RULES FOR CLASSIFICATION Ships Edition July 2021 Part 1 General regulations Chapter 1 General regulations The content of this service document is the subject of intellectual property rights reserved by DNV AS (“DNV”). The user accepts that it is prohibited by anyone else but DNV and/or its licensees to offer and/or perform classification, certification and/or verification services, including the issuance of certificates and/or declarations of conformity, wholly or partly, on the basis of and/or pursuant to this document whether free of charge or chargeable, without DNV’s prior written consent. DNV is not responsible for the consequences arising from any use of this document by others. The PDF electronic version of this document available at the DNV website dnv.com is the official version. If there are any inconsistencies between the PDF version and any other available version, the PDF version shall prevail. DNV AS FOREWORD DNV rules for classification contain procedural and technical requirements related to obtaining and retaining a class certificate. The rules represent all requirements adopted by the Society as basis for classification. © DNV AS July 2021 Any comments may be sent by e-mail to rules@dnv.com This service document has been prepared based on available knowledge, technology and/or information at the time of issuance of this document. The use of this document by other parties than DNV is at the user's sole risk. Unless otherwise stated in an applicable contract, or following from mandatory law, the liability of DNV AS, its parent companies and subsidiaries as well as their officers, directors and employees (“DNV”) for proved loss or damage arising from or in connection with any act or omission of DNV, whether in contract or in tort (including negligence), shall be limited to direct losses and under any circumstance be limited to 300,000 USD. This document supersedes the July 2020 edition of DNVGL-RU-SHIP Pt.1 Ch.1. The numbering and/or title of items containing changes is highlighted in red. Changes July 2021, entering into force 1 January 2022 Topic Reference Description Statutory certification Sec.1 [4.1.2] Replaced 'survey' with 'certification' to clarify the intention of the paragraph. Builder's responsibility for integration of systems and equipment Sec.2 [1.2.3] Adding requirement to clarify that the builder shall have full responsibility for integration of and between systems, equipment, components and the vessel. Installation of repaired, unused equipment Sec.2 [1.7.2] Adding clarifying requirement for handling and repair of new equipment damaged during installation or manufacturing. Change of reference document on repair gudance Sec.3 [2.5.2] Changed reference to new document in guidance note for repair guidance. Suspension and withdrawal of certificates Sec.4 [3.1.3] Clarification of information given to a customer and that the Society may make information publicly available. Rebranding to DNV All This document has been revised due to the rebranding of DNV GL to DNV. The following have been updated: the company name, material and certificate designations, and references to other documents in the DNV portfolio. Some of the documents referred to may not yet have been rebranded. If so, please see the relevant DNV GL document. Editorial corrections In addition to the above stated changes, editorial corrections may have been made. Rules for classification: Ships — DNV-RU-SHIP Pt.1 Ch.1. Edition July 2021 General regulations DNV AS Page 3 Part 1 Chapter 1 Changes - current CHANGES – CURRENT Changes – current.................................................................................................. 3 Section 1 Classification principles........................................................................... 7 1 General................................................................................................ 7 1.1 The Society......................................................................................7 1.2 Definitions....................................................................................... 7 2 The classification concept..................................................................11 2.1 Introduction................................................................................... 11 2.2 Main class and class notations..........................................................11 2.3 Conditions and assumptions involving other parties............................. 12 2.4 Interaction with flag administrations and statutory requirements........... 12 2.5 The rules....................................................................................... 13 2.6 Documentation and information........................................................ 14 2.7 Disclosure of information................................................................. 14 2.8 Access........................................................................................... 15 2.9 Calibration of equipment..................................................................15 2.10 Service suppliers...........................................................................15 3 Appeals.............................................................................................. 15 3.1 Decisions taken by the Society......................................................... 15 4 Statutory certification........................................................................ 16 4.1 General..........................................................................................16 4.2 Service suppliers.............................................................................16 Section 2 Assignment of class............................................................................. 17 1 Assignment of class - new vessels.................................................... 17 1.1 General..........................................................................................17 1.2 Requirements for builder or designer.................................................17 1.3 Applicable rules.............................................................................. 18 1.4 Plan approval................................................................................. 20 1.5 Survey during construction.............................................................. 20 1.6 Functional testing........................................................................... 21 1.7 Installation of machinery, systems and equipment.............................. 21 2 Assignment of class - existing vessels...............................................21 2.1 General..........................................................................................21 2.2 Applicable rules.............................................................................. 21 2.3 Plan approval................................................................................. 21 2.4 Class entry survey.......................................................................... 22 Rules for classification: Ships — DNV-RU-SHIP Pt.1 Ch.1. Edition July 2021 General regulations DNV AS Page 4 Part 1 Chapter 1 Contents CONTENTS 3.1 General..........................................................................................22 3.2 Late commissioning.........................................................................22 4 The register of vessels...................................................................... 23 4.1 General..........................................................................................23 Section 3 Retention of class................................................................................ 24 1 Conditions for retention of class........................................................24 1.1 General requirements...................................................................... 24 1.2 The customer’s obligations............................................................... 24 1.3 Maintenance................................................................................... 25 2 The Society’s involvement................................................................. 25 2.1 Applicable rules.............................................................................. 25 2.2 Surveys......................................................................................... 26 2.3 Conditions and memoranda..............................................................26 2.4 Survey statement and survey status................................................. 27 2.5 Damage and repairs........................................................................27 2.6 Conversions and alterations............................................................. 28 3 Endorsement and renewal of the class certificate..............................28 3.1 Endorsement of the class certificate.................................................. 28 3.2 Renewal of the class certificate.........................................................29 4 Suspension and withdrawal of class.................................................. 29 4.1 General..........................................................................................29 4.2 Suspension of class.........................................................................30 4.3 Reinstatement following class suspension...........................................30 4.4 Withdrawal of class......................................................................... 31 4.5 Re-assignment of class following class withdrawal............................... 31 5 Change of owner or manager............................................................ 32 5.1 General..........................................................................................32 6 Force majeure....................................................................................32 6.1 General..........................................................................................32 Section 4 Certification of materials, components and systems............................ 33 1 General.............................................................................................. 33 1.1 Introduction................................................................................... 33 1.2 Requirements for manufacturer........................................................ 33 2 The Society’s involvement................................................................. 33 2.1 General..........................................................................................33 2.2 Plan approval................................................................................. 34 Rules for classification: Ships — DNV-RU-SHIP Pt.1 Ch.1. Edition July 2021 General regulations DNV AS Page 5 Part 1 Chapter 1 Contents 3 The class certificate...........................................................................22 2.4 Survey...........................................................................................35 2.5 Manufacturing survey arrangement................................................... 35 3 Suspension and withdrawal of certificates........................................ 35 3.1 General..........................................................................................35 Appendix A Terms and conditions......................................................................... 36 Changes – historic................................................................................................ 45 Rules for classification: Ships — DNV-RU-SHIP Pt.1 Ch.1. Edition July 2021 General regulations DNV AS Page 6 Part 1 Chapter 1 Contents 2.3 Type approval.................................................................................34 1 General 1.1 The Society 1.1.1 DNV is an organisation with the objective of safeguarding life, property, and the environment. DNV operates through the limited company DNV AS, which is registered in Norway and operates through a worldwide network of affiliates and offices. DNV carries out classification, certification and other verification services related to ships, facilities, systems, materials and components and performs research in connection with these functions. Moreover, provided its integrity is not impaired, DNV may perform assignments which utilize its knowledge or which contribute to develop knowledge that will be required for the performance of these tasks. 1.1.2 The DNV general terms and conditions (T&C), see App.A, for classification services, are an integral part of the rules in their latest version. In case of any ambiguities or contradictions between the T&C and other parts of the rules, the provisions of the T&C shall prevail. 1.2 Definitions Table 1 Verbal forms Term Definition Shall Verbal form used to indicate requirements strictly to be followed in order to conform to the document. Should Verbal form used to indicate that among several possibilities one is recommended as particularly suitable, without mentioning or excluding others. May Verbal form used to indicate a course of action permissible within the limits of the document. Table 2 Definitions Term Definition alteration A change that does not affect the basic character or structure of the vessel it is applied to. builder The party contracted to build a vessel in compliance with the Society’s rules. certificate A document confirming compliance with the Society's rules or with other rules and regulations for which the Society has been authorized to act. Compliance is confirmed on the date as given in the certificate. certification A service that comprises assessment of compliance with applicable requirements and issuance of a certificate if compliance is confirmed. class Class is assigned to and will be retained for vessels, which the Society has found to be in compliance with applicable requirements of the Society’s rules. class certificate A certificate confirming compliance with the Society's rules as applicable and at the time of survey. Rules for classification: Ships — DNV-RU-SHIP Pt.1 Ch.1. Edition July 2021 General regulations DNV AS Page 7 Part 1 Chapter 1 Section 1 SECTION 1 CLASSIFICATION PRINCIPLES Assignment of class to an existing vessel. class notation An abbreviation or keyword expressing a specific feature relating to a vessel or its machinery, systems and equipment, or service area while referring to specific requirements in the rules. classification A service which comprises the development and maintenance of rules, and the verification of compliance with the rules throughout the vessels' life. The extent of and methods for verifying compliance will be decided by the Society to establish reasonable assurance that the relevant rules are complied with. compliance document See DNV-CG-0550 Sec.3. condition of class A requirement that specific measures, repairs or surveys shall be carried out within a specific time limit in order to retain class. condition on behalf of the flag administration A requirement that specific measures, repairs or surveys shall be carried out within a specific time limit in order to retain the statutory certificate. A condition on behalf of the flag administration will be issued only when the Society has been authorised by the flag administration, see [4]. conditions General term that includes both condition of class and condition on behalf of the flag administration. contract for construction A contract between the prospective owner and the builder to build a vessel, see Sec.2 [1.3.2]. convention vessel A vessel which due to its tonnage, usage or dimensions would, if trading in international waters or on international voyages, fall within the requirements of any, or any part, of the IMO and/or ILO Conventions. conversion Change that substantially alters the dimensions, carrying capacity, engine power or the type of the vessel. customer Any person and/or company which has requested the Society’s service and/or has entered into a contract for services directly with the Society. deficiency A failing or shortcoming with respect to applicable requirements. designer A party who created or developed documentation which is submitted to the Society for approval or information. documentation Drawings, descriptions, calculations, reports, procedures, certificates and similar information describing e.g. the design, installation, testing, operation, maintenance or status of an object. flag administration The government of the state whose flag the vessel is entitled to fly. guidance notes Additional information containing advice which is not required for the assignment or retention of class, but with which the Society, based on experience, advises compliance. IACS The International Association of Classification Societies. ILO The International Labour Organization. IMO The International Maritime Organization. ISO The International Organization for Standardization. lay-up Term used for vessels that are out of commission. In this state the vessel may be at anchorage or permanently moored in a safe harbour. Rules for classification: Ships — DNV-RU-SHIP Pt.1 Ch.1. Edition July 2021 General regulations DNV AS Page 8 Part 1 Chapter 1 Section 1 class entry Characters showing compliance with a defined set of classification rules for hull and/or machinery. In the context of these rules for classification: — structural strength — watertight integrity and weathertightness main functions — power generation — propulsion — steering — drainage and bilge pumping — ballasting — anchoring. manufacturer An organization that manufactures the material or product, or carries out part production that determines the quality of a material or product, or does the final assembly of a product. material declaration See DNV-CG-0550 Sec.3. material test report See DNV-CG-0550 Sec.3. memorandum to owner Information related to the vessel, its machinery, system and equipment or applicable requirements. A memorandum to owner will be issued in relation to information that does not require any corrective action or survey. newbuilding A new vessel under construction at a builder. non-convention vessel A vessel other than a convention vessel. owner The registered owner and/or manager of the vessel and/or any other organization and/or person who has assumed the responsibility for operation of the vessel and who on assuming such responsibility has agreed to take over all the duties and responsibilities related to the vessel. patrolling An independent and unscheduled check that the applicable processes, activities and associated documentation of the shipbuilding functions continue to comply with the rules and statutory requirements. plan approval A systematic and independent assessment of drawings, design documents or records by the Society to verify compliance with the rules or statutory requirements where authorised by a flag administration. plan approval staff Personnel authorized to carry out plan approval and to conclude whether or not compliance with the rules or statutory requirements has been met. port state authority The maritime authority in the country of the vessel’s port of call. Requirements for the process of assessing compliance with technical requirements. Procedural requirements cover: procedural requirements — basis for design assessment, i.e. information or documentation requirements — requirements for certification of products — requirements for surveys to assign, maintain and retain class. product declaration See DNV-CG-0550 Sec.3. product test report See DNV-CG-0550 Sec.3. quality system A quality management system and established procedures for production and control. Rules for classification: Ships — DNV-RU-SHIP Pt.1 Ch.1. Edition July 2021 General regulations DNV AS Page 9 Part 1 Chapter 1 Section 1 main character of class The ability of a component or a system to perform its required function under given conditions for a given time interval. repair To restore an object that is damaged or broken to a condition that it is in compliance with the rules. In general, this implies that the original design is restored. retroactive requirement A requirement in the rules or a statutory requirement that will enter into force for certain vessels in operation and under construction at a given date or at an upcoming survey. The retroactive requirement will specify the required actions to be taken in order to retain class or statutory certification. RR related to statutory certification will be issued only if the Society has been authorised to carry out statutory certification on behalf of the flag administration. rules Independent standard that consist of all requirements, technical and procedural, adopted by the Society as the basis for classification. Society DNV AS and its affiliates carrying out classification and statutory certification. statement of compliance A document confirming compliance with specified requirements for which the Society has not been authorized to act. Compliance is confirmed on the date as given in the statement. statutory certification A service with the intention of confirming compliance with regulatory codes and regulations – in agreement with relevant flag administrations. survey A systematic and independent assessment of a vessel, materials, components or systems in order to verify compliance with the rules and/or statutory requirements. Surveys will be carried out on the vessel, at the construction or repair site as well as at sub-suppliers or other locations at the discretion of the Society, which also decides the extent and method of survey. surveyor Personnel authorized to carry out surveys and to conclude whether or not compliance has been met. technical requirements Requirements for design and construction of a vessel, system or component, and the minimum requirements they shall meet during the operational lifetime. tentative rules Provisional rules to which the Society reserves the right to make immediate and/ or retroactive adjustments in order to obtain the purpose intended. ultimate owning company A company that may be recognized as the factual owner because use and benefit belongs to that company without being the legal, registered owner (e.g. through ownership of shares or company participations), and that thereby has a determining influence on the vessel. verification A service that confirms through the provision of objective evidence (analysis, observation, measurement, test, records or other evidence) that specified requirements have been met. vessel Any object designed for transportation or special operations on water. witnessing Attendance of tests or measurements with the intention of verifying compliance with agreed test or measurement procedures. Rules for classification: Ships — DNV-RU-SHIP Pt.1 Ch.1. Edition July 2021 General regulations DNV AS Page 10 Part 1 Chapter 1 Section 1 reliability 2.1 Introduction 2.1.1 The classification concept consists of the development and application of rules with regard to design, construction and survey of vessels. 2.1.2 In general, the rules cover requirements for: — availability of main functions and the safety of installations supporting the main functions — the structural strength and integrity of essential parts of the vessel's hull and its appendages — the safety of machinery, systems and equipment supporting non- main functions that constitute possible hazards to personnel and vessel — safety levels and availability beyond that of main class, see [2.2.2]. 2.1.3 Class may be assigned to a vessel when the Society has established reasonable assurance that the rules are complied with. 2.1.4 The assignment of class is documented by the issuance of a class certificate or an interim class certificate and the entry of the vessel’s main particulars and details of class in the Society’s register of vessels (see Sec.2 [4]). 2.1.5 Class is maintained during the service period provided applicable requirements are observed and surveys carried out. The class will be retained on the condition that the requirements applicable for retention of class are complied with. Retention of class is confirmed by annual endorsements and renewal of the class certificate at 5-year intervals. 2.2 Main class and class notations 2.2.1 The class notations are based on the following structure: — main class notation. — ship type notations — mandatory ship type notations — optional ship type notations. — additional class notations — mandatory additional notations — optional additional notations. — service area restriction. Applicable class notations are provided in Ch.2. 2.2.2 Main class notation and mandatory class notation stipulates requirements for — availability of main functions and the safety of installations supporting the main functions — structural strength and integrity of essential parts of the vessel's hull and its appendages — the safety of machinery, systems and equipment supporting non- main functions that constitute possible hazards to personnel and vessel. 2.2.3 Class notations are assigned to a vessel in order to determine applicable requirements in the rules for assignment and/or retention of that class notation. Rules for classification: Ships — DNV-RU-SHIP Pt.1 Ch.1. Edition July 2021 General regulations DNV AS Page 11 Part 1 Chapter 1 Section 1 2 The classification concept 2.2.5 Upon consideration, class notations as found in other rule books published by the Society may be assigned to a vessel complying with these class notations. 2.3 Conditions and assumptions involving other parties 2.3.1 Classification is performed on the basic assumption that other parties involved fulfil their individual obligations, including ensuring compliance with the rules. Classification does not substitute the role and/or release the obligations of other parties. 2.3.2 Nothing contained in these rules or in any certificate, report or document issued in connection with or pursuant to these rules, shall relieve any customer, designer, engineer, builder, manufacturer, shipyard, seller, supplier, owner, operator, vessel management or any other party from any obligations or consequences of default whatsoever. 2.3.3 Compliance with the rules does not imply a vessel is considered seaworthy. The acceptance and commissioning of a vessel is the exclusive responsibility of the owner. 2.4 Interaction with flag administrations and statutory requirements 2.4.1 The vessel's arrangement and equipment shall comply with the requirements given by its flag administration, as applicable. Such compliance is a prerequisite for class. Compliance shall be demonstrated by possession of the applicable convention certificates issued according to [4]. The Society will not verify compliance with these requirements unless authorised by the flag administration. 2.4.2 Convention vessels carrying more than 60 persons, in addition to the crew, may upon special consideration by the Society, be subject to additional requirements. Guidance note: Compliance with e.g. the IMO Code of Safety for Special Purpose Ships may be required. ---e-n-d---o-f---g-u-i-d-a-n-c-e---n-o-t-e--- 2.4.3 For non-convention vessels, such as but not limited to: — cargo ships less than 500 GT — all vessels in domestic trade including passenger ships. possible prerequisites for class are given in the respective chapters of the rules for the type of vessel in question. 2.4.4 For non-convention vessels with more than 12 persons on board, scope of class may upon special consideration be subject to additional requirements. 2.4.5 If the Society has not been authorised to undertake statutory certification on behalf of a flag administration, the Society assumes the right to refuse to issue, or withdraw class for such vessels. The Society decides the extent of authorization found necessary in order to retain class. Rules for classification: Ships — DNV-RU-SHIP Pt.1 Ch.1. Edition July 2021 General regulations DNV AS Page 12 Part 1 Chapter 1 Section 1 2.2.4 Optional class notations include requirements to safety levels and availability beyond that of main class and mandatory class notations. 2.5.1 The rules lay down technical and procedural requirements related to obtaining and retaining a class certificate. 2.5.2 The rules stipulate requirements for the design, construction, survey and testing of vessels. 2.5.3 The rules stipulate requirements for structures, materials, machinery, systems and equipment. 2.5.4 The rules cover in some areas requirements also stipulated by IMO conventions and codes. Guidance note: For issuance of statutory certificates, compliance with the statutory instruments will prevail where the rules and IMO conventions and codes differ, see [2.4.1]. ---e-n-d---o-f---g-u-i-d-a-n-c-e---n-o-t-e--- 2.5.5 The rules and amendments to the rules accepted by the Society will enter into force on a date decided by the Society. Unless stated otherwise, the entry into force date shall be six (6) months after the date of publication. Unless stated otherwise, the entry into force date for DNV documents referenced by the rules, as basis for classification, shall be six (6) months after the date of publication. Guidance note: The date on which changes to the rules come into force is shown on page 3 of new/revised chapters of the rules. ---e-n-d---o-f---g-u-i-d-a-n-c-e---n-o-t-e--- 2.5.6 In the case where service experience and/or theoretical findings show that unacceptable risks may exist in connection with items covered by the existing rules, the Society may, at any time, decide to lay down supplementary or amended requirements concerning the assignment and retention of class. 2.5.7 If an amendment to the rules is made mandatory to vessels already contracted, see Sec.2 [1.3.3], or to vessels that have already been assigned class, this will be especially stated in Pt.7 Ch.2 Retroactive Requirements. 