20/06/2011 CLS 107 THE EXECUTIVE 20/06/2011 CHARLES B G OUMA LLB MLB 1 Lesson Topics • • Part 1: History of the executive and the legislature Part 2: The nature and functions of executive power 20/06/2011 CHARLES B G OUMA LLB MLB 2 Part 1 History of the Executive and the Legislature in Kenya 1 20/06/2011 Part 1-Lesson Objectives • At the end of this part you should be able to 1. Determine the constitutional structure during the colonial period 2. Narrate the historical development of the executive and the legislature during the colonial period 3. Determine the allocation and distribution of power to the respective organs of government 4. Identify any limitation of powers 5. Asses the application of the doctrines of constitutionalism and democracy to governance functions during that period 20/06/2011 CHARLES B G OUMA LLB MLB 4 History of our constitutional law • • • • Four main epochs 1877-1895 1895-1920 1920-1963 1963 to present day 6/20/2011 CHARLES B G OUMA ADJUNCT FACULTY CUEA 5 Important dates in the history of our constitutional law (1887-1920) • • • • • • • • 1877-BEAA formed by William MacKinnon 1886-Berlin Conference 1886-Anglo-German Agreement 1888-Royal Charter of incorporation given to BEAA. Birth if IBEA 1890-Brussels Conference 1890 THE Anglo-German Agreement 1895 –Declaration of the protectorate end of IBEA 1920 Declaration of a colony 6/20/2011 CHARLES B G OUMA ADJUNCT FACULTY CUEA 6 2 20/06/2011 History of our constitutional law 1877-1895 • Jurisdiction partly based on the concessions the BEAA (later IBEA) obtained from the sultan of Zanzibar and agreements with local leaders and later, from a Royal Charter. • Concessions gave wide administrative and judicial powers to the IBEA • The Royal Charter reserved far-reaching rights to the British Govt but Britain was of the view that she was not the constitutional sovereign 6/20/2011 CHARLES B G OUMA ADJUNCT FACULTY CUEA 7 History of our constitutional law 1877-1895 • The jurisdiction to administer was initially thought to flow from the exercise of Royal Prerogative but when doubts arose the Foreign Jurisdictions Act was passed in 1843 to deal with the doubts. • Pursuant thereto the Queen could by subsidiary legislation known as Orders-In -Council make laws pertaining to colonial administration 6/20/2011 CHARLES B G OUMA ADJUNCT FACULTY CUEA 8 History of our constitutional law 1877-1895 • The foreign Jurisdictions Act 1843 was and amending legislation was consolidated into the Foreign Jurisdictions Act 1890. It was the Foreign jurisdictions Act 1890 and orders in council made there under that formed the legal framework for the administration of the territory • The orders in council themselves allowed colonial agents considerable legislative power through subsidiary legislation in the form of Queens Regulations, Ordinances or Royal Instructions 20/06/2011 CHARLES B G OUMA LLB MLB 9 3 20/06/2011 History of our constitutional law 1877-1895 • At an international law level the Company was no more than a convenient device for the exercise of sovereign power and Britain was for all intents and purposes the recognised sovereign . • This is confirmed by the General Act of 1886 (Berlin) and 1890( Brussels) 20/06/2011 CHARLES B G OUMA LLB MLB 10 Jurisdiction Under English Law 1887-1895 Sources of jurisdiction 1. Royal Prerogative Power • Royal Charters given there under 2. The British Settlement Act 1860 3. The Foreign Jurisdictions Act 1843 -1873 and Orders in Council made there under 4. Subsidiary legislation by colonial agents through Queen’s Regulations, Ordinances or Royal Instructions • • 6/20/2011 Zanzibar Order in Council 1884 The African Order in Council 1887 CHARLES B G OUMA ADJUNCT FACULTY CUEA 11 Jurisdiction under international law 1887-1895 • Article 1V General Act of the Brussels conference ‘The powers exercising sovereignty or protection in Africa may, however, delegate to chartered companies all or a portion of the engagements which they assume by virtue of Article 111. They remain nonetheless directly responsible for the engagements which they contract by the present General Act and they guarantee the execution thereof’ 6/20/2011 CHARLES B G OUMA ADJUNCT FACULTY CUEA 12 4 20/06/2011 Jurisdiction Under English Law 1895-1920 sources of jurisdiction 1. The Foreign Jurisdiction Act 1890 and Orders in Council made there under • • • • East African Order In Council 1897 East African Order In Council 1898 East African Order in Council 1905 Kenya Colony Order In Council 1920 2. Concessions from the Sultan and agreements with local leaders 20/06/2011 CHARLES B G OUMA LLB MLB 13 Jurisdiction Under English Law 1895-1920 • The declaration of a protectorate in 1895 only had legal implications from the point of view of English Constitutional Law. • The territory became known as the East Africa Protectorate • By an agreement with the sultan of Zanzibar Britain assumed far-reaching administrative and judicial powers over the ten mile coastal strip and the hinterland. This marked the beginning of direct British administration in the protectorate. 