SeascapeandSailingShipsofthe SwahiliShores Seascape and Sailing Ships of the Swahili Shores Doctoraalscriptie Prehistorische Archeologie / MA Thesis University of Leiden the Netherlands R. de Leeuwe Gouda 2004 St.nr. 9819924 Krugerlaan 18 2806 EA Gouda +31-182549844 Begeleiders: Dr. Th. Maarleveld Dr. P. van de Velde Leiden, 2 juli 2004 In memory of my brother Daniël Contents Acknowledgements Introduction 1 Chapter1:SwahiliShoresandShips 3 1.1 AmercantilesocietyonEastAfricanshores 1.1.1 ConsiderationsontheSwahiliasamaritimeculture 3 8 1.2 Meansofamerchant 1.2.1 Double-endedAfricanshiptypes:themtepeandthedau 1.2.2 ThemtepereplicaofStoneTown 1.2.3 TransomsternAfricanshiptypes:thejahaziandthemashua 9 10 17 18 Chapter2:EthnographicFieldwork 23 2.1 Introduction 24 2.2 Thebuildingofamashuaishingvessel 2.2.1 Onthebuilderandthecommisioner 2.2.2 Wood 2.2.3 Thebeginning 2.2.4 Theirststrakes 2.2.5 Theframes 2.2.6 Hull,transomandmoreframes 2.2.7 Stringers 2.2.8 Deckandbeams 2.2.9 Fittings,inishingandaccessories 2.2.10 Caulkingmethod 2.2.11 Thelaunching 25 25 27 29 31 37 41 45 47 47 51 53 2.3 Thejahazi 55 2.4 TheTumbatudau 57 Chapter3:SailingShipsintheWesternIndianOcean 61 3.1 62 62 63 63 65 66 68 71 76 84 Arabships,contactsandsightings 3.1.1 DescriptionsdatingfromRomanandGreektimes 3.1.2 AGreekshipwreck 3.1.3 Pre-Islamictimesandearlymedievalwrecks 3.1.4 EarlycenturiesoftheIslam(7thto9thcentury) 3.1.5 Islamicprosperity(10thto15thcentury) 3.1.6 Europeaninterference 3.1.7 ArabshipsseenbyEuropeaneyesinthe19thcentury 3.1.8 Arabshipsinthe20thcentury 3.1.9 Arabshipbuildingreviewed 3.2 3.3 India,SriLankaandtheMaldives 3.2.1 Maritimepictorialart 3.2.2 Widely dispersed maritime technology 3.2.3 ContemporaryethnographicalresearchinandaroundIndia Europeaninluencescloserexamined 3.3.1 Europeanconstructiontraditions 3.3.2 Atwocenturytransitiongap Conclusions Literature AppendixA: Linesplanofamashua AppendixB: Stabilitycalculationsofamashua AppendixC: Constructionprocessofamashua AppendixD: Stabilitycalculationofasewndau AppendixE: LetterbyJamesHornell AppendixF: ListofSwahiliwordsusedinthetext 85 85 87 88 90 90 95 97 100 Acknowledgements Thisthesisandtheprecedingieldworkwouldnothavebeenpossiblewithoutthehelpofafewpeople. FirstofallawordofthankstoDr.PaulLaneoftheBritishInstituteinEasternAfricaforprovidingthe meansandtheopportunitytoconducttheieldworkinZanzibar.FurtherspecialthankstoPeterFitzGeraldoftheLondonScienceMuseumforhiskindhelpwiththeshipmodelsandtheiriles,whichprovided insightfulinformationinadditiontotheZanzibarieldwork. ThankstoDr.Th.MaarleveldandDr.P.vandeVeldefortheircommentsandcunningremarksonthe contentsofthisthesis. InAfricaI’dliketothankProf.AbdulSherrif,curatoroftheZanzibarMuseumsforhisdiscussionson themtepe,IddiMussaforhisinterpretationassistance,mastershipbuildersMakameandAliKikotiHayi ofTubarekiShipyardfortheirexplanationsandtheanswerstomyneverseizingannoyingquestions,Peter MinchinofSensationDiversforprovidingaroominhis‘Sensationhouse’andahomeawayfromhome andDr.AndrewBurtonfororganisingaplacetostayinNairobi. SpecialthankstoHarmvanKeimpemaandtheTechnicalUniversityDelftfortheuseofthePIAScomputerprogramforstabilitycalculations. Andlast,IthankArjenRunsinkforhiscompanionship,hispatiencewithsixyearsofstudyandhis photographingandcomputer-problem-solvingskills. Introduction Thestudyofashipatanypointintimeisasnapshot.Whetheritinvolvesanoldshipwreckora newlybuildship,thetechnologyusedisallcontemporarytothepeoplewhobuildit.However, whenreviewingtheconstructionelementsbythemselves,theyseemtohaveoriginatedindifferent traditionsandideasindifferentpointsintime.Alltheseelementsputtogetherformtheendresult whichcanbestudied.Ofcoursewithanewshiptheprocessofdevelopmentandbuildingthe constructioncanbestudiedaswell,whileinthecaseofawreckonlytheresultremains. Theeasiestwaytostudywhichelementsofaseagoingshipexistedinaspeciicperiodof time,istocomparetheshiptoolderones.Anarchaeologicalrecordisanecessityinthisrespect.It showstheevolutionofnavalarchitectureuptothepointofinterestinthestudyofaparticularship. InEasternAfricathisisnotpossible.Noancientwreckofanindigenousvesselhaseverbeen foundintheWesternIndianOcean.Marinelifeinthetropicalwatertemperaturesdestroyaship’s woodinamatterofdecades,violentstormsandheavyswellsarethecausesofquickdecayin shallowwaters.Nexttothisthecargoesoftheshipswereveryoftenofabiologicalnature,likespices orwood.Anyremainsfoundwillthereforebeeitherveryfew,likeaship’sscatteredinventory,orin verydeepwaters. InlightofthisprobleminstudyingtheEasternAfricanmaritimearchaeologyanother approachshouldbesoughtafter. Inthepast,themainfocuswasonthehistoricalandanthropologicalapproaches.Historical accountsoftradeandmaritimecontacts,whichpossiblytransmittedculturalaspectsacrossthe societiesintheIndianOcean,gobackallthewaytoSumerianandAkkadianinscriptionsofthe thirdmillenniumBCandtheAncientGreekworld.TheymentiontheArabtradewiththecoastof EastAfrica,butofcoursethesewritingsarescarceanddescriptionsoftheshipsthatsailedtheseas inthosedaysareevenscarcer.Themainaimofthehistoricalresearchonthisareaseemstohave focusedontradebetweendifferentarea’s.Tradeiseasiertoresearchbymeansofarchaeological ieldwork,asforinstanceninthtoeleventhcenturyChineseimportswerefoundonsitesonthe TanzanianandKenyancoast. Anotherpopularapproachistheanthropologicalone,likethoseofPrins(1965),Hawkins (1977)andBeckerleg(2002).ApartfromlifeandbeliefssurroundingthemaritimecultureofEast Africa,theygivesomedescriptionsoftheconstructionofthemainpartsofseagoingshipsinthe area.Unfortunatelytheseremainsupericialdescriptionsandusuallyhaveveryfewnaval architecturaldetails.Theresultisthatifsuchashipshoulddisappearfromtheethnologicalrecord andforsomereasontheknowledgeofhowtobuildthemislost,theycouldnotbereplicated.These historicalandanthropologicalapproachesshouldthereforebesupplementedwithnaval architecturalandethnographicalresearch. ThefocusofthisstudywillbeontheseagoingshipsofthepartofEasternAfricaknownas theSwahilicoast.TheSwahiliculturedatesbacktothe8thcenturyADwhenthedescendantsofthe Bantu-speakingpeopleadoptedtheIslamicreligion.Theirculturehasalwaysbeenstrongly 1 inluencedbyamaritimeorientationandtraditions. Thelarge,sea-goingvesselsoftheSwahiliCoastusedtobeso-called‘stitched’or‘sewn’ships, likeinmanypartsoftheIndianOcean.Theirhullwasmadeoutofplanksthatweresewntogether withcoconutcoir.Onetypeofshipwascalledanmtepe(inSwahilimeaning‘sail-boat’). Itisnowextinctandlittleevidenceofit’sexistenceremains.Theoldestproofoftheuseof thisshipcomesfromagrafitionthewallofaruinedhouseinthehinterlandsofMalindiandwas provisionallydatedtotheifteenthorsixteenthcentury.Ithadasquaresail,whereasthepresent-day shipsallhavelateen(triangular)sails. Sincethe1920’sthedhowissaidtobedecreasinginnumbersandalthoughthisprocess seemstobeslow,theyarebeingreplacedbymodern,motorisedships.However,thesehavenotbeen abletomakethemtotallyredundant.Inafewplaces,likeNungwionZanzibar,dhow-buildingis stillbeingpractised. Thisthesisconsistsofanaccountofethnographicalieldworkondhow-buildingpracticesin NungwiandacomparisontosimilarpracticesinotherpartsoftheWesternIndianocean,inorder tobeabletoresearchthefollowingquestions: HavethesailingshipsthatarepresentlybuildinEastAfricarecognisableAfrican(Swahili) aspectsintheirconstruction?Clearly,todeterminewhatthese‘Africanaspects’are,wouldhavetobe theirstphase.Asoneofthemostcomplexobjectswithinasociety,ashipasapartofthematerial remainsofacultureisnearlyalwaystheproductofseveralevolutionaryprocesses.Canthese processesbeilteredoutandwhatcanbeconsideredthe‘Africanelements’inthese?Canproduction processesandconstructionelementsberetracedtotheextinctAfricanmtepe?Aretheredetectable inluencesonship-constructionanddesignbyothercultures,liketheArabsortheEuropeans? ThreethingssupposedlychangedsincethearrivalofthePortuguesearound1500AD:theuse ofironnailstostrengthenthem,asbeforeonlyropewasusedandtheedgesofthestrakesweresewn together,theframesirstbuildingmethod(skeletonirst)andthetransomsternwasaddedwhich increasedthecargocarryingcapacity.Isitpossibletoconirmorenfeeblethesestatements? TheArabculturesweretheonestheSwahilicamemostincontactwithandmanyArabs migratedtoEastAfrica.Didtheyaffectthelocalshipbuildingindustries? FirstofalltheshipshallbeconsideredasanindigenousAfricantechnologicaldevelopment andadditionalemphasiswillbeonitscontextwithinthesemi-maritimecultureoftheSwahiliand thecontextwithinabroaderIndianOceanperspective. 2 1 Swahili shores and ships 1.1 A mercantile society on East African shores ApproachingtheEastAfricanshoresfromtheIndianOcean,thelong-stretchedreefspropose barriers,safeforthegapswhereharboursweremadeandlargershipsareabletoreachtheland. Patchesofturquoiseandbluewaterlaidoutbeforeseeminglyendlessbrightbeaches.Behindthat, greenbushesandcoconuttreesalternatedwithtropicalforests,mangroveswamps,creeksandriver mouthsshapetheseascapethathasbeenthedestinationofmanysailorsandcargoesforthepast twothousandyears.Towardsthenorth,closertothemightySaharadesert,thelandbecomesmore arid.Farsouth,pastMadagascarandMozambique,arethetreacherousseasofthecape.Inbetween, theenvironmentoftheEastAfricanshoresdoesnotvarygreatly.Behindthelowlandcoastline liestheslightlyelevatedsavannah,afertilehinterlandwithpatchesofforestandbeyondthat,the AfricanhighlandsandtheGreatLakes. ThepartcalledtheSwahiliCoastextendsroughlyfromMogadishuinSomaliainthenorthto themouthoftheLimpoporiverinMozambiqueinthesouth(seethemapinigure1.1).Ithas oftenbeendescribedasanarrowstripofland,stretchingfurtherinlandonlyalongriversides. TheirstpeopletooccupytheEastAfricancoastalregionswereprobablyhunter-gatherers, laterjoinedbypastoralists(Kusimba1999).InthethirdcenturyBCandthereafter,Bantu-speaking farmersbegantosettleneartheshores,migratingfromtheGreatLakesinwhatisknownas‘the EasternStream’.Thesepeoplebroughtiron-smeltingtechnologywiththem.OntheTanzaniancoast archaeologicalsiteswith‘Limbo’potterywereexcavated,datingfrom200BCto200AD(Fawcett 1999).Thesitesshowsomeuseofmaritimeresources,likeremainsofshellish,ishandturtles (Kusimba1999). MonsoonwindsmakeseasonaltravelacrossthewatertoandfromEastAfricaabreeze.The WesternIndianOceanmonsoonswereknowntomenfromatleasttheBronzeAge(3000to1000 BC),crossingtheoceanbetweenArabiaandIndia(HortonandMiddleton2000,Sheriff2001).In theirstcenturyAD,shipsweregoingsouthtoEastAfrica.ThejourneywasdescribedinthePeriplus oftheEritreanSea(PeriplusMarisErythraei).Thisuniqueworkisaguidebookmeantforshipsand captainsgoingtotheWesternIndianOceanwrittenbyananonymousGreekmerchantfrom Alexandriainabout60AD.Itdescribesports,distancesbetweenthose,commoditiesfoundand eventheweatherfromtheRedSeaportsofEgyptsailingonwardtoIndiaandAfricapastArabia (Casson1984).Severaltownswerenamed,likeRhaptawhichwassupposedlysituatednear Zanzibar.Rhaptawasaharbourtown,sonamedbytheGreeksafterthesewnshipsthey encounteredthere.Theownersoftheseshipscouldhavebeenlocals,Arabsorboth,forthereisno mentionofthisinwriting,althoughsomeauthorslikeDeVereAllen(1993)andHortonand Middleton(2000)hadnodoubtcoastalEastAfricahadamaritimetechnologyatthattime.Ivory, rhinoceroshorn,tortoiseshellandnautilusshellwereexported,inexchangeforitemslikeglass, 3 Fig.1.1MapofEastAfrica. Scale:1:22.500.000. 4 wineandgrain(HortonandMiddleton2000).Archaeologicalproofofthesetradingcommodities comesfromRomanglass,foundintheTanzaniansiteofKivinja. Geography,aGreekworkbyPtolemy(ca.90-168AD),alsomentionedRhapta,butplaceditin thevicinityoftheriverRhapton,possiblythepresent-dayKenyanrivertheTana(Hortonand Middleton2000).Rhapta’slocationthusremainsuncertain.Theinhabitantsmusthavebeenthe Bantu-speakingfarmers,somehowmediatingbetweenthepeopleinland,providingthesoughtaftercommoditiesandtheforeigntraders.Althoughthepastoralistsandtheforagersstillvacated seasonalcamps,especiallyonthemorenortherlyshoresofKenyaandSomalia,manysettlements becamepermanent. Iron-workingwasanimportantaspecttotheBantu-speakingfarmersociety(Kusimba1999). Ironwasexportedaswell,astheproductsoftheAfricansmithswereofahighquality.Thetrade andtheiron-workingindustrymadethecoastalsettlementsgrowandcausedincreasingcomplexity withinthesocieties.IntheAzanianphase1from300to600ADandthesubsequentZanjianphase2 from600to1000AD,thesettlementscontinuedtoprosperastheoverseastradeconnections continuedtoincrease.Continuationofinhabitationcanbedemonstratedbytheunchangedpottery styles,althoughanewstyle,called‘Tanaware’cameintousenexttotheexistingonesfromabout 500to1000AD3.Tanawarewasinuseonthecoastaswellasthehinterland,demonstratingthe relationwiththeinlandpeoplewasmaintained(HortonandMiddleton2000). 750to950ADmarkedatransitionalperiodintoamoreurbanandmercantilesociety.The coastaltownsbegantoculturallyseparatethemselvesfromthehinterland,althoughnot economicallyorlinguistically(HortonandMiddleton2000).Islamicreligionspreadoutalongthe shoresandfromabout950ADstonebuildingsappearedwithinthetownstructure.Theearliest mosque,recoveredonthesiteofShangaonPateisland(Kenya),wasawoodenbuilding,dating fromabout800AD(Horton1987,seeigure1.2).ShangaisregardedbymanyasatypicalSwahili site(DeVereAllen1993).ConversiontoIslamintegratedthecoastalcommunitiesintoabroader cosmopolitansociety(Kusimba1999).TheconnectionwithotherculturesaroundtheIndianOcean wasgainingstrength,asceramicindsfromIran,China,IndiaandEgypttestiiedto(Kusimba1999, Rougeulle1996). InthesecondhalfofthetenthcenturytherewasastrongincreaseofimportedAfricangold, ivoryandrockcrystalinEurope(Horton1987).BythentheEastAfricancoastalsettlementshad developedintotheautonomouspoliticalentitiestheSwahiliculturewasknownfor,withthelargest densityoftownsonKenyanandTanzanianshores.Thesecoastaltownsorcitieswerecalledmiji4. Thepoliticalandeconomicalpowerwasinthehandsofamerchantelite(waungwana). Thecommonerswereishermenandfarmers,manyofthemlivinginsimplevillagesand smallnon-tradingtowns,whosustainedthepatricians(HortonandMiddleton2000).Thetrading citieswerethenodesinthetradingnetwork,andweresupportedbythesettlementsandtheields thatlayaround. Themerchantelitedominatedurbanlifeandownedtheshipsandtheuseofthesurrounding forests.Theydeterminedwhentreesweretobecutandwherethecommoners,theslavesandthe 5 Fig.1.2Lay-outofthe ninthcenturyKenyansite Shanga(Horton1987). immigrantsresided.Therelationshipbetweenthemerchantsandthecommonerswasthatofclient andpatron(Kusimba1999).Theslavescamefromtheinteriorandweretreatedlikeservants. AttheheightoftheSwahiliculture,inthethirteenthtotheifteenthcentury,thewholecoast sharedacommoncultural,linguisticandeconomicsystem,althoughthepoliticalpowerwasnever centralized.SeveralcharacteristicsmadeouttheSwahilimercantilesociety(basedonHortonand Middleton2000): • • • Theywereofmixedoriginsandhadcontactswithseveralothercultures. Theactualmerchantswereaminorityandformedthepatriciantopofarankedsociety. Theyneverformedasinglepolity,buthadacommoneconomicsystemwithcoastal towns.Inigure1.3theSwahilisocialandeconomiclandscapeisschematically • portrayed. • intoconsumption,pietyandcharity,notland. • Wealthgainedbymerchantsandevenkingswasredistributed,asitwastransformed Thehousesofthemerchantsweremadeofcoralstones. TheSwahiliwereintermediarieswhohadlittletonoproductionoftheirown.They usedshipsforcoastalandrivertradingactivities,probablywithoutparticipatinginthe • • oceangoingtrade(Nicholls1971,Pearson1998). Theelitehadclaimstohigh-statusancestry. TheywereMuslimsandallspokeSwahili. TheArabculturewasprobablytheonetheSwahilicameincontactwithmost,andtheywerealso thelargestimmigrantgroupintheSwahiliculture.FromthePeriplusitisknownthateventhen ArabshipssailedsouthtotheirAfricantradingpartnersandmaybeeventhensomeoftheArabs stayedthere.Theimmigrantsweremostlymen(Sheriff2001),althoughAllenVilliers(1940),aman 6 whosailedonanKuwaitidhowforayear,notedtheyhadseveral womenintheshipsholdwhoweretobemarrieduponarrivalin byinternalwarsandnaturaldisaster(Martin1975).Sincethat timetherewereexchangesofpeoplebetweenSouthernArabiaand EastAfrica,aslineagesinAfricaweresustainedandcommercial networkswerefounded.Theimmigrantsdidnotcomeinlarge numbers,butratherafewindividualsatthetimeinallperiods as trading partne rs overse migrationsfromtheSouthArabianHadhramaut,probablycaused centralSwahilitowns loodsorpoliticalproblems.Fromabout1250ADtherehavebeen hinterlands theirhomeland,orasaresultofclimaticdeterioration,famines, distanttradingpartners (interior) Africa.ManyArabsmigratedbecauseofdemographicpressuresin andfromdiverseregions(Chittick1975). TheArabssailedincharacteristicvessels,whichlater becameknownbytheEuropeansas‘dhows’.A‘dhow’isby deinitionawooden-builtlateen-riggedsailingship(McMaster tradingroutes 1966).ItsupposedlyderivedfromtheSwahili‘dau’andwas wronglyusedbytheEnglishwhotraditionallyidentifyaship byitsrigging.SinceallArabshipshavemoreorlessthesame Fig.1.3Schematicdiagramofthe Swahililandscape(afterHortonand Middleton2000). rigging,theyarevirtuallyundistinguishablefromoneanother totheEnglish.Arabthemselvestendtonameshipsbytheshapeoftheirhulland‘dhow’isnota wordusedinArabic. Bythelateifteenthcentury,theSwahilicultureseemedtobeindecline.Thecausewasmost likelyagreatdraught,between1100and1400AD,alongwiththeworld-wideblackplagueepidemic in1348-1350(HortonandMiddleton2000,Kusimba1999).Severalpopulationdisplacementswere theresult,whichinturncausedconlictsoverwaterandland.Inlandsiteslikethewealthykingdom ofGreatZimbabwe,whichhadprosperedfromthegoldtrade,werealsoaffectedandabandonedin theifteenthcentury. Then,in1498thePortuguesearrivedintheIndianOceanandlifechangedirreversibly.The Portuguesehadaverydifferentandevenaggressivevisiononmaritimetradeandbroughtwith themheavilyarmouredships.Theirinterferencedestroyedlocalindustriesandtheyattackedthe SwahilicitystatestheyencounteredontheAfricancoastduringthesixteenthcentury.Whereverthe Portugueseestablishedsettlements,peopleledinlandandsettledindefensiblelocations.The newcomersweremainlyinterestedinthelocalcommodities,especiallygoldandivoryandwanted tocontrolandtakeoverthetradeintheseitems.In1614,duringthesiegeoftheircity,thecitizens ofMombasaaskedtheirOmanitradingpartnersforhelp(Kusimba1999).Theyreceivedhelpfrom Oman,andthePortugueseinvadersweredefeated,buttheOmanidecidedtostayinEastAfricaand by1700theirstOmanigovernorofZanzibarwasinstalled.FromthattimeArabsmigratedtoEast Africainlargernumbersthanbefore.Tradelourishedagainandinmanywaysthelateseventeenth andearlyeighteenthcenturywasagoldenagetotheSwahili. 7 ThesmallSwahilirenaissancedidnotlast,asthelateeighteenthcenturywasthestartofthesocalled‘scrambleforAfrica’.NexttothePortuguese,otherEuropeannationswantedapartof EastAfricaandthespacewasdividedamongthem.Theperiodfrom1750to1850marksoneof transition,inwhichtheoldIndianOceantradesystemistakenoverbyanewone,involvingsteam poweredshipsinthenineteenthcentury(Gilbert2002).Newtownswerecreatedandnewtrade coalitionsestablished.In1838thesultanofOman,SayyidSaid,movedhissultanatetoZanzibarand manyOmanisettlersfollowed(HortonandMiddleton2000,Gilbert2002).Between1870and1888 thenextSultan,SayyidBarghash,tookcommercialcontrolovertheSwahilicoastandOmanitraders wereabletomanoeuvrethemselvesintothepositionsoftheSwahilipatricians.MigratingHadrimi hadlessopportunitiesanddidtheworkopentothem,mainlyretailing. Thetradepatternschangedinthenineteenthcentury,andmanyslaves,ivoryandgoldwere transportedfromtheinterior,alongwithiron,saltandcopperandclovesfromZanzibar.Mangrove poleswereasought-afterexportproduct,fortheArabcountriesusedthesetobuilthousesastheir homelandsgrewveryfewtrees(Gilbert1999). Fromthe1840sonwardsmanyEuropeanmissionaries,explorersandlaterimperialistscame toAfrica.EasternAfricabecamedivided,withtheBritishonZanzibarandinKenya,thePortuguese stillinMozambique,theItaliansinSomali-landandtheGermansinTanzania.Althoughthatdid notlastlong,asGermanEastAfricabecamepartoftheBritishProtectorateafterWWI.In1873the slaveexportwasabolishedbytheBritishandin1897alsobytheArabsinZanzibar.TheBritish workedtogetherwiththeArabsultanateonZanzibarintakingcontrolovertheSwahilitownsand tradenetworks.ThelastgenuineSwahilicitythatupheldthetraditionalSwahilisociety,alarge hinterlandstrongholdcalledWitu,wascompletelydestroyedbytheBritishin1890(Hortonand Middleton2000). Thetraditionalcoastalandocean-goingdhowtradeintheIndianOcean,usingtheseasonal northeastandsouthwestmonsoons,wasuphelduntilthe1960s.BetweenNovemberandFebruary dhowsarrivedinEastAfricafromthenorth,leavingagainwiththesouthwestmonsoonbetween AprilandMay,orinits‘tail-end’betweenAugustandSeptember(Datoo1974).Travelalongthe coastswaspossibleallyearround,howevernotfavourable.Dhowsconsequentlylostcompetitionto motorizedvessels,whenthosebecamemoreandmoreemployed(Martin1973).Eversincethe 1960sand1970sthedhowtradehasbeenreportedtobeindramaticdecline(Martin1980,Noble 1963),althoughitneverceasedentirely. 1.1.1 ConsiderationsontheSwahiliasamaritimeculture TheSwahilihadastrongconnectionwiththeseaandthecoastalenvironment.Majorinlandtowns weremainlyfoundalongnavigationalrivers.Theymadeuseofthenetworksofcreeksandlagoons asmeansofroadsandfoodresources.ThequestionremainswhethertheSwahilisocietycanbe consideredamaritimeorlittoraloneasitisoftencalled(Pearson1998).ItisafactthattheSwahili culturewouldnothavebecomesoprosperouswoulditnothaveborderedtheIndianOcean.The connectiontotheoceanishoweverjustasimportantastheconnectiontothehinterland. 8 Prins(1965)describedtheSwahiliasamaritimeculture,beingtheirstonetousethatspeciic termonthesubject.Heconsideredthe‘littleworldofLamu’,anislandneartheKenyanshores, fromananthropologicalperspective.There,maritimelifeisveryintegratedinthelocalculture. LamucosmologyasPrinsdescribesit,thinksoftheearthasrestingonthehornsofabull,whichin itselfstandsonthebackofa‘worldish’,locatedinthearch-ocean.Theworld-viewassuchisalso knownfromclassicalCreteandamongstMoroccanBerbers.Theishmotiveisfoundthroughout theSwahilicoastonthecarveddoors,asasymboloffertilityandprosperity.Prins’considerations werehoweveronamaritimesub-culture,asfoundinmanyishingvillagesallovertheworld.Lamu waspartofalargerSwahilicommunity,who’sconnectionbeforethetwentiethcenturywaspossibly moreemphasisedthanitwasinthe1950s.TheSwahilicultureconsistedofmanysub-culturesand wascomplexandcosmopolitan(Sheriff2001).RegardingthewholeWesternIndianOceanareaas amaritimeculturewouldbegeneralising,asmaritimecontactsbetweendifferentregionsvaried throughtime.However,innamingLamuasamaritimesub-culture,thedeinitionofamaritime culturecanbeconsidered. A‘true’maritimesocietywouldprobablybewhollydependantoftheconnectionwiththesea. TheRepublicoftheMaldivescouldbeaWesternIndianOceanexampleofthis.Acountrysolely madeoutofislandswithacollectivewayoflife,hasadifferenteconomicandsocialstructurethan onewithonlywateronasingleborder.TheMaldiviansocietydependsonmaritimetechnology.At onepointintime,thepeoplewhosettledontheislands,presumingitwereislandsthen,musthave beenarrivingtherebyboat.Acertaindegreeofmaritimetechnologymustthereforehavebeen availabletothemearlier,attheirpointoforigin. TheSwahilicanbeconsideredratherasasemi-maritimesociety.Theyhaddeveloped maritimetechnology,althoughitwasnotanecessitytothem.Iftheywereamaritimeculturefroma seascapepointofview,theywereacoastalcommunityfromacontinentalpointofview. 1.2 Means of a merchant ThepeopleinhabitingtheSwahilishoresusedtheirownshipsfortrading.Manycommodities weretransportedinthepastalongtheEastAfricancoast:grainandrice(Prins1986),ivory,cotton andleopardskins(Jewell1969),mangrovepoles,cloves,cowriesandevenslaves(Martin1978; Gilbert1998).Theshipsusedinthesetradingactivitiesarementionedbytravelersasfarbackas thelateifteenthcentury.VascodaGamaandsubsequentothersnoticedthelocalshipshaving asquarepalmmattingsail,asinglemastandasewnhull,caulkedwithishoil.Thevesselswere ittedoutwithapalmthatchroof,butnotdeckedover.Peopleaboardusedacompass,quadrants andcharts(Prins1986).SinceEastAfricahasbeenanintegralpartoftheWesternIndianOcean tradeformillennia,itremainsuncertainwhethertheshipsthePortuguesesawinthosedayswere eitherAfrican,AraborIndian.TheArabsthemselvesnevermentionedtheshipstheysawinAfrica, probablybecausetheydidnotindanythingremarkableaboutthem(Prins1982).Mostsightings comefromEuropeanliterature.TheyallagreethattheshipsseenontheEastAfricancoastwere sewnofcoconutiberrope(coir),withouthavingasinglemetalnailusedinthem.Inthesixteenth 9 andseventeenthcenturyanocean-goingtypecalleda‘pangayo’or‘pangaia’musthaveexisted,forit ismentionedseveraltimes(Welford1941,Prins1986). Thesesewnshipsmusthavevariedinsizeandshape,accordingtofunctionandtraditions, butanyevidenceforthatisstilllacking.Withoutinformationderivingfromwrecks,indications abouthowEastAfricanshipslookedandwereconstructedcomesfromliterarysources,including dataderivedfromarchivesandsightings,shipmodels,occasionalpaintingsandphotographs, sculpturesonwallsofhousesandafragmentofhullplankingwhichdecoratestheceilingina Mombasamuseum. 