2.5.8 The Society may consider the use of risk based assessments as a means of documenting compliance with requirements in the rules. Guidance note: The assessment may be carried out using the format presented in IMO MSC-MEPC.2/Circ.12 Revised Guidelines for Formal Safety Assessment (FSA) for use in the IMO rule-making process. ---e-n-d---o-f---g-u-i-d-a-n-c-e---n-o-t-e--- 2.5.9 Alternatives to detailed requirements in the rules may be accepted when the overall safety and reliability level is found to be equivalent or better than that of the rules. Approval may be revoked if subsequent information indicates that the chosen alternative is not satisfactory. 2.5.10 If detailed requirements are not prescribed in the rules, the Society may consider the safety and reliability level of a proposed solution, or require clarification to resolve the issue. The Society reserves the right to accept or reject proposed solutions without justification. 2.5.11 The Society reserves the exclusive right to interpret, decide equivalence or make exemptions from the rules. Rules for classification: Ships — DNV-RU-SHIP Pt.1 Ch.1. Edition July 2021 General regulations DNV AS Page 13 Part 1 Chapter 1 Section 1 2.5 The rules Using the rules without the Society’s corresponding classification services may have the result that safety objectives are not met. 2.5.13 The rules are under the sole ownership rights and copyrights of the Society. It is prohibited by anyone else than the Society to offer and/or perform classification or other services including issuance of compliance documents, wholly or partly, on the basis of and/or pursuant to these rules without the Society's prior written consent. The Society is not responsible for the consequences arising from any use of the rules by others. 2.6 Documentation and information 2.6.1 All documentation and information that may influence the judgement, decisions and requirements of the Society for the purpose of classification, shall be made available to the Society. It is the customer's responsibility to document and/or demonstrate compliance with the rules. Information may be made available by submitting documents to the Society or by permitting surveys performed by the Society at the customer’s premises, on board the vessel or at the premises of the customer's subcontractors. 2.6.2 Requirements for documentation in relation to plan approval or used for information are stated in each chapter of the rules. Documentation shall be submitted to the Society by the customer in accordance with DNV-CG-0550 Sec.6. If additional documentation and/or information are required, the Society will ask for this specifically. 2.6.3 The submitted documentation, which forms the basis for classification shall, at all times, reflect the true status. In this respect, any revisions of documents required for plan approval shall therefore be submitted to the Society. 2.6.4 The supply of information should take place electronically and on a continuous basis in a format accepted by the Society, e.g. by online access to the Society's data bases, see DNV-CG-0550. 2.6.5 The customer warrants that he/she has the necessary rights to disclose relevant documentation and information to the Society. 2.7 Disclosure of information 2.7.1 The Society will not disclose any information received or reports made in connection with classification to any other party than those entitled thereto (see IACS PR03) or to those having been given the right to receive information by legislation, court decision or written permission from the owner of the information. 2.7.2 The Society will not disclose information that can be considered the property of another party except when permission is given in writing by that party. 2.7.3 Internal communication, notes and calculations produced within the Society in connection with classification will not be disclosed to other parties. 2.7.4 Notwithstanding [2.7.1] to [2.7.3], the following parties will have access to such information: — authorised representatives of the flag administration — authorised audit teams performing audits in connection with certification of the Society. 2.7.5 Notwithstanding [2.7.1] and [2.7.3], the Society may disclose information requested by a court order, governmental body (including regional bodies) or other public investigation bodies that are authorised by a decree. Rules for classification: Ships — DNV-RU-SHIP Pt.1 Ch.1. Edition July 2021 General regulations DNV AS Page 14 Part 1 Chapter 1 Section 1 2.5.12 The rules are an integral part of the Society’s classification service. The safety objectives inherent in the rules are only achieved in conjunction with this classification service. See also IACS PR17. 2.7.7 Information recorded in the Society’s register of vessels, see Sec.2 [4], which encompass the status of classification and statutory surveys and certificates issued by the Society, overdue conditions, class suspensions, withdrawals and reinstatements will be published and/or released to any interested party e.g. through Equasis according to IACS PR16. 2.7.8 The Society may at its discretion release information to other classification societies concerning relevant technical information on serious hull structural, machinery and system failures for the purpose of improving vessel safety and protection of the marine environment. The owner will be informed accordingly. See also IACS PR 02A and PR 02B. 2.8 Access 2.8.1 For the purpose of verifying compliance with the rules, the customer shall provide the Society's surveyors with safe access to the vessel and/or to their premises. The premises and objects to be surveyed shall as agreed be cleaned and prepared for survey. 2.8.2 The customer shall provide flag administration and authorised audit and/or inspection teams with safe access to the vessel and/or to their premises in order to audit the Society’s compliance with applicable rules, regulations and quality standards. 2.8.3 The Society reserves the right to decline to perform a requested service when inadequate access is provided or the safety of its surveyors may be compromised. 2.9 Calibration of equipment 2.9.1 Measuring and test equipment used by customers, the result of which may form the basis for the surveyor's decisions, shall have a calibration status to an appropriate accuracy according to the rules or as accepted by the surveyor. 2.10 Service suppliers 2.10.1 Suppliers providing services to the customer, such as measurements, tests and maintenance of safety systems and equipment, the result of which may form the basis for the surveyor's decisions, shall be approved by the Society, according to criteria established by the Society. 3 Appeals 3.1 Decisions taken by the Society 3.1.1 The customer may request in writing that a decision made by the Society shall be taken up for reconsideration. The expenses incurred shall be paid by the customer. However, if the earlier decision is revoked, the Society’s expenses will be covered by the Society. Rules for classification: Ships — DNV-RU-SHIP Pt.1 Ch.1. Edition July 2021 General regulations DNV AS Page 15 Part 1 Chapter 1 Section 1 2.7.6 When deficiencies, possibly affecting the implementation of the International Safety Management (ISM) Code on board, are identified during any survey, a report will be completed. The Society may, at its discretion, release this report to the organisation responsible for the safety management system audit on board. 4.1 General 4.1.1 The Society undertakes statutory certification on behalf of flag administrations when and to the extent the Society has been authorised to do so by the individual flag administration. Statutory certification includes inter alia approval, survey and the issuance of statutory certificates. When the Society acts on behalf of a flag administration, the Society follows international statutory instruments, IACS unified interpretations and DNV statutory interpretations, and generally follows guidance issued by IMO in circulars etc. unless the flag administration has instructed the Society otherwise. 4.1.2 It is assumed by the Society that required statutory certification for vessels classed by the Society will be carried out by the Society or by officers of the flag administration itself and that statutory certificates will be issued by the Society or by the flag administration with the exceptions mentioned in [4.1.3] to [4.1.8]. The Society assumes the right to withdraw class if statutory certificates are not issued as described in this paragraph. 4.1.3 The Society may accept that Safety Management Certificates (ISM Code) are issued by a third party that has been authorised by the flag administration and complies with the Code for Recognized Organizations (RO Code), adopted by Resolution MSC.349(92). 4.1.4 The Society may accept that International Ship Security Certificates (ISPS Code) are issued by a third party that has been authorised by the flag administration and complies with MSC/Circ.1074. 4.1.5 The Society may accept that Maritime Labour Certificates are issued by a third party that has been authorised by the flag administration and complies with MLC, 2006. 4.1.6 The Society may accept that Cargo Ship Safety Radio Certificates (SOLAS) are issued by a third party that has been authorised by the flag administration. 4.1.7 The Society may accept that Statements of Compliance - Fuel Oil Consumption Reporting (MARPOL Annex VI) are issued by a third party that has been authorised by the flag administration. 4.1.8 For a dually classed vessel, where the Society has not been authorised by the flag administration to issue statutory certificates, the Society may accept that such certificates are issued by the other class society as authorised by the flag administration. 4.2 Service suppliers 4.2.1 Where surveyors use the services of service suppliers in making decisions affecting statutory requirements, the suppliers shall be approved by either: — — — — the relevant flag administration a duly authorised organisation acting on behalf of the flag administration an equipment supplier when explicitly described by IMO conventions, resolutions or circulars, or the Society. Rules for classification: Ships — DNV-RU-SHIP Pt.1 Ch.1. Edition July 2021 General regulations DNV AS Page 16 Part 1 Chapter 1 Section 1 4 Statutory certification 1 Assignment of class - new vessels 1.1 General 1.1.1 A request for classification of a new vessel shall be submitted in writing by the customer. The Society reserves the right to decline a request for classification. 1.2 Requirements for builder or designer 1.2.1 Builders or designers unfamiliar to the Society shall provide the Society with evidence of their capability to successfully manage classification projects. Guidance note: Evidence may incorporate successful outcome of classification projects carried out for another classification society or successful outcome of design projects of similar nature. ---e-n-d---o-f---g-u-i-d-a-n-c-e---n-o-t-e--- 1.2.2 Builders or designers shall instruct their subcontractors and suppliers of materials, machinery systems and equipment that the Society’s rules apply and that the Society’s certificates shall be provided as and when required by the rules, see Sec.4. 1.2.3 The builder shall have full responsibility for integration of and between systems, equipment, components and the vessel. If the integration task or parts thereof is subcontracted, the builder shall ensure proper interaction between all involved parties. When so is the case, the Society may communicate directly with the subcontracted party on relevant integration matters. 1.2.4 Welding of important structures, machinery installations and equipment shall be carried out by approved welders, with approved welding consumables, following approved welding procedures and, if applicable, at welding shops approved by the Society. Requirements for approval of welding shops, welders, manufacturers of welding consumables, welding consumables and welding procedures are given in the rules and by a series of detailed approval programmes, see Pt.2 Ch.1 and Pt.2 Ch.4. 1.2.5 The following documentation from the builder or designer (workshop and yard) and from subcontractors shall be submitted when requested by the Society: — information related to the builder’s or designer’s quality control and quality management system — information related to the builder's procedures for managing materials that are excluded from use on board by class and/ or statutory requirements — an 'asbestos free declaration' confirming that structures, machinery, systems and equipment on board are asbestos free and meets the requirements set forth in SOLAS Ch.II-1/3-5.2 — list of relevant subcontractors to the builder — list of relevant subcontractors to the manufacturer of systems and components to be delivered for the product, if applicable. 1.2.6 To assess compliance with the rules the Society may require additional documentation. Rules for classification: Ships — DNV-RU-SHIP Pt.1 Ch.1. Edition July 2021 General regulations DNV AS Page 17 Part 1 Chapter 1 Section 2 SECTION 2 ASSIGNMENT OF CLASS 1.3.1 The rules that apply for assignment of class to a new vessel are generally those in force at the date of 'contract for construction'. The Society may upon special consideration and in agreement with the parties involved decide on the rules to be applied. For non-DNV issued documents, forming part of the basis for classification, the document in force at the time of 'contract for construction' shall be applied, unless otherwise stated in the rules. Rules for classification: Ships — DNV-RU-SHIP Pt.1 Ch.1. Edition July 2021 General regulations DNV AS Page 18 Part 1 Chapter 1 Section 2 1.3 Applicable rules 1) 2) The date of 'contract for construction' of a vessel is the date on which the contract to build the vessel is signed between the prospective owner and the shipbuilder. This date and the construction numbers (i.e. hull numbers) of all the vessels included in the contract are to be declared to the classification society by the party applying for the assignment of class to a newbuilding. The date of 'contract for construction' of a series of vessels, including specified optional vessels for which the option is ultimately exercised, is the date on which the contract to build the series is signed between the prospective owner and the shipbuilder. Vessels built under a single contract for construction are considered a 'series of vessels' if they are built to the same approved plans for classification purposes. However, vessels within a series may have design alterations from the original design provided: a) b) such alterations do not affect matters related to classification, or if the alterations are subject to classification requirements, these alterations are to comply with the classification requirements in effect on the date on which the alterations are contracted between the prospective owner and the shipbuilder or, in the absence of the alteration contract, comply with the classification requirements in effect on the date on which the alterations are submitted to the Society for approval. The optional vessels will be considered part of the same series of vessels if the option is exercised not later than 1 year after the contract to build the series was signed. 3) If a contract for construction is later amended to include additional vessels or additional options, the date of 'contract for construction' for such vessels is the date on which the amendment to the contract, is signed between the prospective owner and the shipbuilder. The amendment to the contract is to be considered as a 'new contract' to which 1 and 2 above apply. 4) If a contract for construction is amended to change the ship type, the date of 'contract for construction' of this modified vessel, or vessels, is the date on which revised contract or new contract is signed between the owner, or owners, and the shipbuilder. (IACS PR29 Rev.0) 1.3.3 For a vessel in a series of identical vessels under construction to the class of, or of a design previously approved by another classification society, the Society may accept the design approved by that classification society. 1.3.4 For a vessel where the flag administration undertakes approval and surveys of items covered by statutory instruments which are also covered by the rules, the Society may accept their decisions as basis for assigning class, provided the Society's remaining requirements for main class and mandatory class notations are complied with. necessary documentation, such as copies of approved plans, reports and other particulars approved by the flag administration shall be submitted. 1.3.5 A vessel trading solely in domestic waters, or between neighbouring states upon agreement between such states, may be assigned class based on flag administration requirements for domestic service instead of relevant requirements in the rules. The assigned class shall in such cases be the class notations and service area restrictions having least possible deviation from the requirements in the rules. The vessel will be assigned an additional class notation comprising the letters of the nation in accordance with ISO 3166. Deviations from the rules will only be considered when acceptance by the flag administration has been documented. Deviations from the rules will not be accepted for requirements given by optional class notations. 1.3.6 For a vessel intended to be permanently moored on location for production and/or storage of hydrocarbons, the Society may accept decisions by the national administration with jurisdiction over the waters in which the vessel shall operate (the shelf state) as basis for assigning class. Rules for classification: Ships — DNV-RU-SHIP Pt.1 Ch.1. Edition July 2021 General regulations DNV AS Page 19 Part 1 Chapter 1 Section 2 1.3.2 The term date of 'contract for construction' shall be construed as follows: In case of class being assigned on the basis of flag administration requirements according to [1.3.5] a memorandum to owner shall also be issued, see Sec.3 [2.3.7]. 1.4 Plan approval 1.4.1 The following documentation shall be submitted as specified in the applicable chapters of the rules. — drawings, plans and specifications required for plan approval — technical descriptions, calculations and data, including material specifications. Any documents submitted for re-approval shall be especially marked to identify revised parts. 1.4.2 Where subcontractors and suppliers are involved, the customer shall co-ordinate the submission of required documentation, as well as co-ordinate any approval comments given by the Society. 1.4.3 Documentation subject to plan approval will be assessed by and at the discretion of the Society. The results of the assessment will be stated in a letter of approval. Comments, conditions and limitations may be stated in the letter of approval or on the plans returned. 1.4.4 The plan approval may be revoked at any time if subsequent information indicates that the solution was contrary to the rules. 1.5 Survey during construction 1.5.1 When a vessel is built under the supervision of the Society, the Society will verify: — that the construction and scantlings comply with the requirements in the rules and the approved plans, and that the required materials are used — that the materials, components and systems have been certified in accordance with the rules — that the work is carried out in compliance with the applicable rules and acceptable standards — that satisfactory tests are carried out to the extent and in the manner prescribed by the rules. Guidance note: IACS Recommendation No. 47 'Shipbuilding and Repair Quality Standard' - Part A: for New Construction - is regarded as an example of an acceptable standard. ---e-n-d---o-f---g-u-i-d-a-n-c-e---n-o-t-e--- 1.5.2 The scope of survey is decided by the Society. The scope has been established utilising knowledge acquired from, amongst other, operational experience with risk based methods and experience feedback from internal and external sources. 1.5.3 The Society may increase the scope based on observed quality during construction. 1.5.4 The Society may base its verification methods on the quality system as implemented in the builder's fabrication processes and as accepted by the Society. The surveys at the builder's premises may consist of a combination of visual inspection, review of records and witnessing of manufacturers' tests and measurements. 1.5.5 The customer shall submit to the Society certificates for materials, components and systems installed in the vessel and as required by the rules. Rules for classification: Ships — DNV-RU-SHIP Pt.1 Ch.1. Edition July 2021 General regulations DNV AS Page 20 Part 1 Chapter 1 Section 2 1.3.7 When class is assigned on the basis of a design approved by another classification society, the flag administration or according to flag administration requirements or decisions by national authorities according to [1.3.4] or [1.3.5] or [1.3.6], information to this effect shall be included in the 'appendix to the class certificate', see [3.1.5]. 1.6.1 Where specified by the rules, testing shall be carried out in the presence of a surveyor, and related requirements for test programmes shall be observed. 1.6.2 A test programme for harbour and sea trials shall be prepared by the customer and accepted by the Society. The programme shall specify systems and components to be tested, and the testing procedure. The Society may, in order to verify compliance with the rules, request additional tests and/or data to be recorded. 1.6.3 The tests shall give evidence as to satisfactory operation and performance in accordance with the rules. When testing control and safety systems, failure modes shall be simulated as realistically as possible. 1.7 Installation of machinery, systems and equipment 1.7.1 All material, machinery, systems and equipment covered by the rules shall in general be new. Guidance note: If second hand equipment complies with applicable rules for the newbuilding, it may upon special consideration by the Society be installed, provided the owner has given a written acceptance. ---e-n-d---o-f---g-u-i-d-a-n-c-e---n-o-t-e--- 1.7.2 For new systems, equipment and/or components being damaged during manufacturing, installation and/or testing and being adequately repaired, the Society may accept this as new according to [1.7.1] when the relevant builder or manufacturer confirms that the operational life time and/or maintenance scheme is not adversely affected. 2 Assignment of class - existing vessels 2.1 General 2.1.1 A request for class entry of an existing vessel shall be submitted in writing by the customer. The Society reserves the right to accept or decline an application for class entry. 2.2 Applicable rules 2.2.1 Applicable rules for vessels at class entry are given in Sec.3 [2.1]. 2.3 Plan approval 2.3.1 Before a vessel, which has not been built under the supervision of the Society, is surveyed for assignment of class, the information required in [1.4.1] shall, in general, be submitted for plan approval. For a vessel classed with a recognized classification society, the submitted information may be reduced to plans showing the main scantlings and arrangements of the actual hull and machinery installations. 2.3.2 The extent of plan approval for a vessel, which has not been classed, or which was previously classed with a classification society not covered by [2.3.1], will be specified in each case. Rules for classification: Ships — DNV-RU-SHIP Pt.1 Ch.1. Edition July 2021 General regulations DNV AS Page 21 Part 1 Chapter 1 Section 2 1.6 Functional testing 2.4 Class entry survey 2.4.1 Prior to assigning class to an existing vessel, that vessel shall undergo the surveys pertaining to the age and type of the vessel as a minimum. The scope of survey will in each separate case be decided by the Society. 2.4.2 Before assigning class, the flag administration will be notified about the class entry. The flag administration may decide that an extended scope of surveys has to be carried out. 3 The class certificate 3.1 General 3.1.1 The Society will issue a class certificate as proof of assignment of class. 3.1.2 Class may be assigned with conditions of class, see Sec.3 [2.3]. 3.1.3 The class certificate is valid provided conditions for retention of class, see Sec.3 are complied with, as follows: — for a new vessel: to a date not exceeding 5 years from the date of class assignment — for an existing vessel: to a date not exceeding 5 years from the expiry date of the existing certificate, see Sec.3 [3.2] — for an existing vessel taken into class: to a date not exceeding 5 years from the date of class assignment or, if the Society accepts the periodical surveys credited by the previous classification society, until the expiry date of the class certificate of the previous classification society — for an interim class certificate: to a date not exceeding 15 months from assignment of class. 3.1.4 Upon request, statements confirming compliance with the rules may be issued for hull, machinery or specific class notations provided the Society's class has been assigned. 3.1.5 An 'appendix to the class certificate' will be issued stating assumptions for the assignment of class and restrictions regarding the use of the vessel which were established or assumed at the time of assignment of class. 3.2 Late commissioning 3.2.1 If the vessel is not immediately commissioned upon delivery, but is laid up for a period, the vessel may be accepted for entry into service upon application by the owner. The vessel may be subject to a condition survey before entering into service. The extent and scope of survey will depend on the time period laid up and conservation measures taken. A survey in dry dock may be required. Provided the hull, machinery, systems and equipment are found in all respects free from deterioration, subsequent periodical surveys will date from the time of the condition survey. Rules for classification: Ships — DNV-RU-SHIP Pt.1 Ch.1. Edition July 2021 General regulations DNV AS Page 22 Part 1 Chapter 1 Section 2 2.3.3 For a vessel that has been built under the supervision of another classification society, the Society may on the basis of an overall consideration and survey, exempt the vessel from requirements in the rules. 4.1 General 4.1.1 When a vessel has been assigned class, its main particulars and details of the class assigned will be entered in the Society’s 'register of vessels'. In addition to the class notations, appropriate data related to identification, flag, ownership and other particulars will also be entered. 4.1.2 The class assignment date is entered in the 'register of vessels'. For vessels built under the supervision of the Society, the due date for the periodical surveys will be calculated from this date. For vessels built under the supervision of another classification society, the due date for the periodical surveys will depend upon the existing periodical survey schedule defined by the previous classification society. Rules for classification: Ships — DNV-RU-SHIP Pt.1 Ch.1. Edition July 2021 General regulations DNV AS Page 23 Part 1 Chapter 1 Section 2 4 The register of vessels 1 Conditions for retention of class 1.1 General requirements 1.1.1 The vessel shall be adequately manned, and the hull, machinery, systems and equipment shall be competently handled at all times. 1.1.2 Operation of the vessel shall comply with the assumptions and conditions stated in the 'appendix to the class certificate' and in applicable operating manuals. This includes, but is not limited to, the distribution and stowage of cargo, the distribution of ballast and bunkers, speed and navigation. 1.1.3 The vessel, its hull structure, machinery, systems and equipment shall be maintained at a standard complying with the requirements of the rules, see [1.3]. 1.1.4 Installed machinery, systems and equipment carried on board in excess of the minimum required for main class and mandatory class notations shall either be maintained to applicable standards, or be removed or disconnected in such a way as to ensure that the installed machinery, system or equipment cannot be used. 1.1.5 The statutory certificates required by applicable international conventions and/or national legislation shall be valid at all times and shall be issued by the Society, the flag administration itself, or by a third party approved by the flag administration, within the limitations set out in Sec.1 [4]. 1.2 The customer’s obligations 1.2.1 In order to retain a vessel's class with the Society, the customer shall: — at all times, ensure that the vessel is maintained to the rule standard — submit complete and correct information related to the vessel and its use, which is of significance to the Society for its assessment of the condition of the vessel in relation to the rules — ensure that the vessel is competently handled — subject the vessel to unscheduled surveys when deemed necessary by the Society — rectify deficiencies and carry out any conditions of class or retroactive requirement specified by the Society — subject the vessel to surveys as required by the rules, and provide the necessary facilities for safe execution of surveys — submit complete and correct information on the ownership and management of the vessel, addresses and corresponding administrative information pertinent to the register of vessels, see Sec.2 [4] — submit correct information on the registration of the vessel — keep on board and ashore a set of as-built drawings/documentation including subsequent alterations/ conversions — pay all fees and expenses due to the Society. The owner has, together with managers, charterers and operators, a joint and several liability for any such fees and expenses. If a request for services is made by any other party than the owner, that party will, in addition to the owner, be responsible for the payment of the relevant fees — notify the Society when the vessel is laid up or otherwise taken out of service for a period of more than 3 months. The customer should notify the Society before any dry docking of the vessel, in addition to the dry docking in connection with the bottom surveys as stipulated by the rules. Rules for classification: Ships — DNV-RU-SHIP Pt.1 Ch.1. Edition July 2021 General regulations DNV AS Page 24 Part 1 Chapter 1 Section 3 SECTION 3 RETENTION OF CLASS The survey shall be of an extent considered necessary by the attending surveyor for ascertaining the extent of the damage. 