6/20/2011 CHARLES B G OUMA ADJUNCT FACULTY CUEA 14 Jurisdiction Under English Law 1897-1920 • From an international perspective and from a practical point of view the declaration was a mere formalization of an existing reality and an acknowledgement of international obligations conferred by the General Acts of 1886 and 1890 20/06/2011 CHARLES B G OUMA LLB MLB 15 5 20/06/2011 Jurisdiction Under English Law 1897-1920 • The legal framework gave wide ranging legislative judicial and administrative powers to the consuls and, later, colonial officers. • Notable orders in council included the Zanzibar Order-in Council 1884, the African Order In Council 1889, the East Africa Order in Council 1897 • These instruments gave colonial agents broad and sweeping subsidiary legislative authority 6/20/2011 CHARLES B G OUMA ADJUNCT FACULTY CUEA 16 Jurisdiction Under English Law 1897-1920 • The Legal Status of the local inhabitants • The status of the inhabitants of East Africa were changed from those of aliens to those of protected persons but in English law they are still not subjects of the British Govt. • Curiously the relationships between the inhabitants and the protecting power is not governed by international law but by the law of the protector. 20/06/2011 CHARLES B G OUMA LLB MLB 17 Jurisdiction Under English Law 1897-1920 • Ole Njogo and ors vs AG of the EAP (1914) 5 EALR 70 • 1904 first agreement with the Laibon provides for certain rights to the Masais • 1911 second agreement with the Laibon reviews some of the rights under the 1904 agreement. • Plaintiff who was affected by the 1911 agreement sues for a breach of the 1904 agreement claiming it was a civil contract, and damages for tort for wrongful confiscation of cattle • Preliminary objections were raised on the grounds that the two agreements were not contracts but treaties and the confiscation not a tort but an Act State. 6/20/2011 CHARLES B G OUMA ADJUNCT FACULTY CUEA 18 6 20/06/2011 Jurisdiction Under English Law 1897-1920 • Ole Njogo contd. • The court held that; The Masais were not subjects of the British Government The agreements were treaties not contracts The tortuous acts complained of were acts of state not torts The courts had no jurisdiction over the matters before it The Masais had no remedy in international law since a tribe was not a recognised state. They had no right of diplomatic protection Their remedy lay in invoking the goodwill of the colonial aggressors 6/20/2011 CHARLES B G OUMA ADJUNCT FACULTY CUEA 19 Jurisdiction Under English Law 1897-1920 • Denning LJ in Nyali Ltd vs AG 1956 KB 1 • ‘Although the jurisdiction of the crown in the protectorate is in law limited jurisdiction, the limits may in fact be extended indefinitely so as to embrace almost the whole field of Government… • The courts themselves will not mark out the limits.’ 6/20/2011 CHARLES B G OUMA ADJUNCT FACULTY CUEA 20 Jurisdiction Under English Law 1897-1920 • Denning LJ in Nyali Ltd vs AG 1956 KB 1 • ‘They will not examine the treaty or grant under which the crown acquired jurisdiction: nor will they inquire into the usage or sufferance or other lawful means by which the crown may have extended its jurisdiction. • The courts rely on the representatives of the crown to know the limits of its jurisdiction and to keep within it. Once jurisdiction is exercised by the crown the courts will not permit it to be challenged’ 20/06/2011 CHARLES B G OUMA LLB MLB 21 7 20/06/2011 Jurisdiction Under English Law 1897-1920 • R vs Earl of Crew ex parte Sekgome 1910 KB 576 • The idea that there may be an established system of law to which a man owes obedience and that at any moment he may be deprived of the protection of that law is an idea not easily accepted by English lawyers. It is made less difficult if one remembers that the protectorate is over a country in which a few dominant civilized men have to control a great multitude of semi-barbarous 6/20/2011 CHARLES B G OUMA ADJUNCT FACULTY CUEA 22 Jurisdiction Under English Law 1897-1920 • Per Y.P Ghai 2001 • ‘The foregoing cases suggest that there is a residue of sovereignty left to the natives and the power of the crown is not unlimited. • But this purportedly limited jurisdiction cannot be challenged in domestic or international courts’ 20/06/2011 CHARLES B G OUMA LLB MLB 23 Jurisdiction Under English Law 1897-1920 • Between 1887 and 1895 in the eyes of the British they had no legal or political obligations in their spheres of influence administered by the IBEA. • Sovereignty vested in the Sultan of Zanzibar but the company acquired administrative legislative and judicial rights under the concessions given by the sultan 6/20/2011 CHARLES B G OUMA ADJUNCT FACULTY CUEA 24 8 20/06/2011 Jurisdiction Under English Law 1897-1920 • But the company also had a royal charter which gave the British government extraordinary power over its activities and which in effect was the legal source of the companies authority. • The