DPCH (PrefLayerFDPCHNRT, PrefLayerFDPCHStr, PrefLayerFDPCHAMR and PrefLayerFDPCHAMR&NRT parameters) 7. HSPA (PrefLayerHSPANRT, PrefLayerHSPAStr, PrefLayerHSPAAMR and PrefLayerHSPAAMR&NRT parameters) 8. HSDPA (PrefLayerHSDPANRT, PrefLayerHSDPAStr, PrefLayerHSDPAAMR and PrefLayerHSDPAAMR&NRT parameters) 9. R99 (PrefLayerR99NRT, PrefLayerR99Str, PrefLayerR99AMR and PrefLayerR99AMR&NRT) Services are selected according to the following principles: 1. NRT: Following RAB combinations: • 1, 2 or 3 PS NRT RAB(s) 2. Streaming: Following RAB combinations: • PS streaming • PS streaming with 1, 2 or 3 PS NRT RAB(s) 3. AMR: Following RAB combinations: • Circuit switched AMR RAB • Circuit switched RAB other than AMR 4. AMR and NRT: Following RAB combinations: • Circuit switched AMR RAB with 1, 2 or 3 PS NRT RAB(s) • Circuit switched AMR RAB with PS streaming • Circuit switched AMR RAB with PS streaming, and with 1, 2or 3 PS NRT RAB(s) • Circuit switched RAB other than AMR with 1, 2 or 3 PS NRT RAB(s) • Circuit switched RAB other than AMR with PS streaming • Circuit switched RAB other than AMR with PS streaming, and with 1, 2or 3 PS NRT RAB(s) transport type does not effect decision. Decision is done only based on capag Allocated bility and service. Transport channel selection is performed independently of layer selection. DN03471612 Id:0900d805808a84a7 Confidential 237 Functionality of Multi-Band Load Balancing 23.7.3 WCDMA RAN and I-HSPA RRM Handover Control Preference score calculation for fast moving UEs Fast moving UE is detected with the same mechanism that in URA-PCH feature. Same parameters are applied also (FastUEThreshold, FastUECancel, FastUEPeriod). If UE is fast moving, preference score is calculated taking into account only the preferred layer definition for fast moving UE, the HSPA load state and load state. Preferred band, RSCP values and HSPA load levels under HSPA load state do not affect to decision. If UE is fast moving preference score is calculated taking into account only the preferred layer definition for fast moving UE, the HSPA load state and load state. Preferred band, RSCP values and HSPA load levels under HSPA load state do not affect to decision. Correct parameter is selected based on the RAB combination of the UE according to following principles: 1. PrefLayerFastMovUEPS parameter is used for PS, parameter is used when UE has any of following RAB combination: • 1,2 or 3 PS NRT RAB(s) • PS streaming • PS streaming with 1,2 or 3 PS NRT RAB(s) 2. PrefLayerFastMovUECS parameter is used for CS, parameter is used when UE has any of following RAB combination: • CS AMR RAB • CS AMR RAB with 1,2 or 3 PS NRT RAB(s) • CS AMR RAB with PS streaming • CS AMR RAB with PS streaming with 1,2 or 3 PS NRT RAB(s) • Other CS RAB than AMR • Other CS RAB than AMR with 1,2 or 3 PS NRT RAB(s) • Other CS RAB than AMR with PS streaming • Other CS RAB than AMR with PS streaming with 1,2 or 3 PS NRT RAB(s) First frequency defined for correct parameter (PrefLayerFastMovUEPS or PrefLayerFastMovUECS parameters) gets preference score 2. Second frequency defined for correct parameter (PrefLayerFastMovUEPS or PrefLayerFastMovUECS parameters) gets preference score 1. Other frequencies get preference score 0. If the value (for the first frequency) of a correct parameter (PrefLayerFastMovUEPS or PrefLayerFastMovUECS parameters) is preferred, the layer not defined, preference score calculation is done like for others than fast moving UEs (described in 23.7.1 Preference score calculation in decision making). 23.8 HSPA load HSPA load information is used for HSPA load balancing and HSPA overload handling. HSPA load balancing means selecting less loaded frequency layer when it is suitable. HSPA overload handling means to try to direct UEs away from a loaded cell and not to select loaded cell to target for any layering activities. If the value of LaySelWeightLoad parameter is greater than zero and the HSDPA is enabled (with HSDPAEnabled parameter) in the cell, cell specific packet scheduler defines the load level in the cell based on: • 238 HSDPA power per NRT user and DL used power Id:0900d805808a84a7 Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control • • • • Functionality of Multi-Band Load Balancing UL receiver noise and average E-DCH provided bit rate for NRT users DL used power and average HSDPA provided bit rate for NRT users Number of HSDPA users HSUPA resource status If any of the following indicates loaded state, the HSPA load level in the cell is set to HSPA load state: • • • • UL receiver noise and average E-DCH provided bit rate for NRT users DL used power and average HSDPA provided bit rate for NRT users Number of HSDPA users HSUPA resource status If the previous checking does not cause the cell to be in the HSPA load state, the HSPA load level is defined with HSDPA power per NRT user and used DL power. 23.8.1 HSDPA power per NRT user and DL used power HSDPA power per NRT user in the cell is calculated with the following formula: ( P N RTHSDPA ) ⋅ CellWeightForHSDPALayering HSDPApowerPerUser = -------------------------------------------------------------------------------------------------------------------------NumberOfNRTHSDPAusers where: • • • PNRTHSDPA [W] is the transmission power that can be used or is used by NRT HSDPA users. CellWeightForHSDPALayering is the weight value for the cell. NumberOfNRTHSDPAusers is number of NRT HS-DSCH allocations in the cell currently excluding HSPA users which L2 has indicated inactive. If NumberOfNRTHSDPAusers is equal to zero, the value 0.5 is used instead of zero in the equation. RNC calculates HSDPA power per NRT user every time when a new measurement report comes from the BTS. RNC also calculates new average HSDPA power per user value: AverageHSDPApowerPerUser = 0.5 ⋅ AverageHSDPApowerPerUser + 0.5 ⋅ HSDPApowePerUser With the following formula it is evaluated if used DL power is above the threshold: PtxTotal_av > Pmax + HSLoadStateHSDoffset where: • • • • DLLoadStateTTT is a parameter (time to trigger) PtxTotal_av is averaged PtxTotal measurement (averaging is done with values of 3 consecutive reporting periods so that the newest value replaces the oldest value used in calculation) Pmax is maximum transmission power of the cell defined by the minimum value of the two PtxCellMax and MaxDLPowerCapability parameters. HSLoadStateHSDOffset is a parameter (load offset) If the above formula is true at least the time that is set with the DLLoadStateTTT parameter, then used DL power is above the threshold. If the above formula is not true DN03471612 Id:0900d805808a84a7 Confidential 239 Functionality of Multi-Band Load Balancing WCDMA RAN and I-HSPA RRM Handover Control anymore at least time indicated with the DLLoadStateTTT parameter, then the used DL power is not anymore above the threshold. 23.8.2 UL receiver noise and average E-DCH provided bit rate for NRT users If the following conditions are fulfilled at least that time that is set with the ULLoadStateTTT parameter: In case where PIC is not activated with PICState parameter (Activated): PrxTotal_av > PrxNoise + PrxMaxTargetBTS + HSLoadStateHSUOffset In case where PIC is activated with PICState parameter (Activated): PrxTotalOrig_av > PrxNoise + PrxMaxOrigTargetBTS + HSLoadStateHSUOffset or PrxTotalRes_av > PrxNoise + PrxMaxt arg etBTS + HSLoadStateHSUOffset where: • • • • • • • • ULLoadStateTTT is a parameter (time to trigger) PrxTotal_av is averaged PrxTotal measurement PrxNoise is the latest value of the system noise PrxMaxTargetBTS is a parameter (scheduling target for power or scheduling target for residual power) HSLoadStateHSUOffset is a parameter (load offset) PrxTotalOrig_av is averaged original PrxTotal measurement (same handling as for PrxTotal_av) PrxTotalRes_av is averaged residual PrxTotal measurement (same handling as for PrxTotal_av) PrxMaxOrigTargetBTS is a parameter (scheduling target for original power) Then the following condition is checked: NRT_EPRB_ave_sum ----------------------------------------------------------- > HSLoadStateHSUBRLimit X where: • • g NRT_EPRB_ave_sum is averaged sum of all E-DCH provided bit rate measurements for SPIs used for NRT services X is number of NRT E-DCH users in Cell_DCH state of the cell. If X is equal to zero, HSPA load state is not set. Inactive users are not included to X. • HSLoadStateHSUBRLimit is a parameter (bit rate threshold) If both conditions are passed (with limitations described above), then a cell is set to the HSPA loaded state. If any of the used condition is not fulfilled anymore at least time indicated with the ULLoadStateTTT parameter, then HSPA loaded state for HSPA users is canceled. 240 Id:0900d805808a84a7 Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control 23.8.3 Functionality of Multi-Band Load Balancing DL used power and average HSDPA provided bit rate for NRT users If the following conditions are fulfilled at least that time that is set with the DLLoadStateTTT parameter: PtxTotal_av > Pmax + HSLoadStateHSDOffset where: • • • • DLLoadStateTTT is a parameter (time to trigger) PtxTotal_av is averaged PtxTotal measurement Pmax is maximum transmission power of the cell defined by the minimum value of the two PtxCellMax and MaxDLPowerCapability parameters. HSLoadStateHSDOffset is a RNP parameter (load offset) Then the following condition is checked: NRT_HPRB_ave_sum ------------------------------------------------------------ < HSLoadStateHSDBRLimit X where: • • • NRT_HPRB_ave_sum is averaged sum of all HSDPA provided bit rate measurements for SPIs used for NRT services X is number of NRT HSDPA users in Cell_DCH state of the cell. If X is equal to zero, HSPA load state is not set. HSLoadStateHSDBRLimit is a parameter (bit rate threshold) If the both conditions are passed (with limitations described above), then a cell is set to the HSPA loaded state. If any of the used condition is not fulfilled anymore at least time indicated with the DLLoadStateTTT parameter, then HSPA loaded state for HSPA users is canceled. If there is not any other reason to keep cell in HSPA load state. 23.8.4 Number of HSDPA users When maximum number of HSDPA users is reached in the cell, that cell is set to HSPA load state. When maximum number of HSDPA users is reached in the HSDPA scheduler, then the cells under the HSDPA scheduler are set to HSPA load state. 23.9 Multi-Band Load Balancing interworking Directed RRC connection setup When Blind handover in RAB setup is enabled in the cell with MBLBARBSetupEnabled parameter, the Directed RRC connection setup can be done in the following cases: • • For R99 capable UEs only to cell where HSDPA is not enabled. For establishment cause conversational call only if HSDPA is not enabled for the current cell (where RRC connection setup request came) and for target cell. Directed RRC connection setup for HSDPA layer When Blind handover in RAB setup is enabled in the cell with MBLBARBSetupEnabled parameter, the Directed RRC connection setup for HSDPA layer functionality is not applied in the cell. HSPA layering for UEs in common channels DN03471612 Id:0900d805808a84a7 Confidential 241 Functionality of Multi-Band Load Balancing WCDMA RAN and I-HSPA RRM Handover Control When layering in state transition to Cell_DCH phase is activated (with MBLBStateTransEnabled parameter), decision making related to HSPA layering for UEs in common channel is not applied anymore. HSPA capability based handover When inactivity triggered handover is activated (with MBLBInactivityEnabled parameter), the decision making related to HSPA capability based handover because of inactivity trigger is not applied anymore. Periodic trigger in HSPA capability based handover can be still used but inter working problems might appear if it is not carefully planned. MIMO HSDPA capability based handover When inactivity triggered handover is activated (with MBLBInactivityEnabled parameter), decision making related to MIMO HSDPA capability based handover because of inactivity trigger is not applied anymore. Periodic trigger in MIMO HSDPA capability based handover can be still used but inter working problems might appear if it is not carefully planned. Dual Cell HSDPA capability based handover When inactivity triggered handover is activated (with MBLBInactivityEnabled parameter), decision making related to Dual Cell HSDPA capability based handover because of inactivity trigger is not applied anymore. Periodic trigger in Dual Cell HSDPA capability based handover can be still used but inter working problems might appear if it is not carefully planned. Load and service based handover HSPA load state and load state in Load and service based handover are evaluated independently. Load and service based handover load state is also taken into account in decision making and layer changes because of multi-band load balancing are not done to the cell which is in Load and service based handover load state The cell which is blocked from Load and service based handover blocks also blocks the multi-band load balancing cell. In case of inactivity triggered and mobility triggered handover, blocked load and service based handover cell in the target layer can block multiband load balancing to the same layer if it is good enough compared to target cell. Blocked cell from Load and service based handover cannot block the whole layer from multi-band load balancing. A cell which is in HSPA load state shall be set as blocked from Load and service based handover procedure inside the RNC. Common channel setup Layer changes cannot be done when call setup is in common channels. Layer change is possible only when direct resource allocation is applied during the common channel setup. The same is valid when HS_FACH is used. Fast call setup Multi-band load balancing is supported with Fast call setup. Direct resource allocation Multi-band load balancing is supported with Direct resource allocation. Multi-operator RAN and multi-operator core network 242 Id:0900d805808a84a7 Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control Functionality of Multi-Band Load Balancing MORAN and MOCN are taken into consideration when target cells are selected for blind IFHO in RAB setup, state transition to Cell_DCH state, inactivity triggered handover and mobility triggered handover. Inter-frequency handover over Iur Inter-frequency handover over Iur is not supported with Multi-band load balancing. This means that mobility or inactivity triggered Multi-Band load balancing are not performed with Inter-frequency handover over Iur. 23.10 Penalty time setting by the RNC The following functionality is similar to Load and service based handover. RNC sets HSPA penalty time to the neighbor inter-frequency cells if Multi-Band Load Balancing (at any phase: Blind handover in RAB setup, Layering in state transition, inactivity triggered handover, mobility triggered handover) fails in resource reserving from target cell for UE capability and service combinations. Penalty is not set if resources from the target cell are successfully reserved but procedure fails in radio phase. Time is defined with the existing AdjiPenaltyTimeNCHO parameter. Since blind Inter-frequency handover in RAB setup phase involves handover of both RT and NRT calls in various scenarios, AdjiPenaltyTimeNCHO parameter sets RtHopiIdentifier (RT HOPI Identifier) and NrtHopiIdentifier (NRT HOPI Identifier) and re used according to the service. Source RNC checks whether penalty time for non-critical handover (with AdjiPenaltyTimeNCHO parameter) of target cell is running. If penalty time is running, the RNC will not do any multi-band load balancing to that cell. Penalty time for non-critical handovers is set and applied in multi-band load balancing only if UE capability and service combination used in multi-band load balancing decision making is any of following ones: • • Service: NRT, streaming - UE capability: R99 Service: AMR, AMR and NRT - UE capability: any 23.7.2 Correct parameter choice from preferred layer definitions for NRT, AMR and g See AMR+NRT descriptions. DN03471612 Id:0900d805808a84a7 Confidential 243 Delay in block resource procedure WCDMA RAN and I-HSPA RRM Handover Control 24 Delay in block resource procedure When the BTS sends a block request with normal priority to the RNC, besides the existing functionality, a 10-seconds delay after shutdown timer is applied. After 10seconds delay the management of the block resource normal priority continues. The delay is considered in managing the block resource request procedure in RNC. The 10-seconds delay is applied with Flexi BTS and Ultra BTS with software release WBTS6.0 onwards. If the BTS supports the delay, the RNC also applies the 10-seconds delay. If not, the RNC does not use the delay in management of block resource request with normal priority procedure. Management of 10-seconds delay and forced handovers for remaining UEs in cell with block resource normal priority is generic functionality applied in all block resource request with normal priority cases. 24.1 Handover procedures in CPICH power ramp-down in block resource normal priority During the delay in block resource procedure the following procedures are handled: • • • • • • Branch deletion using 1B report Handover need detection Inter-frequency measurements and inter-system measurements Target cell determination for IFHO/ISHO Handover signaling Management of failed handover There are two exceptions in handovers because of CPICH power ramp-down: • • Exception related to management of failed handover Exception related to IFHO/ISHO priority in block resource normal priority If the CPICH power ramp-down is made according to block resource normal priority, the priorized handover type is defined by IntelligentSDPrioHO parameter. With IntelligentSDPrioHO parameter value “ISHO”, inter-system handover is attempted prior to inter-system handover and contrariwise with IntelligentSDPrioHO parameter value IFHO inter-frequency handover is attempted prior to inter-system handover. 24.2 Handover re-attempt during CPICH power ramp-down in block resource normal priority Fail management (branch deletion, IFHO/ISHO) is made, as in current implementation, with one exception. When the handover or branch deletion attempt fails and the gradual CPICH power ramp-down is not finished, the unsuccessful handover is managed. If the time for CPICH power ramp-down has elapsed when the handover or branch deletion attempt fails, a forced IFHO/ISHO procedure starts if the UE is still remaining in the cell with block resource normal priority. 244 Id:0900d805808a84bf Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control 24.3 Delay in block resource procedure Reporting forced handover in block resource request Reporting forced inter-frequency handover The RNC provides new counters for measuring the number of inter-frequency handovers because of block resource request with normal priority procedure. The counters are updated for the WBTS/CELL object. The measurement type is M1008 Intra-system Handover. The RNC provides the following counters: • • • • Number of inter-frequency handover attempts for NRT forced by block resource normal priority Number of inter-frequency handover attempts for RT forced by block resource normal priority Number of inter-frequency handover successes for NRT forced by block resource normal priority Number of inter-frequency handover successes for RT forced by block resource normal priority Reporting forced inter-system handover The RNC provides new counters for measuring the number of inter-system handovers because of block resource request with normal priority procedure. The counters are updated for the WBTS/CELL object. The measurement type is M1010 Inter-system Handover. The RNC provides the following counters: • • • • DN03471612 Number of inter-system handover attempts for NRT forced by block resource normal priority Number of inter-system handover attempts for RT forced by block resource normal priority Number of inter-system handover successes for NRT forced by block resource normal priority Number of inter-system handover successes for RT forced by block resource normal priority Id:0900d805808a84bf Confidential 245 UTRAN - GAN interworking WCDMA RAN and I-HSPA RRM Handover Control 25 UTRAN - GAN interworking The UTRAN - GAN Interworking feature enables inter-RAT handovers between UTRAN and GAN networks for CS voice calls. The inter-RAT handover is supported on both directions, that is from UTRAN to GAN and from GAN to UTRAN. Idle mode mobility is invisible to UTRAN. The UTRAN - GAN Interworking feature is enabled by specifying the GAN specific ARFCN and BSIC (NCC + BCC) with the following RNC parameters: • • • 25.1 GAN ARFCN (GANetwARFCN) GAN NCC (GANetwNCC) GAN BCC (GANetwBCC) UE capability When the UE supports handover to GAN, it includes the optional Support of Handover to GAN IE in the UE Multi-Mode/Multi-RAT Capability IE that is an element of the UE Radio Access Capability IE. Based on the information included in the UE Radio Access Capability IE sent by the UE, the RNC knows whether or not the UE supports handover to GAN. The UE sends the UE Radio Access Capability IE to the RNC in the RRC: CONNECTION SETUP COMPLETE and UE CAPABILITY INFORMATION messages. In addition, the UE Radio Access Capability IE is included in the RRC: INTER RAT HANDOVER INFO WITH INTER RAT CAPABILITIES and RRC: SRNS RELOCATION INFO messages which are exchanged between network nodes within the transparent RRC information containers during inter-RAT handover and SRNS relocation procedures respectively. The Support of Handover to GAN IE is described in the Rel.6 version of 3GPP TS 25.331 in a release independent manner such that a GAN capable UE with a Rel.99 implementation of UTRAN is capable of signaling support for GAN. 25.2 GAN-Specific handover trigger event 3A The RNC uses inter-RAT measurement event 3A as GAN-specific handover trigger. If a UE supports handover to GAN, the RNC sets up the inter-RAT measurement 3A for CS voice services. A GAN specific ARFCN + BSIC combination common to all GAN cells identifies the GAN cells in the inter-RAT neighbor cell list for event 3A. As a UE that supports WLAN radio access is capable of simultaneous access to both WLAN and UTRAN, there is no need for compressed mode. The RNC does not include the GAN neighbor cell in the inter-RAT cell info list of SIB11, SIB11bis, SIB12, or SIB18. The RNC does not set up the inter-RAT measurement 3A for PS + CS multi-RAB combinations. If the RNC has already started the inter-RAT measurement 3A for CS voice services, it stops the measurement as soon as a PS RAB is established. The RNC restarts inter-RAT measurement 3A after release of the PS RAB if CS voice becomes the only service. The RNC uses the event 3A triggered inter-RAT measurement report solely for triggering inter-RAT handover to GAN. The UE sends the measurement report to the RNC in 246 Id:0900d805808a84c0 Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control UTRAN - GAN interworking the RRC: MEASUREMENT REPORT message whenever it has successfully registered on a GANC. 25.3 GAN handover decision When the UE is in GAN preferred mode, the UE sends the event 3A triggered measurement report to the RNC after successful registration to the GAN cell. Based on the received event 3A measurement report, the RNC initiates an inter-RAT handover to the GAN neighbor cell. Each WCDMA cell can have only one GAN neighbor cell. The parameter ADJG - ADJGType indicates whether the inter-system neighbor cell is a GSM cell or a GAN cell. The neighbor cell is a GAN cell when the value of the parameter ADJG- ADJGType is "GAN cell". 25.3.1 Identification of the GAN target cell Each WCDMA cell can have only one GAN neighbor cell. The GAN neighbor cell is defined in the same RNW database object ADJG which is used for GSM neighbor cell definitions. The parameter ADJG - ADJGType indicates whether the inter-system neighbor cell is a GSM cell or a GAN cell. The neighbor cell is a GAN cell when the value of the parameter ADJG - ADJGType is "GAN cell". If the UTRAN - GAN Interworking feature and the I-HSPA Sharing and Iur Mobility Enhancements feature are both enabled in the DRNC, the DRNC can report any GAN neighbor cell to the SRNC in the RNSAP: RADIO LINK SETUP/ADDITION RESPONSE message over the Iur interface. The DRNC sends the GAN neighbor cell information as a part of the neighboring GSM Cell Information IE. As the ADJG parameters of the GAN neighbor cell do not contain valid BCCH AFRCN or BSIC (NCC + BCC) data, the DRNC fills the BCCH AFRCN and BSIC (NCC + BCC) IEs in the GAN neighbor cell information with the following RNC parameters: • • • GANetwARFCN indicates the ARFCN of the GAN neighbor cell. GANetwNCC indicates the NCC of the GAN neighbor cell. GANetwBCC indicates the BCC of the GAN neighbor cell. If the UTRAN - GAN Interworking feature and the Support for I-HSPA Sharing and Iur Mobility Enhancements feature are both enabled in the SRNC, the SRNC identifies the GAN neighbor cell among the GSM neighbor cells received from the DRNC. In this purpose the SRNC compares the BCCH, AFRCN and BSIC of the neighbor cells with the GAN specific ARFCN and BSIC (that is, the preceding RNC parameters: GANetwARFCN, GANetwNCC, GANetwBCC). If an active set cell has an inter-RAT (GAN) neighbor cell whose ADJG - ADJGType parameter has the value "GAN cell" or the SRNC has identified a GAN cell within the neighbor cell information received from the DRNC, handover control starts an inter-RAT handover attempt to the GAN neighbor cell immediately after the reception of the measurement report 3A. The RNC uses the RANAP relocation procedure to carry out the inter-RAT handover to GAN. If the GAN neighbor cells of two or more active set cells, which are participating in a soft handover, are different, the RNC selects the GAN neighbor cell of the active set cell with the higher CPICH Ec/No measurement result. If no active set cell has GAN neighbor cell, an inter-RAT handover to GAN is not possible and the RNC rejects the received event 3A measurement report. DN03471612 Id:0900d805808a84c0 Confidential 247 UTRAN - GAN interworking 25.3.2 WCDMA RAN and I-HSPA RRM Handover Control Handover from UTRAN to GAN Figure 63 Inter-RAT handover from UTRAN to GAN shows the signaling procedure of the Inter-RAT handover from UTRAN to GAN from the RNC's point of view. GANC UE RNC CN GAN Registered 1. Uu: Measurement Report 2. Relocation Required 3. Handover Request 4. Handover Request Acknowledge 5. Relocation Command 6. Uu: Handover from UTRAN command 7. GA-CSR HANDOVER ACCESS 8. RTP stream setup 9. GA-CSR HANDOVER COMPLETE 10. Handover Detect 11. Voice traffic 12. Handover Complete 13. Iu Release Command 14. Iu Release Complete Figure 63 Inter-RAT handover from UTRAN to GAN From RNC point of view, the signaling procedure and the failure cases of the inter-RAT handover from UTRAN to GAN are identical to the signaling procedure of the inter-RAT handover from UTRAN to GSM: 1. The UE sends the RRC: MEASUREMENT REPORT (event 3A) message to the RNC. 2. The RNC starts the preparation phase of the relocation procedure by sending an RANAP: RELOCATION REQUIRED message to the core network. 3. The core network sends a BSSAP: HANDOVER REQUEST message to the target GANC in order to request resources for the handover. 4. The target GANC acknowledges the handover request message by sending a BSSAP: HANDOVER REQUEST ACKNOWLEDGE message to the core network. 5. The core network completes the relocation preparation by sending an RANAP: RELOCATION COMMAND message to the RNC. 6. The RNC initiates the handover to GAN by sending an RRC: HANDOVER FROM UTRAN COMMAND message to the UE. To keep the audio interruption short, the 248 Id:0900d805808a84c0 Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control UTRAN - GAN interworking UE keeps its UTRAN audio path until the GA-CSR HANDOVER COMPLETE message is sent to the GANC and the handover is completed. 7. The UE accesses the GANC using the GA-CSR HANDOVER ACCESS message. 8. The GANC sets up the bearer path with the UE. 9. The UE transmits the GA-CSR HANDOVER COMPLETE message to indicate the completion of the handover procedure from its perspective. It switches the user from the UTRAN user plane to the GAN user plane. 10. The GANC indicates that it has detected the UE by sending a BSSAP: HANDOVER DETECT message to the core network. The core network can optionally now switch the user plane from the source RNC to the target GANC. 11. Bi-directional voice traffic is now flowing between the UE and the CN via the GANC. 12. The target GANC indicates that the handover is completed by sending a BSSAP: HANDOVER COMPLETE message to the core network. The core network switches the user plane from the source RNC to the target GAN if it has not been switched in step 10. 13. Finally, the core network tears down the connection to the source RNC by sending the RANAP: IU RELEASE COMMAND message. 14. The source RNC confirms the release of UTRAN resources allocated for this call by sending the RANAP: IU RELEASE COMPLETE message to the core network. 25.3.3 Unsuccessful handover attempt The core network sends a RANAP: RELOCATION PREPARATION FAILURE message to the RNC in the event of: • • • The core network or the target system, that is the GAN, is not able to accept the handover. A failure occurs during the relocation preparation procedure in the core network. The core network decides to discontinue the handover to GAN. The UE reverts back to the UTRA configuration and transmits an RRC: HANDOVER FROM UTRAN FAILURE message to the RNC if the UE does not succeed in establishing the connection to the target radio access technology GAN. If the relocation preparation procedure or the UTRAN (RRC) procedure fails, the handover control of the RNC terminates the inter-RAT handover attempt to GAN that was triggered by the current event 3A report. The handover control can start another handover attempt to GAN immediately after the reception of the next event 3A triggered measurement report. There is no minimum interval specified between an unsuccessful handover attempt and the following inter-RAT handover attempt to GAN. 25.3.4 Handover from GAN to UTRAN Figure 64 Inter-RAT handover from GAN to UTRAN shows the signaling procedure of the Inter-RAT handover from GAN to UTRAN from the RNC's point of view. DN03471612 Id:0900d805808a84c0 Confidential 249 UTRAN - GAN interworking WCDMA RAN and I-HSPA RRM Handover Control GANC UE RNC CN Ongoing GAN connection 1. GA-CSR UPLINK QUALITY INDICATION 2. GA-CSR HANDOVER INFORMATION 3. Handover Required 4. Relocation Request 5. Relocation Request Ack 6. Handover Command 7. GA-CSR HANDOVER COMMAND 8. Uu: UL Synchronisation 9. Relocation Detect 10. Voice 11. Uu: Handover to UTRAN Complete 12. Reolocation Complete 13. Voice traffic 14. Clear Command 15. GA-CSR RELEASE 16. Cleare Complete 17. GA-CSR RELEASE COMPLETE 18. GA-CSR RELEASE COMPLETE Figure 64 Inter-RAT handover from GAN to UTRAN From RNC point of view, the signaling procedure and the failure cases of the inter-RAT handover from GAN to UTRAN are identical to the signaling procedure of the inter-RAT handover from GSM to UTRAN: 1. The GANC may send a GA-CSR UPLINK QUALITY INDICATION message if there is a problem with the uplink quality for the ongoing call. 2. The UE sends the GA-CSR HANDOVER INFORMATION message to the Serving GANC in order to trigger the inter-RAT handover from GAN. 3. The serving GANC starts the handover preparation by sending a BSSAP: HANDOVER REQUIRED message to the core network. 4. The core network starts the inter-RAT handover procedure towards the target RNC identified by the serving GANC. The core network sends the RANAP: RELOCATION REQUEST message to the target RNC in order to allocate the necessary radio resources. 5. The target RNC assembles information on the allocated UTRAN resources in an RRC: HANDOVER TO UTRAN COMMAND message that is sent to the core network by an RANAP: RELOCATION REQUEST ACKNOWLEDGE message. 6. The core network sends a BSSAP: HANDOVER COMMAND message to the source GANC that contains the RRC: HANDOVER TO UTRAN COMMAND message. 250 Id:0900d805808a84c0 Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control UTRAN - GAN interworking 7. The Serving GANC transmits a GA-CSR HANDOVER COMMAND message to the UE that includes the details on the target resource allocation sent by the RNC. 8. The target RNC achieves uplink synchronization on the Uu interface. 9. The target RNC confirms the detection of the handover to the core network by sending an RANAP: RELOCATION DETECT message. 10. The core network may now switch the user plane to the target RNC. 11. The UE sends an RRC: HANDOVER TO UTRAN COMPLETE message to the RNC. 12. The RNC sends an RANAP: RELOCATION COMPLETE message to the core network. The core network switches the user plane to the target RNC if it has not been switched in step 10. 13. Bi-directional voice traffic is now flowing between the UE and the core network via the UTRAN. 14. The core network sends a BSSAP: CLEAR COMMAND message to the serving GANC in order to release all resources allocated to the UE. 15. The Serving GANC commands the UE to release resources by sending a GA-CSR RELEASE message. 16. The serving GANC sends a BSSAP: CLEAR COMPLETE message to the core network to confirm the release of the resources. 17. The UE confirms the release of the resources by sending the GA-CSR RELEASE COMPLETE message to the Serving GANC. 18. The UE may finally send a GA-CSR DEREGISTER message to de-register from the serving GANC. DN03471612 Id:0900d805808a84c0 Confidential 251 Description of SRNS relocation WCDMA RAN and I-HSPA RRM Handover Control 26 Description of SRNS relocation The SRNS relocation is used for moving the SRNC functionality from one RNC to another RNC closer to the User Equipment (UE) if the UE moves during the communication. Both the radio access network (RAN) and the core network are involved. This section handles the SRNS relocation procedures while there are dedicated channel resources, that is, radio link(s) allocated for the UE and the handover control algorithm of the serving RNC is controlling the mobility procedures of the RRC connection. Only SRNS relocation procedures in CELL_DCH state are handled here, that is, from a data forwarding point of view. Mobility management during the other RRC states (Cell_FACH, Cell_PCH or URA_PCH) is based on cell reselections performed by the UE and Cell/URA Update procedures. When a Cell/URA Update is received through the Iur interface from the neighboring RNC (DRNC), the RRC entity of the SRNC initiates a SRNS relocation procedure for packet-switched non-real time service (if SRNS relocation is supported by the peer elements). Each RNC is able to control hundreds of BTSs. The vast majority of handovers in the WCDMA domain occurs inside one RNC area, that is, between cells controlled by one RNC, and this way causes no SRNS relocation. On the other hand, in addition to normal intra-WCDMA SRNS relocations, inter-system handovers between WCDMA and GSM can occur. For detailed information about different handover procedures, see Sections Functionality of intra-frequency handover, Functionality of inter-frequency handover, Functionality of inter-system handover and Functionality of inter-frequency handover over Iur in WCDMA RAN RRM Handover Control. Handovers and SRNS relocation The main purpose of handovers is to maintain the traffic connection between the UE and the RNC when the UE is moving from the coverage area (cell) of one BTS to that of another BTS. The reason for the handover is that the signal of the new BTS becomes better. Besides pure mobility management concerns, handovers are performed for capacity reasons, that is, to minimise interference. Regarding the UEs mobility it is really the handovers that count. The SRNS relocation procedures can be seen as a subset for handover procedures: there are handovers without SRNS relocation but no SRNS relocations without handovers. Since an RNC can have hundreds of BTSs in its area, SRNS relocations are much more infrequent than handovers. On the other hand, a handover is always performed before or during an SRNS relocation. It should be noted, however, that unnecessary relocations can be avoided through smart radio network planning and optimization. Some evident benefits of SRNS relocation • • • • • 252 Radio resource optimisation is done in the RNC that has the best inputs for the algorithms (for example handover decision). Transmission route is always optimised - every RNC does not have to be configured as a neighbor RNC for other RNCs. Iur interface is not critical: congestion or failure situations do not affect UE mobility since handovers can be done without Iur interface (hard handover) Iur interface dimensioning is easier. Lost calls can be avoided. Id:0900d805808a84c1 Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control • DN03471612 Description of SRNS relocation Excessive traffic load in hot spot RNCs (for example railway stations, airports and subway stations) can be avoided. Id:0900d805808a84c1 Confidential 253 Soft handover signaling WCDMA RAN and I-HSPA RRM Handover Control 27 Soft handover signaling Soft handovers can be intra-RNC or inter-RNC handovers. In other words, soft handovers occur between WCDMA BTSs controlled by one RNC or two RNCs. Softer handovers occur between cells within one WCDMA BTS. All different types of soft and softer handover have procedures for branch adding, deleting and replacement. In the following, the procedures are described as they occur in inter-RNC soft handover. In other words, a radio link is set up or added through a WCDMA BTS controlled by another than the serving RNC. The UE sends the measurement report to the RNC only when it is necessary to add, replace or remove cells from its active set (cells participating in soft handover). The UE sends the measurement report to the RNC in the measurement report message. If the RNC is not able to add the requested cell into the active set, for example, because of capacity reasons, the UE must temporarily proceed to event-triggered periodic measurement reporting until the requested cell is either added into the active set or branch addition is not required anymore. Branch addition The RNC starts a branch addition procedure if the intra-frequency measurement event 1A is triggered. Branch addition refers to the procedure where the UE adds a new cell to its active set of cells. The UE initiates the branch addition procedure by sending a measurement report message to the RNC on the dedicated control channel (DCCH). One branch addition procedure can simultaneously start several radio link setup and addition procedures, depending on the number of event results in the measurement report. 