1.2.3 If inspections by port state control (PSC) or flag administration reveal deficiencies related to certificates issued by DNV, the customer shall inform the next attending surveyor of the Society immediately about any deficiencies revealed by PSC or flag administration since last survey. If the vessel is detained, the Society shall be contacted for immediate attendance. 1.3 Maintenance 1.3.1 The customer shall ensure that the vessel, its hull structure, machinery, systems and equipment at all times is properly maintained. Guidance note: Maintenance of the hull structure, machinery, systems and equipment is normally to be in accordance with applicable recognised standards in the industry or in accordance with procedures recommended by the manufacturer. ---e-n-d---o-f---g-u-i-d-a-n-c-e---n-o-t-e--- 1.3.2 The vessel shall have implemented a maintenance system. The maintenance system shall ensure that: — — — — inspections and maintenance are carried out at defined intervals any defect is reported with its possible cause, if known appropriate correction or repair action is taken records of these activities are maintained. 1.3.3 Machinery, systems and equipment that are replaced shall be delivered with certificates and documentation as required by the rules for the original machinery, system or equipment. Certification according to current rules which are less stringent than those originally enforced, may be accepted by the Society on a case by case basis. 2 The Society’s involvement 2.1 Applicable rules 2.1.1 Vessels built under the supervision of the Society shall in general be maintained and repaired in compliance with the rules to which it was constructed, except in cases mentioned in [2.5] and [2.6]. 2.1.2 For vessels built under the supervision of a classification society recognized by the Society, the rules in force at the same date as those enforced by the other society will be applied. If such date is not known, the Society’s rules in force at the date of 'contract for construction' will be applied, see Sec.2 [1.3.2]. 2.1.3 For vessels other than those covered by [2.1.1] and [2.1.2], the Society's rules for new vessels in force at the time of entry into class will be applied. 2.1.4 Amendments to the rules may be made retroactive. If so, this will be stated or referred to in Pt.7 Ch.2. Rules for classification: Ships — DNV-RU-SHIP Pt.1 Ch.1. Edition July 2021 General regulations DNV AS Page 25 Part 1 Chapter 1 Section 3 1.2.2 If the hull structure, machinery, systems or equipment covered by classification sustain damage to such an extent that it may be presumed to lead to a condition of class, see [2.3], the Society shall immediately be informed. The vessel shall be surveyed in the first port of call or according to instructions from the Society. 2.2 Surveys 2.2.1 The objective of a survey shall be to establish reasonable assurance that the vessel, its hull structure, machinery, systems and equipment are in compliance with the rules and suitable for continued safe and reliable operation. 2.2.2 A survey may consist of a combination of visual inspections, audits, measurements, functional testing, non-destructive testing and review of maintenance and other relevant records. 2.2.3 The minimum extent of prescribed periodical surveys is given in Pt.7 Ch.1. The Society may increase the extent of surveys when deemed necessary in order to ascertain the condition of the vessel. 2.3 Conditions and memoranda 2.3.1 A condition of class will be imposed for, but not limited to the following: — Repairs and/or renewals related to damage, defect or breakdown that are considered by the Society to be sufficiently serious to affect the assigned class (e.g. grounding, structural damages, machinery damages, wastage over the allowable limits etc.) — supplementary survey requirements — temporary repairs. 2.3.2 The Society will issue a condition of class when deemed necessary to carry out assessments in order to ascertain whether damage, a defect or a deficiency affecting the assigned class has been sustained or is imminent. 2.3.3 A condition of class may contain the following: — — — — a description of the deficiency, defect, damage or the assessment required required action due date for the required action to be completed possible temporary requirements imposed until the required action has been completed. Alternatively the condition of class may refer to a survey statement for above details. 2.3.4 If a condition of class is considered by the Society to seriously affect the vessel’s safety and reliability, immediate action will be required. Otherwise a time limit will be given for the action to be completed. 2.3.5 A condition of class will be deleted when the Society, through a survey or received information, is satisfied that requested action has been satisfactory completed. 2.3.6 When the Society has been authorised to carry out a statutory survey and identify a finding that exclusively relates to a statutory certificate, a condition on behalf of the flag administration will be imposed for specific measures, repairs or surveys that shall be carried out within a specific time limit in order to retain the statutory certificate. 2.3.7 For information related to the vessel, its machinery systems, and equipment or to requirements in the rules, the Society may issue a memorandum to owner. A memorandum to owner may supplement information given otherwise, e.g. in the appendix to the class certificate or the Society’s 'register of vessels'. 2.3.8 A memorandum to owner may be used in, but not limited to, the following cases: Rules for classification: Ships — DNV-RU-SHIP Pt.1 Ch.1. Edition July 2021 General regulations DNV AS Page 26 Part 1 Chapter 1 Section 3 2.1.5 In cases where amendments to the rules are made applicable to existing vessels at the first annual, intermediate or renewal survey after a specified date, or after the vessel reaches a specified age, the expiry date of the related survey time window shall determine when the amendments become effective. exemptions from requirements in the rules accepted deviations from applicable requirements limitations on the use of the vessel or its equipment defects or deficiencies of no concern to class deleted class notations equipment in excess of class requirements disused information related to agreed survey arrangements. 2.3.9 Outstanding findings will be given in writing at completion of surveys and may be recorded as condition of class. Findings may also be communicated verbally during the course of surveys. Findings that have been corrected before the survey has been completed will not be recorded as condition of class. 2.3.10 The Society may at any time modify a condition of class or memorandum to owner if considered appropriate. The owner will be notified accordingly. 2.3.11 Condition of class or memorandum to owner are recorded in the vessel's class status from where they will be deleted when no longer valid. The owner will be notified accordingly. 2.3.12 The owner will be informed of retroactive requirements. 2.4 Survey statement and survey status 2.4.1 The surveyor will provide a statement to the customer on surveys carried out. 2.4.2 Survey statements may contain the following information, to the extent applicable in each case: — — — — — — — types of surveys carried out certificates issued, endorsed or extended damage, defects and/or deficiencies observed confirmation that repairs have been completed and accepted by the surveyor conditions issued or deleted memorandum to owner issued or deleted retroactive requirements issued or deleted. 2.4.3 The Society will make class status reports available to customers on the Society’s internet website, see Sec.1 [2.7]. It is the customer's responsibility to obtain this information from the Society’s internet website. Class status reports, on paper, may be distributed upon request. 2.4.4 Any document issued by the Society in relation to surveys performed reflects the condition of the vessel at the time of the survey only. 2.5 Damage and repairs 2.5.1 Repairs shall in general be carried out in such a way that the original design and scantlings are restored. Possible design modifications or reduced scantlings based on current rules which are less stringent than those originally enforced, may be accepted by the Society. 2.5.2 Repairs to the hull structure, machinery, systems or equipment covered by the rules shall be carried out by qualified personnel and in compliance with applicable rules, with good engineering practice and under the supervision of a surveyor. Rules for classification: Ships — DNV-RU-SHIP Pt.1 Ch.1. Edition July 2021 General regulations DNV AS Page 27 Part 1 Chapter 1 Section 3 — — — — — — — Guidelines for hull repairs can be found in DNV-CG-0456 Repair guidance for vessels in operation. ---e-n-d---o-f---g-u-i-d-a-n-c-e---n-o-t-e--- 2.5.3 Repairs as stipulated in [2.5.2] may be carried out without the attendance of a surveyor (e.g. during voyage) provided a repair plan is accepted by the Society in advance. A surveyor shall be called for acceptance of such repairs when completed. 2.5.4 In any emergency circumstance, emergency repairs are to be effected immediately. The repairs shall be documented in the vessel's log and submitted thereafter to the Society for use in determining further survey requirements. 2.6 Conversions and alterations 2.6.1 Alterations of vessels, except for assignment of new class notations, shall in general comply with the rules applied during newbuilding, see Sec.2. Upon request, the current rules may be applied. Conversion of a vessel shall in general comply with the current rules. Current rules will in general be applied when assigning a new class notation to a vessel. 2.6.2 If the hull structure, machinery, systems or equipment shall be converted or altered, the changes shall be documented and be approved in the same manner as for new vessels, see Sec.2 [1.4]. 2.6.3 Conversion or alterations shall take place under the supervision of the Society, see Sec.2 [1.5]. 3 Endorsement and renewal of the class certificate 3.1 Endorsement of the class certificate 3.1.1 The class certificate will be endorsed upon satisfactory completion of annual and intermediate surveys for main class and class notations, as applicable. The certificate will be endorsed for satisfactory completion of renewal survey if there is a delay in issuance of the new certificate according to [3.2]. The class certificate will not be endorsed unless the following has been dealt with and accepted by the Society: — — — — overdue overdue overdue overdue periodical class surveys continuous survey items conditions of class retroactive requirement. 3.1.2 If the class certificate is endorsed at completion of renewal surveys, the surveyor may extend its validity as necessary, but not more than to a date 5 months after the completion date, or after the expiry date of the class certificate, whichever comes first. If the class certificate has expired at the time of renewal survey completion, new certificate should be issued. 3.1.3 In the case where postponement of the renewal survey has been granted upon the customer’s written request, the class certificate shall be replaced by an interim class certificate with a validity not more than 3 months beyond the validity of the class certificate. 3.1.4 In the case where the main class annual survey is commenced prior to the defined time window, the survey must be completed not more than 6 months after the date of commencement. In such cases the certificate will be endorsed for advancement of anniversary date (due date) for the subsequent annual surveys. Rules for classification: Ships — DNV-RU-SHIP Pt.1 Ch.1. Edition July 2021 General regulations DNV AS Page 28 Part 1 Chapter 1 Section 3 Guidance note: 3.2 Renewal of the class certificate 3.2.1 A new class certificate will replace the existing class certificate when renewal survey has been satisfactory completed and the Society has established reasonable assurance that the requirements for retention of class have been met. 3.2.2 The new class certificate will be valid to a date not exceeding 5 years from: — the expiry date of the existing certificate when the renewal survey has been completed within 3 months before the expiry date of the existing certificate, or — the expiry date of the existing certificate when the renewal survey has been completed after the expiry date of the existing certificate, or — the completion date of the renewal survey when the renewal survey has been completed more than 3 months before the expiry date of the existing certificate, or — the completion date of the renewal survey when the renewal survey has been commenced more than 15 months before the expiry date of the existing certificate. 3.2.3 In cases where postponement of a renewal survey has been granted, the new class certificate will be valid to a date not exceeding 5 years from the expiry date of the existing certificate before the extension was granted. 3.2.4 In cases where the renewal survey is carried out concurrently with a conversion as defined in [2.6], or when the renewal survey has been completed following vessel being laid up or being out of service for a considerable period due to a major repair or modification, the validity of the new certificate will be 5 years from the date of completion of the renewal survey. In such cases, the scope of the renewal survey shall be increased to the extent of the next renewal survey. 3.2.5 For certain vessels the certificate validity and survey intervals may be reduced by the Society, e.g. for vessels with new or novel design or for systems or items exposed to abnormal rates of wear or failure. Such conditions will be stated in the 'appendix to the class certificate' and in memorandum to owner. 4 Suspension and withdrawal of class 4.1 General 4.1.1 Class may be suspended or withdrawn at any time if the Society finds it justified. 4.1.2 The Society may suspend or withdraw a vessel's class where the conditions for retention of class, have been violated, see [1]. 4.1.3 The decision to suspend or withdraw a vessel's class is made by the Society. However, in cases of automatic suspension, see [4.2.1] and [4.2.2], no individual evaluation is made. Suspension or withdrawal of class may take effect immediately or after a specified period of time. In special cases, the suspension or withdrawal of class may be made with retroactive effect, see [4.2.5]. 4.1.4 If the violation only affects requirements related to optional class notations, the suspension or withdrawal may be limited to these class notations only. 4.1.5 When class is suspended or withdrawn the Society will: — inform the owner Rules for classification: Ships — DNV-RU-SHIP Pt.1 Ch.1. Edition July 2021 General regulations DNV AS Page 29 Part 1 Chapter 1 Section 3 Expiry date of the class certificate may remain unchanged, but additional surveys may be required so that the prescribed survey intervals are not exceeded. In the cases of class suspension, a time limit will be given for when the class will be withdrawn. This time limit will in general not exceed 6 months. A longer suspension period may be granted when the vessel is not trading as in cases of lay-up, awaiting disposition in case of a casualty or attendance for reinstatement. 4.2 Suspension of class 4.2.1 The class will automatically be suspended with immediate effect if the renewal surveys for hull, machinery, systems and equipment related to main class and/or mandatory class notations are not completed before the expiry date of the class certificate, and no postponement has been granted or unless the vessel is under attendance for completion of the survey. 4.2.2 If the annual or intermediate surveys for main class and/or mandatory class notations are not completed within 3 months from the anniversary date of the class certificate, the class is automatically suspended with immediate effect, unless the vessel is under attendance for completion of the survey. 4.2.3 The Society may decide to suspend a vessel's class if the vessel is deemed to be unable to continue safe and reliable operation, e.g. as a result of a major casualty. 4.2.4 If any outstanding debt owed to the Society is not paid within a notified date, the Society may suspend the vessel's class with immediate effect. 4.2.5 In addition to the conditions laid down above, a vessel's class may be suspended with immediate effect in cases where: — rectification of deficiencies has not been carried out or otherwise dealt with in an appropriate manner, or — rectification of deficiencies has not been surveyed and accepted by the surveyor, — the rules or other requirements imposed by the Society have been violated. 4.2.6 Class will not be automatically suspended according to [4.2.1] or [4.2.2] whilst a vessel is laid up, provided the requirements in Pt.7 Ch.1 Sec.1 [2.5] are complied with. 4.2.7 If a vessel has been detained as a result of port state inspections twice in a two year period and the deficiencies are found to be serious, the Society may decide to suspend or withdraw class. 4.3 Reinstatement following class suspension 4.3.1 If the overdue surveys leading to class suspension as given in [4.2.1], [4.2.2] and [4.2.3] or requirement as given in [4.2.4] are carried out within the specified time, the class will be reinstated provided the following is met: a) b) The result of the survey is such that all observed deficiencies are satisfactorily rectified. The Society may after consideration accept that minor deficiencies are pending to be carried out. No overdue periodical surveys or overdue conditions of class at that time. 4.3.2 The Society reserves the right to decline an application for reinstatement of class. 4.3.3 If the class has been suspended due to outstanding debt, the class will automatically be reinstated when all outstanding debt has been paid, provided that there are no other reasons for suspension as outlined in [4.2]. 4.3.4 When the class is reinstated, the Society will: Rules for classification: Ships — DNV-RU-SHIP Pt.1 Ch.1. Edition July 2021 General regulations DNV AS Page 30 Part 1 Chapter 1 Section 3 — inform the flag administration — make an entry to this effect in the Society’s 'register of vessels' — make the information publicly available. inform the owner inform the flag administration make an entry to this effect in the Society’s 'register of vessels' make the information publicly available. 4.4 Withdrawal of class 4.4.1 The owner can request a withdrawal of class at any time. 4.4.2 If the overdue surveys specified in [4.2.1], [4.2.2] and [4.2.3] or requirement as given in [4.2.4] are not carried out within the specified time after the class suspension, the Society will withdraw the vessel's class. 4.4.3 When a vessel proceeds to sea without having rectified a condition of class which was required to be dealt with before leaving port, the class will be withdrawn with immediate effect. 4.4.4 If the Society becomes aware that a vessel continues operation with serious damage or defects in violation of class requirements, the class may be withdrawn with effect from the time this became known to the Society. The class withdrawal may be made retroactively. 4.4.5 When it is considered that an owner's failure to comply with rule requirements is sufficiently serious or fraudulent the withdrawal of class may, at the discretion of the Society, be extended to include other vessels controlled or operated by the same owner. 4.4.6 If any outstanding debt owed to the Society is not paid within a notified date, the Society may withdraw the vessel's class with one month's written notice. This also applies when the obligation to pay rests with a builder or with the vessel's previous owner. In special cases a shorter notice may be given. 4.4.7 If the owner makes a general assignment for the benefit of his creditors or if any proceedings are commenced in court or any order or judgement is given by any court for liquidation, winding up of the owner, the Society may withdraw the class with immediate effect. 4.4.8 For vessels having statutory certificates issued by third parties, except in those cases defined in Sec.1 [4.1.3] to Sec.1 [4.1.8], the class may be withdrawn. 4.5 Re-assignment of class following class withdrawal 4.5.1 In all other cases than that given in [4.4.1], and if the circumstances leading to withdrawal of class no longer exist, a vessel may be re-assigned class upon written request. The extent of survey will in such instances be decided by the Society. 4.5.2 The Society reserves the right to decline an application for re-assignment of class. 4.5.3 A new class certificate will be issued when the survey has been satisfactory completed and the Society is satisfied that the requirements for retention of class have been met. 4.5.4 When the vessel is re-assigned class, the Society will: — — — — inform the owner inform the flag administration make an entry to this effect in the Society’s 'register of vessels' make the information publicly available. Rules for classification: Ships — DNV-RU-SHIP Pt.1 Ch.1. Edition July 2021 General regulations DNV AS Page 31 Part 1 Chapter 1 Section 3 — — — — 5.1 General 5.1.1 A vessel shall retain class when transferred to another owner or manager. The previous customer shall give the Society immediate notice, in writing, of such transfers. Obligations according to the rules shall remain with the previous customer until the Society is in receipt of such notice, in writing. See [1.2]. 5.1.2 Class notations and survey arrangements based on certification of the management of operations will be deleted automatically when the management of a vessel is transferred. 6 Force majeure 6.1 General 6.1.1 If due to force majeure, the vessel is not in port or is not accessible for surveys when surveys become overdue, the Society may allow the vessel to sail in class. This is provided that the vessel proceeds directly to an agreed port and, if necessary, proceeds in ballast to an agreed repair facility at which the survey can be completed. In this context the 'force majeure' means damage to the vessel, unforeseen inability of surveyors to attend the vessel due to governmental restrictions on right of access or movement of personnel, unforeseen delays in port or inability to discharge cargo due to unusually lengthy periods of severe weather, strikes, civil strife, acts of war or other force majeure. Rules for classification: Ships — DNV-RU-SHIP Pt.1 Ch.1. Edition July 2021 General regulations DNV AS Page 32 Part 1 Chapter 1 Section 3 5 Change of owner or manager 1 General 1.1 Introduction 1.1.1 The scope of classification requires that specified materials, components and systems intended for the vessel are certified according to the rules. The objective of certification is to ensure that materials, components and systems used in vessels to be classed by the Society comply with the rule requirements. Certification normally includes both plan approval and survey during production and/or of the final product, see [2.2], [2.3] and [2.4]. 1.1.2 The applicable chapters of the rules define the extent of the certification that is required for class. 1.1.3 When the Society issues a certificate to document compliance with requirements as described in this section, the certificate will normally be in an electronic format that will be signed digitally. The electronic version of the digitally signed certificate represents the original of the certificate and any paper version is a copy. 1.2 Requirements for manufacturer 1.2.1 Manufacturers of materials, components and systems of categories not covered by Sec.2 [1.2] shall be considered for approval according to criteria established by the Society, as applicable. 1.2.2 Quality control of materials, components and systems, shall be traceable and documented in writing. Further, quality control shall be carried out by qualified personnel at facilities and with equipment suitable for that control. 1.2.3 The following is mandatory and a prerequisite for issuance of certificates: — document handling system to ensure the product is free from asbestos. This shall also include control with sub-suppliers and contractors — an 'asbestos free declaration' confirming that the product is free from asbestos and meets the requirements set forth in SOLAS Ch.II-1/3-5.2. 2 The Society’s involvement 2.1 General 2.1.1 Compliance with rules for materials, systems and components will be confirmed by the types of documents defined in DNV-CG-0550 Sec.3. The applicable chapters and sections of the rules specify which types of documents are required. 2.1.2 Where the rules require product or material declaration or product or material test report, the surveyor may at any time require the tests to be carried out in his presence and/or that the surveyor check elements of the production control. 2.1.3 For identification and traceability, certified products shall be marked in accordance with the description given in the product or material certificate and as specified by the applicable chapters of the rules. Rules for classification: Ships — DNV-RU-SHIP Pt.1 Ch.1. Edition July 2021 General regulations DNV AS Page 33 Part 1 Chapter 1 Section 4 SECTION 4 CERTIFICATION OF MATERIALS, COMPONENTS AND SYSTEMS 2.2 Plan approval 2.2.1 The plan approval of materials, components and systems shall be on a case by case basis or follow the procedure for type approval, see [2.3]. 2.2.2 When the case by case procedure is used, documentation of the design shall be submitted for plan approval for each application as required in the applicable chapters of the rules. 2.2.3 A letter of approval or design verification report will be issued by the Society when compliance with the requirements for the design has been confirmed. 2.3 Type approval 2.3.1 Type approval is a procedure for approval of standard designs and/or routinely manufactured, identical components to be used in DNV classed objects. Type approval can be applied to: — products — groups of products — systems. 2.3.2 The type approval procedure may consist of the following elements: — — — — design assessment initial survey type testing issue of a type approval certificate. The type approval procedure used by the Society is described in DNV-CP-0338. 2.3.3 When the type approval procedure is used, the following shall be submitted for approval as required in type approval programmes and the applicable chapters of the rules: — documentation of the design — results of type testing normally witnessed by a surveyor. A type approval certificate will be issued by the Society when compliance with the design requirements is confirmed. 2.3.4 For certain products and systems, as defined in applicable chapters of the rules, only type approval is required. For these products and systems no survey is required, i.e. no product certificate is required. 2.3.5 For certain products and systems as defined in the applicable chapters of the rules, type approval is a mandatory procedure for plan approval. 2.3.6 Products and systems manufactured for stock shall normally be type approved. 2.3.7 For type approved products, where the basis for approval is the rules, plans and technical descriptions of the product need not be submitted for approval for each vessel unless otherwise stated as a condition on the type approval certificate. In such cases only the arrangement or system plans, interface plans and those plans mentioned on the type approval certificate shall be submitted for approval. Rules for classification: Ships — DNV-RU-SHIP Pt.1 Ch.1. Edition July 2021 General regulations DNV AS Page 34 Part 1 Chapter 1 Section 4 2.1.4 For certain components and systems the certification will be based on defined internationally acceptable standards and certification schemes as defined in applicable chapters of the rules. Compliance with the requirements of the standard shall be documented as required by that standard. 2.4.1 The survey of materials, components and systems shall be on a case by case basis or on the basis of an established manufacturing survey arrangement (MSA), see [2.5]. 2.4.2 When the case by case procedure is used, the survey shall be performed on the basis of approved design documentation for the actual application and as required in the applicable chapters of the rules. Compliance with the approved design documentation and applicable requirements will be documented by certificates as required in the applicable chapters of the rules. 2.4.3 When the survey is based on a MSA, the survey shall be performed on the basis of approved design documentation, applicable rule requirements and in accordance with requirements and procedures laid down in the MSA. Compliance with the approved design documentation and applicable requirements shall be documented by certificates as specified in the MSA and/or as required in the applicable chapters of the rules. 2.5 Manufacturing survey arrangement 2.5.1 When the procedures and processes of a manufacturer's quality system are in compliance with the rules, a manufacturing survey arrangement (MSA) may be established with the manufacturer as an alternative to the survey described in the applicable rule chapters. 