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LTE MIMO S18(1)(1)

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LTE MIMO
www.huawei.com
Copyright © 2017 Huawei Technologies Co., Ltd. All rights reserved.
MIMO Video
Copyright © 2017 Huawei Technologies Co., Ltd. All rights reserved.
Page1
Contents
1. MIMO Feature Overview
2. UL MIMO in eNodeB
3. DL MIMO in eNodeB
4. Beamforming Overview
Copyright © 2017 Huawei Technologies Co., Ltd. All rights reserved.
Page2
Introduction of MIMO(1/2)

Trend : Desire of higher throughput

Solution:

Higher bandwidth: Now 20MHz is supported and further
100Mhz can be achieved in LTE advanced, but it will be limited

Higher MCS scheme: Now 64 QAM is used and further 256
QAM will be introduced in LTE advanced, but it will be limited

MIMO is technology based on spatial domain, achieve the
obvious improvement of throughput
Copyright © 2017 Huawei Technologies Co., Ltd. All rights reserved.
Page3
Introduce of MIMO(2/2)

MIMO is developed to provide doubled and more spectral
efficiency
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Page4
Benefit of MIMO

MIMO uses signal processing techniques to improve the
transmission reliability and signal quality of radio links

MIMO not only increases capacity and enhances coverage
for the system but also provides higher rates and better
experience for users

MIMO brings power gains, multiplexing gains, diversity
gains, and array gains
Copyright © 2017 Huawei Technologies Co., Ltd. All rights reserved.
Page5
Power Gains

Assuming that each transmit antenna has the same transmit
power, M transmit antennas bring a power gain of 10 lg(M)
dB compared with the scenario in which only one transmit
antenna is used

In noise-limited scenarios, power gains indicate larger signal
to interference plus noise ratios (SINRs) at the receiver and
improved receive signal quality
Copyright © 2017 Huawei Technologies Co., Ltd. All rights reserved.
Page6
Multiplexing Gains

Multiplexing gains are subject to the multiplexing orders of
spatial channels

Multiplexing gains indicate higher transmission rates
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Page7
Diversity Gains

Diversity gains are subject to the diversity orders of spatial
channels

Diversity gains indicate improved SINR stability and signal
reliability at the receiver
Copyright © 2017 Huawei Technologies Co., Ltd. All rights reserved.
Page8
Classifications of MIMO


DL MIMO

Open-Loop MIMO and Closed-Loop MIMO

Transmit Diversity and Spatial Multiplexing

SU-MIMO and MU-MIMO
UL MIMO

Receive diversity

SU-MIMO and MU-MIMO
Copyright © 2017 Huawei Technologies Co., Ltd. All rights reserved.
Page9
Contents
1. MIMO Feature Overview
2. UL MIMO in eNodeB
3. DL MIMO in eNodeB
4. Beamforming Overview
Copyright © 2017 Huawei Technologies Co., Ltd. All rights reserved.
Page10
Principle of Receive Diversity

This process maximizes the SINR, brings diversity and
array gains, and improves cell capacity and coverage
Copyright © 2017 Huawei Technologies Co., Ltd. All rights reserved.
Page11
MU-MIMO

MU-MIMO enables multiple UEs to use the same timefrequency resources for uplink data transmission

In addition to bringing diversity and array gains like uplink
receive diversity, MU-MIMO also brings multiplexing gains

System gains brought by MU-MIMO are subject to the
SINRs of paired UEs and UE channel correlations

Not recommended to UEs moving with high speed.
Copyright © 2017 Huawei Technologies Co., Ltd. All rights reserved.
Page12
Principle of MU-MIMO

In MU-MIMO mode,
the number of UEs
that use the same
time-frequency
resources cannot
exceed the number of
receive antennas
employed on the
eNodeB
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Page13
Uplink SU-MIMO

UEs that support uplink SU-MIMO have two transmit
antennas and support uplink closed-loop transmission mode
TM2. Common UEs have only one transmit antenna and
support only TM1.
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Page14
Uplink SU-MIMO

PMI selection is supported in uplink TM2. When the eNodeB
receives sounding reference signals (SRSs) from a UE, the
eNodeB traverses all protocol-defined PMIs, selects a PMI
that is suitable for channel transmission, and delivers the
PMI to the UE. The UE will use this PMI for weighting during
uplink data transmission.