254 Id:0900d805808a84c2 Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control UE Soft handover signaling Serving RNC Drifting RNC BTS Decision to set up new RL RNSAP: RADIO LINK ADDITION REQUEST NBAP: RADIO LINK SETUP REQUEST NBAP: RADIO LINK SETUP RESPONSE Start RX RNSAP: RADIO LINK ADDITION RESPONSE AAL2 Setup BTS-SRNC Data Transport Bearer Sync. Start TX RRC: ACTIVE SET UPDATE (Radio Link Addition) RRC: ACTIVE SET UPDATE COMPLETE Figure 65 Branch addition One radio link setup or addition procedure is required per each WCDMA BTS. For example, if all candidate cells are controlled by different WCDMA BTSs, the number of radio link setup or addition procedures equals the number of measurement event results. The number of radio link setup or addition procedures is one if all candidate cells are controlled by the same WCDMA BTS. The alternative types of the radio link setup (or addition) procedures are the following: • • • • Intra-RNC radio link setup The common NBAP procedure is used when the UE does not have an existing communication context in the target BTS. Intra-RNC radio link addition The dedicated NBAP procedure is used when the UE already has an existing communication context in the target BTS. Inter-RNC radio link setup The RNSAP procedure is used when the UE does not have any existing diversity handover branches in the drifting RNC. Inter-RNC radio link addition The RNSAP procedure is used when the UE already has one or more existing diversity handover branches in the drifting RNC. One radio link setup or addition procedure can simultaneously set several radio links up. In case of an intra-RNC soft or softer handover, the number of radio links equals the number of candidate cells in a particular WCDMA BTS. In case of an inter-RNC soft han- DN03471612 Id:0900d805808a84c2 Confidential 255 Soft handover signaling WCDMA RAN and I-HSPA RRM Handover Control dover, the number of radio links equals the number of candidate cells in a particular drifting RNC. The controlling RNC (CRNC) allocates the downlink power, decides on the downlink admission, and allocates the downlink channelisation code (or codes) for the new radio link (or links). It also allocates the identifier of the CRNC communication context. The CRNC communication context contains information on radio links that have been allocated from one specified WCDMA BTS for one specified UE. The identifier of the CRNC communication context is unique within one WCDMA BTS. The RNC sends an active set update message to the UE, which acknowledges receiving the message to the RNC after the radio link or links have been set up. Branch deletion The RNC starts a branch deletion procedure if the intra-frequency measurement event 1B is triggered. Branch deletion refers to the procedure where the UE deletes a cell from its active set of cells through which it has an active radio connection. Like branch addition, branch deletion is started by the UE by sending the measurement report message to the RNC on the dedicated control channel (DCCH). UE BTS Drifting RNC Serving RNC Decision to delete old RL RRC: ACTIVE SET UPDATE (Radio Link Deletion) RRC: ACTIVE SET UPDATE COMPLETE RNSAP: RADIO LINK DELETION REQUEST NBAP: RADIO LINK DELETION REQUEST NBAP: RADIO LINK DELETION RESPONSE Stop RX and TX RNSAP: RADIO LINK DELETION RESPONSE AAL2 Release Figure 66 Branch deletion One branch deletion procedure can simultaneously delete several radio links, depending on the number of event results in the measurement report. In case of an intra-RNC soft or softer handover, one radio link deletion procedure is required per each WCDMA BTS. If all radio links to be deleted are controlled by separate base stations, the number of radio link deletion procedures equals the number of measurement event results. The number of radio link deletion procedures is one if all radio links to be deleted are controlled by the same WCDMA BTS. 256 Id:0900d805808a84c2 Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control Soft handover signaling The RNC sends an active set update message to the UE which acknowledges receiving the message to the RNC. After that, the RNC deletes the radio link or links. Branch replacement The RNC starts a branch replacement procedure if the intra-frequency measurement event 1C indicates that a cell is better than an active cell in a full active set. One branch replacement procedure can simultaneously start several radio link setup, addition and deletion procedures, depending on the number of event results in the measurement report. In case of an intra-RNC soft or softer handover, one radio link setup, addition or deletion procedure is required per each WCDMA BTS. For the alternative radio link setup or addition procedures, see the section Branch addition above. UE BTS Drifting RNC BTS Serving RNC Drifting RNC Serving RNC Decision to set up new RL and release old RL RNSAP: RADIO LINK ADDITION REQUEST NBAP: RADIO LINK SETUP REQUEST NBAP: RADIO LINK SETUP RESPONSE RNSAP: RADIO LINK ADDITION RESPONSE Start RX AAL2 Setup BTS-SRNC Data Transport Bearer Sync. Start TX RRC: ACTIVE SET UPDATE COMMAND (Radio Link Addition & Deletion) RRC: ACTIVE SET UPDATE COMPLETE NBAP: RADIO LINK DELETION NBAP: RADIO LINK DELETION RESPONSE Stop RX and TX AAL2 Release Figure 67 Branch replacement g AAL2 functionality is not applicable for I-HSPA. DN03471612 Id:0900d805808a84c2 Confidential 257 Intra-Frequency hard handover signalling WCDMA RAN and I-HSPA RRM Handover Control 28 Intra-Frequency hard handover signalling Intra-Frequency hard handover is required to ensure a handover between cells controlled by different radio network controllers (RNCs) when an inter-RNC soft handover is not possible, for example, because of Iur congestion. In addition, the Enable InterRNC Soft Handover (EnableInterRNCsho) parameter of the intra-frequency handover path defines whether intra-frequency handover from the serving cell to a specified neighbour cell is performed as soft or hard. For more information, see section Functionality of intra-frequency hard handover. Intra-Frequency hard handover is non-synchronized hard handover. Non-synchronized intra-frequency hard handover means that the UE replaces all radio links (cells) in the active set with a new radio link (target cell) along with the change in the uplink transmission timing and the confusion message (CFN) according to the system frame number (SFN) of the target cell. The radio access network application part (RANAP) signalling procedure used is Serving RNC relocation. In this case, the 3G UE is involved in the Serving RNC relocation procedure which makes the procedure a hard handover from the point of view of the UE and the RAN. The target RNC sets up a radio link on the target cell of the intra-frequency handover. If the radio link setup procedure is successful, the target RNC prepares a hard handover message ('Physical channel reconfiguration', 'Radio bearer establishment', 'Radio bearer reconfiguration', 'Radio bearer release' or 'Transport channel reconfiguration') and sends the content of the RRC message to the source RNC through the CN. The source RNC sends the appropriate RRC (for example, PHYSICAL CHANNEL RECONFIGURATION) message to the UE, after which the UE stops transmitting and receiving on the old radio links and starts on the new radio link. It is also possible that there is no RNSAP signalling interface between the source RNC and the target RNC. In that case a RNSAP:RELOCATION COMMIT message is not sent from the source RNC to the target RNC, and a RANAP:RELOCATION DETECTION message is triggered when the target RNC receives a NBAP:SYNCHRONIZATION INDICATION message. Intra-Frequency inter-RNC hard handovers can be controlled by the mobile services switchinc centre (MSC), the serving GPRS support node (SGSN) or both CNs. The following figure illustrates the MSC-controlled intra-frequency hard handover. 258 Id:0900d805808a84c3 Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control BTS Source UE Intra-Frequency hard handover signalling BTS Target RNC Source RNC Target CS CN RRC:MEASUREMENT REPORT RANAP:RELOCATION REQUIRED RANAP:RELOCATION REQUEST NBAP: RADIO LINK SETUP NBAP: RADIO LINK SETUP RESPONSE AAL2 Setup AAL2 Setup RANAP:RELOCATION REQUEST ACKNOWLEDGED RANAP:RELOCATION COMMAND RRC:PHYSICAL CHANNEL RECONFIGURATION RNSAP:RELOCATION COMMIT L1 synchronisation RANAP:RELOCATION DETECTION NBAP:SYNCHRONIZATION INDICATION RNC switch RRC:PHYSICAL CHANNEL RECONFIGURATION COMPLETE RANAP:RELOCATION COMPLETE RANAP:IU RELEASE COMMAND RANAP:IU RELEASE COMPLETE AAL2 Release NBAP:RADIO LINK DELETION NBAP:RADIO LINK DELETION RESPONSE AAL2 Release Figure 68 Intra-Frequency hard handover g AAL2 functionality is not applicable for I-HSPA. DN03471612 Id:0900d805808a84c3 Confidential 259 Serving RNC relocation signaling WCDMA RAN and I-HSPA RRM Handover Control 29 Serving RNC relocation signaling As the UE is moving, it may need to take the drifting RNC as the new serving RNC, if there are no more connections needed through the serving RNC. The serving RNC relocation procedure is started after the last cell under the SRNC has been deleted from the UE's active set. The serving RNC functionality of a specific RRC connection is relocated from one RNC to another without changing the radio resources or even without interrupting the user data flow. The following example illustrates the SGSN-controlled serving RNC relocation. UE SRNC DRNC PS CN HC makes relocation decision RANAP:RELOCATION REQUIRED RANAP:RELOCATION REQUEST GTP Tunnel Setup RANAP:RELOCATION REQUEST ACKNOWLEDGED RANAP:RELOCATION COMMAND RNSAP:SRNC RELOCATION COMMIT RANAP:RELOCATION DETECTION RRC:UTRAN MOBILITY RRC:UTRAN MOBILITY COMPLETE RANAP:RELOCATION COMPLETE RANAP:IU RELEASE COMMAND RANAP:IU RELEASE COMPLETE Release of GTP tunnels Figure 69 260 SRNC relocation Id:0900d805808a84c4 Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control Inter-I-BTS Serving Cell Change combined Role Switch (for the I-HSPA Adapter solution only) 30 Inter-I-BTS Serving Cell Change combined Role Switch (for the I-HSPA Adapter solution only) 30.1 Preconditions for IASCC The following pre-conditions must be met for handover entity to evaluate if IASCC should be attempted: 1. SHO over Iur is enabled. 2. In source I-BTS, Cell_DCH Relocation is supported for the CN node and the Target I-BTS. 3. There can be ‘n’ cells in source-I-BTS and ‘m’ cells in Target-I-BTS, in the active set of UE before the IASCC trigger; m + n <= 3. g 30.2 ‘m’ cells should exist under a single I-BTS, for example the UE must be in SHO with only two I-BTSs. In case SHO branch exists with cells on RNC, Inter-RNC Cell Change will be attempted as defined in HSPA Inter RNC Cell Change. Active Set restriction in I-BTS I-BTS will allow cells from at-most two I-BTSs to be included into the Active Set. This restriction will be applied by handover entity in I-BTS. This implies that: 1. In case Branch Addition ( 1A ) is reported by UE, such that, the resulting Active Set will have RLs on more than two I-BTSs, then the Branch Addition shall be ignored. 2. In case Branch Replacement ( 1C ) is reported by a UE such that, the resulting Active Set will have RLs on more than two I-BTSs, then the Branch Replacement shall be ignored. In case ( 1A / 1C ) is reported by UE, such that the resulting Active Set will have RLs on more than 1 RNC, then this configuration shall be allowed by I-BTS. However the IASCC will not be attempted as defined in preconditions above. 30.3 Inter I-BTS Serving Cell Change 30.3.1 Handover entity in Source-I-BTS evaluates triggers for IASCC Triggers for Serving HS-DSCH cell change to Target-I-BTS are : 1. 2. 3. 4. 30.3.2 Periodic CPICHEcNo Event 1B / 1C/ 6F / 6G (Includes Periodic 1B) UL SIRError (Reported for Source-I-BTS cells) Unacceptable E-DCH active Set Periodic CPICHEcNo triggers IASCC in S-I-BTS Primary Trigger for Serving HS-DSCH cell change to Target-I-BTS cell is based on Periodical CPICH Ec/No measurement (from UE). DN03471612 Id:0900d805808b5d33 Confidential 261 Inter-I-BTS Serving Cell Change combined Role Switch (for the I-HSPA Adapter solution only) WCDMA RAN and I-HSPA RRM Handover Control Drift-I-BTS cell, which fulfils both of the following conditions, can be chosen as a candidate cell for the serving HSPA cell change: CPICH E /N Cell ≥ ( CPICH E /N Best_cell – HSDPAServCellWindow ) C 0 C 0 CPICH E /N Cell ≥ ( CPICH E /N Serv_cell + HSPADADAEcNoOffser ) C 0 C 0 where: CPICHEc/NoCell - the CPICH Ec/No measurement of the Drift-I-BTS candidate cell, CPICHEc/NoBest_cell - the CPICH Ec/No measurement of the best cell in the active set, CPICHEc/NoServ_cell - the CPICH Ec/No measurement of the current serving HSPA cell. HSDPAServCellWindow - the existing RNC(I-BTS)-specific management parameter, which determines the window - relative to the best cell in the active set - inside of which serving HSPA cell must be. HSPADRNCEcNoOffset - the management parameter, which defines an offset deducted from the CPICH Ec/No measurement result of the Drift-I-BTS cell. Handover control choose only one Drift-I-BTS cell - in addition to the Source-I-BTS cells - as a candidate cell for Inter-I-BTS Role Switch. 30.3.3 UL SIRError report from BTS triggers IASCC in S-I-BTS UL SIR error measurement is not received from the Target-I-BTS. Thus, UL SIR error measurement shall not be considered as a serving HSPA cell change criterion with regard to Drift-I-BTS cell, that is, prioritization and selection of the Drift-I-BTS candidate cells are based on the periodically reported CPICH Ec/No. Prioritization and selection of Source I-BTS candidate cells shall remain unchanged with regard to UL SIR error measurement. If periodically reported UL SIR error measurement of the current serving HSPA cell (BTS) is below the threshold determined by the parameter HSDPASIRErrorServCell, and, if there is a active set cell under Drift-I-BTS and then the Drift-I-BTS active set cell shall be considered to be a candidate cell for serving HSPA cell change. In case the periodic CPICH EcNo is not available for the Drift-I-BTS cell, and there is no other cell(of S-I-BTS) in the active set apart from the reported poor cell (UL SIR), interI-BTS SCC is triggered to the DRIFT-I-BTS cell. 30.3.4 Event 1B / 1C / 6F / 6G triggers IASCC in S-I-BTS If there is at least one Drift-I-BTS cell in active set, measurement event 1B / 6F / 6G shall initiate Inter-I-BTS Role Switch if the serving HSPA RL is to be deleted and if the chosen candidate cell is located under Drift-I-BTS. uses parameter DropReportInterval for periodic 1B reporting of active-set g I-BTS cells. 262 Id:0900d805808b5d33 Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control Inter-I-BTS Serving Cell Change combined Role Switch (for the I-HSPA Adapter solution only) Same is the handling for Measurement event 1C, which results in Serving HS-DSCH cell replaced with another cell, except that if this leads to a two I-BTS SHO situation, then the 1C event is ignored. In case of event 1B / 1C / 6F/ 6G, the additional D-I-BTS cell offset, HSPADRNCEcNoOffset, is not used in selection of candidate cell as per 30.3.2 Periodic CPICHEcNo triggers IASCC in S-I-BTS. Also, the additional offset of 1dB during HO IASSCRepTimer timer, is not used if Inter-I-BTS SCC is triggered due to event 1B/1C/6F/6G. In case RL failure of the serving HS-DSCH radio link (due to loss of UL synchronization or Rx-Tx time difference), which results in Serving HS-DSCH radio link deletion, and if intra-I-BTS SCC is not possible, then the UE is moved to Cell_FACH state by deleting also the D-I-BTS radio link. 30.3.5 Unacceptable E-DCH active set triggers IASCC in S-I-BTS Source I-BTS checks if the E-DCH active set changes to unacceptable. If the E-DCH active set changes to unacceptable, Source I-BTS initiates inter-I-BTS SCC with Role switch instead of E-DCH to DCH switch provided non E-DCH cell is located under D-I-BTS when evaluating acceptability of the E-DCH active set. 30.3.6 Prioritisation of candidate cells for attempting IASCC If there is more than one candidate cell for the serving HSPA cell change, and the candidate cells are to be prioritized, HSPADRNCEcNoOffset is taken into account when deciding priority order of the cells. This means that HSPADRNCEcNoOffset is deducted from the CPICH Ec/No measurement of the DI-BTS cell. Priority order of the candidate cells can be defined according to the following steps: 1. Source-I-BTS cell, which has already HSDPA power allocated is chosen as the serving HSPA cell. This condition is effective only when the HSDPA static resource allocation is applied in Source-I-BTS (not with the HSDPA dynamic resource allocation). If several Source-I-BTS cells fulfill the criterion, DL CPICH Ec/No determines the order of the cells. 2. Source-I-BTS or Drift-I-BTS cell, which has the best DL CPICH Ec/No is chosen as the serving HSPA cell. • CPICH Ec/No value is directly used in the case of Source-I-BTS cell • CPICH Ec/No value deducted by the HSPADRNCEcNoOffset is used in the case of Drift-I-BTS cell 3. Source-I-BTS or Drift-I-BTS cell, which has the next best DL CPICH Ec/No is chosen as the serving HSPA cell. • CPICH Ec/No value is directly used in the case of S-I-BTS cell • CPICH Ec/No value deducted by the HSPADRNCEcNoOffset is used in the case of D-I-BTS cell DN03471612 Id:0900d805808b5d33 Confidential 263 Inter-I-BTS Serving Cell Change combined Role Switch (for the I-HSPA Adapter solution only) WCDMA RAN and I-HSPA RRM Handover Control 30.4 UE History information 30.4.1 Determination the mobility factor HA3 must calculate the mobility factor based on the RNP parameters FastUEThshldBestCellChg and FastUECancelBestCellChg. If the number of best cell changes goes above the FastUEThshldBestCellChg, the mobility factor of the UE is said to be high, while the mobility factor is said to be low if the number of best cell changes falls below FastUECancelBestCellChg. HA3 must send the mobility factor information to RRC entity everytime the value changes from high to low and vice versa. 30.4.2 List of best cells in the current observation window Handover Control must store the list of best cells in the current observation window in a common module. Handover control maintains the list of best cells in the current observation window along with the UE staying time in that best cell. Triplet including the cell id, cell type and the staying time will be indicative of the best cell information. Cell type indicates the cell size by categorizing the cell as small, medium or large, based on the value of WCEL->CellRange parameter. If CellRange <= 2km , then cell type is small; if CellRange is between 2km and 10km, cell type is medium; else cell type is large. 30.5 Failure cases Source I-BTS Handover entity performs failure handling actions, if IASCC fails. 30.5.1 IB/1C/6F/6G report from UE or UL SIRError from BTS trigger IASCC In case IASCC triggered by 1B/1C/6F/6G/UL SIRError fails, then: 1. Handover Control entity will apply a Penalty of PenaltyTime seconds on the Target I-BTS.PenaltyTime = 4 secs <= FailureCount * 4 secs <= 20 secs. 2. Handover Control entity will attempt Intra-BTS SCC to the next best candidate cell (as identified in section 30.3.6 Prioritisation of candidate cells for attempting IASCC). 3. If no next best cell is available, Handover Control entity will trigger switch to UL/DL DCH. 30.5.2 Periodic CPICH EcNo report from UE triggers IASCC In case IASCC triggered by Periodic CPICH EcNo fails, then: 1. Handover Control entity will apply a Penalty of PenaltyTime seconds on the Target I-BTS. PenaltyTime = 4 secs <= FailureCount * 4 secs <= 20 secs 2. Handover Control entity will attempt Intra-I-BTS SCC to the next best candidate cell (as identified in 30.3.6 Prioritisation of candidate cells for attempting IASCC) provided Serving Cell Retry / Prohibit timers are not running. 264 Id:0900d805808b5d33 Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control 30.5.3 Inter-I-BTS Serving Cell Change combined Role Switch (for the I-HSPA Adapter solution only) Un-acceptable E-DCH Active Set triggers IASCC In case IASCC triggered by un-acceptable E-DCH Active Set fails, then: 1. Handover Control entity will apply a Penalty of PenaltyTime seconds on the Target I-BTS.PenaltyTime = 4 secs <= FailureCount * 4 secs <= 20 secs 2. Handover Control entity will attempt switch to UL DCH/DL HSDSCH. 30.5.4 Prevention of repititive IASCC after successfull relocation and Role Switch at Target I-BTS Target I-BTS Handover Control enity applies a penalty of 1 dB for IASSCRepTimer time, on the Source I-BTS, after successfull completion of Inter I-BTS Role Switch. This prevents repititive IASCC ping-pong when UE is in I-BTS coverage border Area DN03471612 Id:0900d805808b5d33 Confidential 265 Functionalities of I-HSPA CS service (for the I-HSPA Adapter solution only) WCDMA RAN and I-HSPA RRM Handover Control 31 Functionalities of I-HSPA CS service (for the I-HSPA Adapter solution only) 31.1 CS Service Enabling Handover The use of CS Service Enabling Handover is controlled by management parameter CSVoiceServiceSupport. This parameter defines the CS Service Deployment in IHSPA Network. The following deployment scenarios possible in I-HSPA with respect to CS Voice Services Support. • • • No CS Voice Services (PS Only Network) CS Enabling HO to overlaying 2G network (Overlay deployment) CS Voice Supported - CS Voice supported in I-HSPA If value of management parameter CSVoiceServiceSupport is set to "No CS voice services" then in that CS Service HO without Iu-CS is used. this deplyoment, it is mandatory that RAN1167: Domain Specific Access Class g Inrestrictions feature license is activated. It is not an O&M requirement but just an instruction to end-user which should be taken care in case of PS only network deployment. If value of management parameter CSVoiceServiceSupport is set to "CS enabling HO to overlaying 2G network" then in that CS Service HO with Iu-CS solution is used. 31.1.1 Functional requirements for CS Service HO without Iu-CS link This chapter describes the functioning of CS Service enabling handover when there is no Iu-CS configured, or there is a Iu-CS failure resulting in use of this solution for redirecting the UE to 2G networks. Only CS Call (AMR or CS data) can trigger a handover to 2G, other CS activity such as SMS, LAU, authentication procedure, and so on, are handled based on the UE release as below. The handover must be started before RAB assignment phase is reached because there is no IUUP provisioned in MSC for the IBTS and also there is no IUUP support in the I-BTS. 31.1.1.1 Redirection of standalone RRC Connection to 2G due to originating CS connection attempt, without Iu-PS connection REL6 UEs: If RRC Connection Request includes establishment cause IE set to ‘originating/terminating conversation call’ or ‘emergency call’, the I-BTS assumes that there is RRC connection establishment for a CS call. In such case, I-BTS rejects the RRC connection attempt by sending RRC Connection Reject and including the Redirection Info filled for target 2G cells. REL5UE: I-BTS shall not reject the RRC Connection request procedure for Rel-5 UEs. I-BTS cannot provide the GSM cell frequency info to the UE in RRC Connection Reject Message as it has been observed during Field testing that Rel-5 UEs cannot camp on to GSM cell based on the information provided by I-BTS in this message. In this situation the I-BTS setups RRC Connection normally and then handles it in Cell_DCH state. After the RRC connection establishment, if UE initiates CS signaling connection, then for 2G target cell there is no way to re-direct UE to GPRS cell using Cell Change Order, 266 Id:0900d805808b5d42 Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control Functionalities of I-HSPA CS service (for the I-HSPA Adapter solution only) since that message cannot be used when there is no Iu-PS connection. Handover is also not possible because, there is no Iu-CS connection possible. Hence, this is a deadlock scenario. This situation is restricted by feature DOMAIN RISTRICTION for CS Domain 31.1.1.2 Redirection of standalone RRC Connection to 2G due to terminating CS connection attempt, without Iu-PS connection If the received RANAP: PAGING message is for CS domain, then I-BTS pages the UE on DCCH normally. When UE responds with IDT, then the handling is as in31.1.1.1 Redirection of standalone RRC Connection to 2G due to originating CS connection attempt, without Iu-PS connection. 31.1.1.3 Redirection due to originating CS connection attempt in Cell_DCH state, with Iu-PS REL5UE: Irrespective of existence of PS RAB, on receiving RRC: Initial Direct Transfer with CN domain set to “CS domain” in Cell_DCH state, the UE shall be re-directed to neighboring 2G network using the inter RAT HHO method for the target RAT and target cell is determined using Blind HO method [BLHO]. REL6UE: If PS RAB exists, the handling is same as for REL5UE. If PS-RAB does not exist, Iu-PS is released and the RRC Connection is released with Redirection Info filled target 2G cell. In case of Cell change failure, re-attempt is done as per [BLHO] 31.1.1.4 Redirection due to originating CS connection attempt in Cell_FACH state, with Iu-PS The UE is in Cell_FACH state. When CS call trigger is recieved, I-BTS sends RRC: Cell change order message to UE for target 2G cell for redirection. Implementation alternative: Another alternative is that I-BTS moves UE from Cell_FACH to Cell_DCH state, and then initiate blind HO using standard inter-RAT hanover procedures, as described for Cell_DCH handling above. 31.1.1.5 Redirection due to CS connection attempt in Cell/URA_PCH state, with Iu-PS Handling would be same as sepcified for CS Enabling HO with IuCS case. Please see, CS call handling in Cell/URA_PCH state Implementation Alternative: For originating CS call, UE sends RRC: Cell Update with optional IE Establishment cause as one of the following : • • Originating Conversational Call Emergency Call In case of terminating CS call, UE sends Cell Update with Cell update cause as paging response” or “uplink data transmission”, and optional IE Establishment cause as one of the following : DN03471612 Id:0900d805808b5d42 Confidential 267 Functionalities of I-HSPA CS service (for the I-HSPA Adapter solution only) • WCDMA RAN and I-HSPA RRM Handover Control Terminating Conversational Call In terminating case, I-BTS has already received CS Paging from SGSN (MSC via SGSN), hence I-BTS is aware that the Cell Update is for CS terminating call. Hence cell update cause or estalishment cause can also be ignored in this case. REL5UE: The I-BTS shall send Cell Update Confirm and start cell_FACH state transition as per existing handling. In this process, relocation is also possible. Also, if Cell Update is received via Iur (for example UE has moved to Drift I-BTS), then irrespective of the Cell Update Establishment cause, the UE is moved to Cell_FACH state (relocation is done if needed as per existing handling). In Cell_FACH state, on reception of Initial Direct Transfer message I-BTS would attempt redirection of the UE to 2G cell if such cell is found using the [BLHO] algorithm. REL6UE: Handling same as REL-5 UE except if Cell Update is received via a SRNC IBTS cell, RRC Connection Release with Redirection Info is used via CCCH. 31.1.1.6 Interaction with other procedures If RRC: Initial Direct Transfer (IDT) for CS domain is received when following procedure is ongoing, then the IDT is saved and handled after the ongoing procedure ends : • RL, RB/TrCH/PhCH reconfiguration due to UL DCH upgrade/downgrade, RAB setup or DRA during RAB setup or capacity request handling If the IDT for CS domain is received and Compressed mode, IF/IR measurements without CM, or IF/IR handover is started: • • the compressed mode (if any) and/or the IF/IR measurement is allowed to continue, if the ongoing procedure does not result in successful IF/IR handover, or the ongoing IF/IR measurement is not able to find suitable 2G/3G cell, then the next IF/IR measurement is not started and immediate BLHO is started as per following: • Cell_DCH blind hard handover is initiated to the 2G/3G neighbor as per BLHO algorithm; • When applying the BLHO algorithm, the ongoing penalty (if applicable) due to the ongoing IF/IR measurements shall also be considered so that if a neighbor was under penalty, then that is not included in the target list for blind HO • HC entity after receiving the HS-DSCH -> DCH switch acknowledge, starts the IF/IR measurements and starts an internal supervision timer • and Let ongoing IF/IR measurement continue; • If IF/IR measurements are received within this timer, and criteria is met for HHO, HHO is started; • On Timer expiry or no measurement report found or above mentioned HHO fails • HC aborts ongoing measurements; • HC uses BLHO algorithm and if it finds >= 1 target cell (IF/IR Penalty (normal + BLHO) considered) • ELSE (if no blind HO capable neighbor is found) - start the handling used when maximum blind HO attempts is exceeded When Redirection is ongoing , following events are ignored : • 268 Capacity request, inactivity/activity indication, throughput utilization indications, upgrade/downgrade/pre-emption triggers, shall be ignored Id:0900d805808b5d42 Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control g Redirection success is waited for CSRedirWaitTimer duration only, and CS service handover is having highest priority over any other procedure • • 31.1.2 Functionalities of I-HSPA CS service (for the I-HSPA Adapter solution only) Inter-Freq measurement triggers, intra-frequency measurement reports New PS RAB request (failure response to CN, cause relocation triggered) Functional requirements for CS Service HO with Iu-CS link with CSCN This chapter describes the functioning of CS Service enabling handover when there is Iu-CS link configured. 31.1.2.1 Handling of RRC Connection Request Release6 UEs: Indicate the domain and establishment cause in RRC Connection Setup phase itself, and based on this the I-BTS takes early action for redirecting a CS call attempt. If Rel6 UE sends RRC Connection Request with Domain indicator IE set to “CS domain” and the Establishment cause IE set to any of the following: • • • Originating Conversational Call Emergency Call, or Terminating Conversational Call the I-BTS responds with RRC Connection Reject with Redirection Info filled for target 2G cells. This is irrespective of whether there is Iu-CS or not. Release 5 UEs: shall be redirected as mentioned above, if the Establishment Cause IE is set to any values mentioned above, although the REL5 UE does not indicate the CN domain. 31.1.2.2 Relocation support in CS-CN configuration If the CS-CN is not configured to support Cell_DCH relocation, I-BTS uses this information at the time of receiving the Initial Direct Transfer from UE for CS domain, and if CSCN does support relocation, then the UE request is handled as per in 31.1.2 Functional requirements for CS Service HO with Iu-CS link with CS-CN. 31.1.2.3 CS Call attempt when there is no Iu-PS connection Initiation of blind handover When UE is in Cell_DCH state, and a CS SETUP message (UL/DL) is detected, then the handover is initiated as per following. If UL SETUP is detected (mobile originating call), the UL Direct Transfer message is buffered. The SRB3 RLC entity is stopped, resulting in buffering of UL DT messages in UE. Blind HO algorithm is used to get the primary target 2G cell. RANAP: Relocation Required message is first sent to MSC Server, and Relocation Command is awaited from MSC. After receiving Relocation Command, immediately the buffered UL Direct transfer message containing CC: SETUP PDU is sent to MSC. Rest of the handover procedure is continued in the standard sequence. This is shown in Figure 70 MO call handover to 2G with Iu-CS only. If DL SETUP is detected (mobile terminating call), the DL Direct Transfer message is transmitted to UE and immediate Blind handover is initiated. DN03471612 Id:0900d805808b5d42 Confidential 269 Functionalities of I-HSPA CS service (for the I-HSPA Adapter solution only) Figure 70 270 WCDMA RAN and I-HSPA RRM Handover Control MO call handover to 2G with Iu-CS only Id:0900d805808b5d42 Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control UE Functionalities of I-HSPA CS service (for the I-HSPA Adapter solution only) CS+PS 2G BSC I-BTS MSC CS Call MTC initiate Paging if needed RRC Connection Establish CS Call MOC initiate Initial Direct Transfer {CS domain} Iu-CS SCCP connection establishment Initial UE Message Direct Transfer {CC: SETUP} Direct Transfer {CC:Setup} RANAP: Relocation Required BSSMAP: Handover Request Resource allocation RRC: HandoverFrom UTRANCommandGSM message BSSMAP: Handover Request Ack RANAP: Relocation Command DL Uu Message L1 Sync Uu/Um Message Ack BSSMAP: Handover Detect BSSMAP: Handover Complete Iu Release Command Delete resources Iu Release Complete Call Setup Figure 71 MT call handover to 2G with Iu-CS only Handling of failure in handover: If the target BSC does not support Cell_DCH relocation or it rejects the relocation request during relocation preparation phase, then the I-BTS shall attempt on alternate target cell as per [BLHO]. If the MS is not able to synchronize to the new radio link(s) it sends a corresponding failure message to I-BTS’s RRC entity with cause value “Physical channel failure”, and reverts back to the old configuration. RRC informs about failure to HC entity and reattempt is done if possible by using BLHO algorithm for CS service HO [BLHO]. If UE does not accept the received RRC: UTRAN to GSM hard handover command message (RRC: PHYSICAL/ TRANSPORT CHANNEL RECONFIGURATION, RRC:RADIO BEARER RELEASE, RRC:RADIO BEARER SETUP or RRC:RADIO BEARER RECONFIGURATION), it sends a corresponding failure message via the old DCCH with a cause value “Configuration unacceptable”, and continues using the configuration prior the unsuccessful HHO attempt. In this case, RRC informs about failure DN03471612 Id:0900d805808b5d42 Confidential 271 Functionalities of I-HSPA CS service (for the I-HSPA Adapter solution only) WCDMA RAN and I-HSPA RRM Handover Control to HC entity and re-attempt is done if possible by using BLHO algorithm for CS service HO [BLHO]. Support of Relocation: If the PS-CN does not support Cell_DCH relocation, then the IuPS is released and the CS attempt handled as per CS services handover procedure as described in section 31.1.1.1 Redirection of standalone RRC Connection to 2G due to originating CS connection attempt, without Iu-PS connection. takes place only if operator has changed Relocation support configuration after g Situation Iu-CS signaling connection is established. Interaction with other procedures when there is no Iu-PS If there is any of the ongoing procedures like SHO, ongoing when the CC: SETUP message is detected, the I-BTS shall buffer the DT message, let the ongoing procedure finish, and immediately on its completion start the handover blind relocation/HHO procedure. After receiving RANAP: Relocation Command, the buffered CC: SETUP/EMERGENCY SETUP message is sent to MSC. If Iu-PS connection establishment request received from UE just before Relocation is triggered (depends on implementation, if the handling state in MCC is not exited, then this would not happen), the I-BTS shall not start Iu-PS connection establishment (for example RRC should not deliver IDT message to IUV for starting Iu-PS connection establishment). 