Blackwell Companions to Philosophy A Companion to Ethics Edited by PETER SINGER BLACKWELL P u b lish ers Copyright © Blackwell Publishers Ltd, 1991, 1993 First published 1991 First published in paperback (with corrections) 1993 Reprinted 1993 (twice), 1994 (twice), 1995, 1996, 1997 (three times), 1999, 2000 (twice) Blackwell Publishers Ltd 108 Cowley Road Oxford 0X4 1JF, UK Blackwell Publishers Inc 350 Main Street Malden, Massachusetts 02148, USA All rights reserved. Except for the quotation of short passages for the purposes of criticism and review, no part of this publication may be reproduced, stored in a retrieval system, or transmitted, in any form or by any means, electronic, mechanical, photocopying, recording or otherwise, without the prior permission of the publisher. Except in the United States of America, this book is sold subject to the condition that it shall not, by way of trade or otherwise, be lent, re-sold, hired out, or otherwise circulated without the publisher’s prior consent in any form of binding or cover other than that in which it is published and without a similar condition including this condition being imposed on the subsequent purchaser. British Library Cataloguing in Publication Data A CIP catalogue record for this book is available from the British Library Library o f Congress Cataloging in Publication Data A Companion to ethics/edited by Peter Singer, cm. — (Blackwell companions to philosophy) Includes bibliographical references and index. 1. Ethics. 2. Social ethics. I. Singer, Peter. II. Series. BJ1012.C62 1991 90-23456 170—dc20 CIP p. ISBN 0-631-16211-9 — ISBN 0-631-18785-5 (Pbk) Typeset in 10.5 on 12.5pt Photina Printed and bound in Great Britain by MPG Books Ltd, Bodmin, Cornwall This book is printed on acid-free paper i 6 Egoism K U R T B A IE R i T Introduction y p i c a l e g o is ts , one m ig h t say, are s e lf- c e n t r e d , in c o n s id e r a te , u n fe e lin g , u n p r in c i p l e d , r u t h l e s s s e lf - a g g r a n d iz e r s , p u r s u e r s o f t h e g o o d t h i n g s in life w h a t ­ e v e r th e c o s t to o th e r s , p e o p le w h o th in k o n ly a b o u t th e m s e lv e s o r , if a b o u t o th e r s , t h e n m e r e ly a s m e a n s to th e ir o w n e n d s . Perhaps this characterization fits only very crass and ruthless egoists but, whatever its level or degree, egoism involves putting one’s own good, interest, and concern above that of others. But this does not seem to be the whole story: surely, I am not an egoist just because I care more about my own health than yours. Nor does my egoism wax and wane precisely in proportion to the number of instances in which I favour myself over others. Rather, what makes me an egoist seems to depend on some special feature of the cases in which I do so. That feature emerges if we attend to the moral overtones of ‘egoism’: to call you an egoist is to ascribe to you a moral flaw, namely, a determination to promote your own good or interest even beyond the morally permissible. You behave egoistically if you fail to restrain the pursuit of your own good in situations when it conflicts with mine, and it is morally required or desirable that I observe that restraint. And you are an egoist in this everyday sense if the proportion of your behaviour that is egoistic exceeds a given measure, typically the average. ii Psychological egoism Those who think of egoism (and its corresponding opposite, altruism) in this morally loaded way, and believe that excessive egoism and insufficient altruism are among the main causes of most of our social problems, are likely to be surprised, perhaps bewildered or even shocked, if they read books on ethics. For in many of them the view is seriously entertained that everybody is an egoist, and egoism is not always regarded as a bad thing. In the main, they will find two such theories. The first, psychological egoism, to be discussed in this section, is an explanatory fheory~to the effect that we are all egoists in the sense that all our actions are always motivated by concern for our own best interest or greatest good. The second, to be discussed in subsequent sections, conceives of egoism as an ideal requiring one to act egoistically. 197 P A R T IV ' H O W O U G H T I TO L I V E ? Adherents of psychological egoism can admit that we may not always actually promote or even protect our greatest good, for we may be mistaken about what it is, or how to get it, or we may be too weak-willed to do what is needed to obtain it. Thus, strictly speaking, psychological egoism claims to explain not all human behaviour, but only behaviour explainable in terms of the agent’s beliefs and desires, or the considerations and reasons that weighed with the agent. The ‘egoism’ meant by the psychological egoist is not, of course, the kind defined in section (i). It is incapable of degrees and is not restricted to what is morally objectionable. It is the motivational pattern of people whose motivated behaviour is in accordance with a principle, namely, that of doing whatever and only what protects and promotes their own welfare, well-being, best interest, happiness, flourishing, or greatest good, either