2.5.2 The MSA shall be described in a document stating the requirements, scope, acceptance criteria, documentation and the roles of the Society and the manufacturer in connection with the survey. 2.5.3 When it is agreed through an MSA that the majority of the required surveys and test are completed without the presence of a surveyor, it required that the manufacturer has in operation a quality system certified by an accredited certification body to ISO 9001, or equivalent. 2.5.4 When establishing an MSA, an initial assessment of the manufacturer's ability to control product quality and to comply with the scope, requirements and criteria laid down in the MSA will be performed. The extent and frequency of periodical assessments of the manufacturer will be included in the MSA. The Society reserves the right to conduct further inspections without notice at its sole discretion. 2.5.5 When the MSA is based on a certified quality system, the MSA automatically becomes invalid if the quality system certificate no longer is valid. 3 Suspension and withdrawal of certificates 3.1 General 3.1.1 A product certificate, material certificate, type approval certificate or approval of manufacturer certificate may be suspended or withdrawn at any time if the Society finds it justified. 3.1.2 The decision to suspend or withdraw a certificate is made by the Society. Suspension or withdrawal of a certificate may take effect immediately or after a specified period of time. In special cases, the withdrawal of a certificate may be made with retroactive effect. 3.1.3 When a certificate is suspended or withdrawn the Society will inform the customer and may make the information publicly available. In the case of suspension, a time limit will be given for when the certificate will be withdrawn. Rules for classification: Ships — DNV-RU-SHIP Pt.1 Ch.1. Edition July 2021 General regulations DNV AS Page 35 Part 1 Chapter 1 Section 4 2.4 Survey 1 Definitions and General "Affiliate" - shall mean any subsidiary, parent, ultimate holding company or a subsidiary of such parent or ultimate holding company. For the purpose of this definition, "subsidiary" and "holding company" shall have the meaning assigned to them under the Companies Act relevant to the applicable law set out in Clause 17 herein; "Contract" - shall mean the contract entered into between the Customer and DNV including these General Terms and Conditions and the DNV Rules. The above listed documents shall be interpreted as one agreement and in case of any ambiguities or contradictions between the various documents, the documents shall take precedence in the order they are listed above; "Claim" or "Claims" - shall mean any and all claims, losses (including pure economical losses), demands, taxes, liens, liabilities, judgments, awards, provisional injunctions, remedies, debts, damages, injuries, costs, legal and other expenses, or causes of action of whatsoever nature, and in whatever jurisdiction the foregoing may arise; "Consequential Loss" - shall mean loss and/or deferral of production, lost productivity (disruptions), loss of product, loss of use, loss of time to any vessel or loss of hire, loss of business opportunities and contracts, loss of goodwill, loss of data, loss of revenue, profit or anticipated profit (if any), losses arising from liabilities or indemnities under other contracts, recall or rectification costs, in each case whether direct or indirect and whether or not foreseeable at the commencement of the Work; ), "Customer" - shall mean the person and/or company which has requested DNV's service and has entered into a contract/agreement for services; "Customer Group" - shall mean (i) the Customer and its affiliates; (ii) the Customer`s other contractors (other than DNV), suppliers and subcontractors (of any tier) and their respective Affiliates; and (iii) the respective directors, officers, managers, agents, employees (including agency personnel) and representatives of the persons and entities mentioned under (i) and (ii) above as well as any other person or entity acting on its/their behalf; "Deliverable" - the deliverable(s) which is(are) to be provided to the Customer by DNV according to the Contract; "DNV" - shall mean for the purposes of these General Terms and Conditions, the company with which the Customer has entered into the Contract being DNV AS or any of its branches and subsidiaries (as the case may be); "DNV Group" - shall mean (i) DNV, all its direct and indirect owners and its Affiliates; (ii) DNV's subcontractors (of any tier) and their Affiliates; and (iii) the respective directors, officers, managers, agents, employees (including agency personnel) and representatives of the persons and entities mentioned under (i) and (ii) above as well as any other person or entity acting on its/their behalf; "DNV Rules" - shall mean all provisions and/or requirements adopted by DNV as the basis for Classification at any point in time; "Variation" - additional work to the Work originally agreed in the Contract; "Work" - the services provided to Customer by DNV which are expressly set out in the Contract including any Variation and any Deliverable. These General Terms and Conditions shall be incorporated in the Contract and shall override and exclude any terms and conditions sought to be imposed by the Customer. No amendment and/or variation to these General Terms and Conditions and no additional terms put forward by the Customer shall be considered binding or valid unless set out in writing and duly signed by the authorised representatives of both parties. Rules for classification: Ships — DNV-RU-SHIP Pt.1 Ch.1. Edition July 2021 General regulations DNV AS Page 36 Part 1 Chapter 1 Appendix A APPENDIX A TERMS AND CONDITIONS 2 The Work and execution of Work 2.1 The Work shall be carried out in accordance with the Contract, the provisions of these General Terms and Conditions, the DNV Rules, the international conventions and/or EU regulations applicable to the relevant Work and/or flag administration requirements. The same shall apply in the absence of a written agreement between the parties. The Work performed by DNV is performed under the basic assumption that other parties involved, including but not limited to the Customer´s other contractors and suppliers, fulfil their individual obligations and provide correct and complete information. DNV shall, upon completion of the relevant certification process and the Work, but subject to any relevant findings from its assessment or inspections, issue the Deliverable, provided always that DNV in its sole professional discretion finds that the applicable requirements are fulfilled. As a standard delivery DNV will issue electronic certificates only. 2.2 When providing services DNV does not assess compliance with any standard other than the applicable DNV Rules, international conventions, EU Regulations and/or flag administration requirements and other standards, to the extent agreed in writing. 2.3 Any terms, conditions, duties or warranties otherwise incorporated or implied by law are hereby expressly excluded in full or to the fullest extent permitted by the applicable law. The remedies set forth in Clause 6 shall therefore be the sole remedies for any discrepancies, errors or omissions whatsoever regarding the Work. 2.4 DNV will provide suitably qualified personnel to carry out the Work. Unless otherwise agreed, DNV may at any time substitute personnel assigned to the Work, provided that any replacement personnel are suitably qualified. 2.5 A confirmation given or certificate issued by DNV shall not substitute the role of and/or release the Customer Group or any other parties involved from its contractual or legal obligations towards any third parties and/or the Customer (as the case may be). Maintenance of the validity of such confirmation or certificate, for example through the process of regular surveys in the case of ship classification, is the responsibility of the Customer. 2.6 DNV may, without prejudice to any other rights available to DNV, at any time recall, suspend, withhold, withdraw and/or reissue any Deliverable with immediate effect, suspend or withdraw any vessel from class and/or suspend further performance of any services if in DNV's sole and unfettered opinion: (i) Customer fails to provide any necessary information or documentation for the purpose of maintaining the Deliverable and/or class; or (ii) Customer fails to comply in due time with conditions or instructions issued by DNV; or (iii) Customer fails to pay any fees or other sums due to DNV; or (iv) any relevant discrepancies, errors or omissions in the basis for the Deliverable is detected; or (v) Customer misrepresents DNV's business name, trademark or Deliverable on which such name or trademark is used. 2.7 DNV may retain or withhold any service, certificate or other deliverable to the Customer in respect of all outstanding payments (whether related or not) arising out of the entire business relationship with the Customer, regardless of whether one or more vessels owned or managed by the Customer are affected. 3 General Obligations Rules for classification: Ships — DNV-RU-SHIP Pt.1 Ch.1. Edition July 2021 General regulations DNV AS Page 37 Part 1 Chapter 1 Appendix A The respective latest version of the General Terms and Conditions as well as the applicable DNV Rules, as made available on www.dnv.com shall apply to all work rendered by DNV, including those rendered within the scope of DNV's statutory functions as recognised organisation or similar, even if no written Contract was concluded. Customer agrees that DNV's performance of the Work requires DNV to be granted access to and the right to inspect all relevant sites, equipment, machinery and facilities and all relevant, correct and complete documents and information. For this purpose, Customer shall in a timely manner, without conditions, make all necessary arrangements and provide DNV with all reasonably necessary access to the above mentioned information and sites. Unless it is explicitly agreed as part of the Work to identify discrepancies, errors, inconsistencies or omissions in the information provided by the Customer Group, Customer shall be responsible for the correctness of the information it provides and DNV is entitled to rely on the accuracy and completeness of such information for the performance of the Work. All Deliverables provided by DNV are based on the information, documentation and/or physical items made available by Customer to DNV up to the date of issuance of the Deliverable, and Customer acknowledges and agrees that any statement made by DNV in the Deliverable is a statement reflecting the situation at the time of issuance only. 3.2 Should the Customer fail to provide DNV with the required access or information at the agreed times, DNV may suspend the performance of the Work pending receipt of the Customer's instructions for access and/or necessary information. DNV shall have no liability as a consequence of any such suspension and the Customer will be responsible for DNV's fees and other wasted costs and expenses incurred by DNV. 3.3 Customer acknowledges and agrees that it has read and understood the requirements in the applicable DNV Rules, international conventions, EU Regulations and/or flag administration requirements and other standards applicable to the Contract and agrees to abide by them. 3.4 Any failure by Customer in fulfilling the obligations set out in this Section 3 is to be considered a material breach of this Contract. 4 Health, Safety and Environment (HSE) 4.1 Both DNV and the Customer shall employ reasonable standards for promoting safety, health and environmental protection and for ensuring safe working environments for their personnel. 4.2 Customer shall inform DNV without undue delay of: (i) any actual or potential HSE risk which Customer is aware of and which is reasonably relevant to the performance of the Work; and (ii) any of Customer's implemented or planned measures against such risks that Customer requires DNV's personnel to adhere to. 4.3 Whenever DNV's performance of the Work involves visits to or work on Customer controlled facilities or sites, Customer is responsible for the adequacy, stability, safety and legal compliance of the working environment, including reasonable measures to mitigate or control relevant risks. DNV or its personnel is entitled to refuse to carry out any activity, or visit any area or site, if DNV or its personnel in their sole discretion consider that relevant risks are unacceptable or not adequately addressed, contained or otherwise mitigated. Any such decision shall suspend both parties' obligations under the Contract without any liability or penalties until the parties have agreed on how to proceed. 5 Variations to the Work 5.1 Customer may in writing request DNV to perform a Variation. DNV shall not be obliged to execute any Variations until a written agreement with the Customer regarding the remuneration and the potential schedule impact of the Variation has been signed, which shall be an integral part of this Contract. 6 Re-performance 6.1 Any documented error or defect in the Work will be rectified by DNV within a reasonable period of time at DNV`s sole cost, provided said error or defect is not attributable to Customer or Customer Group and DNV is duly notified of said errors or defects within twelve (12) months after delivery or completion of the Work, whichever occurs first. 7 Taxes and Remuneration Rules for classification: Ships — DNV-RU-SHIP Pt.1 Ch.1. Edition July 2021 General regulations DNV AS Page 38 Part 1 Chapter 1 Appendix A 3.1 Each party is solely responsible for paying any and all taxes, duties or similar government charges to the competent public authority wherever such charges are levied and/or imposed on the activities of the party. Any and all prices, fees, rates or remuneration are agreed as stated exclusive of any form of sales taxes, value added tax, goods and services tax and/or any other similar taxes including any surcharges levied thereon which may be applicable. 7.2 Customer shall effect payment as agreed in the Contract to DNV, or another legal entity within the DNV Group if specified as payee on the invoice, for the Work, including any Variations, to the bank account stated on the invoice within thirty (30) days of the date of the invoice. Work performed by DNV shall be invoiced in accordance with the tariffs of DNV or on the basis of the price quoted in the offer or in the Contract. In addition thereto, DNV will charge any extra expenses incurred in connection with the services rendered (e.g. travelling or other expenses and, where applicable, any value added/turnover tax). Customer accepts invoices sent by electronic means. Additional expenses which are incurred by DNV in connection with the performance of the Work, and for which DNV is not responsible, for instance, as a result of poor organisation on the part of the Customer or of repetition of tests and extra time spent, will be charged separately at the respective current cost rates. 7.3 In case of late payments, DNV is, in addition to the remedies set forth in Clause 2.6, entitled to charge a late payment interest according to the applicable law of this Contract, or 8% per annum pro rata, whichever is the higher. 7.4 All payments shall, subject to Clause 7.5, be made in cleared funds, without any deduction or set-off and free and clear of and without deduction for or on account of any taxes, levies, imports, duties, charges, fees and withholdings of any nature now or hereafter imposed by any governmental, fiscal or other authority save as required by law. 7.5 If and to the extent Customer has to withhold taxes or other government charges according to mandatory laws, Customer shall withhold and deduct such amounts from payments to DNV and pay the amount to the competent tax authority or any other relevant governmental body, as the case may be, within the time allowed and in the minimum amount required by law. Customer shall indemnify and hold DNV harmless from any and all financial responsibility or sums found to be due arising out of the non-payment, late-payment or payment to the non-competent tax authority or any relevant governmental body. Customer shall inform DNV about such withholding, any change in the rate or the basis of the withholding and the availability of any formal procedure resulting in an authorisation to make a payment without a withholding prior to making the payment. Customer and DNV shall co-operate in completing any procedural formalities necessary for the Customer to obtain authorisation to make payment without a withholding. Within ten days of making either the withholding or any payment required in connection with that withholding, the Customer shall deliver to DNV a withholding tax certificate, official receipt or evidence reasonably satisfactory to DNV that payment has been made to the competent tax authority or any other competent governmental body. Customer shall cooperate with DNV and shall use reasonable efforts, at no cost to DNV, in seeking any double tax treaty relief, other exemptions and refunds available following from such withholdings. 7.6 Section 7.1 to 7.5 shall apply accordingly in case an Affiliate provides the Work. 7.7 No disputes arising between DNV and the Customer shall interfere with prompt payment of invoices by the Customer. Any rights of lien or retention in favour of the Customer, statutory or otherwise, are hereby excluded. The Customer shall have no right to set-off any sums including sums in respect of counter-claims, unless such counter-claim is undisputed or has been finally adjudicated upon by the courts. Rules for classification: Ships — DNV-RU-SHIP Pt.1 Ch.1. Edition July 2021 General regulations DNV AS Page 39 Part 1 Chapter 1 Appendix A 7.1 Confidentiality 8.1 Each party as recipient agrees to keep confidential any information it receives from the other party as disclosing party in the course of the Contract which, by denotation or reasonable circumstances, is considered confidential to the disclosing party. The recipient shall treat such received information with reasonable care and diligence, not disseminating or disclosing it to third parties without the disclosing party's prior written consent, provided however that each party may share such information with its officers, employees, affiliates, subsidiaries, subcontractors, suppliers or professional advisors who are subject to confidentiality obligations reflecting the principles herein. 8.2 The obligations set forth in Clause 8.1 shall not apply to any information which: (i) is or becomes known to the recipient from a third party without any confidentiality obligation to the disclosing party; (ii) is or becomes generally available in the public domain through no act or failure to act on the part of the recipient; (iii) has demonstrably been developed by the recipient independently from this Contract; (iv) is requested to be disclosed by any competent court, governmental agency, flag state administration, other relevant public authority in accordance with applicable law, court order or other public regulation; (v) is disclosed to the registered owner and/or ultimate owning company of a vessel without changing the general nature of confidentiality of such information if such information is vessel-related or (vi) is required to be disclosed by the applicable stipulations of the International Association of Classification Societies (IACS). 8.3 Customer acknowledges that DNV is bound by an obligation to give the EU Commission or anyone acting on its behalf, access to information in accordance with applicable EU requirements, and that Customer shall give the EU Commission unrestricted access to ships for the purpose of inspection. 8.4 DNV Group shall have the right to use for statistical, analytical and internal training purposes, any material, in-formation or know-how generated in the course of the Work. 8.5 The obligations in this section shall survive the completion of the Work or termination of this Contract and shall continue for as long as the relevant information remains confidential. 9 Assignment and Subcontracting 9.1 This Contract, including any Deliverable issued as a result hereof, is specifically related to the Customer and no rights, obligations, interest, claim, benefit or Deliverable deriving here from shall extend to any other (third) party without the prior written consent of DNV. Customer is not entitled to grant to any third party any right of use in respect of any Deliverable without the prior written consent of DNV. The Contracts (Rights of Third Parties) Act 1999 shall not apply to this Contract. 9.2 DNV may at its discretion subcontract parts of or the whole of the Work to any other company within the DNV Group. The DNV Group shall have the benefit of, and shall be entitled to enforce against the Customer the rights, exclusions, limitations of liability and indemnities set out in the Contract. 9.3 DNV is only responsible for the Work it has performed directly or through its subcontractors. 10 Intellectual Property Rights 10.1 For the purpose of this Contract, each party shall remain the sole owner of any of its intellectual property and rights thereto existing prior to the date of this Contract and, except as explicitly set out in this Contract, nothing herein shall imply any transfer or grant of rights to any such intellectual property or rights thereto. 10.2 Customer shall hold a restricted, global and royalty free license to use the Deliverables or the results of the Work for their agreed or ordinary purpose, including the right to use any valid certificates or similar documents in accordance with the applicable requirements. 10.3 Subject to the confidentiality obligations set out in Clause 8 above, all intellectual property rights in the information and data created in connection with this Contract shall vest in DNV. In particular, DNV shall hold the copyright to all certificates and similar documents issued under this Contract. Nothing herein shall be deemed to limit DNV Group rights according to Clause 8.4. Rules for classification: Ships — DNV-RU-SHIP Pt.1 Ch.1. Edition July 2021 General regulations DNV AS Page 40 Part 1 Chapter 1 Appendix A 8 10.5 DNV is continuously improving its services to the industry to safeguard life, property and the environment. The customer acknowledges that DNV shall hold a right to use and process any information, data or databases generated or collected throughout the Work in an anonymized form, for its own competence building, research or business purposes. 11 Force Majeure 11.1 Neither party shall be in breach of this Contract, nor liable for any failure or delay in performance hereunder if the cause of such failure or delay is attributable to events beyond the reasonable control of the affected party, including but not limited to armed conflict, terrorist attack, civil war, riots, toxic hazards, epidemics, natural disasters, extreme weather, fire, explosion, failure of utility service, labour disputes, breakdown of infrastructure, transport delays, or any public restrictions following any of the incidents above, or any other force majeure occurrence. 11.2 In the event of a force majeure occurrence, the affected party shall notify the other party without undue delay of the particulars of the situation and the estimated duration. Either party shall be entitled to terminate the Contract with immediate effect should the force majeure occurrence endure for more than thirty (30) days. 12 Indemnifications 12.1 Each party shall indemnify and hold harmless the other party from and against all Claims arising while carrying out the Work in respect of: (i) bodily injury, sickness, disease, or death of any of its employees or other representatives; and (ii) loss of or damage to the party's property. This provision shall apply whether or not the Claim is caused or contributed to by the negligence of the other party. Both parties shall maintain insurances for such liabilities, cf. Clause 14, to make this knock-for-knock provision effective. 12.2 The Work including any advice and information provided by DNV to the Customer as a part of the Work, shall be for the Customer only. The Customer shall ensure that any other member of the Customer Group and/or any third party is aware that the Work is intended for the Customer only and it is understood and agreed that nothing expressed herein is intended or shall be construed to give any person, firm or corporation, other than the signatories hereto any right, remedy or claim hereunder or under any provisions herein contained. The Customer shall indemnify and hold harmless the DNV Group from and against Claims brought by the Customer Group (other than the Customer) in connection with the Work or any advice and information, in whatever form it may be given, which has been provided by DNV to the Customer. 12.3 The Customer shall be responsible for and shall save, indemnify, defend and hold harmless the DNV Group from and against all Claims in respect of pollution or contamination emanating from the assets, equipment, facilities or property of Customer Group whether owned, hired, leased or otherwise provided by the Customer Group and arising from, relating to or in connection with the performance or non-performance of the Work, irrespective of cause and whether or not resulting from or contributed to by any negligence, breach of duty (statutory or otherwise), breach of contract, breach of warranty and/or strict liability of any member of the DNV Group. 12.4 Customer shall indemnify and hold harmless DNV from and against any Claims in respect of: (i) Customer's breach of Section 3 (General Obligations); (ii) any abuse of the Deliverable issued under this Contract. 12.5 The Customer´s obligations to indemnify DNV Group set out above in Clause 12.2, 12.3 and 12.4, shall apply in respect of any Claims regardless whether such Claims against DNV Group are based on breach of contract, direct action, breach of duty (statutory or otherwise), tort (including negligence), "information liability", strict liability or otherwise, except if and to the extent such Claims are caused by DNV´s (i) act or omission with the intent to cause damage or injury; (ii) act or omission in gross disregard of a known or obvious risk which made it highly probable that harm would follow. Rules for classification: Ships — DNV-RU-SHIP Pt.1 Ch.1. Edition July 2021 General regulations DNV AS Page 41 Part 1 Chapter 1 Appendix A 10.4 The Customer warrants that it holds all necessary rights to material and information submitted for the purpose of the Work. The Customer shall indemnify and hold harmless DNV from any Claim DNV might suffer or receive as a consequence of any infringement of third party rights. 12.7 The Customer agrees that any Claim with respect to the Work shall be brought solely against DNV, and the Customer shall indemnify and hold harmless DNV Group from any Claim brought against DNV Group by any other party as a consequence of the Customer's breach of this Clause 12.7. 13 Limitation of Liability 13.1 Except for the re-performance of the Work as provided in Clause 6 and DNV`s indemnification obligations set out in Clause 12.1 above, DNV shall not be liable for any Claim incurred by Customer and/or Customer Group arising from, relating to or in connection with the performance or nonperformance of the Work by DNV, whether or not resulting from or contributed to by any negligence (in whatever form on whatever organisation level), breach of duty (statutory or otherwise), breach of contract, breach of warranty and/or strict liability of any member of the DNV Group, except to the extent set out below. DNV's liability for all Claims arising out of or in connection with this Contract shall be limited to an aggregate total of 10 (ten) times the net fees (excluding any expenses and disbursements) payable to DNV for the Work, never exceeding a maximum aggregate sum of USD 4 (four) million. In case the Customer pays the fees periodically, e.g. under a Periodical Service Agreement or similar fee arrangement, DNV's liability for all Claims arising out of or in connection with this Contract shall be limited to an aggregate total of 10 (ten) times the annual net fee (excluding any expenses or disbursements), never exceeding a maximum aggregate sum of USD 4 (four) million. 13.2 Any limitations and exclusions of DNV's liability shall extend to: (i) the other members of the DNV Group; and (ii) the relevant maritime administration of a vessel's country of registry (the "Flag Administration") for any services provided hereunder on behalf of such Flag Administration, and the Customer accepts that the other members of the DNV Group and the Flag Administration shall be entitled to invoke such limitations and exclusions of liability directly towards any Claim from the Customer Group. 13.3 Notwithstanding any provision to the contrary elsewhere in these General Terms and Conditions and irrespective of cause and whether or not resulting from or contributed to by any negligence (whatsoever degree and whatsoever organisation level), breach of duty (statutory or otherwise), breach of contract, breach of warranty and/or strict liability, the Customer shall be responsible for and shall save, indemnify, defend and hold harmless the DNV Group from the Customer Group's own Consequential Loss and DNV shall be responsible for and shall save, indemnify, defend and hold harmless the Customer Group from the DNV Group's own Consequential Loss. 13.4 Neither party excludes or limits any liability which cannot be excluded or limited by the applicable mandatory law. 13.5 Any Claim against DNV Group by the Customer shall be deemed to be irrevocably waived and time barred upon the expiry of twelve (12) months from the date of completion of the relevant Work. A later issuance of class certificate or confirmation of vessel being in class shall not result in the commencement of a new one year's time bar period, except for services provided in addition to the initial Work. 14 Insurance 14.1 Both parties shall maintain adequate insurance coverage covering their respective business activities and their relevant personnel under the Contract, for such amounts and on such terms as are standard in their respective industries and with underwriters who are in good standing. Such insurances shall contain a waiver of subrogation. 