company was for all intents and purposes an agent of the British Government 20/06/2011 CHARLES B G OUMA LLB MLB 25 Jurisdiction Under English Law 1897-1920 • In the eyes of international law sovereign power vested in the sultan subject to any concessions given to the British Govt or its agent-the IBEA. This was the purport and import of the General Acts of Berlin of 1886 and 1890 20/06/2011 CHARLES B G OUMA LLB MLB 26 1895-1920 Jurisdiction Under the Protectorate • Once a protectorate was declared jurisdiction was now exercised directly • The international law basis of jurisdiction were the General Acts of 1886 and 1890 6/20/2011 CHARLES B G OUMA ADJUNCT FACULTY CUEA 27 9 20/06/2011 1895-1920 Jurisdiction Under the Protectorate • The constitutional basis for jurisdiction was a combination of royal prerogatives , the Foreign Jurisdictions Acts of 1843 and 1890 and the Ordersin-Council made there under e.g. the African Orderin-Council and the Zanzibar Order-in-Council. The East Africa Order-in-Council 1897 1899and 1902.Pursuant to these orders in council various ordinances such as the Crown Lands Ordinance, were enacted 20/06/2011 CHARLES B G OUMA LLB MLB 28 Jurisdiction over Land and natives • On the Authority of Ole Njogo vs AG of EAP the indigenous communities in the protectorate were not British subjects but foreigners. • Under International Law the indigenous communities were not states and therefore had neither rights nor obligations under international law. 6/20/2011 CHARLES B G OUMA ADJUNCT FACULTY CUEA 29 Jurisdiction over Land and natives • Title to land was conferred initially by agreement with the natives but later by legislation such as the Crown Lands Ordinances (CLO)of 1902 and 1915 • The 1915 CLO and the 1920 Kenya Colony Order-in-Council the natives became tenants at will of the crown .Wainaina vs Murito 1923 (9) 2 KLR 102 20/06/2011 CHARLES B G OUMA LLB MLB 30 10 20/06/2011 Jurisdiction over Land 1887-1920 • The two Crown Lands Ordinances made some exceptions with regard to ownership of land in the ten mile coastal strip • With respect to the ten mile coastal strip, the Land Titles Ordinance provided for an adjudication of ownership of Land belonging to the Sultans subjects as of 1914 • After 1914 radical title vested in the crown not the sultan 6/20/2011 CHARLES B G OUMA ADJUNCT FACULTY CUEA 31 Jurisdiction over Land 1887-1920 • Law officers opinion 1886 • Under the IBEA era and under the protectorate the British government had no civil or criminal jurisdiction over foreigners who were not British subjects save with the consent of the foreigner or of his government • This position was given legislative imprimatur in the 1884 Zanzibar Order in Council and the 1889 African Order in Council • Judicial decisions in R v Montopoulo (1895) 19 ILR(Bomb.) 741 and Imperatrix vs Juma and Urzee (1898) 22 ILR (Bomb.) 54 6/20/2011 CHARLES B G OUMA ADJUNCT FACULTY CUEA 32 Jurisdiction over Land 1887-1920 • 1920 Kenya Colony Order in Council-Kenya becomes a British colony. • All vestiges of sovereignty lost but paradoxically the inhabitants now had better rights than they had under English law • Kenya became part of the British Empire 6/20/2011 CHARLES B G OUMA ADJUNCT FACULTY CUEA 33 11 20/06/2011 Constitutional set up in the colonial era • From Ghai and McAuslan quoting Wright (1947) • The colonial government in Kenya was based on two great principles of subordination 1. The legislature is subordinate to the executive 2. The colonial government is subordinate to the imperial government Constitutional set up in the colonial era • In the early stages of the dependency the legislature was the same as the executive, in the person of the commissioner or governor • In one sense constitutional progress is measured by the manner in which there is a growing separation of institutions and functions • The progress to independence was reflected in their changing composition and powers, and their relationship with one another and with the governor Establishment of the machinery of government • EAPG Notice No 11 of 1898- issued by the Foreign office pursuant to the Foreign Jurisdictions Act • The names of the administrative officers in the protectorate were assimilated to those of similar officers in British India 12 20/06/2011 Establishment of the machinery of government • East Africa Order In Council 1897 • Established the beginning of administrative machinery in the protectorate • Indian and English law formally imported into the protectorate • The order in council placed more emphasis on judicial power and institutions • Commissioner given extensive powers to set up native courts with exclusive criminal jurisdiction over natives Establishment of the machinery of government • Pivotal position of the commissioner Appointed by her majesty as the CEO of the territory Primary responsibility was to establish the administration Also had responsibility to maintain law and order Had extensive legislative powers through the ‘Queens Regulations’ Legislative powers enhanced by the 1899 EAOIC Enjoyed absolute immunity from the jurisdiction of the courts Establishment of the machinery of government • EAOIC 1902 More emphasis placed on administration Administration vested in the commissioner Was given wide discretion to divide the country into provinces and districts His authority over civil servants was defined Prerogative of mercy was vested in him Legislative powers elaborated and expanded Move from the foreign office to the colonial office in 1905 13 20/06/2011 Establishment of the machinery of government • EAOIC 1905 • Designation of ‘Commissioner’ changed to ‘Governor and Commander-in-Chief’ • He acquired the power to appoint all judicial officers • He however lost the power to personally legislate for the protectorate • Establishment of the Legislative council and the executive council Establishment of the machinery of government • Legislative Council • This was one of the major developments brought about by the 1905 EAOIC and was a consequence of settler agitation for a say in the governance of the protectorate • It was composed of the Governor and not less than two other persons appointed by the crown. By 1909 composition included nominated unofficial representatives Establishment of the machinery of government • Legislative Council • Henceforth governor theoretically lost the power to legislate on his own • He however got the crucial right to veto legislation • Accordingly the legislative council could not in practice legislate without him • All laws were subject to the veto power of the colonial office • Governor had to file an annual report on all laws enacted with the colonial secretary 14 20/06/2011 Establishment of the machinery of government • Executive Council • Comprised ‘officials’ only • Advised the governor on matters of administration • It was an attempt to keep the unofficial members of the legislative council out of executive functions Importance of the two councils 1. Each operated as a forum for debate and agitation for greater democratic space 2. Seats therein allocated to accommodate increased demands for participation in governance 3. Government maintained an official majority in both until the mid fifties 4. Their progressive development became the index of the country’s constitutional advance 5. Were the forerunners to what became the cabinet and parliament Developments in the two councils • Legco • Six officials two unofficial to represent the Europeans • 1909 First Indian Jevanjee nominated. Nomination not renewed • 1916 Recommendation that African interests be represented by a Chief Native Commissioner • 1919 Europeans allowed elected representation through the EAOIC 1919 and the Legco Ordinance 1919 • 1919 .Two Indian nominated reps allowed • 1919 Universal adult suffrage based on a communal role introduced 15 20/06/2011 Developments in the two councils • Legco • 1923 Devonshire whitepaper • Actually prompted to determine the Indian quest for equality with the Europeans • Declared Kenya a ‘black man’s country’. Recommended that missionary represents Africans in the Legco • Indian claims to equality with Europeans rejected • Voting on communal role continued Developments in the two councils • The Legco • • • • • • • • 1924 Legislative council amendment ordinance Arabs granted elective representation in the Legco Indians granted five elected seats Nominated’ official representatives increased to 10 Voting based on communal rolls Governor was the president of the council Duration of council was three years Nominated members held office at the pleasure of the Governor Developments in the two councils • • • • The Exco It played an advisory role only Had to be convened by the governor Governor had to act on its advice save where there was an emergency • Governor could only exercise the prerogative of mercy in consultation with the Executive Council • Governor could act in opposition to the council but had to communicate his action to the colonial secretary 16 20/06/2011 Developments in the two councils • The governor was the president of both councils • He alone could initiate legislation on matters of finance • He had an official majority in the Legco who held office at his pleasure • He could veto legislation, prorogue or dissolve the Legco at any time • He answered, however, to the colonial office which could exercise both executive and legislative powers directly Developments in the two councils • The two councils were , at least, theoretically independent of one another • The executive council needed the approval of the legislative council to translate policy into law • But the Governor had the right to veto legislation • But the official majority in the Legco undermined its effectiveness Developments in the two councils • Major themes • Increased European agitation for an unofficial majority in the Legco and more participation in the Exco • Increased Indian agitation for equality of representation and voting on a common role • Increase agitation by