because they are indifferent about that of others or because they always care more about their own than that of others when the two conflict. (There are important differences between these ends, but they can here be ignored.) To be such an ‘egoist’, one need not consciously apply this principle every time one acts; it is sufficient that one’s voluntary behaviour conform to this pattern. However, the available empirical evidence seems to refute even this psycho­ logical egoism of merely motivated behaviour. Many normal people appear quite frequently to be concerned not with their own greatest good but with the attain­ ment of something the pursuit of which they know or believe to be to their own detriment. One may woo one’s boss's spouse, though one knows or believes with good reason, that the pursuit, and even more the attainment, of this end will cost one one’s livelihood, destroy one’s marriage, alienate one’s children and friends, and will in other ways ruin one’s life. To dispose of these apparent counter-examples, psychological egoism would have to make it plausible that they are illusory. To that end, it can, of course, point to the fact that many non-egoistic explanations of someone’s behaviour are suspect. Since egoistic behaviour is morally disapproved of, people may wish to conceal their real, egoistic, motivation and to persuade us that their behaviour really was non-egoistically motivated. Not infrequently, we are able to unmask such non-egoistic explanations as hypocritical or at least as due to self-deception. But this does not justify us in generalizing to all cases, for quite often we not only cannot unmask someone’s seemingly non-egoistic behaviour in this way, but we have no reason to suspect the existence of hidden egoistic motives. Most of us are acquainted with cases of people knowingly endangering their health, risking their worldly fortune, or even their life, in the hope of attaining some end, such as satisfying the (perhaps extravagant) desires of one with whom they are infatuated or the needs of another whom they love or to whom they feel committed for other reasons, as when someone donates a kidney to her sister with whom she had not been on speaking terms for some years, or blood to someone whom she does not even know. Psychological egoists should not attempt to dispose of these prima facie cases of non-egoistic behaviour, as some tend to do, by insisting that there must be an 198 l6 • EGOISM egoistic explanation. Admittedly, a clever psychological egoist can often invent a plausible underlying egoistic explanation of the apparently non-egoistic behaviour in question, just as a dissembling egoist can substitute an invented, nobler expla­ nation for the real egoistic one. But insisting that there must be such an egoistic motive, and inventing a possible one, does not make it the operative one. Some of us may find any substituted egoistic explanations more plausible than a non-egoistic one, because we already believe that deep down we are all egoists. But, despite the many ‘unmasking’ explanations to which Marx and Freud have accustomed us, to think the egoistic explanations are as such deeper, more complete, more persuasive, and so more satisfactory than non-egoistic ones - and therefore to find the egoistic explanation more plausible - is simply to assume what needs to be proven. If psychological egoism is based on this assumption, it is not the surprising and disillusioning ‘discovery’ about human nature it purports to be, but at best an unsubstantiated claim that we have not found the ‘real’ explanation of someone’s behaviour until we have ‘unearthed’ suitable egoistic motivation. But then to use this ‘real’ explanation in support of the more general claim is to argue in a circle. At this point, a psychological egoist may object that all supposedly non-egoistic behaviour is in reality egoistic. For after all, the objection goes, in examples like those given above, the person did what she really most wanted to do. But this objection emasculates psychological egoism. Instead of being a sur­ prising, indeed shocking, empirical theory to the effect that we are all always egoistically motivated in the ordinary sense of ‘egoistic’, it merely gives a new and rather misleading meaning to ‘egoistic motivation’. On this new interpretation, one is egoistically motivated, not if and only if one is motivated to do whatever one takes to be for one’s own greatest good even if it harms others, but if one does whatever one most wants to do, whether or not that is what one takes to be for one’s greatest good, and even if one’s aim is to benefit others in ways costly to oneself. Ordinarily, an egoist is someone who most wants something much more specific, namely, to promote his own good, to promote only interests in his self, to promote his own best interest, to satisfy only self-regarding wants or aims. The non-egoist, by contrast, does not want this most, at least not when it is morally impermissible. Thus, ordinarily, egoists are characterized by the uniformly over­ riding strength of their self-regarding, non-egoists by an ‘adequate’ strength of their other-regarding, desires or motivations. The present version