31.1.2.4 CS Call attempt with existing Iu-PS connection In this state, there is Iu-PS signaling connection created (with or without PS RAB), before a CC: SETUP message is detected. This also means that Iu-CS could be existing before the Iu-PS signaling connection was made, or after the Iu-PS/PS-RAB was made. The point of interest is the detection of CC: SETUP message. Initiation of blind handover in Cell_DCH state and Iu Relocation coordination in IBTS When there is Iu-PS connection (with or without RAB), and UE is in Cell_DCH state, the initiation of blind handover upon CS call is same as defined in 31.1.1.1 Redirection of standalone RRC Connection to 2G due to originating CS connection attempt, without IuPS connection If CS-service HO is triggered during an establishment of Iu-PS connection, handling is defined as follows : • I-BTS shall not interrupt or delay the CS HHO procedure, and handle as per interRAT HO. In case the UL/DL CC: SETUP message (on an existing Iu-CS signaling connection) is detected in the middle of an Inter-RAT HO for PS-service, then: • 272 if IF/IR measurements active but HHO not started yet: • let the ongoing IF/IR measurement continue, if that succeeds, then start IF/IR HHO. If the ongoing IF/IR measurement fails to give result, then abort the measurement procedure and immediately start blind HO (BLHO for CS service redirection ) from scratch procedure. Here, DCH->HS-DSCH switch is not done (nor CM is stopped if it was active) prior to starting BLHO procedure. All R99DCH events are ignored in this state. Note that UL DT/IDT buffering is done so that Id:0900d805808b5d42 Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control • g Functionalities of I-HSPA CS service (for the I-HSPA Adapter solution only) Relocation Required is sent to MSC before it receives the CC: SETUP message from I-BTS. if IF/IR HHO is started (Relocation Required sent to PS CN): • It is continued, but the UL Direct Transfer carrying the CC:SETUP message should not be delivered to MSC. If the started HHO procedure fails, then immediately start Blind handover procedure (BLHO for CS service redirection) from scratch, and send the UL DT message to MSC after the RANAP: Relocation Required is sent to MSC during the BLHO initiation. Here, DCH->HS-DSCH switch is not done prior to starting BLHO procedure, nor CM is stopped if it was active. All 3GPP Release 99 DCH events are ignored in this state. Iu-CS connection exists, and hence Cell Change Order is not used here. Tthis ongoing IF/IR HO could be a Blind HO which is started for an unsupported UE during RAB setup phase. Normal repetition for redirecting the unsupported UE can result in delay in redirecting a CS call attempt, hence the CS Service HO logic is used (inter-freq/rat measurement interval is not used) to speed up the CS redirection process. When starting the blind HO procedure, UL DT/IDT buffering may be done so that Relocation Required is sent to MSC BEFORE it receives the CC: SETUP message from I-BTS In case the Iu-CS is attempted to be established in the middle of an Inter-RAT HO for PS-service, then: • • if IF/IR measurements active but HHO not started yet, Initial Direct Transfer message is handled normally, and may result in Iu-CS connection establishment before HHO is started if IR HHO started (Cell Change Order sent to UE) before Initial Direct Transfer is received from UE • let the Cell Change Order continue, and buffer the IDT. The CS connection is established if UE returns back to UTRAN after an unsuccessful ISHO-attempt. Handling of failure in CS+PS handover in Cell_DCH state: Failure handling is same as defined in 31.1.2.3 CS Call attempt when there is no Iu-PS connection. Also, Iu coordination is needed for CS+PS case. If any of the domains rejects or does not support Relocation then the entire relocation procedure fails. Interaction with other procedures when there is CS+PS signaling connection in Cell_DCH state: If there is any of the ongoing procedures like SHO, branch addition etc, SCC, inter-I-BTS hard handover, state transition, etc, ongoing when the UL CC: SETUP message is detected, the I-BTS shall buffer the DT message, UL DT message containing the CC: SETUP NAS PDU, let the ongoing procedure finish, and immediately on its completion start the handover blind relocation/HHO procedure and send the NAS PDU to MSC afterwards. If there is IF/IR HO already ongoing, then the ongoing HHO attempt is continued. If successful, the UE will be moved under CS+PS BSS. In case of the (ongoing) HHO failure, the normal (measurement based) HHO is aborted and Blind HO is started, taking into consideration active penalties (due to IF/IR measurement failure) on the Blind HO target cell(s), if any. The ongoing HHO measurements are aborted such that if less than averaging-window measurement reports are received, the available reporting values are used and averaged as if the averaging window was configured as the currently available DN03471612 Id:0900d805808b5d42 Confidential 273 Functionalities of I-HSPA CS service (for the I-HSPA Adapter solution only) WCDMA RAN and I-HSPA RRM Handover Control (number of) reports. If no report is received, then timer based wait for one report is done, and if report is received during this time, then HHO is evaluated with averaging window = 1, and if no report is still received, then the ongoing measurement is ignored and blind HO started from scratch (taking into any active penalties). When aborting the ongoing measurements, there is no need to cancel the measurement control or stop the compressed mode. The result is that the ongoing measurement is also filled in the Relocation Required (Source to Target RNC) transparent container, but this is not causing any problem. The signaling (and resulting delay) is avoided by not releasing the measurement or compressed mode. CS call handling in Cell_FACH state When UE is in Cell_FACH state and a CS call attempt (CC: SETUP) is detected, the UE shall be immediately moved to Cell_DCH state and then a blind handover initiated to 2G neighboring cell. Resource allocation for Cell_DCH state: If there is PS RAB, then UE is allocated DCH 0/0. DCH x/y is allocated for SRBs only. UE is moved to Cell_DCH state by using RRC: Radio Bearer Reconfiguration on DCCH/AM-RLC SAP. RLC entity / RRC-d buffering is done normally during the state transition. 274 Id:0900d805808b5d42 Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control Functionalities of I-HSPA CS service (for the I-HSPA Adapter solution only) Source I-BTS UE CS+PS BSC SGSN MSC UE in Cell_FACH state CS call MOC initiante Initial Direct Transfer {CS domain} Iu-CS SCCP connection establishment Initial UE Message Iu - CS connection established Direct Transfer {CC:Setup} Buffered till Relocation Command is received from MSC Radio Link Setup Radio Bearer Reconf {Cell_FACH to Cell_DCH transition} Immediately after successful radio link with UE UE in Cell_DCH state Radio Bearer Reconf Complete Wait for buffers to be empty All except SRB 2 stoppped RANAP: Relocation Required RANAP: Relocation Required Relocation Preparation RRC: HandoverFrom UTRANCommandGSM message RANAP: Relocation Command RANAP: Relocation Command RANAP: Direct Transfer {CC: SETUP} DL RRC Message L1 Sync BSSMAP: Handover Detect BSSMAP: Handover Complete Message Ack L2 OK/Started BSSMAP: Handover Complete BSSMAP: Handover Complete Iu Release Command Iu Release Command Delete resources Iu Release Complete Iu Release Complete Call Setup Figure 72 Originating CS call attempt in Cell_FACH state - redirect to 2G As shown in Figure 72 Originating CS call attempt in Cell_FACH state - redirect to 2G, the UL Direct Transfer message containing the CC: SETUP NAS PDU is buffered , and sent only after sending RANAP: Relocation Required to the MSC. If other NAS DN03471612 Id:0900d805808b5d42 Confidential 275 Functionalities of I-HSPA CS service (for the I-HSPA Adapter solution only) WCDMA RAN and I-HSPA RRM Handover Control messages are received after receiving the first CC: SETUP NAS message, they should also be buffered. In case of a terminating CS call, the I-BTS first pages the UE using the connected mode paging (PAGING TYPE 2) procedure. As a response, the UE sends PAGING RESPONSE NAS message included in RRC: Initial Direct Transfer message. The Iu-CS signaling connection is setup and the I-BTS starts spoofing the NAS messages to detect the CC: SETUP message. Once the CC: SETUP message is detected, the state transition is done as defined above. Unsuccessful Cell_FACH to Cell_DCH transition Only SRB DCH is allocated in the state transition. For PS RAB (NRT) DCH 0/0 is allocated in case of CS call attempt. In case Cell_DCH transition is not successful in first attempt due to DSP/Iub/Iur bearer limitation, Cell_FACH to Cell-DCH transition attempt is aborted and Iu-CS is released immediately, followed by initiation of UE redirection just as if there was no Iu-CS. If there was already Cell_FACH to Cell_DCH transition ongoing due to PS capacity request, then the reattempts for Cell_FACH to Cell_DCH shall also be restricted so that no further (re) attempts are done. Note that the usual mechanism of resource allocation by first trying HSPA, then HSDPA+UL-DCH, and then reducing the (UL) bitrate is allowed to proceed as in existing handling. After the state transition has failed and Cell_FACH state (from resource allocation viewpoint) is reached, the IuCS trigger is handled. Note that in Cell_FACH state, handling of CS trigger results in Cell_DCH transition attempt (DCH allocation for SRB only as mentioned in above paragraph). Failure of this state transition is as described in above paragraph of this requirement. Same handling is also valid also for UE NACK message (during ongoing state transition due to PS activity). If the Failure message indicating an unsuccessful state transition to CELL_DCH state (due to CS trigger) is received from the UE via the current serving cell before Downlink routing has been switched from FACH to DCH, the RRC entity/MCC shall initiate a radio link deletion procedure and initiate release of the DCH FP entities & UL routing towards DCH (as per existing handling). MAC-d maintains UL/DL routing towards the RACH/FACH transport channels and state transition attempt ends. After this the Iu-CS is released immediately, followed by initiation of UE redirection just as if there was no Iu-CS. 276 Id:0900d805808b5d42 Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control Functionalities of I-HSPA CS service (for the I-HSPA Adapter solution only) I-BTS UE CS+PS BSS SGSN MSC UE in Cell_FACH state CS Call MOC initiate Initial Direct Transfer Iu-CS SCCP connection establishment { CS domain } Initial UE Message Iu- CS connection established Direct Transfer { CC: SETUP } Radio Link Setup Radio Bearer Reconf {Cell_FACH Cell_DCH transition} Radio Bearer Reconf Complete Radio Link Delete Discard the CS NAS Message (CC Setup) RANAP: Iu Release Request RANAP: Iu Release Command RANAP: Iu Release Complete Radio Bearer Reconf { Frequency Info } Start re-attempt supervision timer Continue UE redirection as if there is no Iu-CS connection. Figure 73 Failure in Cell_FACH to Cell_DCH transition When the state transition was done due to CS call attempt, the ‘continue’ requests are NOT sent to the suspended RLC entities, and Iu-CS Release is initiated immediately, followed by initiation of UE redirection just as if there was no Iu-CS. CS call handling in Cell/URA_PCH state Initiation of handover in Cell_PCH state due to CS Call attempt When UE is in Cell_PCH state and a CS call attempt made, the UE sends RRC: Cell Update with cause “UL transmission” (other cause may also come). If the UE is initiating a CS conversational call, the Establishment cause IE should also be present and set to one of the following: • • DN03471612 Originating Conversational Call Emergency Call Id:0900d805808b5d42 Confidential 277 Functionalities of I-HSPA CS service (for the I-HSPA Adapter solution only) WCDMA RAN and I-HSPA RRM Handover Control Upon reception of a Cell Update message with such Establishment cause IE value, the I-BTS shall assume that UE intends to initiate a CS originating call. So, in response to the Cell Update, I-BTS shall allocate radio link (SRB DCH and DCH 0/0 for PS RAB if any) send RRC: Cell Update Confirm message and include information to move the UE to Cell_DCH state with DCH 0/0 allocated for the PS RAB if it exists. Traffic volume measurements are not started and the handover measurements are also not commanded to the UE. After successful state transition to Cell_DCH state, blind handover to 2G neighbor is started immediately (target cells are found as per [BLHO]). RLC entity / RRC-d buffering is done as per RN3.0 during the state transition. Resource allocation for Cell_DCH state: If there is PS RAB, then UE is allocated DCH 0/0 . Only SRB DCH is allocated. When the I-BTS has received RRC: Radio Bearer Reconfiguration Complete from UE indicating that state transition was successful, the I-BTS shall start a timer CSConnWaitTimer to supervise if there is actually a CS Iu signaling connection requested by UE. During the timer CSConnWaitTimer is running, PS inactivity/throughput indications shall be ignored. During the timer CSConnWaitTimer is running, SHO/SCC and IF/IR measurement triggers are saved and handled after the timer expiry or after the Iu-CS connection is established. If Iu-CS signaling connection is established before CSConnWaitTimer expiry, this timer is reset and RANAPprocInitWaitCS is started to supervise a CS call establishment request. If the CS call is detected before the expiry of this timer RANAPprocInitWaitCS, I-BTS stops the timer and starts IF/IR blind handover. 278 Id:0900d805808b5d42 Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control CS+PS 2G BSS I-BTS UE Functionalities of I-HSPA CS service (for the I-HSPA Adapter solution only) SGSN MSC UE in Cell_FACH state CS Call MOC initiate RRC: Cell Update {Establishment cause indicated conv call} Radio link setup and L2 Resource allocation for SRBs RRC: Cell Update Confirm { move UE to Cell_DCH state } RRC: Radio Bearer Reconfiguration Complete Start CSConnWaitTimer UE in Cell_DCH state, activity/inactivity is ignored. HO measurements are not started, CM cancellation event is ignored Iu-CS signaling connection setup Stop CSConnWaitTimer Buffered till Relocation Command is received from MSC Start RANAPprocInitWaitCS Direct Transfer { CC: SETUP } Immediately after successful radio link with UE Wait for buffers to be empty All except SRB2 stopped RANAP: Relocation Required RANAP: Relocation Required Relocation Preparation RRC: HandoverFromUTRANCommand GSM message RANAP: Relocation Command RANAP: Relocation Command RANAP: Direct Trasnfer { CC: SETUP } DL RRC Message L1 Sync BSSMAP: Handover Detect BSSMAP: Handover Detect UE Message Ack BSSMAP: Handover Complete BSSMAP: Handover Complete Iu Release Command Iu Release Command Delete resources Iu Release Complete Iu Release Complete Call Setup Figure 74 Originating CS call attempt in Cell_PCH state As shown in Figure 74 Originating CS call attempt in Cell_PCH state the UL Direct Transfer message containing the CC: SETUP NAS PDU is buffered , and sent only after receiving RANAP: Relocation Command from the MSC. If the CS call is not detected or DN03471612 Id:0900d805808b5d42 Confidential 279 Functionalities of I-HSPA CS service (for the I-HSPA Adapter solution only) WCDMA RAN and I-HSPA RRM Handover Control Iu-CS signaling connection is not made before the CSConnWaitTimer expiry, the PS bearer and/or signaling activity is checked and if the UE is inactive, it is switched back to Cell_PCH. In case the Cell Update (with indication for CS call) was received via Iur in Cell/URA_PCH state, and if the CS call is not detected or Iu-CS signaling connection is not made before the CSConnWaitTimer expiry, the UE is switched to CELL_FACH state by sending RRC: Radio Bearer Reconfiguration message with no C-RNTI and then an imminent Cell Update triggers SRNC Relocation to the accessed I-BTS. Source I-BTS UE CS+PS 2G BSC SGSN UE in Cell_PCH state CS call MOC initiante RRC: Cell Update {Establishment cause indicated call} Radio link setup and L2 Resource allocation RRC: Cell Update Confirm {move UE to Cell_DCH state} RRC: Radio Bearer Reconfiguration Complete Start CSConnWaitTimer UE in Cell_DCH state CSConnWaitTimer or RANAPprocInitWaitCS EXPIRE Check PS / signaling activity RRC: Physical Channel Reconfiguration {move UE to Cell_PCH state} RRC: Physical Channel Reconfiguration Complete UE in Cell_PCH state Figure 75 Originating CS call attempt in PCH state - incorrect est. cause in Cell Update The timer CSConnWaitTimer is internal (hidden) timer and has hard coded value of 1 second. The handling of RANAPprocInitWaitCS is same as in RN3.0 when CS signaling connection is established and then a RAB request is awaited for RANAPprocInitWaitCS time. In case of a terminating CS call, the I-BTS first pages the UE using the connected mode paging (PAGING TYPE 1) procedure. As a response, the UE sends Cell Update with Cell update cause IE set to “Paging response”. The Establishment cause IE may be set to indicate a conversational call, but this check is not needed because I-BTS has received CS Paging and cause is available there. Hence I-BTS knows the cause for Paging and the resultant Cell Update procedure (Cell Update with other cause such as ‘cell reselection’ or ‘UL transmission’ is also taken as a valid response to Paging). The state transition on reception of Cell Update is same as above. After state transition, the 280 Id:0900d805808b5d42 Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control Functionalities of I-HSPA CS service (for the I-HSPA Adapter solution only) UE sends PAGING RESPONSE NAS message included in RRC: Initial Direct Transfer message. The Iu-CS signaling connection is setup and the I-BTS starts spoofing the NAS messages to detect the CC: SETUP message. Once the CC: SETUP message is detected, the blind handover is started. In case the Cell Update Establishment cause IE is absent or does not indicate a conversational call, then the state transition to FACH is done as per RN3.0. The RRC: Cell Update Confirm message should always use RLC re-establishment be setting “RLC reestablish indicator (RB2, RB3 or RB4)” as “TRUE”. This is possible as I-HSPA supports only Release 5 onwards UE. Ciphering is also re-initialized before initiating the Cell Update Confirm procedure. Use of Cell/URA_PCH to Cell_DCH transition (via Cell_FACH) due to CS call attempt The direct state transition from Cell/URA_PCH to Cell_DCH due to CS call attempt shall be controlled by management parameter DirectPchDchCS. If the parameter is set to disabled, then direct state transition to Cell_DCH is not attempted on detecting a CS call attempt, and existing handling is applied in response to the Cell Update message in Cell/URA_PCH state. Cell/URA_PCH to Cell_DCH transition (via Cell_FACH) based on RACH measurements If the CPICH Ec/No measurement result received from the UE in RRC: Cell Update message indicates that the radio conditions are good enough, RRC can use the Cell Update Confirm message for state transition to Cell_DCH. When the measurement result is below the defined CUCEcNoThreshold parameter, the target state is chosen as Cell_FACH. The Intra-frequency reporting quantity for RACH reporting is already enabled in SIB11 by default in exisiting handling (see AdjsSIB) and that should be enabled for this concept to work. Cell Update received via Iur in Cell/URA_PCH stateIf the Cell Update is received via Iur, and the Establishment cause IE indicates conversational call, then it would be handled depending upon from where UE has sent the RRC: Cell Update message, for example cRNC or I-BTSIf the Cell Update is received via Iur from cRNC, do a Cell_FACH relocation/DSCR over IUR, depending upon the relocation support, as per the existing handling.If the Cell Update is received via Iur from some other I-BTS, and the Establishment cause IE indicates conversational call, then the direct state transition to Cell_DCH (via FACH) is started. I-BTS allocates radio link (SRB DCH and DCH 0/0 for PS RAB if any) over IUR by using normal RNSAP: Radio Link Setup procedure. RRC entity shall then send the RRC: Cell Update Confirm message and include information to move the UE to Cell_DCH state with DCH 0/0 allocated for the PS RAB if it exists. Traffic volume measurements are not started and the handover measurements are also not commanded to the UE. When the I-BTS has received RRC: Radio Bearer Reconfiguration Complete from UE indicating that state transition was successful, the I-BTS shall start a timer CSConnWaitTimer to supervise if there is actually a CS Iu signaling connection requested by UE. During the timer CSConnWaitTimer is running, PS inactivity/throughput indications shall be ignored. If Iu-CS signaling connection is established before CSConnWaitTimer expiry, this timer is reset and RANAPprocInitWaitCS is started to supervise a CS call establishment request. If the CS call is detected before the expiry of this timer RANAP- DN03471612 Id:0900d805808b5d42 Confidential 281 Functionalities of I-HSPA CS service (for the I-HSPA Adapter solution only) WCDMA RAN and I-HSPA RRM Handover Control procInitWaitCS, RRC/MCC shall stop the timer and triggers 2G Handover procedure to target cell as received from the drift I-BTS. In case CS call is not detected or Iu-CS signaling connection is not made before the CSConnWaitTimer expiry, the UE is switched to CELL_FACH state by sending RRC: Radio Bearer Reconfiguration message with no C-RNTI and then an imminent Cell Update triggers SRNC Relocation to the accessed I-BTS. The Iur radio link is established by sending RNSAP: RADIO LINK SETUP message to Drift I-BTS. The Drift I-BTS inquires the neighboring 2G/3G cells of the accessed cell (the Drift I-BTS cell via which the UE sent Cell Update) from the Handover Control entity in Drift. The list of neighboring 2G/3G cells of the accessed cell must be constructed by Drift IBTS HA3-d entity as per the BLHO algorithm, for example only the neighbors that are marked as “support blind HO” should be included in this list, in the order as specified in [BLHO]. The Source-I-BTS uses this list to start blind handover in Cell_DCH state. g Source I-BTS can only choose 2G cells for BLHO. Failure handling when UE has sent Cell Update via Iur If UE is not able to move to Cell_DCH state when radio link setup is executed over Iur, then UE sends Cell Update over CCCH vi Iur to Source I-BTS (T312 expire). On receiving the Cell Update (RL failure, or also unsupported configuration), S-I-BTS moves UE to Idle mode, and also informs to REL6 UEs, the 2G Redirection Info IE, if there was a neighboring 2G cell provided by Drift I-BTS. In case of REL5 UEs, the redirection is not possible, so simple DSCR is done over Iur. In case of Cell Update via a source I-BTS cell, the redirection is done as without Iu-CS. In case the Drift I-BTS cannot find any 2G neighbors to fill in RNSAP: Radio Link Response message, the Drift I-BTS shall reject the radio link setup request. On receiving the reject message, the SRNC I-BTS shall release Iu-PS and start DSCR procedure over Iur by sending RRC Connection Release message over CCCH (cause DSCR). Interworking with I-HSPA Release 2.0: If drift I-BTS is Release 2.0 then it is possible that it may send successful RNSAP: RADIO LINK SETUP RESPONSE message without any neighboring BLHO cell information. In this case also source I-BTS shall release IuPS and start DSCR procedure over IUR by sending RRC Connection release message over CCCH (cause DSCR). Interaction with other procedures during the state transition and before starting CSSHO If RAB Assignment Request (RAB Setup/Release) is received from SGSN when the UE is successfully moved to Cell_DCH, the I-BTS shall reject the request with cause TBD and in no case move UE back to PCH state. Any LCS request shall also be rejected during the entire duration from receiving Cell Update (for CS call) and success of the 2G/3G handover or Iur Release (in case of failure Iu PS is always released). If Iu-PS Release Command is received, then RRC Connection release may be started.TVM and HO measurements are not started in UE. However I-BTS MAC may send throughput/inactivity/activity indications and those must be ignored by the RRC entity so that CS handover is not affected by any other procedure. 282 Id:0900d805808b5d42 Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control 31.1.3 Functionalities of I-HSPA CS service (for the I-HSPA Adapter solution only) Blind Handover In this scenario, I-BTS informs UE to make Inter RAT Handover without preceding IR measurements. UE doesn’t know target cell before HHO command. Blind handover for the CS attempt I-BTS checks that management parameter BlindGsmHoCS is enabled for IR BLHO. The neighboring IR cell list will be deduced if the corresponding RAT (2G) is allowed to be chosen as per these parameters I-BTS checks the BLHO capability of neighboring IF/IR cell for CS Service enabling HO While selecting a target cell for BLHO, I-BTS must check whether the neighboring target cell is actually overlapping the source cell. RNP parameter ADJGBLHOAllowed should be enabled for the target cell (ADJG parameter). If none of the IR neighboring cell has this parameter enabled, there is no candidate cell. The order of IR cells is defined by BLHO. If there are more than one cell of same RAT (IR) which are BLHO capable, they should be sorted based on Ncell priority coverage only The signaling procedure of BLIND IFHO will not contain measurement control or CM procedures Blind HO is used for redirection of unsupported Rel-5 UE irrespective of UE capability indicating need for CM, I-BTS should inform UE about the target cell on which UE should go. Order of candidate list of IR cells In case a RANAP: RAB ASSIGNMENT REQUEST is received by I-BTS, the request may contain Iu interface service priority information, Service Handover IE. The use of Service Handover IE is as follows. The Iu service priority information is received from the Iu interface via RANAP signaling in the Service Handover IE. The IE is optional. The information can be subscription; subscription group or service specific and it can be set by core network individually for each RAB type, which the UE is able to use. The I-BTS shall determine the priorities between inter-frequency BLHO and Inter-RAT BLHO on the basis of Service Handover IE value: • • • DN03471612 Should be handed over to GSM - BLHO to GSM shall have priority over the interfrequency handover BLHO. In this case the I-BTS shall not start inter-frequency BLHO until the inter-RAT (GSM) BLHO attempts are completed, that is, when no neighboring GSM cell is good enough for the coverage reason handover. The RAB should be handed over to GSM system as soon as possible although the final decision whether to perform a handover to GSM is still made in the I-BTS. Should not be handed over to GSM - Inter-frequency BLHO shall have priority over the BLHO to GSM. In this case the I-BTS shall not start the GSM BLHO until the inter-frequency BLHO is completed, that is, when no neighboring cell is good enough for the coverage reason inter-frequency handover. The RAB should remain in IHSPA as long as possible although the final decision whether to perform a handover to GSM is still made in the I-BTS. Shall not be handed over to GSM - Inter-frequency BLHO shall have priority over the BLHO to GSM. In this case the I-BTS shall not initiate GSM BLHO or handover to GSM even if no neighboring cell is good enough for the coverage reason The RAB shall never be handed over to GSM system. All RABs of the RRC connection having Id:0900d805808b5d42 Confidential 283 Functionalities of I-HSPA CS service (for the I-HSPA Adapter solution only) WCDMA RAN and I-HSPA RRM Handover Control this indication has to be first released by normal release procedure before handover to GSM is possible. The value of the Service Handover IE is valid throughout the lifetime of the RAB or until it is changed by a RAB modification. The Service Handover IE shall only influence decisions on I-BTS initiated handovers. BLHO is triggered only for the handover causes, Unsupported UE, CS call and Invalid RAB redirection case. For CSEHO, BLHO is tried only on 2G. So irrespective of service handover IE, 2G cells are the only target cells for BLHO. Relocation support of CN under which target BLHO cell found I-BTS also verifies the CN under which the cell is selected shall also support the relocation procedure. These are the existing checks for IR hard handover which I-BTS shall also verify in this scenario for selecting the BLHO candidate cell. I-BTS shall use the penalty in case of IR BLHO failure I-BTS applies a penalty of time governed by Radio Network Parameter BLHOFailIRCellPenalty on the target inter system cell, for that UE on which IR BLHO was unsuccessful due to an incomplete access of UE to a target cell and UE has returned back to the source cell. Under such circumstances, I-BTS while retrying (if needed) will attempt another RAT, if possible. In case of failure cause being ‘Configuration unsupported’ within the RRC message CELL CHANGE ORDER FROM UTRAN FAILURE in Inter system handover, I-BTS shall not repeat blind HO attempt to same target RAT during the ongoing RRC connection if the previous BLHO attempt to the cell in question has failed. I-BTS shall try for alternate RAT if target cell(s) are available. I-BTS will attempt the BLHO on the neighboring IR cells based on the their NCELL priority coverage in descending order. So the I-BTS should start the BLHO as per requirement RR_IHSPA1_ADA01_SFS_BLHO.14 and keep attempting the BLHO between IR cells till BLHO attempt is successful or the total number of IR and BLHO attempts are equal to the RNP value MaxBLHOAttempt.If BLHO attempt to all of the IR cells was not successful and total number of attempts are equal to MaxBLHOAttempt then I-BTS should stop BLHO attempt for the UE, or there are no target cells available (also due to active penalty). RRC and Handover Control should ignore specific events when UE is DCH 0/0 and Blind Handover procedure is ongoing Handover control and RRC moves UE to DCH 0/0 in case neighboring RNC does not support HSDPA direct Handover. Handover control triggers Blind handover after UE is moved to DCH 0/0. Under such circumstances, MCC should ignore the following triggers: • • Triggers for state transition: timer expiry etc. Traffic Volume measurement reports, downlink data indication Handover control should ignore events like: • • 284 Handover control measurement events (1A, 1B, 1C, 6A etc.) Handover control should restrict DCH 0/0 to HS(D)PA channel type switch during the blind handover procedure (this includes actual BLHO and during or in between re-attempts) Id:0900d805808b5d42 Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control Functionalities of I-HSPA CS service (for the I-HSPA Adapter solution only) In case of failure of moving UE to DCH 0/0 due admission control failure (BRM), transport resource deletion failure, UE must still be kept in DCH 0/0. If Node B or UE fails, then normal RRM error handling should be followed. 31.2 CS Voice Enabler I-BTS CS Voice is controlled with SW license key. License is of long-term ON/OFF type only. CS Voice is available from I-HSPA Rel3 onwards, the CS Voice enabling is controlled in a flexible way with SW license keys. This feature and RAN1954: CS Service Enabling Handover are mutually exclusive for example only one of them is enabled. The following statistics for the AMR capacity supported: • • 31.3 average number of simultaneous AMR RABs peak number of simultaneous AMR RABs Domain Specific Access Classs Restriction This feature makes it possible to control and restrict CS and PS user traffic separately in emergency situations, in which the user traffic may exceed the NW capacity introducing performance problems. For example, the CS traffic may be restricted more in order to leave PS capacity for the users to check possible instruction in WEB from the authorities. The Domain Specific Access Class Restriction (DSAC) is used for restricting the traffic based on the CN domain. As in the Radio Network Access Class Restriction feature, the access classes are restricted in a sequential manner. The mobile terminals with access classes 0-9 are included in the DSAC restriction. According to the user set parameters, the system sequentially changes the restriction so, that each of the access classes 0-9 are restricted on a certain period of time. The DSAC function works only with rel.6 mobile terminals. Include modification done for CS LAU scenarios for handling PS only scenarios without IuCS signalling link. DSAC feature in addition also serves to restrict the admission of the Rel6 UEs requesting for a CS service in a PS only network ( no Iu CS signalling Link). For all other UEs LAU is rejected in I-HSPA RAN in a PS only network (no IuCS signalling link). DN03471612 Id:0900d805808b5d42 Confidential 285 Compressed mode preparation signaling WCDMA RAN and I-HSPA RRM Handover Control 32 Compressed mode preparation signaling In practice signaling in compressed mode is a similar procedure in all handover types. The following figure illustrates the preparation of compressed mode. UE BTS 2 BTS 1 RNC Compressed mode preparation procedures NBAP: RADIO LINK RECONFIGURATION PREPARE NBAP: RADIO LINK RECONFIGURATION READY NBAP: RADIO LINK RECONFIGURATION COMMIT RRC: TRANSPORT CHANNEL RECONFIGURATION RRC: TRANSPORT CHANNEL RECONFIGURATION COMPLETE Figure 76 286 Compressed mode preparation Id:0900d805808a84c5 Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control Inter-Frequency handover signaling 33 Inter-Frequency handover signaling Inter-Frequency handovers can be intra-RNC or inter-RNC handovers as well as intraI-HSPA Adapter or inter-I-HSPA Adapter handover. Inter-RNC and inter-I-HSPA Adapter handovers can be controlled by the MSC, the SGSN or both CNs. Inter-Frequency hard handover is non-synchronized hard handover because the UE cannot measure the SFN timing of the target cell before the execution of the handover. The purpose of the non-synchronized inter-frequency hard handover procedure is to replace all radio links (cells) in the active set with a new radio link (target cell) by changing the carrier frequency, the uplink transmission timing and the CFN in the UE according to the SFN of the target cell. Intra-RNC inter-frequency handover In intra-RNC inter-frequency handover, the handover procedure is performed alone by the serving RNC. The serving RNC sets up a radio link on the target cell of the interfrequency handover. If the radio link setup is successful, the serving RNC prepares a hard handover message ('Physical channel reconfiguration', 'Radio bearer establishment', 'Radio bearer reconfiguration', 'Radio bearer release' or 'Transport channel reconfiguration') and sends the RRC message to the UE. The hard handover message contains the information element Timing Indication. The value of the Timing Indication IE is set to 'Initialise' to initiate a non-synchronized hard handover. The following example illustrates the intra-RNC inter-frequency handover. DN03471612 Id:0900d805808a84c6 Confidential 287 Inter-Frequency handover signaling UE WCDMA RAN and I-HSPA RRM Handover Control BTS 2 RNC BTS 1 1. Activation of the feature. An inter-frequency handover cause by UE Tx power is enabled. RRC:MEASUREMENT CONTROL (Setup UE Tx power meas) Reporting event 6A is triggered RRC:MEASUREMENT REPORT (UE Tx power, event 6A) Decision to activate interfrequency measurement. RNC determines CM pattern. 2. Compressed mode preparation procedures. 