The eNodeB selects closed-loop spatial multiplexing or
closed-loop transmit diversity for UEs based on their signal
quality.
Copyright © 2017 Huawei Technologies Co., Ltd. All rights reserved.
Page15
Contents
1. MIMO Feature Overview
2. UL MIMO in eNodeB
3. DL MIMO in eNodeB
4. Beamforming Overview
Copyright © 2017 Huawei Technologies Co., Ltd. All rights reserved.
Page16
Contents
3 . DL MIMO
3.1 DL MIMO Implementation
3.2 DL MIMO Introduction
3.3 Working Mode
3.4 Configuration for CSI Reporting
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Page17
Transmission Modes (FDD)
Transmi
3GPP-Defined MIMO
ssion
Technique
Mode
Single antenna port
TM1
(port 0)
TM2
Transmit diversity
Transmit diversity
TM3
Description
The reference signal (RS) pattern corresponding to
antenna port 0 is used for transmission
Open-loop transmit diversity is used
If only one data block is transmitted, open-loop transmit
diversity is used
Large-delay CDD spatial If multiple data blocks are transmitted, open-loop spatial
multiplexing is used
multiplexing
Transmit diversity
If only one data block is transmitted without using the
PMIs reported by UEs, open-loop transmit diversity is
used
Closed-loop spatial
multiplexing
If one or more data blocks are transmitted using the PMIs
reported by UEs, closed-loop spatial multiplexing is used
Transmit diversity
If only one data block is transmitted without using the
PMIs reported by UEs, open-loop transmit diversity is
used
TM4
Closed-loop spatial
multiplexing using a
If only one data block is transmitted using the PMIs
reported by UEs, closed-loop transmit diversity is used
single transmission
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Page18
layer
TM6
Transmission Modes (FDD)
Transmis
3GPP-Defined
sion
MIMO Technique
Mode
TM9 and
TM10
Description
If the PMIs reported by UEs are not used for signal processing
at the transmitter and only one antenna port is used for the
physical broadcast channel (PBCH) in non-MBSFN
Transmit diversity subframes, antenna port 0 is used for transmission.
Otherwise, transmit diversity is used and only one data block
is transmitted
Spatial
multiplexing
If the PMIs reported by UEs are used for signal processing at
the transmitter, spatial multiplexing is used and one or more
data blocks are transmitted
Copyright © 2017 Huawei Technologies Co., Ltd. All rights reserved.
Page19
Transmission Modes (TDD)
Transmi
3GPP-Defined MIMO
ssion
Technique
Mode
Single antenna port
TM1
(port 0)
TM2
Transmit diversity
Transmit diversity
TM3
Large-delay CDD
spatial multiplexing
Transmit diversity
TM4
Closed-loop spatial
multiplexing
Transmit diversity
TM6
Closed-loop spatial
multiplexing using a
single transmission
layer
Description
The reference signal (RS) pattern corresponding to antenna
port 0 is used for transmission
Open-loop transmit diversity is used
If only one data block is transmitted, open-loop transmit
diversity is used
If multiple data blocks are transmitted, open-loop spatial
multiplexing is used
If only one data block is transmitted without using the PMIs
reported by UEs, open-loop transmit diversity is used
If one or more data blocks are transmitted using the PMIs
reported by UEs, closed-loop spatial multiplexing is used
If only one data block is transmitted without using the PMIs
reported by UEs, open-loop transmit diversity is used
If only one data block is transmitted using the PMIs reported
by UEs, closed-loop transmit diversity is used
Copyright © 2017 Huawei Technologies Co., Ltd. All rights reserved.
Page20
Transmission Modes (TDD)
Transmi
3GPP-Defined MIMO
ssion
Technique
Mode
TM7
Single antenna port
(port 5)
Description
RSs are transmitted over antenna port 5 for single-stream
beamforming
Dual-layer transmission RSs are transmitted over ports 7 and 8 for dual-stream
beamforming
(ports 7 and 8)
TM8
TM9
Single antenna port
(port 7 or 8)
In this mode, RSs are transmitted over port 7 or 8 for
single-stream beamforming
Transmit diversity
Please refer to TM9 FDD Transmit diversity
Spatial multiplexing
If the PMIs reported by UEs are used for signal processing
at the transmitter, spatial multiplexing is used and one or
more data blocks are transmitted
Copyright © 2017 Huawei Technologies Co., Ltd. All rights reserved.
Page21
Contents
3 . DL MIMO
3.1 DL MIMO Implementation
3.2 DL MIMO Introduction
3.3 Working Mode
3.4 Configuration for CSI Reporting
Copyright © 2017 Huawei Technologies Co., Ltd. All rights reserved.
Page22
Transmit Diversity