15 Fair Business Practice, Anti-bribery and Compliance Rules for classification: Ships — DNV-RU-SHIP Pt.1 Ch.1. Edition July 2021 General regulations DNV AS Page 42 Part 1 Chapter 1 Appendix A 12.6 Each party shall notify the other party without undue delay upon becoming aware of any incident likely to give rise to a Claim against the other party in relation to this Contract. 15.2 Customer shall indemnify and hold harmless DNV from any breach of Clause 15.1. 15.3 Both parties may terminate this Contract with immediate effect, without any liability or penalties, if a member of DNV Group or Customer Group are or become subject to sanctions or penalties imposed by a national government, the United Nations, the European Union or similar organisations related to the Work which is provided hereunder, or if the Work could be considered to be illegal or in conflict with applicable law for the respective party, its subcontractors and/or its subcontractor's' parent companies. 16 Term and Termination 16.1 This Contract shall remain in full force and effect until all Deliverables are delivered, or the Work is otherwise completed and paid for in full unless terminated earlier by mutual agreement or in accordance with Clause 15.3 or Clause 16.2 below. 16.2 Each party may terminate this Contract by written notice to the other party under the following circumstances: (i) if the other party commits a material breach of this Contract and fails to rectify such breach within 10 (ten) working days after receipt of the other party's written notice; (ii) if the other party becomes insolvent, is unable to pay its debts as they fall due, or is subject to bankruptcy proceedings, administration, receivership, dissolution, liquidation, winding-up or otherwise discontinues its business; or (iii) for convenience after serving the other party a written notice 30 (thirty) days prior to termination. 16.3 In the event the Contract is terminated by the Customer in accordance with 16.2 (iii) prior to completion of the Work, irrespective of cause, DNV shall be entitled to: (i) the agreed remuneration for the Work rendered up to the date of termination; (ii) all costs incurred by DNV up to and including the termination date; and (iii) 10% of the remuneration agreed in respect of Work which has not been provided. In the event of termination, DNV shall be entitled to retain any payment, deposit or advance of any fees made by the Customer prior to the date of termination up to the amount to which DNV is entitled. 16.4 In the event of termination of the Contract, the rights and obligations of DNV and the Customer included in Clauses 1, 2, 3, 6, 7, 8, 10, 11, 12, 13, 17 and 18 shall remain in full force and effect. 17 Law and Jurisdiction 17.1 This Contract shall be governed by and construed exclusively in accordance with the laws of Norway, without regard to principles of conflicts of law. 17.2 The parties shall use their reasonable efforts to resolve any claim or dispute arising in relation to this Contract by negotiations within a reasonable time. Should the parties fail to resolve any claim or dispute by negotiations, the dispute shall be exclusively subject to the jurisdiction of the courts of Oslo, Norway. 18 Severability 18.1 Should any provision of these General Terms and Conditions be held to be invalid or unenforceable, such shall not affect the validity or enforceability of any other part or provision of these General Terms and Conditions. Such provision shall be amended to the extent necessary to make the provision valid and enforceable, while keeping as strictly and closely as possible to the original wording and purpose of the provision. Rules for classification: Ships — DNV-RU-SHIP Pt.1 Ch.1. Edition July 2021 General regulations DNV AS Page 43 Part 1 Chapter 1 Appendix A 15.1 The parties shall conduct their respective business activities in a fair, ethical, and lawful manner in accordance with all applicable laws and generally accepted codes of conduct (including but not limited to the DNV code of conduct), avoiding any unacceptable activities, including but not limited to acceptance of or acquiescence in extortion, bribery, use of child labour, breach of human rights, or the imposition of unreasonable work conditions. Part 1 Chapter 1 Appendix A Rules for classification: Ships — DNV-RU-SHIP Pt.1 Ch.1. Edition July 2021 General regulations DNV AS Page 44 July 2020 edition Changes July 2020, entering into force 1 January 2021 Topic Applicable rules Reference Sec.2 [1.3.1] Description Information related to non-DNV GL issued documents. July 2019 edition Changes July 2019, entering into force 1 January 2020 Topic Reference Description Entry into force for other service documents Sec.1 [2.5.5] Clarification of the entry into force date for documents referenced by the rules Document review for MoU vessels Sec.2 [1.3.3] Removed text which causes uncertainty as it contained no requirement to the customer July 2018 edition Changes July 2018, entering into force 1 January 2019 Topic Statements of Compliance - Fuel Oil Consumption Reporting (MARPOL Annex VI) Reference Sec.1 [4.1.7] Clarification of actions required Sec.3 [1.2.3] in case of deficiencies during Port State Control (PSC) Description Added paragraph accepting that Statement of Compliance - Fuel Oil Consumption Reporting (MARPOL Annex VI) is being issued by a third party when authorised by the Flag Administration. Clarification of customer's responsibility in connection with Port State Control (PSC). January 2018 edition Changes January 2018, entering into force 1 July 2018 Topic Correction to acceptance of deviations from class rules Reference Sec.2 [1.3.5] Description The limitation to accepting deviations from requirements for structural strength, machinery installations, steering appliances and electrical systems and equipment covered by main class is removed. Rules for classification: Ships — DNV-RU-SHIP Pt.1 Ch.1. Edition July 2021 General regulations DNV AS Page 45 Part 1 Chapter 1 Changes – historic CHANGES – HISTORIC Reference Move to electronic certificates Sec.3 [3.2.1] Description Deleted guidance note as we are moving to electronic issuance of certificates. July 2017 edition Changes July 2017, entering into force 1 January 2018 Topic Reference PR 17 - Reporting on deficiencies possibly affecting the implementation of the ISM Code on board during surveys Sec.1 [2.7.6] Removing a limitation with respect to deviations from the rules Sec.2 [1.3.5] Description January 2017 edition Main changes January 2017, entering into force 1 July 2017 • Sec.1 - Classification Principles — Sec.1 [1.1.1]: clarification of services offered — Sec.1 [1.1.2]: clarifications of relationship between Terms & Conditions and the Rules — Sec.1 Table 2: the definition of Classification has been amended to specify extent and method for verification of compliance — Sec.1 Table 2: added definition: 'Ultimate Owning Company' — Sec.1 [2.3.3]: clarification of Owner's responsibility — Sec.1 [2.6.5]: added paragraph: regarding rights to disclose relevant documentation. • Sec.2 - Assignment of Class — Sec.2 [3]: clarification of issuance of Class Certificate — Sec.3 [2.6.2]: deleted Guidance Note considered superfluous • Sec.3 - Retention of Class — Sec.3 [1.3.3] and Sec.3 [2.5.1]: clarification of which certification requirements to apply on an existing vessel — Sec.3 [3.1.3]: changed procedural requirement for postponement of the Class Certificate • Sec.4 - Certification of materials, components and systems — Sec.4 [2.3.1]: editorial corrections made Rules for classification: Ships — DNV-RU-SHIP Pt.1 Ch.1. Edition July 2021 General regulations DNV AS Page 46 Part 1 Chapter 1 Changes – historic Topic Part 1 Chapter 1 Changes – historic October 2015 edition Amendments July 2016 • Sec.3 Retention of Class — Sec.3 [1.3.3]: Added paragraph. — Sec.3 [2.1.1] and Sec.3 [2.5.1]: Editorial corrections made. Amendments January 2016 • General — Only editorial corrections have been made. Rules for classification: Ships — DNV-RU-SHIP Pt.1 Ch.1. Edition July 2021 General regulations DNV AS Page 47 About DNV DNV is the independent expert in risk management and assurance, operating in more than 100 countries. Through its broad experience and deep expertise DNV advances safety and sustainable performance, sets industry benchmarks, and inspires and invents solutions. Whether assessing a new ship design, optimizing the performance of a wind farm, analyzing sensor data from a gas pipeline or certifying a food company’s supply chain, DNV enables its customers and their stakeholders to make critical decisions with confidence. Driven by its purpose, to safeguard life, property, and the environment, DNV helps tackle the challenges and global transformations facing its customers and the world today and is a trusted voice for many of the world’s most successful and forward-thinking companies. WHEN TRUST MATTERS RULES FOR CLASSIFICATION Ships Edition July 2021 Part 1 General regulations Chapter 2 Class notations The content of this service document is the subject of intellectual property rights reserved by DNV AS (“DNV”). The user accepts that it is prohibited by anyone else but DNV and/or its licensees to offer and/or perform classification, certification and/or verification services, including the issuance of certificates and/or declarations of conformity, wholly or partly, on the basis of and/or pursuant to this document whether free of charge or chargeable, without DNV’s prior written consent. DNV is not responsible for the consequences arising from any use of this document by others. The PDF electronic version of this document available at the DNV website dnv.com is the official version. If there are any inconsistencies between the PDF version and any other available version, the PDF version shall prevail. DNV AS FOREWORD DNV rules for classification contain procedural and technical requirements related to obtaining and retaining a class certificate. The rules represent all requirements adopted by the Society as basis for classification. © DNV AS July 2021 Any comments may be sent by e-mail to rules@dnv.com This service document has been prepared based on available knowledge, technology and/or information at the time of issuance of this document. The use of this document by other parties than DNV is at the user's sole risk. Unless otherwise stated in an applicable contract, or following from mandatory law, the liability of DNV AS, its parent companies and subsidiaries as well as their officers, directors and employees (“DNV”) for proved loss or damage arising from or in connection with any act or omission of DNV, whether in contract or in tort (including negligence), shall be limited to direct losses and under any circumstance be limited to 300,000 USD. Part 1 Chapter 2 Changes - current CHANGES – CURRENT This document supersedes the July 2020 edition of DNVGL-RU-SHIP Pt.1 Ch.2. The numbering and/or title of items containing changes is highlighted in red. Changes July 2021, entering into force 1 January 2022 Topic New ship type notation Reference Sec.3 Description The following notation is new: — Deck carrier. New additional class notations Sec.4 The following notations are new: — NAVI — Fuel ready — OR — Gas fuelled ammonia — Ready for C. New qualifiers Sec.4 The following qualifiers are new: — HMON(Nn) — HMON(Rn) — HMON(Vn) — COMF(Y-S) — COMF(Y-M) — COMF(NV) — Quiet(I-qrn) — Quiet(W-qrn). Discontinued qualifiers Sec.4 The following qualifier has been discontinued: — REGAS(ES) — Quiet(I[Ls,Lp,d,h]) — Quiet(W[Ls,Lp,d,h]) Rebranding to DNV All This document has been revised due to the rebranding of DNV GL to DNV. The following have been updated: the company name, material and certificate designations, and references to other documents in the DNV portfolio. Some of the documents referred to may not yet have been rebranded. If so, please see the relevant DNV GL document. Editorial corrections In addition to the above stated changes, editorial corrections may have been made. Rules for classification: Ships — DNV-RU-SHIP Pt.1 Ch.2. Edition July 2021 Class notations DNV AS Page 3 Changes – current.................................................................................................. 3 Section 1 Class notations........................................................................................ 6 1 General................................................................................................ 6 1.1 Introduction..................................................................................... 6 Section 2 Construction symbol and main class notation......................................... 8 1 Construction symbols.......................................................................... 8 1.1 General........................................................................................... 8 2 Main class notation..............................................................................8 2.1 General........................................................................................... 8 Section 3 Ship type notations................................................................................. 9 1 Introduction.........................................................................................9 1.1 General........................................................................................... 9 2 Dry cargo ships................................................................................... 9 3 Container ships.................................................................................. 11 4 RO/RO ships...................................................................................... 11 5 Passenger ships................................................................................. 12 6 Oil tankers......................................................................................... 12 7 Chemical tankers............................................................................... 15 8 Liquefied gas tankers........................................................................ 16 9 Compressed gas tankers....................................................................18 10 Offshore service vessels.................................................................. 18 11 Vessels for special operations......................................................... 19 12 Non-self-propelled vessels...............................................................24 13 Fishing vessels.................................................................................25 14 Naval vessels................................................................................... 25 Section 4 Additional class notations..................................................................... 26 1 Introduction.......................................................................................26 1.1 General..........................................................................................26 2 Structural strength and integrity....................................................... 26 3 Propulsion, power generation and auxiliary systems......................... 33 4 Navigation and manoeuvring............................................................. 39 5 Cargo operations............................................................................... 41 6 Equipment and design features......................................................... 46 7 Cold climate....................................................................................... 54 Rules for classification: Ships — DNV-RU-SHIP Pt.1 Ch.2. Edition July 2021 Class notations DNV AS Page 4 Part 1 Chapter 2 Contents CONTENTS 9 Living and working conditions........................................................... 61 10 Survey arrangements.......................................................................62 11 Naval................................................................................................66 11.1 General........................................................................................ 66 12 Digital features................................................................................ 67 Section 5 Service area.......................................................................................... 69 1 Service area notation.........................................................................69 1.1 General..........................................................................................69 Section 6 Descriptive notation.............................................................................. 70 1 General.............................................................................................. 70 1.1 .................................................................................................... 70 1.2 .................................................................................................... 70 1.3 .................................................................................................... 70 1.4 .................................................................................................... 70 Changes – historic................................................................................................ 71 Rules for classification: Ships — DNV-RU-SHIP Pt.1 Ch.2. Edition July 2021 Class notations DNV AS Page 5 Part 1 Chapter 2 Contents 8 Environmental protection and pollution control................................. 58 1 General 1.1 Introduction 1.1.1 All vessels classed with the Society may be assigned — — — — — — construction symbol main class notation ship type notation additional class notation service area notation descriptive notation as applicable. 1.1.2 Class notations are assigned in order to determine applicable rule requirements for assignment and retention of class. Applicable class notations are given in Sec.2 to Sec.6. 1.1.3 Class notations are either mandatory or optional. The mandatory class notations are indicated in the tables given in Sec.2 to Sec.5. 1.1.4 In accordance with Ch.1 Sec.1 [2.2.5] optional class notations from the Society's other rule books may, upon special consideration, be assigned to a vessel complying with those rules. 1.1.5 Class notations may be given one or more qualifiers which are supplementary symbols used to identify variants of the class notation or a design parameter. Qualifiers typically denote differences in levels of complexity and/or special requirements or limitations, and may be assigned additional requirements. Qualifiers follow immediately after a class notation and are indicated in parenthesis. Multiple qualifiers are separated by comma and space. 1.1.6 Class notations and qualifiers are shown in bold. See Table 1 for examples of class notations and qualifiers. 1.1.7 The tables in Sec.2 to Sec.5 include the following information: — — — — — — — name of class notation indication of class notation being mandatory reference to design requirements* reference to survey requirements for fleet in service (FIS)* qualifiers as relevant purpose of class notation application, giving additional information on when and/or where a class notation can be applied and/or under what condition a class notation is mandatory. * NA indicates no requirements. Rules for classification: Ships — DNV-RU-SHIP Pt.1 Ch.2. Edition July 2021 Class notations DNV AS Page 6 Part 1 Chapter 2 Section 1 SECTION 1 CLASS NOTATIONS Table 1 Examples of class notations Example 1 Example 2 Example 3 Construction symbol (see Sec.2 [1]) ✠✠✠Main class notation (see Sec.2 [2]) 1A 1A 1A Container ship Tanker for oil Offshore service vessel(AHTS) CSR Strengthened(DK) E0 E0 Ship type notations (see Sec.3) Additional class notations (see Sec.4): Related to structural strength and integrity Related to propulsion, power generation and auxiliary systems Related to navigation and manoeuvring Related to cargo operation E0 NAUT(AW, INS+) RSCS+ NAUT(OSV) Bow loading DG LFL HELDK(S, H) SF Related to cold climate Ice(E) Ice(1A) Winterized Related to environmental protection and pollution control Clean Clean(Design) Related to equipment and design features Related to survey arrangement BIS TMON Rules for classification: Ships — DNV-RU-SHIP Pt.1 Ch.2. Edition July 2021 Class notations DNV AS ESP TMON Page 7 Part 1 Chapter 2 Section 1 1.1.8 Examples of typical class notations are shown in Table 1. 1 Construction symbols 1.1 General 1.1.1 The construction symbol ✠will be assigned to vessels built under the supervision of the Society. 1.1.2 The construction symbol will be assigned to vessels built under the supervision of a classification society recognized by the Society and later assigned class with the Society. For such vessels the class notations which the Society considers to have the equivalent intent will be assigned. 1.1.3 Vessels other than those described in [1.1.1] and [1.1.2] will not be assigned a construction symbol when classed with the Society. 2 Main class notation 2.1 General 2.1.1 The main class notation 1A will be assigned to vessels with hull, machinery, systems and equipment found to be in compliance with applicable rule requirements as given in Pt.2, Pt.3 and Pt.4. Requirements given by ship type notations and additional class notations may supersede the requirements given in Pt.2, Pt.3 and Pt.4. In such cases the main class notation 1A will still be assigned. 2.1.2 The main class notation 1A will also be assigned to vessels designed and constructed in accordance with the rules of another classification society, and later assigned class with the Society. Rules for classification: Ships — DNV-RU-SHIP Pt.1 Ch.2. Edition July 2021 Class notations DNV AS Page 8 Part 1 Chapter 2 Section 2 SECTION 2 CONSTRUCTION SYMBOL AND MAIN CLASS NOTATION 1 Introduction 1.1 General 1.1.1 Vessels that comply with requirements defined in Pt.5 may be given a ship type notation as indicated in Table 1 to Table 13 of this section. 1.1.2 A vessel may be assigned more than one ship type notation provided that the respective requirements are met. 1.1.3 Certain ship type notations are mandatory based on e.g.: — type of cargo — number of passengers — the ability to execute special operations. 2 Dry cargo ships Table 1 Ship type notations for dry cargo ships Class notation Qualifier Purpose General dry cargo ship Mandatory: Carriage of unitized and dry bulk cargo Mandatory for ships occasionally carrying dry cargo in bulk, unless ship type notation Multipurpose dry cargo ship is assigned Carriage of unitized and dry bulk cargo Mandatory for ships occasionally carrying dry cargo in bulk, unless ship type notation General dry cargo ship is assigned yes Design requirements: Pt.5 Ch.1 <None> Application FIS survey requirements: Pt.7 Ch.1 Sec.2, Pt.7 Ch.1 Sec.3, and Pt.7 Ch.1 Sec.4 Multi-purpose dry cargo ship Mandatory: yes Design requirements: Pt.5 Ch.1 <None> FIS survey requirements: Pt.7 Ch.1 Sec.2, Pt.7 Ch.1 Sec.3, and Pt.7 Ch.1 Sec.4 Rules for classification: Ships — DNV-RU-SHIP Pt.1 Ch.2. Edition July 2021 Class notations DNV AS Page 9 Part 1 Chapter 2 Section 3 SECTION 3 SHIP TYPE NOTATIONS Qualifier Purpose Carriage of dry bulk cargo Mandatory for sea-going single deck ships with cargo holds of single and/or double side skin construction, with a double bottom, hopper side tanks and top-wing tanks fitted below the upper deck, and intended for the carriage of solid bulk cargoes Carriage of ore cargo in dry bulk Mandatory for sea-going single deck ships having two longitudinal bulkheads and a double bottom throughout the cargo region, and intended for carrying ore cargoes in the centre hold only Specialised for the carriage of a single type of dry bulk Mandatory unless ship type notation Bulk carrier is assigned. X denotes type of bulk cargo to be carried, limited to either, Woodchips, Cement, Fly ash, or Sugar Carriage of dry bulk cargo Designed to operate within the limits of the Great Lakes and St. Lawrence river to the seaward limits defined by the Anticosti Island Bulk carrier Mandatory: yes Design requirements: Pt.5 Ch.1 <None> FIS survey requirements: Pt.7 Ch.1 Sec.2, Pt.7 Ch.1 Sec.3, and Pt.7 Ch.1 Sec.4 Ore carrier Mandatory: yes Design requirements: Pt.5 Ch.1 <None> Application FIS survey requirements: Pt.7 Ch.1 Sec.2, Pt.7 Ch.1 Sec.3, and Pt.7 Ch.1 Sec.4 X carrier Mandatory: yes Design requirements: Pt.5 Ch.1 <None> FIS survey requirements: Pt.7 Ch.1 Sec.2, Pt.7 Ch.1 Sec.3, and Pt.7 Ch.1 Sec.4 Great lakes bulk carrier Mandatory: yes Design requirements: Pt.5 Ch.1 <None> FIS survey requirements: Pt.7 Ch.1 Sec.2, Pt.7 Ch.1 Sec.3, and Pt.7 Ch.1 Sec.4 Rules for classification: Ships — DNV-RU-SHIP Pt.1 Ch.2. Edition July 2021 Class notations DNV AS Page 10 Part 1 Chapter 2 Section 3 Class notation Table 2 Ship type notation for container ships Class notation Qualifier Purpose Application Container ship Mandatory: yes Design requirements: Pt.5 Ch.2 <None> Carriage of containers FIS survey requirements: Ships primarily intended for the carriage of containers. Carriage of break bulk on inner bottom may be accepted in special cases. Pt.7 Ch.1 Sec.2, Pt.7 Ch.1 Sec.3, and Pt.7 Ch.1 Sec.4 4 RO/RO ships Table 3 Ship type notations for RO/RO ships Class notation Qualifier Purpose Application RO/RO ship Mandatory: no Design requirements: Pt.5 Ch.3 <None> Loading and unloading the cargo by roll on / roll off (RO/RO) <None> Carriage of vehicles FIS survey requirements: Pt.7 Ch.1 Sec.2, Pt.7 Ch.1 Sec.3, and Pt.7 Ch.1 Sec.4 Car carrier Mandatory: no Design requirements: Pt.5 Ch.3 FIS survey requirements: Pt.7 Ch.1 Sec.2, Pt.7 Ch.1 Sec.3, and Pt.7 Ch.1 Sec.4 Rules for classification: Ships — DNV-RU-SHIP Pt.1 Ch.2. Edition July 2021 Class notations DNV AS Page 11 Part 1 Chapter 2 Section 3 3 Container ships Table 4 Ship type notations for passenger ships Class notation Qualifier Purpose Application Passenger ship Mandatory: yes Design requirements: Pt.5 Ch.4 <None> Carriage of passenger More than 12 passengers Carriage of passengers and vehicles More than 12 passengers and vehicles on enclosed decks Carriage of passengers and vehicles More than 12 passengers and vehicles on weather decks only. Requires service area restriction R2 or stricter FIS survey requirements: Pt.7 Ch.1 Sec.2, Pt.7 Ch.1 Sec.3 and Pt.7 Ch.1 Sec.4 Ferry Mandatory: A yes Design requirements: Pt.5 Ch.4 FIS survey requirements: B Pt.7 Ch.1 Sec.2, Pt.7 Ch.1 Sec.3 and Pt.7 Ch.1 Sec.4 6 Oil tankers Table 5 Ship type notations for oil tankers Class notation Qualifier Purpose Application Tanker for oil Mandatory: yes Design requirements: Pt.5 Ch.5 <None> Carriage of oil in bulk For carriage of oil <None> Carriage of oil products in bulk For carriage of all oil products except crude oil FIS survey requirements: Pt.7 Ch.1 Sec.2, Pt.7 Ch.1 Sec.3 and Pt.7 Ch.1 Sec.4 Tanker for oil products Mandatory: yes Design requirements: Pt.5 Ch.5 FIS survey requirements: Pt.7 Ch.1 Sec.2, Pt.7 Ch.1 Sec.3 and Pt.7 Ch.1 Sec.4 Rules for classification: Ships — DNV-RU-SHIP Pt.1 Ch.2. Edition July 2021 Class notations DNV AS Page 12 Part 1 Chapter 2 Section 3 5 Passenger ships Qualifier Purpose Application Barge for oil Mandatory: yes Design requirements: Pt.5 Ch.5, <None> Carriage of oil in bulk For carriage of oil <None> Carriage of oil products in bulk For carriage of all oil products except crude oil <None> Carriage of dry bulk cargo alternating with carriage of oil Combination carrier <None> Carriage of all types of oil products with flashpoint above 60°C For carriage of all types of oil products with flashpoint above 60°C Pt.5 Ch.11 FIS survey requirements: Pt.7 Ch.1 Sec.2, Pt.7 Ch.1 Sec.3 and Pt.7 Ch.1 Sec.4 Barge for oil products Mandatory: yes Design requirements: Pt.5 Ch.5, Pt.5 Ch.11 FIS survey requirements: Pt.7 Ch.1 Sec.2, Pt.7 Ch.1 Sec.3 and Pt.7 Ch.1 Sec.4 Bulk carrier or tanker for oil Mandatory: yes Design requirements: Pt.5 Ch.1 Pt.5 Ch.5 FIS survey requirements: Pt.7 Ch.1 Sec.2, Pt.7 Ch.1 Sec.3 and Pt.7 Ch.1 Sec.4 Tanker for oil products with flashpoint above 60°C Mandatory: yes Design requirements: Pt.5 Ch.5 FIS survey requirements: Pt.7 Ch.1 Sec.2, Pt.7 Ch.1 Sec.3 and Pt.7 Ch.1 Sec.4 Rules for classification: Ships — DNV-RU-SHIP Pt.1 Ch.2. Edition July 2021 Class notations DNV AS Page 13 Part 1 Chapter 2 Section 3 Class notation Qualifier Purpose Application Tanker for asphalt/bitumen Mandatory: yes Design requirements: Pt.5 Ch.5 <None> Carriage of liquid asphalt/ bitumen in bulk For carriage of liquid asphalt/bitumen in bulk <None> Carriage of all types of oil products with flashpoint above 60°C For carriage of all types of oil product with flashpoint above 60°C <None> Carriage of liquid asphalt/ bitumen in bulk For carriage of liquid asphalt/bitumen in bulk <None> Carriage of dry bulk cargo alternating with carriage of oil products Combination carrier Pt.6 Ch.1 Sec.12 FIS survey requirements: Pt.7 Ch.1 Sec.2, Pt.7 Ch.1 Sec.3 and Pt.7 Ch.1 Sec.4 Barge for oil products with flashpoint above 60°C Mandatory: yes Design requirements: Pt.5 Ch.5, Pt.5 Ch.11 FIS survey requirements: Pt.7 Ch.1 Sec.2, Pt.7 Ch.1 Sec.3 and Pt.7 Ch.1 Sec.4 Barge for asphalt/bitumen Mandatory: yes Design requirements: Pt.5 Ch.5 and Pt.5 Ch.11 Pt.6 Ch.1 Sec.12 FIS survey requirements: Pt.7 Ch.1 Sec.2, Pt.7 Ch.1 Sec.3 and