1.2.1Double-endedAfricanshiptypes:themtepeandthedau Inthecourseofthenineteenthcenturyevidenceaboutseveraltypesofshipsemerge.James Emery,thegovernorofMombasaintheperiodfrom1824to1826(Prins1986),wastheirsttokeep countofshipsleavingandenteringtheport.In1824morethan250shipsenteredMombasa harbour.Ofthese55wereofatypecalledmtepeandmorethanahundredweredau’s.SomeIndian andArabvesselswerepresentaswell:69beden,45baghalaandonepattamar.Indigenousships thereforeseemedtomakeoutmorethanhalfofthevesselsinthatparticularyear.Italsoindicates thattheAfricancommunitybasicallyusedtwotypesfortradingthatcouldbedistinguishedfrom eachother:themtepeandthedau.Emerydidnotstatewhattheseshipslookedlikeandmighthave generalizedthetypes,whilethelocalsrecognizedseveralmore.OthernineteenthcenturyEuropean travellersdidtakenotice.Guillainpublishedhistravelsin1856(Martin1978),alongwithsome drawingsofbeachedandsailingshipsheencounteredintheyears1846to1848.Amongthosewasa drawingofanmtepe(ig.1.4)andoneofadau(ig.1.5).Themtepehasastrangecurvedbowwitha veryrakedstem.Afewverticallinesacrossthestrakesonthehullseemtosuggesttheshipissewn. Thedrawingofthedauholdsmoredetails,suchasaruddermovedwithropes,asternpostthatis placedontopofthekeelandathatchedroof.Bothvesselsappeartobedouble-ended5.Captain Sullivanpublishedapictureofamatapa(1873aand1873b),whichaccordingtohim,wasmadeand mannedbylocalpeopleinthe‘Northernrivers’(seeigure1.6).Prins(1986)disregardsthepicture andstatesSullivanhaditallwrong.Oneoftheremarkablefeaturesoftheshipinthepicturesseems Fig.1.4MtepebyGuillain(1856). Fig.1.5DaubyGuillain(1856). 10 Fig.1.6The‘matapa’ accordingtoSullivan (1873a). tobethelackofarudder,asitissteeredbyanoar.Itsconstructionisnotvisible,butthesquaresail seemstobemadeofhorizontalbandsof(palm?)matting.Oneofthepeopleonboardisbailing wateroutofthehold.Sullivanstatesinhisstorytheseboatswerepurelynativeandneededbailing constantly.HefurtherremarksashiptypecalledabugalaisbuilteverywhereontheEastAfrican coast.ThistypeishoweverArabandwillbediscussedinchapter3.TheshipsdepictedbyGuillain andSullivanappeartodifferinsomerespectsandeventheirnamesarenotentirelysimilar.Itis howeverpresumedingeneralthatthesearerepresentationsofthesameshipsEmeryremarkedas mtepe(Prins1986).Topresumeacertaindegreeofdiversityofthemtepeexistedindifferentregions oftheEastAfricancoast,isnotfarfetched. Adiversityofshipsisalsoshowninengravingsonbuildingsalongthecoast.Anengravingon abuildinginthetownofKilwa,datingfromtheeighteenthcenturyshowsavesselwitha remarkablecurvedbow(GarlakeandGarlake1964).Olderonesgoingbacktotheifteenthcentury seemtohavemtepe-likefeaturesandimportantdifferencessuchasthesternandrudder construction. Towardstheendofthenineteenthcenturytravellersarestartingtousecamera’storecord EastAfricanships.Thesephotographshaveprovedtobeveryinformativeandalongwith descriptionsofeye-witnessesandmodelsofships,theappearanceandconstructionofalate nineteenthcenturymtepecanbereconstructed.Itappearstohavebeenagracefuldouble-ended ship,withasinglemastandaprolongedcurvedstemhead,decoratedwithanoculus6(ig.1.7).This featureissaidtoresembletheneckandheadofthelegendaryshe-camel,thefavouritecamelofthe prophetMohammedasmentionedintheKoran(Crone1922). Prins(1959;1965;1982;1986)piecedtogetheralotofinformationanddescribedthemtepeasa sewnship,builtmainlyinandaroundthenorthKenyanBajunislands,suchasLamu,Fazaand 11 Fig.1.7Decoratedstemheadofthe mtepe.ModelattheSciencemuseum. Fig.1.9ViewontheSciencemuseummtepemodelfrom thebow.V-shapedthwartintheforeground. Fig.1.8Keel-to-sternconnectionthemtepe, withholesinthesternposttoattachthe rudder.ModelattheSciencemuseum. Fig.1.10Cross-sectionforwardof amidshipsaccordingtoPrins (1965). 12 Pate.Itsbuildingprocessstartedwiththekeel,whichhasaninvertedtrapeziumcross-section(Prins 1965).Theirststrakeswereattachedtothekeelpriortotheerectionofthestemandthesternpost (Adams1985),asapparentbytheobliquescarfconnectionbetweenthestem,sternandkeel(ig. 1.8).Thehullwasmadelush,withtheplankingjoinededge-to-edge. Thejunctionbetweentwohullplankshadcross-stitchingontheinside,withacaulkingstrip sewninatthesametime(Hornell1941).Ontheoutsidethestitchesweremerelyverticalwindings. Theplankingwasalsosecuredbyanobliquelydriven-intree-nailfromtheoutside.Theconnection tothekeelshowedthecross-stitchingandthecaulkingontheoutside,asadditionalstrengthand water-tightnesswererequired.Afterabouttenstrakessixorsevenlowerthwartswerepositioned (Prins1982),inalaterstadiumfastenedbylashingstotheupperthwarts.Betweentheupperand lowerthwartsthereweretwomorestrakes.Twoupside-downV-shapedthwartswereplacedinthe bowandstern(ig.1.9).Thelongstemconsistsoftwoplanks,connectedbyadovetailscarfand fastenedbydowelsandstitches.Thesternpostwasasinglepieceoftimber.Uponcompletionofthe hull,pegswerehammeredintothesewingholesfromtheinsideandthecoirwascutawaysothe hullwascompletelylushontheoutside7(Hornell1941).Next,theframescouldbeplaced.Their outersidewasshapedwithhollowsastoaccommodatethecaulkingoftheplanksontheinsideof thehull.Fromtheifteenexistingmtepemodels,Prins(1982;1986)derivedtheinformationthatthe frameswereU-shapedwithupperextensions(ig.1.10).TheconnectionbetweentheU-shaped piecesandtheextensionsseemstohavebeenahook-scarf.OnthemodeloftheScienceMuseumis visiblethatthesescarfsweremadeinthelongitudinalaswellasthetransversedirectionoftheship. TheU-shapeofthelowerpartsoftheframesshouldhowevernotbestressed,asitisunlikelymany tree-brancheswerefoundinthisshape.MorelikelytheU-frameswereloorsandtheextensions couldbecalledfuttocks,astheywouldhavecoveredmostofthehull’ssides.Floorsintheendsof thevesselweremoreV-shapedastheyfollowedthehullshape.Theframeswerefastenedbylashings passedthroughholesintheplanking(LeBaronBowen1952).Thespacingbetweenthemprobably was50to60cm.(Prins1986).Amast-stepaslongaspossiblewasplacedontopoftheframes, whichweretakenoutinthebowandthesterntoaccommodatethislongtimber(ascanbeobserved inPrins’sectionforwardofamidshipsinigure1.10).Themastissteppedinasquarecut-outhole andstandsinaverticalposition.AccordingtoPrins(1986)themastcouldreachaheightof50feet (15m.),butonewitnessreportshavingseenoneof60feet(20m.)8.Stringersintheshapeofround sparswerelashedtotheribsandtothehullplankingwithlanyards.Thedeckingconsistedoftwo smallsectionsinthebowandthestern.Aconstructionwithapalm-thatchedroofprovidedsleeping placesforthecrew(seeig.1.11). Themtepewasprobably15to30metersinlength(Prins1986andGilbert1998combined), withabeamofprobablybetween4and7.5metersandadepthofabout1.7to2.9meters.Gilbert (1998)afterinvestigatingtheZanzibarArchives,discoveredadescriptiondatingof1877ofanmtepe containingthefollowingdimensions:L=29.5m,B=7.4m,D=2.9m,displacement=186tons. ThisseemedunusuallylargeforasewnvesselandGilbertthereforestatesthismighthavebeenan exception.Theshipwasusedtotransportslaves,whichmightexplainwhyitwasbuiltexceeding 13 Fig.1.11Mtepeaccordingto Horton(1987).Thisdrawing mightbebasedonthemodels, whichcausesthedimensionsto beincorrect. normalproportions.ThedraftofthisparticularvesselwasestimatedbyGilberttobeabout2.1 meters,whichmakesitpossibletoestimatethemtepe’sblock-coeficient9:∆=LxBxTxCbxρ, whereρisthespeciicgravityofsea-water,estimatedat1.025t/m3. ⇒Cb=∆/(LxBxTxρ)=186/(29.5x7.4x2.1x1.025)=0.4. TheCb-valuedeterminesthe‘fullness’ofahull.Inthiscaseitseemstobeaslenderhull. TheL/Bratioforthisshipis4,whichmakesitmoreslenderthantheshipmodelsPrins studied.Prins(1982;1986)cametotheconclusiontheL/Bratioofthemtepeusedtobebetween3 and3.7,notaccountingfortheinaccuracythesemodelsusuallyhold.InrealityL/Bprobablywas3.7 to4.0. Astructuralanalysisofthemtepeprovedthetraditionalassumptiontheshipwasdesignedto belexible(Adams1985).Thesevesselswerebeachedregularly,whichsupposedlywasoneofthe reasonstheyweresewn,forthentheycouldwithstandtheshockuponimpact.Otherconclusions werethattheornamentedrudder,attachedtothesternpostbyropes,wassupposedlywellengineeredandbalanced.Thesailandtheriggingapproachedthelimitsofeficiencyintheirdesign andthemast-assemblycontributedtothehull’scompetence.Themtepewassaidtobesurprisingly fastforasailingship,aswitnessestestiiedtoo(Jewell1969)andasthemtepereplicaproved(see sectionfurtheron).Adamsconcludedwiththestatementthatthemtepeprobablywastheresultofa thousandyearsofreinementinship-buildingtechnology. InFazaabout20mitepe10ayearweremade,onevesseltakingtwotothreemonths11.Theyhad toberesewneveryyearandaresaidtohavelastedforonlyfouryearsintotal,(Lydekker1919). Prins(1986)presumedtheywouldlastlonger,andalthoughhestatesnoreasonhecouldbecorrect, sincesewnArabshipswereknowtohavealonglife-spanprovidedtheywereresewneveryyear.The 14 mtepedisappearedearlyinthetwentiethcentury,itslastappearancebeingnolaterthan191012 (Hawkins1977)to1920(Prins1984).Thereasonsforthisremainsomewhatdubious,but apparentlytheywerenolongerviableasthedauwasalotcheapertobuiltandmaintain. Acertaintypeofdau,sewnlikethemtepe,wasatleastforsometimecontemporary.Its characteristicsweretherakingstemandstern,thebowspritandtheuseofV-shaped‘breasthooks’in thebow(seeigure1.12).Lydekker(1919)wastheirstauthorwhowroteaboutthedau’s construction.Henamedtheshipa‘daulamtepe’,probablyconfusingthetypewiththemtepeasit wasalsoofasewnconstruction.ItwasbuiltatFaza,wherepeopleusedtorefertoitasadau13.The squaremattedsailandthewaythesinglemastwasittedout,wassimilartothemtepe.Adescription oftheconstructionmethodpublishedinTheFieldmagazineof1925(DeV.WandN.141925) explainsinanold-fashionedwaythatthebreasthooksprobablyweretheresultofanevolutionary processderivingfromanextendedcanoe.Hornell(1941)sharedthisopinionandaddedthatthe originsofthedauaswellasthatofthemtepeweretobesoughtafterintheMaldives.AMaldivian tribecalledtheWadibasupposedlyblewoutofcourseandlandedontheEastAfricancoast,where theyintroducedthenewship-buildingtechnique.Thesquarerig,thementionofcoconuttimberin alocallegendandtheshapeofthehullallseemedtoconirmthisaccordingtoHornell.According toPrins(1959)itcouldalsohavebeentheLaccadivesorSouthIndia,aspreviouslymentionedby Lydekkerin1919.TheIndiantypethepattamarisnamedbyPrinsassewnwiththesametechnique andasimilarhull-shapetotheEastAfricantypes.Acommontheoryintheirsthalfofthe twentiethcenturywasthatnativeAfricanshipsreceivedtheirboat-buildingknowledgefrom anotherpartoftheIndianOcean.Hornellwasoneofthegreatcontributorstothis.Inthe1930she seeminglybelievedashiplikethemtepemusthavebeenbasicallyanArabdesign.Certainfeaturesof theshipwerehoweverclearlynon-Arabic.ToHornelltheoriginsofthesefeaturesshouldbesought asfarawayasIndonesia(seeforexamplehislettertoLairdClowes,theScienceMuseumcuratorin the1920sand30sinAppendixE),ratherthantoconsidertheobviousoptionthattheymighthave beenindigenousdevelopments.Chittick(1980)onthecontrarystatesitisverypossiblethatthe mtepe’scharacteristicfeaturesevolvedontheEastAfricancoast. Lydekker’saccountandtheoneinTheFieldseemtobecontradictiveaboutthepresenceofa falsestempost(Hornell1941).Itcouldbethetypedifferedasitwasmadebydifferentbuildersorin differentlocations.Theframesweresewninafterthehullwasinished(DeV.WandN.151925)and thesewingtechniquesweresimilartothoseofthemtepe(Hornell1941).Thesternpostwasplaced againsttheaftsideofthekeel.Thedaufurtherdistinguisheditselffromthemtepebybeingsmaller andrelativelywider(Prins1986),withacrewofupto ifteenmen(Bellingham1930).Lydekker(1919) estimatedtheirdimensionto:length:60ft(18.3m.),the lengthofthekeel:35ft(10.7m.),beam:18ft(5.5m.) anddepth:6ft6inches(2.0m.).TheL/Bratioforthis particularoneis:3.3.Thelinesplanofasewndauas Fig.1.12V-shapedbreasthooksaspublishedin publishedbythe1925TheFieldisgiveninappendixD, theField(1925). 15 alongwithitsstabilitycalculation.The‘Field’dauhasahulllengthofabout22m.,abeamof5.5m. andadepthofabout3.5m.ItL/Bratiois4.Thestabilitycalculationprovidedanindicationofits displacement,whichisatadraftof1.4metres,about20tonsinsaltwater.Atadraftof1.8metres thedisplacementis48tons.Remarkably,atrimseemstomakelittledifferenceforthese displacementigures.Oldphotographsofthistypegenerallyshowashipwithalargedraftandlittle freeboardleft,sothedisplacementwithcargowasprobablynearertothe50tonsmark. InnoteswrittenbyaC.S.Clive(ca.1930),currentlyinthepossessionoftheBritishInstitute inEasternAfrica,Cliveremarkshavingseenamastofabout60fthighonashiphenamesanmtepe, butdescribesithavingabowsprit.Healsoremarksthatforlongvoyagestheseshipsalwaystravelled inaconvoyofthreeormoreofthesametype.Consideringthemtepewasnotinexistenceinthe 1930sandthetypehavingabowsprit,hemusthavebeenspeakingofasewndau. Thesewndauwasirstmentionedasaseparatetypein1903(Prins1982).Itsexistenceinthe mannerdescribedabovebeforethattimeremainsuncertain.Aneighteenthcenturyengravingwas identiiedassuchadaubyGarlakeandGarlake(1964)bythepresenceofabow-sprit,asquaresail andtherakingbowandstern(ig.1.13).ThelastsewndauwaswreckedonthecoastofSomaliain 1933(Hornell1941),whichlimitstheknownlife-spanofthistypetoamerethirtyyears. Guillainsdau(ig.1.4)seemstobeofadifferenttype.Itisnotvisiblysewnanditislackinga bowsprit.Therudderismovedbyropesinsteadofatiller,unlikethetypedescribedintheirst decadesofthetwentiethcentury.Itdoeshavethetypicalpalmmattedroofontheaftside.Thefact thatthisisalsocalledadauaccountsforthatnamebeingused(bythelocals)forseveraldifferent shipsoveralongperiodoftime.Inchapter2thepresent-daydauisdescribedasitisbuilton Tumbatuisland.ItlooksverysimilartotheoneportrayedbyGuillainmorethan150yearsago, apartfromthetillerandthesize.Nowadaysitisasmallslendership,mainlyusedforishingand sometimesforsmall-timecoastaltradingactivities.Itssailisatriangularone,incontrarytotheone onthesewndau. Thenaileddauandthesewndauprobablyexistedsidebysideforalongtime.In1824both typesweresupposedlyseenbyW.F.W.Owen(Prins1965),althoughthosetypesmighthavediffered fromthesubsequentones.Prins(1965)observedalat-bottomedtypeofdauinLamu,unknownto otherareas.ThetypeportrayedbyGuillainhad,likethepresent-dayTumbatudauandthesewn dau,amoreS-shapedhull,builtonakeel. Assewnshipsseemtohavedisappearedonthe Swahilishoresinthe1930s,alatesurvivalonthe coastofSomaliaisdescribedbyChittick(1980). Theseweresmallshipscalledbeden,withan overalllengthoftenmeters.Theyweredoubleended,withtherakeofthesternlargerthanthat ofthestem.Theirbuildingprocessstartswith Fig.1.13Wallengravings,presumablyofadau(left) andanmtepe(GarlakeandGalake1964). sewingthegarboardstraketothekeel.About twomorestrakesareaddedlushtothegarboard 16 beforethestemandsternpostsareittedontopofthekeel.Thesecouldthenbeconnectedtothe strakesandwerekeptinpositionbythestructureoftheshipitself,insteadofusingtemporary supports.Thinplanksweresupplementedbyathickgunwaleonthetop.Theframesweresewnin afterthehullwasinished,andmadefromnaturallygrownpiecesoftimber.Theywerealternately halfframescoveringoneside,andfullframescoveringboth.Chittickdoesnotdescribetheirshape, butitseemsthefullframesmusthavebeenU-shapedandthehalfframesweremerecurves.The shipsweresteeredbyasmallrudder,movedbyropesandittedoutwithasinglemastandalateen sail. 1.2.2ThemtepereplicaofStoneTown InAprilof2003aprojectstartedunderthemanagementofprofessorAbdulSheriff,curatorofthe Zanzibarmuseums,involvingthemakingareplicaofthelegendarymtepe.Goingonsomeofthe evidencepresentedintheprecedingchaptertogetherwiththeknowledgeofafundifromLamuin Kenya,elementsofthemtepewerereconstructed.FortunatelyformebySeptemberandOctoberof thatyearfundiMohamedwithafewassistantswasstillworkingonit,soIwasabletoobservesome ofthework.TheshipwasbuiltontheseasideinStoneTowninfrontoftheHouseofWonders,for anyoneinterestedtoobserve(ig.1.14). Atpresentitmustbeararitytoobservethemakingofasewnshipwithnotasinglepieceof iron,nailsorotherwise,beingused.FundiMohamedlearnedtheprofessionfromhisgrandfather, whowasamodel-builderinLamu.Thetechniqueofsewingamodeltogethermusthavebeen basicallythesameasforarealsizeship,soMohamedwasaskedforthejobinbuildingthereplica. Thereplicaisscaleddownandthusalittlesmallerthantherealsizeoneswouldhavebeen,asits purposeistoenrichtheHouseofWonders16anditwouldnothaveitthroughthedoorsifitwere anylarger. FundiMohamed’sconstructionpracticesweresurprisinglysimilartotheonesonamoderndhow, Fig.1.14MtepereplicaofStoneTown.PhotographcourtesyofJandenHengst. 17 asdescribedinchapter2andunlikethemethoddescribedinChapter1.2.1.Itmaybethattheold waysarenolongerknown.Theframesarealternatedhalfandloor-frames,withalargedistance betweenthem,astokeeptheweightdownalittleandmakeiteasiertotransporttheinished productinsidethemuseum.Noticeabledifferencesarethestemandsterntothekeelconnection, thestringers(seeigure2.36inCh.2)andthecaulkingontheoutsideinsteadofinside,andthe interioroftheshellislush,sothattheframesdonothavetobetakenoutasdescribedinChapter 1.2.1.ItmightbethatfundiMohamedmadeiteasyforhimself,innothavingtodotheextrawork ontheframes,oreitheritisanalternativewayofbuildinganmtepe.Thelatterisunusualbutnot unheardof,asPrins(1986)encounteredtwomtepemodelswithsimilarfeatures.Asmostmodels werebuiltinLamu,itmightbethattheseparticularoneswerebuiltbyMohamed’sgrandfather. Oneoffundi’shelpers,aishermanbyoccupation,statedthattheywouldnevergosailingon ashiplikethis,forbesidesbeingsewn,italsohadtoofewframesandthuswouldneverbestrong enough.Othershipbuilderswhovisitedthemtepehadexpressedsimilarthoughtsandstatedthata sewnshipwouldneverstayaloatforlong.Ingeneralthereseemedtobelittleconidenceinthe sailingcapabilitiesofashipconstructedlikethis.Themaidenandonlyvoyageafterthelaunch provedthemwrong,asAbdulSheriffstatedafterwards“itsailedverysmoothlyandrapidlyintothe port…Itdidtakeinwaterfasterthanotherboats,butitwasnotunusualconsideringitwasasewn boatthathadbeendryforalongtime.Whatdidcomeincouldbebailedoutwithordinary buckets.”17Soevenifthefundiwasmakinganextinctboatfromthememoryofhisgrandfatherand thedetailsdidnotseemtoit,thegeneralhull-shapeandsailingcapabilitieswereveryclosetothe realthingandtheexperimentwasasuccess. 1.2.3TransomsternAfricanshiptypes:thejahaziandthemashua JahaziisawordusedinArabliteratureforatleastivehundredyearstoindicateanoceangoing ship,thatmadevoyagesfromAden(Yemen)toIndia(Prins1965).Thewordalsoseemstobe usedfor‘aship’ingeneralorforrigging.NowadaysitisacommonEastAfricancargoship,used forcoastalvoyages(Sassoon1970).ThetypeissuggestedtobearelativeofAraborPersiantypes, althoughislocallydevelopedintoitsownspeciichullshape(Nooteboom1966).Theyhavea relativeshort,broadhullandanalmostverticaltransomstern.ThejahaziisbuildinKenyaaswell asinTanzania,withsubtledifferencesbetweenthem.TheyaregenerallyreferredtoastheLamuand theZanzibarjahazi(Prins1965;Sassoon1970).Thelargedifferenceisthebow.TheLamujahazi hasaverticalbowandthereforealongerkeel(seeig.1.15),theZanzibarjahazihasarakedone. AccordingtoSassoon(1970)otherdifferencesaredecorationandtheshapeofthestern:usually wine-grassshaped,buttheZanzibarjahazisometimesisittedoutwithasquaretransom.Thelatter featurewasnotconirmedbyotherauthors. Ajahazihasanestimateddeadweightof30to50tons(Prins1965;Lamujahazimodelilein theScienceMuseum).Onelargetriangularsailishoistedinaforwardrakingmastandinfront attachedtoabowsprit.OnaLamujahazithebowspritisalwaysixedtothemastwithalashing (Jewell1969,Sassoon1970).Theshiphasalargequarterdeckandasmalloneinthebow. 18 Johnston(1949)wastheirsttodescribethebuildingprocessofajahazi,althoughhisterminology suggestshewasonlysupericiallyacquaintedwithshipbuilding.Hebrielyexplainsthefollowing steps: 1. Thekeelislaidandthestemandsternpostareixedintoscarvesonthekeel,heldintoposition withjoists. 2. ‘kneepieces’areaddedaboutafootapart.(Thisseemshardtoimagine,soheprobablyobserved loorframesbeingfastenedonthekeel.Onlytwopossiblekneepiecescanbeaddedinthisstage andthosearetheonesconnectingthepoststothekeelinlongitudinaldirection.Theseare howeveralotmorethanafootapart,beingatbothendsofthelengthofthekeel.) 3. Pre-shapedplanksforthehullareadded. 4. ‘Crosspieces’arejoined(?). 5. Maststepandthwarts(called‘joists’byJohnston)areadded. 6. Deckingofthepoopandbowandittingofthe‘loorboards’(stringersorceilingplanking?) 7. Caulkingandlaunching 8. Afterthreedaysinthewatertheshipisexaminedforleaks Thetransomseemstobeaddedinarelativeearlystage.Itiscalled‘chanda’,whichaccording toJohnstonisawordoriginatingfromalanguagecalled‘Kimakonde’,spokenonlyinapartof Tanzania.Johnstoninterviewedamastershipbuilder,whohadbeenbuildingshipsforaboutifty yearsthen.Accordingtothatmanthebuildingprocessandtheshipshadscarcelychangedinall thoseyears.InthelatterdaysofArabrule,allshipbuildingactivitiesatleastalongthesouthern SwahilicoastwereentirelyinthehandsoftheSwahili.Itcanbeconcludedthejahazihasbeena familiarshiptypealongtheEastAfricanshoresforatleastacentury. Prins(1965)gaveamoredetaileddescriptionofthebuildingprocessofajahaziand explainedtheprocessforamashuawassimilar,asitcanbeconsideredmerelyasmallerversionofa jahazi. Fig.1.15Lamujahazi (Prins1965). 19 TheirststagewasthesameasJohnstondescribed,butafterthataccordingtoPrins‘twoY-shaped ribsareplacedadjoiningtheposts’.Thenthegarboard(maliki)isplaced,whichisamomentof someceremonialimportance,likethelayingofthekeelandthelaunching.Thenextframeto beplacedisthesecondonefromthebowandthenthesecondoneinthestern.Theifthribis importantfortheinalshapeofthehull,beingtheoneamidships,wherethehullisatitswidest. Thebilgestrakeisthenextstraketobepositioned.Inthesubsequentchapterwillbeshownthata fastbutslightlyinaccuratewayofbuildingistoaddtheplankinginthebilgeatainalstage,foritis themostdificultparttoshape.ThefactPrinsdescribedotherwiseprobablymeanstheshipbuilders heobservedinLamuweremeticulousandnotunderanytimepressure.Oneortwostrakesatthe sheerwereaddednext.Afterthatstagethehullwasfurtherilledwithframesandplankingbelow thebilge.Theframeswereplacedasalternatinghalf-framesandloorframes.Severalofthelower stringersareadded.Then,atarelativelylatestagethetransomplankingisaddedandplankingfrom thebilgeupwardswascontinued. AmodelofaLamujahaziintheLondonScienceMuseumclearlyshowsthealternating framing(Fig.1.16).IntheileofthemodelcanbereadthatitwasmadebyanEnglishmanlivingin Lamu.Itwasobtainedbythemuseumin1932.Themodelmusthavebeentruetotherealship,as themakeraddedadescriptionofthelocalshipbuildingpractices.Thisprovidestheinformation thattemporarytimberswereusedandpermanentframeswereinsertedaftertheplankingofthe hullwascomplete.ThisisquitetheoppositeoftheprocessPrinsobservedinthelate1950s.Iteither meansshipbuildingpracticeschangeddrasticallywithinthirtyyearsordifferentpracticesexisted sidebyside. Fig.1.16Insideviewon aLamujahazi.Model attheSchience museum. 20 Mashuaisageneraltermforplankedsailingshipsofabout3to8tonsdeadweight(Sassoon1970). LikeallotherEastAfricanshipsitisbuiltwithlushlaidplanking.Noclinker-builtshipsareknown fromthisregion.ThetermmashuaisacommononearoundtheWesternIndianOcean.InArab countriesitisusuallya‘ship’sboat’,orinotherwordsasmallvesselcarriedonalarge(cargo)ship (etal.Villiers1940).OnIndia’swestcoastitiscalledamashwaandusedforishingactivities. Despiteitspopularnameitwasneverstudiedclosely,butforafewobservations.InEastern Africaitisalsomainlyusedforishing,likethedauandthengalawa.Thelattershiptypeisan outriggercanoeandwillnotbediscussedinthescopeofthisthesis.Foranaccuratedescriptionof itsconstructionandallthehullelementsseeMorgan(1940).Asurveyheldamongstishing‘units’ inZanzibarandPembain1980indicatedthemashuaheldthehighestcatchrates(Ngoile1982) withanaverageof43kgperday,against35kgforadauand18kgforangalawa.Theconvenience ofthetransomsternofamashuaisthatitcaneasilybemotorised.Thiswouldgivetheishermen owningthattypeofshiptheopportunitytogoishingonlessexploredishinggrounds.Thesurvey provedhoweverthatthiswasnotthecaseasthegeneralattitudeoftheishermentendedtobe ratherconservativeandtheyheldontotheirtraditionalishinggrounds.Ofcourse,theadvantage ofmanoeuvringindependentlyfromthewindremained. Beckerleg(2002)observedtheconstructionofamashuainWatamu,inKenyanearMalindi. Sheremarkedashipbuilderneverownsandrunshisownboatandtheyacquiretheirskillthrougha longperiodofapprenticeship.Beckerleg’saccountemphasisesthesocialaspectoftheconstruction processmorethanthetechnicaldetails,butafewcommentsareinterestingtoreviewwithinthe contexthere.Seventyribswereorderedforexample,whichseemsalot,butonlyforty-threewere deliveredandalargepercentageofthosewerediscardedbecausetheydidnotit.Afterthelayingof thekeeltheconstructionprocesshadoficiallystarted.Thestemandsternpostswereattachedtothe keelandthegarboardplankswereshapedbyburningthemaboveaire.Temporaryribsareinserted toshapethehull.Thenthehullwasfurtherplankeduptoivestrakesfromthekeel.Permanent frameswereplacedinthehullandsmallpiecesofwoodilledinthegapsbetweenthestrakes.After thatstructuralelementslikethedecking,thetransversebeamsandmast-stepweremade.Atlastthe vesselwascaulkedwithcottonsoakedincoconut-oil.Beforelaunchingtheshipwasilledwith waterforseveraldaystocheckleakage.Ainaltaskforthemastershipbuilderremainedasahole hadtobemadeinthemast-steptoaccommodatethemast.Thismustbedonebyapersonwith greatskill. Beckerlegdescribedtheshipwasstillaloatandinareasonableconditiontenyearslater. AdetailedaccountoftheconstructionprocessofaZanzibarmashuaisgiveninthenext chapter. 