Open-loop transmit diversity: The transmitter uses predefined PMIs, instead of depending on the PMIs reported by
UEs

Closed-loop transmit diversity: The transmitter uses the
PMIs reported by UEs
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Page23
Close-Loop Transmit Diversity

As a special closed-loop spatial multiplexing, closed-loop
transmit diversity processes only one data block

It maps one codeword to one layer and uses zero-delay
CDD for precoding
Copyright © 2017 Huawei Technologies Co., Ltd. All rights reserved.
Page24
Spatial Multiplexing

Open-loop spatial multiplexing: The transmitter uses predefined PMIs, instead of depending on the PMIs reported by
UEs

Closed-loop spatial multiplexing: The transmitter uses the
PMIs reported by UEs
Copyright © 2017 Huawei Technologies Co., Ltd. All rights reserved.
Page25
Principles of Spatial Multiplexing

s: data transmitted after being mapped onto different layers

x: data transmitted after being precoded

y: receive data

H: channel matrix
Copyright © 2017 Huawei Technologies Co., Ltd. All rights reserved.
Page26
Open-Loop Spatial Multiplexing

Open-loop spatial multiplexing brings spatial multiplexing
gains

It also brings diversity gains due to its use of large-delay
CDD precoding

Diversity gains are brought when the copies of the same signal
are transmitted using different antennas with different delays
Copyright © 2017 Huawei Technologies Co., Ltd. All rights reserved.
Page28
Closed-Loop Spatial Multiplexing

The precoding matrix is reported by UE

Precoding provides the spatial multiplexing gain if the
interval between UE reports on the precoding information
(for example, precoding matrix indication (PMI) is not too
long

CL-SM is applicable to slowly moving UEs
Copyright © 2017 Huawei Technologies Co., Ltd. All rights reserved.
Page29
Transmit Diversity and Spatial
Multiplexing
Copyright © 2017 Huawei Technologies Co., Ltd. All rights reserved.
Page30
Contents
1. MIMO Feature Overview
2. UL MIMO in eNodeB
3. DL MIMO in eNodeB
4. Beamforming Overview
Copyright © 2017 Huawei Technologies Co., Ltd. All rights reserved.
Page31
Overview

Beamforming is a downlink multipleantenna feature introduced since 3GPP
Release 8

When beamforming is enabled, an
eNodeB weights physical downlink
shared channel (PDSCH) data to form a
narrow beam towards target UEs,
thereby increasing the signal-to-noise
ratio (SNR) for demodulation and
improving user experience at the cell
edge
Copyright © 2017 Huawei Technologies Co., Ltd. All rights reserved.
Page32
Benefits

Power Gains, Array Gains, Diversity Gains

Multiplexing Gains

When signal quality is satisfactory, beamforming enables an
eNodeB to transmit multiple data streams using the same timefrequency resource, thereby increasing the cell throughput and
peak capacity

Beamforming Gains

Beamforming enables beams to be directed at target UEs,
thereby increasing the signal strength of UEs, especially that of
cell edge users (CEUs)
Copyright © 2017 Huawei Technologies Co., Ltd. All rights reserved.
Page33
Beamforming Principles
Copyright © 2017 Huawei Technologies Co., Ltd. All rights reserved.
Page34
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