Pt.7 Ch.1 Sec.4 Bulk carrier or Tanker for oil products Mandatory: yes Design requirements: Pt.5 Ch.1 Pt.5 Ch.5 FIS survey requirements: Pt.7 Ch.1 Sec.2, Pt.7 Ch.1 Sec.3 and Pt.7 Ch.1 Sec.4 Rules for classification: Ships — DNV-RU-SHIP Pt.1 Ch.2. Edition July 2021 Class notations DNV AS Page 14 Part 1 Chapter 2 Section 3 Class notation Table 6 Ship type notations for chemical tankers Class notation Qualifier Purpose Application Tanker for C Mandatory: Carriage of specific type of liquid chemical. C denotes the type of cargo for which the ship is classed. Chemical carriers according to the IBC or BHC code. Cargoes not requiring full compliance with Pt.5 Ch.6 Sec.1 to Pt.5 Ch.6 Sec.17 Carriage of chemicals Chemical carriers with cargos listed in the IBC code Ch.17 and Ch.18 with additions given in IMO MEPC.2/Circ. XX List 1 <None> Carriage of chemicals Barge for chemicals with cargos listed in the IBC code Ch.17 and Ch.18 with additions given in IMO MEPC.2/Circ. XX List 1 <None> Carriage of specific type of liquid chemical. C denotes the type of cargo for which the ship is classed. Chemical carriers according to the IBC or BHC code. Cargoes not requiring full compliance with Pt.5 Ch.6 Sec.1 to Pt.5 Ch.6 Sec.17 yes Design requirements: Pt.5 Ch.6 <None> FIS survey requirements: Pt.7 Ch.1 Sec.2, Pt.7 Ch.1 Sec.3 and Pt.7 Ch.1 Sec.4 Tanker for chemicals Mandatory: yes Design requirements: Pt.5 Ch.6 <None> FIS survey requirements: Pt.7 Ch.1 Sec.2, Pt.7 Ch.1 Sec.3 and Pt.7 Ch.1 Sec.4 Barge for chemicals Mandatory: yes Design requirements: Pt.5 Ch.6 Pt.5 Ch.11 FIS survey requirements: Pt.7 Ch.1 Sec.2, Pt.7 Ch.1 Sec.3 and Pt.7 Ch.1 Sec.4 Barge for C Mandatory: yes Design requirements: Pt.5 Ch.6 Pt.5 Ch.11 FIS survey requirements: Pt.7 Ch.1 Sec.2, Pt.7 Ch.1 Sec.3 and Pt.7 Ch.1 Sec.4 Rules for classification: Ships — DNV-RU-SHIP Pt.1 Ch.2. Edition July 2021 Class notations DNV AS Page 15 Part 1 Chapter 2 Section 3 7 Chemical tankers Qualifier Purpose Application <None> Carriage of non-flammable liquid chemicals or liquid chemicals with flashpoint above 60°C and which are not heated to within 15°C or more of its flashpoint Chemical carriers built in compliance with Pt.5 Ch.6 Sec.1 [1.3.6] and Pt.5 Ch.6 Sec.1 [1.3.7] <None> Carriage of non-flammable liquid chemicals or liquid chemicals with flashpoint above 60°C and which are not heated to within 15°C or more of its flashpoint Barge for chemicals built in compliance with Pt.5 Ch.6 Sec.1 [1.3.6] and Pt.5 Ch.6 Sec.1 [1.3.7] Tanker for chemicals with flashpoint above 60°C Mandatory: yes Design requirements: Pt.5 Ch.6 FIS survey requirements: Pt.7 Ch.1 Sec.2, Pt.7 Ch.1 Sec.3 and Pt.7 Ch.1 Sec.4 Barge for chemicals with flashpoint above 60°C Mandatory: yes Design requirements: Pt.5 Ch.6 Pt.5 Ch.11 FIS survey requirements: Pt.7 Ch.1 Sec.2, Pt.7 Ch.1 Sec.3 and Pt.7 Ch.1 Sec.4 8 Liquefied gas tankers Table 7 Ship type notation for liquefied gas tankers Class notation Qualifier Purpose Application Tanker for liquefied gas Mandatory: yes Design requirements: Pt.5 Ch.7 <None> Carriage of liquefied gas FIS survey requirements: Pt.7 Ch.1 Sec.2, Pt.7 Ch.1 Sec.3 and Pt.7 Ch.1 Sec.4 Tanker for C Mandatory: yes Design requirements: Pt.5 Ch.7 FIS survey requirements: <None> Carriage of specific type of liquified gas. C denotes the type of cargo for which the ship is classed Pt.7 Ch.1 Sec.2, Pt.7 Ch.1 Sec.3 and Pt.7 Ch.1 Sec.4 Rules for classification: Ships — DNV-RU-SHIP Pt.1 Ch.2. Edition July 2021 Class notations DNV AS Tanker for C will be considered in each case, depending on the nature of the cargo to be carried. Mandatory for ships dedicated for transport of specific product(s) as in Pt.5 Ch.7 Sec.19 Page 16 Part 1 Chapter 2 Section 3 Class notation Qualifier Purpose Application Barge for liquefied gas Mandatory: yes Design requirements: Pt.5 Ch.7 <None> Carriage of liquefied gas Pt.5 Ch.11 FIS survey requirements: Pt.7 Ch.1 Sec.2, Pt.7 Ch.1 Sec.3 and Pt.7 Ch.1 Sec.4 Barge for C Mandatory: Carriage of specific type of liquified gas. C denotes the type of cargo for which the ship is classed Barge for C will be considered in each case, depending on the nature of the cargo to be carried. Mandatory for ships dedicated for transport of specific product(s) as in Pt.5 Ch.7 Sec.19 <None> Floating storage unit for liquefied gas to be operated at a fixed location. Mandatory for floating storage units dedicated for storage of products given in Pt.5 Ch.7 Sec.19. Not applicable for units designed for transportation of liquefied gas. <None> Floating storage unit of liquefied gas to be operated at a fixed location, where C indicates the name or group of product(s) for which the FSU is classified for storage. Mandatory for floating storage units of specific product(s) as given in Pt.5 Ch.7 Sec.19. Not applicable for units designed for transportation of liquefied gas. yes Design requirements: Pt.5 Ch.7 <None> Pt.5 Ch.11 FIS survey requirements: Pt.7 Ch.1 Sec.2, Pt.7 Ch.1 Sec.3 and Pt.7 Ch.1 Sec.4 FSU for liquefied gas Mandatory: yes Design requirements: Pt.5 Ch.7 Sec.25 FIS survey requirements: Pt.7 Ch.1 Sec.2, Pt.7 Ch.1 Sec.3 and Pt.7 Ch.1 Sec.4 FSU for C Mandatory: yes Design requirements: Pt.5 Ch.7 Sec.25 FIS survey requirements: Pt.7 Ch.1 Sec.2, Pt.7 Ch.1 Sec.3 and Pt.7 Ch.1 Sec.4 Rules for classification: Ships — DNV-RU-SHIP Pt.1 Ch.2. Edition July 2021 Class notations DNV AS Page 17 Part 1 Chapter 2 Section 3 Class notation Part 1 Chapter 2 Section 3 9 Compressed gas tankers Table 8 Ship type notation for compressed gas tankers Class notation Qualifier Purpose Application Tanker for compressed natural gas Mandatory: yes Design requirements: Carriage of compressed natural gas <None> Pt.5 Ch.8 FIS survey requirements: Pt.7 Ch.1 Sec.2, Pt.7 Ch.1 Sec.3 and Pt.7 Ch.1 Sec.4 10 Offshore service vessels Table 9 Ship type notations for offshore service vessels Class notation Offshore service vessel Mandatory: Qualifier Purpose <None> For vessels providing services for offshore installations + For services in harsh weather conditions no Design requirements: Pt.5 Ch.9 Pt.6 Ch.5 Sec.15 FIS survey requirements: Pt.7 Ch.1 Sec.2, Pt.7 Ch.1 Sec.3, Pt.7 Ch.1 Sec.4 and Pt.7 Ch.1 Sec.6 [29] Anchor handling Towing of floating objects and handling of anchoring equipment Towing Towing floating objects in open waters AHTS Towing of floating objects, handling of anchoring equipment, and platform supply services Windfarm maintenance Maintenance and service of offshore wind farms Rules for classification: Ships — DNV-RU-SHIP Pt.1 Ch.2. Edition July 2021 Class notations DNV AS Application Compliance with qualifiers Anchor handling and Towing and the additional class notation Platform supply Page 18 Standby vessel Mandatory: Qualifier Purpose Application Part 1 Chapter 2 Section 3 Class notation Rescue operations and standby services <None> no Design requirements: Pt.5 Ch.9 FIS survey requirements: Rescue operations and standby services in harsh weather conditions, e.g. the North Sea S Pt.7 Ch.1 Sec.2, Pt.7 Ch.1 Sec.3 and Pt.7 Ch.1 Sec.4 11 Vessels for special operations Table 10 Ship type notations for vessels for special operations Class notation Qualifier Purpose Application Crane vessel Mandatory: no Design requirements: Pt.5 Ch.10 Sec.2 <None> Crane operations <None> Cable laying <None> Pipe laying FIS survey requirements: Pt.7 Ch.1 Sec.2, Pt.7 Ch.1 Sec.3, Pt.7 Ch.1 Sec.4, Pt.7 Ch.1 Sec.6 [6] Cable laying vessel Mandatory: no Design requirements: Pt.5 Ch.10 Sec.3 FIS survey requirements: Pt.7 Ch.1 Sec.2, Pt.7 Ch.1 Sec.3, Pt.7 Ch.1 Sec.4 and Pt.7 Ch.1 Sec.6 [7] Pipe laying vessel Mandatory: no Design requirements: Pt.5 Ch.10 Sec.4 FIS survey requirements: Pt.7 Ch.1 Sec.2, Pt.7 Ch.1 Sec.3, Pt.7 Ch.1 Sec.4 and Pt.7 Ch.1 Sec.6 [7] Rules for classification: Ships — DNV-RU-SHIP Pt.1 Ch.2. Edition July 2021 Class notations DNV AS Page 19 Qualifier Purpose Application Semi–submersible heavy transport vessel Mandatory: yes Design requirements: <None> Carriage of heavy unitized dry cargo SAT Equipped with a saturation diving system classified by the Society in compliance with DNV-RU-OU-0375 Diving systems Surface Equipped with a surface diving system classified by the Society in compliance with DNV-RU-OU-0375 Diving systems Ready Vessel prepared for installation of diving system with the supported interfaces listed in the appendix of class OCS IACS classed saturation diving system installed as per Pt.5 Ch.10 Sec.6 [1.8] Pt.5 Ch.10 Sec.5 FIS survey requirements: Designed to load and unload deck cargo by temporarily submerging its cargo deck through ballast operations Pt.7 Ch.1 Sec.2, Pt.7 Ch.1 Sec.3 and Pt.7 Ch.1 Sec.4 DSV Mandatory: no Design requirements: Pt.5 Ch.10 Sec.6 FIS survey requirements: Pt.7 Ch.1 Sec.2, Pt.7 Ch.1 Sec.3, Pt.7 Ch.1 Sec.4 and Pt.7 Ch.1 Sec.6 [9] Seismic vessel Mandatory: <None> Seismographic research Requirements to hull arrangement and strength A Seismographic research Requirements to systems and equipment no Design requirements: Pt.5 Ch.10 Sec.7 FIS survey requirements: Pt.7 Ch.1 Sec.2, Pt.7 Ch.1 Sec.3 and Pt.7 Ch.1 Sec.4 Well stimulation vessel Mandatory: no Design requirements: Pt.5 Ch.10 Sec.8 <None> Well stimulation FIS survey requirements: Pt.7 Ch.1 Sec.2, Pt.7 Ch.1 Sec.3, Pt.7 Ch.1 Sec.4 and Pt.7 Ch.1 Sec.6 [2] Rules for classification: Ships — DNV-RU-SHIP Pt.1 Ch.2. Edition July 2021 Class notations DNV AS Page 20 Part 1 Chapter 2 Section 3 Class notation Fire fighter Qualifier <None> Mandatory: Application Fire fighting I Fire fighting with active protection, giving it the capability to withstand higher heat radiation loads from external fires I+ Fire fighting with active and passive protection, giving it the capability to withstand the higher heat radiation loads also when the active protection fails. In addition, the vessel incorporates a longer throw length II Continuous fire fighting of large fires and cooling of structures. May be assigned in combination with Fire fighter (I) III Continuous fire fighting of large fires and cooling of structures with larger water pumping capacity and more comprehensive fire fighting equipment than for II. May be assigned in combination with Fire fighter (I) Fire fighting capability Vessels not specifically built for fire fighting purposes but having fire fighting capabilities in addition to their regular service no Design requirements: Purpose Pt.5 Ch.10 Sec.9 FIS survey requirements: Pt.7 Ch.1 Sec.2, Pt.7 Ch.1 Sec.3, Pt.7 Ch.1 Sec.4 and Pt.7 Ch.1 Sec.6 [1] Capability Icebreaker Mandatory: no Design requirements: Pt.5 Ch.10 Sec.10 <None> Ice breaking <None> Towing of other vessels by towlines FIS survey requirements: Pt.7 Ch.1 Sec.2, Pt.7 Ch.1 Sec.3, and Pt.7 Ch.1 Sec.4 Tug Mandatory: no Design requirements: Pt.5 Ch.10 Sec.11 FIS survey requirements: Pt.7 Ch.1 Sec.2, Pt.7 Ch.1 Sec.3, Pt.7 Ch.1 Sec.4, Pt.7 Ch.1 Sec.6 [29] and Pt.7 Ch.1 Sec.6 [29] Rules for classification: Ships — DNV-RU-SHIP Pt.1 Ch.2. Edition July 2021 Class notations DNV AS Page 21 Part 1 Chapter 2 Section 3 Class notation Qualifier Escort tug Mandatory: no F Application Steering and manoeuvring operations of other vessels by towlines Escort rating numbers based on full scale test Design requirements: Pt.5 Ch.10 Sec.11 FIS survey requirements: Pt.7 Ch.1 Sec.2, Pt.7 Ch.1 Sec.3, Pt.7 Ch.1 Sec.4, Pt.7 Ch.1 Sec.6 [29] and Pt.7 Ch.1 Sec.6 [29] Purpose N O Steering and manoeuvring operations of other vessels by towlines One of the qualifiers F, N or O is mandatory Escort rating numbers based on numerical calculations Only one of the qualifiers F, N or O may be assigned Steering and manoeuvring operations of other vessels by towlines Escort rating numbers established by another classification society (FS, t, v) are escort rating numbers, where: FS indicates maximum transverse steering pull in ton, exerted by the escort tug on the stern of the assisted vessel (FS, t, v) t is the time in seconds required for the change of the tug's position from one side to the corresponding opposite side Mandatory qualifier Maximum two sets of escort rating numbers may be assigned For escort tugs with the qualifier O, the escort rating number values are replaced by '-' v is the speed in knots at which this pull may be attained Dredger <None> Dredging Suction Suction dredging Mandatory: no Design requirements: Pt.5 Ch.10 Sec.12 FIS survey requirements: Pt.7 Ch.1 Sec.2, Pt.7 Ch.1 Sec.3 and Pt.7 Ch.1 Sec.4 Rules for classification: Ships — DNV-RU-SHIP Pt.1 Ch.2. Edition July 2021 Class notations DNV AS Page 22 Part 1 Chapter 2 Section 3 Class notation Qualifier Purpose Application Part 1 Chapter 2 Section 3 Class notation Pusher Mandatory: no Design requirements: Pt.5 Ch.10 Sec.13 <None> Pushing <None> Floating facilities for reception and processing of oily water and oil residue <None> Carriage of refrigerated dry cargo and fruit and vegetables under controlled atmosphere <None> Carriage of refrigerated fruit juices and similar liquid cargoes in bulk <None> Carriage of potable water in bulk. FIS survey requirements: Pt.7 Ch.1 Sec.2, Pt.7 Ch.1 Sec.3 and Pt.7 Ch.1 Sec.4 Slop reception vessel Mandatory: no Design requirements: Pt.5 Ch.10 Sec.14 FIS survey requirements: Pt.7 Ch.1 Sec.2, Pt.7 Ch.1 Sec.3 and Pt.7 Ch.1 Sec.4 Reefer Mandatory: no Design requirements: Pt.5 Ch.10 Sec.15 FIS survey requirements: Pt.7 Ch.1 Sec.6 [4] Refrigerated fruit juice carrier Mandatory: yes Design requirements: Pt.5 Ch.10 Sec.15 FIS survey requirements: Pt.7 Ch.1 Sec.6 [4] Tanker for potable water Mandatory: no Design requirements: Pt.5 Ch.10 Sec.16 FIS survey requirements: Pt.7 Ch.1 Sec.2, Pt.7 Ch.1 Sec.3 and Pt.7 Ch.1 Sec.4 Rules for classification: Ships — DNV-RU-SHIP Pt.1 Ch.2. Edition July 2021 Class notations DNV AS Page 23 Qualifier Purpose Application Part 1 Chapter 2 Section 3 Class notation Deck carrier Mandatory: no Design requirements: Pt.5 Ch.10 Sec.17 <None> Vessels specially intended for carrying cargo on deck only, without a cargo hold. FIS survey requirements: Pt.7 Ch.1 Sec.2, Pt.7 Ch.1 Sec.3 and Pt.7 Ch.1 Sec.4 12 Non-self-propelled vessels Table 11 Ship type notations for non-self-propelled vessels Class notation Barge Qualifier <None> Vessels with cargo hold Hopper Vessels for dredging operations with selfunloading through the bottom Mandatory: yes Design requirements: Pt.5 Ch.11 FIS survey requirements: Pt.7 Ch.1 Sec.2 and Pt.7 Ch.1 Sec.4 Pontoon Mandatory: Concrete <None> yes Design requirements: Pt.5 Ch.11 FIS survey requirements: Pt.7 Ch.1 Sec.2 and Pt.7 Ch.1 Sec.4 Purpose B Application No means of selfpropulsion for transit Vessels made of concrete and with cargo hold Vessels specifically intended for carriage of cargo on deck only Unmanned vessels of simple box shape intended for carriage of on-deck cargo or used as working platform within restricted environmental conditions Rules for classification: Ships — DNV-RU-SHIP Pt.1 Ch.2. Edition July 2021 Class notations DNV AS No means of selfpropulsion for transit Page 24 Table 12 Ship type notations for fishing vessels Class notation Fishing vessel Qualifier <None> Mandatory: no S Design requirements: Purpose Fishing Arranged for carriage of fish in bulk, with shifting boards in cargo holds Pt.5 Ch.12 FIS survey requirements: Pt.7 Ch.1 Sec.2, Pt.7 Ch.1 Sec.3 and Pt.7 Ch.1 Sec.4 Stern trawler Mandatory: no Fishing vessel complying with the requirements of the Norwegian Maritime Directorate (NMD) N <None> S Design requirements: Fishing Stern trawling Arranged for carriage of fish in bulk, with shifting boards in cargo holds Pt.5 Ch.12 FIS survey requirements: Pt.7 Ch.1 Sec.2, Pt.7 Ch.1 Sec.3 and Pt.7 Ch.1 Sec.4 Application Fishing vessel complying with the requirements of the Norwegian Maritime Directorate (NMD) N 14 Naval vessels Table 13 Ship type notations for naval and naval support vessels Class notation Qualifier Purpose Application Naval Mandatory: yes Design requirements: <None> Naval operations <None> For vessels intended to carry troops, vehicles and equipment combined with beach landing operations Pt.5 Ch.13 Naval flagged vessels and administered by a national naval administration FIS survey requirements: DNV-RU-NAV Pt.7 Ch.1 Naval landing craft Mandatory: yes Design requirements: DNV-RU-HSLC Pt.5 Ch.8 FIS survey requirements: Naval flagged vessels and administered by a national naval administration Lpp < 40 m DNV-RU-NAV Pt.7 Ch.1 Rules for classification: Ships — DNV-RU-SHIP Pt.1 Ch.2. Edition July 2021 Class notations DNV AS Page 25 Part 1 Chapter 2 Section 3 13 Fishing vessels 1 Introduction 1.1 General 1.1.1 Vessels that comply with the requirements provided in Pt.6 may be assigned corresponding additional class notation as indicated in Table 1 to Table 10 of this section. 1.1.2 Certain additional class notations are mandatory for certain types of installation, features, or equipment installed; (e.g. Bow loading, Battery(Power), Inert) where the Society has found that these constitute possible hazards to personnel and/or the vessel. Mandatory additional class notations are indicated in the tables referred below. Additional class notations made mandatory for different ship types are also referred in Pt.5. 2 Structural strength and integrity Table 1 Additional class notations related to structural strength and integrity Class notation Qualifier Purpose Grab Mandatory: yes 1-X Design requirements: Pt.6 Ch.1 Sec.1 2-X Strengthened inner bottom, and lower part of transverse bulkhead and longitudinal bulkhead for grab loading and unloading with grab mass X ≥ 10 t. 3-X Strengthened inner bottom, and lower part of transverse bulkhead and longitudinal bulkhead for grab loading and unloading with grab mass X ≥ 20 t. NA Mandatory: HA Weather deck hatch covers strengthened for heavy cargo. DK Weather deck strengthened for heavy cargo. IB Inner bottom strengthened for heavy cargo. no Design requirements: Pt.6 Ch.1 Sec.2 FIS survey requirements: NA Mandatory for ships with freeboard length LLL > 150 m and carrying solid bulk cargoes having a density ≥ 3 1.0 t/m . Voluntary for other ships. FIS survey requirements: Strengthened Strengthened inner bottom for grab loading and unloading with grab mass X ≥ 10 t. Application Rules for classification: Ships — DNV-RU-SHIP Pt.1 Ch.2. Edition July 2021 Class notations DNV AS Cargo holds unloaded with grab and where additional protection of lower part of transverse bulkhead and longitudinal bulkhead is found necessary. Mandatory for Ore carrier with class notation OC(M) or OC(H). Mandatory for ships with class notation HC(A), HC(B)or HC(B*). Voluntary for other ships. Page 26 Part 1 Chapter 2 Section 4 SECTION 4 ADDITIONAL CLASS NOTATIONS Qualifier Purpose ρ Tanks or holds strengthened for heavy liquid, where ρ denotes the maximum 3 density in t/m in specified cargo tanks. A Strengthened to carry dry bulk cargoes of density ≥ 3 1.0 t/m with specified holds empty at scantling draught, in addition to HC(B). B Strengthened to carry dry bulk cargoes of density 3 ≥ 1.0 t/m with all holds loaded, in addition to HC(C). Application HL Mandatory: no Design requirements: Pt.6 Ch.1 Sec.3 FIS survey requirements: NA HC Mandatory: yes Design requirements: Pt.6 Ch.1 Sec.4 FIS survey requirements: NA B* Strengthened to carry dry bulk cargoes of density 3 ≥ 1.0 t/m with any hold empty at scantling draught. C Strengthened to carry dry bulk cargoes of density < 3 1.0 t/m . M Designed to carry dry bulk cargoes as described in the loading manual. HC with one of the qualifiers A, B, B*, C or M are mandatory for: — General dry cargo ship designed for carriage of solid bulk cargoes, with L ≥ 150 m, having minimum five cargo holds — Multi-purpose dry cargo ship designed for carriage of solid bulk cargoes, with L ≥ 150 m, having minimum five cargo holds — Bulk carrier without CSR notation, with L ≥ 150 m. Maximum cargo density Mandatory: ρ Designed for a maximum 3 cargo density ρ in t/m . Mandatory for ships with class notation BC(A), BC(B), HC(A), HC(B) or HC(B*) designed for a maximum cargo density < 3 3.0 t/m . <None> Ships not designed for loading and unloading in multiple ports. May be applied to ships with class notation BC(A), BC(B), BC(C), HC(A), HC(B) or HC(C). yes Design requirements: Pt.6 Ch.1 Sec.4 and DNV-RUSHIP-CSR Sec.1 FIS survey requirements: NA No MP Mandatory: no Design requirements: Pt.6 Ch.1 Sec.4 and DNV-RUSHIP-CSR Sec.1 FIS survey requirements: NA Rules for classification: Ships — DNV-RU-SHIP Pt.1 Ch.2. Edition July 2021 Class notations DNV AS Page 27 Part 1 Chapter 2 Section 4 Class notation Qualifier Purpose Application <None> Ships intended to operate in alternate block condition. May be applied to ships with class notation BC(A) or HC(A). M Strengthened for loading and unloading in multiple ports, in addition to OC(H) notation. Mandatory for ships with class notation Ore carrier with L ≥ 150 m, unless OC(H) is assigned. H Designed to carry ore cargoes in seagoing homogeneous loading conditions. Mandatory for ships with class notation Ore carrier with L ≥ 150 m, unless OC(M) is assigned. <None> Holds may be empty at maximum draught where n is the identification number for each hold that may be empty. Mandatory for ships with class notation BC(A), HC(A), HC(M), if alternate loading conditions are included in the loading manual. <None> Extended scope of fatigue strength assessment for hull structural details. 1 Fatigue strength control in accordance with CSA(FLS1) and ultimate strength check based on direct load calculations. 2 Fatigue strength control in accordance with CSA(FLS2) and ultimate strength check based on direct load calculations. Block loading Mandatory: no Design requirements: Pt.6 Ch.1 Sec.4 and DNV-RUSHIP-CSR Sec.1 FIS requirements: NA OC Mandatory: yes Design requirements: Pt.6 Ch.1 Sec.5 FIS requirements: NA Holds n may be empty Mandatory: yes Design requirements: Pt.6 Ch.1 Sec.4, and DNV-RUSHIP-CSR Sec.1 FIS survey requirements: NA Plus Mandatory: no Design requirements: Pt.6 Ch.1 Sec.6 FIS survey requirements: NA CSA Mandatory: no Design requirements: Pt.6 Ch.1 Sec.7 FIS requirements: NA FLS1 Fatigue strength control based on direct load calculations. Rules for classification: Ships — DNV-RU-SHIP Pt.1 Ch.2. Edition July 2021 Class notations DNV AS Page 28 Part 1 Chapter 2 Section 4 Class notation Qualifier Purpose FLS2 Additional fatigue strength control based on direct load calculations with increased scope compared to CSA(FLS1). RSD Mandatory: yes <None> Design requirements: Structural strength verification by means of global finite element assessments (FEA) for 25 years worldwide operation. Pt.6 Ch.1 Sec.8 Application Mandatory for vessels with class notation Container ship having one of the following characteristics: — novel design FIS requirements: — complex structural arrangement NA — L ≥ 290 m — B ≥ 47 m — v ≥ 25 kn X Structural strength verification by means of global FEA for a design operation time X in years > 25 for worldwide operation. — hatch coaming built of NV D47 or NV E47 steel grades. Optional for ships with class notation Container ship not having the characteristics above. Optional for ships with class notation General dry cargo ship or Multipurpose dry cargo ship. NAS, X SFA, X Structural strength verification by means of global FEA for specific North Atlantic service NAS and for a design operation time X in years ≥ 25. Additional assessment for highly utilized hatch corners applying a more sophisticated spectral fatigue analysis for a design operation time X in years ≥ 25. Rules for classification: Ships — DNV-RU-SHIP Pt.1 Ch.2. Edition July 2021 Class notations DNV AS Optional for ships with class notation Container ship. Page 29 Part 1 Chapter 2 Section 4 Class notation COAT-PSPC Mandatory: Qualifier Pt.6 Ch.1 Sec.9 C FIS survey requirements: Pt.7 Ch.1 Sec.3 CA D Application Dedicated seawater ballast tanks of all types of vessels. B no Design requirements: Purpose Additional requirements for corrosion prevention of tanks and spaces/areas for newbuildings. The notation provides compliance with SOLAS Ch.II-1 Pt.A-1, Reg. 3-2 and IMO Res. MSC.215(82), SOLAS Ch.II-1, Reg. 3-11 and IMO Res. MSC.288(87). Cargo oil tanks of crude oil tankers (corrosion protection by coating). Cargo oil tanks of crude oil tankers (corrosion protection by alternative means). Double side-skin spaces of bulk carriers. V Void spaces of bulk carriers and oil tankers. X Hull side structures specially evaluated for collision impacts. The qualifier X shall be an integral number between 1 and 6 and denotes the amount of strengthening of the side structures against collisions. <None> Fatigue and ultimate hull girder strength verified under explicit consideration of wave induced vibrations (whipping and springing). Container ship TC Cargo tanks designed for high temperature cargo with a maximum design cargo temperature of TC in °C. Mandatory for ships with notation Tanker for asphalt/bitumen and other oil tankers intended for the carriage of liquid cargo at a temperature higher than 100°C at atmospheric pressure. <None> Structural strength of bottom structure is verified to allow for resting aground May be applied to ships with L ≤ 90 m and designed with a flat bottom. COLL Mandatory: no Design requirements: Pt.6 Ch.1 Sec.10 FIS survey requirements: NA WIV Mandatory: no Design requirements: Pt.6 Ch.1 Sec.11 FIS survey requirements: NA Hot Mandatory: yes Design requirements: Pt.6 Ch.1 Sec.12 FIS survey requirements: NA NAABSA Mandatory: no Design requirements: Pt.6 Ch.1 Sec.13 [3] FIS requirements: NA Rules for classification: Ships — DNV-RU-SHIP Pt.1 Ch.2. Edition July 2021 Class notations DNV AS Page 30 Part 1 Chapter 2 Section 4 Class notation HDS Mandatory: Qualifier 35 no Design requirements: Pt.6 Ch.1 Sec.14 Purpose 50 Improved collision behaviour within the cargo hold region by using higher ductility steels. FIS requirements: Application Application of steel grade HD35 in accordance with Pt.2 Ch.2 Sec.2 [10]. Application of steel grade HD50 in accordance with Pt.2 Ch.2 Sec.2 [10]. NA Guidance note: L is the rule length as defined in Pt.3 Ch.1 Sec.4. ---e-n-d---o-f---g-u-i-d-a-n-c-e---n-o-t-e--- Table 2 Additional class notations related to vessels in accordance with IACS common structural rules only Class notation Qualifier Purpose CSR Mandatory for: Mandatory: yes Design requirements: DNV-RU-SHIP-CSR Sec.1 <None> Vessel designed and built according to IACS common structural rules. FIS survey requirements: Pt.7 Ch.1 Sec.2, Pt.7 Ch.1 Sec.3 and Pt.7 Ch.1 Sec.4 yes Tanker for oil, Tanker for oil products, A Strengthened to carry dry bulk cargoes of density ≥ 3 1.0 t/m with specified holds empty at scantling draught, in addition to BC(B). B Mandatory for ships Strengthened to carry dry with class notation Bulk bulk cargoes of density carrier with L ≥ 150 m, 3 ≥ 1.0 t/m with all holds unless BC(A) or BC(C) is loaded, in addition to BC(C). assigned. C Strengthened to carry dry bulk cargoes of density < 3 1.0 t/m . Design requirements: DNV-RU-SHIP-CSR Sec.1 FIS survey requirements: NA Bulk carrier with L ≥ 90 m and cross section in accordance with CSR Pt.1 Ch.1 Sec.1 [1.2.1] with L ≥ 150 m. BC Mandatory: Application Rules for classification: Ships — DNV-RU-SHIP Pt.1 Ch.2. Edition July 2021 Class notations DNV AS Mandatory for ships with class notation Bulk carrier with L ≥ 150 m, unless BC(B) or BC(C) is assigned. Mandatory for ships with class notation Bulk carrier with L ≥ 150 m, unless BC(A) or BC(B) is assigned. Page 31 Part 1 Chapter 2 Section 4 Class notation Qualifier Purpose X Strengthened for grab loading and discharging with grab mass X ≥ 20 t. Application Grab Mandatory: yes Design requirements: DNV-RU-SHIP-CSR Sec.1 Mandatory for ships with class notation BC(A) or BC(B). FIS survey requirements: NA Rules for classification: Ships — DNV-RU-SHIP Pt.1 Ch.2. Edition July 2021 Class notations DNV AS Page 32 Part 1 Chapter 2 Section 4 Class notation Table 3 Additional class notations related to propulsion, power generation and auxiliary systems Class notation Qualifier Purpose Battery Application — All-electric vessel, i.e. all main sources of power are based on EES. Mandatory: yes Design requirements: — Hybrid vessel where one of the main sources of power is based on EES. Pt.6 Ch.2 Sec.1 FIS survey requirements: Pt.7 Ch.1 Sec.2 and Pt.7 Ch.1 Sec.4 Power For vessels where the EES power is used for electrical propulsion of the vessel. — Hybrid vessel having an operational mode where the vessel is operating on EES power only, with the other main source of power in standby. — Hybrid vessel using the EES system as a redundant source of power for main and/ or additional class notations, e.g. dynamic positioning. Safety For vessels where the aggregated EES installation in one EES space has an rated capacity of 20 kWh or above and not having the Battery(Power) notation. — Hybrid vessels not using the EES power as a main source of power. — Hybrid vessels using the EES power for only peak shaving and/or load levelling. — Vessels using EES power solely when moored. E0 Mandatory: no Design requirements: Pt.6 Ch.2 Sec.2 <None> Unattended machinery space. FIS survey requirements: Pt.7 Ch.1 Sec.6 [24] Rules for classification: Ships — DNV-RU-SHIP Pt.1 Ch.2. Edition July 2021 Class notations DNV AS Page 33 Part 1 Chapter 2 Section 4 3 Propulsion, power generation and auxiliary systems Qualifier Purpose Application ECO Mandatory: no Design requirements: <None> Pt.6 Ch.2 Sec.2 Centralised operated machinery. FIS survey requirements: Pt.7 Ch.1 Sec.6 [24] FC Mandatory: Power Fuel cell installations. Mandatory where the fuel cell power is used for essential, important or emergency services. Safety Fuel cell installations where the fuel cell power is not used for essential, important or emergency users. Mandatory where the fuel used is a gas or a liquid fuel with flash point below 60°C. â±±, ρ, T Fuel treatment and conditioning system, where â±± is maximum viscosity in cSt at 50°C, ρ is maximum 3 density in kg/m of the fuel oil at 15°C, and T is minimum outside air temperature in °C for which the installations are approved. yes Design requirements: Pt.6 Ch.2 Sec.3 FIS survey requirements: Pt.7 Ch.1 Sec.2, Pt.7 Ch.1 Sec.3 and Pt.7 Ch.1 Sec.4 Fuel Mandatory: no Design requirements: Pt.6 Ch.2 Sec.4 FIS survey requirements: Pt.7 Ch.1 Sec.6 Gas fuelled LNG Mandatory: yes Design requirements: Pt.6 Ch.2 Sec.5 <None> LNG fuelled engine installations. Mandatory when installed. Ships designed for future conversion to an alternative fuel Minimum one of the fuel specific qualifiers are mandatory. FIS survey requirements: Pt.7 Ch.1 Sec.2, Pt.7 Ch.1 Sec.3 and Pt.7 Ch.1 Sec.4 Fuel ready Ammonia Mandatory: LFL no Design requirements: LNG Pt.6 Ch.2 Sec.8 FIS survey requirements: LPG NA Rules for classification: Ships — DNV-RU-SHIP Pt.1 Ch.2. Edition July 2021 Class notations DNV AS Page 34 Part 1 Chapter 2 Section 4 Class notation Qualifier Purpose Application LFL fuelled Mandatory: yes Design requirements: Pt.6 Ch.2 Sec.6 <None> Low flashpoint liquid fuelled engine installations. 