21 FootnotesCh.1 1 NamedaftertheGreeknameforEastAfrica:Azan. 2 3 NamedaftertheArabnameforEastAfrica:Zanj. SwahilipotterytypologyafterChami(Fawcett1999):Limbo:0-200AD;Kwale:200-550AD;Mwangia:500-600AD;early TriangularIncisedWare(TIW):600-700AD;lateTIW:700-1000AD;PlainWare(PW):1000-1250AD;NeckPunctuating (NP):1250-1500AD. 4 Mijiispluralformji. 5 Double-endedmeanswithoutatransomorsquarestern. 6 Oculus:anarchitecturalmemberresemblingorsuggestinganeye(Webster’sThirdNewInternationalDictionary). 7 InformationstatedintheileofthemtepemodelintheLondonScienceMuseum,writtenbythedistrictcommissioner ofLamuin1936,Mr.A.C.M.Mullins. 8 AsnotesbyS.C.Clive,arecordinpossessionoftheBritishInstituteinEasternAfrica,probablydatingfrombefore1930. 9 Theblock-coeficientrepresentsthepercentagethehull-shapeoccupiesinarectangularbox(withdimensionsLxBx D). Mitepeispluralformtepe 10 NotesbyA.C.M.Mulllins,seefootnote3ofthischapter. 11 NotesbyA.C.M.Mulllins,seefootnote3ofthischapter. 12 NotesbyA.C.M.Mulllins,seefootnote3ofthischapter. 13 Onlytheinitialsoftheauthorsareknown. 14 Onlytheinitialsoftheauthorsareknown. 15 TheHouseofWondersisaformerpalaceoftheSultanandnowusedasoneoftheprimarymuseumsinStoneTown. 16 Personalcommunicationbyemail,March2,2004. 17 22 2 Ethnographic Fieldwork 2.1 Introduction TheieldworktookplaceontheislandofZanzibarintheWesternIndianOcean,30kilometres offthecoastofTanzania(ig.2.1).OnZanzibarthereareafewplaceswherewoodenshipsarestill beingbuilt,althoughthisisnotinthenumbersoftheolddays.ThecapitalcityofStoneTown accountsforafewshipyards,butatpresentmainlymotorizedvesselsarebeingbuiltthere.Thebest placetostudyshipbuildingwasthevillageofNungwi,atthenorthernmostendoftheisland,Ras Nungwi,whichiswellknownforthisfactalloverZanzibarandevenonthemainland. Nungwiharboursbyfarthelargestnumberofshipbuildersontheisland.Theyarealllocated inthesamearea,onthewestandnorthsideofthe‘cape’,asclosetothebeachaspossiblewithout actuallybeingonthebarewhitesand.Theimportanceforayardtobenearthebeachliesinthe factthattheships,whentheyarelaunchedathightide,havetobepulledbymanuallabour.Shade toworkunderiscreatedbyeitherthevarioustreesstandingaroundorsomethinglikeasailora tarpaulintemporarilyixedabovetheaction.Attimeswhenbusinessisreallywellandallbuilders areworking,thereareprobalbyasmanyastentoelevenshipyardswherenewshipsareunder construction. TheieldworkwasperformedinSeptemberandOctoberof2003,whenfourtoivenewships werebeingbuiltandabouteightshipswerebeingrepairedinatotalofsevenshipyards.Mostofthe woodenshipsneedalotofmaintenance,whichissometimesdonebyayardandsometimesbythe owner,dependingonthetaskathand.Theshipbuildersperformtheirprofessionallyearround, withouthavingasecondjobontheside.Thereisnotaspeciicseasoninwhichtheshipbuilding industryisbusierthanatothertimesoftheyear.Theycanbeoutofworkatonemomentandneed extraworkersthenext.EveninthemonsoonseasonfromFebruarytoAprilwhenthelongheavy rainspoordown,therearesomeactivitiesontheNungwishipyards.Fishingisgoodthen,soships areinuse. FivetypesofwoodenshipsarebuiltinNungwiandonthenearbysmallislandofTumbatu. Theseare:mashua,jahazi,dau,ngalawaandboti.Allships,apartfromthebotiwhichisamotorized vessel,haveatriangularsail.Theieldworkforthisstudyhasconcentratedonthelargershipswith asail.Indoingsothisexcludestheboti,althoughthistypeislargelyconstructedinthesameway asthesailingships.Thebuildingofthistypeisaveryrecentdevelopment,stronglystimulatedby thelocaltouristdivingindustry.Therearehoweverafewfactsaboutthebotiworthmentioning,so itwillreturngraduallyinthefollowingaccount.Thecomparisonbetweenthetraditionallybuilt dhowsandthemoremodernboticouldpointtosomeinterestingchanges. Thestudyalsoexcludesthepicturesquengalawa(ig.2.2)whichisanoutriggercanoemade fromahollowedmangotreetrunk. Thejahazicanbeconsideredthetraditionalmeansoftransportationofgoodsinthispart 23 Fig.2.1LocationofZanzibarwithplacesnamedinthetext. Fig.2.2Beachedngalawa 24 ofAfrica.Thesefreightersarestillbeingbuiltnew,thoughnotmanyasintheolddays.Alocal shipyardjustinishedoneinJuly,butatthetimeoftheresearchtherewasonlyoneinforrepair. TheinishednewonecouldstillbeobservedonabeachnearthevillageofKendwa,4kilometres away.Incontrasttothejahazi,themashuaisaverycommonshipthat,likethedau,ismainlyused forishing.Onlyoccasionallywillitbeusedtotransportgoods.Theoveralllengthofamashuais abouteighttotwelvemetres,alittlelargerthanadau.Likethejahazithemashuahasatransomand isconsideredbymanyjustthesmallversionofthejahazi,whichisusuallyupto15to20metresin length.ThemashuaisthetypewhichismostlybuiltinNungwi,thedouble-endeddauismainly builtonTumbatu. 1 1 Theresearchconductedwasmostlydoneonmashua ,formajahazi werenotathandandthe 1 islandofTumbatuisdificulttoaccess.Ididmanageonevisittheretostudythemadau ,butnot withoutdificultyfortheTumbatupeopledonotencouragevisitors. 2.2 The building of a mashua ishing vessel 2.2.1 Onthebuilderandthecommissioner Ittakesanywherebetweenoneandtwomonthstobuiltamashua,dependingontheurgency,the numberofpeopleworkingonitandtheavailabilityoftherawmaterials.Uponcommissioninga 2 newshiptheonlythingthefundi (mastershipbuilder)usuallyneedstoknowisthelength.Itis importanttonoteherethattheindicatedlengthisthelengthofthekeel.ForWesternersthisisvery unusual:weuselengthoverall,lengthbetweenthestemsorwaterlinelength,butneverkeellength. ThishasintherecentpastcausedsomeproblemsinNungwi.TherewasaGermanwhothought thataNungwishipmightbeagoodobjectforsaleinEurope.Cheaplymadewithanauthentic impressionaboutthem,thesedhowshaveacertainattractionifthewoodcanbesuficiently preservedfortheEuropeanweather.Themancommissionedashipof10metresinlength.The shipwasbuiltandthefutureownerorderedacontainertotransporthisnewtreasurehome. Unfortunatelyheforgottoinformhowexactlythelengthwasmeasured,sooncompletiontheship wasabouttwometreslongerthanplannedanddidnotitinthecontainer.Intheendapartofthe frontwassawnoffbeforeitcouldbetransported. Ifthefundiknowsthelengthofthekeel,themeasurementsoftheotherpartsoftheshipwill derivefromit.Theyarenotixedmeasurementsandarenotwrittendownorcalculated,butexist onlyinthefundi’shead.WhentoldthatinEuropeancountriesitiscommontodrawandcalculate thewholeshipbeforetheconstructionstarts,thefundiconsideredthistotallyunnecessaryandeven ridiculous. Afutureshipownercanmakemoredemandsapartfromthelengthofhisship,butusually leavesthedetailstothefundi.Someownersfollowthebuildingprocessalmostonadailybasisand indoingsocontrolthewaytheirshipisbuiltinmoreaspects.Sometimestheysupplythewood,or theymakesurethemoneyisthereforittobeordered. 25 Fig.2.4Frames,eatenbyinsects. Fig.2.3Apileoffutureframes. Fig.2.5MangrovetreesonthetidallatsofTumbatu 26 Nungwionlyhasaschoolsince1964.Beforethistimechildrensimplydidnotgotoschool.Asa resultpeoplewhoreachedamatureagebeforethistimehaveadifferentwayofbuildingshipsthan 3 thegenerationsafterthem.Therearestillafewmafundi oldenoughperformingtheshipbuilding professioninNungwiwithoutevertakingasinglemeasurement.FundiAliKikotiHayiofTubareki Shipyardisoneofthesepeople.About60yearsoldheisnow,asherunstheshipyardwithhis nephewfundiMakameMussaAli.Hehasbeenashipbuildersinceatleast1970andprobably earlier,butthisremainedunclear.Informerdaysheusedtobuiltmajahazi.HeevenwenttoOman intheearly‘70stobuiltoneforanArabthereandabout22yearsagohebuiltoneinTanga(onthe mainlandofTanzania).Nowitismainlymashua,althoughhedidbuiltthejahazithatiscurrently onthebeachinKendwa.Ontheshipyard,likeonmost,thereareaboutfourtoiveapprentices ofthefundi.Oneoftheseishisson,butmostoftheothersarenotrelated.Anyonecanbecomea shipbuilder.Itdoesnotnecessarilygofromfathertoson,asmightbeexpected.Ifaman(itwill neverbeawoman)decidestobecomeashipbuilder,hegoestoafundiandappliesforthejob. Thereisnoexperiencerequiredandwhenheisaccepted,helearnsforaboutsixmonthswithout payment,saveforalittlebitwithwhichhecanbuynecessitieslikesoap.Afterthat,hissalary increasesgraduallyuntilafterafewyearshecanworkmostlyindependent,althougheventhenthe fundimightstilldoafewcomplicatedthings.FundiAlihimselflearnedtheprofessionfromhis olderbrother,Makame’sfather,whointurnlearneditfromsomeonenon-relatedfromthevillage. Itseemsnevertohavebeenafather-to-sonprofessionforaslongasanyonecanremember. 2.2.2 Wood Differentkindsofwoodareusedandtheycomefromdifferentregions,liketheTanzanian mainland,KenyaortheneighbouringislandofPemba.Thekeelisusuallymadefromaverystrong andexpensivetypeofwood,asitisthebasisandtheirstpartofaship.Usuallywoodofthemkoko tree(Rhizophoramucronata)ispreferredforthis,whichisaso-calledredmangrovethatcangrow toaheightofupto20metres.Itisveryresistantagainstwood-eatinginsectslikewormsandthe Capricornbeetle,thatcancausebigtunnelsinsidethewood.Anexampleofthediligentlabourof thisanimalcanbeseeninigure2.3.Thispieceofwoodwasinitiallyusedforaframe,butaftera weekremovedagainfromtheshipandreplacedbyaproperone. Anothermuchsought-aftertypeofwoodandamangroveaswellismkandaa(Ceriopstagal). Thisisalsoveryresistantagainstattacksfromtermitesandotherlittleunwantedwood-craving critters.Thedisadvantageofthistypeisthatwithamaximumheightofabout7metresitdoesnot growverytall,soitishardlyeverusedforthekeel,butratherfortheframesorthestemandstern.A bitmorecommonforthispurposeismtondoo(Alexandrianlaurel)whichisalsoaverystrongtype ofwood.ThisisstillacommontreeinPemba,wherealotofwoodisbroughtfromtotheyardsin Nungwi. Mvinge(Casuarinaequisetifolia)orwhistlingpineisatreethatgrowstoalengthof7to 30metres.Originallyplantedaswindbreaksitisquitecommonandusedasfuelwood,polesfor 27 Fig.2.6Workingwiththeadze. Fig.2.7Thefundiweightsdownthekeel. Fig.2.8Attachingthestemtothekeel. Fig.2.9Measurementsofthestem-keelconnectionincentimetres. 28 constructionofhousesandsomepartsofaship.Ifnomangroveslongenoughcanbefoundtouse forthekeelorifthefundsareinsuficient,thetrunkofamvingeisused.Althoughitisconsidered byfaraninferiortypeofwood,itisoftenused. Woodcommonlyusedforframesismkomai(Xylocarpusgranatum),alsoknownasthe cannonballmangrove,whichgrowsplentifulinZanzibarontheseaside,howevernotinNungwi. Lovedbythebuildersaswoodforframes,foritisnaturallyverybentandcrooked,ascanbeseenin igure2.4. Mkungu(Terminaliacathappa),theIndianalmondtree,isoftenusedfortheplanking.It usuallyarrivesattheyardinplanks,alreadysawnbyatatimberyardinStoneTown. MchapiaTumbili(Pitechellobiumsamam)isaplentifultreeonTumbatuandusedalotin shipbuildingthere,inparticularforframes.Itgrowsonthetidallatsandspendshalfthetimewith itsrootsundertheseawatersurface(ig.2.5). 2.2.3 Thebeginning Constructionstartsassoonasthewoodhasarrived.Aswillbecomeapparent,thequalityand sometimestheshapeofashipareverydependentofthewoodthebuildersortheownercanget theirhandsonorcanafford.Thestartofaship’sconstructionisalwaysonthelowestpart:thekeel. Thisismadeofalongitudinalpieceorpiecesoftimber,extendingbeyondthestemandsternofthe 4 ship.Whenatreetrunkofapreferredwoodtypeandofasuficientlengthforthekeel(mkuku ) isfound,itisshapedtoanearsquarewithanadzeorshokainSwahili(ig.2.7).Thefundiandhis assistantsareextremelyskilfulwithanadze.Itisthemostfrequentlyusedtoolinshipbuildingand deployedforvariousjobs.Thinlayersorbigpiecescanbecutfromwoodenobjectstoobtainthe requiredshapesofallpartsoftheship. Atreetrunkwithadiameterof20-30centimetres,deliversakeelwithawidthofabout11 to12centimetres,provideditisthickenoughoverthefulllength.OnTumbatuthiswasobviously aproblem,somostkeelsusedinthebuildingofthemadauthere,haveasquaredbackandaround front.Thetreetrunksareoftentoothintomakeitsquareoverthefulllength,soitisleftasitiswith onlyalittlesmoothing,eventhoughthesquareshapeispreferred. Inmanycasesthetreetrunkisnotcompletelystraightandsometimesitevenisquite crooked.Thisdoesnotbotherthefundiintheleast,hesimplystraightensitoutwithasmuch weightsasneeded(ig.2.8).Itisplacedonafewshortpoles,about30to40centimetresabovethe ground(seealsoAppendixC-I).Thekeelneedstobesecuredtightly,asnottodisturbthefurther buildingprocess.Sometimesittakesadaytosetitupwithallthepiecesofwoodandbagsofsand toweightitdown.Itstayslikethisthroughouttheconstruction,astheweightsareonlytakenoff whenitisinishedandthekeelissecuredtotherestoftheshipandunabletobendbackintothe originalcurve.Theaveragelengthforamashuakeelseemedtobebetweeneightandninemetres, butlargeronesaresometimesordered. Afterthekeelissecuredinplace,thestempost(fashini)canbeittedon.Forthispurpose 29 Fig.2.10Cross-sectionsofthekeelasitisbeingshapedfromtree-trunktokeel.All measurementsgivenincentimetres. Fig.2.11Thesternpost,shapedfromonetimber.Left:lookingdown,right:viewfromstarboard,withthe sectionforthetransomplankingtakenout. Fig.2.12 Burningof theplanks. 30 scarvesaremadeinthekeel(seeAppendixC-II)andthefuturestempostiscutinaittingway(ig. 2.6and2.9).Beforethestemisfastenedwithanail,itischeckedthatitisinthesamecentrelineas thekeel.Thisisdonebyhammeringtwonailsinthekeelandthestemandplacingaropebetween them.Theropeiswettedwithbluepaintandhelddowntothewood,soitleavesaclearlineinthe centreoftheship.Afterbeingtightened,aplumb-lineishungfromit.Bymovingtheplumb-line backandforth,itcanbecheckedifthestemisinlinewiththecentreoftheshipandthekeel.Two polesthensecurethesteminplaceandarenailedtothestemforaslongasthehullisnotinished. Anailthroughthestemintothekeelthensecuresthepositionofthestem.Therakeofthestem variesbetween37°and40°forallmashua.Theredoesnotappeartobeaixedrulefortheangleand itdifferswitheverynewship. Thekeelandthestempostarenowprovidedwithtworabbetsontheupperside,thatare triangularincross-section(ig.2.10).Theseareusedtoitinthestrakes.Onthestemtherabbets initiallydonotrunuptothefulllength,butonlytothesecondstrake.Laterontheyareextended overalengththatcoversthefullheightofthehullplanking. Afterthisitistimeforthesternpost,strangelyenoughalsocalledfashini.Initiallythisis asimplepieceoftimber,rectangularincross-section,ittedtothekeelinasimilarwayasthe stempost.Withalengthofabout1.5metresitisaboutametershorterthanthestem.Therakeof thesternwiththehorizontalplaneisabout70°(seealsoAppendixC-III).Heretoo,theangleseems tobeestimatedmostofthetime.Thispieceofwoodiscutinarathercomplicatedshapeafter theittingandlining-outisdone.Asectionistakenoutintheaftsidetoaccomodatethetransom plankingandthelowerpartisshapedsothelowerstrakescanbeittedon(ig.2.11left).Onlythe fundiknowshowtodothis,asthiscomplexshapetakesanexperiencedtree-dimensionalinsight. 2.2.4 Theirststrakes Thebaseoftheshipisreadyforfurthermanufacturingnow. Thethreemostimportantpartsarestandinguprightandarecarefullylined-outinastraight centreline.Thelowerpartofthehullcanbeittedonnow.Thisirststrake,thegarboardstrake,is calledthemalikiandbasicallydeinestheanglethelowerhullhaswiththekeelandthebulgingof theship.Likealmostallpartsoftheship,thereisnopre-describedangleormeasurementsforthe garboard.Thefundiexplainedthatitalwaysconsistsoffourparts:twostrakes(oneonstarboard andoneonportside)whicheachconsistofafront(mbaombele)andaback(mbaoyanyuma)plank. Inmyopinionthisfour-partconceptprobablyderivesfromthenecessitytomakeastrakeoftwo parts,forfewsawnplanksarelongenoughtocoverthewholelength.Itseemstohavebecomeas traditionalwayofbuilding,withvalueappliedtothefour-part-garboard. Theirsttwopartstobemadearethefrontplanks.Thefore-endofsuchaplank(mbao)its verticallyagainstthestem,theaftendisalmosthorizontalatthemiddleofthehull.Theplanksare about2.5to3.5cmthickandstraightuponarrival,sotheyhavetobetwistedtoobtaintherequired hull-shape.Thismustbedonesimultaneouslyforstarboardandportside,toassuretheirsymmetry, 31 Fig.2.13The burnedplanksare lefttocooldown. Fig.2.14Acleattoholdthemalikiinplace. Fig.2.16Drawingaid. Fig.2.15Akisongoasanotherhelpfor shapingthemaliki. 32 asappliesforalllowerstrakes.Itisoneofthetasksoftheapprenticesontheshipyard.Theprocess ofshapingtheplanksisdonebytwotothreeoftheminteneasysteps: 1. Twoplanksaretakenfromtherack(notnecessarilyofexactlythesamelength)andthepart ofthemthatistobetwistedissmearedwithoil,overaboutalengthof1-1.3metres.Themen certiiedthiswas‘Mobil’-oil,butadmittedtheysometimesusekeroseneorcoconut-oilforthis purpose. 2. Thetwoplanksareplacedintwoslotswiththeendsthatarenearesttotheoiledparts,rightnext toeachother. 3. Ontheotherendalongpoleisattachedbymeansofaropeandashortstickonthe‘outside’. Thepolesareontheinsideandwillworkaslevers. 4. Oldmattingofcoconut-leavesareplacedunderneaththeoiledpart.Onotheroccasionsthey mighthaveusedothermeansofcreatingaire,thecoconuts-mattingmerelyhappendedtobe available. 5. Theireislitandtheoilstartstoboilafteronlyaminuteorso.Thisisshownbythesmall bubblesformingontheblackenedsurface. 6. Twolarge,heavypiecesofwoodarebroughtinandplacednexttothelongpoles. 7. Theireispokeduntilitseemstobeveryhot(ig.2.12). 8. Thepolesaresimultaneouslybenttotheoutsides,untiltheyareapproximatelyhorizontal.The smearedpartsoftheplanksareverylexibleatthispoint. 9. Theireisputoutbymeansofacanofwatercarriedfromthesea(nottheobviouslyingaround sand),afteritonlyburnedforabout5minutes. 10.Thepolesareropedtotheheavypiecesofwoodtoweighthemdown.Thewholeinstallationis lefttocooldownandcanstaylikethisforseveralhours,untiltheplanksareneeded(ig.2.13). Againtheangleatwhichtheplanksweretwistedwasanobjectofcuriosity,butthemenexplained thattheysimplyestimatehowfartheyhavetobendthepolestogetthedesiredangle.Itprobably doesnotmatteralot,aslongasstarboardandportsidearesymmetrical. Hereitmightbeinterestingtonotethatthenamesstarboardandportsidearenotusedin theSwahililanguage.Theysimplyuseleft(kushoto)andright(kulia)inmaritimecontextsaswell. Therearehowevertermsforwindward-sideandlee-side:demaniniandjoshini. Thenewlyformedplanksareheldagainstthelocationtheyweremadefor.Thefrontendis stillsquare,soithastobeshapedwithanadzetoittherabbetinthestem.Whileonemanholds theplank,anotherdrawsadiagonallinewithbluepaintwheretheplankistobecut.Afterthepiece hasbeentakenoff,theplankistemporarilyfastenedattheappointedplacetothekeel.Anessential aidforthispurposeisacleat,lattenedononesideandnailedtothestem(ig.2.14).Itstaysthere 33 Fig.2.17Placingandshaping thegarboardstrake. Fig.2.18Nailsonthe insideandoutsideofthe garboardstrake. Fig.2.19Workingwiththekeokeoonthemtepe(see Ch.apter1). Fig.2.21Aftbitana. Fig.2.20Forwardbitana. 34 foraslongathestrakesareworkedon.Anotheraidtoholdaplankiswithaclampatthefront endandattheaftendwithakisongo.Thislattermethodoftighteningaplankisfrequentlyused throughoutthebuildingprocess.Thenamekisongopointstothecleatorcleatsusedtogetherwith alashing,asshowninigure2.15.Thecleatcanbeturned,makingtheropeshorterandindoingso tighteningtheobjectstoeachother.Inthiscasetheropeontheendofthecleatistiedtoaweight, whiletheotherendofthewoodisnailedtothekeel.Theplankismadetoitintherabbetinthe keelandinthestem.Ifthisistoocomplicatedtherabbetsthemselvesareadjusted.Itisatrial-anderrormethodandeachtimetheplankistakendown,asmallpieceisslicedoffhereorthere. Whenthisisdone,afewnailsarehammeredthroughtheinsideofthegarboardstrakeinto thekeel,forjustaboutacentimetre,toholdittheretemporarily.Withbluepaintthefundidraws alineontheinsidewherethetimberistobecut.Thedeviceheusestoputthepaintonismade oftwosmalllatstickswitharopeandawedgeinbetween(ig.2.16).Thiswayitcanmaketwo parallellinessimultaneously.Bymovingitclosertotherope,thewedgeixesthedistancebetween thesticks.Thepaintthatisusedisanindigoblueone,importedfromIndia.Itisapowderthatcan bemadeliquidwithwater.Unfortunatelyitisexpensiveandsometimestheshipbuildershaveto resorttodifferentmeans.Theemptybatteryshellsthatarelyingaroundoneachshipyardtestifyin thisrespect.Theyareawarethepasteinsidebatteriesispoisonous,butusethemregardlessofthis knowledge.EmptybatteriesalwaysseemtobeinabundanceinAfrica. Thefundibevelstheedgesoftheplankswithanadze,ontheinsideandthefront(ig.2.17). Afterthisitismorepermanentlyfastenedbyhammeringthefronttothestemandkeelbytwonails fromtheoutsideandtherestoftheplanktothekeelfromtheinside(ig.2.18).Almostallholes wherenailsaregoingtobehammeredthrougharedrilledirstwithabowdrill(keokeo).Thisis anauthentickindofdrillandtheonlytypetheyuse.Itworkswitharopeonakindof‘bow’that ismovedsidewayswoundaboutarotatingpartandapartthatcanbeheldstillwhileapplying pressure(ig.2.19).Thedrillsusedareavailableinallsizesandsharpenedfrequently. Theironnailsthatareusedonallpartsoftheshiparenotmanufacturedlocally,butina neighbouringvillage.Theyareclearlyhand-made,astheirlengthvariesbetween10and15cm,with mostbeing13to14.5cm.Theirsectionissquare. Whenthetwofrontpartsofthegarboardstrakeareinplace,theaftpartsaredoneina similarway.Theonlydifferenceisthattheyhavetobeittedagainstthestern,sotheyarecutin anarcinsteadofoblique.Theconnectionbetweenthetwoisobliqueaswell.Theaftendofthe forwardplankiscutinthesamedirectionasthefront(forwardsup).Theaftplankismadetoit thisexactly.Thisisdone,aswithmosttimbersusedintheconstructionoftheship,byholdingthe partthatistobeshapednexttothepartthatisalreadyinplaceandmarkofftheparttobecutwith bluepaint(seealsoAppendixC-IV). 35 Fig.2.22Theframesandtheirmarks. Fig.2.23Akipandetomeasureangles. Fig.2.24Attachedtransomplanking. Fig.2.25Floorframesofaboti(left)andamashua(right). 36 2.2.5 Theframes Whilethegarboardisbeingmadeandixedinplace,thefundiiguresoutwheretheframesare goingtobe.Onlyhecandothisandheistheonlyoneontheshipyard.Thereisaspecialreasonfor that,whichhastodowiththewaymeasurementsaretaken.Asexplainedearlier,youngerpeople whowenttoschoolusetoolslikemeasuring-tapes,butolderoneslikethefundihavetheirown system. Frameshaveasortofaixeddistancebetweenthem,dependentonthesizeoftheshipand thepurposeitisgoingtobeusedfor.Fishingvesselshavearelativelylargerdistancebetweentheir framesthancargo-vessels,becauseitisbelievedthelatteronesneedtobestronger.Theishingships needtobelighter,sotheywillbefasterandeasiertohandle.Onthismashuathedistanceinbetween theframesvariedbetween17and29cm,withanaverageof20.2cm.Theframesthemselveshavean averagewidthof10.3cm(measuredinlongitudinaldirectionoftheship)andanaverageheightof 7.7cm. Foramashuathefundiusesthewidthofhisspreadhandtoappointtheappropriateframedistance.Thisparticularfundiwasarathersmallguyandsowerehishands,sowhenhespreads hisingersthedistancebetweentheframesmightbelessthanonotheryards.Healsohadavery peculiarwayofdeterminingthemiddleoftheship(inlength).Apparentlythiswastheirststep tobetakeninhisexpertopiniontodeterminewheretheframesweregoingtobe.Itlookedvery complicated:heusedthewidthofbothhishandsanddrewseverallinesacrossthekeel,startingat theaftend.Whenhearrivedataboutthemidship,itappearedtobeallwrongandhestartedagain, tryingtoerasewithaknifethebluelinesthatwerealreadyonthekeel.Hedidthisforaboutthreeor fourtimesbeforeitseemedtoberighttohim.Asuggestiontooneoftheonlookingmafundionmy partastowhyhesimplydidnotusearopeandfolditintotwohalves,wasmetwiththeremarkthat thefundialwaysknowsbestandisnottobedisturbedinhiswork.Intheoryitwouldbepossibleto determinehowlargethehandsofthefundiwhomadeashipwere,butinrealitythisisprobablynot veryreliable. ZanzibarwaspartofBritishEastAfricauntil1963,sotraditionallypeopleweretaught theImperialmeasurementsystem.Theolderpeoplestillusethis,eveniftheydonotknowthe numbers:aninchisthesameasathumb,halfafootisthebreadthofaistwiththedumbstretched, afootisthelengthofaforearmortwoistswiththethumbsstretchedandpushedagainsteach other. Eventually,thekeelisdividedinto24frameswithavariedspacingof15to18cmbetween them.Thefundicontinuestoworkonthe‘toggle-joints’orknee-pieceswhichconnectthestemand sternwiththekeel,whileinthemeantimetheapprenticesstarttocuttheirstframes.Allofthese timberscomefromthesamepileoftree-branches(seealsoig.2.4). Theheelkneesforthestemaswellasforthesternarecalledbitana.Theyareimportant piecesoftheoverallconstruction,fortheirpurposeistostrengthentheconnectionbetweenthekeel andtheverticalparts(seeig.2.20and2.21).Abitanaismadefromonepieceofcarefullychosen 37 Fig.2.26Transomwithhalf-frames. Fig.2.27Guidingropes. 