3. Activation of compressed mode and inter-frequency measurement. RRC:MEASUREMENT CONTROL (setup additional intra-freq meas) NBAP:COMPRESSED MODE COMMAND(CFN, TGPSI) RRC:MEASUREMENT CONTROL (setup inter-freq,CFN,TGPSI, include additional measurement results) 4. Periodical inter-frequency measurement reporting. RRC:MEASUREMENT REPORT (inter-frequency + additional intra-frequency measurement results) *** RRC:MEASUREMENT REPORT (inter-frequency + additional intra-frequency measurement results) Inter-frequency handover decision due to coverage reason; UE Tx power. 5. Inter-frequency intra-RNC handover signalling Figure 77 288 Intra-RNC inter-frequency handover because of UE transmission power (continued in the next picture) Id:0900d805808a84c6 Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control UE Inter-Frequency handover signaling BTS 2 RNC BTS 1 NBAP:RADIOLINK SETUP NBAP:RADIOLINK SETUP RESPONSE RRC:PHYSICAL CHANNEL RECONFIGURATION L1 Sync NBAP:SYNCRONIZATION INDICATION RRC:PHYSICAL CHANNEL RECONF COMPLETE 6. Release of old resources. NBAP:RADIO LINK DELETION REQUEST NBAP:RADIOLINK DELETION RESPONSE AAL2 release Figure 78 Intra-RNC inter-frequency handover because of UE transmission power (continued from the previous picture) Intra-I-HSPA Adapter inter-frequency handover In intra-I-HSPA Adapter inter-frequency handover, the handover procedure is performed alone by the serving I-HSPA Adapter. The serving I-HSPA Adapter sets up a radio link on the target cell of the inter-frequency handover. If the radio link setup is successful, the serving I-HSPA Adapter prepares a hard handover message ('Physical channel reconfiguration', 'Radio bearer establishment', 'Radio bearer reconfiguration', 'Radio bearer release' or 'Transport channel reconfiguration') and sends the RRC message to the UE. The hard handover message contains the information element Timing Indication. The value of the Timing Indication IE is set to 'Initialise' to initiate a non-synchronized hard handover. The following example illustrates the intra-I-HSPA Adapter inter-frequency handover. DN03471612 Id:0900d805808a84c6 Confidential 289 Inter-Frequency handover signaling UE WCDMA RAN and I-HSPA RRM Handover Control I-HSPA Adapter BTS 1. Activation of the feature. An inter-frequency handover cause by UE Tx power is enabled. RRC:MEASUREMENT CONTROL (Setup UE Tx power meas) Reporting event 6A is triggered RRC:MEASUREMENT REPORT (UE Tx power, event 6A) Decision to activate interfrequency measurement. I-HSPA Adapter determines CM pattern. 2. Compressed mode preparation procedures. 3. Activation of compressed mode and inter-frequency measurement. RRC:MEASUREMENT CONTROL (setup additional intra-freq meas) NBAP:COMPRESSED MODE COMMAND(CFN, TGPSI) RRC:MEASUREMENT CONTROL (setup inter-freq,CFN,TGPSI, include additional measurement results) 4. Periodical inter-frequency measurement reporting. RRC:MEASUREMENT REPORT (inter-frequency + additional intra-frequency measurement results) *** RRC:MEASUREMENT REPORT (inter-frequency + additional intra-frequency measurement results) Inter-frequency handover decision due to coverage reason; UE Tx power. 5. Inter-frequency intra-I-BTS handover signalling RRC:PHYSICAL CHANNEL RECONFIGURATION RRC:PHYSICAL CHANNEL RECONF COMPLETE NBAP:RADIO LINK DELETION REQUEST NBAP:RADIOLINK DELETION RESPONSE AAL2 release Figure 79 290 Intra-I-HSPA Adapter inter-frequency handover because of UE transmission power Id:0900d805808a84c6 Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control Inter-Frequency handover signaling Inter-RNC and inter-I-HSPA Adapter inter-frequency handover The target RNC sets up a radio link on the target cell of the inter-frequency handover. If the radio link setup procedure is successful, the target RNC prepares a hard handover message ('Physical channel reconfiguration', 'Radio bearer establishment', 'Radio bearer reconfiguration', 'Radio bearer release' or 'Transport channel reconfiguration') and sends the content of the RRC message to the source RNC through the CN. The hard handover message contains the Timing Indication information element. The value of the IE Timing Indication is ‘Initialise’ which indicates non-synchronized hard handover. The source RNC sends the appropriate RRC (for example, PHYSICAL CHANNEL RECONFIGURATION) message to the UE, after which the UE stops transmitting and receiving on the old radio links and starts on the new radio link. The following example illustrates the MSC controlled inter-frequency handover. DN03471612 Id:0900d805808a84c6 Confidential 291 Inter-Frequency handover signaling WCDMA RAN and I-HSPA RRM Handover Control UE BTS 1 RNC MSC 1. Activation of the event 1E & 1F in the UE An inter-frequency handover cause by CPICH EcNo is enabled. RRC:MEASUREMENT CONTROL (setup CPICH EcNo events 1E and 1F) Reporting event 1F triggers for active set cell 1. RRC:MEASUREMENT REPORT (CPICH EcNo, event 1F, cell 1) Reporting event 1F triggers for active set cell 2. RRC:MEASUREMENT REPORT (CPICH EcNo, event 1F, cell 2) Decision to activate interfrequency measurements. Determination of CM pattern. 2. Compressed mode preparation procedures. 3. Activation of compressed more and starting of inter-frequency measurement. RRC:MEASUREMENT CONTROL ( set additional intra-freq meas) NBAP:COMPRESSED MODE COMMAND (CFN, TGPSI) RRC:MEASUREMENT CONTROL (inter-freq, CFN, TGPSI, include additional measurement results) 4. Periodical inter-frequency measurement reporting and handover decision. RRC:MEASUREMENT REPORT (inter-frequency + additional intra-frequency measurement results) RRC:MEASUREMENT REPORT (inter-frequency + additional intra-frequency measurement results) Inter-frequency handover decision due to quality reason; CPICH EcNo Figure 80 292 MSC controlled inter-RNC inter-frequency handover because of CPICH EcNo (quality reason), source RNC (continued in the next picture) Id:0900d805808a84c6 Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control Inter-Frequency handover signaling BTS 1 UE RNC MSC 5. Inter-frequency inter-RNC handover signalling. RANAP:RELOCATION REQUIRED RANAP:RELOCATION COMMAND RRC:PHYSICAL CHANNEL RECONFIGURATION 6. Release of old resources. RANAP:IU RELEASE COMMAND RANAP:IU RELEASE COMPLETE NBAP:RADIO LINK DELETION REQUEST NBAP:RADIO LINK DELETION RESPONSE AAL2 release Figure 81 MSC controlled inter-RNC inter-frequency handover because of CPICH EcNo (quality reason), source RNC (continued from the previous picture) The following example illustrates the SGSN controlled inter-frequency handover. DN03471612 Id:0900d805808a84c6 Confidential 293 Inter-Frequency handover signaling UE WCDMA RAN and I-HSPA RRM Handover Control RNC BTS Target RNC SGSN 1. Activation of the feature. An inter-frequency handover cause by UE Tx power is enabled. RRC:MEASUREMENT CONTROL (setup UE Tx Power measurement) Reporting event 6A is triggered RRC:MEASUREMENT REPORT (UE Tx power, event 6A) Decision to activate interfrequency measurement. RNC determines CM pattern. 2. Compressed mode preparation procedures, TGPSI. 3. Activation of compressed mode and inter-frequency measurement. RRC:MEASUREMENT CONTROL ( setup additional measurement) COMPRESSED MODE COMMAND (CFN, TGPSI) RRC:MEASUREMENT CONTROL (inter-freq, CFN, TGPSI, include additional measurement results) 4. Periodical inter-frequency measurement reporting and handover decision. RRC:MEASUREMENT REPORT (inter-frequency + additional intra-frequency measurement results) 5. Handover signalling RANAP:RELOCATION REQUIRED RANAP:RELOCATION COMMAND RRC:TRANSPORT CHANNEL RECONFIGURATION RNSAP:RELOCATION COMMIT Figure 82 294 SGSN controlled inter-RNC inter-frequency handover because of UE transmission power (coverage reason), source RNC (continued in the next picture) Id:0900d805808a84c6 Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control BTS UE Inter-Frequency handover signaling RNC Target RNC SGSN Downlink NRT data forwarding from source RNC to target RNC via Forwarding GTP tunnel 6. Release of old resources. RANAP:IU RELEASE COMMAND RANAP:IU RELEASE COMPLETE NBAP:RADIO LINK DELETION REQUEST NBAP:RADIOLINK DELETION RESPONSE AAL2 release Figure 83 DN03471612 SGSN controlled inter-RNC inter-frequency handover because of UE transmission power (coverage reason), source RNC (continued from the previous picture) Id:0900d805808a84c6 Confidential 295 Inter-System handover signaling WCDMA RAN and I-HSPA RRM Handover Control 34 Inter-System handover signaling The inter-system handovers can be performed either from WCDMA to GSM system or from GSM to WCDMA system. The following example illustrates the inter-system handover from WCDMA to GSM. UE RNC BTS 1 MSC 1. Activation of the feature. An inter-system handover cause by UE Tx power is enabled. RRC:MEASUREMENT CONTROL (setup UE Tx power meas) Reporting event 6A is triggered RRC:MEASUREMENT REPORT (UE Tx power, event 6A) Decision to activate inter-system measurement. RNC determines CM pattern. 2. Compressed mode preparation procedures (TPGSI). 3. Activation of compressed mode and inter-system measurement. NBAP:COMPRESSED MODE COMMAND (CFN, TGPSI) RRC:MEASUREMENT CONTROL (GSM RSSI, CFN, TGPSI) 4. Periodic inter-system measurement reporting, BSIC verification and handover decision. RRC:MEASUREMENT REPORT (GSM RSSI, BCCH ARFCN) RRC.MEASUREMENT REPORT (GSM RSSI, BCCH ARFCN) Handover decision, BSIC verification required. NBAP:COMPRESSED MODE COMMAND (CFN TGPSI) RRC:MEASUREMENT CONTROL (BSIC,CFN,TGPSI) RRC:MEASUREMENT REPORT (GSM RSSI, GSM cell index) 5. Inter-system handover signalling Figure 84 296 Inter-System handover from WCDMA to GSM (continued in the next picture) Id:0900d805808a84c7 Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control UE Inter-System handover signaling BTS 1 RNC MSC 1. Activation of the feature RCC: MEASUREMENT CONTROL (setup UE Tx Power) An inter-system handover cause by UE Tx power is enabled. RCC: MEASUREMENT REPORT (UE Tx power, event 6A) Reporting event 6A is triggered Decision to activate inter-system measurement. RNC determines CM pattern 2. Compressed mode preparation procedures (TPGSI) 3. Activation of compressed mode and inter-system measurement RCC: NBAP:COMPRESSED MODE MEASUREMENT CONTROL COMMAND (CFN, TGPSI) (GSM RSSI, CFN, TGPSI) Periodical GSM RSSI measurement reporting 4. Periodic inter-system measurement reporting, BSIC verification and handover decision RCC: MEASUREMENT REPORT (GSM RSSI, BCCH ARFCN) RCC: MEASUREMENT REPORT (GSM RSSI, BCCH ARFCN) Handover decision, BSIC verification required RCC: NBAP:COMPRESSED MODE MEASUREMENT CONTROL COMMAND (CFN, TGPSI) (BSICI, CFN, TGPSI) RCC: MEASUREMENT REPORT (GSM RSSI, GSM cell index) 5. Inter-system handover signalling Figure 85 Inter-System handover from WCDMA to GSM (continued from the previous picture) The following example illustrates the cell change from WCDMA to GSM/GPRS. DN03471612 Id:0900d805808a84c7 Confidential 297 Inter-System handover signaling UE WCDMA RAN and I-HSPA RRM Handover Control BTS 1 RNC SGSN 1. Activation of the feature An inter-system handover cause by UE Tx power is enabled. RCC: MEASUREMENT CONTROL (setup UE Tx Power) Reporting event 6A is triggered RCC: MEASUREMENT REPORT (UE Tx power, event 6A) Decision to activate inter-system measurement. RNC determines OM pattern 2. Compressed mode preparation procedures 3. Activation of compressed mode and inter-system measurement NBAP:COMPRESSED MODE COMMAND (CFN, TGPSI) RCC: MEASUREMENT CONTROL (GSM RSSI, CFN, TGPSI) Periodical GSM RSSI measurement reporting 4. Periodic inter-system measurement reporting and handover decision RCC: MEASUREMENT REPORT (GSM RSSI, BCCH ARFCN) Handover decision, BSIC verification not needed. 5. Inter-system handover signalling Figure 86 298 Inter-System cell change from WCDMA to GSM/GPRS (continued in the next picture) Id:0900d805808a84c7 Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control Inter-System handover signaling BTS 1 UE RNC SGSN RRC:CELL CHANGE ORDER FROM UTRAN RANAP:SRNC CONTEXT REQUEST RANAP: SRNC CONTEXT RESPONSE RANAP:SRNC DATA FORWARDING COMMAND Downlink NRT data is returned from source RNC back to 2G/3G SGSN via Forwarding GTP tunnel 6. Release of old resources. RANAP:IU RELEASE COMMAND RANAP:IU RELEASE COMPLETE NBAP:RADIO LINK DELETION REQUEST NBAP:RADIO LINK DELETION RESPONSE AAL2 release Figure 87 Inter-System cell change from WCDMA to GSM/GPRS (continued from the previous picture) The following example illustrates the inter-system handover from WCDMA to GSM with CS and PS multi services. DN03471612 Id:0900d805808a84c7 Confidential 299 Inter-System handover signaling UE WCDMA RAN and I-HSPA RRM Handover Control RNC BTS 1 SGSN MSC Inter-system handover decision. BSIC verification required. 5. Handover signalling, two CNs RANAP:RELOCATION REQUIRED RANAP:RELOCATION COMMAND RRC:HANDOVER FROM UTRAN COMMAND RANAP:IU RELEASE COMMAND RANAPIU RELEASE COMPLETE RANAP:SRNC CONTEXT REQUEST RANAP:SRNC CONTEXT RESPONSE RANAP:SRNC DATA FORWARDING COMMAND Downlink NRT data is returned from source RNC back to 2G/3G SGSN via Forwarding GTP tunnel 6. Release of old resources. RANAP:IU RELEASE COMMAND RANAP:IU RELEASE COMPLETE NBAP:RADIO LINK DELETION REQUEST NBAP:RADIO LINK DELETION RESPONSE AAL2 release Figure 88 Inter-System handover from WCDMA to GSM with CS and PS multi services The following example illustrates the inter-system hard handover from GSM to WCDMA. 300 Id:0900d805808a84c7 Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control Inter-System handover signaling BTS 1 UE RNC MSC 1. Resource reservation. RANAP:RELOCATION REQUEST NBAP:RADIO LINK SETUP REQUEST NBAP:RADIO LINK SETUP RESPONSE AAL2 setup AAL2 setup RANAP:RELOCATION REQUEST ACK 2. Handover signalling L1 Sync NBAP:SYNCRONIZATION INDICATION RANAP:RELOCATION DETECTION RRC:HANDOVER TO UTRAN COMPLETE RANAP:RELOCATION COMPLETE Figure 89 Inter-System hard handover from GSM to WCDMA g AAL2 functionality is not applicable for I-HSPA. DN03471612 Id:0900d805808a84c7 Confidential 301 Handover control restrictions WCDMA RAN and I-HSPA RRM Handover Control 35 Handover control restrictions Handover control does not support inter-system handovers during anchoring. The Support for I-HSPA Sharing and Iur Mobility Enhancements feature introduces support for inter-system handover to GSM during anchoring. For the whole topic summary, see Section Handover control. 302 Id:0900d805808a84c8 Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control Features per release 36 Features per release For an overview of features related to radio resource management see Features per release in Radio Resource Management Functional Area Overview. The features are arranged according to the release in which they were introduced. Note that a feature may belong to more than one functional area. DN03471612 Id:0900d805808a84c9 Confidential 303 Management data for handover control WCDMA RAN and I-HSPA RRM Handover Control 37 Management data for handover control 37.1 Alarms Active faults in the system can affect different quality indicators indirectly. Please keep in mind that all faults in the system indicated by alarms should be analyzed. An alarm that indicates that a WBTS, WCEL or RNC functional unit is instable/unavailable can affect indirectly admission control functionality. For alarm descriptions, see Alarms and BTS Faults in the Nokia Siemens Networks WCDMA RAN System Documentation sets. All RAN alarms are categorised so that each alarm has an alarm number belonging to one of the following categories: Alarms triggered by the RNC: • • • 1-999 Notices 1000-1999 Disturbances 2000-3999 Failure Printouts (*,**,*** alarms) Alarms triggered by Base Station and RNC: • 37.1.1 7000-7999 Base Station Alarms • 7401-7699 Base Station Alarms triggered by Base Stations • 7700-7799 Base Station Alarms triggered by RNC RAN1266: Soft handover based on detected set reporting Handover control sets an RNC-specific alarm if the primary CPICH scrambling code of the cell reported by an intra-frequency measurement matches with more than one intrafrequency neighbor cell. The alarm indicates that at least two cells, which are close to each other, have the same primary CPICH scrambling code specified by the PriScrCode parameter of the WCEL object. The intra-frequency neighbor cells are defined in the ADJS and/or ADJD database objects of the current active set cells. This alarm indicates that the soft handover success rate may decrease in the RNC. There is only one instance of this alarm active at any time in the RNC. The alarm is sent to NetAct by default. This alarm is not cancelled automatically by the system. Alarm name: Conflicting scrambling codes Alarm number: 3484 Handover control sets a cell-specific alarm if the primary CPICH scrambling code of the reported cell matches with more than one intra-frequency neighbor cell. The alarm indicates that the primary CPICH scrambling code of the cell is duplicated in another cell, and the cells are so close to each other that the possibility of wrong identification and resulting soft handover failure is increased. The primary CPICH scrambling code of the cell is specified by the PriScrCode parameter of the WCEL objet. and the intra-frequency neighbor cells are defined in the ADJS and/or ADJD database objects of the current active set cells. 304 Id:0900d805808a84ca Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control Management data for handover control The alarm is set for the cells whose primary CPICH scrambling code equals to the primary CPICH scrambling code of the reported cell. The alarm is cancelled automatically after the primary scrambling code of the cell has been modified. alarm is set for the WCDMA cell that is defined as an intra-frequency neighbor in g The the ADJS and/or ADJD database objects. The alarm is not set for an active set cell or adjacency. This alarm indicates that the soft handover success rate may decrease in the RNC. The alarm is cell-specific and its indication has been prevented to NetAct by default. Alarm indication preventions can be altered with MML command AFC. 37.2 Alarm name: Scrambling code conflict Alarm number: 3485 Counters This section lists the counters per feature. For more information on the soft and hard handover measurement, see RNC counters - RNW part. There are no counters related to the following features: • • • • • RAN2.0079: Directed RRC connection setup RAN1266: Soft handover based on detected set reporting Please see counters for RAN1191: Detected set reporting and measurements. RAN1759: Support for I-HSPA Sharing and Iur Mobility Enhancements RAN1642: MIMO 2x2 RAN1906: Dual-cell HSDPA 42 Mbps Handover statistics in the radio access network (RAN) include the following measurement types: • • • Soft handover measurement Intra-System handover (intra- and inter-frequency hard handover) measurement Inter-System handover measurement Soft handover measurement Soft handover measurement collects statistics on the cell level and on the network level. Statistics are compiled in the following counters reserved for each traffic type (RT and NRT) and for each cell: • • • • • • • • • • • DN03471612 One...three cells in the active set Softer handover duration on the SRNC side Softer handover duration on the DRNC side Inter-RNC soft handover duration on the SRNC side Inter-RNC soft handover duration on the DRNC side Cell addition request Cell deletion request Cell replacement request Cell addition failure Cell replacement failure Successful active set updates Id:0900d805808a84ca Confidential 305 Management data for handover control • • • WCDMA RAN and I-HSPA RRM Handover Control Unsuccessful active set updates High UE Rx-Tx time difference Low UE Rx-Tx time difference Hard handover measurement Hard handover measurement collects statistics on the intra- and inter-frequency hard handover procedure. Statistics are compiled in counters reserved for each traffic type (RT and NRT) and for each cell. Common hard handover failure counters are: • • • UTRAN cannot execute HHO UE cannot execute HHO Compressed mode is not possible. Intra-frequency hard handover counters are: • • • • • • • Cell addition failure because of SHO incapability Cell replacement failure because of SHO incapability HHO attempts caused by SHO incapability Immediate HHO attempts caused by SHO incapability Successful hard handovers caused by SHO incapability Unsuccessful hard handovers caused by SHO incapability RRC connection drops during HHO caused by SHO incapability. Inter-frequency hard handover counters per each handover cause are: • • • • • No inter-frequency neighbor cell is good enough for the handover Inter-frequency handover attempts Successful inter-frequency hard handovers Unsuccessful inter-frequency hard handovers RRC connection drops during inter-frequency hard handover Measuring the number of HSPA capability based inter-frequency handovers: • • • • • • • • • • • • • HSCAHO triggered IFHO measurement start attempts HSCAHO triggered IFHO measurement start failures Times when no cell good enough was found for HSCAHO Intra-RNC HSCAHO IFHO attempts Inter-RNC/I-HSPA HSCAHO IFHO attempts Successful Intra-RNC HSCAHO IFHOs Successful Inter-RNC/I-HSPA HSCAHO IFHOs Failed Intra-RNC HSCAHO IFHOs due to UTRAN Failed Inter-RNC/I-HSPA HSCAHO IFHOs due to UTRAN Failed Intra-RNC HSCAHO IFHOs due to UE negative response Failed Inter-RNC/I-HSPA HSCAHO IFHOs due to UE negative response Failed Intra-RNC HSCAHO IFHOs due to UE is lost Failed Inter-RNC/I-HSPA HSCAHO IFHOs due to UE is lost Hard handover measurement includes statistics also for: • • 306 IMSI-based handover Load and Service based handover. Id:0900d805808a84ca Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control Management data for handover control Inter-System handover measurement Inter-system (GSM) handover measurement collects statistics of the performance of the handover from WCDMA to GSM and from WCDMA to GAN. Statisctics are compiled in the following counters reserved for each traffic type (RT and NRT) and for each cell: Common inter-system handover failure counters: • • • GSM BSS cannot execute the inter-system handover UE cannot execute the inter-system handover Compressed mode is not possible. Inter-system handover counters per each handover cause: • • • • • No GSM neighbor cell is good enough for the handover Inter-system (GSM) handover attempts Successful inter-system hard handovers Unsuccessful inter-system hard handovers RRC connection drops during inter-system hard handover. Inter-System handover counters to measure the number of inter-system handover cancellations: • • • • • • Number of inter-system HHO measurements cancelled due to CPICH EcNo Number of inter-system HHO measurements cancelled due to CPICH RSCP Number of inter-system HHO measurements cancelled due to UE Tx Pwr Number of inter-system HHO measurements cancelled due to DL DPCH Pwr Number of inter-system HHO measurements cancelled due to active set update caused by cell addition Number of inter-system HHO measurements cancelled due to active set update caused by cell replacement Inter-RAT handover counters for handover to GAN: • • • • Number of inter-RAT handover attempts to GAN Number of successful inter-RAT handovers to GAN Number of unsuccessful inter-RAT handovers to GAN Number of RRC connection drops during inter-RAT handover to GAN Inter-System Handover measurement includes statistics also for: • • • IMSI-based handover Load and Service based handover Wireless Priority Service call For the whole topic summary, see Section Handover control. 37.2.1 RAN1.024: Soft handovers PI ID Name Abbreviation M1007C0 ONE CELL IN THE ACTIVE SET FOR RT (SRNC) ONE_CELL_IN_ACT_SET_FOR_RT M1007C1 TWO CELLS IN THE ACTIVE SET FOR RT (SRNC) TWO_CELLS_IN_ACT_SET_FOR_RT Table 20 Counters for soft handovers DN03471612 Id:0900d805808a84ca Confidential 307 Management data for handover control WCDMA RAN and I-HSPA RRM Handover Control PI ID Name Abbreviation M1007C2 THREE CELLS IN THE ACTIVE SET FOR RT (SRNC) THREE_CELLS_IN_ACT_SET_RT M1007C3 FOUR CELLS IN THE ACTIVE SET FOR RT (SRNC) FOUR_CELLS_IN_ACT_SET_FOR_RT M1007C4 FIVE CELLS IN THE ACTIVE SET FOR RT (SRNC) FIVE_CELLS_IN_ACT_SET_FOR_RT M1007C5 SIX CELLS IN THE ACTIVE SET FOR RT (SRNC) SIX_CELLS_IN_ACT_SET_FOR_RT M1007C6 SOFTER HANDOVER DURATION ON THE SRNC SIDE FOR RT TRAFFIC SOFTER_HO_DUR_ON_SRNC_FOR_ RT M1007C7 SOFTER HANDOVER DURATION ON THE DRNC SIDE FOR RT/NRT TRAFFIC SOFTER_HO_DUR_ON_DRNC_FOR_ RT M1007C8 INTER-RNC SOFT HO DURATION ON THE SRNC SIDE FOR RT TRAFFIC SOFT_HO_DUR_ON_SRNC_FOR_RT M1007C9 INTER-RNC SOFT HO DURATION ON THE DRNC SIDE FOR RT/NRT TRAFFIC SOFT_HO_DUR_ON_DRNC_FOR_RT M1007C10 CELL ADDITION REQUEST ON SHO FOR RT TRAFFIC CELL_ADD_REQ_ON_SHO_FOR_RT M1007C11 CELL DELETION REQUEST ON SHO FOR RT TRAFFIC CELL_DEL_REQ_ON_SHO_FOR_RT M1007C12 CELL REPLACEMENT REQUEST ON SHO FOR RT TRAFFIC CELL_REPL_REQ_ON_SHO_FOR_RT M1007C13 CELL ADDITION FAILURE ON SHO FOR RT TRAFFIC CELL_ADD_FAIL_ON_SHO_FOR_RT M1007C14 CELL REPLACEMENT FAILURE ON SHO FOR RT TRAFFIC CELL_REPL_FAIL_ON_SHO_FOR_RT M1007C15 SUCCESSFUL ACTIVE SET UPDATES ON SHO FOR RT TRAFFIC SUCC_UPDATES_ON_SHO_FOR_RT M1007C16 UNSUCCESSFUL ACTIVE SET UPDATES ON SHO FOR RT TRAFFIC UNSUCC_UPDATES_ON_SHO_FOR_ RT M1007C17 HIGH UE RX-TX TIME DIFFERENCE FORRT HIGH_UE_RX_TX_TIME_DIF_RT M1007C18 LOW UE RX-TX TIME DIFFERENCE FOR RT LOW_UE_RX_TX_TIME_DIF_FOR_RT M1007C19 ONE CELL IN THE ACTIVE SET FOR NRT (SRNC) ONE_CELL_IN_ACT_SET_FOR_NRT M1007C20 TWO CELLS IN THE ACTIVE SET FOR NRT (SRNC) TWO_CELLS_IN_ACT_SET_FOR_NRT M1007C21 THREE CELLS IN THE ACTIVE SET FOR NRT (SRNC) THREE_CELLS_IN_ACT_SET_NRT M1007C22 FOUR CELLS IN THE ACTIVE SET FOR NRT (SRNC) FOUR_CELLS_IN_ACT_SET_NRT Table 20 308 Counters for soft handovers (Cont.) Id:0900d805808a84ca Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control Management data for handover control PI ID Name Abbreviation M1007C23 FIVE CELLS IN THE ACTIVE SET FOR NRT (SRNC) FIVE_CELLS_IN_ACT_SET_NRT M1007C24 SIX CELLS IN THE ACTIVE SET FOR NRT (SRNC) SIX_CELLS_IN_ACT_SET_FOR_NRT M1007C25 SOFTER HANDOVER DURATION ON THE SRNC SIDE FOR NRT TRAFFIC SOFTER_HO_DUR_ON_SRNC_NRT M1007C26 INTER-RNC SOFT HO DURATION ON THE SRNC SIDE FOR NRT TRAFFIC SOFT_HO_DUR_ON_SRNC_FOR_NR T M1007C27 CELL ADDITION REQUEST ON SHO FOR NRT TRAFFIC CELL_ADD_REQ_ON_SHO_FOR_NRT M1007C28 CELL DELETION REQUEST ON SHO FOR NRT TRAFFIC CELL_DEL_REQ_ON_SHO_FOR_NRT M1007C29 CELL REPLACEMENT REQUEST ON SHO FOR NRT TRAFFIC CELL_REPL_REQ_ON_SHO_FOR_NR T M1007C30 CELL ADDITION FAILURE ON SHO FOR NRT TRAFFIC CELL_ADD_FAIL_ON_SHO_FOR_NRT M1007C31 CELL REPLACEMENT FAILURE ON SHO FOR NRT TRAFFIC CELL_REPL_FAIL_ON_SHO_NRT M1007C32 SUCCESSFUL ACTIVE SET UPDATES ON SHO FOR NRT TRAFFIC SUCC_UPDATES_ON_SHO_FOR_NR T M1007C33 UNSUCCESSFUL ACTIVE SET UNSUCC_UPDATES_ON_SHO_NRT UPDATES ON SHO FOR NRT TRAFFIC M1007C34 HIGH UE RX-TX TIME DIFFERENCE FOR NRT HIGH_UE_RX_TX_TIME_DIF_NRT M1007C35 LOW UE RX-TX TIME DIFFERENCE FOR NRT LOW_UE_RX_TX_TIME_DIF_NRT M1007C36 CELL DELETION FAILURE ON SHO FOR RT TRAFFIC CELL_DEL_FAIL_ON_SHO_FOR_RT M1007C37 CELL DELETION FAILURE ON SHO FOR NRT TRAFFIC CELL_DEL_FAIL_ON_SHO_FOR_NRT Table 20 Counters for soft handovers (Cont.) 37.2.2 RAN1.5010: Inter-frequency handover PI ID Name Abbreviation M1001C217 NUMBER OF INT RNC INTER FREQ HHO ATTEMPTS INTER_FREQ_HHO_ATTS M1001C218 NUMBER OF UNSUCCESSFUL INT RNC INTER FREQ HHO ATTEMPTS INTER_FREQ_HHO_FAILS M1001C800 RRC ACTIVE REL DUE TO INTERFREQ HHO RRC_CONN_ACT_REL_HHO Table 21 Service level measurements for inter-frequency handovers DN03471612 Id:0900d805808a84ca Confidential 309 Management data for handover control WCDMA RAN and I-HSPA RRM Handover Control PI ID Name Abbreviation M1002C355 REQ FOR COM MODE UL TO INT FREQ HHO IN SRNC REQ_CMOD_UL_IF_HHO_SRNC M1002C356 REQ FOR COM MODE DL TO INT FREQ HHO IN SRNC REQ_CMOD_DL_IF_HHO_SRNC M1002C357 REQ FOR COM MODE UL TO INT SYST HHO IN SRNC REQ_COM_UL_INT_SYS_HHO_SRNC M1002C358 REQ FOR COM MODE DL TO INT SYST HHO IN SRNC REQ_COM_DL_INT_SYS_HHO_SRNC M1002C359 REQ FOR COM MODE UL REJECT TO INT FREQ HHO IN SRNC REQ_COM_UL_REJ_FRE_HHO_SRN C M1002C360 REQ FOR COM MODE DL REJECT TO INT FREQ HHO IN SRNC REQ_COM_DL_REJ_FRE_HHO_SRN C M1002C361 REQ FOR COM MODE UL REJECT TO INT SYST HHO IN SRNC REQ_COM_UL_REJ_SYS_HHO_SRN C M1002C362 REQ FOR COM MODE DL REJECT TO INT SYST HHO IN SRNC REQ_COM_DL_REJ_SYS_HHO_SRN C M1002C625 REJECTED HSDPA IFHO COMPRESSED MODE REJ_CM_HSDPA_IFHO Table 22 Traffic measurements for inter-frequency handovers PI ID Name Abbreviation M1008C0 UTRAN IS NOT ABLE TO EXECUTE INTRA SYSTEM HHO FOR RT UTRAN_NOT_ABLE_EXEC_HHO_RT M1008C1 UE IS NOT ABLE TO EXECUTE INTRA SYSTEM HHO FOR RT UE_NOT_ABLE_EXEC_HHO_RT M1008C2 CELL ADDITION FAILURE DUE TO SHO INCAPABILITY FOR RT CELL_ADD_FAIL_SHO_INCAP_RT M1008C3 CELL REPLACEMENT FAILURE DUE TO SHO INCAPABILITY FOR RT CELL_REPL_FAIL_SHO_INCAP_RT M1008C4 RT HHO ATTEMPTS DUE TO SHO INCAPABILITY AND AVE ECNO HHO_ATT_CAUSED_SHO_INCAP_RT M1008C5 RT HHO ATTEMPTS DUE TO SHO INCAPABILITY AND PEAK ECNO IMMED_HHO_CSD_SHO_INCAP_RT M1008C6 SUCCESSFUL HARD HANDOVERS CAUSED BY SHO INCAPABILITY FOR RT SUCC_HHO_CAUSED_SHO_INCAP_R T M1008C7 UNSUCCESSFUL HARD HANDOVERS CAUSED BY SHO INCAPABILITY FOR RT UNSUCC_HHO_CSD_SHO_INCAP_RT M1008C8 RRC CONNECTION DROPS DURING HHO CAUSED BY SHO INCAPABILITY FOR RT CONN_DROPS_HHO_CSD_INCAP_RT Table 23 310 Intra system hard handover measurements for inter-frequency handovers Id:0900d805808a84ca Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control Management data for handover control PI ID Name Abbreviation M1008C9 UTRAN IS NOT ABLE TO EXECUTE INTRA SYSTEM HHO FOR NRT UTRAN_NOT_ABLE_EXEC_HHO_NRT M1008C10 UE IS NOT ABLE TO EXECUTE INTRA SYSTEM HHO FOR NRT UE_NOT_ABLE_EXEC_HHO_NRT M1008C11 CELL ADDITION FAILURE DUE TO SHO IN CAPABILITY FOR NRT CELL_ADD_FAIL_SHO_INCAP_NRT M1008C12 CELL REPLACEMENT FAILURE DUE TO SHO INCAPABILITY FOR NRT CELL_REPL_FAIL_SHO_INCAP_NRT M1008C13 NRT HHO ATTEMPTS DUE TO SHO INCAPABILITY AND AVE ECNO HHO_ATT_CAUSED_SHO_INCAP_NR T M1008C14 NRT HHO ATTEMPTS DUE TO SHO INCAPABILITY AND PEAK ECNO IMMED_HHO_CSD_SHO_INCAP_NRT M1008C15 SUCCESSFUL HARD HANDOVERS CAUSED BY SHO INCAPABILITY FOR NRT SUCC_HHO_SHO_INCAP_NRT M1008C16 UNSUCCESSFUL HARD HANDOVERS CAUSED BY SHO INCAPABILITY FOR NRT UNSUCC_HHO_CSD_SHO_INCAP_N RT M1008C17 RRC CONNECTION DROPS DURING HHO CAUSED BY SHO INCAPABILITY FOR NRT CONN_DROPS_HHO_CSD_INCAP_N RT M1008C18 INTER FREQ COMPR MODE START NOT POSSIBLE FOR RT IF_COM_MOD_STA_NOT_POS_RT M1008C19 INTER FREQ HO DECISIONS AFTER COMP MODE MEAS DUE TO UL DCH QUAL FOR RT IF_HHO_W_CMOD_UL_DCH_Q_RT M1008C20 INTER FREQ HO DECISIONS AFTER COMP MODE MEAS DUE TO UE TRX PWR FOR RT IF_HHO_W_CMOD_UE_TX_PWR_RT M1008C21 INTER FREQ HO DECISIONS AFTER COMP MODE MEAS DUE TO DL DPCH PWR FOR RT IF_HHO_W_CMOD_DL_DPCH_RT M1008C22 INTER FREQ HO DECISIONS AFTER COMP MODE MEAS DUE TO CPICH RSCP FOR RT IF_HHO_W_CMOD_RSCP_RT M1008C23 INTER FREQ HO DECISIONS AFTER COMP MODE MEAS DUE TO CPICH ECNO FOR RT IF_HHO_W_CMOD_CPICH_ECNO_RT M1008C24 INTER FREQ HO DECISIONS AFTER MEAS WITHOUT COMP MODE DUE TO UL DCH QUAL FOR RT IF_HHO_WO_CMOD_UL_DCH_Q_RT M1008C25 INTER FREQ HO DECISIONS AFTER MEAS WITHOUT COMP MODE DUE TO UE TRX PWR FOR RT IF_HHO_WO_CMOD_UE_TRX_RT Table 23 Intra system hard handover measurements for inter-frequency handovers (Cont.) DN03471612 Id:0900d805808a84ca Confidential 311 Management data for handover control WCDMA RAN and I-HSPA RRM Handover Control PI ID Name Abbreviation M1008C26 INTER FREQ HO DECISIONS AFTER MEAS WITHOUT COMP MODE DUE TO DL DPCH PWR FOR RT IF_HHO_WO_CMOD_DL_DPCH_RT M1008C27 INTER FREQ HO DECISIONS AFTER MEAS WITHOUT COMP MODE DUE TO CPICH RSCP FOR RT IF_HHO_WO_CMOD_RSCP_RT M1008C28 INTER FREQ HO DECISIONS AFTER MEAS WITHOUT COMP MODE DUE TO CPICH ECNO FOR RT IF_HHO_WO_CMOD_CPICH_ECNO_R T M1008C29 NOT STARTED INTER FREQ HHO BEC OF NO CELL GOOD ENOUGH DUE TO UL DCH QUAL FOR RT IF_HHO_NO_CELL_UL_DCH_Q_RT M1008C30 NOT STARTED INTER FREQ HHO BEC OF NO CELL GOOD ENOUGH DUE TO UE TRX PWR FOR RT IF_HHO_NO_CELL_UE_TRX_PWR_R T M1008C31 NOT STARTED INTER FREQ HHO BEC OF NO CELL GOOD ENOUGH DUE TO DL DPCH PWR FOR RT IF_HHO_NO_CELL_DL_DPCH_RT M1008C32 NOT STARTED INTER FREQ HHO BEC OF NO CELL GOOD ENOUGH DUE TO CPICH RSCP FOR RT IF_HHO_NO_CELL_CPICH_RCSP_RT M1008C33 NOT STARTED INTER FREQ HHO BEC OF NO CELL GOOD ENOUGH DUE TO CPICH ECNO FOR RT IF_HHO_NO_CELL_CPICH_ECNO_RT M1008C34 INTER FREQ HO ATTEMPTS CAUSED BY UL DCH QUAL FOR RT IF_HHO_ATT_UL_DCH_Q_RT M1008C35 SUCCESSFUL INTER FREQ HANDOVERS CAUSED BY UL DCH QUAL FOR RT SUCC_IF_HHO_UL_DCH_Q_RT M1008C36 UNSUCCESSFUL INTER FREQ HANDOVERS CAUSED BY UL DCH QUAL FOR RT UNSUCC_IF_HHO_UL_DCH_Q_RT M1008C37 RRC CONNECTION DROPS DURING INTER FREQ HO CAUSED BY UL DCH QUAL FOR RT CON_DRPS_HHO_UL_DCH_Q_RT M1008C38 INTER FREQ HO ATTEMPTS CAUSED BY UE TRX PWR FOR RT IF_HHO_ATT_UE_TRX_PWR_RT M1008C39 SUCCESSFUL INTER FREQ HANDOVERS CAUSED BY UE TRX PWR FOR RT SUCC_IF_HHO_UE_TRX_PWR_RT M1008C40 UNSUCCESSFUL INTER FREQ HANDOVERS CAUSED BY UE TRX PWR FOR RT UNSUCC_IF_HHO_UE_TRX_PWR_RT M1008C41 RRC CONNECTION DROPS DURING INTER FREQ HO CAUSED BY UE TRX PWR FOR RT CON_DRPS_IF_HHO_UE_TRX_RT Table 23 312 Intra system hard handover measurements for inter-frequency handovers (Cont.) Id:0900d805808a84ca Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control Management data for handover control PI ID Name Abbreviation M1008C42 INTER FREQ HO ATTEMPTS CAUSED BY DL DPCH PWR FOR RT IF_HHO_ATT_DL_DPCH_PWR_RT M1008C43 SUCCESSFUL INTER FREQ HANDOVERS CAUSED BY DL DPCH PWR FOR RT SUCC_IF_HHO_DL_DPCH_PWR_RT M1008C44 UNSUCCESSFUL INTER FREQ HANDOVERS CAUSED BY DL DPCH PWR FOR RT UNSUCC_IF_HHO_DL_DPCH_PWR_R T M1008C45 RRC CONNECTION DROPS DURING INTER FREQ HO CAUSED BY DL DPCH PWR FOR RT CON_DRPS_IF_HHO_DL_DPCH_RT M1008C46 INTER FREQ HO ATTEMPTS CAUSED BY CPICH RSCP FOR RT IF_HHO_ATT_CPICH_RSCP_RT M1008C47 SUCCESSFUL INTER FREQ HANDOVERS CAUSED BY CPICH RSCP FOR RT SUCC_IF_HHO_CPICH_RSCP_RT M1008C48 UNSUCCESSFUL INTER FREQ HANDOVERS CAUSED BY CPICH RSCP FOR RT UNSUCC_IF_HHO_CPICH_RSCP_RT M1008C49 RRC CONNECTION DROPS DURING INTER FREQ HO CAUSED BY CPICH RSCP FOR RT CON_DRPS_IF_HHO_RSCP_RT M1008C50 INTER FREQ HO ATTEMPTS CAUSED BY CPICH ECNO FOR RT IF_HHO_ATT_CPICH_ECNO_RT M1008C51 SUCCESSFUL INTER FREQ HANDOVERS CAUSED BY CPICH ECNO FOR RT SUCC_IF_HHO_CPICH_ECNO_RT M1008C52 UNSUCCESSFUL INTER FREQ HANDOVERS CAUSED BY CPICH ECNO FOR RT UNSUCC_IF_HHO_CPICH_ECNO_RT M1008C53 RRC CONNECTION DROPS DURING INTER FREQ HO CAUSED BY CPICH ECNO FOR RT CON_DRPS_IF_HHO_ECNO_RT M1008C54 INTRA RNC INTRA BTS INTER FREQ HO ATTEMPTS FOR RT INTRA_INTRA_HHO_ATT_RT M1008C55 SUCCESSFUL INTRA RNC INTRA BTS INTER FREQ HO FOR RT SUCC_INTRA_INTRA_HHO_ATT_RT M1008C56 UNSUCCESSFUL INTRA RNC INTRA BTS INTER FREQ HO FOR RT USUC_INTRA_INTRA_HHO_ATT_RT M1008C57 RRC CONN DROPS DURING INTRA RNC INTRA BTS INTER FREQ HO FOR RT CONN_DRPS_HHO_INTRA_INTRA_R T M1008C58 INTRA RNC INTER BTS INTER FREQ HO ATTEMPTS FOR RT INTRA_INTER_HHO_ATT_RT M1008C59 SUCCESSFUL INTRA RNC INTER BTS INTER FREQ HO FOR RT SUCC_INTRA_INTER_HHO_ATT_RT Table 23 Intra system hard handover measurements for inter-frequency handovers (Cont.) DN03471612 Id:0900d805808a84ca Confidential 313 Management data for handover control WCDMA RAN and I-HSPA RRM Handover Control PI ID Name Abbreviation M1008C60 UNSUCCESSFUL INTRA RNC INTER BTS INTER FREQ HO FOR RT USUC_INTRA_INTER_HHO_ATT_RT M1008C61 RRC CONN DROPS DURING INTRA RNC INTER BTS INTER FREQ HO FOR RT CONN_DRPS_HHO_INTRA_INTER_R T M1008C62 INTER RNC INTER FREQ HO ATTEMPTS FOR RT INTER_HHO_ATT_RT M1008C63 SUCCESSFUL INTER RNC INTER FREQ HO FOR RT SUCC_INTER_HHO_ATT_RT M1008C64 UNSUCCESSFUL INTER RNC INTER FREQ HO FOR RT USUC_INTER_HHO_ATT_RT M1008C65 RRC CONN DROPS DURING INTER RNC INTER FREQ HO FOR RT CONN_DRPS_HHO_INTER_RT M1008C66 INTER FREQ COMPR MODE START NOT POSSIBLE FOR NRT IF_COM_MOD_STA_NOT_POS_NRT M1008C67 INTER FREQ HO DECISIONS AFTER COMP MODE MEAS DUE TO UL DCH QUAL FOR NRT IF_HHO_W_CMOD_UL_DCH_Q_NRT M1008C68 INTER FREQ HO DECISIONS AFTER COMP MODE MEAS DUE TO UE TRX PWR FOR NRT IF_HHO_W_CMOD_UE_TX_PWR_NR T M1008C69 INTER FREQ HO DECISIONS AFTER COMP MODE MEAS DUE TO DL DPCH PWR FOR NRT IF_HHO_W_CMOD_DL_DPCH_NRT M1008C70 INTER FREQ HO DECISIONS AFTER COMP MODE MEAS DUE TO CPICH RSCP FOR NRT IF_HHO_W_CMOD_CPICH_RSCP_NR T M1008C71 INTER FREQ HO DECISIONS AFTER COMP MODE MEAS DUE TO CPICH ECNO FOR NRT IF_HHO_W_CMOD_CPICH_ECNO_NR T M1008C72 INTER FREQ HO DECISIONS AFTER MEAS WITHOUT COMP MODE DUE TO UL DCH QUAL FOR NRT IF_HHO_WO_CMOD_UL_DCH_Q_NR T M1008C73 INTER FREQ HO DECISIONS AFTER MEAS WITHOUT COMP MODE DUE TO UE TRX PWR FOR NRT IF_HHO_WO_CMOD_UE_TX_NRT M1008C74 INTER FREQ HO DECISIONS AFTER MEAS WITHOUT COMP MODE DUE TO DL DPCH PWR FOR NRT IF_HHO_WO_CMOD_DL_CPCH_NRT M1008C75 INTER FREQ HO DECISIONS AFTER MEAS WITHOUT COMP MODE DUE TO CPICH RSCP FOR NRT IF_HHO_WO_CMOD_RSCP_NRT M1008C76 INTER FREQ HO DECISIONS AFTER MEAS WITHOUT COMP MODE DUE TO CPICH ECNO FOR NRT IF_HHO_WO_CMOD_ECNO_NRT Table 23 314 Intra system hard handover measurements for inter-frequency handovers (Cont.) Id:0900d805808a84ca Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control