of psychological egoism is, therefore, empty since ‘what one “ most wants” to do’ here must mean, whatever one is finally, all things considered, motivated to do, for instance, to make a large contribution to Oxfam (even if one’s most strongly felt inclination is to replenish one’s wine cellar). Thus, on this last construal, psychological egoism holds that we are all egoists simply because we are all motivated by our own motivation, not someone else’s; but in this sense the motivation could not conceivably be anyone else’s: it is mine, not my sister’s, even if, hating it, I regularly light a candle at our father’s grave, only because she wants me to. 199 P A R T IV iii • H O W O U G H T I TO L I V E ? Egoism as a means to the common good Adam Smith’s An Inquiry into the Nature and Causes of the Wealth of Nations (published in 1 776), presents an argument for egoism as a practical ideal, at least in the economic sphere. He advocated the freedom of entrepreneurs to promote their own interest, that is, their profits, by suitable (as they saw it) methods of production, hiring, sales and so forth, on the grounds that such a general arrange­ ment would best promote the good of the whole community. On Smith’s view, the promotion by each entrepreneur of his or her own good, unimpeded by legal or self-imposed moral constraint to protect the good of others, would at the same time be the most efficient promotion of the common good. This would happen, Smith believed, because there is an ‘invisible hand’ (the pervasive effects of the free enterprise system itself) which co-ordinates these many otherwise unco­ ordinated individual economic activities. This idea, that the removal of legal or self-imposed moral constraints on the pursuit of one’s own interest is generally beneficial, has often been extended beyond the narrowly economic sphere. It then becomes the doctrine that, if each pursues her own interest as she conceives of it, then the interest of everyone is promoted. This theory, if advanced without the support of an ‘invisible hand’, becomes the fallacy, often ascribed to John Stuart Mill, that if each promotes her own interest, then the interest of everyone is thereby necessarily promoted. Clearly, this is a fallacy, for the interests of different individuals or classes may, and under certain conditions (of which the scarcity of necessities is the most obvious), do conflict. Then the interest of one is the detriment of the other. We can think of the theories just described as extolling egoism, not in opposition to morality, but rather as the best w ay to attain its legitimate end, the common good. It is doubtful whether this is a form of egoism at all, since it does not embrace egoism for its own sake, but only as - and to the extent that it really is - the best strategy to attain the common good. It should be plain that this practical ideal - whether genuinely egoistic or not rests on a dubious factual claim. For the removal of legal or self-imposed moral constraints on the individual pursuit of self-interest is likely to promote the common good only if these individual interests do not conflict, or if something like a ‘hidden hand’ takes the place of these constraints. If we all rush to get out of the burning theatre, many or all may get trampled to death or perish in the flames. To avoid or minimize mutual interference, we need some suitable co­ ordination of our individual activities. Of course, that may not be enough. Even if we form orderly lines, though no-one will then get trampled to death, the last ones in the line may be caught in the fire. Thus, our system of co-ordination may not be able to prevent all harm, and then the contentious problem arises of how the unavoidable harm is to be allocated. So far as egoism as a means to the common good is concerned, the essential point is that the pursuit of individual good does not necessarily promote, and may in fact be disastrous for, the common good. 200 l6 iv • EGOISM Rational and ethical egoism I turn, last, to two versions of egoism as a practical ideal, usually called rational and ethical egoism, respectively. In contrast to the previously considered doctrine of egoism as a means to the common good, they do not rest on any factual claims about the social or economic consequences of each of us promoting our own greatest good. They hold, as if this were self-evident or were something for people to decide simply as they saw fit, that promoting one’s own greatest good is always in accordance with reason and morality. Both ideals have a stronger and a weaker version. The stronger maintains that it is always rational (wise, reasonable, reason-backed), always right, (moral, praiseworthy, virtuous) to aim at one’s own greatest good, and never rational etc., never right etc., not to do so. The weaker version maintains that it is always rational, always right to do so, but not necessarily never rational or right not to do so. Rational egoism is highly plausible. We tend to think that when doing some­ thing seems not to be in our interest, doing it calls for justification and showing that it actually is in our interest after all provides that justification. In a famous