38 timber.Thesidesaremadetoitinbetweentheportandstarboardsidesofthegarboardstrake. Againthisisatrial-and-errorworkingmethod.Whenfullyshaped,theyarenailedtothestemor respectivelythestern.Thebitanaagainstthestemisatthesametimethebasisforthe‘secondstem’, thatisgoingtobeplaceddirectlybehindtheactualone. Theirstfouroriveframesareputinafterthegarboardstrakeisinplace.Thesearenotfull framesyet,butonlytheloorparts.Theyareputinsothenextstrakecanbeadjustedabovethe garboardstrake.Astheshipislushbuilt,thestrakesarewithoutanoverlap. Thereareactuallytwokindsofframes(mataruma)inmostZanzibarconstructedships: masayaliandhaligamu.Thehaligamuareittedinirstandconsistofthreeparts:aloorframe 5 whichisU-orV-shaped andstarboardandportsidefuttocks(ig.2.22left).Tomakesuretheyare goinginattherightlocations,thefundiusesamarkforhaligamuandamarkformasayali(alsosee ig.2.22).Theyareplacedalternatinginsidetheship,butthemasayali(half-frames)havetohavea irmbasisofstrakesbeforetheycanbeconstructed. Thereareseveralreasonsforusingtwokindsofframes.Firstofalltheirregularityofthe branchesdemandsacreativeuseoftheavailablewood.Thisusageincreasesthechancetheyit somewhereintheship.Second,itresultsinamorestableconstructionbyirstconnectingthelower strakestothekeel(bymeansoftheloors)andthenconnectingtheupperstrakestothelowerpart oftheship(bymeansofthehalf-frames).Theprocessofshapingtheframesis,likeforexample withthebatina,repetitiveinthreesteps: 1. Theroughlyshapedpartisheldagainstthelocationwhereitisgoingtobeplaced 2. Withbluepaintthewoodismarked 3. Themarkedpartsarecutoffandshapedwiththeadze Thenitisheldatitsdesignatedlocationagainandtheprocessisrepeateduntilthereisa(near) perfectit.Atsomepointafterstepone,thesymmetryoftheframeischeckedbymeansofakipande (ig.2.23).Thislittletoolisusedtomeasureangles,byholdingitagainsttheframeswiththelat sideandreadinghowtheropewiththeleadfallstothescale.Itisnotdividedinto90°asmightbe expected,butinsteadhasnineunevenparts.Thereasonforthisdivisionremainedunexplained,but aneducatedguessmightbethattheanglescutintothewoodentoolaremerelytheonesusedmost oftenasthefundineverlearnedtoworkwithdegreesanywayoreitheritisaninaccuratereplicaof anotherone.Furthermoreitisveriiedthattheframemakesarightangletothekeelinthevertical plane.Aropefromthenailonthestem(orstern,dependingwhichframeitis)isstretchedirstto oneendoftheframeandthentotheotherandgiveanequallengthtobothpoints. Aftertheirstfewloorframesaremadetoit,theyareequippedwithtwotriangularcutson thebottomsidetoletwaterthroughandthennailedtothegarboardfromtheoutside(ig.2.25). Thenailsarenothammeredinwholly,sopotentialmistakescanbecorrected.Theconstructionis nowreadyforthesecondstrake,whichwillbemadeinasimilarwayastheirstone.SeealsostepsV andVIofAppendixC. 39 Fig.2.28Fourpairsofframes. Fig.2.29‘Second’or‘aft’stem. Fig.2.30Closingthehullfromthetop. Fig.2.31Lashingtohold upthestrake. 40 2.2.6 Hull,transomandmoreframes Asmentionedearlier,thesternposthasapiececutoutofittoitthetransomplanking.The transom,orchanda,usuallyconsistsoftwotofourhorizontalplanks.Thetimberfortheseisthicker thanthatusedforthehullplanking,about4-5.5cm.Thiscouldbearecentdevelopment,for whenbuildingabotithetransomneedstobealotirmertoholdtheoutboardenginethatwillbe attachedtoit.Atthemomentthedemandforlargerandheavieroutboardenginesisstillevolving theconstructionofthetransom.Somedivingcompaniesevenwanttwoengines,butthecurrent constructionisinsuficientastheboatsleak.Thefuturetransomswillasaconsequenceneedsome otherreinforcementthenmerethickerplanking,butatthemomentthishasnotdevelopedyet. Makingthetransomagainistheworkofthefundi.Forthecurveofthetransomheusesa metalrod.ItalreadyhasanS-shape,usedonthepreviousshipandthefundiadjustsitalittleto itthisone.This‘mould’isalsoaninsurancethatportsideandstarboardsidesofthetransomare similarlyshaped.Foreachtransomplankonesideisshapedirst,whereafterthecentreoftheship isdeterminedwithastripeonthewoodandtheothersidecanbedone.Whenallareinished, theyarenailedtothesternpost(ig.2.24).Aspaceisheldopenabovetheuppermostplankofthe transomthatwillbeilledwithanotherthickplankuponinishingtheship(seeAppendixC-VII). Ontheaftpartoftheship,thefundiisplacingtwohalf-framestostrengthenthetransom(ig. 2.26;AppendixC-VIII).Whenthesetwoframesareinplace,thethirdstakecanbeittedon,against thelowerpartofthenewtransom.Asawisusedtoeventheseamsbetweenthestrakes,whichwill makethecaulkingeasierlateron. Inthemeantimetheframesarebeingcutbythepair,toensuretheirsymmetry.Withthree strakesastrongbasishasformedthatcanholdthehalf-frames.Themakingofthesestrakestakes upalotoftimeandtwotofourapprenticesareworkingoniteverydayforatleasttwoweeks.It isaprecisejobthathastobedonewithcare,wherethethreestepsasdescribedwiththebitanaare performedoverandoveragain.Sometimesthemetalrodsareadjustedabittoitthisparticularhull andthefundi’sliking.Heholdsthelowerpartofthecurvedrodtothelowerstrakesandbendsthe verticalparttotherequiredhull-shape.Fortheportsideandstarboardhalf-framesthesymmetry ischeckedwiththekipandeandtheirpositionwiththerope.Theyarelooselynailedtothehull. Symmetryisalsocheckedbyholdingasticktotheupperendsoftheframesfromthecentrerope. Atthispointthethreestrakesareheldtogetherbymeansofclam-likeconstructionsor kisongoandsometimesoneortwolittle‘help-frames’andofcoursethefouroriveloorframes thatwherealreadyinplace.A‘help-frame’consistsofasimplenarrowplank,nailedtotwoorthree strakesatatimetokeepthemtogether.Everythingisbeingdonetoensurethewholeconstruction isstableduringthebuildingprocess.Thethirdstrakeconsistsofthreepieces,insteadoftheirsttwo strakeswhichwerebothconstructedoftwopieces.Thereasonforthisisthatthisstrakebendsmore thantheformertwo,beingtheirstonetobeattachedtoboththestemandthetransom.Theheads oftheplanksareplacedwithadiagonalseamagainsteachother. Theropealongthecentrelineisameasurefortheheightoftheframesandwiththatthe 41 Fig.2.32Schematicview ofthestrakesandtheir construction.Theyareall placedlushaboveeachother inverticaldirection. Fig.2.33Distributionofframesonamashua.Framedistanceandwidthistoscale. Fig.2.34FramesofashipinMkokotoni. Fig.2.35FramesofashipinNungwi. 42 depthoftheshipintheside.Twoadditionalropes–madeofcoconutibres–areattachedtothe nailsthatrunontheoutsideofthealreadystandinghalf-frames.Thesearenottightenedbutletto hanginanarch(ig.2.27).Theropeacrossthecentreisabout110cmabovethetopsideofthekeel, theropesoneithersideabout90cmamidships.Thelocationoftheirstfourhalf-framesisixedby littleribbonstiedtothecentrerope,whichcorrespondwiththeappointedmarksonthekeel. Theframesthemselvesareabout7.6cmor3”thick.Thismeasurementisixedwithalittle blockofsuchalength.Theblockisdraggedacrossthesideofaroughlypre-shapedframeanda bluelineisdrawnbesideit,topointouthowmuchhastobetakenoffwiththeadzetoreachthe requiredthickness.Whennearlyinished,theportandstarboardfuttocksareplacedoneuponthe othertoinspecttheirsimilarityvisually.Thecornersoftheupper-andinnersideoftheframesare cantedwiththeadzetoo.Thenewestandyoungestapprenticehelpsbyholdingtheframesinplace insidethehullwhiletheyarebeingcheckedonaccuracy. Fourpairsofframesareerectedevenlyspacedoverthelengthoftheship(ig.2.28).It appearstobequitecommontoputinfourorivepairsofhalf-framesandthencontinuingonother aspectsoftheconstruction.Theyfunctionasabasisforfurtherstrakes,asdothetransomandthe stem.Thebitanaorknee-piecebehindthestemisprolongedforthispurposewithatimberthat functionsasa‘second’stembehindtheregularone(ig.2.29;AppendixC-IX). Fromheretherearebasicallytwowaysofconstructingtheremainingpartofthehullplanking:fromthebottomuporfromthetopdownandthenclosingthemiddlelast.InNungwi andevensometimesinStoneTownbothmethodscanbeobservedsidebyside.Theirstmethodis amoremeticulouswayandtakesupmoretime.Itisusedwhentimeisnotanissueandaprettier shipisrequired.Moreattentioncanbereservedforindingplankswiththerightdimensionsand ittingthemabovetheformerstrakes.Theresultlooksbetterthanashipinishedwiththesecond method.AtTubarekiShipyardtheobservedhullwasbuiltbythesecondmethodandthisistheone describedbelow(ig.2.30;AppendixC-X). Thebottomstrakesthatarealreadyinplace,areapartofthehullthatiscalledthekitanda. Thisisthepartthatwillbeunderwaterwhentheshipisinworkingcondition.Thepartabovethe waterlineiscalledwahiji.TheseSwahilinamesrefermainlytothehullitself,orinotherwords,the strakesthatmakeit. Theuppermoststrake,itcouldbecalledthe‘sheerstrake’onashipsuchasamashua,isthe irstoneofthewahijitobemade.Twoplanksaretakenandfastenedagainstthehalf-frameswith theaidofkipande.Theseplanksarenotburnedtobendthem,theyaresimplybentbymanpower alone.Twooftheapprenticesworkwiththefundionthehull,whiletheotherskeeponcutting frames.Thetwoplanksoverlapinthemiddlewhiletheirfrontandaftendsaremarkedoff.The wholestrakeistakendownagainandtheendsarehewnintoshapetoitagainstthetransomand thestem.Likealltimbers,itneedstobechecked,soitisplacedbackup,heldbyalashing(ig. 2.31).TheaftandtheforwardplanksareprovidedwithanobliqueZ-shapedseam,butinstead ofconnectingthemtooneanother,anextrapieceisittedinthemiddle(ig.2.32).Fromherethe 43 Fig.2.36Makingstringersonthemtepereplica(seechapter1). Fig.2.37Makingstringersonamashua. Fig.2.38Stringersonamashua(left),withshelf(middle)andinishedonajahazi(right). Fig.2.39Beams underneaththedecks (a)andinishedwith forwardandaftdeck (b). 44 shipbuildersworktheirwaydown.Fourstrakesareattachedtotheframesbeforethebilgeofthe hullisreached,wheretheframesbendmost.Spacesleftopeninthesideareilledwithloosebits andpiecesmadetoitinthegaps.Remarkablynoneofthestrakesseemtobeshapedinauniform way. Alltheframesarereadyandittedinplace.Allareprovidedwithtwosmalltriangularcuts ontheundersidetoallowincomingwatertolowtothemidship.Thereitcanbebailedoutina smallopenspacebetweentheframescalledthengama.Someshipsareprovidedwithtwongama,a forwardandanaftspaceforbailing,dependingonwherethewaterlowsto. Theparticularmashuadescribedhas13half-framesintotal.Twelveofthesewereoriginally markedonthekeelandonesmalloneisplacedinthefrontoftheshiponthestem.Thehalfframesareinishedirst.Onlyafterthelastoneisinplacetheapprenticesstartonthefuttocks. Theirnumberwasonthisoccasionthesame,withonesmalloneonthestem.Thisishowevernota standardforeveryship.Onethatwasinishedbythesameyardthepreviousmonthhad28frames intotal,ofwhichthetwoaftoneswerehalf-frames.Thisresultedin15half-framesand13loor frames.Asketchofthetopviewontheholdofthisshipcanbeseeninigure2.33.Itseemsthat theamountofthetwotypesofframesisratherlefttocoincidence.Figure2.34showsadifferent exampleofthis.Here,abotiisunderconstructionwithallloorframesinthebow. Wheninished,theframesseemtobeagoodindicationofwheretheshipwasbuilt.Nungwi shipshaveframeswhichweremadewithmoreskillandattentionthanashipforexamplefrom ChakaChaka(onPembaisland)orMkokotoni(compareig.2.34withig.2.35).Theyallhadmore irregularframesandarougherinishing.ItmightbeoneofthereasonsNungwishipsandtheir buildershavesuchagoodreputation. 2.2.7 Stringers Likemostshipsthehullandtheframesaloneareconsiderednotstrongenoughinseaswithwaves wheretheshipistestedontorsion,shearandbendingforces.Hencedarumetiorstringersareadded ontheinsideoftheframes.Stringersarehorizontallyplacedpartsoftheshipthatcontributetothe longitudinalstrengthoftheconstruction. InZanzibarmostmashuahavesevenoreightplanksoneachsideoftheshipthatmakeout thestringers.Largershipslikethejahazicanhaveasmuchastenorelevenofthem.Thelowersix aresimilarinthicknessandwidth.Theirlengthvaries,butingeneraltheyareaslongaspossible, extendingfromsterntostem.Theirstonetobeputinisthelowestoneandclosesttothekeel.The sharpedgesaretakenoffwiththeadzebefore. Onesidehasapre-drilledholethroughwhichtheirstnailishammeredintoanaftframe. Thesrtingersarealsobentbyattachingthemtotheframeswithnails,liketheupperhullplanking. Thisrequiresalotofmanpower,asthewoodisirmandnotespeciallylexible,andleversand wedgesareusedagain(seeig.2.36,foreground).Thelowerstringerseemstobeputinasa referenceforthesubsequentones.Sometimesthesecondoneistheuppermostone,ascanbe observedinigure2.37.Usuallythesecondoneandtheonesafterthatareputinfromthebottom 45 Fig.2.40Atransversebeamwithhorizontalfore andaftknees(karva). Fig.2.42Ayardtemporarilylashedtogether (above)andpermanentlyfastened(below). Fig.2.41Oldmashuaonthebeachheldupwardsbyamagadi. Fig.2.43Ayardtemporarilylashedtogether(left)andpermanentlyfastened(right). 46 upwards,nexttotheprimairystringer,likefundiMohameddoesinigure2.36. Figure2.38showshowthestringerslookwhentheyareallinplace.Thesixthplankfromthe bottomistheonewhichsupportsthedeckplankingandthedeckbeams,asonthemashua(left).In thepictureontherightthereisanotherthickerandnarrowerstringer,orrathera‘shelfclamp’,used tosupportthedeckconstruction.Thatoptionisactuallyfarmorecommon.Anothertimberisused abovethedeckconstruction,thusconsitutingawaterway,andifthereisenoughspaceasecondone isadded. 2.2.8 Deckandbeams 6 Amashuausuallyhasafrontandanaftdeck .Exceptionally,thefrontdeckisleftoutwhenmore cargospaceisrequired.Thedecksaresupportedbyaconstructionofseveraltransversebeamsand theaftdeckbytwoadditionallongitudinalbeamsasshowninigure2.39a.Theselongitudinal beamssupportthedeckalongsideanopenspacingintheaftdeckplanking(ig.2.39b).Not continuingthedeckintheopenspaceresultsinapieceofthetransversebeamtobeexposed.Sailors usethebeamtotiethehalyard(heze)towhenthesailishoisted. Thenumberoftransversebeams(fundo)isdependentonthelengthoftheship.Onasmall mashuaitiscommontousetwolargeonesandtwoorthreesmalleronestosupporteachdeck.One ofthelargeonesisthemainsupporteroftheconsiderablylargeraftdeck,theotheronesupports theupstandingmast.Thebeamsaremadetoitinbetweentwoframesandplacedrestingona stringer.Anotherstringerisusedtoixthepositionofthebeam.Supposedlythebeamscontribute totheoverallstrengthoftheship,butsincetheyarenotfastenedverytightthisremainsdoubtful. However,reinforcementcomesfromknees(karva)appliedonthefront-andaftsideofthebeam. Thesearenaturalgrowntimbers,liketheframes,pickedtoittheirparticularpurpose(ig.2.40). Theyarenailedtotheframesaswellasthetransversebeamsandthusattachthebeamstothe frames.Ontheaftsideofthemast-supportingbeamanadditionalsmallerbeamisnailed,in betweentheknees.Thisonediscontinuesamidshipstoaccommodatethemast,likeinigure2.41. Themastistieddownwithropearoundthebeamandplacedinthemaststep(Ch.3.2.9).The beamsdonothavearegularpositionasitvarieswitheveryship,butaredependentontheamount andspacingoftheframes.Theirheightandwidthvaries,asthefundiworkswiththerawmaterials athand.TheobservedlargebeamsingeneralhadmeasurementsofHxB=14x15-16cm,with rounded-offedges. Thefront(stahambele)andaft(stahayanyuma)decksaremadeoflongitudinalplanks, nailedtothesupportingbeams.Plankingadeckstartsinthecentre,asthismakestheittingeasier. Spacesunderthedeckssocreatedareusedasastorageplace. 2.2.9 Fittings,inishingandaccessories Thebulwarkcanbeclosedbyarail7ontheuppersidewhichlooksbetterandiseasiertositon,but itisjustasoftenleftopen.Possiblyitischeaperthatwayandthespacingbetweentheribsisused forstoragespace,especiallywithmadauastheseoftenlackdecking. 47 Fig.2.44Aftseleman. Fig.2.45Forwardseleman. Fig.2.46Catheadforfasteningtheanchorrope. Fig.2.48Ahingedrudder. Fig.2.47Exampleofamashuarudder. 48 Toaccommodatethemastamast-stepisneeded,whichisaddedinafairlylatephaseofthe buildingprocess.Thestepismadeofonelargetimbermadetoitontheframesattheappropriate location.Sometimespiecesarecutfromthebottomofthewoodforabetteritbetweentheloors, butapparentlythisisnotanecessity.Aftandfrontendsareroundedoff,probablytoavoidpainful bumpingofthetoes,whilemovingaroundtheshiponbarefeet.Themast-stepissecuredinplace bysixtimbers,threeoneachsidethatarenailedtotheloorframesunderneath.Half-framesinbetweenneverseemtobeusedforthispurpose.Usuallythemast-stepcoversthelengthofive frames.Thesquareholewherethemastisgoingtobein,hastobejustaftofthetransversebeam whereitleansagainst.Decidingonthispreciselocationisthereforetheworkofthefundi.Theheel ofthemastitselfisroundedofforeasierhandling(ig.2.42). Thetidevarieswhenashipreturnshome,sosomeishermenbeachtheirboatfurtheroutto seathanothersdo.Closertoshoreispreferred,becausethentheishermendonothavetowadefar throughthewater.Onoutgoingtidestheshipsfalldryuponthesand.Topreventthemincliningto oneside,adeviceisusedcalledthemagadi(seealsoig.2.41).Thetransversebeamofthemagadiis laidacrosstheshipandoverthesides,directlyabovethetransversebeamforthemast,towhichit willbeattachedwithropesandnevertakenoffagain.Theendsofthemagadiareputthroughtwo poleswithholesinthemthatsupporttheshipinanuprightposition.Inoperatingconditionthe mastisropedtothebeamaswellasthemagadi.Thisresultsinatiltforwards,causingthetypical lookonthesailingdhows.Themastitself(mlingoti)isofashortandsimplenature:madefromone pieceof(mangrove)wood,nolongerthan6.5to7m.ontheaveragemashua.About18cmunder thetop,aholeiscuttoaccommodateasheaveforthehalyard.Thediameterofthemastvariesfrom about15cmonthelowerto11cmonthetopside. Amashuahas,likeajahaziandadau,alateenriggingwithjustonetriangularsail.Itis attachedtoalargeyard(foromali)andhoistedintotheshortmast.Thedimensionsoftheyardis whythesailissuchalargesize.Ageneralruleforthelengthoftheyardisthelengthofthekeelplus 8 threemetresextraforeandaft ,inthiscase13.10m.forakeelof7.15m.Itismadeofthreetimbers, theoneinthemiddlewheretheyardispulledupbeingthethickerone.Thepiecesarecutobliquely andpressedtogetherbytwoorthreetightlywoundropes.Atirstthesearetemporaryropestoforce theoftencrookedbutreasonablelexiblewoodintoastraightshape.Onlyafteraboutaweekthe piecesareropedtogetherpermanently,withtheaidofafewcountersunknails(ig.2.43).Onthe middlepieceahoistingeyeisittedonwhichthehalyardistied.Sometimesthecentreisreinforced byanextratimberwithaconcavesectionplacedontopoftheforomali.Incaseofasmallextra 9 timberitiscalledabakara andifitisarelativelylargeoneitiscalledamtoto,whichisthewordfor ‘child’inSwahili.Itisconsideredasortofababyoftheforomali. Theyardrestsontwosupports(seleman)whenitisdown,oneconstructedabovetheforward deckandonethatisplacedjustinfrontofthetransom.Theyaremadeoftwopolesnailedbetween theframeswithahorizontalbeamattachedtothem.Theaftselemanisshowninigure2.44,the forwardoneinigure2.45.Thelattersometimesfunctionsasasortofbollardfortheanchorline, 49 Fig.2.49Makingasailisasortofasocialevent. Fig.2.50Close-upofthestitching. Fig.2.51Anoldersailinaction. 50 butonmostmashuathereisacathead(mangili)forthispurpose(likeinig.2.46).Itisnailedtoa horizontallyplacedV-shapedpieceoftimberagainstthe‘second’stem.Somemashuaobservedeven lackedaforwardselemanandusedthecatheadforthepurposeasayardsupportaswell. Thelastessentialpieceofanyshipistherudder(sukani).Mashuahaveasimplehinged rudderwithahelmthatgoesthroughaholeinthemaintimber(ig.2.48).Thedimensionsofa mashuarudderaregiveninigure2.47.Itishungontwoironhingesattachedtothebackofthe stern. Whiletheconstructionoftheshipisbeinginalized,thesail(tanga)ismade.Thisisapretty straightforwardjobasitappearstobealatsail,withoutanyconsiderationsforthewing-effectaa costumaryonforexamplemodernEuropeanshipswithalateensail.Onanopenspacenearthe shipyardandthebeachropesarestretchedintoatriangle.Thenalargerollofcottonclothistaken androlleddowninstripsparallelwithwhatisgoingtobetheaftsideofthesail.Endsarecutoffto itwithinthetriangleofthestretchedropes.Thestripsaresewntogetherbyhandbyafewmen.It isquitearelaxedjobandtakesseveralhourswhilethemenchatawayatthelatestnewsandgossip. Theleftsideofthesailinigure2.49willbetheaftleechofthesail,therightsidewillberopedto theyard.Thelatteriscutobliquely,incontrasttotheunderside(ig.2.51)whichiscutstraight.The stitchingcanbeseeninigure2.50andisdonewithlargeneedlesandasingleinterlacing.Theedges arereinforcedwithasewn-inrope.Onthesidewheretheyardisgoingtobe,shortpairsofropes areattachedtofastenit.Onceinusethesailisusuallykeptontheyard,exceptwhenithastobe dried.Thecottonibresstretchoutwhenthesailages,causingthesurfacetobulgeandattributing toalittle‘wing-effect’.Thesailishoistedonthefrontsideofthemast,withthehalyardrunningover thepulleyinthemast-toptotheaft. Theinishedshiphasadisplacementofabout2to4metrictons,dependentonthedraft.The centreofboyancyislocatedabout4metresbeforetheaftsideofthekeel(seeAppendixB:stability calculations).Thedraftiscalculatedfromtheundersideofthekeel. 2.2.10 Caulkingmethod Whenthehulliscompletelyinisheditmustbemadewaterproof.Holes,howeversmall,mustbe illedwithcaulking.Forthisamixtureofcottonibresandcoconutoilisused,namedkalafati.Itis hammeredin-betweenthestrakesandotherpartsoftheshipbyseveralmeansittingnexttoeach other,usingahammerandachisel(ig.2.52).Performedwiththegreatestcare,itwillbearegular partofthemaintenanceoftheship.Abouteverysixmonthsthetaskhastoberepeatedtosecurethe impermeabilityofthehullandsincetherearealotofshipsinNungwi,thesoundofthehammering ofthekalafatiisacommonone. Theheadsoftheironnailswhicharehammeredintotheshipfromtheoutsidearetreatedas well.Here,amixtureoflimeandcoconutoilisused(lago).Thelimeisobtainedinlime-ovens(ig. 2.53)outoftheabundantcoral-andlimestone.Alime-ovenconsistofashallowholeintheground wherewoodisburnedtoobtainahightemperatureandasurroundingwalltokeeptheheatin.The limestoneisputontopoftheburningwoodandlefttoirefortwotothreedays.Afterthatitisleft 51 Fig.2.52Hammeringthekalafatiinbetweenthestrakes. Fig.2.53Anoperatinglimeoven. Fig.2.54LaunchingofadhowinNungwi. 52 tocoolforaboutamonth.Thesubstanceobtainedinthiswaycloselyresemblesslakelimeandasa consequenceisquitedangeroustotouchwithbarehands.Theheatedandcooledstonesarecrushed topowderforfurtheruse.Besidesitsusesintheshipbuildingindustryithasmanypurposes,for exampleonwallsofhouses. Adayafterthekalafatihasbeendone,thehullisilledwithwaterfromthesea.Itisleftlike thisforatleastadaytocheckifthecaulkinghasbeeneffective.Aholeonthebottomoftheship nearthekeel,nowclosedbyacork(ngorosi),isusedtoletthewateroutafteranyeffectiveleakshave beenmarked. Finally,aninfamoussubstanceisusedtotreattheoutsideofthehull.Itprotectsthewood fromshipwormsandthelikes.Thepreferredoilystuffforthispurposeiscalledsifa.Itisobtained byleavingashark’slivertorotinaclosedcanisterforseveralmonths.Besidesbeingverysticky,the stenchisunderstandablyquitehorrifying.Puttingtheshark-liveroilonthehullisthereforenotone oftheshipbuilder’sfavouritejobsandotherpeoplekeepclearoftheareawhentheyareworking withit.Itishoweverthemosteffectivewayofprotectingthewoodbutquiteexpensiveandthus sometimescheapermethodsareused.Anoldfashionedoneisblackeningthehullbyburningaire underneath,buttobeeffectivethishastobedonenearlyeveryweekandasitthinsthehullbitby bititisfarfromideal.Itismorecommonlyusedforthethickhullsofthengalawa’s.Paintisagood solution,butexpensiveandsometimeshardtocomebyintheregion.Properlydonealayerofpaint isaddedoverthelayerofsifa.Analternativeistreatingthehullwiththesamemixtureoflimeand coconutoilusedfortheprotectionofthenails,whichgivesitagreasywhitelook. 2.2.11 Thelaunching Allovertheworldthelaunchingofanewshipholdssomekindofceremony.InAfricatheextent ofthefeastaccompanyingthelaunchingdependsonthewealthoftheowner.Apoorowner,like acommonisherman,generallymeansasmallcelebration.Theshipispushedandhauledover rollingwoodenbeamsintothewaterathightidebyasmanypeopleasnecessaryfromthevillage. Afterwardstheyreceivesomefoodandadrinkfromtheownerfortheirefforts.Thewholeaction canbeoverbyasfewas20to30minutes. UnfortunatelyIwasnotsoluckyastoobserveanylaunching.TherewasoneinthetimeI wasthereandalthoughIwasinvitedtheeventtookplaceatsixo’clockinthemorningandthey declinedtoinformme.Ithadbeendelayedfordays,awaitingaconvenientmomentathightideand asittookthemonly20minutesitwaswelloverbythetimeIarrived.Iwashoweverexplainedthe procedureandgivenanideaofhowarichman’sshipissupposedtobelaunched.Thecelebration cantakeupmostofadaywithalotoffoodandsinginggoingon,withalocalwitchdoctor performingsomerituals.Thisisespeciallythewaytodoitwhenalargeshiplikeajahaziisinished. Someonewhoisrichenoughtoaffordoneofthose,certainlymustberichenoughtopayfora properlaunching.Atleasthalfthevillageispresentatsuchanevent,tojoininthecelebrationsand pushandpulltheshipontothebeach.Thismusthavebeenwhatiswaslikeonforexamplethe launchingoftheshipthatwasbuiltfortheGerman10(ig.2.54). 53 Fig.2.55Sideviewofabeachedjahazi(authorontheleftinthephotograph,standingbesidethehull). Fig.2.56Viewinsidethehold. Fig.2.58ArabianBoom(Al-Hijji2001). Fig.2.57Jahaziinthe StoneTowndhowport. 