Management data for handover control PI ID Name Abbreviation M1008C77 NOT STARTED INTER FREQ HHO BEC OF NO CELL GOOD ENOUGH DUE TO UL DCH QUAL FOR NRT IF_HHO_NO_CELL_UL_DCH_Q_NRT M1008C78 NOT STARTED INTER FREQ HHO BEC OF NO CELL GOOD ENOUGH DUE TO UE TRX PWR FOR NRT IF_HHO_NO_CELL_UE_TX_PWR_NR T M1008C79 NOT STARTED INTER FREQ HHO BEC OF NO CELL GOOD ENOUGH DUE TO DL DPCH PWR FOR NRT IF_HHO_NO_CELL_DL_DCPCH_NRT M1008C80 NOT STARTED INTER FREQ HHO BEC OF NO CELL GOOD ENOUGH DUE TO CPICH RSCP FOR NRT IF_HHO_NOCELL_CPICH_RSCP_NRT M1008C81 NOT STARTED INTER FREQ HHO BEC OF NO CELL GOOD ENOUGH DUE TO CPICH ECNO FOR NRT IF_HHO_NOCELL_CPICH_ECNO_NRT M1008C82 INTER FREQ HO ATTEMPTS CAUSED BY UL DCH QUAL FOR NRT IF_HHO_ATT_UL_DCH_Q_NRT M1008C83 SUCCESSFUL INTER FREQ HANDOVERS CAUSED BY UL DCH QUAL FOR NRT SUCC_IF_HHO_UL_DCH_Q_NRT M1008C84 UNSUCCESSFUL INTER FREQ HANDOVERS CAUSED BY UL DCH QUAL FOR NRT UNSUCC_IF_HHO_UL_DCH_Q_NRT M1008C85 RRC CONNECTION DROPS DURING INTER FREQ HO CAUSED BY UL DCH QUAL FOR NRT CON_DRPS_IF_HHO_UL_DCH_Q_NR T M1008C86 INTER FREQ HO ATTEMPTS CAUSED BY UE TRX PWR FOR NRT IF_HHO_ATT_UE_TRX_PWR_NRT M1008C87 SUCCESSFUL INTER FREQ HANDOVERS CAUSED BY UE TRX PWR FOR NRT SUCC_IF_HHO_UE_TRX_PWR_NRT M1008C88 UNSUCCESSFUL INTER FREQ HANDOVERS CAUSED BY UE TRX PWR FOR NRT UNSUCC_IF_HHO_UE_TRX_PWR_NR T M1008C89 RRC CONNECTION DROPS DURING INTER FREQ HO CAUSED BY UE TRX PWR FOR NRT CON_DRPS_IF_HHO_UE_PWR_NRT M1008C90 INTER FREQ HO ATTEMPTS CAUSED BY DL DPCH PWR FOR NRT IF_HHO_ATT_DL_DPCH_PWR_NRT M1008C91 SUCCESSFUL INTER FREQ HANDOVERS CAUSED BY DL DPCH PWR FOR NRT SUCC_IF_HHO_DL_DPCH_PWR_NRT M1008C92 UNSUCCESSFUL INTER FREQ HANDOVERS CAUSED BY DL DPCH PWR FOR NRT UNSUC_IF_HHO_DL_DPCH_PWR_NR T Table 23 Intra system hard handover measurements for inter-frequency handovers (Cont.) DN03471612 Id:0900d805808a84ca Confidential 315 Management data for handover control WCDMA RAN and I-HSPA RRM Handover Control PI ID Name Abbreviation M1008C93 RRC CONNECTION DROPS DURING INTER FREQ HO CAUSED BY DL DPCH PWR FOR NRT CON_DRPS_IF_HHO_DL_DPCH_NRT M1008C94 INTER FREQ HO ATTEMPTS CAUSED BY CPICH RSCP FOR NRT IF_HHO_ATT_CPICH_RSCP_NRT M1008C95 SUCCESSFUL INTER FREQ HANDOVERS CAUSED BY CPICH RSCP FOR NRT SUCC_IF_HHO_CPICH_RSCP_NRT M1008C96 UNSUCCESSFUL INTER FREQ HANDOVERS CAUSED BY CPICH RSCP FOR NRT UNSUCC_IF_HHO_CPICH_RSCP_NR T M1008C97 RRC CONNECTION DROPS DURING INTER FREQ HO CAUSED BY CPICH RSCP FOR NRT CON_DRPS_IF_HHO_RSCP_NRT M1008C98 INTER FREQ HO ATTEMPTS CAUSED BY CPICH ECNO FOR NRT IF_HHO_ATT_CPICH_ECNO_NRT M1008C99 SUCCESSFUL INTER FREQ HANDOVERS CAUSED BY CPICH ECNO FOR NRT SUCC_IF_HHO_CPICH_ECNO_NRT M1008C100 UNSUCCESSFUL INTER FREQ HANDOVERS CAUSED BY CPICH ECNO FOR NRT UNSUCC_IF_HHO_CPICH_ECNO_NR T M1008C101 RRC CONNECTION DROPS DURING INTER FREQ HO CAUSED BY CPICH ECNO FOR NRT CON_DRPS_IF_HHO_ECNO_NRT M1008C102 INTRA RNC INTRA BTS INTER FREQ HO ATTEMPTS FOR NRT INTRA_INTRA_HHO_ATT_NRT M1008C103 SUCCESSFUL INTRA RNC INTRA BTS INTER FREQ HO FOR NRT SUCC_INTRA_INTRA_HHO_ATT_NRT M1008C104 UNSUCCESSFUL INTRA RNC INTRA BTS INTER FREQ HO FOR NRT USUC_INTRA_INTRA_HHO_ATT_NRT M1008C105 RRC CONN DROPS DURING INTRA RNC INTRA BTS INTER FREQ HO FOR NRT CON_DRPS_HHO_INTRA_INTRA_NR T M1008C106 INTRA RNC INTER BTS INTER FREQ HO ATTEMPTS FOR NRT INTRA_INTER_HHO_ATT_NRT M1008C107 SUCCESSFUL INTRA RNC INTER BTS INTER FREQ HO FOR NRT SUCC_INTRA_INTER_HHO_ATT_NRT M1008C108 UNSUCCESSFUL INTRA RNC INTER BTS INTER FREQ HO FOR NRT USUC_INTRA_INTER_HHO_ATT_NRT M1008C109 RRC CONN DROPS DURING INTRA RNC INTER BTS INTER FREQ HO FOR NRT CON_DRPS_HHO_INTRA_INTER_NR T M1008C110 INTER RNC INTER FREQ HO ATTEMPTS FOR NRT INTER_HHO_ATT_NRT Table 23 316 Intra system hard handover measurements for inter-frequency handovers (Cont.) Id:0900d805808a84ca Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control Management data for handover control PI ID Name Abbreviation M1008C111 SUCCESSFUL INTER RNC INTER FREQ HO FOR NRT SUCC_INTER_HHO_ATT_NRT M1008C112 UNSUCCESSFUL INTER RNC INTER FREQ HO FOR NRT USUC_INTER_HHO_ATT_NRT M1008C113 RRC CONN DROPS DURING INTER RNC INTER FREQ HO FOR NRT CON_DRPS_HHO_INTER_NRT M1008C114 NUMBER OF REJECTED SRNS RELO- NBR_REJ_RELOC CATIONS M1008C119 INTER FREQ HO DECISIONS AFTER COMP MODE MEAS DUE TO IMSI FOR RT IF_HHO_W_CMOD_IM_IMS_RT M1008C120 INTER FREQ HO DECISIONS AFTER MEAS WITHOUT COMP MODE DUE TO IMSI FOR RT IF_HHO_WO_CMOD_IM_IMS_RT M1008C121 NOT STARTED INTER FREQ HHO BEC OF NO CELL GOOD ENOUGH DUE TO IMSI FOR RT IF_HHO_NO_CELL_IM_IMS_RT M1008C126 INTER FREQ HO DECISIONS AFTER COMP MODE MEAS DUE TO IMSI FOR NRT IF_HHO_W_CMOD_IM_IMS_NRT M1008C127 INTER FREQ HO DECISIONS AFTER MEAS WITHOUT COMP MODE DUE TO IMSI FOR NRT IF_HHO_WO_CMOD_IM_IMS_NRT M1008C128 NOT STARTED INTER FREQ HHO BEC OF NO CELL GOOD ENOUGH DUE TO IMSI FOR NRT IF_HHO_NO_CELL_IM_IMS_NRT M1008C129 LOAD BASED IFHO MEAS WITH COM MOD DUE TO PRXTOTAL FOR RT IF_HHO_W_CM_LB_PRX_TOT_RT M1008C130 LOAD BASED IFHO MEAS WITH COM MOD DUE TO PTXTOTAL FOR RT IF_HHO_W_CM_LB_PTX_TOT_RT M1008C131 LOAD BASED IFHO MEAS WITH COM MOD DUE TO RESERVATION RATE SC FOR RT IF_HHO_W_CM_LB_RSVR_SC_RT M1008C132 LOAD BASED IFHO MEAS WITH COM MOD DUE TO HW OR LOGICAL RESOURCE LIMITATION FOR RT IF_HHO_W_CM_LB_RES_LIM_RT M1008C133 SERVICE BASED IFHO MEAS WITH COM MOD FOR RT IF_HHO_W_CM_SB_RT M1008C134 LOAD BASED IFHO MEAS WITH COM MOD DUE TO PRXTOTAL FOR NRT IF_HHO_W_CM_LB_PRX_TOT_NRT M1008C135 LOAD BASED IFHO MEAS WITH COM MOD DUE TO PTXTOTAL FOR NRT IF_HHO_W_CM_LB_PTX_TOT_NRT M1008C136 LOAD BASED IFHO MEAS WITH COM MOD DUE TO CAPA REJECTION UL FOR NRT IF_HHO_W_CM_LB_CAPA_UL_NRT Table 23 Intra system hard handover measurements for inter-frequency handovers (Cont.) DN03471612 Id:0900d805808a84ca Confidential 317 Management data for handover control WCDMA RAN and I-HSPA RRM Handover Control PI ID Name Abbreviation M1008C137 LOAD BASED IFHO MEAS WITH COM MOD DUE TO CAPA REJECTION DL FOR NRT IF_HHO_W_CM_LB_CAPA_DL_NRT M1008C138 LOAD BASED IFHO MEAS WITH COM MOD DUE TO RESERVATION RATE SC FOR NRT IF_HHO_W_CM_LB_RSVR_SC_NRT M1008C139 LOAD BASED IFHO MEAS WITH COM MOD DUE TO HW OR LOGICAL RESOURCE LIMITATION FOR NRT IF_HHO_W_CM_LB_RES_LIM_NRT M1008C140 SERVICE BASED IFHO MEAS WITH COM MOD FOR NRT IF_HHO_W_CM_SB_NRT M1008C141 LOAD BASED IFHO MEAS WITHOUT COM MOD DUE TO PRXTOTAL FOR RT IF_HHO_WO_CM_LB_PRX_TOT_RT M1008C142 LOAD BASED IFHO MEAS WITHOUT IF_HHO_WO_CM_LB_PTX_TOT_RT COM MOD DUE TO PTXTOTAL FOR RT M1008C143 LOAD BASED IFHO MEAS WITHOUT COM MOD DUE TO RESERVATION RATE SC FOR RT IF_HHO_WO_CM_LB_RSVR_SC_RT M1008C144 LOAD BASED IFHO MEAS WITHOUT COM MOD DUE TO HW OR LOGICAL RESOURCE LIMITATION FOR RT IF_HHO_WO_CM_LB_RES_LIM_RT M1008C145 SERVICE BASED IFHO MEAS WITHOUT COM MOD FOR RT IF_HHO_WO_CM_SB_RT M1008C146 LOAD BASED IFHO MEAS WITHOUT COM MOD DUE TO PRXTOTAL FOR NRT IF_HHO_WO_CM_LB_PRX_TOT_NRT M1008C147 LOAD BASED IFHO MEAS WITHOUT COM MOD DUE TO PTXTOTAL FOR NRT IF_HHO_WO_CM_LB_PTX_TOT_NRT M1008C148 LOAD BASED IFHO MEAS WITHOUT COM MOD DUE TO CAPA REJECTION UL FOR NRT IF_HHO_WO_CM_LB_CAPA_UL_NRT M1008C149 LOAD BASED IFHO MEAS WITHOUT COM MOD DUE TO CAPA REJECTION DL FOR NRT IF_HHO_WO_CM_LB_CAPA_DL_NRT M1008C150 LOAD BASED IFHO MEAS WITHOUT COM MOD DUE TO RESERVATION RATE SC FOR NRT IF_HHO_WO_CM_LB_RSVR_SC_NRT M1008C151 LOAD BASED IFHO MEAS WITHOUT COM MOD DUE TO HW OR LOGICAL RESOURCE LIMITATION FOR NRT IF_HHO_WO_CM_LB_RES_LIM_NRT M1008C152 SERVICE BASED IFHO MEAS WITHOUT COM MOD FOR NRT IF_HHO_WO_CM_SB_NRT M1008C153 NOT STARTED LOAD BASED IFHO BECAUSE NO CELL GOOD ENOUGH DUE TO PRXTOTAL FOR RT IF_HHO_NOCELL_LB_PRX_TOT_RT Table 23 318 Intra system hard handover measurements for inter-frequency handovers (Cont.) Id:0900d805808a84ca Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control Management data for handover control PI ID Name Abbreviation M1008C154 NOT STARTED LOAD BASED IFHO BECAUSE NO CELL GOOD ENOUGH DUE TO PTXTOTAL FOR RT IF_HHO_NOCELL_LB_PTX_TOT_RT M1008C155 NOT STARTED LOAD BASED IFHO BECAUSE NO CELL GOOD ENOUGH DUE TO TO RESERVATION RATE SC FOR RT IF_HHO_NOCELL_LB_RSVR_SC_RT M1008C156 NOT STARTED LOAD BASED IFHO BECAUSE NO CELL GOOD ENOUGH DUE TO HW OR LOGICAL RESOURCE LIMIT FOR RT IF_HHO_NOCELL_LB_RES_LIM_RT M1008C157 NOT STARTED SERVICE BASED IFHO BECAUSE NO CELL GOOD ENOUGH FOR RT IF_HHO_NOCELL_SB_RT M1008C158 NOT STARTED LOAD BASED IFHO BECAUSE NO CELL GOOD ENOUGH DUE TO PRXTOTAL FOR NRT IF_HHO_NOCELL_LB_PRX_TOT_NRT M1008C159 NOT STARTED LOAD BASED IFHO BECAUSE NO CELL GOOD ENOUGH DUE TO PTXTOTAL FOR NRT IF_HHO_NOCELL_LB_PTX_TOT_NRT M1008C160 NOT STARTED LOAD BASED IFHO BECAUSE NO CELL GOOD ENOUGH DUE TO CAPA REJECTION UL FOR NRT IF_HHO_NOCELL_LB_CAPA_UL_NRT M1008C161 NOT STARTED LOAD BASED IFHO BECAUSE NO CELL GOOD ENOUGH DUE TO CAPA REJECTION DL FOR NRT IF_HHO_NOCELL_LB_CAPA_DL_NRT M1008C162 NOT STARTED LOAD BASED IFHO BECAUSE NO CELL GOOD ENOUGH DUE TO RESERVATION RATE SC FOR NRT IF_HHO_NOCELL_LB_RSVR_SC_NRT M1008C163 NOT STARTED LOAD BASED IFHO BECAUSE NO CELL GOOD ENOUGH DUE TO HW OR LOGICAL RESOURCE LIMIT FOR NRT IF_HHO_NOCELL_LB_RES_LIM_NRT M1008C164 NOT STARTED SERVICE BASED IFHO BECAUSE NO CELL GOOD ENOUGH FOR NRT IF_HHO_NOCELL_SB_NRT M1008C225 LOAD BASED IFHO MEAS WITH COM MOD DUE TO CAPA REJECTION UL FOR RT IF_HHO_W_CM_LB_CAPA_UL_RT M1008C226 LOAD BASED IFHO MEAS WITH COM MOD DUE TO CAPA REJECTION DL FOR RT IF_HHO_W_CM_LB_CAPA_DL_RT M1008C227 LOAD BASED IFHO MEAS WITHOUT COM MOD DUE TO CAPA REJECTION UL FOR RT IF_HHO_WO_CM_LB_CAPA_UL_RT Table 23 Intra system hard handover measurements for inter-frequency handovers (Cont.) DN03471612 Id:0900d805808a84ca Confidential 319 Management data for handover control WCDMA RAN and I-HSPA RRM Handover Control PI ID Name Abbreviation M1008C228 LOAD BASED IFHO MEAS WITHOUT COM MOD DUE TO CAPA REJECTION DL FOR RT IF_HHO_WO_CM_LB_CAPA_DL_RT M1008C229 IF_HHO_NOCELL_LB_CAPA_UL_RT NOT STARTED LOAD BASED IFHO BECAUSE NO CELL GOOD ENOUGH DUE TO CAPA REJECTION UL FOR RT M1008C230 IF_HHO_NOCELL_LB_CAPA_DL_RT NOT STARTED LOAD BASED IFHO BECAUSE NO CELL GOOD ENOUGH DUE TO CAPA REJECTION DL FOR RT Table 23 Intra system hard handover measurements for inter-frequency handovers (Cont.) PI ID Name Abbreviation M1009C116 INTER RNC HHO COMMIT IN SOURCE RNC INTER_RNC_HHO_SOURCE_RNC M1009C117 INTER RNC HHO COMMIT IN TARGET RNC INTER_RNC_HHO_TARGET_RNC M1009C118 INTER RNC HHO OUT PREP REQ CONTR BY MSC INTER_RNC_HHO_REQ_CONTR_MS C M1009C119 INTER RNC HHO OUT PREP REQ CONTR BY SGSN INTER_RNC_HHO_REQ_CONTR_SGS N M1009C120 INTER RNC HHO OUT PREP REQ CONTR BY 2CN INTER_RNC_HHO_OUT_REQ_2CN M1009C121 INTER RNC HHO OUT PREP SUCC CONTR BY MSC INTER_RNC_HHO_SUCC_MSC M1009C122 INTER RNC HHO OUT PREP SUCC CONTR BY SGSN INTER_RNC_HHO_PREP_SUCC_SGS N M1009C123 INTER RNC HHO OUT PREP SUCC CONTR BY 2CN INTER_RNC_HHO_SUCC_2CN M1009C124 INTER RNC HHO OUT PREP UNSUCC CONTR BY MSC DUE TO RN LAYER CAUSE INT_RNC_HHO_OUTUS_MSC_RNL M1009C125 INTER RNC HHO OUT PREP UNSUCC CONTR BY MSC DUE TO TR LAYER CAUSE INT_RNC_HHO_OUTUS_MSC_TRL M1009C126 INTER RNC HHO OUT PREP UNSUCC CONTR BY MSC DUE TO NAS CAUSE INT_RNC_HHO_OUTUS_MSC_NAS M1009C127 INTER RNC HHO OUT PREP UNSUCC CONTR BY MSC DUE TO PROT CAUSE INT_RNC_HHO_OUTUS_MSC_PROT M1009C128 INTER RNC HHO OUT PREP UNSUCC INT_RNC_HHO_OUTUS_MSC_MISC CONTR BY MSC DUE TO MISC CAUSE M1009C129 INTER RNC HHO OUT PREP UNSUCC CONTR BY MSC DUE TO NON STAN CAUSE Table 24 320 INT_RNC_HHO_OUTUS_MSC_NST L3 relocation signaling measurements for inter-frequency handovers Id:0900d805808a84ca Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control Management data for handover control PI ID Name Abbreviation M1009C130 INTER RNC HHO OUT PREP UNSUCC CONTR BY SGSN DUE TO RN LAYER CAUSE INT_RNC_HHO_OUTUS_SGSN_RNL M1009C131 INTER RNC HHO OUT PREP UNSUCC CONTR BY SGSN DUE TO TR LAYER CAUSE INT_RNC_HHO_OUTUS_SGSN_TRL M1009C132 INTER RNC HHO OUT PREP UNSUCC INT_RNC_HHO_OUTUS_SGSN_NAS CONTR BY SGSN DUE TO NAS CAUSE M1009C133 INTER RNC HHO OUT PREP UNSUCC CONTR BY SGSN DUE TO PROT CAUSE INT_RNC_HHO_OUTUS_SGSN_PROT M1009C134 INTER RNC HHO OUT PREP UNSUCC CONTR BY SGSN DUE TO MISC CAUSE INT_RNC_HHO_OUTUS_SGSN_MISC M1009C135 INTER RNC HHO OUT PREP UNSUCC CONTR BY SGSN DUE TO NON STAN CAUSE INT_RNC_HHO_OUTUS_SGSN_NST M1009C136 INTER RNC HHO OUT PREP UNSUCC CONTR BY 2CN DUE TO RN LAYER CAUSE INT_RNC_HHO_OUTUS_2CN_RNL M1009C137 INTER RNC HHO OUT PREP UNSUCC CONTR BY 2CN DUE TO TR LAYER CAUSE INT_RNC_HHO_OUTUS_2CN_TRL M1009C138 INTER RNC HHO OUT PREP UNSUCC CONTR BY 2CN DUE TO NAS CAUSE INT_RNC_HHO_OUTUS_2CN_NAS M1009C139 INTER RNC HHO OUT PREP UNSUCC INT_RNC_HHO_OUTUS_2CN_PROT CONTR BY 2CN DUE TO PROT CAUSE M1009C140 INTER RNC HHO OUT PREP UNSUCC INT_RNC_HHO_OUTUS_2CN_MISC CONTR BY 2CN DUE TO MISC CAUSE M1009C141 INTER RNC HHO OUT PREP UNSUCC CONTR BY 2CN DUE TO NON STAN CAUSE INT_RNC_HHO_OUTUS_2CN_NST M1009C142 INTER RNC HHO IN PREP REQ CONTR BY MSC INTER_RNC_HHO_IN_REQ_MSC M1009C143 INTER RNC HHO IN PREP REQ CONTR BY SGSN INTER_RNC_HHO_REQ_SGSN M1009C144 INTER RNC HHO IN PREP REQ CONTR BY 2CN INTER_RNC_HHO_REQ_2CN M1009C145 INTER RNC HHO IN PREP SUCC CONTR BY MSC INTER_RNC_HHO_IN_SUCC_MSC M1009C146 INTER RNC HHO IN PREP SUCC CONTR BY SGSN INTER_RNC_HHO_IN_SUCC_SGSN M1009C147 INTER RNC HHO IN PREP SUCC CONTR BY 2CN INTER_RNC_HHO_IN_SUCC_2CN Table 24 L3 relocation signaling measurements for inter-frequency handovers (Cont.) DN03471612 Id:0900d805808a84ca Confidential 321 Management data for handover control WCDMA RAN and I-HSPA RRM Handover Control PI ID Name Abbreviation M1009C148 INTER RNC HHO IN PREP UNSUCC CONTR BY MSC DUE TO RN LAYER CAUSE INT_RNC_HHO_INUS_MSC_RNL M1009C149 INTER RNC HHO IN PREP UNSUCC CONTR BY MSC DUE TO TR LAYER CAUSE INT_RNC_HHO_INUS_MSC_TRL M1009C150 INTER RNC HHO IN PREP UNSUCC CONTR BY MSC DUE TO NAS CAUSE INT_RNC_HHO_INUS_MSC_NAS M1009C151 INTER RNC HHO IN PREP UNSUCC CONTR BY MSC DUE TO PROT CAUSE INT_RNC_HHO_INUS_MSC_PROT M1009C152 INTER RNC HHO IN PREP UNSUCC INT_RNC_HHO_INUS_MSC_MISC CONTR BY MSC DUE TO MISC CAUSE M1009C153 INTER RNC HHO IN PREP UNSUCC CONTR BY MSC DUE TO NON STAN CAUSE INT_RNC_HHO_INUS_MSC_NST M1009C154 INTER RNC HHO IN PREP UNSUCC CONTR BY SGSN DUE TO RN LAYER CAUSE INT_RNC_HHO_INUS_SGSN_RNL M1009C155 INTER RNC HHO IN PREP UNSUCC CONTR BY SGSN DUE TO TR LAYER CAUSE INT_RNC_HHO_INUS_SGSN_TRL M1009C156 INTER RNC HHO IN PREP UNSUCC INT_RNC_HHO_INUS_SGSN_NAS CONTR BY SGSN DUE TO NAS CAUSE M1009C157 INTER RNC HHO IN PREP UNSUCC CONTR BY SGSN DUE TO PROT CAUSE INT_RNC_HHO_INUS_SGSN_PROT M1009C158 INTER RNC HHO IN PREP UNSUCC CONTR BY SGSN DUE TO MISC CAUSE INT_RNC_HHO_INUS_SGSN_MISC M1009C159 INTER RNC HHO IN PREP UNSUCC CONTR BY SGSN DUE TO NON STAN CAUSE INT_RNC_HHO_INUS_SGSN_NST M1009C160 INTER RNC HHO IN PREP UNSUCC CONTR BY 2CN DUE TO RN LAYER CAUSE INT_RNC_HHO_INUS_2CN_RNL M1009C161 INTER RNC HHO IN PREP UNSUCC CONTR BY 2CN DUE TO TR LAYER CAUSE INT_RNC_HHO_INUS_2CN_TRL M1009C162 INTER RNC HHO IN PREP UNSUCC CONTR BY 2CN DUE TO NAS CAUSE INT_RNC_HHO_INUS_2CN_NAS M1009C163 INTER RNC HHO IN PREP UNSUCC INT_RNC_HHO_INUS_2CN_PROT CONTR BY 2CN DUE TO PROT CAUSE M1009C164 INTER RNC HHO IN PREP UNSUCC INT_RNC_HHO_INUS_2CN_MISC CONTR BY 2CN DUE TO MISC CAUSE Table 24 322 L3 relocation signaling measurements for inter-frequency handovers (Cont.) Id:0900d805808a84ca Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control Management data for handover control PI ID Name Abbreviation M1009C165 INTER RNC HHO IN PREP UNSUCC CONTR BY 2CN DUE TO NON STAN CAUSE INT_RNC_HHO_INUS_2CN_NST M1009C166 INTER RNC HHO OUT CANCEL CONTR BY MSC DUE TO RN LAYER CAUSE INT_HHO_CANC_MSC_RNL M1009C167 INTER RNC HHO OUT CANCEL CONTR BY MSC DUE TO RELOC OVE TIM EXP INT_HHO_CANC_MSC_OVE_TIME M1009C168 INTER RNC HHO OUT CANCEL CONTR BY MSC DUE TO RELOC PREP TIM EXP INT_HHO_CANC_MSC_PRP_TIME M1009C169 INTER RNC HHO OUT CANCEL CONTR BY MSC DUE TO TR CAUSE INT_HHO_CANC_MSC_TRL M1009C170 INTER RNC HHO OUT CANCEL CONTR BY MSC DUE TO NAS CAUSE INT_HHO_CANC_MSC_NAS M1009C171 INTER RNC HHO OUT CANCEL CONTR BY MSC DUE TO PROT CAUSE INT_HHO_CANC_MSC_PROT M1009C172 INTER RNC HHO OUT CANCEL CONTR BYMSC DUE TO MISC CAUSE INT_HHO_CANC_MSC_MISC M1009C173 INTER RNC HHO OUT CANCEL CONTR BY MSC DUE TO NON STAN CAUSE INT_HHO_CANC_MSC_NONST M1009C174 INTER RNC HHO OUT CANCEL CONTR BY SGSN DUE TO RN LAYER CAUSE INT_HHO_CANC_SGSN_RNL M1009C175 INTER RNC HHO OUT CANCEL CONTR BY SGSN DUE TO RELOC OVE TIM EXP INT_HHO_CANC_SGSN_OVE_TIME M1009C176 INTER RNC HHO OUT CANCEL CONTR BY SGSN DUE TO RELOC PREP TIM EXP INT_HHO_CANC_SGSN_PRP_TIME M1009C177 INTER RNC HHO OUT CANCEL CONTR BY SGSN DUE TO TR CAUSE INT_HHO_CANC_SGSN_TRL M1009C178 INTER RNC HHO OUT CANCEL INT_HHO_CANC_SGSN_NAS CONTR BY SGSN DUE TO NAS CAUSE M1009C179 INTER RNC HHO OUT CANCEL CONTR BY SGSN DUE TO PROT CAUSE INT_HHO_CANC_SGSN_PROT M1009C180 INTER RNC HHO OUT CANCEL CONTR BY SGSN DUE TO MISC CAUSE INT_HHO_CANC_SGSN_MISC M1009C181 INTER RNC HHO OUT CANCEL CONTR BY SGSN DUE TO NON STAN CAUSE INT_HHO_CANC_SGSN_NONST Table 24 L3 relocation signaling measurements for inter-frequency handovers (Cont.) DN03471612 Id:0900d805808a84ca Confidential 323 Management data for handover control WCDMA RAN and I-HSPA RRM Handover Control PI ID Name Abbreviation M1009C182 INTER RNC HHO OUT CANCEL CONTR BY 2CN DUE TO RN LAYER CAUSE INT_HHO_CANC_2CN_RNL M1009C183 INTER RNC HHO OUT CANCEL CONTR BY 2CN DUE TO RELOC OVE TIM EXP INT_HHO_CANC_2CN_OVE_TIME M1009C184 INTER RNC HHO OUT CANCEL CONTR BY 2CN DUE TO RELOC PREP TIM EXP INT_HHO_CANC_2CN_PRP_TIME M1009C185 INTER RNC HHO OUT CANCEL CONTR BY 2CN DUE TO TR CAUSE INT_HHO_CANC_2CN_TRL M1009C186 INTER RNC HHO OUT CANCEL CONTR BY 2CN DUE TO NAS CAUSE INT_HHO_CANC_2CN_NAS M1009C187 INTER RNC HHO OUT CANCEL INT_HHO_CANC_2CN_PROT CONTR BY 2CN DUE TO PROT CAUSE M1009C188 INTER RNC HHO OUT CANCEL INT_HHO_CANC_2CN_MISC CONTR BY 2CN DUE TO MISC CAUSE M1009C189 INTER RNC HHO OUT CANCEL CONTR BY 2CN DUE TO NON STAN CAUSE INT_HHO_CANC_2CN_NONST M1009C190 INTER HHO DETECT IN TARGET RNC CONTR BY MSC INTER_HHO_DET_RNC_MSC M1009C191 INTER HHO DET IN TARGET RNC CONTR BY SGSN INTER_HHO_DET_IN_RNC_SGSN M1009C192 INTER HHO DETECT IN TARGET RNC CONTR BY 2CN INTER_HHO_DET_IN_RNC_2CN M1009C193 INTER HHO COMPL IN TARGET RNC CONTR BY MSC INTER_HHO_COMPL_IN_RNC_MSC M1009C194 INTER HHO COMPL IN TARGET RNC CONTR BY SGSN INTER_HHO_COMPL_IN_RNC_SGSN M1009C195 INTER HHO COMPL IN TARGET RNC CONTR BY 2CN INTER_HHO_COMPL_IN_RNC_2CN M1009C196 INTER HHO IU REL OUT CONTR BY MSC DUE TO RN LAYER CAUSE HHO_IU_REL_OUT_MSC_RNL M1009C197 INTER HHO IU REL OUT CONTR BY MSC DUE TO TR CAUSE HHO_IU_REL_OUT_MSC_TRL M1009C198 INTER HHO IU REL OUT CONTR BY MSC DUE TO NAS CAUSE HHO_IU_REL_OUT_MSC_NAS M1009C199 INTER HHO IU REL OUT CONTR BY MSC DUE TO PROT CAUSE HHO_IU_REL_OUT_MSC_PROT M1009C200 INTER HHO IU REL OUT CONTR BY MSC DUE TO MISC CAUSE HHO_IU_REL_OUT_MSC_MISC M1009C201 INTER HHO IU REL OUT CONTR BY MSC DUE TO NON STAN CAUSE HHO_IU_REL_OUT_MSC_NONST Table 24 324 L3 relocation signaling measurements for inter-frequency handovers (Cont.) Id:0900d805808a84ca Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control Management data for handover control PI ID Name Abbreviation M1009C202 INTER HHO IU REL OUT CONTR BY SGSN DUE TO RN LAYER CAUSE HHO_IU_REL_OUT_SGSN_RNL M1009C203 INTER HHO IU REL OUT CONTR BY SGSN DUE TO TR CAUSE HHO_IU_REL_OUT_SGSN_TRL M1009C204 INTER HHO IU REL OUT CONTR BY SGSN DUE TO NAS CAUSE HHO_IU_REL_OUT_SGSN_NAS M1009C205 INTER HHO IU REL OUT CONTR BY SGSN DUE TO PROT CAUSE HHO_IU_REL_OUT_SGSN_PROT M1009C206 INTER HHO IU REL OUT CONTR BY SGSN DUE TO MISC CAUSE HHO_IU_REL_OUT_SGSN_MISC M1009C207 INTER HHO IU REL OUT CONTR BY SGSN DUE TO NON STAN CAUSE HHO_IU_REL_OUT_SGSN_NONST M1009C208 INTER HHO IU REL OUT CONTR BY 2CN DUE TO RN LAYER CAUSE HHO_IU_REL_OUT_2CN_RNL M1009C209 INTER HHO IU REL OUT CONTR BY 2CN DUE TO TR CAUSE HHO_IU_REL_OUT_2CN_TRL M1009C210 INTER HHO IU REL OUT CONTR BY 2CN DUE TO NAS CAUSE HHO_IU_REL_OUT_2CN_NAS M1009C211 INTER HHO IU REL OUT CONTR BY 2CN DUE TO PROT CAUSE HHO_IU_REL_OUT_2CN_PROT M1009C212 INTER HHO IU REL OUT CONTR BY 2CN DUE TO MISC CAUSE HHO_IU_REL_OUT_2CN_MISC M1009C213 INTER HHO IU REL OUT CONTR BY 2CN DUE TO NON STAN CAUSE HHO_IU_REL_OUT_2CN_NONST M1009C214 INTER HHO IU REL IN CONTR BY MSC DUE TO RN LAYER CAUSE HHO_IU_REL_IN_MSC_RNL M1009C215 INTER HHO IU REL IN CONTR BY MSC DUE TO TR CAUSE HHO_IU_REL_IN_MSC_TRL M1009C216 INTER HHO IU REL IN CONTR BY MSC DUE TO NAS CAUSE HHO_IU_REL_IN_MSC_NAS M1009C217 INTER HHO IU REL IN CONTR BY MSC DUE TO PROT CAUSE HHO_IU_REL_IN_MSC_PROT M1009C218 INTER HHO IU REL IN CONTR BY MSC DUE TO MISC CAUSE HHO_IU_REL_IN_MSC_MISC M1009C219 INTER HHO IU REL IN CONTR BY MSC DUE TO NON STAN CAUSE HHO_IU_REL_IN_MSC_NONST M1009C220 INTER HHO IU REL IN CONTR BY SGSN DUE TO RN LAYER CAUSE HHO_IU_REL_IN_SGSN_RNL M1009C221 INTER HHO IU REL IN CONTR BY SGSN DUE TO TR CAUSE HHO_IU_REL_IN_SGSN_TRL M1009C222 INTER HHO IU REL IN CONTR BY SGSN DUE TO NAS CAUSE HHO_IU_REL_IN_SGSN_NAS M1009C223 INTER HHO IU REL IN CONTR BY SGSN DUE TO PROT CAUSE HHO_IU_REL_IN_SGSN_PROT Table 24 L3 relocation signaling measurements for inter-frequency handovers (Cont.) DN03471612 Id:0900d805808a84ca Confidential 325 Management data for handover control WCDMA RAN and I-HSPA RRM Handover Control PI ID Name Abbreviation M1009C224 INTER HHO IU REL IN CONTR BY SGSN DUE TO MISC CAUSE HHO_IU_REL_IN_SGSN_MISC M1009C225 INTER HHO IU REL IN CONTR BY SGSN DUE TO NON STAN CAUSE HHO_IU_REL_IN_SGSN_NONST M1009C226 INTER HHO IU REL IN CONTR BY 2CN DUE TO RN LAYER CAUSE HHO_IU_REL_IN_2CN_RNL M1009C227 INTER HHO IU REL IN CONTR BY 2CN DUE TO TR CAUSE HHO_IU_REL_IN_2CN_TRL M1009C228 INTER HHO IU REL IN CONTR BY 2CN DUE TO NAS CAUSE HHO_IU_REL_IN_2CN_NAS M1009C229 INTER HHO IU REL IN CONTR BY 2CN DUE TO PROT CAUSE HHO_IU_REL_IN_2CN_PROT M1009C230 INTER HHO IU REL IN CONTR BY 2CN DUE TO MISC CAUSE HHO_IU_REL_IN_2CN_MISC M1009C231 INTER HHO IU REL IN CONTR BY 2CN DUE TO NON STAN CAUSE HHO_IU_REL_IN_2CN_NONST M1009C233 FORW SRNS CON OUT FORW_SRNS_CON_OUT M1009C234 FORW SRNS CON IN FORW_SRNS_CON_IN M1009C235 INTER SYST HHO OUT PREP REQ CONTR BY MSC IS_HHO_OUT_PREP_REQ M1009C236 INTER SYST HHO OUT PREP SUCC CONTR BY MSC IS_HHO_OUT_PREP_SUCC M1009C237 INTER SYST HHO OUT PREP UNSUCC CONTR BY MSC DUE TO RN LAYER CAUSE IS_HHO_OUT_PREP_UNSUCC_RNL M1009C238 INTER SYST HHO PREP UNSUCC CONTR BY MSC DUE TO TR CAUSE IS_HHO_OUT_PREP_UNSUCC_TRL M1009C239 INTER SYST HHO OUT PREP UNSUCC CONTR BY MSC DUE TO NAS CAUSE IS_HHO_OUT_PREP_UNSUCC_NAS M1009C240 INTER SYST HHO PREP UNSUCC CONTR BY MSC DUE TO PROT CAUSE IS_HHO_OUT_PREP_UNSUCC_PROT M1009C241 INTER SYST HHO PREP UNSUCC IS_HHO_OUT_PREP_UNSUCC_MISC CONTR BY MSC DUE TO MISC CAUSE M1009C242 INTER SYST HHO PREP UNSUCC CONTR BY MSC DUE TO NON STAN CAUSE IS_HHO_OUT_PREP_UNSUCC_NONS T M1009C243 INTER SYST HHO IN PREP REQ CONTR BY MSC IS_HHO_IN_PREP_REQ M1009C244 INTER SYST HHO IN PREP SUCC CONTR BY MSC IS_HHO_IN_PREP_SUCC M1009C245 INTER SYST HHO IN PREP UNSUCC CONTR BY MSC DUE TO RN LAYER CAUSE IS_HHO_IN_PREP_UNSUCC_RNL Table 24 326 L3 relocation signaling measurements for inter-frequency handovers (Cont.) Id:0900d805808a84ca Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control Management data for handover control PI ID Name Abbreviation M1009C246 INTER SYST HHO IN PREP UNSUCC CONTR BY MSC DUE TO TR CAUSE IS_HHO_IN_PREP_UNSUCC_TRL M1009C247 INTER SYST HHO IN PREP UNSUCC CONTR BY MSC DUE TO NAS CAUSE IS_HHO_IN_PREP_UNSUCC_NAS M1009C248 INTER SYST HHO IN PREP UNSUCC CONTR BY MSC DUE TO PROT CAUSE IS_HHO_IN_PREP_UNSUCC_PROT M1009C249 INTER SYST HHO IN PREP UNSUCC IS_HHO_IN_PREP_UNSUCC_MISC CONTR BY MSC DUE TO MISC CAUSE M1009C250 INTER SYST HHO IN PREP UNSUCC CONTR BY MSC DUE TO NON STAN CAUSE IS_HHO_IN_PREP_UNSUCC_NONST M1009C251 INTER SYST HHO OUT CANCEL CONTR BY MSC DUE TO RN LAYER CAUSE IS_HHO_OUT_CANC_RNL M1009C252 INTER SYST HHO OUT CANCEL CONTR BY MSC DUE TO RELOC OVE TIM EXP IS_HHO_OUT_CANC_OVE_TIME M1009C253 INTER SYST HHO OUT CANCEL CONTR BY MSC DUE TO RELOC PREP TIMEXP IS_HHO_OUT_CANC_PRP_TIME M1009C254 INTER SYST HHO OUT CANCEL CONTR BY MSC DUE TO TR CAUSE IS_HHO_OUT_CANC_TRL M1009C255 INTER SYST HHO OUT CANCEL CONTR BY MSC DUE TO NAS CAUSE IS_HHO_OUT_CANC_NAS M1009C256 INTER SYST HHO OUT CANCEL CONTR BY MSC DUE TO PROT CAUSE IS_HHO_OUT_CANC_PROT M1009C257 INTER SYST HHO OUT CANCEL IS_HHO_OUT_CANC_MISC CONTR BY MSC DUE TO MISC CAUSE M1009C258 INTER SYST HHO OUT CANCEL CONTR BY MSC DUE TO NON STAN CAUSE IS_HHO_OUT_CANC_NONST M1009C259 INTER SYST COMPL IN TARGET RNC CONTR BY MSC IS_COMPL_TARGET_RNC M1009C260 INTER SYST HHO IU REL OUT CONTR BY MSC DUE TO RN LAYER CAUSE IS_HHO_IU_REL_OUT_MSC_RNL M1009C261 INTER SYST HHO IU REL OUT CONTR BY MSC DUE TO TR CAUSE IS_HHO_IU_REL_OUT_MSC_TRL M1009C262 INTER SYST HHO IU REL OUT CONTR BY MSC DUE TO NAS CAUSE IS_HHO_IU_REL_OUT_MSC_NAS M1009C263 INTER SYST HHO IU REL OUT CONTR BY MSC DUE TO PROT CAUSE IS_HHO_IU_REL_OUT_MSC_PROT M1009C264 INTER SYST HHO IU REL OUT CONTR BY MSC DUE TO MISC CAUSE IS_HHO_IU_REL_OUT_MSC_MISC Table 24 L3 relocation signaling measurements for inter-frequency handovers (Cont.) DN03471612 Id:0900d805808a84ca Confidential 327 Management data for handover control WCDMA RAN and I-HSPA RRM Handover Control PI ID Name Abbreviation M1009C265 INTER SYST HHO IU REL OUT CONTR BY MSC DUE TO NON STAN CAUSE IS_HHO_IU_REL_OUT_MSC_NONST M1009C266 INTER SYST HHO IU REL IN CONTR BY MSC DUE TO RN LAYER CAUSE IS_HHO_IU_REL_IN_MSC_RNL M1009C267 INTER SYST HHO IU REL IN CONTR BY MSC DUE TO TR CAUSE IS_HHO_IU_REL_IN_MSC_TRL M1009C268 INTER SYST HHO IU REL IN CONTR BY MSC DUE TO NAS CAUSE IS_HHO_IU_REL_IN_MSC_NAS M1009C269 INTER SYST HHO IU REL IN CONTR BY MSC DUE TO PROT CAUSE IS_HHO_IU_REL_IN_MSC_PROT M1009C270 INTER SYST HHO IU REL IN CONTR BY MSC DUE TO MISC CAUSE IS_HHO_IU_REL_IN_MSC_MISC M1009C271 INTER SYST HHO IU REL IN CONTR BY MSC DUE TO NON STAN CAUSE IS_HHO_IU_REL_IN_MSC_NONST M1009C272 STA FORW DATA IN SOURCE RNC ON IU STA_FORW_DATA_SRC_RNC_IU M1009C273 SRNS CON REQ IN SRNS_CON_REQ_IN M1009C274 SRNS CON RES OUT SRNS_CON_RES_OUT M1009C275 SRNS DATA FRW COM IN SRNS_DATA_FRW_COM_IN Table 24 L3 relocation signaling measurements for inter-frequency handovers (Cont.) 37.2.3 RAN2.0105: Inter-RNC intra-frequency hard handover PI ID Name Abbreviation M1008C2 CELL ADDITION FAILURE DUE TO SHO INCAPABILITY FOR RT CELL_ADD_FAIL_SHO_INCAP_RT M1008C3 CELL REPLACEMENT FAILURE DUE TO SHO INCAPABILITY FOR RT CELL_REPL_FAIL_SHO_INCAP_RT M1008C4 RT HHO ATTEMPTS DUE TO SHO INCAPABILITY AND AVE ECNO HHO_ATT_CAUSED_SHO_INCAP_RT M1008C5 RT HHO ATTEMPTS DUE TO SHO INCAPABILITY AND PEAK ECNO IMMED_HHO_CSD_SHO_INCAP_RT M1008C6 SUCCESSFUL HARD HANDOVERS CAUSED BY SHO INCAPABILITY FOR RT SUCC_HHO_CAUSED_SHO_INCAP_R T M1008C7 UNSUCCESSFUL HARD HANDOVERS CAUSED BY SHO INCAPABILITY FOR RT UNSUCC_HHO_CSD_SHO_INCAP_RT M1008C8 RRC CONNECTION DROPS DURING HHO CAUSED BY SHO INCAPABILITY FOR RT CONN_DROPS_HHO_CSD_INCAP_RT M1008C11 CELL ADDITION FAILURE DUE TO SHO IN CAPABILITY FOR NRT CELL_ADD_FAIL_SHO_INCAP_NRT Table 25 328 Inter-RNC intra-frequency hard handover counters Id:0900d805808a84ca Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control Management data for handover control PI ID Name Abbreviation M1008C12 CELL REPLACEMENT FAILURE DUE TO SHO INCAPABILITY FOR NRT CELL_REPL_FAIL_SHO_INCAP_NRT M1008C13 NRT HHO ATTEMPTS DUE TO SHO INCAPABILITY AND AVE ECNO HHO_ATT_CAUSED_SHO_INCAP_NR T M1008C14 NRT HHO ATTEMPTS DUE TO SHO INCAPABILITY AND PEAK ECNO IMMED_HHO_CSD_SHO_INCAP_NRT M1008C15 SUCCESSFUL HARD HANDOVERS CAUSED BY SHO INCAPABILITY FOR NRT SUCC_HHO_SHO_INCAP_NRT M1008C16 UNSUCCESSFUL HARD HANDOVERS CAUSED BY SHO INCAPABILITY FOR NRT UNSUCC_HHO_CSD_SHO_INCAP_N RT M1008C17 RRC CONNECTION DROPS DURING HHO CAUSED BY SHO INCAPABILITY FOR NRT CONN_DROPS_HHO_CSD_INCAP_N RT Table 25 Inter-RNC intra-frequency hard handover counters (Cont.) 37.2.4 RAN1.5009: WCDMA - GSM inter-system handover PI ID Name Abbreviation M1001C803 RRC ACTIVE REL DUE TO ISHO RRC_CONN_ACT_REL_ISHO Table 26 Service level measurements for WCDMA - GSM inter-system handovers PI ID Name Abbreviation M1002C355 REQ FOR COM MODE UL TO INT FREQ HHO IN SRNC REQ_CMOD_UL_IF_HHO_SRNC M1002C356 REQ FOR COM MODE DL TO INT FREQ HHO IN SRNC REQ_CMOD_DL_IF_HHO_SRNC M1002C357 REQ FOR COM MODE UL TO INT SYST HHO IN SRNC REQ_COM_UL_INT_SYS_HHO_SRNC M1002C358 REQ FOR COM MODE DL TO INT SYST HHO IN SRNC REQ_COM_DL_INT_SYS_HHO_SRNC M1002C359 REQ FOR COM MODE UL REJECT TO INT FREQ HHO IN SRNC REQ_COM_UL_REJ_FRE_HHO_SRN C M1002C360 REQ FOR COM MODE DL REJECT TO INT FREQ HHO IN SRNC REQ_COM_DL_REJ_FRE_HHO_SRN C M1002C361 REQ FOR COM MODE UL REJECT TO INT SYST HHO IN SRNC REQ_COM_UL_REJ_SYS_HHO_SRN C M1002C362 REQ FOR COM MODE DL REJECT TO INT SYST HHO IN SRNC REQ_COM_DL_REJ_SYS_HHO_SRN C M1002C363 ALLO FOR COM MODE UL TO INT FREQ HHO IN SRNC ALLO_COM_UL_FRE_HHO_SRNC Table 27 Traffic measurements for WCDMA - GSM inter-system handovers DN03471612 Id:0900d805808a84ca Confidential 329 Management data for handover control WCDMA RAN and I-HSPA RRM Handover Control PI ID Name Abbreviation M1002C364 ALLO FOR COM MODE DL TO INT FREQ HHO IN SRNC ALLO_COM_DL_FRE_HHO_SRNC M1002C365 ALLO DURA FOR COM MODE UL TO INT FREQ HHO IN SRNC ALLO_DUR_COM_UL_FRE_HHO_SRN C M1002C366 ALLO DURA FOR COM MODE DL TO INT FREQ HHO IN SRNC ALLO_DUR_COM_DL_FRE_HHO_SRN C M1002C367 ALLO FOR COM MODE UL TO INT SYS HHO IN SRNC ALLO_COM_UL_SYS_HHO_SRNC M1002C368 ALLO FOR COM MODE DL TO INT SYS HHO IN SRNC ALLO_COM_DL_SYS_HHO_SRNC M1002C369 ALLO DURA FOR COM MODE UL TO INT SYS HHO IN SRNC ALLO_DUR_COM_UL_SYS_HHO_SRN C M1002C370 ALLO DURA FOR COM MODE DL TO INT SYS HHO IN SRNC ALLO_DUR_COM_DL_SYS_HHO_SRN C M1002C377 REQ FOR COM MODE UL IN DRNC REQ_CMOD_UL_DRNC M1002C378 REQ FOR COM MODE DL IN DRNC REQ_CMOD_DL_DRNC M1002C379 REQ FOR COM MODE UL REJECT IN DRNC REQ_CMOD_UL_REJ_DRNC M1002C380 REQ FOR COM MODE DL REJECT IN DRNC REQ_CMOD_DL_REJ_DRNC M1002C381 ALLO FOR COM MODE UL IN DRNC ALLO_CMOD_UL_DRNC M1002C382 ALLO FOR COM MODE DL IN DRNC ALLO_CMOD_DL_DRNC M1002C383 ALLO DURA FOR COM MODE UL IN DRNC ALLO_DURA_CMOD_UL_DRNC M1002C384 ALLO DURA FOR COM MODE DL IN DRNC ALLO_DURA_CMOD_DL_DRNC M1002C433 ALLO FOR COM MODE UL USING SF/2 METHOD IN SRNC ALLO_COM_UL_SF2_SRNC M1002C434 ALLO FOR COM MODE DL USING SF/2 METHOD IN SRNC ALLO_COM_DL_SF2_SRNC M1002C435 ALLO FOR COM MODE UL USING HLS METHOD IN SRNC ALLO_COM_UL_HLS_SRNC M1002C436 ALLO FOR COM MODE DL USING HLS METHOD IN SRNC ALLO_COM_DL_HLS_SRNC M1002C437 ALLO DURA FOR COM MODE UL USING SF/2 METHOD IN SRNC ALLO_DUR_COM_UL_SF2_SRNC M1002C438 ALLO DURA FOR COM MODE DL USING SF/2 METHOD IN SRNC ALLO_DUR_COM_DL_SF2_SRNC M1002C439 ALLO DURA FOR COM MODE UL USING HLS METHOD IN SRNC ALLO_DUR_COM_UL_HLS_SRNC M1002C440 ALLO DURA FOR COM MODE DL USING HLS METHOD IN SRNC ALLO_DUR_COM_DL_HLS_SRNC Table 27 330 Traffic measurements for WCDMA - GSM inter-system handovers (Cont.) Id:0900d805808a84ca Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control Management data for handover control PI ID Name Abbreviation M1002C441 ALLO FOR COM MODE UL USING SF/2 METHOD IN DRNC ALLO_COM_UL_SF2_DRNC M1002C442 ALLO FOR COM MODE DL USING SF/2 METHOD IN DRNC ALLO_COM_DL_SF2_DRNC M1002C443 ALLO FOR COM MODE UL USING HLS METHOD IN DRNC ALLO_COM_UL_HLS_DRNC M1002C444 ALLO FOR COM MODE DL USING HLS METHOD IN DRNC ALLO_COM_DL_HLS_DRNC M1002C445 ALLO FOR COM MODE DL USING PUNCTURING METHOD IN DRNC ALLO_COM_DL_PUNCT_DRNC M1002C446 ALLO DURA FOR COM MODE UL USING SF/2 METHOD IN DRNC ALLO_DUR_COM_UL_SF2_DRNC M1002C447 ALLO DURA FOR COM MODE DL USING SF/2 METHOD IN DRNC ALLO_DUR_COM_DL_SF2_DRNC M1002C448 ALLO DURA FOR COM MODE UL USING HLS METHOD IN DRNC ALLO_DUR_COM_UL_HLS_DRNC M1002C449 ALLO DURA FOR COM MODE DL USING HLS METHOD IN DRNC ALLO_DUR_COM_DL_HLS_DRNC M1002C450 ALLO DURA FOR COM MODE DL USING PUNCTURING METHOD IN DRNC ALLO_DUR_COM_DL_PUNCT_DRNC M1002C623 ALLOCATION FOR HSDPA IFHO COM- ALLO_CM_HSDPA_IFHO PRESSED MODE M1002C624 ALLOCATION DURATION FOR HSDPA IFHO COMPRESSED MODE ALLO_DURA_CM_HSDPA_IFHO M1002C625 REJECTED HSDPA IFHO COMPRESSED MODE REJ_CM_HSDPA_IFHO Table 27 Traffic measurements for WCDMA - GSM inter-system handovers (Cont.) PI ID Name Abbreviation M1006C61 INTER RAT HO FROM UTRAN INTER_RAT_HO_UTRAN M1006C62 INTER RAT HO FROM UTRAN FAIL INTER_RAT_HO_UTRAN_FAIL M1006C63 HO FROM UTRAN COM HO_UTRAN_COM M1006C64 HO FROM UTRAN COM FAIL HO_UTRAN_COM_FAIL Table 28 RRC signaling measurements for WCDMA - GSM inter-system handovers PI ID Name Abbreviation M1009C272 STA FORW DATA IN SOURCE RNC ON IU STA_FORW_DATA_SRC_RNC_IU M1009C273 SRNS CON REQ IN SRNS_CON_REQ_IN Table 29 L3 Relocation signaling measurements for WCDMA - GSM inter-system handovers DN03471612 Id:0900d805808a84ca Confidential 331 Management data for handover control WCDMA RAN and I-HSPA RRM Handover Control PI ID Name Abbreviation M1009C274 SRNS CON RES OUT SRNS_CON_RES_OUT M1009C275 SRNS DATA FRW COM IN SRNS_DATA_FRW_COM_IN Table 29 L3 Relocation signaling measurements for WCDMA - GSM inter-system handovers (Cont.) PI ID Name Abbreviation M1010C0 UTRAN IS NOT ABLE TO EXECUTE INTER-SYSTEM HHO FOR RT UTRAN_NOT_ABLE_EXEC_ISHHO_R T M1010C1 UE IS NOT ABLE TO EXECUTE INTER- UE_NOT_ABLE_EXEC_ISHHO_RT SYSTEM HHO FOR RT M1010C2 INTER SYSTEM COMPR MODE START NOT POSSIBLE FOR RT IS_COM_MOD_STA_NOT_POS_RT M1010C3 NBR OF STARTED INTER SYST HHO MEAS WITH COM MOD DUE TO UL DCH QUAL FOR RT IS_HHO_W_CMOD_UL_DCH_Q_RT M1010C4 NBR OF STARTED INTER SYST HHO MEAS WITH COM MOD DUE TO UE TX PWR FOR RT IS_HHO_W_CMOD_UE_TX_PWR_RT M1010C5 NBR OF STARTED INTER SYST HHO MEAS WITH COM MOD DUE TO DL DPCH FOR RT IS_HHO_W_CMOD_DL_DPCH_RT M1010C6 NBR OF STARTED INTER SYST HHO MEAS WITH COM MOD DUE TO CPICH RSCP FOR RT IS_HHO_W_CMOD_CPICH_RSCP_RT M1010C7 NBR OF STARTED INTER SYST HHO MEAS WITH COM MOD DUE TO CPICH ECNO FOR RT IS_HHO_W_CMOD_CPICH_ECNO_RT M1010C8 NBR OF STARTED INTER SYST HHO MEAS WITHOUT COM MOD DUE TO UL DCH QUAL FOR RT IS_HHO_WO_CMOD_UL_DCH_Q_RT M1010C9 NBR OF STARTED INTER SYST HHO MEAS WITHOUT COM MOD DUE TO UE TX PWR FOR RT IS_HHO_WO_CMOD_UE_TX_PWR_R T M1010C10 NBR OF STARTED INTER SYST HHO MEAS WITHOUT COM MOD DUE TO DL DPCH FOR RT IS_HHO_WO_CMOD_DL_DPCH_RT M1010C11 NBR OF STARTED INTER SYST HHO MEAS WITHOUT COM MOD DUE TO CPICH RSCP FOR RT IS_HHO_WO_CMOD_RSCP_RT M1010C12 NBR OF STARTED INTER SYST HHO MEAS WITHOUT COM MOD DUE TO CPICH ECNO FOR RT IS_HHO_WO_CMOD_CPICH_ECNO_R T M1010C13 NBR OF NOT STA INTER SYST HHO BEC OF NO CELL GOOD ENOUGH DUE TO UL DCH QUAL FOR RT IS_HHO_NO_CELL_UL_DCH_Q_RT Table 30 332 Inter system hard handover measurements for WCDMA - GSM inter-system handovers Id:0900d805808a84ca Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control Management data for handover control PI ID Name Abbreviation M1010C14 NBR OF NOT STA INTER SYST HHO BEC OF NO CELL GOOD ENOUGH DUE TO UE TRX PWR FOR RT IS_HHO_NO_CELL_UE_TRX_PWR_R T M1010C15 NBR OF NOT STA INTER SYST HHO BEC OF NO CELL GOOD ENOUGH DUE TO DL DPCH FOR RT IS_HHO_NO_CELL_DL_DPCH_RT M1010C16 NBR OF NOT STA INTER SYST HHO BEC OF NO CELL GOOD ENOUGH DUE TO CPICH RSCP FOR RT IS_HHO_NO_CELL_CPICH_RSCP_RT M1010C17 NBR OF NOT STA INTER SYST HHO BEC OF NO CELL GOOD ENOUGH DUE TO CPICH ECNO FOR RT IS_HHO_NO_CELL_CPICH_ECNO_RT M1010C18 INTER SYSTEM HO ATTEMPTS CAUSED BY UL DCH QUAL FOR RT IS_HHO_ATT_UL_DCH_Q_RT M1010C19 SUCCESSFUL INTER SYSTEM HANDOVERS CAUSED BY UL DCH QUAL FOR RT SUCC_IS_HHO_UL_DCH_Q_RT M1010C20 UNSUCCESSFUL INTER SYSTEM HANDOVERS CAUSED BY UL DCH QUAL FOR RT UNSUCC_IS_HHO_UL_DCH_Q_RT M1010C21 RRC CONNECTION DROPS DURING INTER SYST HO CAUSED BY UL DCH QUAL FOR RT CON_DRPS_IS_HHO_UL_DCH_Q_RT M1010C22 INTER SYSTEM HO ATTEMPTS CAUSED BY UE TRX PWR FOR RT IS_HHO_ATT_UE_TRX_PWR_RT M1010C23 SUCCESSFUL INTER SYSTEM HANDOVERS CAUSED BY UE TRX PWR FOR RT SUCC_IS_HHO_UE_TRX_PWR_RT M1010C24 UNSUCCESSFUL INTER SYSTEM HANDOVERS CAUSED BY UE TRX PWR FOR RT UNSUCC_IS_HHO_UE_TRX_PWR_RT M1010C25 RRC CONNECTION DROPS DURING INTER SYST HO CAUSED BY UE TRX PWR FOR RT CON_DRPS_IS_HHO_UE_PWR_RT M1010C26 INTER SYSTEM HO ATTEMPTS CAUSED BY DL DPCH PWR FOR RT IS_HHO_ATT_DPCH_PWR_RT M1010C27 SUCCESSFUL INTER SYSTEM HANDOVERS CAUSED BY DL DPCH PWR FOR RT SUCC_IS_HHO_DL_DPCH_PWR_RT M1010C28 UNSUCCESSFUL INTER SYSTEM HANDOVERS CAUSED BY DL DPCH PWR FOR RT UNSUCC_IS_HHO_DL_DPCH_PWR_R T M1010C29 RRC CONNECTION DROPS DURING INTER SYST HO CAUSED BY DL DPCH PWR FOR RT CON_DRPS_IS_HHO_DL_DPCH_RT M1010C30 INTER SYSTEM HO ATTEMPTS CAUSED BY CPICH RSCP FOR RT IS_HHO_ATT_CPICH_RSCP_RT Table 30 Inter system hard handover measurements for WCDMA - GSM inter-system handovers (Cont.) DN03471612 Id:0900d805808a84ca Confidential 333 Management data for handover control WCDMA RAN and I-HSPA RRM Handover Control PI ID Name Abbreviation M1010C31 SUCCESSFUL INTER SYSTEM HANDOVERS CAUSED BY CPICH RSCP FOR RT SUCC_IS_HHO_CPICH_RSCP_RT M1010C32 UNSUCCESSFUL INTER SYSTEM HANDOVERS CAUSED