Africans for elected representation in both councils 17 20/06/2011 Developments in the two councils • 1948 Royal Instructions were issued to alter the composition of the Legco • 18 officials ( Governor as president, speaker as vice president, seven ex officio and nine nominated official members) • 22 unofficial ( seventeen elected, eleven Europeans, up to five Indians and one Arab, five nominated unofficial, four to represent the interests of the African community and possibly one to represent the Arabs) Developments in the two councils • 1948 • Speaker became the presiding officer • Governor retained his titular position as head of the council • Speaker had a casting but not a deliberative vote • Speaker was initially to be nominated but there were proposals that the position become elective Developments in the two councils • 1951 • Unofficial representation increased to 28- 14 European, Six Asians ( four non- Muslim and two Muslim), two Arabs ( one elected one nominated) and six African representatives 18 20/06/2011 Developments in the two councils • The Exco • The Europeans also agitated for representation in the Exco • The council was advisory to the governor but was not responsible to the legislature • 1938 parity established between official and unofficial members of the Exco • 1945 appointment of the head of the civil service as the secretary to the Exco Developments in the two councils • African Representation • Initially it was assumed that Africans were unable to represent themselves and did not even know what their best interest was • 1923-Devonshire white paper recommended the appointment of a missionary • It however became obvious that Europeans could not represent African interests • Native councils set up to provide a forum for representation Developments in the two councils • 1944 Eliud Mathu appointed to the Legco • 1946 Walter Odede appointed as the second African representative • 1948 number increased to four • 1952 number increased to six • All were appointed , none was elected • 1954 Lyttleton Constitution six constituencies for Africans, Nairobi , Central Coast, R Valley Southern Nyanza, Northern Nyanza 19 20/06/2011 Developments in the two councils • 1954 Lyttleton Constitution • Council of ministers established with limited membership from the Legco. Had 3 Europeans 2 Asians and 1 African • Council of ministers became the principal instrument of government Collective responsibility introduced • Exco retained some important powers • Governors powers undiminished Developments in the two councils • 1958 Lennox Boyd Constitution introduced elective representational parity of Africans and Europeans in both councils . 14 African 14 Europeans in the Legco • 1960 McLeod Constitution • 1960 and 1962 Lancaster house conferences commenced the final match towards African domination of both councils PART 2 THE NATURE AND FUNCTIONS OF THE EXECUTIVE 20/06/2011 CHARLES B G OUMA LLB MLB 60 20 20/06/2011 LESSON CONTENT I. Introduction 1. Definition of the executive 2. Importance of executive power 3. Functions of the executive 4. The Nature and Characteristics of executive power 5. Facets of executive power 6. Manifestations of executive power 7. Types of executive power 8. Executive structures 9. Limitation and Control of executive power 20/06/2011 CHARLES B G OUMA LLB MLB 61 Lesson objectives • At the end of this session you should be able to Define ‘executive power’ Explain the Importance of executive power Describe the functions of the executive Explain the nature and characteristics of executive power Describe the Facets of executive power Describe the manifestations of executive power Discuss the different types of executive power Describe the different executive structures Identify and explain the means and ways of limiting and controlling executive power 10. Determine the type of executive well suited for your country 1. 2. 3. 4. 5. 6. 7. 8. 9. 20/06/2011 CHARLES B G OUMA LLB MLB 62 Definition of executive power • Many definitions and descriptions Aristotle -That which is concerned with magistrates – deals with the distribution of public offices their authority and manner of appointment, generate and implement policy and issue orders John Locke-The Federative power- dealt with matters of war peace leagues and alliances . Montesquieu the power by which the prince makes peace, sends and receives ambassadors and prevents invasion 20/06/2011 CHARLES B G OUMA LLB MLB 63 21 20/06/2011 Definition of executive power • Executive functions- more political and discretionary. Involves broad policy decisions • Administrative functions- more implementational and mechanical, involve little policy decisions • Executive functions are discretionary and generally not amenable to judicial review (The political question doctrine)( See Madbury vs Madison, Paddy Ouma Onyango vs AG) • Administrative or enforcement functions are more amenable to judicial review 20/06/2011 CHARLES B G OUMA LLB MLB 64 Importance of executive power . • Executive power