54 2.3 The jahazi Thedeinitionofajahaziisbasicallyacargodhowwithalengthupto20m.Theconstruction methodisinmanywaysverysimilartothatofthemashuadescribedabove.Thehullofajahazi seemstobebulkier11,whichistobeexpected,asitisbuiltforcargocarryingandnotforishing(ig. 2.55).Thefreeboard12isrelativelyhigheraswell.Tocarryaheavierloadtheframesareirmerand placedclosertooneanother(ig.2.56).Whereamashuahasanaverageframedistance13of20.4cm, onajahazithisisapproximately10.6cm.Theaveragewidthsoftheframes14arerespectively10.5 cmand17.3cm.Onthewhole,itcanbeconcludedthatonajahazithewidthoftheframesislarger thanthedistancebetweenthem,whichistheotherwayaroundonamashua. Thedifferencesstartatplacingtheorderfromthecustomer:insteadofstatingwhatlength theshipshouldbe,thegeneraldemandwillstatehowmuchcargoitmustbeabletocarry.Sothe tonnageisthebasicstartingpoint.Furtherquestionsofimportancecouldbe:whatkindofcargo willitcarryandwhatisitsbasicfunction?Someofthemareevendesignedasapassengership.In thepasttheselattercouldhavebeenslaves. Knowingtheamountofcargo,thefundiwillbeabletodecidehowlargeitwillhavetobe.No calculationsareusedhere,justexperience.Sincetherearefewjahazibuiltnowadays,theknowledge ofthingsliketheseareslowlydisappearing.InNungwionlyonejahaziwasbuiltinthepastyear.At thetimeoftheresearchonesmallonewasbeingconvertedintoamotorizedshipandanotherone wasinforrepairs. Therearetwokindsofjahazi:smallonesforshortdistancesandsmallcargoesandlargeones, orratherlong-distanceones.Whenaskedthefundiexplainedthatthebasicdifferencesbetween themarethatthelatterhaveatoilet,akitchen,apalm-leavethatchedroofandamastwithtwo halyardpulleys(ig.2.57).Theirstthreeareaddedtomakethelongerjourneysmorecomfortable. Extrapulleysaremerelyanecessitytohoistthemuchheavieryardandsail,thatgoeswithalarger ship. Thebasiclayoutisverysimilartothatofthemashua.Sincebothtypesarebuiltbythesame people,itisasimplematterofapplyingalargerscaletotheship’scomponents.Thelargestand mostconspicuouslyalteredfeatureistheangleofthestem.Onmostobservedjahazithisis65-70° ormore,whichisalotsteeperthanontheishermen’sships.Otherthanthatthereareofcourse smallalterationsonpartsoftheconstruction.Themast-stepforexampleisrelativelylongerand hasanadditionalholetoputinapole,wherethemastwillbeconnectedtobyalashingabovethe transversebeam.ThisconstructionisverywellknownfromArabiandhows(ig.2.58). Anothertypicalfeatureforajahaziisthebuilt-inwale,usuallypaintedinbrightblue,with whiteandredmarkingsontheends.Originallyintendedtoprotectthesidesoftheshipfrom damagebybumpingontoquay-wallsandotherships,itnowseemstobemoreofatraditional identitymarkerandornament. Onthebottomofthecargoholdtherewillbealoor,madeoflongitudinallyplacedplanks onsmalltransversetimbers.Thispreventsthecargofromslidinginbetweentheframes.Some 55 Fig.2.59DaubeachedatNungwi. Fig.2.60Rudderofadau,attachedtotheshipwithropes. 56 mashuahavethisaswell,whichmightbeconvenientduringtheishingasitmakeswalkingaround insidetheholdeasier. Ofonemeasuredjahazithemaindimensionswere:LxBxD=16.20x5.60x2.44metres.L islengthoverthestems.Thebreadthismeasuredatthewidestpointofthehull,aboutamidships, andisoverall.Thedepthismeasuredinthesideatthesamelongitudinalpointuptotheheightof themaindeck.ThismakestheL/Bratio2.9,theB/Dratio2.3andtheL/Dratio6.5.Onamashua thiswouldbeforexample:LxBxD=9.10x2.80x1.30m.L/Bratioisasaconsequenceabout3.2, B/Dis2.1andL/Dis7.0.Inconclusion,ajahazihasacomparativelylargebreadth,butthismight differwitheveryshipandthedemandstheywerebuiltby.Beingoutinopenoceanandcarrying cargomightaccountforthecomparativelylargerdepth,whichinturnprovidesforahigher freeboardandgreatersafety. Theyardthatgoeswiththisparticularjahaziis23.20minlength.Furthermore,itissaid thisoneisbuilttocarryaloadof1500cementbagsof50kilogramseach,fromthemainlandof TanzaniatoZanzibar.Thecostsofalargejahaziareatabout$40000,-,tentimesasmuchasthoseof anaveragemashua.Buildingittakesaboutivetimeslonger. 2.4 The Tumbatu dau Likethemashuathedauisaishingvessel.Itissaidtobealotfasterthanamashuabecauseofits slimhull.Themashuahoweverissaidtobestrongerandabitlarger.Despitetheseproclamations,it isalsosaidthatmadauventurefurtheroutatseathanmashuawhichcommonlystayclosertoshore. ItappearsthatmostpeoplefromZanzibaruseamashuaorangalawaforishingandallpeople fromTumbatuuseadau.Thehull-sectionsoftheformeraremoreU-shaped,whilethesections ofadauaremoreV-shaped.Onthewholethedauseemstobeofaveryolddesignandvirtually unchangedforatleast150years(asdiscussedinCh.2).Theyaremostcommonlybuiltonthesmall islandofTumbatu,althoughuponvisitingtheislandthisappearednottobethecasethewholeyear aroundastherewereonlythreeshipsinrepairatthatmoment. Adauisbuiltasalight,fastship,abouteighttoelevenmetresinlength.Themosttypical featurearethedoubleends.Theangleofthestem,again,seemstobeameansofidentityforthe typeofship.Oneoftheirstthinglocalslookatwhenidentifyingashipapartfromthesize,isits stemandtheangleithasrelativetothewater.Onadauthisnearlyalwaysis30°(ig.2.59).The angleofthesternisabout70°.Therudderisattachedtothesternwiththreeropes(ig.2.60), althoughonafewshipsironfasteningswereobservedandinthefuturethiswillnodoubtbecome morecommon. Noforwarddeckispresentandasaresultthefrontoftheshipseemsmorespacious(ig. 2.61).Noticeableisthelackofaselemanonthefrontandtheaftoftheship.Theyardsimplyrests onthesidesoftheshipwhenitisdown.Aftisroomforasmalltriangulardeck(ig.2.62),providing fortheonlyavailablestoragespace.Thehelmsmansitsonit.Thebulwarksarealwaysleftopenon thetopside,apartfromtheendswhicharereinforcedwithso-calledkasama.Thispieceoftimberis 57 Fig.2.61Insideofadaulookingforward. Fig.2.62Aftsideofasmalldau,topview. Fig.2.63Viewontheforekasama. 58 V-shapedontheaftside15andY-shapedonthefront(ig.2.63).Thefrontalsohasaverticalholeon theforemostendthroughwhichtheropeforthesail(joshi)runs. Somemeasuredmaindimensionsfortwodau’s:LxBxD=8.93x2.32x0.93m.and10.09 x2.66x1.06m.,withLbeingthelengthoverthestems.Forthistypeofshiptheratio’sare:L/B= 3.8,B/D=9.5-9.6andL/D=2.5.Again,tobeabletoassignmeaningtothesenumbers,theywillbe comparedtotheothershipsathand.Itappearsthatdespiteofitsnarrowlook,thedauisrelatively wideanditsdepthisless.AlltheshipsobservedinTumbatuhadthislimiteddepth,butonebeached inNungwihadheightenedsides.Onthisoneanadditionalstakewasaddedonthetopsideofthe hull.Shorttimbersofabout50centimetresinlengthwereaddedforsupportinbetweentheframes, asasortofshortframes(ig.2.64).Theresultoftheseextra13centimetreswasapparentlyjust enoughtoprovidethesafetyneededwhenoperatinginwavyseas. MadaubuiltinTumbatusometimeshadakeelconstructedoftwoparts.Treeslongenough tobuiltthemofonepiecearehardtogetaroundthere.Thetwopartsareconnectedbyanoblique seam.Asmanytreesaretoothin,keelsareleftroundonthefrontside.Ononeshipakeelofabout ninecentimetresindiameterwasroundon5/8partofthefront.Theaftwasmadesquare,asisthe preferredsectionforadauaswell. Mostmadauareblackenedbyburningtoprotectthehull.Inbusytimesthisisdoneevery Friday. Fig.2.64Extraframes. 59 FootnotesCh.2 1 Pluralformashuaismashua,forjahaziitismajahaziandfordauitismadau. 2 Thewordfundiisusedformany(usuallymale)occupations,like‘crafsperson’,‘expert’,‘instructor’,‘master’and ‘technician’. 3 Mafundiispluralforfundi. 4 SwahilinamesofpartsoftheshipwillmostlybeaddedbehindtheEnglishterminitalicandbetweenbrackets 5 DistinctlyV-shapedontheshipendsandalattenedU-shapeinthemiddlepart. 6 Thefrontandaftofamashuaareingeneralreferredtoasrespectivelythekidamuandthetezi. Arailisahorizontallyplacedplankthatformsthetopofthebulwarks(sides)ofaship 7 8 Sixmetresintotalofcourse,butitwasexplainedtomeasnotedabovewithsomeemphasisonthethreemeterremark. Abakaracanbeabout50to100cm,amtotoisseveralmetresinlength. 9 ThepicturewastakenfromtheGerman’swebsitewheretheNungwidhowisshownforsale:http://www.forceive.freese 10 ve.co.uk/boat/ SeethelinesplaninappendixA. 11 Thefreeboardisthepartofthehullinthesideabovethewaterline. 12 Theframedistancehereistheopenspacingbetweentwoframes. 13 Onamashuathisvariesbetween7.5and12.5cm,onajahazibetween15to20cm. 14 Onadauthefrontiscalledkidamuandtheaftiscalledtezi. 15 60 3 Sailing Ships in the Western Indian Ocean Inthepreviouschapteranoutlineisgivenofthesailingshipsastheyarecurrentlybeingbuilt inZanzibar.Theseshipsaresimilartobutnotidenticalwiththeshipsbuiltinotherpartsonthe Swahilicoast,inparticulartothetraditionalshipbuildingcenteroftheLamuArchipelago. InordertosayanythingaboutthemethodusedtoconstructshipsontheSwahilishores,the inluencesbyotherregionsthisareahashadcontactswithmustbereviewed.Themostinluential ofthesearetheArab1countries,withwhomthecontactsthroughthecenturieshavebeenvery intensiveintradeaswellasinculturalaspects. Similaritiesinshipbuildingofwoodenshipsoccurallovertheworldandevendispersedin time.Whetherthisistheresultofanevolutionaryprocess,diffusionorconvergenceisverydificult todetermine.Similaritiesarealwaystheretobefound,butitisprecarioustosayanything conclusiveaboutthese.Howcanbedeterminedwhethersimilaritiesaretheresultoftransitionsof techniquesinshipbuilding? Methodsofconstructingwoodenshipsmightdevelopfollowingthelogicalorderof assemblingtheparts.Thewaythesepartslookandareattachedtoeachotherisverydiverse. ExamininghowshipsareassembledinotherregionsoftheWesternIndianOceancangivecluesas tohowtheseareasaretechnicallyrelatedandhowtechnologymayhavebeentransferredfromone regiontoanother.AretheshipsinEastAfricasimilarinconstructiontootherregionstheAfricans cameintocontactwithinthepast?Theevidencecomesfromadiversityofsources:literary, iconographic,archaeologicalandshipmodels.Constructionofshipsinthosesourceswillbe examinedonbasicpartswhichcouldbeconsideredtypicalforaspeciictechnique: • Thekeelanditsconnectiontothegarboard,thestemandthesternpost • Thestrakes,theirconnectiontoeachotherandtothestems;lushorclinkerbuilt • Thestemandthesternpost;theattachmentoftherudder;thepresenceoffalseposts • Framearrangement • Thepresenceofstringers • Themast-steporkeelson • Thedecking • Transversebeamsandthwarts Theorderinwhichthecomponentsareincorporatedinthestructurewillbeexaminedaswell.Are theseshipsbeingbuiltshell-irst,makingan‘empty’hullirstandafterwardsillingitwithframes oristhecommonmethodmorelikelytobeskeletonirstastheribsshapethehull?Theorderof assamblycanbeanindicationofhowshipswereconstructedinthepast,aswillbeexplainedinthis chapter. 61 3.1 Arab ships, contacts and sightings MuchmoreisknownabouttheArabtradersandtheirshipsthanthereisfromthoseontheEast AfricansideofftheIndianOcean.Still,mostliteratureaboutArabshipsholdsnothingmorethana sighting,ameredescriptionoftheoutsideappearanceofthevesselwithonoccasionafewdetails. Actualdescriptionsofthebuilding-processandconstructionofshipsareextremelyrare. PrehistoricevidencefromMesopotamiadatesbackasfarasthethirdmillenniumBC,liketheSilver modelofaboatfromUrofc.2250BC(McGrail2001).Mostancientboatscanbeclassiiedasrafts, reedbundles,dugoutsorhidesboats.Theseso-calledprimitivecraftsarenotconsideredinthis thesis.Only‘constructed’plank-builtshipsandchangesintheirtechnologieswillbeexamined. Connectionsbetweenprimitivecraftsandsubsequentconstructionadditionswillbebriely mentionedonly. TheEgyptionrecord,datingbacktothespectacularindoftheCheopsshipofc.2550BC,will alsobeleftoutofconsideration.Thoughofaverycomplicatedsewnconstruction,evidenceofa wholeevolutionleadinguptothisbeautifulceremonialship,itisquitedificulttorelatetothe dhowswhicharethesubjecthere.Egyptmighthavegonethroughadifferentevolutionwithafocus ontheNileratherthanontheRedSeasideofthecountry. ByArabshipsandshipbuilding,theArabcountriesoftheArabianpeninsulatogetherwith KuwaitandtoalesserextentIran,IraqandPakistanaretakenintoconsideration.Theinhabitantsof thatregionconsitutedseafaringnations,theyweretradersincontactwithEastAfrica,whomigrated thereandwhomighthavehadanimpactonthelocalshipbuildingindustry. 3.1.1DescriptionsdatingfromRomanandGreektimes TheArabmerchantsandtheirmeanswerementionedasearlyastwomillenniaagointhePeriplus oftheEritreanSea.AccordingtotheanonymousGreekauthor,theArabswherepeacefultraders, tobefoundallovertheshoresoftheAfricancontinentasfarsouthasthetownofRhapta,near Zanzibar(Hourani1951).Evidentlytheytoo,sailedinboatsmadeofplanksofimportedteakfrom Indiasewntogetherbypalmibrerope(McGrail2001)andbuiltinOmana(Persia). MaterialevidenceofGreekandRomanmerchantstradingintheIndianOceancomesfrom coinsfoundallovertheIndiansubcontinent(Begley1991,Hourani1951).Duringtheirstcentury AD,thetradebetweenRomeandIndiawasatitsheight.ManycoinswithemperorNero’sheadon them(54-68AD)wererecoveredinIndia,datingfromthetimeofthewritingofthePeriplus. NaturalHistory,aworkbyPlinytheElder,publishedin77ADcontainedsomeinformation ontheshippingroutebetweenRomeandIndiaaswell,likethatofgeographerPtolemyClaudiusof c.155AD(Hourani1951).BythemiddleofthesecondcenturytheGreekshadagreaterknowledge oftheIndianOceanthanthewriterofthePeriplus.Theywerecoastingtheirsquareriggedvessels alongtheEastAfricanportssouthtowardsRhaptaliketheArabs.Africanproductsmadetheirway intotheRomanEmpiresincethereignofemperorMarcusAurelius(161-180AD):ivory,rhinoceros hornandtortoiseshells(Hourani1951,Casson1984). 62 3.1.2AGreekshipwreck NoArabwrecksfromGreekandRomantimesareknown,butitisinterestingtoreviewanancient GreekmerchantvesselfoundnearCyprusintheMediterranean.ThesocalledKyrenianshipwreck datesfromabout300BC(McGrail)andthereforepredatesthePeriplusbyafewhundredyears. Itneverthelessholdsafewinterestingconstructiondetails.Excavatedinthelate1960s,itrevealed morethanhalfofitshullwhichoriginallywouldhavebeenabout15metresinlength.Partofthe cargowaspreservedaswell:amphoraeandvariousotherobjects(Steffy1994).Thestrakeswere fastenedbymanymortise-and-tenonjoints,spacedquiteclose toeachother(Steffy1994,McGrail2001).Thegarboardplanks wereplacedontopofthekeel(ig.3.1)whichisremarkably differentfromthesubsequentcommonpracticeofplacing themagainstthesidesofthekeel.Theshipwasdouble-ended2, withtheslightlycurvedsternpostrestinghalfontopofthe keel(length:c.9.30m)strengthenedbyaseparateknee-piece. Thestemwasinitselfalargekneeconnectedtotherestofthe Fig.3.1Garboardwithmortise-andtenonjoint(Steffy1994,46). keelbyahookscarf(Steffy1994).Noframeswereattached tothekeel.Floorsandhalf-framesweremadefromnaturally growntimbersandplacedalternatingfromoneanother.The loorframeshadfuttocksplacedabovethem,notconnectedbutwithagapinbetween(ig.3.2). Thespacingbetweentwoloorframeswasapproximately50centimetresmeasuredcenter-to-center (Steffy1994).Allframeswerenailedtothehullplankingbydrivingthenailsthoughfromthe outsideandclenchedontheinside. Thegarboardstrakeconsistedoftwoparts,connectedbyadiagonalscarf,alsosecuredby mortise-and-tenonjoints.Theloorframeswereittedininarelativelyearlystagerightafterthe irstfewbottomstrakes.Thehalf-framesneededairmfootinginthelowerhullbeforetheycould beplaced. Theshipwasprobablysquareriggedandmanoeuvredbyasteeringoar,whichaccordingto Agiuswouldexplainwhyitwasdouble-ended(2002,134).Shipssupposedlyneededthespaceat thenarrowsterntoaccomodateasteeringoar. 3.1.3Pre-Islamictimesandearlymedievalwrecks AftertheRomanEmpiredeclinednotmuchiswritten abouttheArabsuntilIslamictimes(Hourani1951). TherearesomeChineserecordsofseatradebetween China,India,EastAfricaandSyriaandthereseems tobeseafaringamongPersians,Greeks,Abyssinians andSomali’s(alsocalled‘Barbarians’)butthereisno mentionoftheArabianpeninsula.Hourani(1951) Fig.3.2ConstructionoftheKyrenianshipwreck suggeststheremayhavebeenaneconomicdeclinein McGrail1994,150). 63 theregioninthe6thcenturyAD. OnlyoneshipwreckintheRedSeadatingtothisperiodisknown.Thisifteenhundredyear oldwreckwasfoundnearthecoastofEritreaandinvestigatedin1997(Petersen2000).Thesurvey wasinconclusiveasthesubsequentresearchwascancelledduetowarintheregion.Theoriginsand destinationoftheshipremainunknownsofar,butthesiteshowsgreatpromiseforthefutureonce theresearchwillbecontinued.Theship’scargoconsistedmainlyofByzantineamphorae,but unfortunatelynothingisknownabout itsconstruction. IntheeasternMediterraneanSea severalwreckshavebeenfound,among whichafewontheTurkishsouth-coast neararockylittleislandcalledYassiAda (Steffy1994).Onewreckdatedfromthe fourthcenturyAD.Ithadmortise-andtenonjointsliketheKyrenianone, thoughmorewidelyspaced.Itshowed analternatingpatternofloorsandhalfframes.Notmuchelseisknownabout it,butanotherwreckdatedfromabout 625ADismorecompleteandasaresult muchmoreinformative.Thelatterstill Fig.3.3ConstructionoftheYassiAdawreck;aandb:loorframes, hadthemortise-and-tenonjointsbut c:sectionwithfuttocks(Steffy1994,82). evenmorewidelyspaced.Thebuilding methodusingthistypeofjointswent outofpracticecompletelybytheearlyeleventhcentury. TheseventhcenturyYassiAdawreckwasa20metrelongByzantinewinecarrier,excavatedin theearly1960sbyProfessorBass.Theshipwasdouble-ended,againwithanalternatingframing pattern(ig.3.3).Theframeswerenailedtotheplankingfromtheoutside,butthenailsdidnot reachallthewaythroughtotheinside.Thekeelwasconnectedtothecurvedstemandsternpostsby Fig.3.4HalfmodeloftheYassiAdaship(Steffy1994,83). 64 ahookscarf.Akeelsonandceilingplankingwereittedontheinside(ig.3.4). Ship-constructionintheMediterraneanmaynothavehadinluenceonthewayArabs constructedtheirshipsnormaytherehavebeenanyconnectionordiffusion.Itcouldhoweverpoint toageneralbuildingpracticebaseduponalogicalassemblytechnique. Post-datingwrecks,liketheSerçeLimanione(1025AD)alsofoundsouthofTurkey,were differentinconstruction. 3.1.4EarlyCenturiesoftheIslam(7thto9thcentury) IntheseventhcenturyADtheIslamicreligioncameintoexistence.Withit,afrontierrosebetween theChristianNorthoftheMediterraneanandtheIslamicArabcountries.Thesewerethetwogreat religionsofthetime.IslamspreadfastacrosstheArabianpeninsula,thesurroundingcountriesand allthewayacrossNorthernAfrica,whileEuropefellintothe‘dark’earlymedievaltimes.Forseveral centuriestocomeArabsocietyprosperedandtheirculturedevelopedinmanydirections:travel, commerce,literature,geography,historyandwarfare.TraficbetweentheGulf,theRedSeaandEast AfricarevivedandArabsoccupiedthecoastsaroundthePersianGulf(Hourani1951).Incontrast toearliertimeswhentheGulfwasinfestedwithIndianpirates,theArabscouldtradefreelynow. DuringthereignoftheUmayyadcaliphs(660-749AD)andthe‘Abbasids(750-870AD)the ArabworldwasunitedwiththeexceptionofSpainandNorthernAfrica.Navalbases,shipyards, docksandshipbuilderswererequiredtofulilthedemandsofevergrowingmaritimeaspirations. ShipswerebuiltinSirafandBasrainMesopotamia(Hourani1951).Woodfortheseandfor houseshasalwaysbeenscarceintheregion,soteakwasimportedfromIndia,coconutwoodfrom theMaldivesandothertypesofwoodfromEastAfrica. TheArabsalsoimportedslavesfortheirlabourfromEastAfricaknownastheZanj (Trimingham1975),whichresultedinthegreatslaverebellionof869inMesopotamia(deVere Allen1993).Afterthattheslavetradecametoatemporaryhalt. NotmuchisknownabouttheshipstheArabssailedintheearly centuriesoftheIslam.Theymusthavehadquitealargenumber ofthem.Theearlyslavetradealoneprovidedsomanyslaves theirrebellionshookthenation’sfoundations.Woodmust havebeenanothercargotransportedbyseainlargeamounts, probablylikemanyotherutilitarianorluxuryitems.Neither indigenousnorEuropeanwrecksareknownfromtheWestern IndianOceanregionofthisperiod,buticonographicevidence isthecauseofmuchdebateaboutthesail. Sometimeintheearlymedievaltimes,oreveninthelate RomanEmpire,thesquaresailmadewayforthetriangularor ‘lateen’sail.Atypeoflugsailincludingashortluff3hasprobably beeninuseintheMediterraneanSeafor1700years(LeBaron Fig.3.5Pictureonthetombof Bowen1956).Thelateensailsupposedlyisalogicalresultofthe AlexanderofMiletus(Casson1996,49). 65 foreandaftsettingofthesquaresail(Brindley1926). Squaresailsarenotoriouslyunhelpfulwhensailingclosetothewind. Thereforetheupperhalyard(somesquaresailshadaloweroneaswell) wasbroughtforwardanddownandfastenedtothefrontoftheship, intheprocesscreatingalugsail.Thenextstepobviouslywastomake thesailandtheyardtriangulartoitthatpurposerightaway.Theluffis seenasaleft-overstepintheevolutionaryprocess. Althoughthelateenhasbeenthetypicalpointofrecognitionfor Fig.3.6Byzantineship (Brindley1926) dhowsintheIndianOcean,thereseemstobenoprooftheArabswere usingitbeforethePortuguesearrivedinthesixteenthcentury(LeBaronBowen1956).Iconographic evidenceforalateensailintheMediterraneanispossiblyasoldastheboatonthetombstoneof AlexanderofMiletus,fromthesecondcenturyAD.Theiconinigure3.5likelyshowsalateensail withaluff.RomanandGreekshipsareneverthelessmuchmorecommonlydepictedwithasquare sailwhichisthereforethoughttobethepredominanttype(Casson1996). ThepresenceofthelateensailasearlyasRomantimesintheMediterraneandoesnotprove theywereusingitbeforetheArabsdid.Itremainsunclearwhetherthetriangularsaildevelopedin thetworegionsindependentlyasthelogicalresultoftheuseofasquaresail,orifsomesortof diffusionalprocessistobeimagined.IntheMediterraneanthelateenfurtherdevelopedintoa triangularsailwithoutaluff(Hourani1951)asthepictureofaByzantineshipof880ADtestiiesto (ig.3.6). 3.1.5IslamicProsperity(10thto15thcentury) Someaccountsoftravellersbyseaareknownfromtheninthcentury,butfromthetenthcentury onwardsthegeographicdescriptionsofdistantcornersoftheIndianOceanappearedinwriting. ThismadetheArabsofthosedaysfamous.Inc.947thegeographerAl-Mas’udireportedasoneof theirsthisdescriptionofIndiaandAfrica(Hourani1951,Tibbetts1971,Trimingham1975).He notedthat“theseawaterintheIndianOcean4corrodesironandnailsgrowweak”(Hourani1951), addingtothemyththatallArabshipsweresewnandtotallywithoutiron.Atthesametime,this conirmstheyknewabouttheuseofnailsinshipbuilding.Hourani(1951)addedthatasimple shortageofironmighthavemadesewnshipsalotcheaperthantheirnailedcounterparts.Itcould bearguedhowever,theymightaseasilyhaveacquireditbytradingwheneverdesired. Otherauthorssoonfollowed,butasthedescriptionsofancientlandsaccumulated,notmuch informationabouttheshipstheytravelledwithwasadded.TheIslamexpandedtowardsthesouth fromEthiopiaintheninthcenturyalongwiththeuseofiron(deVereAllen1993)andinthetenth centuryEgyptgraduallyreplacedMesopotamiaasthecenteroftheIslamicworld. Inthetwelfthcenturytheworksofthefamousauthoral-Idrisiprovidedalotofinformation. Hewastheirsttomentiona‘jahazi’in1165ADasatradingvessel,althoughhedoesnotstateits location(Agius2002,97).Al-Idrisialsotellsofsmallwhalesbeingcaughtinallregionsofthe NothernIndianOceanandtheiroilbeingusedtoplugholesinaship’shull(Hourani1951). 