BY CPICH RSCP FOR RT UNSUCC_IS_HHO_CPICH_RSCP_RT M1010C33 RRC CONNECTION DROPS DURING INTER SYST HO CAUSED BY CPICH RSCP FOR RT CON_DRPS_IS_HHO_RSCP_RT M1010C34 INTER SYSTEM HO ATTEMPTS CAUSED BY CPICH ECNO FOR RT IS_HHO_ATT_CPICH_ECNO_RT M1010C35 SUCCESSFUL INTER SYSTEM HANDOVERS CAUSED BY CPICH ECNO FOR RT SUCC_IS_HHO_CPICH_ECNO_RT M1010C36 UNSUCCESSFUL INTER SYSTEM HANDOVERS CAUSED BY CPICH ECNO FOR RT UNSUCC_IS_HHO_CPICH_ECNO_RT M1010C37 RRC CONNECTION DROPS DURING INTER SYST HO CAUSED BY CPICH ECNO FOR RT CON_DRPS_IS_HHO_ECNO_RT M1010C38 UTRAN IS NOT ABLE TO EXECUTE INTER-SYSTEM HHO FOR NRT UTRAN_NOT_ABLE_EXC_ISHHO_NR T M1010C39 UE IS NOT ABLE TO EXECUTE INTER- UE_NOT_ABLE_EXEC_ISHHO_NRT SYSTEM HHO FOR NRT M1010C40 INTER SYSTEM COMPR MODE START NOT POSSIBLE FOR NRT IS_COM_MOD_STA_NOT_POS_NRT M1010C41 NBR OF STARTED INTER SYST HHO MEAS WITH COM MOD DUE TO UL DCH QUAL FOR NRT IS_HHO_W_CMOD_UL_DCH_Q_NRT M1010C42 NBR OF STARTED INTER SYST HHO MEAS WITH COM MOD DUE TO UE TX PWR FOR NRT IS_HHO_W_CMOD_UE_TX_PWR_NR T M1010C43 NBR OF STARTED INTER SYST HHO MEAS WITH COM MOD DUE TO DL DPCH FOR NRT IS_HHO_W_CMOD_DL_DPCH_NRT M1010C44 NBR OF STARTED INTER SYST HHO MEAS WITH COM MOD DUE TO CPICH RSCP FOR NRT IS_HHO_W_CMOD_CPICH_RSCP_NR T M1010C45 NBR OF STARTED INTER SYST HHO MEAS WITH COM MOD DUE TO CPICH ECNO FOR NRT IS_HHO_W_CMOD_CPICH_ECNO_NR T M1010C46 NBR OF STARTED INTER SYST HHO MEAS WITHOUT COM MOD DUE TO UL DCH QUAL FOR NRT IS_HHO_WO_CMOD_UL_DCH_Q_NR T M1010C47 NBR OF STARTED INTER SYST HHO MEAS WITHOUT COM MOD DUE TO UE TX PWR FOR NRT IS_HHO_WO_CMOD_UE_TX_NRT Table 30 334 Inter system hard handover measurements for WCDMA - GSM inter-system handovers (Cont.) Id:0900d805808a84ca Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control Management data for handover control PI ID Name Abbreviation M1010C48 NBR OF STARTED INTER SYST HHO MEAS WITHOUT COM MOD DUE TO DL DPCH FOR NRT IS_HHO_WO_CMOD_DL_DPCH_NRT M1010C49 NBR OF STARTED INTER SYST HHO MEAS WITHOUT COM MOD DUE TO CPICH RSCP FOR NRT IS_HHO_WO_CMOD_RSCP_NRT M1010C50 NBR OF STARTED INTER SYST HHO MEAS WITHOUT COM MOD DUE TO CPICH ECNO FOR NRT IS_HHO_WOCMOD_CPICH_ECNO_N RT M1010C51 NBR OF NOT STA INTER SYST HHO BEC OF NO CELL GOOD ENOUGH DUE TO UL DCH QUAL FOR NRT IS_HHO_NO_CELL_UL_DCH_Q_NRT M1010C52 NBR OF NOT STA INTER SYST HHO BEC OF NO CELL GOOD ENOUGH DUE TO UE TX PWR FOR NRT IS_HHO_NO_CELL_UE_TX_PWR_NR T M1010C53 NBR OF NOT STA INTER SYST HHO BEC OF NO CELL GOOD ENOUGH DUE TO DL DPCH FOR NRT IS_HHO_NO_CELL_DL_DPCH_NRT M1010C54 NBR OF NOT STA INTER SYST HHO BEC OF NO CELL GOOD ENOUGH DUE TO CPICH RSCP FOR NRT IS_HHO_NOCELL_CPICH_RSCP_NRT M1010C55 NBR OF NOT STA INTER-SYSTEM HHO BEC OF NO CELL GOOD ENOUGH DUE TO CPICH ECNO FOR NRT IS_HHO_NOCELL_CPICH_ECNO_NRT M1010C56 INTER SYSTEM HO ATTEMPTS CAUSED BY UL DCH QUAL FOR NRT IS_HHO_ATT_UL_DCH_Q_NRT M1010C57 SUCCESSFUL INTER SYSTEM HANDOVERS CAUSED BY UL DCH QUAL FOR NRT SUCC_IS_HHO_UL_DCH_Q_NRT M1010C58 UNSUCCESSFUL INTER SYSTEM HANDOVERS CAUSED BY UL DCH QUAL FOR NRT UNSUCC_IS_HHO_UL_DCH_Q_NRT M1010C59 RRC CONNECTION DROPS DURING INTER SYST HO CAUSED BY UL DCH QUAL FOR NRT CON_DRPS_IS_HHO_UL_DCH_Q_NR T M1010C60 INTER SYSTEM HO ATTEMPTS CAUSED BY UE TRX PWR FOR NRT IS_HHO_ATT_UE_TRX_PWR_NRT M1010C61 SUCCESSFUL INTER SYSTEM HANDOVERS CAUSED BY UE TRX PWR FOR NRT SUCC_IS_HHO_UE_TRX_PWR_NRT M1010C62 UNSUCCESSFUL INTER SYSTEM HANDOVERS CAUSED BY UE TRX PWR FOR NRT UNSUC_IS_HHO_UE_TRX_PWR_NRT M1010C63 RRC CONNECTION DROPS DURING INTER SYST HO CAUSED BY UE TRX PWR FOR NRT CON_DRPS_IS_HHO_TRX_PWR_NRT Table 30 Inter system hard handover measurements for WCDMA - GSM inter-system handovers (Cont.) DN03471612 Id:0900d805808a84ca Confidential 335 Management data for handover control WCDMA RAN and I-HSPA RRM Handover Control PI ID Name Abbreviation M1010C64 INTER SYSTEM HO ATTEMPTS CAUSED BY DL DPCH PWR FOR NRT IS_HHO_ATT_DL_DPCH_PWR_NRT M1010C65 SUCCESSFUL INTER SYSTEM HANDOVERS CAUSED BY DL DPCH PWR FOR NRT SUCC_IS_HHO_DL_DPCH_PWR_NRT M1010C66 UNSUCCESSFUL INTER SYSTEM HANDOVERS CAUSED BY DL DPCH PWR FOR NRT UNSUC_IS_HHO_DL_DPCH_PWR_NR T M1010C67 RRC CONNECTION DROPS DURING INTER SYST HO CAUSED BY DL DPCH PWR FOR NRT CON_DRPS_IS_HHO_DL_DPCH_NRT M1010C68 INTER SYSTEM HO ATTEMPTS CAUSED BY CPICH RSCP FOR NRT IS_HHO_ATT_CPICH_RSCP_NRT M1010C69 SUCCESSFUL INTER SYSTEM HANDOVERS CAUSED BY CPICH RSCP FOR NRT SUCC_IS_HHO_CPICH_RSCP_NRT M1010C70 UNSUCCESSFUL INTER SYSTEM HANDOVERS CAUSED BY CPICH RSCP FOR NRT UNSUCC_IS_HHO_CPICH_RSCP_NR T M1010C71 RRC CONNECTION DROPS DURING INTER SYST HO CAUSED BY CPICH RSCP FOR NRT CON_DRPS_IS_HHO_RSCP_NRT M1010C72 INTER SYSTEM HO ATTEMPTS CAUSED BY CPICH ECNO FOR NRT IS_HHO_ATT_CPICH_ECNO_NRT M1010C73 SUCCESSFUL INTER SYSTEM HANDOVERS CAUSED BY CPICH ECNO FOR NRT SUCC_IS_HHO_CPICH_ECNO_NRT M1010C74 UNSUCCESSFUL INTER SYSTEM HANDOVERS CAUSED BY CPICH ECNO FOR NRT UNSUCC_IS_HHO_CPICH_ECNO_NR T M1010C75 RRC CONNECTION DROPS DURING INTER SYST HO CAUSED BY CPICH ECNO FOR NRT CON_DRPS_IS_HHO_ECNO_NRT M1010C80 NBR OF STARTED INTER SYST HHO MEAS WITH COM MOD DUE TO IMSI FOR RT IS_HHO_W_CMOD_IM_IMS_RT M1010C81 NBR OF STARTED INTER SYST HHO MEAS WITHOUT COM MOD DUE TO IMSI FOR RT IS_HHO_WO_CMOD_IM_IMS_RT M1010C82 NBR OF NOT STA INTER SYST HHO BEC OF NO CELL GOOD ENOUGH DUE TO IMSI FOR RT IS_HHO_NO_CELL_IM_IMS_RT M1010C87 NBR OF STARTED INTER SYST HHO MEAS WITH COM MOD DUE IMSI FOR NRT IS_HHO_W_CMOD_IM_IMS_NRT Table 30 336 Inter system hard handover measurements for WCDMA - GSM inter-system handovers (Cont.) Id:0900d805808a84ca Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control Management data for handover control PI ID Name Abbreviation M1010C88 NBR OF STARTED INTER SYST HHO MEAS WITHOUT COM MOD DUE TO IMSI FOR NRT IS_HHO_WO_CMOD_IM_IMS_NRT M1010C89 NBR OF NOT STA INTER SYST HHO BEC OF NO CELL GOOD ENOUGH DUE TO IMSI FOR NRT IS_HHO_NO_CELL_IM_IMS_NRT M1010C94 ISHO DECISIONS AFTER COMP MODE MEAS DUE TO EMERGENCY CALL IS_HHO_W_CMOD_EMERG_CALL M1010C95 ISHO DECISIONS AFTER MEAS WITHOUT COMP MODE DUE TO EMERGENCY CALL IS_HHO_WO_CMOD_EMERG_CALL M1010C96 NOT STARTED INTER SYST HHO BEC OF NO CELL GOOD ENOUGH DUE TO EMERGENCY CALL IS_HHO_NO_CELL_EMERG_CALL M1010C101 LOAD BASED ISHO MEAS WITH COM MOD DUE TO PRXTOTAL FOR RT IS_HHO_W_CM_LB_PRX_TOT_RT M1010C102 LOAD BASED ISHO MEAS WITH COM MOD DUE TO PTXTOTAL FOR RT IS_HHO_W_CM_LB_PTX_TOT_RT M1010C103 LOAD BASED ISHO MEAS WITH COM MOD DUE TO RESERVATION RATE SC FOR RT IS_HHO_W_CM_LB_RSVR_SC_RT M1010C104 LOAD BASED ISHO MEAS WITH COM MOD DUE TO HW OR LOGICAL RESOURCE LIMITATION FOR RT IS_HHO_W_CM_LB_RES_LIM_RT M1010C105 SERVICE BASED ISHO MEAS WITH COM MOD FOR RT IS_HHO_W_CM_SB_RT M1010C106 LOAD BASED ISHO MEAS WITH COM MOD DUE TO PRXTOTAL FOR NRT IS_HHO_W_CM_LB_PRX_TOT_NRT M1010C107 LOAD BASED ISHO MEAS WITH COM MOD DUE TO PTXTOTAL FOR NRT IS_HHO_W_CM_LB_PTX_TOT_NRT M1010C108 LOAD BASED ISHO MEAS WITH COM MOD DUE TO CAPA REJECTION UL FOR NRT IS_HHO_W_CM_LB_CAPA_UL_NRT M1010C109 LOAD BASED ISHO MEAS WITH COM MOD DUE TO CAPA REJECTION DL FOR NRT IS_HHO_W_CM_LB_CAPA_DL_NRT M1010C110 LOAD BASED ISHO MEAS WITH COM MOD DUE TO RESERVATION RATE SC FOR NRT IS_HHO_W_CM_LB_RSVR_SC_NRT M1010C111 LOAD BASED ISHO MEAS WITH COM MOD DUE TO HW OR LOGICAL RESOURCE LIMITATION FOR NRT IS_HHO_W_CM_LB_RES_LIM_NRT M1010C112 SERVICE BASED ISHO MEAS WITH COM MOD FOR NRT IS_HHO_W_CM_SB_NRT Table 30 Inter system hard handover measurements for WCDMA - GSM inter-system handovers (Cont.) DN03471612 Id:0900d805808a84ca Confidential 337 Management data for handover control WCDMA RAN and I-HSPA RRM Handover Control PI ID Name Abbreviation M1010C113 LOAD BASED ISHO MEAS WITHOUT COM MOD DUE TO PRXTOTAL FOR RT IS_HHO_WO_CM_LB_PRX_TOT_RT M1010C114 LOAD BASED ISHO MEAS WITHOUT IS_HHO_WO_CM_LB_PTX_TOT_RT COM MOD DUE TO PTXTOTAL FOR RT M1010C115 LOAD BASED ISHO MEAS WITHOUT COM MOD DUE TO RESERVATION RATE SC FOR RT IS_HHO_WO_CM_LB_RSVR_SC_RT M1010C116 LOAD BASED ISHO MEAS WITHOUT COM MOD DUE TO HW OR LOGICAL RESOURCE LIMITATION FOR RT IS_HHO_WO_CM_LB_RES_LIM_RT M1010C117 SERVICE BASED ISHO MEAS WITHOUT COM MOD FOR RT IS_HHO_WO_CM_SB_RT M1010C118 LOAD BASED ISHO MEAS WITHOUT COM MOD DUE TO PRXTOTAL FOR NRT IS_HHO_WO_CM_LB_PRX_TOT_NRT M1010C119 LOAD BASED ISHO MEAS WITHOUT COM MOD DUE TO PTXTOTAL FOR NRT IS_HHO_WO_CM_LB_PTX_TOT_NRT M1010C120 LOAD BASED ISHO MEAS WITHOUT COM MOD DUE TO CAPA REJECTION UL FOR NRT IS_HHO_WO_CM_LB_CAPA_UL_NRT M1010C121 LOAD BASED ISHO MEAS WITHOUT COM MOD DUE TO CAPA REJECTION DL FOR NRT IS_HHO_WO_CM_LB_CAPA_DL_NRT M1010C122 LOAD BASED ISHO MEAS WITHOUT COM MOD DUE TO RESERVATION RATE SC FOR NRT IS_HHO_WO_CM_LB_RSVR_SC_NRT M1010C123 LOAD BASED ISHO MEAS WITHOUT COM MOD DUE TO HW OR LOGICAL RESOURCE LIMITATION FOR NRT IS_HHO_WO_CM_LB_RES_LIM_NRT M1010C124 SERVICE BASED ISHO MEAS WITHOUT COM MOD FOR NRT IS_HHO_WO_CM_SB_NRT M1010C125 NOT STARTED LOAD BASED ISHO BECAUSE NO CELL GOOD ENOUGH DUE TO PRXTOTAL FOR RT IS_HHO_NOCELL_LB_PRX_TOT_RT M1010C126 NOT STARTED LOAD BASED ISHO BECAUSE NO CELL GOOD ENOUGH DUE TO PTXTOTAL FOR RT IS_HHO_NOCELL_LB_PTX_TOT_RT M1010C127 NOT STARTED LOAD BASED ISHO BECAUSE NO CELL GOOD ENOUGH DUE TO TO RESERVATION RATE SC FOR RT IS_HHO_NOCELL_LB_RSVR_SC_RT M1010C128 NOT STARTED LOAD BASED ISHO BECAUSE NO CELL GOOD ENOUGH DUE TO HW OR LOGICAL RESOURCE LIMIT FOR RT IS_HHO_NOCELL_LB_RES_LIM_RT Table 30 338 Inter system hard handover measurements for WCDMA - GSM inter-system handovers (Cont.) Id:0900d805808a84ca Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control Management data for handover control PI ID Name Abbreviation M1010C129 NOT STARTED SERVICE BASED ISHO BECAUSE NO CELL GOOD ENOUGH FOR RT IS_HHO_NOCELL_SB_RT M1010C130 NOT STARTED LOAD BASED ISHO BECAUSE NO CELL GOOD ENOUGH DUE TO PRXTOTAL FOR NRT IS_HHO_NOCELL_LB_PRX_TOT_NRT M1010C131 NOT STARTED LOAD BASED ISHO BECAUSE NO CELL GOOD ENOUGH DUE TO PTXTOTAL FOR NRT IS_HHO_NOCELL_LB_PTX_TOT_NRT M1010C132 NOT STARTED LOAD BASED ISHO BECAUSE NO CELL GOOD ENOUGH DUE TO CAPA REJECTION UL FOR NRT IS_HHO_NOCELL_LB_CAPA_UL_NRT M1010C133 NOT STARTED LOAD BASED ISHO BECAUSE NO CELL GOOD ENOUGH DUE TO CAPA REJECTION DL FOR NRT IS_HHO_NOCELL_LB_CAPA_DL_NRT M1010C134 NOT STARTED LOAD BASED ISHO BECAUSE NO CELL GOOD ENOUGH DUE TO TO RESERVATION RATE SC FOR NRT IS_HHO_NOCELL_LB_RSVR_SC_NRT M1010C135 NOT STARTED LOAD BASED ISHO BECAUSE NO CELL GOOD ENOUGH DUE TO HW OR LOGICAL RESOURCE LIMIT FOR NRT IS_HHO_NOCELL_LB_RES_LIM_NRT M1010C136 NOT STARTED SERVICE BASED ISHO BECAUSE NO CELL GOOD ENOUGH FOR NRT IS_HHO_NOCELL_SB_NRT M1010C189 LOAD BASED ISHO MEAS WITH COM MOD DUE TO CAPA REJECTION UL FOR RT IS_HHO_W_CM_LB_CAPA_UL_RT M1010C190 LOAD BASED ISHO MEAS WITH COM MOD DUE TO CAPA REJECTION DL FOR RT IS_HHO_W_CM_LB_CAPA_DL_RT M1010C191 LOAD BASED ISHO MEAS WITHOUT COM MOD DUE TO CAPA REJECTION UL FOR RT IS_HHO_WO_CM_LB_CAPA_UL_RT M1010C192 LOAD BASED ISHO MEAS WITHOUT COM MOD DUE TO CAPA REJECTION DL FOR RT IS_HHO_WO_CM_LB_CAPA_DL_RT M1010C193 IS_HHO_NOCELL_LB_CAPA_UL_RT NOT STARTED LOAD BASED ISHO BECAUSE NO CELL GOOD ENOUGH DUE TO CAPA REJECTION UL FOR RT M1010C194 IS_HHO_NOCELL_LB_CAPA_DL_RT NOT STARTED LOAD BASED ISHO BECAUSE NO CELL GOOD ENOUGH DUE TO CAPA REJECTION DL FOR RT Table 30 Inter system hard handover measurements for WCDMA - GSM inter-system handovers (Cont.) DN03471612 Id:0900d805808a84ca Confidential 339 Management data for handover control 37.2.5 WCDMA RAN and I-HSPA RRM Handover Control RAN1.5008: GSM - WCDMA inter-system handover PI ID Name Abbreviation M1006C65 RRC HO TO UTRAN COMP RRC_HO_UTRAN_COMP Table 31 GSM - WCDMA Inter-system handover counters 37.2.6 RAN1183: UTRAN - GAN interworking PI ID Name Abbreviation M1010C219 ATTEMPTED GAN HANDOVERS FOR AMR RT ATT_GANHO_AMR_RT M1010C220 SUCCESSFUL GAN HANDOVERS FOR AMR RT SUCC_GANHO_AMR_RT M1010C221 UNSUCCESSFUL GAN HANDOVERS FOR AMR RT UNSUCC_GANHO_AMR_RT M1010C222 CONNECTION DROPS DURING GAN HANDOVER FOR AMR RT CON_DRPS_GANHO_AMR_RT M1001C641 UE SUPPORT FOR GANHO UE_SUPPORT_GANHO M1001C643 RRC ACTIVE REL DUE TO GANHO RRC_CONN_ACT_REL_GANHO Table 32 UTRAN - GAN interworking counters 37.2.7 RAN2.0060: IMSI based handover PI ID Name Abbreviation M1008C115 INTER FREQ HO ATTEMPTS CAUSED BY IMSI FOR RT IF_HHO_ATT_IM_IMS_RT M1008C116 SUCCESSFUL INTER FREQ HANDOVERS CAUSED BY IMSI FOR RT SUCC_IF_HHO_IM_IMS_RT M1008C117 UNSUCCESSFUL INTER FREQ HANDOVERS CAUSED BY IMSI FOR RT UNSUCC_IF_HHO_IM_IMS_RT M1008C118 RRC CONNECTION DROPS DURING INTER FREQ HO CAUSED BY IMSI FOR RT CON_DRPS_IF_HHO_IM_IMS_RT M1008C122 INTER FREQ HO ATTEMPTS CAUSED BY IMSI FOR NRT IF_HHO_ATT_IM_IMS_NRT M1008C123 SUCCESSFUL INTER FREQ HANDOVERS CAUSED BY IMSI FOR NRT SUCC_IF_HHO_IM_IMS_NRT M1008C124 UNSUCCESSFUL INTER FREQ HANDOVERS CAUSED BY IMSI FOR NRT UNSUCC_IF_HHO_IM_IMS_NRT M1008C125 RRC CONNECTION DROPS DURING INTER FREQ HO CAUSED BY IMSI FOR NRT CON_DRPS_IF_HHO_IM_IMS_NRT Table 33 340 IMSI based handover counters Id:0900d805808a84ca Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control Management data for handover control PI ID Name Abbreviation M1010C76 INTER SYSTEM HO ATTEMPTS CAUSED BY IMSI FOR RT IS_HHO_ATT_IM_IMS_RT M1010C77 SUCCESSFUL INTER SYSTEM HANDOVERS CAUSED BY IMSI FOR RT SUCC_IS_HHO_IM_IMS_RT M1010C78 UNSUCCESSFUL INTER SYSTEM HANDOVERS CAUSED BY IMSI FOR RT UNSUCC_IS_HHO_IM_IMS_RT M1010C79 RRC CONNECTION DROPS DURING INTER SYST HO CAUSED BY IMSI FOR RT CON_DRPS_IS_HHO_IM_IMS_RT M1010C83 INTER SYSTEM HO ATTEMPTS CAUSED BY IMSI FOR NRT IS_HHO_ATT_IM_IMS_NRT M1010C84 SUCCESSFUL INTER SYSTEM HANDOVERS CAUSED BY IMSI FOR NRT SUCC_IS_HHO_IM_IMS_NRT M1010C85 UNSUCCESSFUL INTER SYSTEM HANDOVERS CAUSED BY IMSI FOR NRT UNSUCC_IS_HHO_IM_IMS_NRT M1010C86 RRC CONNECTION DROPS DURING INTER SYST HO CAUSED BY IMSI FOR NRT CON_DRPS_IS_HHO_IM_IMS_NRT Table 33 IMSI based handover counters (Cont.) 37.2.8 RAN140: Load and service based IS/IF handover PI ID Name Abbreviation M1003C49 SIGN CONN REL BY CN SUCCESS DUE TO NCCR SIGN_CONN_REL_BY_CN_DUE_NCC R M1004C113 COMMON MEAS INIT REQUEST IUR ON SRNC COMMON_MEAS_INI_REQ_IUR_SRN C M1004C114 COMMON MEAS INIT REQUEST IUR ON DRNC COMMON_MEAS_INI_REQ_IUR_DRN C M1004C115 COMMON MEAS INIT RESPONSE IUR ON SRNC COMMON_MEAS_INI_RES_IUR_SRN C M1004C116 COMMON MEAS INIT RESPONSE IUR ON DRNC COMMON_MEAS_INI_RES_IUR_DRN C M1004C117 COMMON MEAS INIT FAILURES OVER IUR ON SRNC DUE RN LAYER COMM_MEAS_INI_FAIL_SRNC_RNL M1004C118 COMMON MEAS INIT FAILURES OVER IUR ON SRNC DUE TR LAYER COMM_MEAS_INI_FAIL_SRNC_TRL M1004C119 COMMON MEAS INIT FAILURES OVER IUR ON SRNC DUE PROT COMM_MEAS_INI_FAIL_SRNC_PROT M1004C120 COMMON MEAS INIT FAILURES OVER IUR ON SRNC DUE MISC COMM_MEAS_INI_FAIL_SRNC_MISC Table 34 L3 signaling at Iur measurements for load and service Based IS/IF handovers DN03471612 Id:0900d805808a84ca Confidential 341 Management data for handover control WCDMA RAN and I-HSPA RRM Handover Control PI ID Name Abbreviation M1004C121 COMMON MEAS INIT FAILURES OVER IUR ON DRNC DUE RN LAYER COMM_MEAS_INI_FAIL_DRNC_RNL M1004C122 COMMON MEAS INIT FAILURES OVER IUR ON DRNC DUE TR LAYER COMM_MEAS_INI_FAIL_DRNC_TRL M1004C123 COMMON MEAS INIT FAILURES OVER IUR ON DRNC DUE PROT COMM_MEAS_INI_FAIL_DRNC_PROT M1004C124 COMMON MEAS INIT FAILURES OVER IUR ON DRNC DUE MISC COMM_MEAS_INI_FAIL_DRNC_MISC M1004C125 COMMON MEAS REPORTS OVER IUR ON SRNC COMM_MEAS_REPORT_IUR_SRNC M1004C126 COMMON MEAS REPORTS OVER IUR ON DRNC COMM_MEAS_REPORT_IUR_DRNC M1004C127 COMMON MEAS TERMINATIONS OVER IUR ON SRNC COMM_MEAS_TERM_IUR_SRNC M1004C128 COMMON MEAS TERMINATIONS OVER IUR ON DRNC COMM_MEAS_TERM_IUR_DRNC M1004C129 COMMON MEAS FAILURE INDICATION OVER IUR ON SRNC DUE RN LAYER COMM_MEAS_FAIL_IND_SRNC_RNL M1004C130 COMMON MEAS FAILURE INDICATION OVER IUR ON SRNC DUE TR LAYER COMM_MEAS_FAIL_IND_SRNC_TRL M1004C131 COMMON MEAS FAILURE INDICATION OVER IUR ON SRNC DUE PROT COMM_MEAS_FAIL_IND_SRNC_PRO T M1004C132 COMMON MEAS FAILURE INDICATION OVER IUR ON SRNC DUE MISC COMM_MEAS_FAIL_IND_SRNC_MISC M1004C133 COMMON MEAS FAILURE INDICATION OVER IUR ON DRNC DUE RN LAYER COMM_MEAS_FAIL_IND_DRNC_RNL M1004C134 COMMON MEAS FAILURE INDICATION OVER IUR ON DRNC DUE TR LAYER COMM_MEAS_FAIL_IND_DRNC_TRL M1004C135 COMMON MEAS FAILURE INDICATION OVER IUR ON DRNC DUE PROT COMM_MEAS_FAIL_IND_DRNC_PRO T M1004C136 COMMON MEAS FAILURE INDICATION OVER IUR ON DRNC DUE MISC COMM_MEAS_FAIL_IND_DRNC_MISC Table 34 L3 signaling at Iur measurements for load and service Based IS/IF handovers (Cont.) PI ID Name Abbreviation M1006C106 CELL UPDATE ATTEMPT DUE TO NCCR CELL_UPDATE_ATT_DUE_NCCR M1006C107 CELL UPDATE SUCCESS DUE TO NCCR CELL_UPDATE_SUCC_DUE_NCCR Table 35 342 RRC signaling measurements for load and service based IS/IF handovers Id:0900d805808a84ca Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control Management data for handover control PI ID Name Abbreviation M1006C108 INTER RAT HO FROM UTRAN ATTEMPT DUE TO NCCR INTER_RAT_HO_UT_ATT_DUE_NCC R Table 35 RRC signaling measurements for load and service based IS/IF handovers (Cont.) PI ID Name Abbreviation M1008C129 LOAD BASED IFHO MEAS WITH COM MOD DUE TO PRXTOTAL FOR RT IF_HHO_W_CM_LB_PRX_TOT_RT M1008C130 LOAD BASED IFHO MEAS WITH COM MOD DUE TO PTXTOTAL FOR RT IF_HHO_W_CM_LB_PTX_TOT_RT M1008C131 LOAD BASED IFHO MEAS WITH COM MOD DUE TO RESERVATION RATE SC FOR RT IF_HHO_W_CM_LB_RSVR_SC_RT M1008C132 LOAD BASED IFHO MEAS WITH COM MOD DUE TO HW OR LOGICAL RESOURCE LIMITATION FOR RT IF_HHO_W_CM_LB_RES_LIM_RT M1008C133 SERVICE BASED IFHO MEAS WITH COM MOD FOR RT IF_HHO_W_CM_SB_RT M1008C134 LOAD BASED IFHO MEAS WITH COM MOD DUE TO PRXTOTAL FOR NRT IF_HHO_W_CM_LB_PRX_TOT_NRT M1008C135 LOAD BASED IFHO MEAS WITH COM MOD DUE TO PTXTOTAL FOR NRT IF_HHO_W_CM_LB_PTX_TOT_NRT M1008C136 LOAD BASED IFHO MEAS WITH COM MOD DUE TO CAPA REJECTION UL FOR NRT IF_HHO_W_CM_LB_CAPA_UL_NRT M1008C137 LOAD BASED IFHO MEAS WITH COM MOD DUE TO CAPA REJECTION DL FOR NRT IF_HHO_W_CM_LB_CAPA_DL_NRT M1008C138 LOAD BASED IFHO MEAS WITH COM MOD DUE TO RESERVATION RATE SC FOR NRT IF_HHO_W_CM_LB_RSVR_SC_NRT M1008C139 LOAD BASED IFHO MEAS WITH COM MOD DUE TO HW OR LOGICAL RESOURCE LIMITATION FOR NRT IF_HHO_W_CM_LB_RES_LIM_NRT M1008C140 SERVICE BASED IFHO MEAS WITH COM MOD FOR NRT IF_HHO_W_CM_SB_NRT M1008C141 LOAD BASED IFHO MEAS WITHOUT COM MOD DUE TO PRXTOTAL FOR RT IF_HHO_WO_CM_LB_PRX_TOT_RT M1008C142 LOAD BASED IFHO MEAS WITHOUT IF_HHO_WO_CM_LB_PTX_TOT_RT COM MOD DUE TO PTXTOTAL FOR RT M1008C143 LOAD BASED IFHO MEAS WITHOUT COM MOD DUE TO RESERVATION RATE SC FOR RT Table 36 IF_HHO_WO_CM_LB_RSVR_SC_RT Intra system hard handover measurements for load and service based IS/IF handovers DN03471612 Id:0900d805808a84ca Confidential 343 Management data for handover control WCDMA RAN and I-HSPA RRM Handover Control PI ID Name Abbreviation M1008C144 LOAD BASED IFHO MEAS WITHOUT COM MOD DUE TO HW OR LOGICAL RESOURCE LIMITATION FOR RT IF_HHO_WO_CM_LB_RES_LIM_RT M1008C145 SERVICE BASED IFHO MEAS WITHOUT COM MOD FOR RT IF_HHO_WO_CM_SB_RT M1008C146 LOAD BASED IFHO MEAS WITHOUT COM MOD DUE TO PRXTOTAL FOR NRT IF_HHO_WO_CM_LB_PRX_TOT_NRT M1008C147 LOAD BASED IFHO MEAS WITHOUT COM MOD DUE TO PTXTOTAL FOR NRT IF_HHO_WO_CM_LB_PTX_TOT_NRT M1008C148 LOAD BASED IFHO MEAS WITHOUT COM MOD DUE TO CAPA REJECTION UL FOR NRT IF_HHO_WO_CM_LB_CAPA_UL_NRT M1008C149 LOAD BASED IFHO MEAS WITHOUT COM MOD DUE TO CAPA REJECTION DL FOR NRT IF_HHO_WO_CM_LB_CAPA_DL_NRT M1008C150 LOAD BASED IFHO MEAS WITHOUT COM MOD DUE TO RESERVATION RATE SC FOR NRT IF_HHO_WO_CM_LB_RSVR_SC_NRT M1008C151 LOAD BASED IFHO MEAS WITHOUT COM MOD DUE TO HW OR LOGICAL RESOURCE LIMITATION FOR NRT IF_HHO_WO_CM_LB_RES_LIM_NRT M1008C152 SERVICE BASED IFHO MEAS WITHOUT COM MOD FOR NRT IF_HHO_WO_CM_SB_NRT M1008C153 NOT STARTED LOAD BASED IFHO BECAUSE NO CELL GOOD ENOUGH DUE TO PRXTOTAL FOR RT IF_HHO_NOCELL_LB_PRX_TOT_RT M1008C154 NOT STARTED LOAD BASED IFHO BECAUSE NO CELL GOOD ENOUGH DUE TO PTXTOTAL FOR RT IF_HHO_NOCELL_LB_PTX_TOT_RT M1008C155 NOT STARTED LOAD BASED IFHO BECAUSE NO CELL GOOD ENOUGH DUE TO TO RESERVATION RATE SC FOR RT IF_HHO_NOCELL_LB_RSVR_SC_RT M1008C156 NOT STARTED LOAD BASED IFHO BECAUSE NO CELL GOOD ENOUGH DUE TO HW OR LOGICAL RESOURCE LIMIT FOR RT IF_HHO_NOCELL_LB_RES_LIM_RT M1008C157 NOT STARTED SERVICE BASED IFHO BECAUSE NO CELL GOOD ENOUGH FOR RT IF_HHO_NOCELL_SB_RT M1008C158 NOT STARTED LOAD BASED IFHO BECAUSE NO CELL GOOD ENOUGH DUE TO PRXTOTAL FOR NRT IF_HHO_NOCELL_LB_PRX_TOT_NRT M1008C159 NOT STARTED LOAD BASED IFHO BECAUSE NO CELL GOOD ENOUGH DUE TO PTXTOTAL FOR NRT IF_HHO_NOCELL_LB_PTX_TOT_NRT Table 36 344 Intra system hard handover measurements for load and service based IS/IF handovers (Cont.) Id:0900d805808a84ca Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control Management data for handover control PI ID Name Abbreviation M1008C160 NOT STARTED LOAD BASED IFHO BECAUSE NO CELL GOOD ENOUGH DUE TO CAPA REJECTION UL FOR NRT IF_HHO_NOCELL_LB_CAPA_UL_NRT M1008C161 NOT STARTED LOAD BASED IFHO BECAUSE NO CELL GOOD ENOUGH DUE TO CAPA REJECTION DL FOR NRT IF_HHO_NOCELL_LB_CAPA_DL_NRT M1008C162 NOT STARTED LOAD BASED IFHO BECAUSE NO CELL GOOD ENOUGH DUE TO RESERVATION RATE SC FOR NRT IF_HHO_NOCELL_LB_RSVR_SC_NRT M1008C163 NOT STARTED LOAD BASED IFHO BECAUSE NO CELL GOOD ENOUGH DUE TO HW OR LOGICAL RESOURCE LIMIT FOR NRT IF_HHO_NOCELL_LB_RES_LIM_NRT M1008C164 NOT STARTED SERVICE BASED IFHO BECAUSE NO CELL GOOD ENOUGH FOR NRT IF_HHO_NOCELL_SB_NRT M1008C165 LOAD BASED IFHO ATTEMPTS CAUSED BY PRXTOTAL FOR RT IF_HHO_ATT_LB_PRX_TOT_RT M1008C166 LOAD BASED IFHO ATTEMPTS CAUSED BY PTXTOTAL FOR RT IF_HHO_ATT_LB_PTX_TOT_RT M1008C167 LOAD BASED IFHO ATTEMPTS CAUSED BY RESERVATION RATE SC FOR RT IF_HHO_ATT_LB_RSVR_SC_RT M1008C168 LOAD BASED IFHO ATTEMPTS CAUSED BY HW OR LOGICAL RESOURCE LIMITATION FOR RT IF_HHO_ATT_LB_RES_LIM_RT M1008C169 SERVICE BASED IFHO ATTEMPTS FOR RT IF_HHO_ATT_SB_RT M1008C170 LOAD BASED IFHO ATTEMPTS CAUSED BY PRXTOTAL FOR NRT IF_HHO_ATT_LB_PRX_TOT_NRT M1008C171 LOAD BASED IFHO ATTEMPTS CAUSED BY PTXTOTAL FOR NRT IF_HHO_ATT_LB_PTX_TOT_NRT M1008C172 LOAD BASED IFHO ATTEMPTS CAUSED BY CAPA REJECTION UL FOR NRT IF_HHO_ATT_LB_CAPA_UL_NRT M1008C173 LOAD BASED IFHO ATTEMPTS CAUSED BY CAPA REJECTION DL FOR NRT IF_HHO_ATT_LB_CAPA_DL_NRT M1008C174 LOAD BASED IFHO ATTEMPTS CAUSED BY RESERVATION RATE SC FOR NRT IF_HHO_ATT_LB_RSVR_SC_NRT M1008C175 LOAD BASED IFHO ATTEMPTS CAUSED BY HW OR LOGICAL RESOURCE LIMITATION FOR NRT IF_HHO_ATT_LB_RES_LIM_NRT Table 36 Intra system hard handover measurements for load and service based IS/IF handovers (Cont.) DN03471612 Id:0900d805808a84ca Confidential 345 Management data for handover control WCDMA RAN and I-HSPA RRM Handover Control PI ID Name Abbreviation M1008C176 SERVICE BASED IFHO ATTEMPTS FOR NRT IF_HHO_ATT_SB_NRT M1008C177 SUCCESSFUL LOAD BASED IFHO CAUSED BY PRXTOTAL FOR RT SUCC_IF_HHO_LB_PRX_TOT_RT M1008C178 SUCCESSFUL LOAD BASED IFHO CAUSED BY PTXTOTAL FOR RT SUCC_IF_HHO_LB_PTX_TOT_RT M1008C179 SUCCESSFUL IFHO CAUSED BY RES- SUCC_IF_HHO_LB_RSVR_SC_RT ERVATION RATE SC FOR RT M1008C180 SUCCESSFUL IFHO CAUSED BY HW OR LOGICAL RESOURCE LIMITATION FOR RT SUCC_IF_HHO_LB_RES_LIM_RT M1008C181 SUCCESSFUL SERVICE BASED IFHO FOR RT SUCC_IF_HHO_SB_RT M1008C182 SUCCESSFUL LOAD BASED IFHO CAUSED BY PRXTOTAL FOR NRT SUCC_IF_HHO_LB_PRX_TOT_NRT M1008C183 SUCCESSFUL LOAD BASED IFHO CAUSED BY PTXTOTAL FOR NRT SUCC_IF_HHO_LB_PTX_TOT_NRT M1008C184 SUCCESSFUL IFHO CAUSED BY CAPA REJECTION UL FOR NRT SUCC_IF_HHO_LB_CAPA_UL_NRT M1008C185 SUCCESSFUL IFHO CAUSED BY CAPA REJECTION DL FOR NRT SUCC_IF_HHO_LB_CAPA_DL_NRT M1008C186 SUCCESSFUL IFHO CAUSED BY RES- SUCC_IF_HHO_LB_RSVR_SC_NRT ERVATION RATE SC FOR NRT M1008C187 SUCCESSFUL IFHO CAUSED BY HW OR LOGICAL RESOURCE LIMITATION FOR NRT SUCC_IF_HHO_LB_RES_LIM_NRT M1008C188 SUCCESSFUL SERVICE BASED IFHO FOR NRT SUCC_IF_HHO_SB_NRT M1008C189 UNSUCCESSFUL LOAD BASED IFHO CAUSED BY PRXTOTAL FOR RT UNSUCC_IF_HHO_LB_PRX_TOT_RT M1008C190 UNSUCCESSFUL LOAD BASED IFHO CAUSED BY PTXTOTAL FOR RT UNSUCC_IF_HHO_LB_PTX_TOT_RT M1008C191 UNSUCCESSFUL IFHO CAUSED BY RESERVATION RATE SC FOR RT UNSUCC_IF_HHO_LB_RSVR_SC_RT M1008C192 UNSUCCESSFUL IFHO CAUSED BY HW OR LOGICAL RESOURCE LIMITATION FOR RT UNSUCC_IF_HHO_LB_RES_LIM_RT M1008C193 UNSUCCESSFUL SERVICE BASED IFHO FOR RT UNSUCC_IF_HHO_SB_RT M1008C194 UNSUCCESSFUL LOAD BASED IFHO CAUSED BY PRXTOTAL FOR NRT UNSUCC_IF_HHO_LB_PRX_TOT_NR T M1008C195 UNSUCCESSFUL LOAD BASED IFHO CAUSED BY PTXTOTAL FOR NRT UNSUCC_IF_HHO_LB_PTX_TOT_NRT M1008C196 UNSUCCESSFUL IFHO CAUSED BY CAPA REJECTION UL FOR NRT UNSUCC_IF_HHO_LB_CAPA_UL_NRT Table 36 346 Intra system hard handover measurements for load and service based IS/IF handovers (Cont.) Id:0900d805808a84ca Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control Management data for handover control PI ID Name Abbreviation M1008C197 UNSUCCESSFUL IFHO CAUSED BY CAPA REJECTION DL FOR NRT UNSUCC_IF_HHO_LB_CAPA_DL_NRT M1008C198 UNSUCCESSFUL IFHO CAUSED BY RESERVATION RATE SC FOR NRT UNSUCC_IF_HHO_LB_RSVR_SC_NR T M1008C199 UNSUCCESSFUL IFHO CAUSED BY HW OR LOGICAL RESOURCE LIMITATION FOR NRT UNSUCC_IF_HHO_LB_RES_LIM_NRT M1008C200 UNSUCCESSFUL SERVICE BASED IFHO FOR NRT UNSUCC_IF_HHO_SB_NRT M1008C201 RRC CONNECTION DROPS DURING LOAD BASED IFHO CAUSED BY PRXTOTAL FOR RT CONDR_IF_HHO_LB_PRX_TOT_RT M1008C202 RRC CONNECTION DROPS DURING LOAD BASED IFHO CAUSED BY PTXTOTAL FOR RT CONDR_IF_HHO_LB_PTX_TOT_RT M1008C203 RRC CONNECTION DROPS DURING IFHO CAUSED BY RESERVATION RATE SC FOR RT CONDR_IF_HHO_LB_RSVR_SC_RT M1008C204 RRC CONNECTION DROPS DURING IFHO CAUSED BY HW OR LOGICAL RESOURCE LIMITATION FOR RT CONDR_IF_HHO_LB_RES_LIM_RT M1008C205 RRC CONNECTION DROPS DURING SERVICE BASED IFHO FOR RT CONDR_IF_HHO_SB_RT M1008C206 RRC CONNECTION DROPS DURING LOAD BASED IFHO CAUSED BY PRXTOTAL FOR NRT CONDR_IF_HHO_LB_PRX_TOT_NRT M1008C207 RRC CONNECTION DROPS DURING LOAD BASED IFHO CAUSED BY PTXTOTAL FOR NRT CONDR_IF_HHO_LB_PTX_TOT_NRT M1008C208 RRC CONNECTION DROPS IFHO CAUSED BY CAPA REJECTION UL FOR NRT CONDR_IF_HHO_LB_CAPA_UL_NRT M1008C209 RRC CONNECTION DROPS IFHO CAUSED BY CAPA REJECTION DL FOR NRT CONDR_IF_HHO_LB_CAPA_DL_NRT M1008C210 RRC CONNECTION DROPS DURING IFHO CAUSED BY RESERVATION RATE SC FOR NRT CONDR_IF_HHO_LB_RSVR_SC_NRT M1008C211 RRC CONNECTION DROPS DURING IFHO CAUSED BY HW OR LOGICAL RESOURCE LIMITATION FOR NRT CONDR_IF_HHO_LB_RES_LIM_NRT M1008C212 RRC CONNECTION DROPS DURING SERVICE BASED IFHO FOR NRT CONDR_IF_HHO_SB_NRT M1008C225 LOAD BASED IFHO MEAS WITH COM MOD DUE TO CAPA REJECTION UL FOR RT IF_HHO_W_CM_LB_CAPA_UL_RT Table 36 Intra system hard handover measurements for load and service based IS/IF handovers (Cont.) DN03471612 Id:0900d805808a84ca Confidential 347 Management data for handover control WCDMA RAN and I-HSPA RRM Handover Control PI ID Name Abbreviation M1008C226 LOAD BASED IFHO MEAS WITH COM MOD DUE TO CAPA REJECTION DL FOR RT IF_HHO_W_CM_LB_CAPA_DL_RT M1008C227 LOAD BASED IFHO MEAS WITHOUT COM MOD DUE TO CAPA REJECTION UL FOR RT IF_HHO_WO_CM_LB_CAPA_UL_RT M1008C228 LOAD BASED IFHO MEAS WITHOUT COM MOD DUE TO CAPA REJECTION DL FOR RT IF_HHO_WO_CM_LB_CAPA_DL_RT M1008C229 IF_HHO_NOCELL_LB_CAPA_UL_RT NOT STARTED LOAD BASED IFHO BECAUSE NO CELL GOOD ENOUGH DUE TO CAPA REJECTION UL FOR RT M1008C230 IF_HHO_NOCELL_LB_CAPA_DL_RT NOT STARTED LOAD BASED IFHO BECAUSE NO CELL GOOD ENOUGH DUE TO CAPA REJECTION DL FOR RT M1008C231 LOAD BASED IFHO ATTEMPTS CAUSED BY CAPA REJECTION UL FOR RT IF_HHO_ATT_LB_CAPA_UL_RT M1008C232 LOAD BASED IFHO ATTEMPTS CAUSED BY CAPA REJECTION DL FOR RT IF_HHO_ATT_LB_CAPA_DL_RT M1008C233 SUCCESSFUL IFHO CAUSED BY CAPA REJECTION UL FOR RT SUCC_IF_HHO_LB_CAPA_UL_RT M1008C234 SUCCESSFUL IFHO CAUSED BY CAPA REJECTION DL FOR RT SUCC_IF_HHO_LB_CAPA_DL_RT M1008C235 UNSUCCESSFUL IFHO CAUSED BY CAPA REJECTION UL FOR RT UNSUCC_IF_HHO_LB_CAPA_UL_RT M1008C236 UNSUCCESSFUL IFHO CAUSED BY CAPA REJECTION DL FOR RT UNSUCC_IF_HHO_LB_CAPA_DL_RT M1008C237 RRC CONNECTION DROPS IFHO CAUSED BY CAPA REJECTION UL FOR RT CONDR_IF_HHO_LB_CAPA_UL_RT M1008C238 RRC CONNECTION DROPS IFHO CAUSED BY CAPA REJECTION DL FOR RT CONDR_IF_HHO_LB_CAPA_DL_RT Table 36 Intra system hard handover measurements for load and service based IS/IF handovers (Cont.) PI ID Name Abbreviation M1010C101 LOAD BASED ISHO MEAS WITH COM MOD DUE TO PRXTOTAL FOR RT IS_HHO_W_CM_LB_PRX_TOT_RT M1010C102 LOAD BASED ISHO MEAS WITH COM MOD DUE TO PTXTOTAL FOR RT IS_HHO_W_CM_LB_PTX_TOT_RT M1010C103 LOAD BASED ISHO MEAS WITH COM MOD DUE TO RESERVATION RATE SC FOR RT IS_HHO_W_CM_LB_RSVR_SC_RT Table 37 348 Inter system hard handover measurements for load and service based IS/IF handovers Id:0900d805808a84ca Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control Management data for handover control PI ID Name Abbreviation M1010C104 LOAD BASED ISHO MEAS WITH COM MOD DUE TO HW OR LOGICAL RESOURCE LIMITATION FOR RT IS_HHO_W_CM_LB_RES_LIM_RT M1010C105 SERVICE BASED ISHO MEAS WITH COM MOD FOR RT IS_HHO_W_CM_SB_RT M1010C106 LOAD BASED ISHO MEAS WITH COM MOD DUE TO PRXTOTAL FOR NRT IS_HHO_W_CM_LB_PRX_TOT_NRT M1010C107 LOAD BASED ISHO MEAS WITH COM MOD DUE TO PTXTOTAL FOR NRT IS_HHO_W_CM_LB_PTX_TOT_NRT M1010C108 LOAD BASED ISHO MEAS WITH COM MOD DUE TO CAPA REJECTION UL FOR NRT IS_HHO_W_CM_LB_CAPA_UL_NRT M1010C109 LOAD BASED ISHO MEAS WITH COM MOD DUE TO CAPA REJECTION DL FOR NRT IS_HHO_W_CM_LB_CAPA_DL_NRT M1010C110 LOAD BASED ISHO MEAS WITH COM MOD DUE TO RESERVATION RATE SC FOR NRT IS_HHO_W_CM_LB_RSVR_SC_NRT M1010C111 LOAD BASED ISHO MEAS WITH COM MOD DUE TO HW OR LOGICAL RESOURCE LIMITATION FOR NRT IS_HHO_W_CM_LB_RES_LIM_NRT M1010C112 SERVICE BASED ISHO MEAS WITH COM MOD FOR NRT IS_HHO_W_CM_SB_NRT M1010C113 LOAD BASED ISHO MEAS WITHOUT COM MOD DUE TO PRXTOTAL FOR RT IS_HHO_WO_CM_LB_PRX_TOT_RT M1010C114 LOAD BASED ISHO MEAS WITHOUT IS_HHO_WO_CM_LB_PTX_TOT_RT COM MOD DUE TO PTXTOTAL FOR RT M1010C115 LOAD BASED ISHO MEAS WITHOUT COM MOD DUE TO RESERVATION RATE SC FOR RT IS_HHO_WO_CM_LB_RSVR_SC_RT M1010C116 LOAD BASED ISHO MEAS WITHOUT COM MOD DUE TO HW OR LOGICAL RESOURCE LIMITATION FOR RT IS_HHO_WO_CM_LB_RES_LIM_RT M1010C117 SERVICE BASED ISHO MEAS WITHOUT COM MOD FOR RT IS_HHO_WO_CM_SB_RT M1010C118 LOAD BASED ISHO MEAS WITHOUT COM MOD DUE TO PRXTOTAL FOR NRT IS_HHO_WO_CM_LB_PRX_TOT_NRT M1010C119 LOAD BASED ISHO MEAS WITHOUT COM MOD DUE TO PTXTOTAL FOR NRT IS_HHO_WO_CM_LB_PTX_TOT_NRT M1010C120 LOAD BASED ISHO MEAS WITHOUT COM MOD DUE TO CAPA REJECTION UL FOR NRT IS_HHO_WO_CM_LB_CAPA_UL_NRT Table 37 Inter system hard handover measurements for load and service based IS/IF handovers (Cont.) DN03471612 Id:0900d805808a84ca Confidential 349 Management data for handover control WCDMA RAN and I-HSPA RRM Handover Control PI ID Name Abbreviation M1010C121 LOAD BASED ISHO MEAS WITHOUT COM MOD DUE TO CAPA REJECTION DL FOR NRT IS_HHO_WO_CM_LB_CAPA_DL_NRT M1010C122 LOAD BASED ISHO MEAS WITHOUT COM MOD DUE TO RESERVATION RATE SC FOR NRT IS_HHO_WO_CM_LB_RSVR_SC_NRT M1010C123 LOAD BASED ISHO MEAS WITHOUT COM MOD DUE TO HW OR LOGICAL RESOURCE LIMITATION FOR NRT IS_HHO_WO_CM_LB_RES_LIM_NRT M1010C124 SERVICE BASED ISHO MEAS WITHOUT COM MOD FOR NRT IS_HHO_WO_CM_SB_NRT M1010C125 NOT STARTED LOAD BASED ISHO BECAUSE NO CELL GOOD ENOUGH DUE TO PRXTOTAL FOR RT IS_HHO_NOCELL_LB_PRX_TOT_RT M1010C126 NOT STARTED LOAD BASED ISHO BECAUSE NO CELL GOOD ENOUGH DUE TO PTXTOTAL FOR RT IS_HHO_NOCELL_LB_PTX_TOT_RT M1010C127 NOT STARTED LOAD BASED ISHO BECAUSE NO CELL GOOD ENOUGH DUE TO TO RESERVATION RATE SC FOR RT IS_HHO_NOCELL_LB_RSVR_SC_RT M1010C128 NOT STARTED LOAD BASED ISHO BECAUSE NO CELL GOOD ENOUGH DUE TO HW OR LOGICAL RESOURCE LIMIT FOR RT IS_HHO_NOCELL_LB_RES_LIM_RT M1010C129 NOT STARTED SERVICE BASED ISHO BECAUSE NO CELL GOOD ENOUGH FOR RT IS_HHO_NOCELL_SB_RT M1010C130 NOT STARTED LOAD BASED ISHO BECAUSE NO CELL GOOD ENOUGH DUE TO PRXTOTAL FOR NRT IS_HHO_NOCELL_LB_PRX_TOT_NRT M1010C131 NOT STARTED LOAD BASED ISHO BECAUSE NO CELL GOOD ENOUGH DUE TO PTXTOTAL FOR NRT IS_HHO_NOCELL_LB_PTX_TOT_NRT M1010C132 NOT STARTED LOAD BASED ISHO BECAUSE NO CELL GOOD ENOUGH DUE TO CAPA REJECTION UL FOR NRT IS_HHO_NOCELL_LB_CAPA_UL_NRT M1010C133 NOT STARTED LOAD BASED ISHO BECAUSE NO CELL GOOD ENOUGH DUE TO CAPA REJECTION DL FOR NRT IS_HHO_NOCELL_LB_CAPA_DL_NRT M1010C134 NOT STARTED LOAD BASED ISHO BECAUSE NO CELL GOOD ENOUGH DUE TO TO RESERVATION RATE SC FOR NRT IS_HHO_NOCELL_LB_RSVR_SC_NRT Table 37 350 Inter system hard handover measurements for load and service based IS/IF handovers (Cont.) Id:0900d805808a84ca Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control Management data for handover control PI ID Name Abbreviation M1010C135 NOT STARTED LOAD BASED ISHO BECAUSE NO CELL GOOD ENOUGH DUE TO HW OR LOGICAL RESOURCE LIMIT FOR NRT IS_HHO_NOCELL_LB_RES_LIM_NRT M1010C136 NOT STARTED SERVICE BASED ISHO BECAUSE NO CELL GOOD ENOUGH FOR NRT IS_HHO_NOCELL_SB_NRT M1010C137 LOAD BASED ISHO ATTEMPTS CAUSED BY PRXTOTAL FOR RT IS_HHO_ATT_LB_PRX_TOT_RT M1010C138 LOAD BASED ISHO ATTEMPTS CAUSED BY PTXTOTAL FOR RT IS_HHO_ATT_LB_PTX_TOT_RT M1010C139 LOAD BASED ISHO ATTEMPTS CAUSED BY RESERVATION RATE SC FOR RT IS_HHO_ATT_LB_RSVR_SC_RT M1010C140 LOAD BASED ISHO ATTEMPTS CAUSED BY HW OR LOGICAL RESOURCE LIMITATION FOR RT IS_HHO_ATT_LB_RES_LIM_RT M1010C141 SERVICE BASED ISHO ATTEMPTS FOR RT IS_HHO_ATT_SB_RT M1010C142 LOAD BASED ISHO ATTEMPTS CAUSED BY PRXTOTAL FOR NRT IS_HHO_ATT_LB_PRX_TOT_NRT M1010C143 LOAD BASED ISHO ATTEMPTS CAUSED BY PTXTOTAL FOR NRT IS_HHO_ATT_LB_PTX_TOT_NRT M1010C144 LOAD BASED ISHO ATTEMPTS CAUSED BY CAPA REJECTION UL FOR NRT IS_HHO_ATT_LB_CAPA_UL_NRT M1010C145 LOAD BASED ISHO ATTEMPTS CAUSED BY CAPA REJECTION DL FOR NRT IS_HHO_ATT_LB_CAPA_DL_NRT M1010C146 LOAD BASED ISHO ATTEMPTS CAUSED BY RESERVATION RATE SC FOR NRT IS_HHO_ATT_LB_RSVR_SC_NRT M1010C147 LOAD BASED ISHO ATTEMPTS CAUSED BY HW OR LOGICAL RESOURCE LIMITATION FOR NRT IS_HHO_ATT_LB_RES_LIM_NRT M1010C148 SERVICE BASED ISHO ATTEMPTS FOR NRT IS_HHO_ATT_SB_NRT M1010C149 SUCCESSFUL LOAD BASED ISHO CAUSED BY PRXTOTAL FOR RT SUCC_IS_HHO_LB_PRX_TOT_RT M1010C150 SUCCESSFUL LOAD BASED ISHO CAUSED BY PTXTOTAL FOR RT SUCC_IS_HHO_LB_PTX_TOT_RT M1010C151 SUCCESSFUL ISHO CAUSED BY RES- SUCC_IS_HHO_LB_RSVR_SC_RT ERVATION RATE SC FOR RT M1010C152 SUCCESSFUL ISHO CAUSED BY HW OR LOGICAL RESOURCE LIMITATION FOR RT Table 37 SUCC_IS_HHO_LB_RES_LIM_RT Inter system hard handover measurements for load and service based IS/IF handovers (Cont.) DN03471612 Id:0900d805808a84ca Confidential 351 Management data for handover control WCDMA RAN and I-HSPA RRM Handover Control PI ID Name Abbreviation M1010C153 SUCCESSFUL SERVICE BASED ISHO FOR RT SUCC_IS_HHO_SB_RT M1010C154 SUCCESSFUL LOAD BASED ISHO CAUSED BY PRXTOTAL FOR NRT SUCC_IS_HHO_LB_PRX_TOT_NRT M1010C155 SUCCESSFUL LOAD BASED ISHO CAUSED BY PTXTOTAL FOR NRT SUCC_IS_HHO_LB_PTX_TOT_NRT M1010C156 SUCCESSFUL ISHO CAUSED BY CAPA REJECTION UL FOR NRT SUCC_IS_HHO_LB_CAPA_UL_NRT M1010C157 SUCCESSFUL ISHO CAUSED BY CAPA REJECTION DL FOR NRT SUCC_IS_HHO_LB_CAPA_DL_NRT M1010C158 SUCCESSFUL ISHO CAUSED BY RES- SUCC_IS_HHO_LB_RSVR_SC_NRT ERVATION RATE SC FOR NRT M1010C159 SUCCESSFUL ISHO CAUSED BY HW OR LOGICAL RESOURCE LIMITATION FOR NRT SUCC_IS_HHO_LB_RES_LIM_NRT M1010C160 SUCCESSFUL SERVICE BASED ISHO FOR NRT SUCC_IS_HHO_SB_NRT M1010C161 UNSUCCESSFUL LOAD BASED ISHO CAUSED BY PRXTOTAL FOR RT UNSUCC_IS_HHO_LB_PRX_TOT_RT M1010C162 UNSUCCESSFUL LOAD BASED ISHO CAUSED BY PTXTOTAL FOR RT UNSUCC_IS_HHO_LB_PTX_TOT_RT M1010C163 UNSUCCESSFUL ISHO CAUSED BY RESERVATION RATE SC FOR RT UNSUCC_IS_HHO_LB_RSVR_SC_RT M1010C164 UNSUCCESSFUL ISHO CAUSED BY HW OR LOGICAL RESOURCE LIMITATION FOR RT UNSUCC_IS_HHO_LB_RES_LIM_RT M1010C165 UNSUCCESSFUL SERVICE BASED ISHO FOR RT UNSUCC_IS_HHO_SB_RT M1010C166 UNSUCCESSFUL LOAD BASED ISHO CAUSED BY PRXTOTAL FOR NRT UNSUCC_IS_HHO_LB_PRX_TOT_NR T M1010C167 UNSUCCESSFUL LOAD BASED ISHO CAUSED BY PTXTOTAL FOR NRT UNSUCC_IS_HHO_LB_PTX_TOT_NRT M1010C168 UNSUCCESSFUL ISHO CAUSED BY CAPA REJECTION UL FOR NRT UNSUCC_IS_HHO_LB_CAPA_UL_NR T M1010C169 UNSUCCESSFUL ISHO CAUSED BY CAPA REJECTION DL FOR NRT UNSUCC_IS_HHO_LB_CAPA_DL_NR T M1010C170 UNSUCCESSFUL ISHO CAUSED BY RESERVATION RATE SC FOR NRT UNSUCC_IS_HHO_LB_RSVR_SC_NR T M1010C171 UNSUCCESSFUL ISHO CAUSED BY HW OR LOGICAL RESOURCE LIMITATION FOR NRT UNSUCC_IS_HHO_LB_RES_LIM_NRT M1010C172 UNSUCCESSFUL SERVICE BASED ISHO FOR NRT UNSUCC_IS_HHO_SB_NRT Table 37 352 Inter system hard handover measurements for load and service based IS/IF handovers (Cont.) Id:0900d805808a84ca Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control Management data for handover control PI ID Name Abbreviation M1010C173 RRC CONNECTION DROPS DURING LOAD BASED ISHO CAUSED BY PRXTOTAL FOR RT CONDR_IS_HHO_LB_PRX_TOT_RT M1010C174 RRC CONNECTION DROPS DURING LOAD BASED ISHO CAUSED BY PTXTOTAL FOR RT CONDR_IS_HHO_LB_PTX_TOT_RT M1010C175 RRC CONNECTION DROPS DURING ISHO CAUSED BY RESERVATION RATE SC FOR RT CONDR_IS_HHO_LB_RSVR_SC_RT M1010C176 RRC CONNECTION DROPS DURING ISHO CAUSED BY HW OR LOGICAL RESOURCE LIMITATION FOR RT CONDR_IS_HHO_LB_RES_LIM_RT M1010C177 