remark, Bishop Butler claimed that ‘when we sit down in a cool hour, we can neither justify to ourselves this or any other pursuit till we are convinced that it will be for our happiness, or at least not contrary to it’ (Butler, 1 726, Sermon 11 , Para. 20.) Although Butler says, ‘our happiness’ rather than ‘our greatest good’, he really means the same thing, since he believes that our happiness does constitute our greatest good. Together with another highly plausible premise, rational egoism implies ethical egoism. That other premise is ethical rationalism, the doctrine that if a moral requirement or recommendation is to be sound or acceptable, complying with it must be in accordance with reason. In the two emphasized sentences of the following splendid passage from Leviathan, Hobbes suggests both rational egoism and ethical rationalism: ‘The kingdom of God is gotten by violence but what if it could be gotten by unjust violence? Were it against reason so to get it when it is impossible to receive hurt by it? And if it be not against reason, it is not against justice, or else justice is not to be approved for good’ (Hobbes, 16 5 1, Ch. 15). Thus, if we accept the weak version of ethical rationalism - that moral requirements are sound and may be accepted if complying with them is in accordance with reason and also accept the weak version of rational egoism - that behaving in a certain way is in accordance with reason if by behaving in this way the agent aims at his own greatest good -, then we must in consistency also accept the weak version of ethical egoism - that moral requirements are sound and may be accepted if, by complying with them, the agent aims at his own greatest good. And similarly for the strong versions. Unfortunately, however, ethical egoism is in direct conflict with another highly plausible conviction, namely, that moral requirements must be capable of authoritatively regulating interpersonal conflicts of interest. Let us call this the doctrine of ‘ethical conflict-regulation’. It implies an element of impartiality or 201 P A R T IV • H O W O U G H T I TO L I V E ? universality in ethics; arguments for this are presented elsewhere in this volume, for instance Article 14 k a n t i a n e t h i c s , and Article 40, u n i v e r s a l p r e s c r i p t i v i s m . An example: can it be morally wrong for me to kill my grandfather so that he cannot change his will and disinherit me? Assuming that my killing him will be in my best interest but detrimental to my grandfather, while refraining from killing him will be to my detriment but in my grandfather’s interest, then if ethical conflict-regulation is sound, there can be a sound moral guideline regu­ lating this conflict (presumably by forbidding this killing). But then ethical egoism cannot be sound, for it precludes the interpersonally authoritative regulation of interpersonal conflicts of interest, since such a regulation implies that conduct contrary to one’s interest is sometimes morally required of one, and conduct in one’s best interest sometimes morally forbidden to one. Thus, ethical egoism is incompatible with ethical conflict-regulation. It allows only personally auth­ oritative principles or precepts; they can tell me to kill my grandfather and tell my grandfather not to allow himself to be killed, perhaps preventively to kill me in self-defence, but they cannot, ‘regulatively’, tell both of us whose interest must give way. But it is precisely this interpersonally regulative function we ascribe to moral principles. Well, then should we accept ethical egoism and so reject ethical conflictregulation, or should we reject ethical egoism and therefore also reject at least one of ethical rationalism or rational egoism? Most people (including philosophers), have not found it difficult to choose between ethical egoism and ethical conflictregulation, since most have rejected ethical egoism for other reasons anyway. Similarly, few people (including philosophers), have wanted to give up ethical conflict-regulation. However, as we noted, retaining ethical conflict-regulation and rejecting ethical egoism involves giving up either ethical rationalism or rational egoism, and many have found that choice very difficult. Some utilitarians, following Henry Sidgwick (see his The Methods of Ethics, 1874, 7th edn., final chapter) have retained ethical conflict-regulation, ethical rationalism, and rational egoism. (But they can retain rational egoism only in its weak version, since ethical conflict-regulation and ethical rationalism together are incompatible with rational egoism in its strong version. For these two, together with rational egoism in its strong version, would imply that it is sometimes contrary to reason to do what is in one’s best interest and also contrary to reason not to do it.) They maintain, in other words, that it is never contrary to reason to do what is in one’s best interest nor contrary to reason to do what is morally required or desirable, and that, when the two conflict, doing either is in accordance with reason. Sidgwick was. understandably, unhappy about this ‘bifurcation’ of practical reason, and equally unhappy about the only ‘solution’ he