66 Supposedlythissubstancepreventsattacksbyship-worms.Anothertwelfthcenturytraveller,IbnJubayr,notedcoatingofshipswasdonewithish-oilandtheshark’soilwasthebest. Fromabout1250onwardsmanySouthArabianArabs,mainlyfromtheHadhramaut5started tomigratetootherpartsoftheWesternIndianOcean(Martin1975).Thecauseswereprobably drought,faminesandseasonalloodsorpoliticalupheavals. AirsticonographicimageofanArabshipappearsinthethirteenthcenturyintheshapeof theHaririship(ig.3.7).Thisgives,tosomedetail,animpressionofwhatashipintheIndian Oceaninlatemedievaltimescouldhavelookedlike.Thefactthemerchantsonthevesselseemedto bePersian,andnotoriginatingfromArabia,couldbetheexplanationastowhytheshipisdepicted atall,asMuslimsnormallyavoidhavingtheirimageportrayed(Cuyvers2003).Oncloseinspection theshipseemstobesewn,shownbythelittleverticalpairsofstripesacrossthestrakesonthehull. Twoofthesailorsarebailing,whatconirmsthelastobservation,forsewnshipssupposedlyleaked allthetime(Sullivan1873,103). MarcoPolo,aEuropeantraveller,writesabouttheshipsheencountersontheshoresofthe IndianOceaninthethirteenthcentury6(Martin1978): “Theseshipsarewretchedaffairs,andmanyofthemgetlost,fortheyhavenoironfastenings,andareonlystitched togetherwithtwinemadefromthehuskoftheIndiannut.Theybeatthishuskuntilitbecomeshorse-hair,and fromthattheyspintwine,andwiththisstitchtheplanksoftheshipstogether.Itkeepswell,andisnotcorrodedby seawater,butitwillnotstandwellinastorm.Theseshipsarenotpitched,butarerubbedwithish-oil.Theyhave onemast,onesail,andonerudder,andhavenodeck,butonlyacoverspreadoverthecargowhenloaded.This coverconsistsofhides,andontopofthehidestheyputthehorseswhichtheytaketoIndiaforsale.Theyhaveno irontomakenailsof,andforthisreasontheyuseonlywoodentreenailsintheirshipbuilding,andthenstitchthe plankswithtwineasIhavetoldyou.Hence‘tisaperilousbusinesstogoandvoyageinoneoftheseshipsand manyofthemarelostinthatSeaofIndia.” TheHaririshiptestiiestomostofPolo’sremarks.Thepicturefurthershowsadouble-endedship withasternrudderandasteeringoar,alookoutinthecentermastwhichdoesnothaveasail,two (?)squaresailsonthefrontmastandagrapnelanchor(Hourani1951).Thepassengersseemedto belocatedonalowerdeckorinthecargohold.Asmallcabinisplacedinfrontofthecentermast. Thesailsarecontrolledbythemanwhoispossiblythecaptainandthreeorfourothersailors. Thesternrudderiscauseforanotherdebate.Whoirstinventedthesternrudder?Againthe possibilitiesseemtobelimitedtotheEuropeansortheArabs.TheArabsobviouslyuseditduring thethirteenthcentury,butJohnstoneandMuir(1962)pointoutthatMarcoPolomighthaveseen asteeringoar.TheyalsoclaimthatthesternrudderremainedunknownintheMediterranean untiltheNorthEuropeansintroduceditinthefourteenthcentury.ThenLeBaronBowen(1963) pointsoutthattheHaririshipwasnottakenintoaccountbyJohnstoneandMuirandthatitmight benotedtherudderontheHaririshiphangsonthesternbythreelashes.Thistypeofrudder attachmentwasquitecommon,especiallyamongsewnships.Thepracticeisstillinusetoday,asis visibleontheTumbatudaudescribedinthepreviouschapter.Thethirteenthcenturyvariantmerely differsbythelackofatiller.LeBaronBowen(1963)suggeststhemedievalrudderwasprobably 67 movedbyropes,butthishypothesisseemstolackevidencecompletely.Muir’s(1965)answerpoints totheoarseennexttotherudder,althoughherefrainsfrommakinganyfurtherstatementsabout it.InsteadMuirsuggeststheartistcouldnotpossiblybeasailorhimselfandfurtherstudyofthe Haririshipisneeded.So,adeinitesolutiontotherudder-enigmaremainsfornow7. Fig.3.7Hariri ship(Cuyvers 2003) 3.1.6EuropeanInterference ThearrivalofVascodaGamain1498intheIndianOceanhadalargeimpactonpeople’slivesthere andonthemovementsofthepeacefulArabtraders.Theyandtheirtradewereconstrainedbythe Portugueseinthesixteenthcentury(Martin1980)andlateronbyotherEuropeannavalpowers, althoughitneverstoppedthementirely.By1512thePortuguesehadtakencontroloverthewhole oftheEastAfricancoast(Martin1978)andhadstartedbuildingtheirownshipsontheIndian MalabarcoastandinPersia(Green19968).Itisgenerallybelievedtheyintroducednewshipbuilding techniquestotheregionwhichwereeitherpreviouslyunknownorunusedbytheArabs: Theuseofnails(Hornell1942,LeBaronBowen1949,JohnstoneandMuir1962,Adams1985, Prados1997,McGrail2001)isoftenmentionedasthemostinnovativechangeandtheonewiththe largestimpact.Arabscontinuedtobuildintheiroldshell-irstbuildingtradition,accustomedto 68 thembecauseofthesewnshipstheysupposedly usedforsuchalongtime.Thestrakeswere fastenedbynailsandtheframeswereputin afterwards.Green(1996)disagreesbyquoting Moreland9,whospeaksofanindigenousleet builtinGoa(India)in1509toattackthe Portuguese.Theyweredefeatedbythe Portuguese,whointurncapturedtheshipyards andlatermadeanaccountofindingnailsthere. Greenarguesitisunlikelythatonlyelevenyears afterDaGama’sarrivalshipswerebuiltwith nails,concludingtheyprobablyhadthemmuch earlier.Itispossiblethattheuseofnailswas simplynevermentionedbefore.Hawkins(1977) Fig.3.8Viewontheaftshipofthebatilmodel(Courtesy dismissesthematterbystatingthatthereisno oftheScienceMuseum,photobytheauthor). proofthatnailshavebeenintroducedmuch earlier.McGrail(2001)nuanceshisopinionby sayingtherecouldnothavebeenadirect transferoftechnologybecauselateifteenthcenturyEuropeanshipswereskeleton-irstbuilt anddidnotuseironnailstofastentheplanking. Justthe“boatscarriedbytheEuropeanships Fig.3.9SteeringgearonaballamaccordingtoMoore mighthavebeenshell-irstbuiltwiththeiredges (1920). fastenedbynails”. Thetransomstern(Hornell1942, LeBaronBowen1949,Hourani1951,McGrail 2001)isanotherelusivefeatureofArabships commonlyacceptedasbeingaPortuguese innovation.Green(1996)againdisagreesand statesthisisanEurocentricviewofevents.He examinedanatlasdatingfrom1519andfound Arabshipswerealreadyportrayedwithtransom sternsbythattime.Thisseemsaveryfast Fig.3.10RedSeabatello(Nance1920). adaptationofasupposedlycompletelynew constructiontechniquethatitcanbeconsideredunlikelyindeed,althoughnotimpossible.The ArabscontinuedtobuildmanyshipsliketheBoomwithoutasterneventothepresentday.Likethe useofnailstheseinnovationswereprobablyusedalongsideeachotheratleastfromthesixteenth centuryuntilthetwentiethcentury. LeBaronBowen(1963)andJohnstoneandMuir(1962)namethetillerasanotherEuropean 69 inventionintheIndianOcean.AtleastonsomeArabshipsthesternrudderwasmovedwithropes. Figure3.8showsthesteeringarrangementofabatilasobservedonashipmodelacquiredbythe ScienceMuseumin1929fromtheIndianMuseum.ThesamedevicewasirstdescribedbyPâris (Hornell1942,seeigure3.16)in184110,Moore(1920)observeditearlyinthetwentiethcenturyon adouble-endedballam(ig.3.9)andNance(1920)onaRedSeabatello11(ig.3.10). SeanMcGrail(2001)mentionstheheadsailasanewfeaturetotheArabs,alsointroducedin thesameperiod.Itisvisibleonthereplicaofamedievalbum12byTimSeverin(1985;ig.3.11), althoughthatwasmodelledaftersurveysandillustrationsofbumsinthenineteenthandtwentieth centuries. Alltheseinnovationsseemtobequestionable.Itisdificulttodetermineifanyofthemwill berevealedonawreckonceoneiseverfound.Nance(1914)examiningtheArabshipscametothe conclusionthat‘morethanhalfisEuropeanabouttheship’andidentiiedEuropeanfeatures everywhere.TruthprobablyisthattheArableetinthepastprobablywas,andstillis,ofavery mixedcompositionwithshipsofallsizes,shapesandfunctions,dependingonfactorslikedemand, overseasrelations(whichvariedthroughtime)andfashion.Thequestionremainswhetherthey wereallconstructedinasmanydifferentwaysaswell.Theoutwardappearancecouldbedifferent whileassemblymethodsarethesame.Thishypothesiswillbetestedbyexaminingtheconstruction indetail.DoconstructionsshowtheArabscopiedEuropeanshipbuildingtechniques?Orisit indeedjusttheoutwardappearancetheycopied?AreArabshipsconstructedinasimilarwayeven thoughtheylookverydifferent?Istherereasontobelievesomethinglikean‘Arabway’of constructingashipexistsandiswidelypractised? ThearrivalofthePortugueseintheIndianOceanmostlikelydidnotcausearevolutionin shipbuildingthereasHornell(1942)claims,butprobablymadetheArableetevenmorediverse. AccordingtoHourani(1951),withalltheevidenceputtogether,theArabshipsoflatemedieval timescouldbe ‘distinguished’bytwo features:themannerin whichtheplankswere sewntogetherandthe foreandaftsetofthe sails. Furthermore theseshipswere probablydouble-ended, asthiscouldmoreeasily accommodateasteering oar(Johnstoneand Muir1962,Prados Fig.3.11ThereplicaofanOmaniBummadebyTimseverin(McGrail2001,81). 70 1997).Thereishowever arisktheirsthypothesisdoesnotholdwhentested.TheArabwriters,likeotherauthorsmightnot havetakennoticeofshipsthatwereintheireyesmadeina‘normal’manner:nailed.Theymight onlyhavewrittendownobservationstheythoughtwereextraordinary.Typesofshipsnamedin medievalliteratureare:sanbuq(seeCh.3.1.4)asbeingasmallRedSeacraft,thejalbahandthe barijah(anIndianpiratevessel).Thezawraq,dunijandqaribarenamesofsmallboats(Hourani 1951).Theirconstructionisdescribedasakeelthatislainonthegroundandstrakesaresewntoit. Thereisnomentionofribs,butasHouraniremarkedmedievalshipsprobablywouldhavehad them,iftheyweretocrossanylargebodyofopenwater. 3.1.7ArabShipsseenbyEuropeaneyesinthenineteenthcentury Bythelateeighteenthandtheearlynineteenthcentury,descriptionsofnativevesselsseenby EuropeantravellersandtradersintheIndianOceanbecamemorefrequent.JohnEdyepublished hisdescriptionsofIndianvesselsin1833(Hornell1926,Hawkins1977),followedbyE.F.Pâriswith ‘Essaisurlaconstructionnavaledespeuplesextra-europées’in1841(Hornell1942,LeBaronBowen 1952,Hawkins1977,Agius2002),Guillainin1856(Guillain1856,Martin1978)andCaptain Sullivanin1873(Sullivan1873aand1873b,Nance1914).Therewereotherwriters13butastheyall merelyshowpicturesanddescriptionsoftheoutwardsappearanceofthesevessels,theonesstated abovewillbesuficientforageneralimpression. Theauthorsdescribedseveralships,givingthemnamesthatdiffered,butingeneralsupplying aninterestingperspectiveontheArabvesselsoftheIndianOcean.Someoftheseshipsmusthave madeafamiliarview,especiallyfrombehindastheywerechasedbypeoplelikeSullivan,whowere senttheretocontrolthebythenillegalmovementsofArabslaveships.Inhisamusing‘Dhow chasinginZanzibarWaters’(1873a)hegivesanaccountofyearsofwanderingtheWesternIndian OceanmakingsuretheArabsobligedtheEnglishrulesofanti-slavery.Intable3.1severalauthors andthetypesofArabshipstheydescribedaregiven. Author Periodofobservation TypesofArabshipsobservedanddrawn Edye 1820s? dow,baggalaorbudgerow Pâris 1830s? badan,garookuh,(sambuk,baghla)14 Guillain 1846-1848 bar’alla,zaarouka,chebar,beden Sullivan 1860s badane,bateele,bugalaordhow Table3.1 Atypeofshipnamedbyallofthem,althoughspelleddifferentlyeverytime,isthebaggala/ bar’alla/bugala/baghla.Thebaghlawasamajesticshiptoencounter,Hawkins(1977)calledit‘the aristocratofalldhows’.Villiers(1940)adoredtheseships,everytimehesawabaghlaonhisyearlongmonsoontripin1938-39.Heevenconsideredbuyingonejusttopreserveitastheirnumber wasdiminishingandtherewereonlyabout50ofthemleftinhisdays.Aspecimenhesawwas about200tonsandanastonishing50yearsold,whichmayhavebeenthereasonithadvirtuallyno passengers.Theytendedtoprefertherelativesafetyofanewerbum.Thebaghlaisthetraditional 71 Fig.3.12“Dow”aspublishedbyEdyein1833(Hornell1926). deep-seadhowofthePersianGulfandOman,withitsmostdistinctivefeatureanelaborately carved,transomsternwithseveralwindows15(Villiers1940). Hornell(1926)triedtounraveltheconfusionaboutEdye’sso-called‘dow’byexplainingitactually isabaghla(ig.3.12).Hawkins(1977)dismissesEdye’sdetaileddrawingasunreliablebecauseit shows‘chain-platesanddead-eyestosecureshroudsontheoutside’.HesuggestsallEdye’sdrawings weremostlikelymadefromadistanceandthattheywereprobably‘Europeanised’.Sullivan’s(1873) pictureofa‘bugalaordhow’showsashipwithalittledifferentbow,althoughthecarvedstem-head seemstobepresentinsomeform(ig.3.13).Italsoshowstwomasts,aquarterdeckandatransom stern,featuresagaintoberecognisedinGuillain’spicture(ig.3.14).Unfortunatelytheinformation abouttheconstructionisminimal.TheshipEdyecalledabaggalaisalsodismissedbyHornell (1926),forthisonemaybeabumasitisdouble-ended. ThebaghlaisrecordedashavingbeenbuiltinthenineteenthcenturyattheMalabarcoast,in Kuwaituntiltheearlytwentiethcentury(Agius2002)andinthe1930sinSur(Oman)(Villiers 1940). Oneothertypeofshipthatisnamedbyatleastthreenineteenthcenturyauthorsisthebadan /beden/badane.ThistypeisclassiiedbyAgius(2002)andVosmer(1997)asoneofthetraditional ishingcraftsofOman.Remarkably,itseemstohavelostitssailingcapabilityastheseauthors observeditwithoutasail.Vosmerstatesonlyfewremainnowadaysofthisdouble-ender,forthe badanwasmorewidelyspreadacrossthe Gulfatthebeginningofthetwentieth century.Itislush-built16withalongslim hullandadoublekeel,havinga‘sharp needle-nosesternandahighsternpost abouttentotwelvefeetabovetheground’ (Agius2002).Aninterestingfeatureisthe sewnconnectionbetweenthehull plankingandthestemandsternposts. Pârisshowedhisbedenbeingrowed(Agius 2002,102),butSullivandepictedalarge Fig.3.13AbaghlaaccordingtoSullivan(1873aand1873b) onewithalateensail(ig.3.15).Guillain portrayeditbeachedandestimatedtheir 72 tonnageatabout15to20tons. Comparedtothepresent-day variant,itusedtobemuch heavier.Furthermore,Pârissaw theplanksofsmallbedensbeing sewnwithcoirwhenhevisited Muscatintheirstquarterof thenineteenthcentury(Hornell 1942).Itwasthenemployedin coastaltradingandsometimes evenpassengertransportation Fig.3.14BaghlaaccordingtoGuillain(Martin1978,5). aswellasishing. GuillainandPârisseemtoagreeformostpartsof thegarookuhorzaaroukadespitethedifferenceinnames (ig.3.16).Itsmostoutstandingfeatureisthepeculiar waytherudderishandled.Itdiffersfromthebadanby theoverhangingor‘grab’bow,therakedmastwherethe badanhasaverticaloneandthefactthatitisfully decked.Thelatterpreventsthepresent-dayobserver fromhavingapeekontheframingarrangementand otherpartsoftheinterior. Fortunatelytheseimagesarenotallthatremainof Fig.3.15AbedenaccordingtoSullivan(1873aand thenineteenthcenturyperceptions.Sometravellers 1873b). broughtbackmodelsoftheshipstheyhadseen,some builtthesethemselvesandsomehad thesemodelsespeciallymadefor them.OntheoccasionoftheGrand ExhibitionofLondonin1851, severalmodelsofshipswere commissionedinBombayandsent overfromtheIndianOcean.Twoof these,calledtheArab‘Baghla’and theArab‘Piratedhow’togetherwith asomewhatmorerecentmodelof anArab‘zarûka’areinthe possessionoftheScienceMuseum inSouthKensington,London.They willbediscussedbelow. Thebaghlaondisplayinthe Fig.3.16Pâris’zaarouka(Hornell1942,28). 73 museumisasmallmodelwithoutmanydetails.Beingcompletelydeckedoverpreventsan examinationoftheinterior.Theoutsideisplatedwithsomekindofblackpaintedmetal.According totheaccompanyingnoteintheileofthemodel,itwasbuiltintheBombayDockYard.The anonymouswritermayhavebeenthepersontoorderorpickupthemodel.Thenotesstates: “Theycarrythreesuitsofsailsofdifferentsizes…ThebuglaisnowalmosttheonlykindofVessel,usedbythe Arabsfortradingpurposestodifferentports,astheycarryalargecargo…Thebottomofthebuglaispaintedover withamixtureoflimeandtallow,forpreservationagainstmarineinsects,butsomeofthemarecoppered… PrevioustothedestructionofthePiratesinthePersianGulf,intheyear1819,thePirateshadmanyofthis descriptionofvessel,someofwhichwereaslargeas500tonscarryingfrom10to14gunsondeckwhichmade themformidablevessels.” Theapproximatedimensionsofanoriginalbaghla,takenfromthemodelaregivenas:Tonnage: about300tons;lengthoverall120ft.(36.6m.);breadth25ft.(7.6m.);depth12ft.(3.7m.). Thepiratesthewriterspeaksofinhisnotearesaidtohaveusedabaghlafortheiractivities (Agius2002),buttheymayhavemodiiedthedesigntoaccommodatetheirspeciicneeds.The model17ofthe‘ArabPirateDhow’(ig.3.17)alsohasanaccompanyingnoteintheilewhichsaysit representsavesselusedbytheJoasemepirates,sailingfromtheWestcoastofRasJebel(Oman),at theentranceofthePersianGulf.ItwasalsomadeattheBombayDockYardpriortotheGreat Exhibitionin1850,butthetypesupposedlydatesfrombefore1819.Furtherinformationgiven states: “ThevesselisverysimilarinrigandhulltotheArabcargo-carryingBaghlas,exceptfortheverylongoverhanging counterabovethetransomsternwhichistheparticularmarkoftheseunusualcraft.Wheninchaseofanother shipthepiratesimpelledtheirvesselsbysweeps,sternforemost,steeringherwithalongpaddlefromthebow.On overtakingtheenemy,theyranthelongprojectingsternupoverthewaistoftheothershipandthenattackedby boardingoverthislongstern…Thelargestofthesedhowswasnotmorethan200tons.” Dimensionstakenfromthemodel:Tonnageabout110tons;lengthoverall106ft.(33.5m.); breadth21ft.(6.4m.);depth8.1ft.(2.5m.).Thescaleisnotedas1:18,whichmakesitquitea detailedmodelatabout1.80metresinlength.Themakerusedabeautifuldarkcolouredwoodand perfectedthemodelbyaddinglittleitemslikeirondoorhandlesandwoodcarveddecorations. Themodelhashatchesinthedecklargeenoughtoallowinspectionoftheinterior.Itshowsa seeminglyaccuratedisplayofframes,putcloselytogetherbythepair(ig.3.18).Theywerefastened tothehullbynailshammeredthroughfromtheoutside,withtheinternalendsofthenailsbent over.Inlongitudinaldirectionafewstringersandakeelsonwereplacedacrosstheframes.Itisnot clearhowtheframeswereconstructedandofhowmanypartstheyconsist.Ontheoutsidethekeel connectiontothestemandsternisreasonablyvisiblethroughthewhitepaint.Thestemisplaced ontopofthekeelprobablywithascarfconnection,thesternlookedlikeeitherafalseoneorsome kindofhookconnection. Therudderwashungontothesternpostbyonlytworopes,butthenthisismerelyamodel andtheaccuracyshouldnotbestressedtoomuch.Also,itisthemodelofanArabvesselmadein 74 Fig,.3.17Modelofthe ‘Arabpiratedhow’inthe ScienceMuseum (courtesyoftheScience museum,photobythe author). Indiaandthebuildingmethodmightbedifferentfromtheoriginalone.Atleastitwasmadeby someoneintheWesternIndianOceanandnotbyaEuropean,likesomeoftheothermodels(see Ch.3.3). Theexistenceofthesepiratevesselsbefore1800wasaccidentallyprovedbyNance(1914), whomanagedtoindadrawingbysomeonecalledE.C.datingfrom1795,althoughhedidnot recogniseitassuch. Finallythezarûkaisanicelymademodelwithascaleof1:18,butthemakermadeiteasyon himself.Theinsidecanbeviewedthroughagapinthedeckingwithoutthehatchcover,butonlyto reveal...anemptyhull.Thetopviewoftheshiphasthesuggestionofframes,buttheyareonlythe topendscutoffatdecklevel.Themodelrepresentsashipofabout1880andwasacquiredbythe museumin1929.Dimensionstakenfromthemodel:length70ft.(21.3m.);breadth18ft.(5.5m.); depth10.5ft.(3.2m.). 3.1.8ArabShipsinthetwentiethcentury AlargediversityofArabvesselsisdescribedbymanyauthorsin thetwentiethcentury.Itisneitherpossiblenornecessaryinthe scopeofthisthesistodiscusstheirtypologiesandappearancesin thefull.TheanswerstothequestionsaskedinCh.3.1.6andthe usefulnessofthisstudytothehistoryofAfricanshipslieintheir construction.Onlyafewtwentiethcenturywritersactuallypaid attentiontoconstructiondetailsofArabshipsandtheirbuilding process.Theiraccountswillbediscussedalongwithashort descriptionofandadistinctionbetweentherelevantvessels. 75 Fig.3.18InteriorofthePirateDhow model(courtesyoftheScience Museum,photobytheauthor). Hornell(1942)madetheirstattempttoclassifyArabships.Heputthemintotwomajorclasses: thosewithasquareorwithatransomtypeofsternandthedouble-endedones.Yajima(1976) didthesame,althoughhecalledthetwocategories‘baghlatype’(withtransom)and‘bumtype’ (double-ended).Ineachofthetwoclasseshefurtherdistinguishedtwosubclasses:oceangoing dhowsandcoastaldhows.TherearetwoproblemswiththeseclassiicationsasPrados(1997)points out:shipschangeaccordingtodemandsonthemarketandtechnologicaldevelopments.Thesanbuq forexamplewasbelievedtobeadouble-endedshipbeforethesixteenthcenturyanddevelopedinto atransomsternedvessellateron,onlytobetransformedbackagainthesecondhalfofthetwentieth centuryintoadouble-endedshipasHawkins(1977)hasseenit.AnotherexampleisgivenbyPrados (1997)himself.Hisstudyofthehuridiscussesavesselthatchangedfromadouble-endedoneinto onewithatransomduetoeconomicpressures,foranenginehadtobeittedinboard. Anotherproblemisthatsomeoftheseshipsusedtocrossoceansinthepastandarenow degradedtocoastalvessels.Manytypesreducedinsizeasaconsequence.Thispointstodynamic processesinshipbuilding.Navalarchitectsandship-buildersmaybenotoriouslyconservative,they stillhavetosubjecttocontemporarydemands.Shipsandpartsofshipsarethereforecontinuously beingadapted. Al-Hijji(2001)onKuwaitidhowsandAgius(2002)fortheArabianGulfandOmantry anotherapproach.TheirclassiicationofcontemporaryandinAgius’casealsohistoricalshipsison thebasisoffunctionratherthanappearance.Agiusaddshulldesignandsizetohisclassiication. Theirclassiicationsofdhowsareasfollows: Al-Hijji(2001) classiication Fishing warjiyyah,balamfudiri Agius(2002) classiication LargeOcean-going Deep-sea baqqarah,battil,shu’i,sanbuq, jalbut,pearlingbum baghlah,deep-seabum FishingandPearling Gulf-trade Coastaltrade Gulf-tradebum tashalah,hammalbashi Ships’boats,canoes andrafts Water-carrying water-bum Pearling types types baghla,Surighanja, Indo-Pakistanidhows, wardaw ghurab,battil,bum, dangi,chala sanbuq,za’ima,qatira, shu’i,jalbut,jahazi, badan,baqqara,shahuf, zaruka,balam keter,qals,mashuwwa, huri,dug-outbalam, shasha, irteh,wariyya,ramath Table3.2 ThebumseemstobeaverymultifunctionalvesselandaccordingAl-Hijjiithasnotchangeda lotasitspurposediffers.AccordingtoVilliersin1940,whosailedononeforaseason,thebum hastakentheplaceofthebaghlaasamoreeconomicshiptosailandoneparticularpopularwith Kuwaitis.Agius(2002,181)estimatesthereplacementofthebaghlabythebumtohavetakenplace somewherebetweentheyears1892-1927.Thesanbuq18likewisehasmultiplepurposesandisknown 76 aslargecargovesselanddouble-endedsewnishingboat(King-Webster1956).AccordingtoVilliers (1940)itissocommonaname,itsometimesisappliedtoallvessels,liketheEuropeanappliedthe worddhow. Noticeableintable3.2isthelargenumberofsmallervesselswhichcluttertheArabcoastsand aredifferentineveryregion. TheearliestindicationofhowArabsbuilttheirshipscamefromSirAlanMoore(1920).He givesinhisaccountthepictureofatwo-mastedsanbuqwithmostofthepartsnamedinArabic.Ina simpledrawingisexplainedthatthemastisfootedinashortkeelsonandthemastitselfisleaning forwardsagainstthemainbeam(ig.3.19-A).Ontheforwardsideofthebeamasmallsparis locatedandalashingbindsspar,beamandmasttogether.Theshipsseemstohaveafalsesternpost andacurvedstem.Thesternseemstobestandingonthekeelandthefalsesternpostisplacedatthe backofthekeelandsternpostput together.Thestem-keelconnection remainsunclear.Moorefurtherstates thattheframesareirregularasthey areunevenlyspaced,varyinsizeand inthenumberofpiecestheyconsist of(ig.3.19-B).Thereseemedtobe twotypesofframes,namedbyMoore ‘loorpieces’and‘illingpieces’.The questionisiftheywerereallyplaced soclosetogetherasdepictedorif thereshouldbealargerdistance betweenthem. Villiers(1940)tellsalivelytale Fig.3.19ArabshipconstructionaccordingtoAlanMoore(1920). ofeventsonboard‘his’KuwaitiBoom.Oneoftheveryfewoccupationssailorshadbesidespraying andeatingisthebuildingofsmalldhowsor‘ship’sboats’.Villiersdescribestheship’scarpenter buildinga16feet(4.9m.)shewe.Heirstputthekeelonabedofsmallblocksandthenattachedthe stempostandthestern.Twobottomplankswereaddedoneachsideshapingthemwithwedgesand lashingstotheloor.Thenheputintheribs:halfofthemirstandtheotherhalfwhentheplanking wasinished.Theboatwascompletelybuiltbyeyewithouteverusinganymeasurements.Tools usedwereanadze,twoIndiansaws,anIndianbow-drill,ahammerandaprimitiveplane. LeBaronBowen(1952)observedhowaSouthArabianhuriwaspromotedfromadug-out canoetoaconstructedshipbyincreasingthefreeboard.Nearlyallthesehurishaveraisedsidesby theadditionofabroadwashstrakeattachedtotheoutsideofthedug-out,connectedwiththe overlappingclinkerbuilttechnique.Anewhuriisirstburiedinthesandandilledwithwater inside.Leavingitinthesunforseveraldays,whilewettingthesandoutsidethecanoe,causesthe woodtosteam.Thesoftenedsidesarethenforcedoutwardswithsticksasfaraspossible.Slowly,the canoeispartiallydriedandthestrakesareattached.Afterthisseveralframesareaddedwhichare 77 notU-shapedasinotherregionswherethistechniqueispractised,buthalf-framesaddedinpairs. Atlastthesticksarereplacedbyaboutthreepermanentthwarts. LeBaronBowensappearstohavewitnessedtheirststagesinshipbuildingdevelopingfroma simpledug-out.EspeciallytheremarkabouttheribsnotbeingU-shapedseemsinterestingasArabs appeartobeverypersistentabouttheirhalf-frames. BasilGreenhill(1956)wastheonlywritermentionedherewhodidresearchinPakistan. SituatedhalfwaybetweentheArabcountriesandIndiaitispartofthesamemaritimespace. Greenhillobservedthebuildingofahora,whichispartofagroupofishingvesselsrangingfrom dug-outstoplanks-builtshipsmorethan20metresinlength.Greenhillexplainsthatalltheplankbuilthorasarebuiltbythesamemethod.Thekeel,usuallymadefromonepiece,islainontopofa seriesofshortpostsdrivenintotheground.Acurvedstempieceandastraightsternpostaresecured tothekeelbywhathecalls‘aratherlimsyjoint’,andoftentheyaresimplynailedtothetopofthe keel.Newloormouldsarethensometimesixedacrossthekeelandthegarboardstrakesareitted. Theyarefastenedtothekeelwithgalvanisedspikesdriventhroughtheedgeoftheplankinginslots cutoutinadvance,buttherestoftheplankingisjoinededgetoedgewithgalvanisedpegsorpins, putinholesdrilled2.5-5cmdeepintobothplanks.Duetoshortageoftimber,ahoraisbuiltup ‘jigsawfashion’.Plankingtowardstheturnofthebilgeisoftendonelast,forthebuildersapparently indthisthemostdificultpart. Theshipisbuiltcompletelyshell-irst,heldtogetherby‘shortlengthsofroughtimbertacked inplacehereandthere,asmayberequired’andstrutstosupportthehullinanadvancedstateof thebuildingprocess.Framesareaddedwhenplankingiscompleteornearlyso.Soft-ironrodsare benttoitandusedastemplates.Theamountofframesdependsonthebudget.Theyareusually laidalternately,startingamidships,fullframeswithloorsandhalf-frameswhichdonottouchthe keel.Oneortwoextralargebeamsareittedinandironstrapsareusedaswellaswoodenkneesfor extrastrength.Intheinalstagethehoraiscaulkedwithlocalcottonandvarnishedwithish-oils. Greenhillalsodescribesanothertype,thebheddi,whichheclaimsisdisappearing.Thisisa morecomplicatedshipandalthoughGreenhillhimselfneverwatcheditunderconstructionhe givesaveryinformativeconstructionplanandalinesplanoftheship(ig.3-20).Apparentlythe framingfollowsroughlythesamepatternasthehora’sbutitisunclearwhetherornotthebheddiis alsobuiltshell-irst.Greenhillpresumestheoriginsofthebheddiandthehoraarecompletely different,butsimilaritiesinsectionsandconstructionmayindicatethelatterwasinluencedbythe irst.Heconcludesbysayingthatedgejoiningwithinsertedframesisalmostuniversalintheriver andseaboatsofEastPakistan. Examininghisdrawingofthebheddimoreclosely,thesimilaritieswiththeEastAfricanbuilt mashuaseemtobenumerous:transom,keelwithascarfedconnectiontothestempost,alternating frames,deckingarrangement,mastandmast-step,andtheforeandaft‘rests’fortheyard. Ofcoursethereseemtobedifferencesaswell,likethewaythestempostismadeupand curved,theangleofthestern,theshapeoftherudderandthepossibilitythatthestrakesareedge- 78 joined. JohnstoneandMuir(1962)createaninterestinghypothesisbystatingcontemporaryArab shipbuildingtechniqueshavetheirorigininthesewnshipstheyusedtomakeinthepast.They describetheArabconstructionprocessasbeingdifferentfromtheEuropeanone.Afterthekeelis laidandthestemandsternpostareerected,thegarboardstrakesareittedintogroovesthathave beencutinthetopofthekeelandthesidesofthestemandsternposts.Fourmorestrakesoneach sidearebentintopositionandittedintothegroovesordeeprabbetsinthestemandsternpost, eachstrakebeingtemporarilyattachedtoitsneighbourbyastaple.Theysuggestthistechnique goesstraightbacktotheplanksixedtothe‘gunwales’ofdug-outcanoes.Nextakeelsonisplaced toclampdowntheinneredgesofthegarboardstrakesandforcethemmoreirmlyintothegrooves ofthekeel(ig3.21).Thenthenaturallygrownloorsareittedontopandnailedtothekeel.Floors arescarfedtofuttocksandformalternateframes,wheretheremainingframingdoesnothaveloors, butstopsatthekeelson.JohnstoneandMuirpointouttheadvantageofhavingtwotypesofframes isthatadjacentfuttocksarescarfedatdifferentplaces.Astringercoversallthescarfsoftheloors, anotherthescarfsofthefuttocksthatdonothaveloors. Inlargeshipsthespacebetweentheframesscarcelyexceedsthewidthoftheframes themselves,asframesbecomemoreimportantwiththeincreaseinsizeoftheship. JohnstoneandMuirfurtherstressthattermsusedinshipbuildingshouldbeconsideredaswell, statingthatwhenatechniqueisborrowedfromapeoplespeakingadifferentlanguage,theforeign termisusuallytakenoverwiththeobjectormethodadopted,sincenoothersuitablewordis available.ThisstatementcausesadilemmawhenstudyingEastAfricanshipbuilding,asnearlyall thewordsusedtherearepureSwahilianddonotmatchanywordsusedinArabicoranyother language!FollowingJohnstoneandMuir’shypothesisthisshouldmeantheSwahilineveradopted Fig.3.20DetailedconstructionplanofGreenhill’sdheddi(Greenhil1956). 