is regarded by some as the most important arm of Government. E.g. De Smith, Dr Ajwang CUEA because it Formulates and executes government policy Implements and enforces the law as laid down by the legislature and interpreted by the judiciary Best illustrates the limits of separation of powersfrequently exercises legislative and judicial functions 20/06/2011 CHARLES B G OUMA LLB MLB 65 The executive and its functions • John Locke-the good of society requires that certain things be left in the hands of executive power • Nwabueze –Government is universally accepted as a necessity. Man cannot fully realize himself except within ordered society • The necessity for Government creates its own problems. How to limit the arbitrariness inherent in government How to ensure Govt power is exercised for the good of society 20/06/2011 CHARLES B G OUMA LLB MLB 66 22 20/06/2011 The executive and its functions • Classical economic theory takes the position that the executive power should be limited to three roles. Maintenance of internal order Conduct of foreign affairs National defence These three are the core business of Government • The government has no role to play in the market place • Even the provision of social services should be left to the market forces • Privatization leads to economic efficiency and frees government resources which can then be concentrated in the core business of government 20/06/2011 CHARLES B G OUMA LLB MLB 67 The executive and its functions • Even communists believe that a stateless society is an inevitable consequence of socioeconomic development • The bible itself suggest that law and government itself is a consequence of the fallen nature of man • Experience in real life has exposed the inefficiencies and imperfection of the of the markets in achieving ‘pareto efficiency’. 20/06/2011 CHARLES B G OUMA LLB MLB 68 The Executive and its functions • Apparently all agree that government generally and executive power and functions is a necessary evil. • The social welfare state is a halfway stop between the free market and the command economy and permits the government to do more than just its “core business” • The task of constitutionalism is the control of this necessary evil. 20/06/2011 CHARLES B G OUMA LLB MLB 69 23 20/06/2011 The executive and its functions • It is all that remains after you take away Judicial and Legislative functions 1. 2. 3. 4. Maintenance of law and order Coordination of foreign policy National defence Provision of social services such as education, health, housing, transport, etc. 5. Economic development such as the formulation of sound macro-economic policies that encourage economic development 20/06/2011 CHARLES B G OUMA LLB MLB 70 The executive and its functions • It is the implementation arm of the government • The executive also performs limited legislative and judicial functions through subsidiary legislation and administrative tribunals • In addition to the core business Internal peace, foreign affairs and national defence, • It also undertakes socio-economic programmes in the welfare state 20/06/2011 CHARLES B G OUMA LLB MLB 71 Quasi-Judicial and subsidiary Functions • In the area of administrative law the executive performs a number of quasi judicial functions i.e. functions which determine the rights and liberties of the individual • Because of practical and pragmatic reasons, parliament delegates a lot of law making power to the executive • Under the principle in Madbury vs Madison both functions are amenable to Judicial Review 20/06/2011 CHARLES B G OUMA LLB MLB 72 24 20/06/2011 The nature and characteristic of executive power • Executive powers are said 1. 2. 3. 4. 5. 6. 7. 20/06/2011 Urgent Efficient Direct Discretionary Residual Indeterminate Incapable of precise definition CHARLES B G OUMA LLB MLB 73 The nature and characteristic of executive power • It is urgent efficient and direct unlike legislative and judicial power which is deliberative and systematic • It is residual, discretionary and incapable of precise definition • Executive power is what remains after you take away judicial and legislative power 20/06/2011 CHARLES B G OUMA LLB MLB 74 Facets of executive power • According to Bagehot executive power can be divided into two facets- the “efficient” and the “dignified” • “Efficient”-the organ that runs the day to day affairs of government • “Dignified”- Plays a ceremonial and symbolic role-attended with splendor, pomp and ceremony 20/06/2011 CHARLES B G OUMA LLB MLB 75 25 20/06/2011 Facets of executive power • Some systems try to keep the two facets largely separate • Others prefer a substantial fusion of the two facets • Presidential systems tend to fuse the two facets • Parliamentary systems tend to separate the two facets 20/06/2011 CHARLES B G OUMA LLB MLB 76 Manifestations of executive power • Commanding role in matters of peace and war • Authority in the maintenance of peace and order • Mandate to safeguard against external aggression • Responsibility in matters of