could think of: a deity who, in cases of conflict between the right and the advantageous, attaches adequate rewards to the right and punishments to the advantageous, thereby making it rational for people to do what is morally right rather than what but for the rewards and punishments would have been in their best interest. But why should a deity, presumably itself a rational being, attach such exorbitant rewards to choosing what is morally required and such shocking penalties to choosing one’s 202 l 6 • EGOISM own good, when both ways of acting are supposed to be equally in accordance with reason? Another possibility is to retain rational egoism in its strong version but abandon ethical rationalism, thereby toppling reason, the monarch among justifiers, from its long-held throne. On this sort of view, the fact that doing the right thing may be detrimental to one’s interest and therefore contrary to reason, does not imply that one may, let alone should or ought to, do what is in one’s interest rather than what is morally required; accordance with reason constitutes only one type of justification, and ‘decent’ people will ignore it when it conflicts with moral justification. Taken at face value, this would seem to imply that the choice between the rational and the moral is a matter of taste, a choice comparable to that between being a farmer or a businessman, a choice that is solely the chooser’s own business. But many are convinced there is more to being irrational than indulging a personal (perhaps idiosyncratic) taste. v Conclusion We have distinguished five versions of egoism. The common-sense version treats it as a vice, the promotion of one’s own good beyond the morally permissible. The second, psychological egoism, is the theory that if not on the surface, at least deep down we are all egoists in the sense that as far as our behaviour explainable by our beliefs and desires is concerned, it always is aimed at what we believe to be for our own greatest good. The third, illustrated by the views of Adam Smith, is the theory that under certain conditions the promotion of one’s own good is the best means of attaining the legitimate aim of morality, namely, the common good. If there are no moral objections to bringing about or maintaining these conditions, then it would seem to be desirable both from the moral and the egoistic point of view to bring about or maintain these conditions if under them we can attain the moral aim by promoting our own greatest good. The fourth and fifth versions, ethical and rational egoism, present it as practical ideals, to wit as the ideals of morality and reason. Concerning the second version, psychological egoism, which, because of its purported unmasking of human nature as less than admirable, has had con­ siderable appeal for the disillusioned, we are convinced of its untenability. Con­ cerning the third version, egoism as a means to the common good, we think it fairly clear that no-one has yet found those conditions under which a group of such unconstrained egoists would attain the common good. Certainly, the most promising candidate for these conditions, the actual existence, if it were possible, of a perfectly competitive market as defined by neo-classical economists, could not guarantee the attainment even of their economic version of the common good, efficiency. There is not even initial plausibility in the fourth version, ethical egoism, because it requires the abandonment either of morality as a regulator of conflicts of interest or of the almost certainly true belief that such conflicts are an ines­ capable fact of life. If ethical and psychological egoism are false, then there is no good reason to reject our first, common-sense, version of egoism as a widespread 203 P A R T IV * H O W O U G H T I TO L I V E ? moral failing. This leaves only rational egoism, the most deeply entrenched normative theory of egoism. But the jury on this case is still in disarray. References Butler, J.: Fifteen Sermons preached in the Rolls Chapel (1726); ed. J. H. Bernard (London: SPCK, 1970). Foot, P.: 'Morality as a system of hypothetical imperatives’, Philosophical Review, (1972). Hobbes, T.; Leviathan (1651): ed. J. P. Plamenatz (London: Collins. 1962). Sidgwick, H.: The Methods of Ethics (1874); 7th edn (London: Macmillan, 1911). Smith, A. An Inquiry into the Nature and Causes of the Wealth of Nations (1776): 6th edn (London: Methuen, 1950). Further reading Gauthier, D.: Morals by Agreement (Oxford: Clarendon Press, 1986). Hampton, J.: Hobbes and the Social Contract Tradition (Cambridge: Cambridge University Press, 1986). Harsanyi, J.: ‘Morality and the theory of rational behaviour’. Utilitarianism and Beyond, ed. A. Sen and B. Williams (Cambridge: Cambridge University Press, 1982). Laclos, C. de: Les Liaisons Dangereuses (1782): (Paris: Editions Gamier Freres, 1961). Meredith, G.: The Egoist (Harmondsworth: Penguin, 1968). Parfit, D.: ‘Prudence, morality and the prisoner's dilemma', Proceedings of the British Academy, 65 (1979). Plato: The Republic, Loeb Classical Library (Cambridge, Mass.: Harvard University Press, 1982). Stimer, M. The Ego and Its Own (Leipzig: Phillipp Reclam. jun., 1893). 204