1 Main and alternative propulsion is provided by a common propulsion system (one propeller, one shaft and one rudder/steering gear) with redundant prime movers or two or more propellers. 2 Propulsion and steering are of a redundant design with two (or more) propellers in parallel operation. 3 Propulsion and steering are of a redundant design with two (or more) propellers in parallel operation and separated by watertight A-60 bulkheads. x % of the propulsion power and where relevant, associated steering system, can be restored and maintained after single failure. + Propulsion power and steering capacity is maintained without disruption upon any single failure. D Ready for installation of a dry scrubber system. C Ready for installation of a wet closed scrubber system. H Ready for installation of a wet hybrid scrubber system. O Ready for installation of a wet open scrubber system. Mandatory when installed. FIS survey requirements: Pt.7 Ch.1 Sec.2 and Pt.7 Ch.1 Sec.4 RP Mandatory: no Design requirements: Pt.6 Ch.2 Sec.7 FIS survey requirements: NA Scrubber ready Mandatory: no Design requirements: Pt.6 Ch.2 Sec.9 FIS survey requirements: NA Rules for classification: Ships — DNV-RU-SHIP Pt.1 Ch.2. Edition July 2021 Class notations DNV AS Mandatory for RP(1), RP(2), and RP(3). Mandatory, mutually exclusive qualifiers. Page 35 Part 1 Chapter 2 Section 4 Class notation Qualifier Purpose IL Ready for in-line installation of scrubber system with one individual linear scrubber unit per consumer. MI HS Structural supports and ship structures are prepared for installation of a scrubber system at newbuilding stage. R Review of the future scrubber installation system for compliance according to relevant class rules. Complete review according to main class rules. Includes piping and electrical systems. Control and monitoring verification is limited. MISC An agreed number of systems and or components are included from newbuilding stage and followed up by the Society throughout the new building process. Certification and installation of parts of the scrubber systems before delivery based on agreement between owner and yard, with detailed list provided to Society for acceptance. S The future scrubber installation complies with Marpol annex 6 regulation 4 and 14, and MEPC.259(68). If the Society is authorized by the flag administration to issue the IAPP certificate. Review according to IMO resolution MEPC.259(68). 1 Intended for propulsion systems installed on vessels with conventional hull forms and incorporates enhanced aft bearing performance during normal and turning operating conditions. 2 Intended for propulsion systems requiring additional calculations to estimate hydrodynamic propeller loads during turning conditions. Typical installations are vessels with non-conventional hull forms such as asymmetric stern, twin skeg, etc. Mandatory: Design requirements: Mandatory, mutually exclusive qualifiers. Ready for installation of scrubber system with multiple inlets to one or more scrubber units. Shaft align no Application Pt.6 Ch.2 Sec.10 FIS survey requirements: Pt.7 Ch.1 Sec.6 [31] Rules for classification: Ships — DNV-RU-SHIP Pt.1 Ch.2. Edition July 2021 Class notations DNV AS Page 36 Part 1 Chapter 2 Section 4 Class notation Qualifier SRTP Mandatory: Application <None> Increased safety level of passenger ships through more redundant system arrangements, providing increased robustness and fault tolerance. <None> Wind assisted propulsion systems installed on seagoing ships. <None> LPG fuelled engine installations. Mandatory when installed. <None> Ammonia fuelled engine installations. Mandatory when installed. ER1 Enhanced reliability of propulsion, steering and electrical power ER2 Enhanced reliability of propulsion, steering and electrical power with additional redundancy EMR1 Enhanced manoeuvring reliability EMR2 Enhanced manoeuvring reliability with enhanced redundancy yes Design requirements: Purpose Pt.6 Ch.2 Sec.11 FIS survey requirements: Mandatory for passengers ships, SPS ships and naval vessels in accordance with Pt.6 Ch.2 Sec.11 [1.4]. NA WAPS Mandatory: no Design requirements: Pt.6 Ch.2 Sec.12 FIS survey requirements: NA Gas fuelled LPG Mandatory: yes Design requirements: Pt.6 Ch.2 Sec.13 FIS survey requirements: Pt.7 Ch.1 Sec.2, Pt.7 Ch.1 Sec.3 and Pt.7 Ch.1 Sec.4 Gas fuelled ammonia Mandatory: yes Design requirements: Pt.6 Ch.2 Sec.14 FIS survey requirements: Pt.7 Ch.1 Sec.2, Pt.7 Ch.1 Sec.3 and Pt.7 Ch.1 Sec.4 OR Mandatory: yes Design requirements: Pt.6 Ch.2 Sec.15 FIS survey requirements: Pt.7 Ch.1 Sec.2, Pt.7 Ch.1 Sec.3 and Pt.7 Ch.1 Sec.4 Rules for classification: Ships — DNV-RU-SHIP Pt.1 Ch.2. Edition July 2021 Class notations DNV AS ER2 is mandatory for EMR2. Page 37 Part 1 Chapter 2 Section 4 Class notation Qualifier Purpose OP Operational flexibility and predictability through enhanced redundancy and capacity in auxiliary systems for propulsion, steering and electrical power Rules for classification: Ships — DNV-RU-SHIP Pt.1 Ch.2. Edition July 2021 Class notations DNV AS Application Part 1 Chapter 2 Section 4 Class notation Page 38 Table 4 Additional class notations related to navigation and manoeuvring Class notation DYNPOS Mandatory: Qualifier Purpose AUTS Dynamic positioning system with no redundancy. Includes single DP control system and manual levers control back-up. AUT Dynamic positioning system with no redundancy. Provides higher availability and robustness compared to DPS(1). Includes single DP control system, single joystick control system and manual levers control back-up. AUTR Dynamic positioning system with redundancy in technical design. Provides higher availability and robustness compared to DPS(2). Includes redundant DP control system, single joystick control system and manual levers control backup. AUTRO Dynamic positioning system with redundancy and separation in technical design. Provides higher availability and robustness compared to DPS(3). Includes redundant DP control system, single joystick control system and manual levers control backup. In addition a single DP control system in a separated back-up control space. no Design requirements: Pt.6 Ch.3 Sec.1 and Pt.6 Ch.3 Sec.2 FIS survey requirements: Pt.7 Ch.1 Sec.6 [12] Application Includes redundant DP control system and single independent alternative DP control system and manual levers control back-up. E Dynamic positioning system with enhanced reliability. Position and heading keeping ability meets intentions comparable to or exceeding DPS(2). ER Dynamic positioning system with enhanced reliability. Position and heading keeping ability meets intentions comparable to or DPS(2) and DPS(3) (depending on which failure mode being evaluated). Includes, in addition to the properties of qualifier E, fire resistant separation between redundancy groups, which in addition is watertight below main deck. A Annual survey to be carried out in accordance with scope for renewal survey. In combination with qualifiers AUTR, AUTRO, E, ER. Rules for classification: Ships — DNV-RU-SHIP Pt.1 Ch.2. Edition July 2021 Class notations DNV AS Provides flexibility and increased availability of power and thrust by use of connected power systems, standby start and changeover of generator sets and thrusters. Page 39 Part 1 Chapter 2 Section 4 4 Navigation and manoeuvring Qualifier Purpose Application 1 Dynamic positioning system with no redundancy corresponding to IMO guideline IMO MSC/Circ.645 Guidelines for vessels with dynamic positioning systems DP equipment class 1. Includes single DP control system, single joystick control system and manual levers control back-up. 2 Dynamic positioning system with redundancy in technical design corresponding to IMO guideline IMO MSC/Circ.645 Guidelines for vessels with dynamic positioning systems DP equipment class 2. Includes redundant DP control system, single joystick control system and manual levers control backup. 3 Dynamic positioning system with redundancy and separation in technical design corresponding to IMO guideline IMO MSC/Circ.645 Guidelines for vessels with dynamic positioning systems DP equipment class 3. Includes redundant DP control system, single joystick control system and manual levers control backup. In addition a single DP control system in a separated back-up control space. A Annual survey to be carried out in accordance with scope for renewal survey. In combination with qualifiers 2 and 3. DPS Mandatory: no Design requirements: Pt.6 Ch.3 Sec.1 FIS survey requirements: Pt.7 Ch.1 Sec.6 [12] NAUT NAV Mandatory: no OC Design requirements: Pt.6 Ch.3 FIS survey requirements: AW Pt.7 Ch.1 Sec.6 [13] OSV Basic requirements. Requirements within bridge design, bridge instrumentation and workstation arrangements. Vessels with NAUT will comply with the principles and aims of SOLAS V/15 and IMO MSC/Circ.982. INS+ Enhanced multi functional workstation arrangement for integrated navigational systems. <None> Requirements within bridge design covering the basic principles and aims of SOLAS V/15 and IMO MSC/ Circ.982. Enhanced requirements for vessels operating world wide. Enhanced requirements for vessels operating in coastal and narrow waters. Vessels operating as service vessels for offshore industry. Vessels with class notation NAUT. NAVI Mandatory: no Design requirements: Pt.6 Ch.3 Sec.6 FIS survey requirements: Pt.7 Ch.1 Sec.6 [13] Rules for classification: Ships — DNV-RU-SHIP Pt.1 Ch.2. Edition July 2021 Class notations DNV AS Page 40 Part 1 Chapter 2 Section 4 Class notation Table 5 Additional class notations related to cargo operations Class notation Qualifier Purpose Application Bow loading Mandatory: yes Design requirements: <None> Bow loading arrangement. Mandatory for Tanker for oil when installed. <None> Centralised cargo control for liquid cargoes. For vessels with class notation Tanker for oil or Tanker for oil products or Tanker for chemicals. <None> Easy loading of cargo holds. Ore carrier. <None> Effective tank cleaning. <None> Movable car decks. Pt.6 Ch.4 Sec.1 FIS survey requirements: Pt.7 Ch.1 Sec.2 CCO Mandatory: no Design requirements: Pt.6 Ch.4 Sec.2 FIS survey requirements: Pt.7 Ch.1 Sec.4 EL Mandatory: no Design requirements: Pt.6 Ch.4 Sec.3 FIS survey requirements: Pt.7 Ch.1 Sec.6 [27] ETC Mandatory: no Design requirements: Pt.6 Ch.4 Sec.4 FIS survey requirements: NA MCDK Mandatory: no Design requirements: Pt.6 Ch.4 Sec.5 FIS survey requirements: Pt.7 Ch.1 Sec.2 Rules for classification: Ships — DNV-RU-SHIP Pt.1 Ch.2. Edition July 2021 Class notations DNV AS Page 41 Part 1 Chapter 2 Section 4 5 Cargo operations Qualifier Purpose LCS Mandatory: <None> Loading computer system. Mandatory if a loading computer calculating stability and/or hull strength is installed. DC Loading computer system to assist the master as a decision aid under damage conditions. Optional. Regasification plant. Mandatory for vessels fitted with regasification plant. yes Design requirements: Pt.6 Ch.4 Sec.6 FIS survey requirements: Application Pt.7 Ch.1 Sec.6 [19] REGAS Mandatory: yes Design requirements: <None> Pt.6 Ch.4 Sec.7 FIS survey requirements: Pt.7 Ch.1 Sec.6 [32] RCP Mandatory: no Design requirements: Pt.6 Ch.4 Sec.8 X/Y FIS survey requirements: Pt.7 Ch.1 Sec.6 [20] Refrigerated container stowage positions, where X represents total number of certified refrigerated stowage positions, and Y is the percentage of refrigerated containers carrying fruit/chilled cargoes. Y shall be at least 20%. RM Mandatory: X°C/Y°C sea Cargo refrigeration plant, where X°C is lowest chamber temperature and Y °C sea maximum seawater temperature. <None> Route specific container stowage on long haul as well as costal voyages based on weather forecasts. no Design requirements: Pt.6 Ch.4 Sec.9 FIS survey requirements: Pt.7 Ch.1 Sec.6 [4] RSCS+ Mandatory: no Design requirements: Pt.6 Ch.4 Sec.10 FIS survey requirements: Pt.7 Ch.1 Sec.4 Rules for classification: Ships — DNV-RU-SHIP Pt.1 Ch.2. Edition July 2021 Class notations DNV AS Page 42 Part 1 Chapter 2 Section 4 Class notation Qualifier Purpose Application STL Mandatory: yes Design requirements: Pt.6 Ch.4 Sec.1 <None> Submerged turret loading system. Mandatory when installed. FIS survey requirements: Pt.7 Ch.1 Sec.2, Pt.7 Ch.1 Sec.3 and Pt.7 Ch.1 Sec.4 VCS Mandatory: 1 Systems for control of vapour emission from cargo tanks and in compliance with IMO MSC/Circ. 585. 2 Systems for control of vapour emission from cargo tanks and in compliance with IMO MSC/Circ. 585 and USCG CFR 46 Part 39. 3 Systems for onboard vapour processing with a minimum recovery rate of 78% of nonmethane VOC. B Additional requirements to vapour balancing. no Design requirements: Pt.6 Ch.4 Sec.11 FIS survey requirements: Pt.7 Ch.1 Sec.6 [15] L, X% CA Mandatory: <None> Carriage of fruits and vegetables under controlled atmosphere. port. Carriage of fruits and vegetables under controlled atmosphere, using a portable device. no Design requirements: Pt.6 Ch.4 Sec.12 FIS survey requirements: Pt.7 Ch.1 Sec.6 [4] For installations used on laden voyages only, with a recovery rate of X% of NMVOC. Rules for classification: Ships — DNV-RU-SHIP Pt.1 Ch.2. Edition July 2021 Class notations DNV AS For vessels with class notation Tanker for oil or Tanker for oil products or Tanker for chemicals For vessels with class notation VCS(1) or VCS(2). For vessels with class notation Tanker for oil or Tanker for oil products or Tanker for chemicals May be combined with VCS(3). Page 43 Part 1 Chapter 2 Section 4 Class notation Qualifier Purpose C Designates the coverage of the washing machines in %. The coverage shall not be less than 80%. The inserted value shall be based on the tank with the lowest coverage. S Designates the stripping efficiency. I.e. the amount of residue left in a cargo tank and associated piping after discharge and stripping in 3 m . The amount shall not 3 exceed 3 m per cargo tank. The inserted value shall be based on the test results for the tank with the lowest stripping efficiency. ITC Mandatory: no Design requirements: Pt.6 Ch.4 Sec.13 FIS survey requirements: NA A REGAS ready <None> C The unit is prepared for future regasification operation and installation of a regasification plant on board with an selected regasification plant design. No Design requirements: Pt.6 Ch.4 Sec.14 FIS survey requirements: NA Tanker for oil Tanker for oil products. Designates the upward facing area of horizontal 2 structures and piping in m where cargo and sludge may accumulate. The inserted value shall be based on the tank with the largest horizontal area. The unit is prepared for future regasification operation and installation of a regasification plant onboard based on general principles of regasification plant design. general principles of regasification plant design. Mandatory: Application SC The unit has carried out sloshing calculations. SR Equipped with cargo containment system of reinforced configuration. IP Increased pressure for cargo tanks for REGAS operation. ES Enhanced safety review. Rules for classification: Ships — DNV-RU-SHIP Pt.1 Ch.2. Edition July 2021 Class notations DNV AS Gas carriers planned and partly prepared for later installation of a regasification plant in compliance with class notation REGAS or REGAS(ES). Page 44 Part 1 Chapter 2 Section 4 Class notation Qualifier Ready for C Mandatory: No Design requirements: Pt.6 Ch.4 Sec.15 FIS survey requirements: NA <None> Purpose Application Part 1 Chapter 2 Section 4 Class notation Vessels, which during the newbuilding phase are planned for, and partly prepared for, later conversion to transport of a new product. C denotes the new product given in Pt.5 Ch.7 Sec.19 Table 2. Rules for classification: Ships — DNV-RU-SHIP Pt.1 Ch.2. Edition July 2021 Class notations DNV AS Page 45 Table 6 Additional class notations related to equipment and design features Class notation Qualifier Purpose Application Container Mandatory: no Design requirements: Pt.6 Ch.5 Sec.1 <None> Equipped for carriage of containers. For vessels other than Container ship. <None> For hatchcoverless container ships, multi-purpose dry cargo ships and general cargo ships equipped with the appropriate facilities to operate without or with open hatch covers. Mandatory for vessels with class notation Container ship, General dry cargo ship or Multi-purpose dry cargo ship intended for operating without or with open hatch covers. <None> Onboard crane. Onboard crane certified by the Society. FIS survey requirements: Pt.7 Ch.1 Sec.2 and Pt.7 Ch.1 Sec.4 Hatchcoverless Mandatory: yes Design requirements: Pt.6 Ch.5 Sec.2 FIS survey requirements: Pt.7 Ch.1 Sec.2 Crane Mandatory: no Design requirements: Pt.6 Ch.5 Sec.3 FIS survey requirements: Pt.7 Ch.1 Sec.6 [6] F Mandatory: no Design requirements: Pt.6 Ch.5 Sec.4 FIS survey requirements: A Additional fire protection in accommodation area. C Additional fire protection in cargo area. M Additional fire protection for machinery spaces - general. Pt.7 Ch.1 Sec.6 [11] M-P Additional measures for machinery spaces - fire prevention. Rules for classification: Ships — DNV-RU-SHIP Pt.1 Ch.2. Edition July 2021 Class notations DNV AS Page 46 Part 1 Chapter 2 Section 4 6 Equipment and design features FCS Mandatory: no Design requirements: Pt.6 Ch.5 Sec.4 and Pt.6 Ch.5 Sec.23 Qualifier A Additional fire protection in accommodation area. C Additional fire protection in cargo area. M Additional fire protection for machinery spaces - general. FIS survey requirements: Pt.7 Ch.1 Sec.6 [11] HELDK Mandatory: no Design requirements: Pt.6 Ch.5 Sec.5 M-P Additional measures for machinery spaces - fire prevention. HA Hazard identification assessment of container fires. FD Enhanced fire detection systems for container cargo areas. FD+ Enhanced fire detection systems, with container identification, for container cargo areas. FF Enhanced fire fighting systems for container cargo areas. HF Fire fighting by container hold flooding for container cargo areas. <None> Additional requirements to vessel safety. H Additional requirements to helicopter safety. F Additional requirements to helicopter facility. CAA-N Application Ships with the class notation Container ship. Ships with the class notation Container ship and at least one of the qualifiers FD, FD+, FF or HF. Ships with the class notation Container ship and the notation FCS(C). Helicopter deck. S FIS survey requirements: Pt.7 Ch.1 Sec.6 [8] Purpose Helicopter facility has been evaluated for additional requirements specified by the Norwegian Civil Aviation Authorities. Rules for classification: Ships — DNV-RU-SHIP Pt.1 Ch.2. Edition July 2021 Class notations DNV AS Page 47 Part 1 Chapter 2 Section 4 Class notation Qualifier Purpose Application SF Mandatory: no Design requirements: <None> Compliance with requirements to damage stability. <None> Ships carrying special personnel who are neither crew members nor passengers. <None> Inert gas system. Pt.6 Ch.5 Sec.6 Offshore service vessel FIS survey requirements: NA SPS Mandatory: no Design requirements: Pt.6 Ch.5 Sec.7 FIS survey requirements: Pt.7 Ch.1 Sec.6 [26] Inert Mandatory: yes Design requirements: Pt.6 Ch.5 Sec.8 Mandatory if installed on Tanker for oil DWT < 8 000 ton. FIS survey requirements: Pt.7 Ch.1 Sec.2 and Pt.7 Ch.1 Sec.4 LFL Mandatory: 1 Designed for carriage of liquid with flashpoint lower than 60°C. 2 Designed for carriage of liquid with flashpoint lower than 43°C. B Arranged for carriage of solid dangerous goods in bulk in compliance with SOLAS Reg.II-2/19. P Arranged for carriage of dangerous goods in packaged form in compliance with SOLAS Reg.II-2/19. yes Design requirements: Pt.6 Ch.5 Sec.9 FIS survey requirements: Pt.7 Ch.1 Sec.2 and Pt.7 Ch.1 Sec.4 DG Mandatory: no Design requirements: Pt.6 Ch.5 Sec.10 FIS survey requirements: Pt.7 Ch.1 Sec.6 [5] Rules for classification: Ships — DNV-RU-SHIP Pt.1 Ch.2. Edition July 2021 Class notations DNV AS Mandatory for vessels intended for transportation of liquids with flashpoint below 60°C in bulk to and from offshore installations except ship types Tanker for oil and Tanker for chemicals. Page 48 Part 1 Chapter 2 Section 4 Class notation Qualifier Purpose Application DBC Mandatory: <None> Arranged for carriage of solid dangerous goods in bulk in compliance with the technical provisions of the IMSBC code. <None> Recovered oil reception and transportation. All ships except Tanker for oil. <None> Recovered oil reception and transportation for oil with flashpoint above 60°C. All ships except Tanker for oil. <None> Single point mooring. Mandatory for Tanker for oil when installed. no Design requirements: Pt.6 Ch.5 Sec.10 FIS survey requirements: Pt.7 Ch.1 Sec.6 [5] OILREC Mandatory: no Design requirements: Pt.6 Ch.5 Sec.11 FIS survey requirements: Pt.7 Ch.1 Sec.2, Pt.7 Ch.1 Sec.4 and Pt.7 Ch.1 Sec.6 [3] OILREC FP> 60°C Mandatory: no Design requirements: Pt.6 Ch.5 Sec.11 FIS survey requirements: Pt.7 Ch.1 Sec.2, Pt.7 Ch.1 Sec.4 and Pt.7 Ch.1 Sec.6 [3] SPM Mandatory: yes Design requirements: Pt.6 Ch.5 Sec.12 FIS survey requirements: NA ESV Mandatory: DP no Design requirements: Pt.6 Ch.5 Sec.13 TAM Enhanced verification of thruster assisted mooring or automatic thruster assisted mooring systems. PMS Enhanced verification of power management system. SPT Enhanced verification of steering, propulsion and thruster system. FIS survey requirements: Pt.7 Ch.1 Sec.6 [28] Enhanced verification of dynamic positioning. Rules for classification: Ships — DNV-RU-SHIP Pt.1 Ch.2. Edition July 2021 Class notations DNV AS Page 49 Part 1 Chapter 2 Section 4 Class notation Qualifier ICS Enhanced verification of integrated control and monitoring system. DRILL Enhanced verification of drilling control system. BOP no Enhanced verification of crane control system. HIL-IS “Hardware-In-theLoop” (HIL) testing where HIL test package is provided by independent HIL supplier. HIL-DS “Hardware-In-theLoop” (HIL) testing where HIL test program package and HIL test package report are provided by independent HIL supplier and HIL test simulator package is provided by the organization delivering the HIL target system. <None> Equipped with dedicated gas fuel transfer equipment for supply of bunker to gas fuelled ships on a regular basis. VR-x Equipped for handling of excess vapour return from the receiving ship with vapour recovery capacity of x kW. EPC Equipped with enhanced positioning control system. Design requirements: Pt.6 Ch.5 Sec.14 FIS survey requirements: Pt.7 Ch.1 Sec.6 [37] TC Equipped with enhanced transfer control system. AA Ship designed for carriage of either oil cargoes, liquid carbon dioxide- and liquid nitrogen and/or dry mudand cement. Platform supply Mandatory: yes Design requirements: Pt.6 Ch.5 Sec.15 Application Enhanced verification of blow out prevention system. Crane Gas bunker Mandatory: Purpose Part 1 Chapter 2 Section 4 Class notation FIS survey requirements: P Ship designed for carriage of pollution hazards cargoes. Pt.7 Ch.1 Sec.2, Pt.7 Ch.1 Sec.3 and Pt.7 Ch.1 Sec.4 S Ship designed for carriage of safety hazardous cargoes. Rules for classification: Ships — DNV-RU-SHIP Pt.1 Ch.2. Edition July 2021 Class notations DNV AS Tanker for liquefied gas or Tanker for C and barges specifically intended for carriage of liquefied gas. Mandatory for vessels intended to carry cargoes covered by Pt.6 Ch.5 Sec.15. Page 50 Walk2work Mandatory: Qualifier Purpose T Ship designed for carriage of toxic cargoes. <None> Vessel with permanent installed gangway where the gangway is certified by DNV. no Design requirements: Pt.6 Ch.5 Sec.16 FIS survey requirements: Operability Denotes the maximum sea conditions in which the offshore gangway system may be safely operated. <None> Vessel intended to have gangway system installed onboard. The gangway is outside the scope of the notation. Operability Denotes the maximum sea conditions in which the offshore gangway system may be safely operated. Pt.7 Ch.1 Sec.6 [33] Walk2workready Mandatory: no Design requirements: Pt.6 Ch.5 Sec.16 FIS survey requirements: NA Application Part 1 Chapter 2 Section 4 Class notation ADW Mandatory: no Design requirements: <None> Pt.6 Ch.5 Sec.17 Ships intended for anchoring in deep and unsheltered water. FIS survey requirements: NA BCLIQ Mandatory: Cat1 Ships strengthened for liquefaction in design category 1 group A cargo. Cat2 Ships strengthened for liquefaction in design category 2 group A cargo. yes Design requirements: Pt.6 Ch.5 Sec.18 FIS survey requirements: NA BCLIQ with one of qualifiers, either Cat1 or Cat2, is mandatory for ships intended for the carriage of solid bulk cargo shipped at a moisture content in excess of its transportable moisture limit which may liquefy during a voyage. RO/RO Mandatory: no Design requirements: Pt.6 Ch.5 Sec.19 <None> Designed and arranged for roll-on and roll-of cargo handling and transportation of rolling vehicles. For ships other than RO/ RO ship and Car carrier. FIS survey requirements: NA Rules for classification: Ships — DNV-RU-SHIP Pt.1 Ch.2. Edition July 2021 Class notations DNV AS Page 51 Qualifier Gas power plant Mandatory: <None> yes Design requirements: Vessels arranged with a gas fired power plant for the production and export of electrical energy. Performance Optional qualifier for Gas power plant. P Rated electrical power, P, [MW] delivered from the power plant. Optional qualifier when Performance is assigned. V Supply voltage, V [kV] delivered from the power plant. Optional qualifier when Performance is assigned. f Supply frequency, f, [Hz] delivered from the power plant. Optional qualifier when Performance is assigned. Pt.7 Ch.1 Sec.6 [34] Cyber secure Mandatory: Initial level of cyber security based on IMO resolution MSC.428(98) and MSC-FAL.1/Circ.3. <None> no Design requirements: Pt.6 Ch.5 Sec.21 FIS survey requirements: Essential Pt.7 Ch.1 Sec.6 [36] Advanced Essential level of cyber Establish barriers to prevent, security for the vessel's essential systems. mitigate and respond to cyber-attacks. Advanced level of cyber security for the vessel's essential systems. Selected level of cyber security for specified system(s). + Smart Mandatory: no Application Additional performance requirements related to the rated electrical power delivered from the power plant. Pt.6 Ch.5 Sec.20 FIS survey requirements: Purpose OPH Design requirements: Pt.6 Ch.5 Sec.24 FIS survey requirements: NA OPM Operations and maintenance enhancements related to structural integrity management and performance of hull and structure. Operations and maintenance enhancements related to maintenance management of machinery and equipment, condition monitoring, systems and vessel performance. Rules for classification: Ships — DNV-RU-SHIP Pt.1 Ch.2. Edition July 2021 Class notations DNV AS Requires a minimum of three (3) enhancements for each qualifier. One qualifier is required to obtain the class notation Smart. Page 52 Part 1 Chapter 2 Section 4 Class notation Qualifier EEN Purpose Application Part 1 Chapter 2 Section 4 Class notation Energy efficiency and environmental enhancements related to fuel consumption, emission and noise. Rules for classification: Ships — DNV-RU-SHIP Pt.1 Ch.2. Edition July 2021 Class notations DNV AS Page 53 Table 7 Additional class notations related to cold climate Class notation Ice Mandatory: Qualifier Purpose 1A*F High powered vessels for regular traffic in heavy Baltic ice. Vessels constructed according to FinnishSwedish ice rules. 1A* Vessels intended for navigation in ice-infested waters. Constructed according to Finnish- Swedish ice rules (1A Super). Ice thickness 1.0 m. 1A Vessels intended for navigation in ice-infested waters. Constructed according to Finnish- Swedish ice rules (1A). Ice thickness 0.8 m. 1B Vessels intended for navigation in ice-infested waters. Constructed according to Finnish- Swedish ice rules (1B). Ice thickness 0.6 m. 1C Vessels intended for navigation in ice-infested waters. Constructed according to Finnish- Swedish ice rules (1C). Ice thickness 0.4 m. no Design requirements: Pt.6 Ch.6 Sec.2 and Pt.6 Ch.6 Sec.3 FIS survey requirements: NA C Vessels intended for navigation in light ice conditions. E Vessels intended for navigation in light localised drift ice. Polar Operation in ice free waters within polar waters. Mandatory: no Design requirements: Application C Pt.6 Ch.6 Sec.5 FIS survey requirements: NA Operation in open waters within polar waters. Operation in ice conditions less severe than those included in categories A and B within polar waters. B Operation in other ice conditions within polar waters as listed in Pt.6 Ch.6 Sec.5 Table 6. A Operation in other ice conditions within polar waters as listed in Pt.6 Ch.6 Sec.5 Table 6. Rules for classification: Ships — DNV-RU-SHIP Pt.1 Ch.2. Edition July 2021 Class notations DNV AS Page 54 Part 1 Chapter 2 Section 4 7 Cold climate Qualifier PST PC Mandatory: Purpose Polar service temperature, PST, in °C. Year-round operation in all polar waters. 