economic an social services. • Mandate in maintenance of international relations 20/06/2011 CHARLES B G OUMA LLB MLB 77 Types of executive powers 1. Prerogative powers 2. Juridical powers 3. Extra juridical powers • Each of the above can be further classified as Enumerated powers or Residual powers Limited or unlimited 20/06/2011 CHARLES B G OUMA LLB MLB 78 26 20/06/2011 Types of Executive Powers Prerogative powers . • Are either common law or statutory • A consequence of our written constitution is that these powers are now codified in the constitution. • They were personal to the king and could not be delegated • These powers are legal and inherent 20/06/2011 CHARLES B G OUMA LLB MLB 79 Types of Executive Powers • Prerogative powers • At common law these included The power to make war and peace The power to send and receive ambassadors Maintenance of internal order The power to summon and prorogue parliament The power to dissolve parliament The power to assent to bills Immunity for civil and criminal processes The power to appoint the vice president The power to appoint ministers 20/06/2011 CHARLES B G OUMA LLB MLB 80 Types of Executive powers Juridical powers• Conferred by statute and can also be exercised through subordinates Extra Juridical powers • Are powers which are incidental to and flow naturally and directly from juridical powers • Because of its indeterminate and discretionary nature arbitrariness is inherent in executive power a fundamental objective of the principle of constitutionalism is the regulation of executive power 20/06/2011 CHARLES B G OUMA LLB MLB 81 27 20/06/2011 Executive Structure • The structure of executive determines where the center of power is • It also allocates executive competences • It may distinguish between the vesting of executive power and the exercise of the same • It is a principle determinant of the constitutional architecture for the limitations of executive power 20/06/2011 CHARLES B G OUMA LLB MLB 82 Executive structure • The predominant structures are The presidential system The parliamentary system Semi-Presidential system Parliamentary systems heads of state Non-executive heads of state A fusion of the presidential and parliamentary system • It is important to consider where the “efficient” and the “dignified” facet of executive power lies and to allocate power as appropriate 20/06/2011 CHARLES B G OUMA LLB MLB 83 Executive structures • Presidential systems-US and now Kenya • Parliamentary systems-UK • Mixed or hybrid systems-France, S.A TZ Kenya(until 27th August 2010) 20/06/2011 CHARLES B G OUMA LLB MLB 84 28 20/06/2011 Executive Structure The presidential system • The president enjoys executive powers alone • The centre of power is the presidency • The constitution vests executive power in the office of the president. The executive the legislature and the Judiciary are formally distinct • The presidential powers are subject to constitutional controls • The best example of the presidential system is the US system 20/06/2011 CHARLES B G OUMA LLB MLB 85 Executive Structure The US Presidential system • The president is the head of state and head of government • The president is not a member of the legislature but may be an active member of a political party • Neither are his ministers who are appointed ,not elected • But some executive powers are subject to congressional approval e.g. appointments to high offices, declaration of war, the making of treaties • The judiciary has extensive powers of judicial review but generally defers to executive discretion. • The US system is considered an extreme example of the separation of powers principle 20/06/2011 CHARLES B G OUMA LLB MLB 86 Executive Structure Parliamentary system • • • • • There are two centers of power with clearly defined roles The executive is part of the legislative system. The best example is the UK system There is a head of state and a head of Government The queen is the head of state – Her roles are largely ceremonial. She is the symbol of nationhood and its continuity • The head of state and the head of government as well as members of the cabinet are members of the legislature • The Queen is the head of state, the prime minister is the head of Government . • Executive power is vested in the cabinet 20/06/2011 CHARLES B G OUMA LLB MLB 87 29 20/06/2011 Executive Structure Presidential- Parliamentary system • Notable examples are France, Israel, Tanzania Kenya (untill 27th August) • The president is both head of state and head of government • But executive power may be shared with a prime minister .The PM may be no more than an administrative technocrat. E.g. TZ • Govt is answerable to both the president and the legislature. E.g. France- Cohabitation of opponents possible • There is need to carefully and precisely define executive powers when the same are divided. In France one runs the domestic agenda and the other handles foreign affairs 20/06/2011 CHARLES B G OUMA LLB MLB 88 Executive structure • Parliamentary systems head of