RRC CONNECTION DROPS DURING SERVICE BASED ISHO FOR RT CONDR_IS_HHO_SB_RT M1010C178 RRC CONNECTION DROPS DURING LOAD BASED ISHO CAUSED BY PRXTOTAL FOR NRT CONDR_IS_HHO_LB_PRX_TOT_NRT M1010C179 RRC CONNECTION DROPS DURING LOAD BASED ISHO CAUSED BY PTXTOTAL FOR NRT CONDR_IS_HHO_LB_PTX_TOT_NRT M1010C180 RRC CONNECTION DROPS ISHO CAUSED BY CAPA REJECTION UL FOR NRT CONDR_IS_HHO_LB_CAPA_UL_NRT M1010C181 RRC CONNECTION DROPS ISHO CAUSED BY CAPA REJECTION DL FOR NRT CONDR_IS_HHO_LB_CAPA_DL_NRT M1010C182 RRC CONNECTION DROPS DURING ISHO CAUSED BY RESERVATION RATE SC FOR NRT CONDR_IS_HHO_LB_RSVR_SC_NRT M1010C183 RRC CONNECTION DROPS DURING ISHO CAUSED BY HW OR LOGICAL RESOURCE LIMITATION FOR NRT CONDR_IS_HHO_LB_RES_LIM_NRT M1010C184 RRC CONNECTION DROPS DURING SERVICE BASED ISHO FOR NRT CONDR_IS_HHO_SB_NRT M1010C189 LOAD BASED ISHO MEAS WITH COM MOD DUE TO CAPA REJECTION UL FOR RT IS_HHO_W_CM_LB_CAPA_UL_RT M1010C190 LOAD BASED ISHO MEAS WITH COM MOD DUE TO CAPA REJECTION DL FOR RT IS_HHO_W_CM_LB_CAPA_DL_RT M1010C191 LOAD BASED ISHO MEAS WITHOUT COM MOD DUE TO CAPA REJECTION UL FOR RT IS_HHO_WO_CM_LB_CAPA_UL_RT M1010C192 LOAD BASED ISHO MEAS WITHOUT COM MOD DUE TO CAPA REJECTION DL FOR RT IS_HHO_WO_CM_LB_CAPA_DL_RT Table 37 Inter system hard handover measurements for load and service based IS/IF handovers (Cont.) DN03471612 Id:0900d805808a84ca Confidential 353 Management data for handover control WCDMA RAN and I-HSPA RRM Handover Control PI ID Name M1010C193 IS_HHO_NOCELL_LB_CAPA_UL_RT NOT STARTED LOAD BASED ISHO BECAUSE NO CELL GOOD ENOUGH DUE TO CAPA REJECTION UL FOR RT M1010C194 IS_HHO_NOCELL_LB_CAPA_DL_RT NOT STARTED LOAD BASED ISHO BECAUSE NO CELL GOOD ENOUGH DUE TO CAPA REJECTION DL FOR RT M1010C195 LOAD BASED ISHO ATTEMPTS CAUSED BY CAPA REJECTION UL FOR RT IS_HHO_ATT_LB_CAPA_UL_RT M1010C196 LOAD BASED ISHO ATTEMPTS CAUSED BY CAPA REJECTION DL FOR RT IS_HHO_ATT_LB_CAPA_DL_RT M1010C197 SUCCESSFUL ISHO CAUSED BY CAPA REJECTION UL FOR RT SUCC_IS_HHO_LB_CAPA_UL_RT M1010C198 SUCCESSFUL ISHO CAUSED BY CAPA REJECTION DL FOR RT SUCC_IS_HHO_LB_CAPA_DL_RT M1010C199 UNSUCCESSFUL ISHO CAUSED BY CAPA REJECTION UL FOR RT UNSUCC_IS_HHO_LB_CAPA_UL_RT M1010C200 UNSUCCESSFUL ISHO CAUSED BY CAPA REJECTION DL FOR RT UNSUCC_IS_HHO_LB_CAPA_DL_RT M1010C201 RRC CONNECTION DROPS ISHO CAUSED BY CAPA REJECTION UL FOR RT CONDR_IS_HHO_LB_CAPA_UL_RT M1010C202 RRC CONNECTION DROPS ISHO CAUSED BY CAPA REJECTION DL FOR RT CONDR_IS_HHO_LB_CAPA_DL_RT Table 37 Abbreviation Inter system hard handover measurements for load and service based IS/IF handovers (Cont.) 37.2.9 RAN1275: Inter-system handover cancellation PI ID Name Abbreviation M1010C203 ISHO CANCEL DUE TO CPICH ECNO FOR RT CANC_ISHO_CPICH_ECNO_RT M1010C204 ISHO CANCEL DUE TO CPICH RSCP FOR RT CANC_ISHO_CPICH_RSCP_RT M1010C205 ISHO CANCEL DUE TO UE TX POWER FOR RT CANC_ISHO_TX_PWR_RT M1010C206 ISHO CANCEL DUE TO DL DPCH POWER FOR RT CANC_ISHO_DL_DPCH_RT M1010C207 ISHO CANCEL DUE TO CELL ADDITION FOR RT CANC_ISHO_ADD_RT M1010C208 ISHO CANCEL DUE TO CELL REPLACEMENT FOR RT CANC_ISHO_REPL_RT Table 38 354 Inter-system handover cancellation Id:0900d805808a84ca Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control Management data for handover control PI ID Name Abbreviation M1010C209 ISHO CANCEL DUE TO CPICH ECNO FOR NRT CANC_ISHO_CPICH_ECNO_NRT M1010C210 ISHO CANCEL DUE TO CPICH RSCP FOR NRT CANC_ISHO_CPICH_RSCP_NRT M1010C211 ISHO CANCEL DUE TO UE TX POWER FOR NRT CANC_ISHO_TX_PWR_NRT M1010C212 ISHO CANCEL DUE TO DL DPCH POWERFOR NRT CANC_ISHO_DL_DPCH_NRT M1010C213 ISHO CANCEL DUE TO CELL ADDITION FOR NRT CANC_ISHO_ADD_NRT M1010C214 ISHO CANCEL DUE TO CELL REPLACEMENT FOR NRT CANC_ISHO_REPL_NRT Table 38 Inter-system handover cancellation (Cont.) 37.2.10 RAN1191: Detected set reporting and measurements PI ID Name Abbreviation M1006C169 PRACH DELAY RANGE PARAMETER VALUE PRACH_DELAY_RANGE_VALUE M1013C4 CPICH ECNO SHO SUM CPICH_ECNO_SHO_SUM M1013C5 CPICH ECNO SHO DENOM CPICH_ECNO_SHO_DENOM M1013C6 CPICH RSCP SHO SUM CPICH_RSCP_SHO_SUM M1013C7 CPICH RSCP SHO DENOM CPICH_RSCP_SHO_DENOM M1028C0 CPICH ECNO DETECTED CELL SUM CPICH_ECNO_DET_SUM M1028C1 CPICH ECNO DETECTED CELL DENOM CPICH_ECNO_DET_DENOM M1028C2 CPICH RSCP DETECTED CELL SUM CPICH_RSCP_DET_SUM M1028C3 CPICH RSCP DETECTED CELL DENOM CPICH_RSCP_DET_DENOM Table 39 RAN1191: Detected set reporting and measurements 37.2.11 RAN1515: HSPA inter-RNC cell change PI ID Name Abbreviation M1002C545 HS-DSCH ALLO FOR INTER RNC HHO INTERACTIVE ALLO_HS_INTER_RNC_HHO_INT M1002C546 HS-DSCH ALLO FOR INTER RNC HHO BACKGROUND ALLO_HS_INTER_RNC_HHO_BGR M1002C547 HS-DSCH SETUP FAIL FOR INTER RNC HHO INTERACTIVE STP_F_HS_INTER_RNC_HHO_INT Table 40 HSPA inter-RNC cell change DN03471612 Id:0900d805808a84ca Confidential 355 Management data for handover control WCDMA RAN and I-HSPA RRM Handover Control PI ID Name Abbreviation M1002C548 HS-DSCH SETUP FAIL FOR INTER RNC HHO BACKGROUND STP_F_HS_INTER_RNC_HHO_BGR M1002C549 E-DCH ALLO FOR INTER RNC HHO INTERACTIVE ALLO_ED_INTER_RNC_HHO_INT M1002C550 E-DCH ALLO FOR INTER RNC HHO BACKGROUND ALLO_ED_INTER_RNC_HHO_BGR M1002C551 E-DCH SETUP FAIL FOR INTER RNC HHO INTERACTIVE STP_F_ED_INTER_RNC_HHO_INT M1002C552 E-DCH SETUP FAIL FOR INTER RNC HHO BACKGROUND STP_F_ED_INTER_RNC_HHO_BGR M1008C243 INTER RNC HHO ATTEMPTS DUE TO HSPA SCC INTER_RNC_HHO_ATT_HSPA_SCC M1008C244 SUCCESSFUL INTER RNC HHO DUE TO HSPA SCC INTER_RNC_HHO_SUCC_HSPA_SCC M1008C245 UNSUCCESSFUL INTER RNC HHO CAUSED BY HSPA SCC UNSUCC_INTER_RNC_HHO_SCC M1008C246 CONNECTION DROPS DURING INTER RNC HHO CAUSED BY HSPA SCC INTER_RNC_HHO_DROP_SCC M1022C78 HS-DSCH/E-DCH ALLO AFTER HSDSCH/E-DCH HHO REQ HS_E_REQ_HS_E_ALLO_HHO M1022C79 HS-DSCH/DCH ALLO AFTER HSDSCH/E-DCH HHO REQ HS_E_REQ_HS_D_ALLO_HHO M1022C80 HS-DSCH/DCH ALLO AFTER HSDSCH/DCH HHO REQ HS_D_REQ_HS_D_ALLO_HHO M1022C81 DCH/DCH ALLO AFTER HS-DSCH/EDCH HHO REQ HS_E_REQ_D_D_ALLO_HHO M1022C82 DCH/DCH ALLO AFTER HSDSCH/DCH HHO REQ HS_D_REQ_D_D_ALLO_HHO Table 40 HSPA inter-RNC cell change (Cont.) 37.2.12 RAN1276: HSDPA inter-frequency handover PI ID Name M1002C623 ALLOCATION FOR HSDPA IFHO COM- ALLO_CM_HSDPA_IFHO PRESSED MODE M1002C624 ALLOCATION DURATION FOR HSDPA IFHO COMPRESSED MODE ALLO_DURA_CM_HSDPA_IFHO M1002C625 REJECTED HSDPA IFHO COMPRESSED MODE REJ_CM_HSDPA_IFHO M1008C247 HSPA IFHO MEAS START ATTEMPTS ATT_HSPA_IFHO_MEAS M1008C248 HSPA IFHO MEAS START FAILURES FAIL_HSPA_IFHO_MEAS M1008C249 NOT STARTED HSPA IFHO BECAUSE NO CELL GOOD ENOUGH NOT_START_HSPA_IFHO_NO_CELL Table 41 356 Abbreviation HSDPA inter-frequency handover measurement counters Id:0900d805808a84ca Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control Management data for handover control PI ID Name Abbreviation M1008C250 HSPA INTRA-RNC IFHO ATTEMPTS ATT_HSPA_INTRA_IFHO M1008C251 HSPA INTER-RNC IFHO ATTEMPTS ATT_HSPA_INTER_IFHO M1008C252 SUCCESSFUL HSPA INTRA-RNC IFHO TO REL99 SUCC_HSPA_INTRA_IFHO_REL99 M1008C253 SUCCESSFUL HSPA INTRA-RNC IFHO TO HSDPA SUCC_HSPA_INTRA_IFHO_HSDPA M1008C254 SUCCESSFUL HSPA INTRA-RNC IFHO TO HSUPA SUCC_HSPA_INTRA_IFHO_HSUPA M1008C255 SUCCESSFUL HSPA INTER-RNC IFHO SUCC_HSPA_INTER_IFHO M1008C256 FAILED HSPA INTRA-RNC IFHO DUE TO UTRAN FAIL_HSPA_INTRA_IFHO_UTRAN M1008C257 FAILED HSPA INTER-RNC IFHO DUE TO UTRAN FAIL_HSPA_INTER_IFHO_UTRAN M1008C258 FAILED HSPA INTRA-RNC IFHO DUE TO UE NACK FAIL_HSPA_INTRA_IFHO_UE_NACK M1008C259 FAILED HSPA INTER-RNC IFHO DUE TO UE NACK FAIL_HSPA_INTER_IFHO_UE_NACK M1008C260 FAILED HSPA INTRA-RNC IFHO DUE TO UE LOST FAIL_HSPA_INTRA_IFHO_UE_LOST M1008C261 FAILED HSPA INTER-RNC IFHO DUE TO UE LOST FAIL_HSPA_INTER_IFHO_UE_LOST Table 41 HSDPA inter-frequency handover measurement counters (Cont.) 37.2.13 RAN1596: HSPA capability based handover PI ID Name Abbreviation M1008C262 IFHO MEAS START ATTEMPTS DUE TO HSPA CAPA ATT_HCAP_IFHO_MEAS M1008C263 IFHO MEAS START FAILURES DUE TO HSPA CAPA FAIL_HCAP_IFHO_MEAS M1008C264 NOT STARTED IFHO BECAUSE NO CELL GOOD ENOUGH DUE TO HSPA CAPA NOT_START_HCAP_IFHO_NO_CELL M1008C265 INTRA-RNC IFHO ATTEMPTS DUE TO HSPA CAPA ATT_HCAP_INTRA_IFHO M1008C266 INTER-RNC IFHO ATTEMPTS DUE TO HSPA CAPA ATT_HCAP_INTER_IFHO M1008C267 SUCCESSFUL INTRA-RNC IFHO DUE TO HSPA CAPA SUCC_HCAP_INTRA_IFHO M1008C268 SUCCESSFUL INTER-RNC IFHO DUE TO HSPA CAPA SUCC_HCAP_INTER_IFHO M1008C269 FAILED HSPA CAPA TRIGGERED INTRA-RNC IFHO DUE TO UTRAN FAIL_HCAP_INTRA_IFHO_UTRAN Table 42 HSPA capability based handover counters DN03471612 Id:0900d805808a84ca Confidential 357 Management data for handover control WCDMA RAN and I-HSPA RRM Handover Control PI ID Name Abbreviation M1008C270 FAILED HSPA CAPA TRIGGERED INTER-RNC IFHO DUE TO UTRAN FAIL_HCAP_INTER_IFHO_UTRAN M1008C271 FAILED HSPA CAPA TRIGGERED INTRA-RNC IFHO DUE TO UE NACK FAIL_HCAP_INTRA_IFHO_UE_NACK M1008C272 FAILED HSPA CAPA TRIGGERED INTER-RNC IFHO DUE TO UE NACK FAIL_HCAP_INTER_IFHO_UE_NACK M1008C273 FAILED HSPA CAPA TRIGGERED INTRA-RNC IFHO DUE TO UE LOST FAIL_HCAP_INTRA_IFHO_UE_LOST M1008C274 FAILED HSPA CAPA TRIGGERED INTER-RNC IFHO DUE TO UE LOST FAIL_HCAP_INTER_IFHO_UE_LOST Table 42 HSPA capability based handover counters (Cont.) 37.2.14 RAN1011: HSPA layering for UEs in common channels PI ID Name M1002C509 DCH ALLO FOR SIG LINK FROM NON- DCH_ALLO_NON_HSPA_TO_HSPA HSPA TO HSPA LAYER M1002C510 DCH ALLO FOR SIG LINK FROM HSPA TO NON-HSPA LAYER DCH_ALLO_HSPA_TO_NON_HSPA M1002C511 DCH ALLO FOR SIG LINK FROM HSPA TO HSPA LAYER DCH_ALLO_HSPA_TO_HSPA M1002C512 FACH TO DCH FROM NON-HSPA TO HSPA LAYER FACH_DCH_NON_HSPA_TO_HSPA M1002C513 FACH TO DCH FROM HSPA TO NONHSPA LAYER FACH_DCH_HSPA_TO_NON_HSPA M1002C514 FACH TO DCH FROM HSPA TO HSPA LAYER FACH_DCH_HSPA_TO_HSPA Table 43 Abbreviation HSPA layering for UEs in common channels counters 37.2.15 RAN146: Power Balancing PI ID Name Abbreviation M1004C108 ALL IUR DL POWER CONTROL MESSAGES IN SRNC DL_PWR_CTRL_IUR_ALL_SRNC M1004C109 IUR DL POWER CONTROL MESSAGES FOR POWER UPDATE IN SRNC DL_PWR_CTRL_IUR_PWR_UPD_SRN C M1004C110 ALL IUR DL POWER CONTROL MESSAGES IN DRNC DL_PWR_CTRL_IUR_ALL_DRNC M1004C111 IUR DL POWER CONTROL MESSAGES FOR POWER UPDATE IN DRNC DL_PWR_CTRL_IUR_PWR_UPD_DRN C Table 44 358 RAN146: Power Balancing counters Id:0900d805808a84ca Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control Management data for handover control PI ID Name Abbreviation M1005C148 DEDICATED MEASUREMENT REPORT DEDIC_MEAS_REPORT M1005C149 ALL IUB DL POWER CONTROL MESSAGES IN SRNC DL_PWR_CTRL_IUB_ALL_SRNC M1005C150 ALL IUB DL POWER CONTROL MESSAGES IN DRNC DL_PWR_CTRL_IUB_ALL_DRNC M1005C151 IUB DL POWER CONTROL MESSAGES FOR POWER UPDATE IN SRNC DL_PWR_CTRL_IUB_PWR_UPD_SRN C M1005C152 IUB DL POWER CONTROL MESSAGES FOR POWER UPDATE IN DRNC DL_PWR_CTRL_IUB_PWR_UPD_DRN C Table 44 RAN146: Power Balancing counters (Cont.) 37.2.16 PI ID RAN955: Power Saving Mode for BTS Name Abbreviation M1000C377 WCELL POWER SAVING MODE ACTIVATIONS WCELL_POWER_SAVING_MODE_AC T M1000C378 AVAILABILITY WCELL IN POWER SAVING MODE AVAIL_WCELL_IN_POWER_SAVING M1008C286 INTER FREQ HO ATTEMPTS FORCED BY CELL SHUTDOWN FOR NRT ATT_IFHO_CELL_SHUTDOWN_NRT M1008C287 INTER FREQ HO ATTEMPTS FORCED BY CELL SHUTDOWN FOR RT ATT_IFHO_CELL_SHUTDOWN_RT M1008C288 SUCCESSFUL INTER FREQ HO FORCED BY CELL SHUTDOWN FOR NRT SUCC_IFHO_CELL_SHUTDOWN_NRT M1008C289 SUCCESSFUL INTER FREQ HO FORCED BY CELL SHUTDOWN FOR RT SUCC_IFHO_CELL_SHUTDOWN_RT M1010C225 INTER SYSTEM HO ATTEMPTS FORCED BY CELL SHUTDOWN FOR NRT ATT_ISHO_CELL_SHUTDOWN_NRT M1010C226 INTER SYSTEM HO ATTEMPTS FORCED BY CELL SHUTDOWN FOR RT ATT_ISHO_CELL_SHUTDOWN_RT M1010C227 SUCCESSFUL INTER SYSTEM HO FORCED BY CELL SHUTDOWN FOR NRT SUCC_ISHO_CELL_SHUTDOWN_NRT M1010C228 SUCCESSFUL INTER SYSTEM HO FORCED BY CELL SHUTDOWN FOR RT SUCC_ISHO_CELL_SHUTDOWN_RT Table 45 RAN955: Power Saving Mode for BTS counters DN03471612 Id:0900d805808a84ca Confidential 359 Management data for handover control 37.2.17 PI ID WCDMA RAN and I-HSPA RRM Handover Control RAN1201: Support for Fractional DPCH Name Abbreviation M1002C664 E-DCH ALLO FOR SRB IN SRNC ALLO_EDCH_SRB_SRNC M1002C665 E-DCH ALLO FOR SRB IN DRNC ALLO_EDCH_SRB_DRNC M1002C666 HS-DSCH ALLO FOR SRB IN SRNC ALLO_HS_DSCH_SRB_SRNC M1002C667 HS-DSCH ALLO FOR SRB IN DRNC ALLO_HS_DSCH_SRB_DRNC Table 46 RAN1201: Support for Fractional DPCH counters 37.2.18 PI ID RAN1231: Support for HSPA over Iur Name Abbreviation M1002C630 HS-DSCH ATTEMPTS IN DRNC ATT_HS_DSCH_DRNC M1002C631 HS-DSCH ALLOCATIONS IN DRNC ALLO_HS_DSCH_DRNC M1002C632 HS-DSCH ALLOCATION DURATION IN DRNC ALLO_DUR_HS_DSCH_DRNC M1002C633 E-DCH ATTEMPTS IN DRNC ATT_EDCH_DRNC M1002C634 E-DCH ALLOCATIONS IN DRNC ALLO_EDCH_DRNC M1002C635 E-DCH ALLOCATION DURATION IN DRNC ALLO_DUR_EDCH_DRNC M1004C169 TRANSFERRED DATA FOR NRT HSDPA RETURN CHANNEL FROM DRNC NRT_HSDPA_UL_DATA_FROM_DRNC M1004C170 TRANSFERRED DATA FOR RT HSDPA RETURN CHANNEL FROM DRNC RT_HSDPA_UL_DATA_FROM_DRNC M1004C171 TRANSFERRED HS-DSCH DATA FOR CS VOICE TO DRNC AMR_HS_DSCH_DATA_TO_DRNC M1004C172 TRANSFERRED E-DCH DATA FOR CS VOICE FROM DRNC AMR_EDCH_DATA_FROM_DRNC M1004C173 HS-DSCH MAC-D FLOW ALLOCATION ATTEMPTS OVER IUR ON SRNC ATT_HSDSCH_OVER_IUR_ON_SRNC M1004C174 HS-DSCH MAC-D FLOW ALLOCATION SUCCESS OVER IUR ON SRNC SUCC_HSDSCH_OVER_IUR_ON_SRN C M1008C275 HS-DSCH INTER RNC SERVING CELL CHANGES SUCCESSFUL SCC_INTER_RNC_SUCCESS M1008C276 HS-DSCH INTER RNC SERVING CELL CHANGE FAILURES SCC_INTER_RNC_FAIL M1008C277 E-DCH INTER RNC SERVING CELL CHANGES SUCCESSFUL EDCH_SCC_INTER_RNC_SUCCESS M1008C278 E-DCH INTER RNC SERVING CELL CHANGE FAILURES EDCH_SCC_INTER_RNC_FAIL Table 47 360 RAN1231: Support for HSPA over Iur Id:0900d805808a84ca Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control 37.2.19 PI ID Table 48 RAN2047: LTE interworking Name M1009C286 Management data for handover control Abbreviation LTE CS HHO IN PREP FAIL DUE TO RNL LTE_CS_IN_PREP_FAIL_RNL RAN2047: LTE interworking 37.2.20 PI ID RAN1758: Multiple BSIC Identification Name Abbreviation M1010C229 INTER SYSTEM HO ATTEMPTS FOR 2ND BEST CELL FOR RT IS_HHO_ATT_2ND_BEST_CELL_RT M1010C230 INTER SYSTEM HO ATTEMPTS FOR 3RD BEST CELL FOR RT IS_HHO_ATT_3RD_BEST_CELL_NRT M1010C231 INTER SYSTEM HO ATTEMPTS FOR 2ND BEST CELL FOR NRT IS_HHO_ATT_2ND_BEST_CELL_RT M1010C232 INTER SYSTEM HO ATTEMPTS FOR 3RD BEST CELL FOR NRT IS_HHO_ATT_3RD_BEST_CELL_NRT Table 49 RAN1758: Multiple BSIC Identification 37.2.21 PI ID RAN2172: Multi-Band Load Balancing Name Abbreviation M1006C324 RB SETUP ATTEMPT WITH BLIND HO ATT_RB_SETUP_BLIND_HO M1006C325 RB SETUP SUCCESSFUL WITH BLIND HO SUCC_RB_SETUP_BLIND_HO M1006C326 RB SETUP FAIL BLIND HO DUE TO UE NACK WITHOUT MEAS FAIL_RB_BLHO_UENACK_WO_MEAS M1006C327 RB SETUP FAIL BLIND HO DUE TO UE NACK WITH MEAS FAIL_RB_BLHO_UENACK_W_MEAS M1006C328 RB SETUP FAIL BLIND HO DUE TO UE LOST WITHOUT MEAS FAIL_RB_BLHO_UELOST_WO_MEAS M1006C329 RB SETUP FAIL BLIND HO DUE TO UE LOST WITH MEAS FAIL_RB_BLHO_UELOST_W_MEAS M1006C240 ATTEMPTED INTER-BTS LAYER CHANGES IN PCH/FACH TO DCH ATT_INT_BTS_PCH_FACH_TO_DCH M1006C241 SUCCESSFUL INTER-BTS LAYER CHANGES IN PCH/FACH TO DCH SUCC_INT_BTS_PCH_FACH_TO_DC H M1006C242 FAILED INTER-BTS LAYER CHANGES IN PCH/FACH TO DCH FAIL_INT_BTS_PCH_FACH_TO_DCH M1008C296 MBLB IFHO ATTEMPTS WITH UE BAND CAPA ATT_MBLB_IFHO_UE_BAND_CAPA Table 50 RAN2172: Multi-Band Load Balancing DN03471612 Id:0900d805808a84ca Confidential 361 Management data for handover control PI ID WCDMA RAN and I-HSPA RRM Handover Control Name Abbreviation M1008C297 MBLB IFHO ATTEMPTS WITH SERVICE AND UE FEATURE CAPA ATT_MBLB_IFHO_SERVICE_UE_CAP M1008C298 MBLB IFHO ATTEMPTS WITH RSCP ATT_MBLB_IFHO_RSCP M1008C299 MBLB IFHO ATTEMPTS WITH LOAD ATT_MBLB_IFHO_LOAD M1008C300 SUCCESSFUL MBLB IFHO SUCC_MBLB_IFHO M1008C301 FAILED MBLB IFHO DUE TO UTRAN FAIL_MBLB_IFHO_UTRAN M1008C302 FAILED MBLB IFHO DUE TO UE NACK FAIL_MBLB_IFHO_UE_NACK M1008C303 FAILED MBLB IFHO DUE TO UE LOST FAIL_MBLB_IFHO_UE_LOST M1033C0 RRC CPICH ECNO CLASS 0 RRC_CPICH_ECNO_CLASS_0 M1033C1 RRC CPICH ECNO CLASS 1 RRC_CPICH_ECNO_CLASS_1 M1033C2 RRC CPICH ECNO CLASS 2 RRC_CPICH_ECNO_CLASS_2 M1033C3 RRC CPICH ECNO CLASS 3 RRC_CPICH_ECNO_CLASS_3 M1033C4 RRC CPICH ECNO CLASS 4 RRC_CPICH_ECNO_CLASS_4 M1033C5 RRC CPICH ECNO CLASS 5 RRC_CPICH_ECNO_CLASS_5 M1033C6 RRC CPICH ECNO CLASS 6 RRC_CPICH_ECNO_CLASS_6 M1033C7 RRC CPICH ECNO CLASS 7 RRC_CPICH_ECNO_CLASS_7 M1033C8 RRC CPICH ECNO CLASS 8 RRC_CPICH_ECNO_CLASS_8 M1033C9 RRC CPICH ECNO CLASS 9 RRC_CPICH_ECNO_CLASS_9 M1033C10 RRC CPICH RSCP CLASS 0 RRC_CPICH_RSCP_CLASS_0 M1033C11 RRC CPICH RSCP CLASS 1 RRC_CPICH_RSCP_CLASS_1 M1033C12 RRC CPICH RSCP CLASS 2 RRC_CPICH_RSCP_CLASS_2 M1033C13 RRC CPICH RSCP CLASS 3 RRC_CPICH_RSCP_CLASS_3 M1033C14 RRC CPICH RSCP CLASS 4 RRC_CPICH_RSCP_CLASS_4 M1033C15 RRC CPICH RSCP CLASS 5 RRC_CPICH_RSCP_CLASS_5 M1033C16 RRC CPICH RSCP CLASS 6 RRC_CPICH_RSCP_CLASS_6 M1033C17 RRC CPICH RSCP CLASS 7 RRC_CPICH_RSCP_CLASS_7 M1033C18 RRC CPICH RSCP CLASS 8 RRC_CPICH_RSCP_CLASS_8 M1033C19 RRC CPICH RSCP CLASS 9 RRC_CPICH_RSCP_CLASS_9 M1033C20 RRC CPICH RSCP CLASS 10 RRC_CPICH_RSCP_CLASS_10 M1033C21 RRC CPICH RSCP CLASS 11 RRC_CPICH_RSCP_CLASS_11 M1033C22 RRC CPICH RSCP CLASS 12 RRC_CPICH_RSCP_CLASS_12 M1033C23 RRC CPICH RSCP CLASS 13 RRC_CPICH_RSCP_CLASS_13 M1033C24 RRC CPICH RSCP CLASS 14 RRC_CPICH_RSCP_CLASS_14 M1033C25 RRC CPICH RSCP CLASS 15 RRC_CPICH_RSCP_CLASS_15 M1033C26 RRC CPICH RSCP CLASS 16 RRC_CPICH_RSCP_CLASS_16 Table 50 362 RAN2172: Multi-Band Load Balancing (Cont.) Id:0900d805808a84ca Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control 37.3 Management data for handover control Parameters There are no parameters related to: • • • • • 37.3.1 RAN1.5008 GSM - WCDMA inter-system handover RAN1011: HSPA layering for UEs in common channels RAN1.5008 GSM - WCDMA inter-system handover RAN2.0105: Inter-RNC intra-frequency hard handover RAN2067: LTE interworking RAN2.0079: Directed RRC connection setup Parameter name Abbreviated name Modifiable / systemdefined Object Prx Margin for DRRC DRRCprxMargin On-Line WCEL Prx Offset for DRRC DRRCprxOffset On-Line WCEL Ptx Margin for DRRC DRRCptxMargin On-Line WCEL Ptx Offset for DRRC DRRCptxOffset On-Line WCEL On-Line WCEL RRC connection setup Retrans- RRCconnRepTimer1 mission Timer1 Table 51 RAN2.0079: Directed RRC connection setup 37.3.2 RAN1266: Soft handover based on detected set reporting Parameter name Abbreviated name Modifiable / systemdefined Object Change origin ADJDChangeOrigin Not modifiable ADJD Identifier of additional intra-frequency adjacency ADJDId Not modifiable ADJD Cell Identifier AdjdCI On-Line ADJD Primary CPICH power AdjdCPICHTxPwr On-Line ADJD Disable Effect on Reporting Range AdjdDERR On-Line ADJD HSDPA HOPS identifier AdjdHSDPAHopsId On-Line ADJD Location Area Code AdjdLAC On-Line ADJD Mobile Country Code AdjdMCC On-Line ADJD Mobile Network Code AdjdMNC On-Line ADJD Mobile Network Code Length AdjdMNCLength On-Line ADJD NRT HOPS Identifier AdjdNRTHopsId On-Line ADJD Routing Area Code AdjdRAC On-Line ADJD RNC Identifier AdjdRNCId On-Line ADJD Table 52 RAN1266: Soft handover based on detected set reporting DN03471612 Id:0900d805808a84ca Confidential 363 Management data for handover control WCDMA RAN and I-HSPA RRM Handover Control Parameter name Abbreviated name Modifiable / systemdefined Object RT HOPS Identifier AdjdRTHopsId On-Line ADJD HSDPA HOPS identifier for AMR multi-service AdjdRTWithHSDPAHopsId On-Line ADJD Primary Scrambling Code AdjdScrCode On-Line ADJD Tx Diversity Indicator AdjdTxDiv On-Line ADJD Detected Set Reporting Based SHO DSRepBasedSHO On-Line FMCS Table 52 RAN1266: Soft handover based on detected set reporting (Cont.) 37.3.3 RAN1.024: Soft handovers Table RAN1.024: Soft handovers includes parameters for RAN1.5010: Inter-frequency handover. Parameter name Abbreviated name Modifiable / systemdefined Object Cell Identifier AdjiCI On-Line ADJI UTRA Absolute Radio Frequency Channel Number UARFCN Not modifiable WCEL UTRA Absolute Radio Frequency Channel Number AdjiUARFCN On-Line ADJI Primary CPICH power AdjiCPICHTxPwr On-Line ADJI Location Area Code AdjiLAC On-Line ADJI Mobile Country Code AdjiMCC On-Line ADJI Mobile Network Code AdjiMNC On-Line ADJI Routing Area Code AdjiRAC On-Line ADJI RNC Identifier AdjiRNCid On-Line ADJI Primary Scrambling Code AdjiScrCode On-Line ADJI Tx Diversity Indicator AdjiTxDiv On-Line ADJI Maximum UE TX Power on DPCH AdjiTxPwrDPCH On-Line ADJI NRT HOPI Identifier NrtHopiIdentifier On-Line ADJI RT HOPI Identifier RtHopiIdentifier On-Line ADJI Cell Identifier AdjsCI On-Line ADJS Primary CPICH power AdjsCPICHTxPwr On-Line ADJS Disable Effect on Reporting Range AdjsDERR On-Line ADJS CPICH Ec/No Offset AdjsEcNoOffset On-Line ADJS Table 53 364 RAN1.024: Soft handovers Id:0900d805808a84ca Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control Management data for handover control Parameter name Abbreviated name Modifiable / systemdefined Object Location Area Code AdjsLAC On-Line ADJS Mobile Country Code AdjsMCC On-Line ADJS Mobile Network Code AdjsMNC On-Line ADJS Routing Area Code AdjsRAC On-Line ADJS RNC Identifier AdjsRNCid On-Line ADJS Primary Scrambling Code AdjsScrCode On-Line ADJS Tx Diversity Indicator AdjsTxDiv On-Line ADJS Maximum UE TX Power on RACH AdjsTxPwrRACH On-Line ADJS NRT HOPS Identifier NrtHopsIdentifier On-Line ADJS RT HOPS Identifier RtHopsIdentifier On-Line ADJS FMCI identifier FMCIId Not modifiable FMCI IFHO caused by CPICH Ec/No IFHOcauseCPICHEcNo On-Line FMCI IFHO caused by CPICH RSCP IFHOcauseCPICHrscp On-Line FMCI IFHO caused by DL DPCH TX Power IFHOcauseTxPwrDL On-Line FMCI IFHO caused by UE TX Power IFHOcauseTxPwrUL On-Line FMCI IFHO caused by UL DCH Quality IFHOcauseUplinkQuality On-Line FMCI DL DPCH TX Power Threshold for AMR InterFreqDLTxPwrThrAMR On-Line FMCI DL DPCH TX Power Threshold for CS InterFreqDLTxPwrThrCS On-Line FMCI DL DPCH TX Power Threshold for NRT PS InterFreqDLTxPwrThrNrtPS On-Line FMCI DL DPCH TX Power Threshold for RT PS InterFreqDLTxPwrThrRtPS On-Line FMCI Maximum Measurement Period InterFreqMaxMeasPeriod On-Line FMCI Measurement Averaging Window InterFreqMeasAveWindow On-Line FMCI Measurement Reporting Interval InterFreqMeasRepInterval On-Line FMCI Minimum Interval Between HOs InterFreqMinHoInterval On-Line FMCI Minimum Measurement Interval InterFreqMinMeasInterval On-Line FMCI Table 53 RAN1.024: Soft handovers (Cont.) DN03471612 Id:0900d805808a84ca Confidential 365 Management data for handover control WCDMA RAN and I-HSPA RRM Handover Control Parameter name Abbreviated name Modifiable / systemdefined Object neighbor Cell Search Period InterFreqNcellSearchPeriod On-Line FMCI UE TX Power Filter Coefficient InterFreqUETxPwrFilterCoeff On-Line FMCI UE TX Power Threshold for AMR InterFreqUETxPwrThrAMR On-Line FMCI UE TX Power Threshold for CS InterFreqUETxPwrThrCS On-Line FMCI UE TX Power Threshold for NRT PS InterFreqUETxPwrThrNrtPS On-Line FMCI UE TX Power Threshold for RT PS InterFreqUETxPwrThrRtPS On-Line FMCI UE TX Power Time Hysteresis InterFreqUETxPwrTimeHyst On-Line FMCI FMCS identifier FMCSId Not modifiable FMCS Active Set Weighting Coefficient ActiveSetWeightingCoefficient On-Line FMCS Addition Reporting Interval AdditionReportingInterval On-Line FMCS Addition Time AdditionTime On-Line FMCS Addition Window AdditionWindow On-Line FMCS Drop Time DropTime On-Line FMCS Drop Window DropWindow On-Line FMCS CPICH Ec/No Filter Coef- EcNoFilterCoefficient ficient On-Line FMCS CPICH Ec/No HHO Cancellation HHoEcNoCancel On-Line FMCS CPICH Ec/No HHO Cancellation Time HHoEcNoCancelTime On-Line FMCS CPICH Ec/No HHO Threshold HHoEcNoThreshold On-Line FMCS CPICH Ec/No HHO Time Hysteresis HHoEcNoTimeHysteresis On-Line FMCS CPICH RSCP HHO Cancellation HHoRscpCancel On-Line FMCS CPICH RSCP HHO Cancellation Time HHoRscpCancelTime On-Line FMCS CPICH RSCP HHO Filter Coefficient HHoRscpFilterCoefficient On-Line FMCS CPICH RSCP HHO Threshold HHoRscpThreshold On-Line FMCS Table 53 366 RAN1.024: Soft handovers (Cont.) Id:0900d805808a84ca Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control Management data for handover control Parameter name Abbreviated name Modifiable / systemdefined Object CPICH RSCP HHO Time Hysteresis HHoRscpTimeHysteresis On-Line FMCS Maximum Active Set Size MaxActiveSetSize On-Line FMCS Replacement Reporting Interval ReplacementReportingInterval On-Line FMCS Replacement Time ReplacementTime On-Line FMCS Replacement Window ReplacementWindow On-Line FMCS CPICH Ec/No Margin for IFHO AdjiEcNoMargin On-Line HOPI Minimum CPICH Ec/No for IFHO AdjiMinEcNo On-Line HOPI Minimum CPICH RSCP for IFHO AdjiMinRSCP On-Line HOPI Pathloss Margin for IFHO AdjiPlossMargin On-Line HOPI Ncell Priority for Coverage IFHO AdjiPriorityCoverage On-Line HOPI Ncell Priority for Quality IFHO AdjiPriorityQuality On-Line HOPI CPICH Ec/No Averaging Window EcNoAveragingWindow On-Line HOPS Enable Inter-RNC Soft Handover EnableInterRNCsho On-Line HOPS Enable RRC Connection Release EnableRRCRelease On-Line HOPS HHO Margin for Average Ec/No HHOMarginAverageEcNo On-Line HOPS HHO Margin for Peak Ec/No HHOMarginPeakEcNo On-Line HOPS Release Margin for Average Ec/No ReleaseMarginAverageEcNo On-Line HOPS Release Margin for Peak Ec/No ReleaseMarginPeakEcNo On-Line HOPS Lower Rx-Tx Time Difference Threshold LowerRxTxTimeDiff On-Line RNC Upper Rx-Tx Time Difference Threshold UpperRxTxTimeDiff On-Line RNC Prx Margin for DRRC DRRCprxMargin On-Line WCEL Prx Offset for DRRC DRRCprxOffset On-Line WCEL Ptx Margin for DRRC DRRCptxMargin On-Line WCEL Ptx Offset for DRRC DRRCptxOffset On-Line WCEL Maximum allowed DL user bit rate in HHO HHoMaxAllowedBitrateDL On-Line WCEL Table 53 RAN1.024: Soft handovers (Cont.) DN03471612 Id:0900d805808a84ca Confidential 367 Management data for handover control WCDMA RAN and I-HSPA RRM Handover Control Parameter name Abbreviated name Modifiable / systemdefined Object Maximum allowed UL user bit rate in HHO HHoMaxAllowedBitrateUL On-Line WCEL Maximum number of UEs in CM due to critical HO measurement MaxNumberUECmHO On-Line WCEL NRT FMCI Identifier NrtFmciIdentifier On-Line WCEL NRT FMCS Identifier NrtFmcsIdentifier On-Line WCEL RT FMCI Identifier RtFmciIdentifier On-Line WCEL RT FMCS Identifier RtFmcsIdentifier On-Line WCEL Sector Identifier SectorID On-Line WCEL Compressed mode master switch CMmasterSwitch On-Line RNC On-Line WCEL Target for received power PrxTarget Transmission power of the primary CPICH channel PtxPrimaryCPICH On-Line WCEL Transmission power of the primary CCPCH channel PtxPrimaryCCPCH On-Line WCEL Target for transmitted power PtxTarget On-Line WCEL Target for transmitted non-HSDPA power PtxTargetHSDPA On-Line WCEL Table 53 RAN1.024: Soft handovers (Cont.) 37.3.4 RAN1.5009: WCDMA - GSM inter-system handover Parameter name Abbreviated name Modifiable / systemdefined Object Maximum UE TX Power on RACH AdjgTxPwrMaxRACH On-Line ADJG Maximum UE TX Power on TCH AdjgTxPwrMaxTCH On-Line ADJG NRT HOPG Identifier NrtHopgIdentifier On-Line ADJG RT HOPG Identifier RtHopgIdentifier On-Line ADJG FMCG identifier FMCGId Not modifiable FMCG GSM HO caused by CPICH Ec/No GSMcauseCPICHEcNo On-Line FMCG GSM HO caused by CPICH RSCP GSMcauseCPICHrscp On-Line FMCG Table 54 368 RAN1.5009: WCDMA - GSM inter-system handover Id:0900d805808a84ca Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control Management data for handover control Parameter name Abbreviated name Modifiable / systemdefined Object GSM HO caused by DL DPCH TX Power GSMcauseTxPwrDL On-Line FMCG GSM HO caused by UE TX Power GSMcauseTxPwrUL On-Line FMCG GSM HO caused by UL DCH Quality GSMcauseUplinkQuality On-Line FMCG DL DPCH TX Power Threshold for AMR GsmDLTxPwrThrAMR On-Line FMCG DL DPCH TX Power Threshold for CS GsmDLTxPwrThrCS On-Line FMCG DL DPCH TX Power Threshold for NRT PS GsmDLTxPwrThrNrtPS On-Line FMCG DL DPCH TX Power Threshold for RT PS GsmDLTxPwrThrRtPS On-Line FMCG Maximum Measurement Period GsmMaxMeasPeriod On-Line FMCG Measurement Averaging Window GsmMeasAveWindow On-Line FMCG Measurement Reporting Interval GsmMeasRepInterval On-Line FMCG Minimum Interval Between HOs GsmMinHoInterval On-Line FMCG Minimum Measurement Interval GsmMinMeasInterval On-Line FMCG GSM neighbor Cell Search Period GsmNcellSearchPeriod On-Line FMCG UE TX Power Filter Coefficient GsmUETxPwrFilterCoeff On-Line FMCG UE TX Power Threshold for AMR GsmUETxPwrThrAMR On-Line FMCG UE TX Power Threshold for CS GsmUETxPwrThrCS On-Line FMCG UE TX Power Threshold for NRT PS GsmUETxPwrThrNrtPS On-Line FMCG UE TX Power Threshold for RT PS GsmUETxPwrThrRtPS On-Line FMCG UE TX Power Time Hysteresis GsmUETxPwrTimeHyst On-Line FMCG EnableULQualDetRep Quality deterioration report from UL OLPC controller On-Line RNC UL quality deterioration reporting threshold On-Line RNC Table 54 ULQualDetRepThreshold RAN1.5009: WCDMA - GSM inter-system handover (Cont.) DN03471612 Id:0900d805808a84ca Confidential 369 Management data for handover control WCDMA RAN and I-HSPA RRM Handover Control Parameter name Abbreviated name Modifiable / systemdefined Object Cell Re-selection HCS Priority AdjgHCSpriority On-Line HOPG Cell Re-selection HCS Threshold AdjgHCSthreshold On-Line HOPG Cell Re-selection Penalty Time AdjgPenaltyTime On-Line HOPG Ncell Priority for Coverage HO AdjgPriorityCoverage On-Line HOPG Cell Re-selection Quality Offset 1 AdjgQoffset1 On-Line HOPG Cell Re-selection Minimum RX Level AdjgQrxlevMin On-Line HOPG Minimum RX Level for Coverage HO AdjgRxLevMinHO On-Line HOPG Cell Re-selection Temporary Offset 1 AdjgTempOffset1 On-Line HOPG HOPG Identifier HOPGId Not modifiable HOPG Handover of AMR Service to GSM GsmHandoverAMR On-Line RNC Handover of CS Service to GSM GsmHandoverCS Not modifiable RNC Handover of NRT PS Service to GSM GsmHandoverNrtPS On-Line RNC Handover of RT PS Service to GSM GsmHandoverRtPS On-Line RNC NRT FMCG Identifier NrtFmcgIdentifier On-Line WCEL RT FMCG Identifier RtFmcgIdentifier On-Line WCEL Inter-system adjacency identifier ADJGId Not modifiable ADJG Base Station Colour Code AdjgBCC On-Line ADJG BCCH ARFCN AdjgBCCH On-Line ADJG Band Indicator AdjgBandIndicator Not modifiable ADJG Cell Identifier AdjgCI On-Line ADJG Location Area Code AdjgLAC On-Line ADJG Mobile Country Code AdjgMCC On-Line ADJG Mobile Network Code AdjgMNC On-Line ADJG Mobile Network Code Length AdjgMNCLength On-Line ADJG Network Colour Code AdjgNCC On-Line ADJG Cell Re-selection Quality Offset 1 AdjiQoffset1 On-Line HOPI Table 54 370 RAN1.5009: WCDMA - GSM inter-system handover (Cont.) Id:0900d805808a84ca Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control Management data for handover control Parameter name Abbreviated name Modifiable / systemdefined Object Cell Re-selection Quality Offset 2 AdjiQoffset2 On-Line HOPI Cell Re-selection Minimum Quality AdjiQqualMin On-Line HOPI Cell Re-selection Minimum RX Level AdjiQrxlevMin On-Line HOPI Cell Re-selection Temporary Offset 1 AdjiTempOffset1 On-Line HOPI Cell Re-selection Temporary Offset 2 AdjiTempOffset2 On-Line HOPI Cell Re-selection HCS Priority AdjsHCSpriority On-Line HOPS Cell Re-selection HCS Threshold AdjsHCSthreshold On-Line HOPS Cell Re-selection Penalty Time AdjsPenaltyTime On-Line HOPS Cell Re-selection Quality Offset 1 AdjsQoffset1 On-Line HOPS Cell Re-selection Quality Offset 2 AdjsQoffset2 On-Line HOPS Cell Re-selection Minimum Quality AdjsQqualMin On-Line HOPS Cell Re-selection Minimum RX Level AdjsQrxlevMin On-Line HOPS Cell Re-selection Temporary Offset 1 AdjsTempOffset1 On-Line HOPS Cell Re-selection Temporary Offset 2 AdjsTempOffset2 On-Line HOPS Table 54 RAN1.5009: WCDMA - GSM inter-system handover (Cont.) Parameter name Abbreviated name Modifiable / systemdefined Object Restricting overloaded WPS calls WPSCallRestriction On-Line RNC Usage of the Wireless Priority Service WireLessPriorityService On-Line RNC Offset for received Wireless Priority Service power PrxOffsetWPS On-Line WCEL Offset for transmitted Wireless Priority Service power PtxOffsetWPS On-Line WCEL Table 55 RAN1.5009: WCDMA - GSM inter-system handover AND RAN1180: Wireless Priority Service DN03471612 Id:0900d805808a84ca Confidential 371 Management data for handover control 37.3.5 WCDMA RAN and I-HSPA RRM Handover Control RAN1183: UTRAN - GAN interworking Parameter name Abbreviated name Modifiable / systemdefined Object Inter-system adjacency identifier ADJGId Not modifiable ADJG Base Station Colour Code AdjgBCC On-Line ADJG BCCH ARFCN AdjgBCCH On-Line ADJG Band Indicator AdjgBandIndicator Not modifiable ADJG Cell Identifier AdjgCI On-Line ADJG Location Area Code AdjgLAC On-Line ADJG Mobile Country Code AdjgMCC On-Line ADJG Mobile Network Code AdjgMNC On-Line ADJG Mobile Network Code Length AdjgMNCLength On-Line ADJG Network Colour Code AdjgNCC On-Line ADJG Include in System Information AdjgSIB On-Line ADJG Inter-system neighbor Cell Type ADJGType Not modifiable ADJG GAN ARFCN GANetwARFCN On-Line RNC GAN BCC GANetwBCC On-Line RNC GAN NCC GANetwNCC On-Line RNC Table 56 RAN1183: UTRAN - GAN interworking 37.3.6 RAN2.0060: IMSI based handover Parameter name Abbreviated name Modifiable / systemdefined Object IMSI Based IFHO IMSIbasedIFHO On-Line FMCI IMSI Based SHO IMSIbasedSHO On-Line FMCS List of shared area PLMNs SharedAreaPLMNlist On-Line IUCS Shared area PLMN identity SharedAreaPLMNid On-Line IUCS Shared area Mobile Country Code SharedAreaMCC On-Line IUCS Shared area Mobile Network Code SharedAreaMNC On-Line IUCS Shared area Mobile Network Code Length SharedAreaMNClength On-Line IUCS Table 57 372 RAN2.0060: IMSI based handover Id:0900d805808a84ca Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control Management data for handover control Parameter name Abbreviated name Modifiable / systemdefined Object List of shared area PLMNs SharedAreaPLMNlist On-Line IUPS Shared area PLMN identity SharedAreaPLMNid On-Line IUPS Shared area Mobile Country Code SharedAreaMCC On-Line IUPS Shared area Mobile Network Code SharedAreaMNC On-Line IUPS Shared area Mobile Network Code Length SharedAreaMNClength On-Line IUPS Identifier of the Default Authorised Network DefaultAuthorisedNetworkId On-Line RNC Authorised Network Identifier AuthorisedNetworkId Not modifiable WANE List of authorised Networks AuthorisedNetworkList On-Line WANE Authorised Network PLMN AuthorisedNetworkPLMN On-Line WANE Authorised Network Mobile Country Code AuthorisedNetworkMCC On-Line WANE Authorised Network Mobile Network Code AuthorisedNetworkMNC On-Line WANE Authorised Network Mobile Network Code Length AuthorisedNetworkMNClength On-Line WANE Technology used in the Authorised Network Technology On-Line WANE WANE Name WANEName On-Line WANE GSM Roaming allowed GSMRoaming On-Line WSG Subscriber Home PLMN HomePLMN On-Line WSG Home PLMN Mobile Country Code HomePlmnMCC On-Line WSG Home PLMN Mobile Network Code HomePlmnMNC On-Line WSG Home PLMN Mobile Network Code Length HomePlmnMNCLength On-Line WSG Name of the subscriber home PLMN OperatorName On-Line WSG Subscriber Group Identifier SubscriberGroupId Not modifiable WSG Identifier of the Authorised Network WSGAuthorisedNetworkId On-Line WSG IMSI Based GSM HO IMSIbasedGsmHo On-Line FMCG Table 57 RAN2.0060: IMSI based handover (Cont.) DN03471612 Id:0900d805808a84ca Confidential 373 Management data for handover control 37.3.7 WCDMA RAN and I-HSPA RRM Handover Control RAN140: Load and service based IS/IF handover Parameter name Abbreviated name Modifiable / systemdefined Object NCHO activity of common load measurement DRNC cell AdjiComLoadMeasDRNCCellNCHO On-Line ADJI CPICH EcNo offset for the AdjiEcNoOffsetNCHO non-critical HO procedure On-Line ADJI Handling of blocked IF neighbor cell in SLHO procedure AdjiHandlingBlockedCellSLHO On-Line ADJI Minimum interval between repetitive interRAT SLHOs GsmMinSLHOInterval On-Line FMCG Minimum interval between repetitive IF SLHOs InterFreqMinSLHOInterval On-Line FMCI Minimum RX level for non-critical HO AdjgMinRxLevNCHO On-Line HOPG Penalty time for GSM cell in non-critical HO AdjgPenaltyTimeNCHO On-Line HOPG neighbor cell priority for SLHO AdjgPrioritySLHO On-Line HOPG Minimum CPICH Ec/No for non-critical IFHO AdjiMinEcNoNCHO On-Line HOPI Minimum CPICH RSCP for non-critical IFHO AdjiMinRscpNCHO On-Line HOPI Penalty time for WCDMA cell in non-critical HO AdjiPenaltyTimeNCHO On-Line HOPI neighbor cell priority for service and load IFHO AdjiPrioritySLHO On-Line HOPI Load handover minimum NRT DCH allocation time LHOMinNrtDchAllocTime On-Line RNC NCHO filter coefficient common load meas DRNC cell NCHOFilterCoeffComLoadMeasDRNCCell On-Line RNC NCHO hysteresis common load measurement DRNC cell NCHOHystComLoadMeasDRNCCell On-Line RNC NCHO threshold common load measurement DRNC cell NCHOThrComLoadMeasDRNCCell On-Line RNC RANAP cause to indicate load handover RANAPCauseLoadHO On-Line RNC RANAP cause 1 to indicate load handover RANAPCause1LoadHO On-Line RNC Table 58 374 RAN140: Load and service based IS/IF handover Id:0900d805808a84ca Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control Management data for