79 anyforeigntechniques…ordidtheymerelyadjust andperfecttheiralreadyexistingmethodsbyapplying newertechnologieswheneverthesebecameavailableto them?Ormaybethereisanotherreasontoassumethe Swahiliinventedtheirownwordsfornewinnovations broughttothem?ItcouldalsobeJohnstoneandMuir, whenmakingtheirhypothesis,hadonlytheArabsin mindanditsimplydoesnotapplytotheSwahili.In anycase,theconnectionbetweentermsthatsoundor Fig.3.21Arabconstructiondetails(Johnstone andMuir1962). lookalikeshouldnotbestressedtoomuchoratleastbe handledwithcaution. Yajima(1976)showsinhispaperthedrawingofan entirelysewntypeofsanbuq,thesanbukzarui.Thedescriptionoftheconstructionmethodis minimal,butthedrawingsareinformative.Itshowsavessel8to12metresinlength,usedfor sardinesishing.Hull,mast,ropesandrudderareallmadefromproductsofthecoconuttree.The rudderissmallandtriangularandmovedbyropes(ig.3.22b).Aframeseemstoconsistofthree parts:aloortimberandtwofuttocks,allsewntothehullplanks(ig.3.22c).Ofthe16or17frames, sevenareittedwithbroadthwarts,usedasbenches.Thestempostandthesternseemtobeplaced ontopofthekeel(ig.3.22aandb). Thebuildingofasmall19sewnsanbuqinYemen,aswitnessedbyLeBaronBowen(1952)was describedbyPrados(1991)whointerviewedpeopleaboutthesubjectsincethistypeofvesselwas nolongerbeingbuiltatthebeginningofthe1990s.Thesanbuqwaslushbuilt,theplanks connectedwithlashingsafterobliquelydrivenintreenailssecuredatightit.Thestemandsternpost werenarrowerthan thekeelwhichwas taperedattheends tomakethe connection. Thegarboard strakewasplacedin aspeciallyshaped rabbetandthen lashedtothekeel (ig.3.23).Itwas thenconnectedto thelowerstrakes withatypeof Fig.3.22Detailsoftheconstructionofasewnsanbuq;a:bow,b:sternwithrudder,c: sewn-inframewiththwart(Yajima1976). 80 fasteningtechnique similartothatused intheconstructionofthemtepeinEastAfrica(Prados1991).Abovetheturnofthebilgethetypeof stitchingchangedintocontinuedandsinglelashings.Thisisaninferiorsewingmethodasitisless secureandwatertight,butitsavestime.Strangelyenoughthestemandsternpostwereattachedafter thecompletionofthehull.Theplanksofthehullweremadetoitagainstthepostsandfastenedby stitchingfromtheoutside.Theframescouldonlybeinsertedafterthehullwasinishedastheir presencewouldotherwisehaveinterferedwiththestitching.Theywereattachedtotheplankingby singlelashings.Itisnosurprisetolearnthereweretwokindofframes:irsttobeputinwerethe half-framesandsecondlycametheloorframeswiththeirfuttocks(ig.3.24).Pradosremarksthis wayofframingpreventedpotentialstructuralweaknesses.Theconspicuousaspectaboutthis buildingsequenceisthatapparentlyinthissewnshipthehalf-framesareputinirst,whereasina nailedconstructiontheloorframeshavetobeirst.Logically,itdoesnotmatterwhichframesare putinirstorlastinasewnship,asitprimarystillisashell-irstbuildingmethodandtheoutcome staysunavoidablythesame. Forinishing,twoorthreethwartswerefastenedbyalashingtotheframesandamast-stepwas placedforwardofamidships.Asthesanbuqsaremoreoften beingmotorised,alittletriangulartransomsternisaddedto accommodatetheengine. ThesanbuqwasknowntobeoneofthefewshipsoftheWestern IndianOceantobeittedoutwithasquaresailinrelativelyrecent times.This,incombinationwiththesewingtechniquebelowthe waterline,musthavebeenthereasonforAgius(2002)tostate Fig.3.23Garbaordinrabbet (Prados1991). inhisforewordthatthedhowsofEastAfrica,theYemenand Hadhramautformatypologytogetherandareinmanyways differentfromthoseoftheArabianGulfandOman.Agiushimself unfortunatelydoesnotmotivatehishypothesis. TheconstructionoftheextinctOmanikambari,asdescribedbyVosmer(1997)proves otherwise.ThisvesselseemstoberelatedtothebedenoftheSomalicoastthatChittickdescribed (1980a).StudyingtheremainsofoneintheExeterMaritimeMuseum,hecametotheconclusion theconstructionstartedwithcuttingrabbetsinthekeel,inwhichthegarboardplanksareplaced andfastenedbylashings(ig.3.25).Thesewingiscontinuous,goingfromoneendofthekeeltothe otherandback,similartowhatPrados(1991)described.Thenextstrakesareallfastenedby lashingsandobliquelydrivenindowels.Thehoodendsoftheplanksaresewntogethertowhichthe stemandsternpostare addedlater.Several framesandthwartsare ittedinandlashed throughadditionalholes madeintheplanking. Fig.3.24.Framearrangementofasewnsanbuq(LeBaronBowen1952). 81 TheKambariwasmainly adouble-endedrowingboatmadeof mango-woodandtheoneVosmer examinedwasabout9metresinoverall length. Theconstructionofabadan (Vosmer1997)belongstoanother traditionwhichseemsmoretypicalfor Omanasissuggestedbystudiesofother typesofvessels.Badansrangeinsize from10to14metres,witha2.1to2.6 metrebeamandadisplacementof2to3 Fig.3.25Keel-garboardconnectiononakambari(Vosmer1997). tonnes.Ithasafalsestemandahigh Thesecondstrakeisconnectedwithanobliquedowel. pointedinsometimescalledfashinon thestern.Theendsofthehullplanksaresewntothesewiththeforeendhavingthe‘true’stem placedontheinside.Half-framesandloorswithfuttocksscarfedtothemwithshortangledjoints, areplacedalternatinglywithaspacingofabout30cmin-between.Thispatterndiffersattheendsof thevessel,whereonlyhalf-framesareittedin,aswellasjustafterthemast-step,wheretwosetsof half-framesareplacedtofacilitatebailing.Onlytheheadsofthehalf-framesareletintomortisesin thecap-rail.Thefuttocksapparentlystopunderneath.Thelowerplanking,liketheupperone,has strakeswhichrunthefulllength.Atthechineinthemiddletheplanksareshorter,whichmakesit conceivablethatitwasthelastplacetobeilledup. Themostexcellentrecordofshipconstructiontomakeallothersredundantcomesfromdr. Ya’qubYusufAl-Hijji(2001),whodescribedindetailandlavishlydecoratedwithpicturesand drawingsthebuildingprocessofaKuwaitibum.Inshorttheprocessfollowsthefamiliarstructure oflayingthekeelirstandcuttingoutgroovesinthetop.Thestemandsternposthavesimilar groovesandareplacedontopofthekeel.Thestemandsternareconnectedbytenonjointswitha scarfcutoutinthekeel(ig.3.26).Thegarboardstrakesarethenplacedinthegroovesandcarefully bendintoshape(ig.3.27).Akeelsonisplacedontopofthekeelexactlyinthewaydescribedby JohnstoneandMuir(1962).Otherplanksofthehullareadded,temporarilyheldinplacewithcleats asshowninigure3.28,wheretheshiplooksalotlikethehoraGreenhill(1956)described.The Fig.3.26Keel-to-sternconnection (Al-Hijji2001). Fig.3.27Shapingthegarboards(Al-Hijji2001). 82 masterbuilderdividesthekeelintothreesectionsandmarkstheplaceswheretheframeswillbe ittedontheoutermoststrakes.Threekeyframesthatdeterminethehullshapewillbeplacedirst, whicharehalf-framesthatreachuptothesheer.Theirshapeisbasedonlatirontemplates.Vshapedloor-framesareixedinpositionandmorekeyribsareittedinnext(ig3.29).Alltheloorframesareinishedandtheplankingcontinuesuptothewaterline.Plankinguptothegunwaleis inishedsimultaneouslywiththefuttocksabovetheloorframes.Thestingersareittedinanda mast-stepcoveringsixframesisplaced.Deckbeamsareplacedtosupportthedecking,connectedto thehullwithknees. Theinishingofthislargevesselisquitecomplicatedstillandwillnotbegivenhere,butthe resultisameticulouslyconstructedandbeautifullydecoratedwoodencargoship. Agius(2002)describedasimilarsequenceofeventsasheobservedthebuildingofabumin Qatar.Hementionedtheittingofakneesupportingthekeel-to-stemconnectionforeandaft.In Al-Hijji’saccountitwasaverysmallknee,supplementedwithlargeverticalblocksoftimbers.The differenceheremightbeascribedtothesizeoftheships,althoughthisremainsuncertain. RemarkablyAgiusalsonotedthemasterbuilderdividingthekeelintothreeparts,butthe Fig.3.28Additionalhullplanking, heldinplacewithtemporarycleats (Al-Hijji2001). Fig.3.29Basicframingpattern (above)andtemporaryframe templates(Al-Hijji2001). 83 afterwardserectedwoodenkeyframesaretemporarytemplatesreplacedafterwards.Thepermanent oneswillbecopiesoftheseaseachmasterownshisparticulartemplateswhichheusesrepeatedly. 3.1.9Arabshipbuildingreviewed AsfarasdetailsinArabshipconstructioncanbetracedback,whichapparentlyisnofurtherthan aboutthe1910s,theArabsseemedtohaveusedbuildingmethodswithseveralrecurringaspects.In generalcanbeconcludedabouttheassemblysequenceandbuilding-practices: 1. Thekeelhasrabbetsforthegarboardstrakesontop. 2. Afterthekeel,thestemandsternpostsareerectedandplacedontopofthekeel,usually connectedwithahookscarf. 3. Thegarboardstrakeisplacedintherabbetsonthekeel,possiblybentintoshapeafterwards. 4. Akeelsonmightbethenextparttobeadded,tosecurethegarboards,althoughitis conceivablethiswasnotacommonpractice.Onoccasionsitmighthavebeenleftout. 5. Afterthegarboard,otherplanksofthelowerhullareadded,alongwithafewtemplatesor key-frames. 6. Furtherplankingofthehullandittingofframesintheinteriorisdonesimultaniously.The processcannotbeclassiiedaseithershell-irstorskeleton-irst. 7. Floor-framesareplacedirst.Thenhalf-framesinbetweenandfuttocksabovetheloors, fasteningthehull-plankingasconstructionprogressesupwards. Themethodsdescribedabovemayhavehadtheiroriginsinthebuildingpracticesofsewnships. Sewnshipsusedtobemuchmorecommon,althoughitisallbutcertainthatArabsdidnotuse nailsinshipbuildingbeforethearrivalofthePortuguese.Sewnshipsweremostlikelyalwaysbuilt shell-irst,forotherwisethestitchingwouldhavebeeninterrupted.Whenthispracticechanged andtheplankswerenolongerheldtogetherwithstitches,themostconvenientwaytobuildaship wasbyfasteningtheplankstotheframesintheprocess.TheexamplesoftheKyrenianshipwreck andtheseventhcenturyYassiAdawreckseemtoconirmthattheArabmethodofframingisa convienientwayofconstructionashipratherthantheresultofdiffusionalprocesses. ItseemsthattheArabshadtheirownuniquewayofsteeringashipwitharopingsystem,as noticedbyseveralobservers.Itishoweverstillconceivabletheyusedothermeansofmanoeuvringa shipaswell. TheirtypicallateensailhasdeinitelybeentheArabtrademarkforatleastivehundredyears. Thepresenceofatransomsternonsomeshipsisaselusiveaseverandwithoutstating anythingdeiniteaboutthat,itmerelyseemstoconirmthegreatdiversityinArabshipdesign. 84 3.2 India and Sri Lanka BringingIndiaintothecomparisonmakestracingtheoriginsofnavaltechniquesintheIndian Oceanevenmorecomplicated.IndiaformsanimportantpieceoftheIndianOceanculturalpuzzle. Itsgeographicalmoreorlesscentralpositionmadeitatransitionalharbourforcommoditiesaswell asculturalandtechnologicalaspectsinthepast.Thesub-continents’coastlineborderstheArabian seainthewestandtheSeaofBengalintheEast.Whennotainaldestination,IndiaandSriLanka werealwaysastop-overforshipstravellingtheIndianOceanfromeasttowestorvice-versa.They havetobeconsideredbecausetheyareandalwayshavebeenanintegralpart.Inthescopeofthis thesisitishowevernotpossibletodiscusstheroleofIndiaintheWesternIndianOceanlittoralin detail,butanattempttodiscusstheinvolvementoftheship-buildingtraditionsofthesubcontinent inshortwillnonethelessbemadehere. InconsideringIndia’smaritimetraditions,theconnectionwiththehinterlandmustbekept inmind.UnliketheSwahiliinEasternAfrica,thekingdomsofIndiamightnothavebeenprimarily focussedontheocean.AnexampleofthisbeingtheMarathastateontheKonkancoast(seeigure 1.1),whodespiteofbeingacoastalsociety,basicallywerenotintomaritimetradinguntilthe Europeansarrivedinthesixteenthcentury(Kulkarni1997).Thiswasreason,alongwithcontinuous raidsbyArabpirates,fortheheadofthestatetocreateanavyandseveralnavalbases.Havingsaid this,theterm‘maritimeculture’hascomemoreintofocusinIndia’sliteratureaswell(Chakravarti 2002).Despitethelackofindigenouswrecks,thesourcesathandarebeingusedtoittheshipbuildingtechnologies(amongotherthings)intoagreaterpicture. 3.2.1Maritimepictorialart India’smaritimehistorycanbetracedbackasfarasapproximately3000BC(Ray1996, GreeshmalathaandRajamanickam1997,Dhavalikar1999)byillustrationsonsealsandclay amulets,butalsobyarchaeologicalinvestigationofcoastalsites.Eventheseancienticonographic sourcesalreadypointtosomediversityinlocalshiptypes. Skippingafewmillenniaofmaritimehistory,amongwhichthecontactswiththeRoman Empire(Begley1991),evidencefortheappearanceofIndianshipscomesmainlyfromiconographic evidence.Betweenthe2ndcenturyBCandthe7thcenturyADpicturesshowstitchedboats,many ‘bananashaped’andsteeredwithoars,ofwhichsomehavemastsandprobablysquaresails (Deloche1996).Theyappeartobedouble-endedwitharakedstemandstern.Afterahiatusin pictorialevidence,stonememorialsneartheWestcoastdatingfromthe11thtothe13thcenturies show,besidestheappearanceoflargervessels,aninterestingchangeoftechniques:thesternrudder. TheearliestrepresentationoutdatestheEuropeanonebyalmosthalfacentury.Thisseemstoprove thesternrudderwasnotbeyondadoubtanEuropeaninvention,butratheralogicaldevelopment oftechnologyinregionsthousandsofkilometresapart.TheArabsmightaswellhavereceivedthe ideafromtheIndiansandtransferreditontotheMediterraneanSea. Memorialstonesdatingfromthe14thand15thcenturiesshowotherdevelopmentsin 85 shipbuilding.Shipsaredepictedwithsquaresternsandlateensailscarriedbyrakedmasts.This impliesthesquaresternwasalreadyknownintheIndianOceanbeforethearrivalofthePortuguese. IthasbeensuggestedthatthetechniquewasadoptedfromtheChinesesternshape(Deloche1996). AccordingtoChaudhuri(1985)andDevendra(2002)threekeyconsiderationsdeterminedthesize andshapeofships: 1. Navigatingthecoastalwaters,takingintoaccountthereefsandothernaturalobstacles 2. Crossingtheocean,asashiphastobeabletowithstandreasonablesizedwavesandstorms 3. Cross-fertilizationbetweentechnologies Thelastone,asdiscussedbefore,isimportantfortheIndiansubcontinentandsurroundingislands. Chaudhuri(1985)givesaplausiblereasonastowhythecomingofthePortuguesehadsuchan impactonthelocalship-design.TheintrudershadgunsandshipsmodiiedtoEuropeanstandards tocarrythoseheavyartillerypieces.IndianandArabshipsformerlyjusthadarmedmenwalking thedecksindefence,butinordertostandevenhalfachanceagainstthenewarrivalssomeupgrades wereunavoidable.Theseshouldatleasthaveincludedaheavierconstructionandagundeck. AconstantfactorinIndianshipbuildingwastheuseofcoirforsewingtheplanksofthehull. IngeneralitisbelievedthattheIndians,liketheArabs,onlystartedusingnailsinship-buildingafter ca.1500AD.Probablyduringtheseventeenthandeighteenthcenturies,thebuildersshiftedtoother typesofwood,asthetraditionalteakwasnotparticularlysuitablefornails(Arunachalam1997). Someimagesdatingfromthe12thtothe15thcenturypointtoapracticeontheinlandriver shoresofnorth-eastIndiathatshipswerebuiltinclinkerstyleandin‘reverse’clinkerstyle20. Dhow technology zone (after McPherson) Single outrigger zone (after Hornell) Double outrigger zone (after Hornell) Shaped-log-raft micro-zone Hybrid technology zone Fig.3.30Ship-buildingtechnologyzonesintheIndianOceanaccordingtoDevendra(2002). 86 3.2.2Widelydispersedmaritimetechnology JamesHornellmusthavebeenoneoftheveryfewresearcherswhoactuallyvisitedmostcountries aroundthewholeIndianOceanandwasintheuniquepositiontodescribeandcomparetheships indifferentregions.ConcerningIndia,Hornell(1946)concludedthatArabdesignsweredominant onthenorth-westcoast,furthersoutharoundBombaytypeswereofmixedoriginandtheships oftheMalabarcoastshowedPortugueseaswellasIndonesianinluences.SeveralIndianshiptypes correspondwithanArabvariantaccordingtoHornellandHawkins(1977): Indian Indianhabitat Arabcounterpart Kotia North-westcoast-Malabar Baghla Dhangi,nauri North-westcoast Bum21 Batel North-westcoast/Gujarat (Sambuk)22 Machwa North-westcoast/Gujarat Pattamar Konkan-Malabar Table3.3 ThepattamarisconsideredbyHornellofadesignwhichcanbeconsideredindigenousinorigin, almostuninluencedbyEuropeanandArabcontacts.Theycanberecognisedbyagreatsheer,an overhanginggrabbowandagreatbeamatthequarters.Itsupposedlystillhasaspectsaboutits featuresthatderivestraightfrommoreprimitivevesselslikedug-outcanoes.Prins(1982)thought thatthepattamarandthemtepebothderivedfromacommonancestor.Themethodusedfor joiningtheplankslendscredibilitytothishypothesisaccordingtoVaradarajan(1998),statingthe WadibapeoplemovedfromtheLaccadivestoLamuatsometimeinthepast.AlsoHornell(1941) believedthemtepecouldbelinkedtoanIndianboat-buildingtradition,althoughhenamedthe Maldivesforit. Chaudhuri(1985)makesamorewiderclassiicationbydesignatingallofIndia’sshiptypes uptothecoastofBengaltothe‘Indo-Islamic’tradition,statingtheyhavecommonhullshapesand lateenrigsandareconstructedaccordingtothesameprinciples.Twootherregionalgroupscanbe recognisedintheIndianOcean.InIndonesia,MalaysiaandBurmamaritimeactivitiestakeplacein eitheraprahuorasampan.Thesearelightships,notoftenusedforocean-goingtrade.Theother traditionistheChinesejunk,whichhasauniquemethodofconstructionandcantakeon tremendousproportions.ThisbroadlycorrespondswithDevendra’smap(Devendra2002),which displaystheshipbuildingtechnologyzones,leavingouttheChineseone(seeigure3.30).Onthis mapEastAfricaisshownasbelongingtotwotraditions:dhowsanddouble-outriggers.Adhowis heredeinedasalushbuiltplankboat,sewnwithcoconut-ibrerope,aprominentrudderanda forwardrakingmastcarryingalateensail.OntheEastAfricanmtepehowever,themastwasnot rakedandthesailwassquare.Devendracontradictshimself,forhealsostatespre-modernships weredouble-endedandofalushbuiltshell-constructionwithsewn-planktechnology,andrigged withasquaresail.Thetechnologyfurthermighthavebeensimilartothemtepe,asithasthesame framingpatternasaSriLankanyathradhoni,astitchedvessel,inthecuriouspossessionofan 87 outriggerandahugerudder(ig.3.31).Acalculationbasedonamodelofthisextincttypeindicates itsstabilitywassuficientforoceanictravelwithoutanoutrigger(Devendra2002).Theoutrigger technology,particularwithtwooutriggers,supposedlycametoAfricairstviatheMaldives,and thenthroughMadagascar,originatinginIndonesia(Hornell1946).TheregioninwhichChaudhuri andDevendraseemtodisagreeisEastIndia,whichisnottakenintoconsiderationbyDevendra.A muchnotedtypeoftheCoromandelcoastisthewronglynamedmasula(locallynamedpadau; Kentley1985).Avesselwithalatbottom,sewntogetherandatleastinusefromthesixteenth centuryonwards.Relativelyunchanged,itisdescribedbymanyauthors(Hornell1926,Hill1958, Kentley1985,Chaudhuri1985)withoutamastorframes.Theinternalstrengthapparentlycame fromcross-beams,althoughsometimesitseemstolackthesetoo. Fig.3.31Yathradhoni,drawnby TomVosmer(Devendra2002). 3.2.3ContemporaryethnographicalresearchinandaroundIndia Asiaticship-buildingtraditionsaresupposedlyverydistinctiveandthriveonalocalconventional socialenvironment(Chaudhuri1985).Europeantraditionswerenotsomuchbotheredbythisand asaresultweremorelexible.ThismightexplainwhyinallregionsaroundtheIndianOceanlocal traditionsremainedimplemented,evenwhiletechnologieschangedaccordingtodemandsand innovations.TostatewhataspeciicIndianbuildingtraditionmightholdrequiresmoreresearch, butsomeisrevealedbycontemporaryobservations.Manytraditionsaresaidtobeunchangedforat least400to500years,fortheknowledgeofship-buildingisheldbyaspeciiccastewhichtransfers itsknowledgeonlytoanextgeneration. Thespeciicbuildingsequencevariesindifferentregions,butregardingtheIndianWest coast,ingenerallargershipsareconstructedaccordingtothefollowingsteps: • Thekeelislaid,formerlyinonepiece,butnowconstructedfromtwoorthreetimbers(Swamy 1999,Arunachalam1997),sometimesjoinedbya‘inter-ingeringtongue’and‘groovescarf ’ withwoodenpegs.Thekeellengthisconsideredthelengthoftheship(Greeshmalatha,and Rajamanickam1997).ThekeelsonissculpturedasseenbyHawkins(1977)(seeig.3.32)or madefromanadditionaltimber(Arunachalam1997).Theadditionof thekeelsonbeforethegarboardisdistinctlydifferentfromtheArab • method. • happenedinalaterstage(Kurup1997). Stemandsternpostsareerected(Swamy1999),althoughsometimesthis Sometimesthegarboardisaddedatthisstage(Greeshmalatha,and Rajamanickam1997)orevenuptothreestrakes(Arunachalam1997), butmorecustomarythenextstepcontainstheaddingofseveralframes 88 Fig.3.32Keelandframe asseenbyHawkins (1977). • irst(Kurup1997,Swamy1999). • temporary(Swamy1999). Framesoneachside,sometimes Bottomplanking.Hullplankingisoften joinedbyaV-shapedscarf,whichis locallycalledanopencrow’sbeak (Greeshmalatha,andRajamanickam • 1997).Plankingislushlaid. Addingribextensions(futtocks)asthe plankingofthehullcontinues (Arunachalam1997). RibsareobservedtobeU-shapedor angular(Arunachalam1997),ormadein aEuropeanlookingmannerascanbeseen onaphotographtakenbyHawkins(1997, 103)withtheloortimbersoverlappingthe futtocks,connectingtothembyadove-tailed scarf(seeCh.3.3).Indianship-buildingis widelyclassiiedasskeleton-irstbuilt(Kurup1997, 3.33Sewingthehull-plankingofanodamusing coconutroping(Varadarajan1998). Swami1999). SewingtraditionswereupheldontheIndianWest-coastuptotheearly1960s(Hawkins 1977),butcanstillbeobservedontheLaccadiveislands.OneoftheLaccadive’straditionalships, theodam,wasboardedbyHawkinsin1959inBombaywhoobservedtheseamsontheinsidewere coveredwithcompactedcoirwaddingandontheoutsideeverystitchwasverticallyrecessedinto theplanking.Thatparticularshipwasthen45yearsold. Traditionally,Laccadiveshipswereonlybuiltforsailingtothemainland.Laccadivemenhad todothisatleastonetime,orotherwisewerenotallowedmarry(Varadarajan1998).The contemporaryodamseemstohavedecreasedinsize,butisstillbuiltbythesamemethod(ig.3.33 and3.34).Theframesadded laterhavehollowedspacesto accommodatetheroping. Remarkably,theholesthrough thehullarenotpegged,but madewatertightbystufing themwithmorecoir. Fig.3.34Aframeofanodam withhollowedspacesto accomodatethewaddingonthe iterior(Varadarajan1998). 89 3.3 European inluences closer examined ThePortuguesehadashippingmonopolyinAsiainthesixteenthcentury,butthissoonendedwith thearrivalofotherEuropeans.Intheseventeenthandeighteenthcenturymanycountrieshadtheir ownshippingcompanytosailtotheeast.TheDutchEastIndiaCompany(VOC)wasthelargest, followedbytheEnglish,French,Danish,SwedishandSouthernNetherlandscompanies(Bruijnand Gaastra1993).OfthesethePortuguese,DutchandEnglisharesaidtohavehadaninluenceonthe shipbuildingindustriesintheIndianOcean(Prins1965),soitistimetoexaminetheirshipsand wayofbuildingalittlecloser. 3.3.1Europeanconstructiontraditions AsalreadymentionedinCh.3.1.6thePortuguesewerebuildingshipsinIndiaandPersiaearlyin thesixteenthcentury.Theirnavalpowerintheregionwasbeingorganisedanddirectedfromone centralplace:GoainIndia(Gaastra1991,Friel1994). ThePortugueseshipoflatemedievalyearswasthecarrack,athreemastedcargovesselwith squaresailsontheforwardtwomastsandalateensailontheaftmast.Thecarrackwasaccordingto Portuguesetraditionbuiltskeleton-irst,withlush-laidplankingandlargelongitudinalwales(Friel 1994).Otherfeatureswereahighfreeboard,asternrudder,foreandaftcastleandatransomstern. OtherEuropeannationbuiltthistypeofvesselaswellanditsappearancevaried,astheifteenth centuryVenetiancarrackswereforexampledouble-ended.Thecaraveldisappearedsometimein thesixteenthcentury. ThePortugueseexplorationswereconductedwithanothertypeofvessel,partly contemporarytothecarrack,thecaravel.VascodaGamawasrumouredtosailinoneofthemupon enteringtheIndianOcean.Incontrasttothecarrack,theforecastleofthecaravelwaslowerthanthe oneaft,makingititsdistinctfeature.Theseshipsusuallyhadthreeorfourmastsandwererigged withacombinationofsquareandlateen sails.Thistypetoo,wasbuiltskeleton-irst aswereotherPortuguesetypes,likegalleys, pinnaces,naosandchinchorros(Steffy1994). Theshapeofthehullderivedautomatically fromtheuseofthelargestandfullestribs, locatedslightlyforwardsofamidships (Philips1994).First,thekeelwasassembled, thenthestemandsternpostsandthe midshiprib(Filgueiras1991).Thegarboard strakewasplacedintorabbetsinthesidesof thekeel,aswascommonthroughoutmost partsofWesternEurope.Typicalfor sixteenthcenturyIberianshipconstruction, Fig.3.35ConstructionofanIberianship(Steffy1994,133). 