state-HM’S Government in the UK • Head of state is the nominal chief executive • Prime minister is the one who exercises executive power • Non-executive Heads of State • Head of state completely excluded from executive power -purely ceremonial 20/06/2011 CHARLES B G OUMA LLB MLB 89 Executive structure-Kenya • Until the 27th August 2010 Kenya had a parliamentary executive- the executive is collectively responsible to the people through parliament • In Kenya the office of the president is clothed with powers of the President of America and the privileges and immunities of the Queen of England 20/06/2011 CHARLES B G OUMA LLB MLB 90 30 20/06/2011 Executive structure The history of the Executive structure in Kenya • 1963-1964- Dual Executive system The Governor General on behalf of the Queen was the head of state (“the dignified facet”) • the prime minister was the head of Government (“the efficient facet”) • It was not long before problems arose from this transplanted model. Kenyatta, Mboya and Nyerere argued that he model was “unafrican” and argued for a fusion of the two facets single and undivided, American style 20/06/2011 CHARLES B G OUMA LLB MLB 91 Executive structure • 12-12-1964- the prime minister was by constitutional amendment that created the Republic of Kenya transformed into a president with full executive and ceremonial powers • There was neither an election nor a referendum • March 2008-Power sharing and the restoration of the office of the prime minister. The president remains head of state and head of government. • The president appoints the prime minister! ( a ceremonial function) • The imperial presidency survived thanks to sloppy draftsmanship. • Prime minister does have executive powers and some of the presidents executive powers seriously curtailed. 20/06/2011 CHARLES B G OUMA LLB MLB 92 Structure and Composition of the Kenyan executive under the old constitution • • • • • • • • • • • The president The prime minister The vice president The cabinet Assistant ministers Constitutional office holders Independent institutions The civil service The diplomatic service Instruments of internal order and national defence Local government 20/06/2011 CHARLES B G OUMA LLB MLB 93 31 20/06/2011 Structure and Composition of the Kenyan executive under the new constitution NATIONAL GOVERNMENT DEVOLVED GOVERNMENT • • • • • • • • • • • • President Deputy president Cabinet secretaries The diplomatic service Public service Constitutional offices and bodies Instruments of internal order and national defence 20/06/2011 Governor/Mayors Deputy governor/Deputy Mayors County executives County civil service Local government CHARLES B G OUMA LLB MLB 94 Executive structure Collective responsibility Two strands of the concept at common law 1. The collective responsibility to resign when there is a vote of censure 2. The collective responsibility to stand by the government or quit • Collective responsibility arguably presupposes collective decision-making. Object is to ensure a united front by Govt. 20/06/2011 CHARLES B G OUMA LLB MLB 95 Executive structure • In common law the head of govt is obliged to act on the advice of the cabinet . Even the queen must act on the advice of her ministers. There is collective decision-making in Govt. • The prime minister is not directly elected. He is only a primus inter pares in the cabinet • In Kenya the president Is directly elected has the primary responsibility to govern is not obliged by the constitution to act on the advice of the cabinet. No collective decision making, why collective responsibility? 20/06/2011 CHARLES B G OUMA LLB MLB 96 32 20/06/2011 Executive Structure The Queen as a head of state-Excerpts from De Smith 1. 2. 3. 4. 5. A symbol of national identity A focal point of loyalty Transcends partisan rivalry Strengthens national cohesion Preeminently a dignified element in the British constitution 6. The pillar of the established church 20/06/2011 CHARLES B G OUMA LLB MLB 97 The Queen as a head of state-Excerpts from De Smith 7. The exemplar of family virtue 8. Expected to do what no ordinary mortal can expect to achieve 9. Not allowed the smallest indiscretion or verbal lapse 10. Must comport herself so as not to give offense to nobody. Must not do or say anything wrong 11. Must always do the right thing irrespective of her private inclinations 12. When she does all the above her office is attended by magic and mystery 20/06/2011 CHARLES B G OUMA LLB MLB 98 Control of executive power • • • • By the courts By parliament By civil society By a vibrant press 20/06/2011 CHARLES B G OUMA LLB MLB 99 33 20/06/2011 Limitation of executive power • • • • By constitutionalism By the rule of law and the principle of legality By popular sovereignty By separation of powers , devolution, affirmative action , minority rights protection, bill of rights and independent institutions 20/06/2011 CHARLES B G OUMA LLB MLB 100 END OF LESSON 3 THANKS FOR LISTENING ANY QUESTIONS? 20/06/2011 CHARLES B G OUMA LLB MLB 101 34