handover control Parameter name Abbreviated name Modifiable / systemdefined Object RANAP cause 2 to indicate load handover RANAPCause2LoadHO On-Line RNC RANAP cause 3 to indicate load handover RANAPCause3LoadHO On-Line RNC RANAP cause to indicate service handover RANAPCauseServHO On-Line RNC RANAP cause 1 to RANAPCause1ServHO indicate service handover On-Line RNC RANAPCause2ServHO RANAP cause 2 to indicate service handover On-Line RNC RANAP cause 3 to RANAPCause3ServHO indicate service handover On-Line RNC CM allowed for NRT connection in SLHO SLHOCmAllowedNRT On-Line RNC SLHO handling of cell load measurement is not active SLHOHandlingOfCellLoadMeasNotAct On-Line RNC Service profile for background PS NRT data in SLHO SLHOProfileBackgroundPSNRTData On-Line RNC Service profile for conver- SLHOProfileConvCSSpeech sational CS speech in SLHO On-Line RNC Service profile for conver- SLHOProfileConvCSTData sational CS T data in SLHO On-Line RNC Service profile for conver- SLHOProfileConvPSRTData sational PS RT data in SLHO On-Line RNC Service profile for conver- SLHOProfileConvPSSpeech sational PS speech in SLHO On-Line RNC Service profile for interac- SLHOProfileInteractivePSNRTData tive PS NRT data in SLHO On-Line RNC Service profile for stream- SLHOProfileStreamCing CS NT data in SLHO SNTData On-Line RNC Service profile for stream- SLHOProing PS RT data in SLHO fileStreamPSRTData On-Line RNC Use of SLHO for background PS NRT data SLHOUseBackgroundPSNRTData On-Line RNC Use of SLHO for conversational CS speech SLHOUseConvCSSpeech On-Line RNC Table 58 RAN140: Load and service based IS/IF handover (Cont.) DN03471612 Id:0900d805808a84ca Confidential 375 Management data for handover control WCDMA RAN and I-HSPA RRM Handover Control Parameter name Abbreviated name Modifiable / systemdefined Object Use of SLHO for conversational CS transparent data SLHOUseConvCSTData On-Line RNC Use of SLHO for conversational PS RT data SLHOUseConvPSRTData On-Line RNC Use of SLHO for conversational PS speech SLHOUseConvPSSpeech On-Line RNC Use of SLHO for interactive PS NRT data SLHOUseInteractivePSNRTData On-Line RNC Use of SLHO for streaming CS non-transparent data SLHOUseStreamCSNTData On-Line RNC Use of SLHO for streaming PS RT data SLHOUseStreamPSRTData On-Line RNC Load HO DL NRT capacity request rejection rate LHOCapaReqRejRateDL On-Line WCEL Load HO UL NRT capacity request rejection rate LHOCapaReqRejRateUL On-Line WCEL On-Line WCEL Delay to broadcast NRT LHODelayOFFCapaRload based HO state over eqRejRate Delay to broadcast hard blocking load based HO state over LHODelayOFFHardBlocking On-Line WCEL Delay to broadcast interference load based HO state over LHODelayOFFInterference On-Line WCEL Delay to broadcast DL SC LHODelayOFFResload based HO state over RateSC On-Line WCEL Load HO hard blocking base load LHOHardBlockingBaseLoad On-Line WCEL Load HO hard blocking ratio LHOHardBlockingRatio On-Line WCEL Hysteresis for NRT load measurement of LHO LHOHystTimeCapaReqRejRate On-Line WCEL Hysteresis for hard blocking measurement of LHO LHOHystTimeHardBlocking On-Line WCEL Hysteresis for interference measurement of LHO LHOHystTimeInterference On-Line WCEL Hysteresis for DL SC measurement of LHO LHOHystTimeResRateSC On-Line WCEL Table 58 376 RAN140: Load and service based IS/IF handover (Cont.) Id:0900d805808a84ca Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control Management data for handover control Parameter name Abbreviated name Load HO NRT traffic base load LHONRTTrafficBaseLoad On-Line WCEL Number of UEs in interfrequency load HO LHONumbUEInterFreq On-Line WCEL Number of UEs in interRAT load HO LHONumbUEInterRAT On-Line WCEL Load HO DL power offset LHOPwrOffsetDL On-Line WCEL Load HO UL power offset LHOPwrOffsetUL On-Line WCEL Load HO reservation rate of DL spreading codes LHOResRateSC On-Line WCEL Window size for NRT load measurement to stop LHOs LHOWinSizeOFFCapaReqRejRate On-Line WCEL Window size for hard blocking measurement to stop LHOs LHOWinSizeOFFHardBlocking On-Line WCEL Window size for interference measurement to stop LHOs LHOWinSizeOFFInterference On-Line WCEL On-Line WCEL LHOWinSizeOFFResWindow size for DL SC reservation rate measure- RateSC ment to stop LHOs Modifiable / systemdefined Object Window size for NRT load measurement to start LHOs LHOWinSizeONCapaReqRejRate On-Line WCEL Window size for hard blocking measurement to start LHOs LHOWinSizeONHardBlocking On-Line WCEL Window size for interference measurement to start LHOs LHOWinSizeONInterference On-Line WCEL On-Line WCEL LHOWinSizeONResWindow size for DL SC reservation rate measure- RateSC ment to start LHOs Maximum number of UEs in CM due to SLHO measurement MaxNumberUECmSLHO On-Line WCEL Number of inter-frequency service HOs ServHONumbUEInterFreq On-Line WCEL Number of inter-RAT service HOs ServHONumbUEInterRAT On-Line WCEL Period to start inter-frequency service HOs ServHOPeriodInterFreq On-Line WCEL Period to start inter-RAT service HOs ServHOPeriodInterRAT On-Line WCEL Table 58 RAN140: Load and service based IS/IF handover (Cont.) DN03471612 Id:0900d805808a84ca Confidential 377 Management data for handover control WCDMA RAN and I-HSPA RRM Handover Control Parameter name Abbreviated name Modifiable / systemdefined Object Maximum number of UEs in CM due to critical HO measurement MaxNumberUECmHO On-Line WCEL Table 58 RAN140: Load and service based IS/IF handover (Cont.) 37.3.8 RAN1275: Inter-system handover cancellation Parameter name Abbreviated name Modifiable / systemdefined Object DL DPCH Transmission Power Cancellation Offset DLDPCHTxPwrClOffset On-Line FMCG ISHO Cancellation caused by CPICH Ec/No ISHOClcauseCPICHEcNo On-Line FMCG ISHO Cancellation caused by CPICH RSCP ISHOClcauseCPICHrscp On-Line FMCG ISHO Cancellation caused by DL DPCH TX Power ISHOClcauseTxPwrDL On-Line FMCG ISHO Cancellation caused by UE TX Power ISHOClcauseTxPwrUL On-Line FMCG Inter-System Handover Cancellation ISHOCancellation On-Line RNC Max Number of ISHO Cancellations Per Active Set for a U MaxNumISHOClPerAS On-Line RNC Table 59 RAN1275: Inter-system handover cancellation Parameter name Abbreviated name Modifiable / systemdefined Object Usage of Directed Retry of AMR call Inter-system Handov AMRDirReCell On-Line FMCG Table 60 RAN928: Directed Retry AND Inter-system Handover Cancellation 37.3.9 RAN1191: Detected set reporting and measurements Parameter name Abbreviated name Modifiable / systemdefined Object Detected Set Reporting Based SHO DSRepBasedSHO On-Line FMCS Table 61 378 RAN1191: Detected set reporting and measurements Id:0900d805808a84ca Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control 37.3.10 Management data for handover control RAN1515: HSPA inter-RNC cell change Parameter name Abbreviated name Modifiable / systemdefined Object SIRerror threshold for the serving HS-DSCH cell HSDPASIRErrorServCell On-Line RNC CPICH Ec/No window for serving HS-DSCH cell selection HSDPAServCellWindow On-Line RNC DRNC Ec/No offset for HSPA Inter-RNC Cell Change HSPADRNCEcNoOffset On-Line RNC SIR error offset for HSPA Inter-RNC Cell Change HSPADRNCSIRErrorOffset On-Line RNC HSPA Inter-RNC Mobility HSPAInterRNCMobility On-Line RNC Table 62 RAN1515: HSPA inter-RNC cell change 37.3.11 RAN1276: HSDPA inter-frequency handover Parameter name Abbreviated name Modifiable / systemdefined Object ADJI HSPA Cell for Non Critical Handover AdjiNCHOHSPASupport On-Line ADJI Penalty time for WCDMA cell in non-critical HO AdjiPenaltyTimeNCHO On-Line HOPI neighbor Cell Prority for HSPA Capability Based HO AdjiPriorityHSCAHO On-Line HOPI RAB Combinations Supported by HSCAHO HSCAHORabCombSupport On-Line RNC TGPL for AMR and HSDPA and IF measurement TGPLAMRHSDPAInterFreq On-Line RNC TGPL for HSDPA and IF measurement TGPLHSDPAInterFreq On-Line RNC BTS support for HSPA CM BTSSupportForHSPACM On-Line WBTS HSPA Capability Based Handover Max Number of UE HSCapabilityHONumbUE On-Line WCEL HSPA Capability Based Handover Period HSCapabilityHOPeriod On-Line WCEL Maximum number of UEs in CM due to SLHO measurement MaxNumberUECmSLHO On-Line WCEL Table 63 RAN1276: HSDPA inter-frequency handover DN03471612 Id:0900d805808a84ca Confidential 379 Management data for handover control WCDMA RAN and I-HSPA RRM Handover Control Parameter name Abbreviated name Modifiable / systemdefined Object Max number of UEs in HSDPA CM due to critical HO MaxNumberUEHSPACmHO On-Line WCEL MaxNumberUEHSPACMax number of UEs in HSDPA CM due to NCHO mNCHO On-Line WCEL Table 63 RAN1276: HSDPA inter-frequency handover (Cont.) 37.3.12 RAN1596: HSPA Capability based Handover Parameter name Abbreviated name Modifiable / systemdefined Object HSPA Capability Based Handover HSPACapaHO On-Line WCEL ADJI HSPA Cell for Non Critical Handover AdjiNCHOHSPASupport On-Line ADJI Penalty time for WCDMA cell in non-critical HO AdjiPenaltyTimeNCHO On-Line HOPI Neighbor Cell Prority for HSPA Capability Based HO AdjiPriorityHSCAHO On-Line HOPI RAB Combinations Supported by HSCAHO HSCAHORabCombSupport On-Line RNC HSPA Capability Based Handover Max Number of UE HSCapabilityHONumbUE On-Line WCEL HSPA Capability Based Handover Period HSCapabilityHOPeriod On-Line WCEL Maximum number of UEs in CM due to SLHO measurement MaxNumberUECmSLHO On-Line WCEL Table 64 RAN1596: HSPA Capability based handover 37.3.13 RAN146: Power Balancing Parameter name Abbreviated name Modifiable / systemdefined Object Adjustment period time AdjustmentPeriod On-Line RNC Adjustment ratio AdjustmentRatio On-Line RNC Maximum adjustment step MaxAdjustmentStep On-Line RNC Table 65 380 RAN146: Power Balancing Id:0900d805808a84ca Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control Management data for handover control Parameter name Abbreviated name Modifiable / systemdefined Object Trigger for sending the updated reference power to BTSs MinPrefChange On-Line RNC Power Balancing on/off PowerBalancing On-Line RNC On-Line RNC Reference power subtrac- PrefSubtract tion parameter Table 65 RAN146: Power Balancing (Cont.) 37.3.14 RAN1824: Inter-frequency Handover over Iur Parameter name Abbreviated name Modifiable / systemdefined Object Anchor FMCI Identifier AnchorFmciIdentifier On-Line RNC Anchor FMCS Identifier AnchorFmcsIdentifier On-Line RNC Anchor Hopi Identifier AnchorHopiIdentifier On-Line RNC Anchor Hops Identifier AnchorHopsIdentifier On-Line RNC Table 66 RAN1824: Inter-frequency Handover over Iur 37.3.15 RAN966: Multi-Operator Core Network Parameter name Abbreviated name Modifiable / systemdefined Object Multi-Operator Core Network enabled MOCNenabled On-line RNC Common MCC CommonMCC On-line RNC Common MNC CommonMNC On-line RNC Common MNC Length CommonMNCLength On-line RNC Iu Operator information IuOperator On-line RNC MIB PLMN Identity Included MIBPLMNIdIncluded On-line RNC Multiple PLMN List Included Multiple PLMN List Included Requires object locking WCEL Table 67 RAN966: Multi-Operator Core Network 37.3.16 RAN1.029: Packet scheduler algorithm Table RAN1.029: Packet scheduler algorithm parameters shows RAN1.029: Packet scheduler algorithm parameters used in the context of handover control. For an overview of all parameters related to RAN1.029: Packet scheduler algorithm see Packet Scheduler FAD. DN03471612 Id:0900d805808a84ca Confidential 381 Management data for handover control WCDMA RAN and I-HSPA RRM Handover Control Parameter name Abbreviated name Modifiable / systemdefined Object Higher Layer Scheduling mode selection HLSModeSelection On-Line RNC On-Line RNC Gap position single frame GapPositionSingleFrame Transmision gap pattern length in case of double frame: NRT PS service and GSM measurement TGPLdoubleframeNRTPSgsm On-Line RNC Transmision gap pattern length in case of double frame: NRT PS service and IF measurement TGPLdoubleframeNRTPSinterFreq On-Line RNC Transmision gap pattern length in case of single frame: AMR service and GSM measurement TGPLsingleframeAMRgsm On-Line RNC Transmision gap pattern length in case of single frame: AMR service and IF measurement TGPLsingleframeAMRinterFreq On-Line RNC Transmision gap pattern length in case of single frame: CS service and GSM measurement TGPLsingleframeCSgsm On-Line RNC Transmision gap pattern length in case of single frame: CS service and IF measurement TGPLsingleframeCSinterFreq On-Line RNC Transmision gap pattern length in case of single frame: NRT PS service and GSM measurement TGPLsingleframeNRTPSgsm On-Line RNC Transmision gap pattern length in case of single frame: NRT PS service and IF measurement TGPLsingleframeNRTPSinterFreq On-Line RNC Transmision gap pattern length in case of single frame: RT PS service and GSM measurement TGPLsingleframeRTPSgsm On-Line RNC Transmision gap pattern length in case of single frame: RT PS service and IF measurement TGPLsingleframeRTPSinterFreq On-Line RNC Compressed Mode: Alter- AltScramblingCodeCM native scrambling code On-Line WCEL Offset for transmitted power On-Line WCEL Table 68 382 PtxOffset RAN1.029: Packet scheduler algorithm parameters Id:0900d805808a84ca Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control Management data for handover control Parameter name Abbreviated name Modifiable / systemdefined Object Offset for received power PrxOffset On-Line WCEL Table 68 RAN1.029: Packet scheduler algorithm parameters (Cont.) 37.3.17 RAN1011: HSPA layering for UEs in common channels Parameter name Abbreviated name Modifiable / systemdefined Object Services for DRRC connection setup for HSDPA layer DRRCForHSDPALayerServices On-Line RNC DRRC connection setup for HSDPA layer enhancements DirectedRRCForHSDPALayerEnhanc On-Line RNC Disable power in decision making for HSDPA layering DisablePowerInHSDPALayeringDecision On-Line RNC HSDPA layers load sharing threshold HSDPALayerLoadShareThreshold On-Line RNC Services to HSDPA layer in state transition ServicesToHSDPALayer On-Line RNC Services between HSDPA layers ServBtwnHSDPALayers On-Line RNC Cell weight for HSDPA layering CellWeightForHSDPALayering On-Line WCEL HSDPA layering for UEs in common channels enabled HSDPALayeringCommonChEnabled On-Line WCEL Table 69 RAN1011: HSPA layering for UEs in common channels 37.3.18 Handover control basic functionality Parameter name Abbreviated name Modifiable / systemdefined Object Dedicated Measurement Reporting Period DedicatedMeasReportPeriod Requires object locking WBTS Dedicated Measurement DediMeasRepPeriodCSReporting Period CS data data Requires object locking WBTS Dedicated Measurement DediMeasRepPeriodPSReporting Period PS data data Requires object locking WBTS Measurement filter coefficient On-Line WBTS Table 70 MeasFiltCoeff Handover control basic functionality DN03471612 Id:0900d805808a84ca Confidential 383 Management data for handover control WCDMA RAN and I-HSPA RRM Handover Control Parameter name Abbreviated name Modifiable / systemdefined Object NBAP Communication Mode NBAPCommMode Not modifiable WBTS Use of HCS UseOfHCS On-Line WCEL Directed RRC connection setup enabled DirectedRRCEnabled On-Line WCEL Drop Reporting Interval DropReportingInterval On-Line FMCS Table 70 Handover control basic functionality (Cont.) 37.3.19 HSDPA basic functionality Table HSDPA basic functionality shows HSDPA parameters related to handover control. For information on all parameters related to HSDPA see RRM of HSDPA FAD. Parameter name Abbreviated name Modifiable / systemdefined Object Maximum number of HSDPA users MaxNumberHSDPAUsers On-Line WCEL Table 71 HSDPA basic functionality 37.3.20 RAN 964: Directed RRC Connection Setup for HSDPA Layer Parameter name Abbreviated name Modifiable / systemdefined Object Directed RRC connection setup enabled DirectedRRCEnabled On-Line WCEL Services for DRRC connection setup for HSDPA layer DRRCForHSDPALayerServices On-Line RNC DRRC connection setup for HSDPA layer enhancements DirectedRRCForHSDPALayerEnhanc On-Line RNC Disable power in decision making for HSDPA layering DisablePowerInHSDPALayeringDecision On-Line RNC HSDPA layers load sharing threshold HSDPALayerLoadShareThreshold On-Line RNC Cell weight for HSDPA layering CellWeightForHSDPALayering On-Line WCEL Directed RRC connection setup for HSDPA layer enabled DirectedRRCForHSDPALayerEnabled On-Line WCEL Table 72 384 RAN 964: Directed RRC Connection Setup for HSDPA Layer Id:0900d805808a84ca Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control 37.3.21 Management data for handover control RAN1759: Support for I-HSPA Sharing and Iur Mobility Enhancements Parameter name Abbreviated name Modifiable / systemdefined Object IBTS Sharing IBTSSharing On-Line IUR Type of the neighboring RNW Element neighboringRNWElement On-Line IUR RNSAP Congestion And Preemption RNSAPCongAndPreemption On-Line IUR DCH Scheduling Over Iur DCHScheOverIur On-Line RNC RAB Combinations Supported by IBTS IBTSRabCombSupport On-Line RNC ISHO In Iur Mobility ISHOInIurMobility On-Line RNC Priority handling over Iurinterface IurPriority On-Line RNC List of neighboring IBTS and SRNC Identifiers ControllerIdList On-Line VBTS neighboring IBTS Identifier and Its SRNC Identifier ControllerIdPair On-Line VBTS I-HSPA Adapter Identifier IHSPAadapterId On-Line VBTS Serving RNC Identifier ServingRNCId On-Line VBTS Dedicated Measurement DediMeasRepPeriodCSReporting Period CS data data On-Line VBTS Dedicated Measurement DediMeasRepPeriodPSReporting Period PS data data On-Line VBTS Dedicated Measurement Reporting Period DedicatedMeasReportPeriod On-Line VBTS Measurement filter coefficient MeasFiltCoeff On-Line VBTS Change Origin VBTSChangeOrigin Not modifiable VBTS Time Stamp VBTSTimeStamp Not modifiable VBTS Time Stamp day VBTSDay Not modifiable VBTS Time Stamp hours VBTSHours Not modifiable VBTS Time Stamp hundredths of seconds VBTSHundredths Not modifiable VBTS Time Stamp minutes VBTSMinutes Not modifiable VBTS Time Stamp month VBTSMonth Not modifiable VBTS Time stamp seconds VBTSSeconds Not modifiable VBTS Time Stamp year VBTSYear Not modifiable VBTS Configured CS AMR mode sets CSAMRModeSET On-Line VCEL Table 73 RAN1759: Support for I-HSPA Sharing and Iur Mobility Enhancements DN03471612 Id:0900d805808a84ca Confidential 385 Management data for handover control WCDMA RAN and I-HSPA RRM Handover Control Parameter name Abbreviated name Modifiable / systemdefined Object Configured CS WAMR mode sets CSAMRModeSETWB On-Line VCEL Eb/No parameter set identifier EbNoSetIdentifier On-Line VCEL Maximum allowed DL user bit rate in HHO HHoMaxAllowedBitrateDL On-Line VCEL Maximum allowed UL user bit rate in HHO HHoMaxAllowedBitrateUL On-Line VCEL Initial bit rate in downlink InitialBitRateDL On-Line VCEL Initial bit rate in uplink InitialBitRateUL On-Line VCEL Location area code LAC On-Line VCEL Maximum downlink bit rate for PS domain NRT data MaxBitRateDLPSNRT On-Line VCEL Maximum uplink bit rate for PS domain NRT data MaxBitRateULPSNRT On-Line VCEL Minimum allowed bit rate in downlink MinAllowedBitRateDL On-Line VCEL Minimum allowed bit rate in uplink MinAllowedBitRateUL On-Line VCEL NRT FMCG Identifier NrtFmcgIdentifier On-Line VCEL NRT FMCI Identifier NrtFmciIdentifier On-Line VCEL NRT FMCS Identifier NrtFmcsIdentifier On-Line VCEL NRT HOPG Identifier NrtHopgIdentifier On-Line VCEL NRT HOPI Identifier NrtHopiIdentifier On-Line VCEL NRT HOPS Identifier NrtHopsIdentifier On-Line VCEL Routing Area Code RAC On-Line VCEL Usage of Relocation Commit procedure in inter RNC HHO RelocComm_in_InterRN C_HHO On-Line VCEL RT FMCG Identifier RtFmcgIdentifier On-Line VCEL RT FMCI Identifier RtFmciIdentifier On-Line VCEL RT FMCS Identifier RtFmcsIdentifier On-Line VCEL RT HOPG Identifier RtHopgIdentifier On-Line VCEL RT HOPI Identifier RtHopiIdentifier On-Line VCEL RT HOPS Identifier RtHopsIdentifier On-Line VCEL Rx Diversity Indicator RxDivIndicator On-Line VCEL Change Origin VCELChangeOrigin Not modifiable VCEL Time Stamp VCELTimeStamp Not modifiable VCEL Table 73 386 RAN1759: Support for I-HSPA Sharing and Iur Mobility Enhancements (Cont.) Id:0900d805808a84ca Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control Management data for handover control Parameter name Abbreviated name Modifiable / systemdefined Object Time Stamp day VCELDay Not modifiable VCEL Time Stamp hours VCELHours Not modifiable VCEL Time Stamp hundredths of seconds VCELHundredths Not modifiable VCEL Time Stamp minutes VCELMinutes Not modifiable VCEL Time Stamp month VCELMonth Not modifiable VCEL Time Stamp seconds VCELSeconds Not modifiable VCEL Time Stamp year VCELYear Not modifiable VCEL Table 73 RAN1759: Support for I-HSPA Sharing and Iur Mobility Enhancements (Cont.) 37.3.22 Parameter name RAN955: Power Saving Mode for BTS Modifiable / systemdefined Abbreviated name Object Cell shutdown allowed with drifting UE PWSMDriftAllowed On-Line RNC Duration of low traffic for cell shutdown PWSMDuration On-Line RNC Time limit for traffic to activate a shutdown cell PWSMExceededTrafficDur On-Line RNC The PWSM usage in BTS PWSMInUse On-Line WBTS PWSM Shutdown Time Begin Hour for remaining cell PWSMRemCellSDBeginHour On-Line WBTS PWSM Shutdown Time Begin Minute for remaining cell PWSMRemCellSDBeginMin On-Line WBTS PWSM Shutdown Time End Hour for remaining cell PWSMRemCellSDEndHour On-Line WBTS PWSM Shutdown Time End Minute for remaining cell PWSMRemCellSDEndMin On-Line WBTS Hour when the cell shutdown window starts PWSMShutdownBeginHour On-Line WBTS Minute when the cell shutdown window starts PWSMShutdownBeginMin On-Line WBTS Hour when the cell shutdown window ends PWSMShutdownEndHour On-Line WBTS Minute when the cell shutdown window ends PWSMShutdownEndMin On-Line WBTS Weekday for shutdown PWSMWeekday On-Line WBTS Table 74 RAN955: Power Saving Mode for BTS DN03471612 Id:0900d805808a84ca Confidential 387 Management data for handover control WCDMA RAN and I-HSPA RRM Handover Control Modifiable / systemdefined Parameter name Abbreviated name Limit for NRT HSDPAs PWSMAVLimitNRTHSDPA On-Line WCEL RT DCH power limit for activation PWSMAVLimitRTDCH On-Line WCEL Limit for RT HSDPAs PWSMAVLimitRTHSDPA On-Line WCEL NRT HSDPA power per user limit PWSMAVPwrNRTHSDPA On-Line WCEL RT HSDPA power limit for activation PWSMAVPwrRTHSDPA On-Line WCEL The PWSM cell group of a cell. PWSMCellGroup On-Line WCEL Power limit for virtual AC PWSMEXPwrLimit On-Line WCEL User limit for virtual AC PWSMEXUsrLimit On-Line WCEL NRT DCH limit for shutdown PWSMSDLimitNRTDCH On-Line WCEL Limit for NRT HSDPAs PWSMSDLimitNRTHSDPA On-Line WCEL RT DCH limit for shutdown PWSMSDLimitRTDCH On-Line WCEL Limit for RT HSDPAs PWSMSDLimitRTHSDPA On-Line WCEL NRT HSDPA power per user margin PWSMSDPwrNRTHSDPA On-Line WCEL RT DCH Power limit for shutdown PWSMSDPwrRTDCH On-Line WCEL RT HSDPA power limit for shutdown PWSMSDPwrRTHSDPA On-Line WCEL The shutdown order of cells in one PWSM cell group PWSMShutdownOrder On-Line WCEL Shutdown of a remaining cell PWSMShutdownRemCell On-Line WCEL Table 74 Object RAN955: Power Saving Mode for BTS (Cont.) 37.3.23 Parameter name RAN1201: Support for Fractional DPCH Modifiable / systemdefined Abbreviated name Object AM RLC configuration for SRB on HSPA AMRLCSRBHSPA On-Line RNC AM RLC round trip time for SRB on HSPA AMRLCRespTimeSRBHSPA On-Line RNC Table 75 388 RAN1201: Support for Fractional DPCH Id:0900d805808a84ca Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control Management data for handover control Modifiable / systemdefined Parameter name Abbreviated name AM RLC MaxDAT transmissions for SRB on HSPA AMRLCSRBHSPAMaxDAT On-Line RNC AM RLC status period max for SRB on HSPA AMRLCSRBHSPAPeriodMax On-Line RNC AM RLC status period min for SRB on HSPA AMRLCSRBHSPAPeriodMin On-Line RNC AM RLC period Poll_PDU for SRB on HSPA AMRLCSRBHSPAPollPDU On-Line RNC AM RLC period Poll_SDU for SRB on HSPA AMRLCSRBHSPAPollSDU On-Line RNC AM RLC period Poll_Window for SRB on HSPA AMRLCSRBHSPAPollWindow On-Line RNC AM RLC status report AMRLCSRBHSPATrigtriggers for SRB on HSPA gers On-Line RNC Offset for activation time of SRBs on HSPA ATOSRBsOnHSPA On-Line RNC Activity factor for SRB on HSDPA bearer AfSRBOnHSDPA On-Line RNC CPICH EcNo for SRB on HSPA CPICHECNOSRBHSPA On-Line RNC CPICH RSCP Threshold for SRBs on HSDPA CPICHRSCPThreSRBHS DPA On-Line RNC HSDPA Discard Timer for the CS voice service DiscardTimerHSCSVoice On-Line RNC E-DCH maximum # of HARQ retransmissions for 10 ms SRB EDCHMaxHarqReTxSRB On-Line RNC Minimum interval between F-DPCH allocations FDPCHAllocMinInterval On-Line RNC F-DPCH and SRBs on HSPA per TC FDPCHAndSRBOnHSPATC On-Line RNC CPICH Ec/No window for SRBs on HS-DSCH cell selection HSDPASRBWindow On-Line RNC HSPA for priority conversational call enabled HSPAForPriEnabled On-Line RNC Max buffer time of the HS CS voice in RNC E-TTI 10 ms MaxCSDelayRNCETTI10 On-Line RNC Max buffer time of the HS CS voice in RNC E-TTI 2 ms MaxCSDelayRNCETTI2 On-Line RNC Table 75 Object RAN1201: Support for Fractional DPCH (Cont.) DN03471612 Id:0900d805808a84ca Confidential 389 Management data for handover control Parameter name WCDMA RAN and I-HSPA RRM Handover Control Abbreviated name Modifiable / systemdefined Object Max buffer time of the HS CS voice in UE MaxCSDelayUE On-Line RNC E-DCH max number of retransmissions CS voice E-TTI 10 MaxEHARQReTxCSAMR 10 On-Line RNC E-DCH max number of retransmissions CS voice E-TTI 2 MaxEHARQReTxCSAMR 2 On-Line RNC Maximum Set of EDPDCHs for CS voice ETTI 10 MaxSetOfEDPDCHCSA MR10 On-Line RNC Maximum Set of EDPDCHs for CS voice ETTI 2 MaxSetOfEDPDCHCSA MR2 On-Line RNC HARQ power offset for EDCH MAC-d flow of CS voice PowerOffsetEHARQVoice On-Line RNC Priority for SRBs on HSPA PriForSRBsOnHSPA On-Line RNC HSDPA re-ordering release timer T1 for the CS voice T1HSCSVoice On-Line RNC Carrier to interference ratio for F-DPCH CIRForFDPCH On-Line WCEL F-DPCH code change enabled FDPCHCodeChangeEnabled On-Line WCEL F-DPCH enabled FDPCHEnabled On-Line WCEL F-DPCH setup FDPCHSetup On-Line WCEL F-DPCH maximum transmission power PtxFDPCHMax On-Line WCEL F-DPCH minimum transmission power PtxFDPCHMin On-Line WCEL The power offset of FDPCH for SHO PtxOffsetFDPCHSHO On-Line WCEL Maximum value for dynamic total tx power PtxTargetTotMax On-Line WCEL Minimum value for dynamic total tx power PtxTargetTotMin On-Line WCEL TPC command error rate target TPCCommandERTarget On-Line WCEL Max nbr of conv users per reserved HS-SCCH code UsersPerHSSCCHCode On-Line WCEL Table 75 390 RAN1201: Support for Fractional DPCH (Cont.) Id:0900d805808a84ca Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control Parameter name Eb/N0 planned for the EDCH MAC-d flow of CS voice Table 75 Management data for handover control Modifiable / systemdefined Abbreviated name EbNoEDCHCSAMR On-Line Object WRAB RAN1201: Support for Fractional DPCH (Cont.) 37.3.24 RAN1231: Support for HSPA over Iur Name Modifiable / systemdefined Abbreviation Object Anchor FMCI Identifier AnchorFmciIdentifier On-Line RNC Anchor FMCS Identifier AnchorFmcsIdentifier On-Line RNC Anchor Hopi Identifier AnchorHopiIdentifier On-Line RNC Anchor Hops Identifier AnchorHopsIdentifier On-Line RNC Table 76 RAN1231: Support for HSPA over Iur 37.3.25 RAN1642: MIMO Name Modifiable / systemdefined Abbreviation Object MIMO Enabled MIMOEnabled Requires object locking WCEL MIMO HSDPA Capability Handover MIMOHSDPACapaHO On-Line WCEL Table 77 RAN1642: MIMO 37.3.26 Name RAN1906: Dual-Cell HSDPA 42 Mbps Modifiable / systemdefined Abbreviation Object DC HSDPA Capability HO DCellHSDPACapaHO WCEL DC HSDPA Enabled DCellHSDPAEnabled WCEL DC HSDPA FMCS Identifier DCellHSDPAFmcsId WCEL Max number HSDPA users per MAChs/ehs scheduler MaxNumbHSDPAUsersS WCEL creation and modification WCEL Max number HSDSCH MACd flows per MAChs/ehs scheduler MaxNumbHSDSCHMACdFS WCEL creation and modification WCEL Limit for DC HSDPA users in activation WCEL creation and modiPWSMAVLimitDCHSDPA fication WCEL Table 78 RAN1906: Dual-Cell HSDPA 42 Mbps DN03471612 Id:0900d805808a84ca Confidential 391 Management data for handover control Name WCDMA RAN and I-HSPA RRM Handover Control Abbreviation Modifiable / systemdefined Object Limit for DC HSDPA users in shutdown PWSMSDLimitDCHSDPA WCEL creation and modification WCEL Neighbour cell priority for DC HSDPA Capa Based HO AdjiPriorityDCellCAHO On-line HOPI Dual Cell versus MIMO preference DCellVsMIMOPreference On-line RNC Table 78 RAN1906: Dual-Cell HSDPA 42 Mbps (Cont.) 37.3.27 Name RAN1758: Multiple BSIC Identification Abbreviation Modifiable / systemdefined Object Maximum BSIC Identification Time MaxBSICIdentTime On-line FMCG Multiple BSIC Identification On-line RNC Table 79 MultipleBSICIdent RAN1758: Multiple BSIC Identification 37.3.28 Name RAN2067: LTE Interworking Abbreviation Modifiable / systemdefined Object E-UTRA Absolute Radio Frequency Channel Number AdjLEARFCN On-line ADJL Measurement Bandwidth AdjLMeasBw On-line ADJL HOPL Identifier HopLIdentifier On-line ADJL Cell Reselection Absolute Priority AdjLAbsPrioCellReselec On-line HOPL Cell Reselection Minimum RX level AdjLAbsPrioCellReselec On-line HOPL Cell Reselection Threshold high AdjLThreshigh On-line HOPL Cell Reselection Threshold low AdjLThreslow On-line HOPL Load Based CPICH EcNo for SRB on HSPA LoadBasedCPICHEcNoSRBHSPA On-line WCEL Load Based CPICH EcNo Threshold for E-DCH TTI 2 ms LoadBasedCPICHEcNoT hreEDCH2MS On-line WCEL Table 80 392 RAN2067: LTE Interworking Id:0900d805808a84ca Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control 37.3.29 Name Management data for handover control RAN2172: Multi-Band Load Balancing Modifiable / systemdefined Abbreviation Object MBLB in RAB Setup Enabled MBLBRABSetupEnabled On-line WCEL MBLB in State Transition Enabled MBLBStateTransEnabled On-line WCEL MBLB in Inactivity Enabled MBLBInactivityEnabled On-line WCEL MBLB in Mobility Enabled MBLBMobilityEnabled On-line WCEL Blind HO Intra BTS Quality Check BlindHOIntraBTSQCheck On-line BTS MBLB due to Mobility EcNo Offset MBLBMobilityOffset On-line FMCI MBLB due to Mobility RAB Combinations MBLBMobilityRABComb On-line FMCI Layer Selection Weight of Load LaySelWeightLoad On-line PFL Layer Selection Low Load Preferred LaySelLowLoadPref On-line PFL Preferred Layer for fast moving UE CS PrefLayerFastMovUECS On-line PFL Preferred Layer for fast moving UE PS PrefLayerFastMovUEPS On-line PFL Preferred Layer for DC&MIMO NRT PrefLayerDCMINRT On-line PFL Preferred Layer for DC&MIMO Streaming PrefLayerDCMIStr On-line PFL Preferred Layer for DC&MIMO AMR PrefLayerDCMIAMR On-line PFL Preferred Layer for PrefLayerDCMIAMRNRT DC&MIMO AMR and NRT On-line PFL Blind HO target cell BlindHOTargetCell On-line ADJI MBLB in RAB Setup for Multi RAB MBLBRABSetupMultiRAB On-line WCEL Blind HO RSCP threshold BlindHORSCPThr On-line HOPI Blind HO RSCP threshold above BlindHORSCPThrAbove On-line PFL Blind HO RSCP threshold below BlindHORSCPThrBelow On-line PFL Blind HO RSCP threshold for target cell BlindHORSCPThrTarget On-line PFL Blind HO EcNo threshold for target cell BlindHOEcNoThrTarget On-line PFL Table 81 RAN2172: Multi-Band Load Balancing DN03471612 Id:0900d805808a84ca Confidential 393 Management data for handover control Name WCDMA RAN and I-HSPA RRM Handover Control Abbreviation Modifiable / systemdefined Object RACH Intra Frequency Measurement Quantity RACHIntraFreqMesQuant On-line WCEL RACH Inter Frequency Measurement Quantity RACHInterFreqMesQuant On-line WCEL CPICH RSCP thr for SRB mapping in RRC setup CPICHRSCPSRBMapRRC On-line WCEL CPICH RSCP Threshold Value For CUC Usage CUCRSCPThreshold On-line WCEL Layer Selection Weight of Preferred Layer LaySelWeightPrefLayer On-line PFL Layer Selection Weight of Band LaySelWeightBand On-line PFL Layer Selection Weight of RSCP LaySelWeightRSCP On-line PFL Preferred Band for Layering PreferBandForLayering On-line RNC MBLB Guard Timer MBLBGuardTimer On-line RNC PFL Identifier PFLIdentifier On-line PFL Preferred Layer for R99 NRT PrefLayerR99NRT On-line PFL Preferred Layer for R99 Streaming PrefLayerR99Str On-line PFL Preferred Layer for R99 AMR PrefLayerR99AMR On-line PFL Preferred Layer for R99 AMR and NRT PrefLayerR99AMRNRT On-line PFL Preferred Layer for HSDPA NRT PrefLayerHSDPANRT On-line PFL Preferred Layer for HSDPA Streaming PrefLayerHSDPAStr On-line PFL Preferred Layer for HSDPA AMR PrefLayerHSDPAAMR On-line PFL Preferred Layer for HSDPA AMR and NRT PrefLayerHSDPAAMRNRT On-line PFL Preferred Layer for HSPA NRT PrefLayerHSPANRT On-line PFL Preferred Layer for HSPA Streaming PrefLayerHSPAStr On-line PFL Preferred Layer for HSPA AMR PrefLayerHSPAAMR On-line PFL Preferred Layer for HSPA AMR and NRT PrefLayerHSPAAMRNRT On-line PFL Table 81 394 RAN2172: Multi-Band Load Balancing (Cont.) Id:0900d805808a84ca Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control Name Abbreviation Management data for handover control Modifiable / systemdefined Object Preferred Layer for FDPCH NRT PrefLayerFDPCHNRT On-line PFL Preferred Layer for FDPCH Streaming PrefLayerFDPCHStr On-line PFL Preferred Layer for FDPCH AMR PrefLayerFDPCHAMR On-line PFL Preferred Layer for FDPCH AMR and NRT PrefLayerFDPCHAMRNRT On-line PFL Preferred Layer for 64QAM NRT PrefLayer64QAMNRT On-line PFL Preferred Layer for 64QAM Streaming PrefLayer64QAMStr On-line PFL Preferred Layer for 64QAM AMR PrefLayer64QAMAMR On-line PFL Preferred Layer for 64QAM AMR and NRT PrefLayer64QAMAMRNR On-line T PFL Preferred Layer for MIMO NRT PrefLayerMIMONRT On-line PFL Preferred Layer for MIMO Streaming PrefLayerMIMOStr On-line PFL Preferred Layer for MIMO AMR PrefLayerMIMOAMR On-line PFL Preferred Layer for MIMO AMR and NRT PrefLayerMIMOAMRNRT On-line PFL Preferred Layer for DCHSDPA NRT PrefLayerDCHSDNRT On-line PFL Preferred Layer for DCHSDPA Streaming PrefLayerDCHSDStr On-line PFL Preferred Layer for DCHSDPA AMR PrefLayerDCHSDAMR On-line PFL Preferred Layer for DCHSDPA AMR and NRT PrefLayerDCHSDAMRNRT On-line PFL Preferred Layer for CS voice HSPA NRT PrefLayerCSHSNRT On-line PFL Preferred Layer for CS voice HSPA Streaming PrefLayerCSHSStr On-line PFL Preferred Layer for CS voice HSPA AMR PrefLayerCSHSAMR On-line PFL Preferred Layer for CS voice HSPA AMR and NRT PrefLayerCSHSAMRNRT On-line PFL AMR to Non Preferred Layer AMRToNonPreferredLayer PFL Table 81 On-line RAN2172: Multi-Band Load Balancing (Cont.) DN03471612 Id:0900d805808a84ca Confidential 395 Management data for handover control WCDMA RAN and I-HSPA RRM Handover Control Modifiable / systemdefined Object Name Abbreviation HSPA load state HSUPA power offset HSLoadStateHSUOffset On-line WCEL HSPA load state E-DCH bit rate limit HSLoadStateHSUBRLimit On-line WCEL HSPA load state HSDPA power offset HSLoadStateHSDOffset On-line WCEL HSPA load state HSDPA bit rate limit HSLoadStateHSDBRLimit On-line WCEL DL loaded state time to trigger DLLoadStateTTT On-line WCEL HSPA Load State HSUPA Resource Threshold HSLoadStateHSUResThr On-line WCEL Table 81 396 RAN2172: Multi-Band Load Balancing (Cont.) Id:0900d805808a84ca Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control Related information Related information Handover control Descriptions Types of handovers Compressed mode Macro diversity combining Directed RRC connection setup WCDMA radio resource management Power control Types of handovers Descriptions Functionality of intra-frequency handover Functionality of inter-frequency handover Functionality of inter-system handover Functionality of IMSI-based handover Functionality of immediate IMSI-based handover Compressed mode Descriptions Handover control Compressed mode preparation signaling Radio resource management functions Macro diversity combining Descriptions Handover control Functionality of intra-frequency handover Descriptions Handover control Types of handovers Functionality of inter-frequency handover Descriptions Handover control Inter-frequency handover signaling Functionality of inter-system handover Descriptions Handover control DN03471612 Id: Confidential 397 Related information WCDMA RAN and I-HSPA RRM Handover Control Types of handovers Functionality of IMSI-based handover Descriptions Handover control Types of handover Functionality of immediate IMSI-based handover Descriptions Handover control Types of handover Soft handover signaling Descriptions Handover control Types of handovers Functionality of intra-frequency handover Intra-Frequency hard handover signalling Descriptions Handover control Types of handovers Functionality of intra-frequency handover Serving RNC relocation signaling Descriptions Handover control Types of handovers Description of SRNS relocation Compressed mode preparation signaling Descriptions Handover control Compressed mode Inter-Frequency handover signaling Descriptions Handover control Types of handovers Functionality of inter-frequency handover 398 Id: Confidential DN03471612 WCDMA RAN and I-HSPA RRM Handover Control Related information Inter-System handover signaling Descriptions Handover control Types of handovers Functionality of inter-system handover DN03471612 Id: Confidential 399