90 thePortugueseusedaframepatternthatconnectedloor-framesandfuttockswithanoverlapping dovetailjoint(ig.3.35).Thewholeframingpatternconsistedentirelyofloor-framesandfuttocks. Twofuttocksandaloorpartmadeupaframewhichprobablywouldhavebeenassembledbeforeit becamememberoftheconstruction(Steffy1994).Thelushplankingofthehullwouldhavebeen addedafteralltheframeswereerected.Thelowerpartoftheholdwascoveredwithceilingplanking ontheinsideandillingpiecescloseditattheloorheads.Theceilingstartednexttothekeelsonin whichamast-stepwascutout. AnumberofPortuguesewreckshavebeenfoundinEastAfricanwaters.Alateseventeenth century40-gunfrigatelaysinfrontoftheMombasaharbour(Kirkman1972,Piercy1977-1981).It sunkafterparticipatinginthedefenceofthePortuguesefort,a150metresawayontheland,which wasbeingbesiegedbytheOmaniArabs.Thewreckheldmanyindswhichhelpedwiththe determinationoftheageandoriginsofthewreck.Alargeportionoftheportsidehulluptothegun deckwaspreserved,whichmadethestudyofitsconstructionpossible.Excavationtookplaceinthe late1970sandrevealedtheshipwouldhavebeenabout30metresinlengthwithabeamofabout10 metresandpossiblyatransomstern(Piercy1979).The28metresofkeelsonleft,showedamaststepataboutamidships.Itwasreinforcedwithoneheavytimbertoeitherside.Theframeshavea sectionof20x20cmandoverlapundertheirstbilgestrake.Thegundeckisestimatedtohave been3.2metresabovethekeelson. RemainsofanotherPortuguesewreck,datingfromthemidsixteenthcentury,werefoundon anisolatedreefneartheSeychelles(BlakeandGreen1986).Notmuchisknownaboutthe constructionofthisship,forthehullwasonlyvisibleintwosmallplacesonthesite.Incontrastto theMombasawreck,whichwasbuiltinIndia,thisonecamefromthePortuguesehomeland.The averagethicknessofthehullplankingwas9cm,theaverageframewasabout17x18cmandthese occupied56%ofthelengthofthesection.Derivedfromsomestandardrules,BlakeandGreen cametotheconclusiontheplankingthicknesscorrespondedtothoseofasmallnaoorcarrackand theframesizetoasomewhatbiggerone,bothroundandbeamyvesselsforcarryingalargeamount ofcargo(200-350tonnes).Theaveragespacingoftheframesconformstotherulethatthewidthof thetimberswasequaltothespacinginbetween.Seamsbetweenplankingoftheoutsidehullwere closedwithleadcaulkingwithaleadstripcovering. NothernEuropehadatraditionofclinker-builtships,madeaccordingtoashell-irstmethod withoverlappingstrakes.Bytheseventeenthcenturylargeocean-goingshipsweremadewithlushlaidplanking. TheDutchmodelledtheirorganisationafterthePortuguesemannerbyfoundingtheirAsiatic headquartersinBatavia23intheearlyseventeenthcentury(Gaastra1991).Theretheybuiltand repairedshipsontheirowndockyardsaccordingtoDutchfashion.Twoworksofliteraturedating fromthatcenturyunraveltheDutchartofshipbuilding,onepublishedbyNicolaesWitsenin1671 andanotherbyCornelisvanYkin1697.Theybothportrayadifferenttraditioninshipbuilding, whereastheshell-irsttechniqueWitsendescribedwastheonemostcommonlypractised(Hoving 1994).Thestartisthesameinbothtraditions:irstthekeelismadeofseveralparts,connectedby 91 anobliquescarfandplacedonblocks.Thesternpostisplacedontopofthekeelfastenedwith mortisesandthecurvedstempostisconnectedbyaverticalscarfontheundersideandontopbya horizontaloverlap(ig.3.36).Atransomsternispartoftheconstructionrightfromthestart.Then, thegarboardstrakeisittedon(ig.3.37).Afterthisthe methodsdivertintodifferentdirections.Witsens’works showshowthenextbottomstrakesareattachedtothe garboardbytemporarycleatsandclamps(ig.3.38).The bilgeisshapedtotheirstframewhichconsists,likeits Portuguesevariant,ofaloor-frameandtwofuttockswith anoverlap(ig.3.39).Twomoreoftheseframeswereadded andonthetop-endthesheerstrakecouldbeconnected.This roughlydeterminedthebreadthoftheshipandtheshapeof Fig.3.36Keel-stemconncectionofaDutch thehull.Theemptyshellcouldnowbeilledwiththe seventeenthcenturyship(Hoving1994,67). remainingframes,allmadeupliketheirstoneandplaced sidebysidewithout spacingbetweenthem atthelocationofthe overlap. VanYk’s methodinvolved erectingkeyframes immediatelyafterthe garboardstrake.The irsttwowereplaced attheparallelpartof Fig.3.37FirststageinDutchshipbuildingpractices(Hoving1994,29). themidship.The sheerstrakeis connectedafterthe positioningofa forwardandaftframe. Horizontalribbands arethenplacedto determinethehull shape(ig.3.40). TheDutchwayof building,especially theshell-irst method,isafastone Fig.3.38Temporarysolutionstokeeptheplankingtogether(Hoving1994,91). 92 whichcametotheir advantageintheVOC-days.Italso showsthatthedistinctionbetween shell-irstandskeletonirstisnot asstraightforwardaspreviously assumed.Actually,bothmethods couldbeclassiiedasin-betweenshell andskeletonconstruction.Neitherthe completeshellnorthecompletesetof framesiserectedirst,butinsteaditis donesimultaneouslywhichmakesit moreeasyandfaster. Theseventeenthcentury Englishshipbuildingtraditionwas similartothewayVanYkhad describedit.Detailsmighthavebeen differentandtheEnglishhadtheir ownshiptypes,butingeneral constructionwassimilartotheDutch skeleton-irstmethod.Thekeel consistedofseveralpartsconnectedby ascarf,sometimesaverticaland Fig.3.39Firstloor-frameandtwofuttock,connectedwitha sometimesahorizontalone.Thestem overlappinghook-scarf(Hoving1994,97). andstern-to-keelconnectionare similartotheDutchmethod. Fig.3.40ShipbuildingaccordingtoVanYk(Hoving1994,31). 93 Fig.3.41ConstructionoftheBoscawenwreck(Steffy1991,173). Intheeighteenthcenturytheirmethodofframingbecomesdifferent,asshownbywrecksofEnglish shipsfoundintheUnitedstates.ThewreckoftheBoscawenhadapatternofalternatingso-called irstfuttocksandloor-frameswithsecondfuttocks.Asshowninigure3.41,thegarboardisstillin typicalEuropeanstyleplacedtothesidesofthekeel.Akeelsonisnailedontopoftheframes.The irstfuttocksdonotrunallthewayuptothesheer,butpossiblythereweremorefuttockshigherup thathavenotbeenrecovered.Steffy(1991)remarkstheframingpatternis‘curious’andcomparesit toancientMediterraneanvessels.Heconcludestheplankingmusthavebegunassoonastheloor timberswereinplaceandproceededwitheachadditionalsetoffuttocks(hencethename‘irst’and ‘second’futtocks).Hefurthersuggestsitmusthavebeenbuiltinthismannerbecausetherewasa greatneedforwarshipsatthetimeandtherewasanurgencytodoitquickly.Readingbetweenthe lines,Steffyseemstoregardthisasaninferiorconstructionmethod.Thefactthatitwasmadeof whiteoakpointstofabricationinthehomeland,soapparantlyforeigninluencescanberuledout. TheearlyeighteenthcenturyRonsonshipwreckshowedadifferentarrangementofthe frames(Steffy1991).Unliketheseventeenthcenturyvariantthesearepositionedintheshipbythe pair,togetheraveraging43cminbreadthand22cmdeep,withaframespacinginbetweenof60 cm.ThistypeofframingpatternverymuchlooksliketheinteriorofthemodeloftheArabpirate dhowaspreviouslydescribedinCh3.1.8andshowninigure3.18.Themodelwastherefore probablymadebyanEnglishmanorcommissionedbyone.Amuchlesslikelyoptionisproposedby thesuggestiontheIndianshipyardsintheearlynineteenthcenturybuiltaccordingtotheEnglish style.ThisishowevernotrelectedontheIndiansownshipbuildingtradition. 94 3.3.2Atwocenturytransitiongap ComparingsixteenthtoeighteenthcenturyEuropeanshipbuildingtechniquestotwentiethcentury EastAfricanandArabonescouldbeconsidereddisproportionate.Thefewcenturieslonggap betweentheEuropeanandWestIndianOceantechnologies,representsaperiodinwhichthelocal shipbuildingtechniquesofthelatterregioncouldhavedevelopedintoawidevarietyofdirections. EveniftheEuropeantraditionshadaninluenceonce,theycouldhavefallenintodisuseandbe undetectablebynow.ButastheEuropeansturnedtosteel,theleetmadebytheIndianOcean peopleswasstillentirelymadeofwood.Itwouldthereforenotbeillogicaltopresumethatany inluencecomingfromtheEuropeanside,wouldcertainlyhavestoppedbythebeginningofthe twentiethcentury,ifnotearlieralready. 95 FootnotesCh.3 1 ‘Arabs’areprimairythepeoplefromArabia(Saudi,Oman,Yemen,UnitedEmirates)andsecondlypeoplewhospeak Arabic,whichcoversamuchlargerareathenjustthepeninsula(amongwhomtheKuwaiti,Iraqi,Irani). 2 Double-endedmeanswithasharpendatthefrontandbackoftheship,i.o.withoutatransomstern. 3 Luff:Aperpendicularorverticaledgeofthelateensailbelowtheheeloftheyard(Hornell1942),sometimesseveralfeet inlength,makingitfour-corneredinsteadoftriangular. 4 TheNorthwestpartoftheIndianOceanwascalled‘Bahral-Hind’bytheArabs(Hourani1951). 5 NowadayspartofYemen,theHadhramautistheregionbetweenSouthYemenandOman,includingthecoastalregion. 6 SpeakingoftheshipshesawinHormuzintheArabianGulf(Martin1978). 7 Thestern-rudderwithtillermightaswellhavebeenadoptedfromtheAfricansirst,thereisnoproofeitherway! 8 GreenwascitingW.H.Moreland,‘TheshipsoftheArabianSeaaboutAD1500’,JournaloftheRoyalSocietyofGreat BritainandIreland(JanuaryandApril1939),pp63-74and12-192.UnfortunatelyIwaspersonallyunabletolocatethese articles. 9 Seenote8. 10 SeeCh.3.1.8. 11 Nance(1920)furtherremarksbatelloisprobablyanotherwordforbateele,althoughhesaysthelastonehasadifferent sternaswellasanothersteeringgear.Nevertheless,bateeleisanotherwordforbatilorbattil,apiratevesselalready mentionedbytheDutchintheeighteenthcentury(Agius2002)withasternrudderandropes.Nanceprobablyhadthe namewrongasAgius(2002,66)statesthebatellaisdificulttorelatetothebattil. 12 AlsocalledboombyEnglishlanguagewriters. 13 ForexampleValentiain1811,Owenin1833andBurckhardtin1829(Hornell1942)andOsgoodin1854(LeBaron Bowen1952. 14 Theships’namesgivenbetweenbracketsaresaidtobeincludedinPâris’bookbyHawkins(1977,26),butIhavenot beenabletoindtheirimageanywhereamongsttheusedliteratureandthesenamesseemmodern(byHawkins?). 15 Villiers(1940)statedtheyhadivewindows,butthismightnotalwayshavebethecaseasthe600tonsbaghlaAl HashemiII(Agius2002,51)hadseven. 16 Withoutthestrakesoverlapping. 17 ThismodelinnotondisplaybutinthemuseumsstoragefacilitiesinOlympia. 18 Alsocalledsambukorsanbuk. 19 Smallinoneparticularcasebeing6.85metresinoveralllength,withabeamof1.30metres. 20 Reversedclinkermeansthattheupperedgesofthelowerstrakesareoutsidetheloweredgesoftheupperplanks. 21 Chaudhuri(1985)suggeststhedesignofthebumoriginatedinIndia.Hestatesthedesignofbothshipshadacommon origininanycase. 22 23 Hawkins(1977)disagreesandstatesthesambukandthebatelareverydifferent‘onceyougettoknowthembetter’. NowadaysJakartaontheIndonesianislandofJava. 96 Conclusion AstheSwahilipeoplegrewfromafarmersocietyintoamoremercantileone,theuseofshipsmust havegainedimportance.EvidenceofSwahilishipsownedbyBantu-speakingfarmerslivingonthe EastAfricancoasttwo-thousandyearsagoisscarce,butfornowthereisnoreasontoassumethe Swahilididnotbuildandsailtheirownshipsasearlyasthattime.TheearliestknownEastAfrican shiptypeswerecoastalvessels,ofasewnconstruction:mtepeanddau.Studyofthesetypeslearned usthatAfricansbuildtheirshipstypicallydouble-ended,onakeel,withthestemandsternposts placedobliquelyscarfedtotheaftandforeends.Theywerebuiltmainlyofmaterialsfromthe mangroveandthecoconuttree,andtheplanksweresewntogetherwithcoir.Thebuildingprocess wouldhavebeenbasicallyshell-irst,asitisimpossibletoputintheframesinanearlyphase.Other featuresofancientandsub-recentAfricanshipswerethesquarepalm-mattedsail,onthemtepethe ornamentedstem-head,severalupperandlowerthwartslashedtogether,U-shapedloorframes withrelativelyshortfuttocks,asortofkeelsonplacedontheframesandapalmthatchedroofabove thequarter.Theshipshadanopencargoholdandusuallyasmallaftandforedeck.Therudder washungonthesternpostbythreeropesandhadatillerforsteering.Themtepecanbeconsidered atypicalAfricansailingvessel,althoughthesewingtechniqueisalsoknownfromtheIndian sub-continent.Aconnectionbetweenthetwoarea’sseemsthereforelikely,butremainsotherwise unclear.Itisnotknownwhoinluencedwhoorifthisspeciicship-buildingaspectwasadoptedby atransitionaloramigrationalprocess. ThenotableV-shapedbreasthooksonthedaucouldhavederivedfromextendingadug-out canoe.Thereseemstobenootherreasonableexplanationforthepresenceofthisbuilding techniqueinEastAfricanhistory.Thedauandthemtepeprobablywentthroughdifferent evolutionaryprocesses,eachtoresultintheirspeciicendproduct.Themtepewentoutof productioninthelatenineteenthcentury,thedauinthe1920s.Theirdisappearancedoesnotseem tocoincidewithaspeciichistoriceventorsequenceofevents.Theymighthaveinallylost competitionwithnail-constructedships,whichrequiredlessmaintenanceandbailingefforts.Other typesofvesselsundoubtedlyexistedinotherpointsoftheEastAfricantime-spacecontinuum, perhapsevenocean-goingones. Studyingothersewnshipslearnedthatintheconstructionprocedurethesequenceisnot withoutquestion:keelirst,stemandsternpostsafterthatandthentheirstfewstrakes.Sometimes afterthekeelawholeportionoftheshellissewntogetherirst.Onlyafterthatthepostsare connected.Nothingisknownabouttheconstructionprocessofthemtepe,butthekeel-to-stem connectionmakesthelattermethodapossibility. Present-dayEastAfricanshiptypescouldbeclassiiedas‘dhows’,astheycarrythetypical WestIndianOceanlateensail.Thejahaziinitspresentformcouldbeabout150yearsold.Thereis notenoughinformationwrittenonthetimepredatingthatperiod,todemonstrateanearlier existence.ThejahaziclearlyisacargovesselbuildbyArabstandards,likethemashuaishingvessel, anditsintroductioninthenineteenthcenturymightberelatedtothemovingoftheOmani 97 sultanatetoZanzibar.ThelargelowofArabimmigrantsthatfollowedmightberelatedtotheArab inluencesfoundintheshipbuildingindustry.FurtherresearchontheimpactoftheArabruleon thelocaleconomyisrequiredinordertoinvestigatetheapparentchangesinlocalshipbuilding traditionsinthatperiod.TheArabbuildingmethodseemstohavegainedterrainsincethen,untilit completelytookoverinthecourseofthetwentiethcentury.Theremarkablethingisthatthe buildingofshipsontheEastAfricancoasthasalwaysbeenandstillisdonesolelybytheSwahili peopleandneverbytheimmigratedArabs.TheuseofacompletenauticalvocabularyinSwahili seemstoconirmthis.ThenewArabelitethattookoverthepositionoftheSwahilipatricianscould howeverhaveimposedtheirmethodonthelocalsoritcouldhavestartedbyrepairand maintenanceoftheiroldshipsbroughtoverfromOmanandtheHadhramaut.Thisenfeeblesthe thesisputbyJohnstoneandMuirthatonborrowingnavaltechniquesfromanotherculture,the nauticaltermsarecopiedaswell. Oneofthemainconclusionsofthisresearchisthatnoaspectsthatcanbeconsideredtypical Africanremainintheconstructionmethodofshipsto-day.ThebuildingprocessisentirelyArabin styleanddesign,asisevidentbythemannerinwhichthestemandsternpostsarescarvedintothe topofthekeel,thealternatingframingpattern,thearrangementofthestringersandthethwarts, theshortmast-stepwiththeforwardrakingmastandtheforeandaftrestsfortheyard.Eventhe assemblyorderofthepartsisArab,forthereseemstobeneitheraclearskeleton-irstconstruction processorashell-irstone.Instead,thelush-buildshellandtheframesaremoreorless simultaneouslybuildupwardsfromthekeel.Afastandeasybuildingmethod,supportedbythe alternatingframingpattern.Sometimestemplatesareusedastemporaryframes,whicharetaken outlater.TheancientKyrenianshipwreckandtheseventhcenturyYassiAdawreckshowasimilar framingpattern,asdoestheeighteenthcenturyEnglishBoscawenwreck.Asimilartechniqueon differentshoresandperiodsforalltheseshipsseemstopointtothesimilaritybeingcoincidental. FortheArabshowever,thequickbuildingmethodapparentlybecameatradition. ThecaulkingmethodisonegenerallyusedallaroundtheWesternIndianOcean,involving cottonibersandcoconutoil.Likewise,thehullistreatedwithish-oiloroilfromashark’sliver,a customthatdatesbacktothetimeofthePeriplus. InluencesonshipbuildingtechniquesbytheEuropeansseemtobelimited.Pictorial evidencefromtheIndiansubcontinentpointstoknowledgeofthetransomsternbeforethearrival ofthePortuguese.TheChineseyonkhadsimilarfeatures.Itishoweverprobablethatthesquare sterngainedinpopularityafter1500.TheArabsknewaboutit,buthadnotuseditoftenuntilthen. ThesuperiornavalpoweroftheEuropeanscouldhaveinducedthesekindsofadjustmentsinArab shipdesign. Fortheuseofnailsinshipbuildingthesamestatementcouldbevalid,althoughthereisno evidenceforthis.SewnandnailedshipsseemtohavecoexistedforalongtimeintheWestern IndianOcean,atleastfromabout1500to1900.Insomeremoteplacessewingtechniquesareeven upheldinthetwentiethcentury.Itremainsuncertainifshipswereevernailedbeforethearrivalof thePortuguese. 98 Thethesisproposedintheintroductionabouttheskeleton-irstbuildingmethodbeingaEuropean innovationintheIndianOceanhasbeenprovenirrelevant.IndianOceanshipbuildingcannotbe classiiedassuch,forpracticesaretoodiverse.ThismighthavebeenaEuro-centricpointofview,as wasacommonlineofthoughtaboutiftyyearsago. Intheendfewchangesinshipdesignandbuildingtechniqueswhichwerepreviouslyclaimed tobeEuropeaninnovations,canbesustainedassuch.Itcanbesafelypresumedhowever,that Europeaninterferencehadalargeimpactonthelocaleconomyandindustries,sosomeadjustments onthelocalshipbuildingwerelikelyunavoidable. ItisuncertainwhichpositionshipshadwithintheSwahiliculture.Asinanyethnoarchaeologicalresearchofamaritimeorsemi-maritimeculture,therelationbetweentheships,the peoplewhomadethem,whosailedthemandwhoownedthemisarelativelyunexploredsubject. Thepeoplewhomadethem,belongedtotheso-calledcommoner-class,thepeoplewhoowned themwerethepatricians.Thesailorswouldmostlikelyhavebeenontheirpayrolltoo. ShipbuildingandothermaritimeaspectsabouttheSwahiliculturemustbereviewedwithin thebroaderperspectiveoftheIndianOceanseascape.Likecontactsandexchangeswithother cultures,shipbuildingisadynamicprocess.Itchangesovertime,accordingtodemandsand innovations.Thelackofwreckscurrentlypreventsthetestingofthisstatement,buthopefullythis thesishasprovedtogivesomeinsightinthesubjectbycombiningthedatathatwasavailable. 99 100 References Adams,R.M.1985 DesignedlexibilityinasewnboatoftheWesternIndianOcean.In:McGrail,S. &Kentley,E.(Eds),SewnPlankBoats,BARInternationalSeries276. Greenwich:NationalMaritimeMuseum. 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YusufAl-Hijji,Y.2001 TheArtofDhow-buildinginKuwait.London:LondonCentreofArab StudiesLtd. 106 Appendix A: Lines plan of the mashua Appendix B: Stability calculations of the mashua HYDROSTATIC 19-05-2004 11:59 PARTICULARS Mashua trim = Draught Displacement [t/m3] Immersion Moment from S.W. S.W. change base 1.000 1.025 trim m ton ton ton/cm Tonm/cm 0.00 0.02 0.02 0.01 0.00 0.05 0.07 0.07 0.01 0.01 0.10 0.13 0.13 0.01 0.01 0.15 0.20 0.21 0.02 0.01 0.20 0.33 0.34 0.03 0.01 -0.1 m LCB from APP m 1.83 2.96 3.34 3.48 3.60 LCF from APP m 2.85 3.88 3.78 3.73 3.84 KM transv. m 0.06 0.05 0.06 0.18 0.46 0.25 0.30 0.35 0.40 0.45 0.51 0.76 1.07 1.43 1.84 0.53 0.78 1.09 1.46 1.88 0.05 0.06 0.07 0.08 0.09 0.01 0.01 0.02 0.02 0.02 3.69 3.75 3.78 3.80 3.81 3.87 3.86 3.85 3.85 3.83 0.78 1.09 1.34 1.50 1.57 0.50 0.55 0.60 0.65 0.70 2.30 2.80 3.36 3.96 4.60 2.35 2.87 3.45 4.06 4.71 0.10 0.11 0.12 0.13 0.13 0.03 0.03 0.04 0.04 0.05 3.81 3.81 3.80 3.79 3.79 3.80 3.77 3.75 3.76 3.77 1.62 1.67 1.65 1.62 1.59 0.75 5.27 5.40 0.14 0.05 3.78 3.73 1.57 HYDROSTATIC 19-05-2004 11:59 PARTICULARS Mashua trim = Draught Displacement [t/m3] Immersion Moment from S.W. S.W. change base 1.000 1.025 trim m ton ton ton/cm Tonm/cm 0.00 0.02 0.02 0.01 0.01 0.05 0.08 0.08 0.01 0.01 0.10 0.13 0.13 0.01 0.01 0.15 0.21 0.21 0.02 0.01 0.20 0.34 0.35 0.03 0.01 0m LCB from APP m 3.88 3.88 3.87 3.88 3.90 LCF from APP m 3.88 3.86 3.85 3.92 3.97 KM transv. m 0.09 0.04 0.06 0.20 0.48 0.25 0.30 0.35 0.40 0.45 0.54 0.79 1.10 1.46 1.87 0.55 0.81 1.12 1.50 1.92 0.05 0.06 0.07 0.08 0.09 0.01 0.01 0.02 0.02 0.02 3.93 3.94 3.94 3.93 3.93 3.96 3.94 3.94 3.92 3.92 0.81 1.12 1.37 1.50 1.55 0.50 0.55 0.60 0.65 0.70 2.33 2.84 3.40 4.00 4.63 2.39 2.91 3.48 4.10 4.75 0.10 0.11 0.12 0.13 0.13 0.03 0.03 0.04 0.04 0.05 3.93 3.92 3.91 3.90 3.89 3.91 3.87 3.85 3.84 3.83 1.60 1.64 1.64 1.61 1.58 0.75 5.30 5.44 0.14 0.05 3.89 3.85 1.56 HYDROSTATIC 19-05-2004 Draught from base m 0.00 0.05 0.10 0.15 0.20 11:58 PARTICULARS Mashua trim = Displacement [t/m3] Immersion Moment S.W. S.W. change 1.000 1.025 trim ton ton ton/cm Tonm/cm 0.03 0.03 0.01 0.00 0.08 0.08 0.01 0.01 0.14 0.14 0.01 0.01 0.22 0.23 0.02 0.01 0.36 0.37 0.04 0.01 0.1 m LCB from APP m 5.70 4.70 4.37 4.26 4.19 LCF from APP m 4.59 3.87 4.05 4.07 4.07 KM transv. m 0.05 0.05 0.07 0.23 0.52 0.25 0.30 0.35 0.40 0.45 0.56 0.82 1.13 1.50 1.92 0.57 0.84 1.16 1.54 1.97 0.05 0.06 0.07 0.08 0.09 0.01 0.01 0.02 0.02 0.02 4.14 4.11 4.09 4.07 4.06 4.05 4.03 4.02 4.01 4.00 0.85 1.16 1.41 1.50 1.54 0.50 0.55 0.60 0.65 0.70 2.39 2.89 3.45 4.05 4.69 2.45 2.97 3.54 4.15 4.80 0.10 0.11 0.12 0.13 0.14 0.03 0.03 0.04 0.04 0.05 4.05 4.04 4.02 4.01 4.00 4.00 3.97 3.94 3.93 3.92 1.57 1.62 1.64 1.60 1.58 0.75 5.36 5.49 0.14 0.06 3.99 3.91 1.55 HullshapeafterinputinthePIASprogramforstabilitycalculations: Appendix C: Construction process of a mashua Appendix D: Lines plan and stability calculations of a sewn dau LinesplanofasewndauaspublishedinTheFieldof1925byA.deV.W.andE.J.N.: HullshapeafterinputinthePIASprogramforstabilitycalculations: sewn dau HYDROSTATIC PARTICULARS 19-05-2004 14:49 Draught from base m Displacement S.W. 1.000 ton [t/m3] 1.025 ton Immersion Moment change trim ton/cm Tonm/cm 0.00 0.20 0.40 0.60 0.80 0.00 0.89 1.97 3.38 5.48 0.00 1.12 2.46 4.23 6.84 0.00 0.06 0.08 0.11 0.16 1.00 1.20 1.40 1.60 1.80 8.68 13.45 19.94 28.09 37.61 10.85 16.81 24.92 35.11 47.01 2.00 2.20 2.40 2.60 48.28 59.96 72.45 85.65 60.35 74.95 90.57 107.07 trim = 0m LCB from APP m LCF from APP m KM transv. 0.00 0.06 0.08 0.10 0.13 0.00 6.72 6.80 6.79 6.72 6.61 6.82 6.86 6.73 6.46 0.00 0.00 0.00 0.00 0.00 0.25 0.35 0.46 0.56 0.63 0.17 0.23 0.34 0.47 0.60 6.58 6.46 6.41 6.43 6.49 6.27 6.23 6.38 6.56 6.77 1.23 1.92 2.56 2.85 2.93 0.70 0.76 0.80 0.85 0.73 0.84 0.94 1.04 6.57 6.66 6.74 6.81 6.96 7.11 7.13 7.20 2.97 3.01 3.06 3.10 sewn dau HYDROSTATIC PARTICULARS 19-05-2004 14:49 Draught from base m Displacement S.W. 1.000 ton [t/m3] 1.025 ton Immersion Moment change trim ton/cm Tonm/cm 0.00 0.20 0.40 0.60 0.80 0.11 0.95 2.04 3.47 5.57 0.13 1.18 2.55 4.34 6.96 0.03 0.06 0.08 0.11 0.16 1.00 1.20 1.40 1.60 1.80 8.78 13.57 20.17 28.47 38.16 10.97 16.96 25.21 35.59 47.70 2.00 2.20 2.40 2.60 48.99 60.81 73.37 86.65 61.24 76.01 91.71 108.31 trim = m 0.15 m LCB from APP m LCF from APP m KM transv. 0.01 0.06 0.08 0.10 0.13 10.97 7.74 7.36 7.22 7.07 9.43 6.98 7.05 6.97 6.66 0.20 0.17 0.28 0.43 0.69 0.25 0.36 0.47 0.57 0.64 0.17 0.26 0.36 0.50 0.63 6.87 6.72 6.67 6.69 6.74 6.46 6.57 6.64 6.80 6.97 1.23 1.92 2.56 2.86 2.93 0.71 0.76 0.81 0.85 0.76 0.87 0.96 1.05 6.81 6.88 6.93 6.99 7.12 7.16 7.26 7.30 2.98 3.02 3.06 3.11 m sewn dau HYDROSTATIC PARTICULARS 19-05-2004 14:49 Draught from base m Displacement S.W. 1.000 ton [t/m3] 1.025 ton Immersion Moment change trim ton/cm Tonm/cm 0.00 0.20 0.40 0.60 0.80 0.22 1.01 2.12 3.58 5.69 0.28 1.26 2.65 4.48 7.11 0.03 0.06 0.08 0.11 0.16 1.00 1.20 1.40 1.60 1.80 8.91 13.79 20.51 28.98 38.83 11.13 17.24 25.64 36.23 48.54 2.00 2.20 2.40 2.60 49.82 61.69 74.37 87.73 62.27 77.12 92.96 109.66 trim = 0.3 m LCB from APP m LCF from APP m KM transv. 0.01 0.07 0.08 0.10 0.13 11.00 8.68 7.89 7.62 7.40 10.35 7.12 7.21 7.20 6.84 0.16 0.20 0.30 0.44 0.70 0.25 0.36 0.48 0.58 0.65 0.17 0.27 0.39 0.53 0.66 7.15 7.00 6.95 6.96 6.99 6.63 6.79 6.91 7.04 7.17 1.24 1.93 2.56 2.86 2.94 0.72 0.77 0.82 0.86 0.78 0.89 0.97 1.05 7.04 7.08 7.12 7.17 7.27 7.29 7.36 7.40 2.99 3.03 3.07 3.12 sewn dau HYDROSTATIC PARTICULARS 19-05-2004 14:49 Draught from base m Displacement S.W. 1.000 ton [t/m3] 1.025 ton Immersion Moment change trim ton/cm Tonm/cm 0.00 0.20 0.40 0.60 0.80 0.34 1.09 2.22 3.72 5.83 0.43 1.36 2.78 4.64 7.29 0.03 0.06 0.08 0.11 0.16 1.00 1.20 1.40 1.60 1.80 9.10 14.09 20.98 29.62 39.62 11.37 17.61 26.23 37.02 49.52 2.00 2.20 2.40 2.60 50.68 62.67 75.45 88.91 63.36 78.34 94.32 111.14 trim = m 0.45 m LCB from APP m LCF from APP m KM transv. 0.01 0.05 0.08 0.10 0.12 11.03 9.43 8.39 8.00 7.71 10.41 7.91 7.38 7.41 6.97 0.17 0.23 0.33 0.47 0.72 0.26 0.37 0.49 0.59 0.66 0.20 0.29 0.42 0.55 0.68 7.43 7.28 7.24 7.23 7.25 7.01 7.09 7.19 7.26 7.35 1.27 1.96 2.57 2.86 2.95 0.72 0.78 0.82 0.86 0.80 0.90 0.99 1.06 7.27 7.29 7.32 7.34 7.35 7.41 7.47 7.51 3.00 3.04 3.08 3.13 m Appendix E: Letter by James Hornell Appendix F: List of Swahili words used in the text bakara bitana boti chanda darumeti dau demanini fashini foromali fundi fundo haligamu heze jahazi joshi joshini kalafati karva kasama keokeo kidamu kidamu kipande kisongo kitanda kulia kushoto lago magadi maliki masayali mashua mataruma mbao mbaombele mbaoyanyuma mkuku mlingoti mtepe mtoto ngalawa ngama ngorosi seleman shoka sifa stahambele stahayanyuma tezi wahiji reinforcement on the yard heel knee sort of motorised mashua transom stringers East African ishing vessel, double-ended windward side stem or sternpost yard master (ship)builder beam or thwart loor-frames and futtocks halyard East African cargo vessel, sometimes passenger ship sail lee side caulking (horizontal) structural knee V- or Y-shaped timber on a the stem and stern of a dau drill bow front part of a ship front side of a dau angle-measuring device temporary fastening or cleat with a lashing lower part of the hull (beneath the waterline) right left a mixture of lime and coconut oil device to keep a beached ship upright garboard (strake) half-frames East African ishing vessel, with a transom stern frames plank front plank (of the garboard strake) aft plank (of the garboard strake) keel mast East African extinct type of sewn sailing vessel literally ‘child’, but also a small bakara East African dug-out canoe with two out-riggers open space between two frames for bailing cork support for the yard, on the front and the aft of a ship adze very smelly shark-liver oil forward deck aft deck aft part of a ship upper part of the hull (freeboard)