2 Year-round operation in moderate multi-year ice conditions. 3 Year-round operation in second-year ice which may include multi-year ice inclusions. 4 Year-round operation in thick first-year ice which may include old ice inclusions. Pt.6 Ch.6 Sec.7 FIS survey requirements: NA Winterized Mandatory: 5 6 Summer/autumn operation in medium first-year ice which may include old ice inclusions. 7 Summer/autumn operation in thin first-year ice which may include old ice inclusions. <None><< Design requirements: FIS survey requirements: Pt.7 Ch.1 Sec.6 [23] Vessels intended for navigation in ice-infested polar waters. Year-round operation in medium first-year ice which may include old ice inclusions. no Pt.6 Ch.6 Sec.4 Mandatory when the ship is intended to operate in low air temperature where mean daily low temperature (MDLT) is below -10°C. 1 no Design requirements: Application BST Occasional operation in cold climate for short periods. For ambient temperatures down to -20ºC. Regular operation in cold climate for an extended period of time where BST is the Baltic service temperature in °C. For ambient temperatures colder than -20ºC. Rules for classification: Ships — DNV-RU-SHIP Pt.1 Ch.2. Edition July 2021 Class notations DNV AS Page 55 Part 1 Chapter 2 Section 4 Class notation Qualifier DAT-B Mandatory: yes Design requirements: Pt.6 Ch.6 Sec.6 FiS requirements: Pt.7 Ch.1 Sec.2, Pt.7 Ch.1 Sec.3 and Pt.7 Ch.1 Sec.4 t DAT Mandatory: yes Design requirements: Pt.6 Ch.6 Sec.6 FIS survey requirements: NA DAV Mandatory: Purpose Providing material requirements for vessels intended to operate in low air temperatures during winter in the northern Baltic Sea, or in areas with similar conditions. t denotes the lowest mean daily average air temperature in °C. Mandatory for vessels intended to operate in areas with low air temperatures, i.e. design temperatures colder than -10°C. Providing material requirements for vessels intended to operate in low air temperatures in polar waters. t denotes the lowest mean daily average air temperature in °C. Mandatory for vessels intended to operate in polar waters with low air temperatures, i.e. design temperatures colder than -10°C. PC(1) Year-round operation in all polar waters. PC(2) Year-round operation in moderate multi-year ice conditions. PC(3) Year-round operation in second-year ice which may include multi-year ice inclusions. PC(4) Year-round operation in thick first-year ice which may include old ice inclusions. no Design requirements: Pt.6 Ch.6 Sec.8 FIS survey requirements: NA Application PC(5) For vessels intended to operate with stern first in ice infested polar waters. Year-round operation in medium first-year ice which may include old ice inclusions. PC(6) Summer/autumn operation in medium first-year ice which may include old ice inclusions. PC(7) Summer/autumn operation in thin first-year ice which may include old ice inclusions. Normally capable of navigating in difficult ice conditions without the assistance of icebreakers. Ice(1A*) Rules for classification: Ships — DNV-RU-SHIP Pt.1 Ch.2. Edition July 2021 Class notations DNV AS Page 56 Part 1 Chapter 2 Section 4 Class notation Qualifier Purpose Application Ice(1A) Capable of navigating in difficult ice conditions, with the assistance of icebreakers when necessary. Ice(1B) Capable of navigating in moderate ice conditions, with the assistance of icebreakers when necessary. Ice(1C) Capable of navigating in light ice conditions, with the assistance of icebreakers when necessary. Icebreaker For vessels intended to operate as icebreaker with stern first in ice infested polar waters. Rules for classification: Ships — DNV-RU-SHIP Pt.1 Ch.2. Edition July 2021 Class notations DNV AS Ice management and escort services. Page 57 Part 1 Chapter 2 Section 4 Class notation Table 8 Additional class notations related to environmental protection and pollution control Class notation Qualifier Purpose BWM m denotes method of exchange as follows: Mandatory: no E[m] Ballast water exchange. d - dilution method. Pt.6 Ch.7 Sec.1 Pt.7 Ch.1 Sec.6 [21] Clean Mandatory: T Arrangements for controlling and limiting operational emissions and discharges. Design Additional design requirements for protection against accidents and for limiting their consequences. Tier III Compliance with the NOx emission requirements of Tier III according to MARPOL Annex VI, Regulation 13. Design requirements: FIS survey requirements: Pt.7 Ch.1 Sec.6 [16] ECA Mandatory: SOx-A no Design requirements: Pt.6 Ch.7 Sec.3 FIS survey requirements: Ballast water treatment. <None> no Pt.6 Ch.7 Sec.2 SOx-P NA Designed to operate all machinery on marine distillate fuel. Designed to operate machinery components used while in port on marine distillate fuel. ER Mandatory: yes Design requirements: s - sequential method. f - flow-through method. Design requirements: FIS survey requirements: Application <None> Pt.6 Ch.7 Sec.7 Installations for the reduction of NOx or SOx emissions by novel means. FIS requirements: Pt.7 Ch.1 Sec.2 and Pt.7 Ch.1 Sec.4 Fuel and lubrication oil system and arrangements for meeting regulations in emission control areas. Applicable for emission reduction system for NOx and/or SOx by novel means which does not fall under any of the defined additional qualifiers. Such systems shall generally comply with the principles of these rules. Additional qualifiers for NOx reduction systems. SCR Installations for the reduction of NOx emissions by selective catalytic reduction systems. Rules for classification: Ships — DNV-RU-SHIP Pt.1 Ch.2. Edition July 2021 Class notations DNV AS Applicable for all vessels where SCR systems are installed in one or more exhaust lines. Page 58 Part 1 Chapter 2 Section 4 8 Environmental protection and pollution control Qualifier Purpose Application Applicable for all vessels Installations for the where EGR systems are reduction of NOx emission by installed in one or more recirculation of exhaust gas. exhaust lines. EGR Installations for the reduction of NOx emissions certified in compliance with the NOx emission requirements of Tier III according to MARPOL Annex VI, regulation 13. TIER III Additional qualifiers for SOx reduction systems Installations for removal of SOx by use of seawater spray without means for recirculation (open loop scrubber system). Applicable for all vessels where open loop scrubber systems are installed. EGCS closed Installations for removal of SOx by use of water spray in a closed circulation system (closed loop system). Applicable for all vessels where closed loop scrubber systems are installed. EGCS hybrid Installations for removal of SOx by use of sea- or freshwater spray in open or closed circulation (open and closed loop system). Applicable for all vessels where any configuration of hybrid scrubber systems are installed. EGCS dry Installations for removal of SOx by use of a dry medium through which the exhaust stream is passed. Applicable for all vessels where dry scrubber systems are installed. EGCS open Optional additional qualifiers Enhanced Zero Discharge (x) Installations with enhanced availability. Additional qualifier defining emission reduction systems as a system supporting the main functions of the vessel according to Pt.4 Ch.1. Installations for removal of SOx with holding tank capacity for (x) days. Additional qualifier for closed and hybrid exhaust gas cleaning (EGC) systems with holding tank designed for 100% EGC system load for (x) days. Rules for classification: Ships — DNV-RU-SHIP Pt.1 Ch.2. Edition July 2021 Class notations DNV AS Page 59 Part 1 Chapter 2 Section 4 Class notation Qualifier Purpose Application Recyclable Mandatory: no Design requirements: <None> Pt.6 Ch.7 Sec.4 Inventory of hazardous materials. FIS survey requirements: Pt.7 Ch.1 Sec.6 [30] Shore power Mandatory for the following installations: Mandatory: yes Design requirements: <None> Electric shore connections. Pt.6 Ch.7 Sec.5 FIS survey requirements: NA Silent Mandatory: no Design requirements: Pt.6 Ch.7 Sec.6 FIS survey requirements: NA Quiet Mandatory: Vessels using acoustical equipment. S Vessels conducting seismic surveys. F R Vessels complying with specified maximum underwater noise emission. Fishing vessel. Research vessel. E Vessels demonstrating a controlled environmental noise emission. I-qrn External airborne noise emission during idle condition while berthed. Design requirements: FIS survey requirements: — vessels with LV shore connection of a power rating greater than or equal to 1 MVA. A no Pt.6 Ch.7 Sec.8 — vessels with HV shore connection W-qrn Requirements related to external airborne noise emission of vessels in port. External airborne noise emission during working condition while berthed. NA Rules for classification: Ships — DNV-RU-SHIP Pt.1 Ch.2. Edition July 2021 Class notations DNV AS Page 60 Part 1 Chapter 2 Section 4 Class notation Table 9 Additional class notations related to living and working conditions Class notation COMF Mandatory: Qualifier Habitability requirements to indoor climate. All vessel types. V-crn Habitability requirements to noise and whole-body vibration. All vessel types except yachts and naval vessels. Y-S Habitability requirements to noise and whole-body vibration. Yachts and superyachts. Y-M Habitability requirements to noise and whole-body vibration. Megayachts. NAV Habitability requirements to noise and whole-body vibration. Naval vessels. Pt.6 Ch.8 Sec.1 FIS survey requirements: NA Application C-crn no Design requirements: Purpose VIBR Mandatory: no Design requirements: <None> Limitations to vibration levels. <None> Increased safety level for crew members and stevedores engaged in the handling and securing of containers. Pt.6 Ch.8 Sec.2 FIS survey requirements: NA SAFELASH Mandatory: no Design requirements: Pt.6 Ch.8 Sec.3 FIS survey requirements: Container ships and vessels assigned the additional class notation Container. NA Rules for classification: Ships — DNV-RU-SHIP Pt.1 Ch.2. Edition July 2021 Class notations DNV AS Page 61 Part 1 Chapter 2 Section 4 9 Living and working conditions Table 10 Additional class notations related to survey arrangement Class notation Qualifier Purpose Application BIS Mandatory: no Design requirements: <None> Pt.6 Ch.9 Sec.1 Built for in-water survey of the vessel bottom and related items. FIS survey requirements: Pt.7 Ch.1 Sec.5 [1.6] ESP Mandatory for vessels with class notations: Mandatory: Bulk carrier yes Tanker for oil Design requirements: Pt.6 Ch.9 Sec.2 FIS survey requirements: Pt.7 Ch.1 Sec.2, Pt.7 Ch.1 Sec.3 and Pt.7 Ch.1 Sec.4 <None> Vessels subject to an enhanced survey programme. Bulk carrier or tanker for oil and Tanker for chemicals Tanker for C having integral tanks intended for carriage of liquid chemicals in bulk in accordance with the IBC code. HMON Mandatory: Sensor monitoring acceleration along one axis. An no Design requirements: Pt.6 Ch.9 Sec.3 Statistical back-up and trigged time series to be sent annually to the Society. B FIS survey requirements: Pt.7 Ch.1 Sec.6 [14] C Hull monitoring at various locations to reduce the need for internal survey through increased focus on hull stress warnings. n denotes number of sensors. D Rules for classification: Ships — DNV-RU-SHIP Pt.1 Ch.2. Edition July 2021 Class notations DNV AS Online link to loading computer which is continuously updating the loading condition. Online data link between hull monitoring system on board to office ashore. The link shall make it possible to operate the system from an onshore computer, perform maintenance and transfer data. Page 62 Part 1 Chapter 2 Section 4 10 Survey arrangements Qualifier Purpose Application En Sensor monitoring the propulsion shaft(s) output/ rpm. Gn Sensor monitoring global hull strain. Hn Sensor monitoring the liquid motion pressures in tanks (sloshing). In Sensors for ice thickness measurement. IRM Ice response monitoring, further described by Ln. Ln Sensor monitoring local hull strain. M Device for monitoring of hull rigid body motions (six degrees of freedom). Nn Sensor to measure noise. On Navigation sensors (position fixing system (e.g. GPS), speed log, gyro compass, rudder angle, etc.). Pn Sensor monitoring the sea pressure acting on the hull. PR Parametric roll sensors based on roll and pitch based on Mn. Rn Rudder response monitoring. Device for monitoring the sea-state. S Tn Sensor monitoring the temperature. Vn Velocimeter: sensor monitoring velocity along one axis or about an axis. VDVn Free axial sensors for estimation of vibration dose value. Wn Wind sensor for wind speed and wind heading. Rules for classification: Ships — DNV-RU-SHIP Pt.1 Ch.2. Edition July 2021 Class notations DNV AS Page 63 Part 1 Chapter 2 Section 4 Class notation TMON Mandatory: Qualifier Purpose Oil lubricated no Design requirements: Closed loop water Pt.6 Ch.9 Sec.4 FIS survey requirements: Pt.7 Ch.1 Sec.6 [17] Open loop water BMON Mandatory: no Tail shaft monitoring enables operators to continuously observe and assess the condition of the shaft(s) which may extend interval between tail shaft surveys/ tail shaft withdrawal. <None> Boiler monitoring reduces the need for internal survey at every alternate survey through increased focus on water management. + Automation of boiler feed water testing and treatment. Design requirements: Application Oil lubricated tail-shaft stern tube bearing. Water lubricated tail shaft stern tube bearing with closed loop. Water lubricated tail shaft stern tube bearing with open loop. Pt.6 Ch.9 Sec.5 FIS survey requirements: Pt.7 Ch.1 Sec.6 [25] CMON Mandatory: no Design requirements: <None> Construction monitoring of hull critical locations. <None> Underwater inspection in lieu For permanently moored of drydocking. vessels. <None> Extended and flexible scheduling of internal cargo tank(s) survey. Pt.6 Ch.9 Sec.6 FIS survey requirements: Pt.7 Ch.1 Sec.4 UWILD Mandatory: no Design requirements: Pt.6 Ch.9 Sec.7 FIS survey requirements: Pt.7 Ch.1 Sec.5 [1.5] and Pt.7 Ch.1 Sec.5 [1.8] ASP Mandatory: no Design requirements: Pt.6 Ch.9 Sec.8 FIS survey requirements: MRU Motions reference unit installed. Liquefied gas storage units (e.g. FSU and FSRU). Pt.7 Ch.1 Sec.6 [35] Rules for classification: Ships — DNV-RU-SHIP Pt.1 Ch.2. Edition July 2021 Class notations DNV AS Page 64 Part 1 Chapter 2 Section 4 Class notation Qualifier ASP ready Mandatory: <None> no Design requirements: Pt.6 Ch.9 Sec.8 FIS survey requirements: MRU Purpose Prepared for extended and flexible scheduling of internal cargo tank(s) survey. Application Liquefied gas storage units (e.g. FSU and FSRU). Motions reference unit (MRU) installed. NA Rules for classification: Ships — DNV-RU-SHIP Pt.1 Ch.2. Edition July 2021 Class notations DNV AS Page 65 Part 1 Chapter 2 Section 4 Class notation Table 11 Additional class notations related to naval vessels Class notation Qualifier Purpose Application NAUT Mandatory: no Design requirements: Pt.6 Ch.10 Sec.1 Basic requirements to bridge design, bridge instrumentation, and workstation arrangement. Navy FIS survey requirements: Mandatory: Naval operations and naval support operations. <None> yes Design requirements: Naval requirements for arrangements, loads and hull strength. Hull Pt.5 Ch.13 Sec.3 FIS survey requirements: DNV-RU-NAV Pt.7 Ch.1 — vessel of less than 24 metres LOA — submarines. DNV-RU-NAV Pt.7 Ch.1 Sec.6 [4] Naval support All naval flagged vessels and administered by a national naval administration, except: Naval requirements for stability. STAB Naval requirements for piping, machinery, electrical, control and monitoring. System Fire Naval requirements for fire safety. EVAC Naval requirements for safe evacuation. Naval flagged vessels and administered by a national naval administration. Naval requirements for radiation hazards. RADHAZ EMC Naval requirements for electromagnetic compatibility. SAM Naval requirements for storage rooms for ammunition. 11.1 General 11.1.1 The class notation Naval support may be combined with ship type notations in Pt.5. 11.1.2 The qualifiers to Naval support are optional. 11.1.3 Any combination of qualifiers for Naval support are allowed. For example Naval support(Hull, STAB, Fire). Rules for classification: Ships — DNV-RU-SHIP Pt.1 Ch.2. Edition July 2021 Class notations DNV AS Page 66 Part 1 Chapter 2 Section 4 11 Naval Table 12 Additional class notations related to digital features Class notation Qualifier Purpose P A proprietary data collection infrastructure to facilitate the collection and exchange of data. Based on customised requirements defined by a specific data collection use case. S A standardised data collection infrastructure to facilitate the collection and exchange of data. Based on standardised requirements defined by a specific standard. AVA Fleet in service verification of specified target systems can (partly or fully) be based on data-driven verification by application of an algorithm-based verification agent (AVA). BITE Fleet in service verification of specified target systems can (partly or fully) be based on data-driven verification by application of built in test equipment. DSA Fleet in service verification of specified target systems can (partly or fully) be based on data-driven verification by application of digital survey applications. DT Fleet in service verification of specified target systems can (partly or fully) be based on data-driven verification by application of digital twins. SVS Fleet in service verification of specified target systems can (partly or fully) be based on data-driven verification by application of target system self verifying functionality. D-INF Mandatory: no Design requirements: Pt.6 Ch.11 Sec.1 FIS survey requirements: Pt.7 Ch.1 Sec.6 [38] DDV Mandatory: no Design requirements: Pt.6 Ch.11 Sec.2 FIS survey requirements: Pt.7 Ch.1 Sec.6 [39] Rules for classification: Ships — DNV-RU-SHIP Pt.1 Ch.2. Edition July 2021 Class notations DNV AS Application Page 67 Part 1 Chapter 2 Section 4 12 Digital features Qualifier Purpose Onboard arrangement for live streaming of activities at bridge, deck, accommodation, engine spaces, and control rooms. The coverage may also include specified confined spaces, like tanks and boilers. <None> REW Mandatory: no Design requirements: Pt.6 Ch.11 Sec.3 HMI1 Application Connectivity, tools and infrastructure enabling direct online witnessing from a remote location. FIS survey requirements: NA Including arrangement for online sharing of onboard target systems screens/views, to a remote witnessing centre. Including arrangement for online sharing and access to onboard target systems HMI from a remote witnessing centre to enable remote control of the target system HMI interface. HMI2 Rules for classification: Ships — DNV-RU-SHIP Pt.1 Ch.2. Edition July 2021 Class notations DNV AS Page 68 Part 1 Chapter 2 Section 4 Class notation 1 Service area notation 1.1 General 1.1.1 The service area notation R followed by a number or a letter will be assigned to vessels with modified requirements to arrangement, equipment or scantlings, in relation to vessels built for unrestricted trade. The service area restrictions, given in nautical miles and representing the maximum distance from nearest port or safe anchorage, are given in Table 1 of this section. For the various service area notations the restrictions are related to the zones, areas and seasonal periods as defined in the International Convention on Load Lines, 1966, Annex II. The service area notation RE is limited to enclosed waters such as fjords, ports, rivers and lakes. The service area restrictions as related to the assigned service area notation will be included in the appendix to the class certificate. Table 1 Service area restrictions Service area notations Winter Summer Tropical Corresponding significant wave 1) height HS in meters R0 250 No restrictions No restrictions Not applicable R1 100 200 300 0.9Cw R2 50 100 200 0.8Cw R3 20 50 100 0.6Cw R4 5 10 20 0.5Cw RE 1) Seasonal zones (nautical miles) Enclosed waters 0.4Cw Cw is the wave coefficient as defined in Pt.3 Ch.4 Sec.4. The significant wave height (HS) assumes reduced speed in head sea and that heading is changed when necessary to avoid resonance and extreme rolling. 1.1.2 Modified requirements related to the various service area notations are given in the relevant sections of the rules. The modifications may affect: — — — — design hull girder loads design pressures on shell, weather decks, superstructures and deckhouses anchoring and mooring equipment stability. 1.1.3 The flag administration, the domestic requirements of which are being applied under the provision of Ch.1 Sec.2 [1.3.5] (local trade), shall be indicated in parentheses after the service area notation, by using lower-case country codes in accordance with ISO 3166, R2(nor), should the flag administration be Norway or R2(usa) should the flag administration be U.S.A. etc. 1.1.5 Other service restrictions or operational limits included in the design assumptions for a vessel will be stated in the appendix to the class certificate and/or on special signboards. Rules for classification: Ships — DNV-RU-SHIP Pt.1 Ch.2. Edition July 2021 Class notations DNV AS Page 69 Part 1 Chapter 2 Section 5 SECTION 5 SERVICE AREA 1 General 1.1 For a vessel with purpose, function or feature not covered by existing notations, this may be recognized by assignment of a descriptive notation. 1.2 The descriptive notation may be assigned upon request to the Society. 1.3 There are no class requirements associated with a descriptive notation. 1.4 The descriptive notation will be identified by use of square brackets, e.g. [Research vessel]. Rules for classification: Ships — DNV-RU-SHIP Pt.1 Ch.2. Edition July 2021 Class notations DNV AS Page 70 Part 1 Chapter 2 Section 6 SECTION 6 DESCRIPTIVE NOTATION Part 1 Chapter 2 Changes – historic CHANGES – HISTORIC July 2020 edition Amendments October 2020, entering into force 1 January 2021 Topic New class notations Reference Sec.4 Description The following notations are new: — Smart — D-INF — DDV — REW New qualifiers Sec.4 The following qualifiers are new: — Cyber secure(Essential) — Cyber secure(Advanced) — Cyber secure(+) Changes July 2020, entering into force 1 January 2021 Topic New class notations Reference Sec.4 Description The following notations are new: — HDS — OILREC FP>60°C — FCS — DAT-B New qualifiers Sec.3, Sec.4 The following qualifiers are new: — BMON(+) — Pontoon(B) — COAT-PSPC(CA) — DAV(Icebreaker) Removed class notation Sec.4 The following class notation has been removed: — HLP Rules for classification: Ships — DNV-RU-SHIP Pt.1 Ch.2. Edition July 2021 Class notations DNV AS Page 71 Part 1 Chapter 2 Changes – historic July 2019 edition Changes July 2019, entering into force 1 January 2020 Topic New class notations Reference Sec.3 and Sec.4 Description The following notations are new: — FSU for liquefied gas — FSU for C — Walk2workready — NAABSA — SRTP — REGAS ready — Gas fuelled LPG — ITC — WAPS — Platform supply — Polar — DAV — Quiet — ASP — ASP ready New qualifiers The following qualifiers are new — RSD(NAS, X) — VCS(L, X) — NAUT(INS+) — Winterized(BST) Deleted class notation Sec.4 The following class notation is deleted: — CHEM Deleted qualifiers Sec.3 and Sec.4 The following qualifiers are deleted: — Offshore service vessel(Supply) — Winterized(Basic, Cold, Polar) — NAUT(ICS) July 2018 edition Changes July 2018, entering into force 1 January 2019 Topic Reference Description Update of name and qualifiers of a ship type notation for vessels for special operations Sec.3 [11] Diving support vessel class notation is changed to DSV. New qualifiers Ready and OCS are introduced. Cyber security Sec.4 [6] Introducing new additional class notation Cyber secure related to mitigation of cyber risks. Rules for classification: Ships — DNV-RU-SHIP Pt.1 Ch.2. Edition July 2021 Class notations DNV AS Page 72 Reference Description New class notation for SOx and NOx cleaning systems (Scrubbers and selective catalytic reduction systems (SCR)) Sec.4 [8] New additional class notation ER (emission reduction) related to environmental protection and pollution control. Survey requirements for fleet in service (FiS) for class notation Walk2work Sec.4 [4] Added reference to requirements for fleet in service. Maintenance of rules for ore carriers Sec.4 Table 1 The additional class notation Holds n may be empty is removed for ships with the additional class notation OC(M) . Underwater inspection in lieu of dry docking Sec.4 Table 10 New additional class notation UWILD for permanently moored vessels is introduced. Revision of requirements for notation REGAS Sec.4 Table 5 New qualifier ES (enhanced safety) for the REGAS class notation is introduced, focusing on enhanced safety features. Revision of individual route calculation Sec.4 Table 5 Updated and enhanced additional class notation RSCS+ for route specific container stowage on long haul as well as costal voyages based on weather forecasts. The sign + is added to differentiate the enhanced notation. January 2018 edition Changes January 2018, entering into force 1 July 2018 Topic Implementation of new descriptive notation Reference Description Sec.1 [1.1.1] Descriptive notation added to list of content of class notation string. Sec.6 [1.1] to Sec.6 [1.4] New requirements offering the option of assigning a descriptive notation to a vessel. New ship type notation Tanker for potable water Sec.3 Table 10 For vessels intended to carry potable water in bulk. New additional class notation RO/RO Sec.4 Table 6 Designed and arranged for roll-on and roll-of cargo handling and transportation of rolling vehicles. New additional class notation Gas power plant Sec.4 Table 6 For vessels arranged with a gas fired power plant for the production and export of electrical energy. New additional class notation ADW Sec.4 Table 6 For anchoring in deep and unsheltered water. New additional class notation BCLIQ Sec.4 Table 6 For vessel intended to carry solid bulk cargo that may liquefy during a voyage if shipped at a moisture level exceeding the transportable moisture limit of the cargo. New additional class notation RO/RO Sec.4 Table 6 Designed and arranged for roll-on and roll-of cargo handling and transportation of rolling vehicles. Rules for classification: Ships — DNV-RU-SHIP Pt.1 Ch.2. Edition July 2021 Class notations DNV AS Page 73 Part 1 Chapter 2 Changes – historic Topic Reference New additional class notation Shaft align Description Sec.4 Table 3 For enhanced design, installation and operating margins of the propulsion shaft bearings beyond the main class requirements for shaft alignment. July 2017 edition Changes July 2017, entering into force 1 January 2018 Topic Reference Description Notations for Service area restrictions (R notations) and corresponding limiting significant wave height, Hs Sec.5 Table 1 Inserted column with corresponding limiting significant wave height Hs for each R notation. Sec.5 Table 1 Inserted footnote related to operational assumptions. Clarification of requirements for ship type and additional class notations Sec.2 [2.1.1] Inserted text clarifying that requirements for ship type and additional class notations may superseed main class requirements. Correct reference Sec.3 Table 10 Inserted correct reference to Fleet in Service requirements. Update Table 10 according to Pt.5 Ch.10 Sec.11 Sec.3 Table 10 Inserted class notation Escort tug with new qualifiers. Update Table 10 according to Pt.6 Ch.9 Sec.4 Sec.4 Table 10 Inserted four new qualifiers according to the introduction in the rules. Update Table 10 according to Pt.6 Ch.9 Sec.7 Sec.4 Table 10 Inserted new class notation CMON. January 2017 edition Main changes January 2017, entering into force 1 July 2017 • Sec.3 - Ship type notations — — — — Sec.3 Sec.3 Sec.3 Sec.3 Table Table Table Table 5: 5: 6: 6: added added added added class notation Barge for oil products with flashpoint above 60°C class notation Barge for asphalt/bitumen application for class notation Tanker for chemicals with flashpoint above 60°C class notation Barge for chemicals with flashpoint above 60°C • Sec.4 - Additional class notations — Sec.4 Table 6: added class notation Walk2work Rules for classification: Ships — DNV-RU-SHIP Pt.1 Ch.2. Edition July 2021 Class notations DNV AS Page 74 Part 1 Chapter 2 Changes – historic Topic Part 1 Chapter 2 Changes – historic July 2016 edition Main changes July 2016, entering into force 1 January 2017 • Sec.3 Ship type notations — — — — — — — — — — Sec.3 Sec.3 Sec.3 Sec.3 Sec.3 Sec.3 Sec.3 Sec.3 Sec.3 Sec.3 Table Table Table Table Table Table Table Table Table Table 5: Added class notation Barge for oil. 5: Added class notation Barge for oil products. 6: Added class notation Barge for chemicals. 6: Added class notation Barge for C. 7: Added class notation Tanker for c. 7: Added class notation Barge for liquefied gas. 7: Added class notation Barge for c. 10: Added class notation Slop Reception Vessel. 10: Added class notation Reefer. 10: Added class notation Refrigerated fruit juice carrier. • Sec.4 Additional class notations — Sec.4 Table 5: Class notation REGAS changed from optional to mandatory. — Sec.4 Table 5: Additional class notation CA. January 2016 edition Main changes January 2016, entering into force 1 July 2016 • Sec.3 Ship type notations — Table 5: Added class notations: — Tanker for oil products with flashpoint above 60°C — Tanker for asphalt/bitumen. — Table 6: Added class notation Tanker for chemicals with flashpoint above 60°C. • Sec.4 Additional class notations — Table 1: Added class notations: — Hot — Block loading. — Table 3: Added class notation Scrubber ready — Table 6: Added class notation CHEM — Table 10: Added qualifiers for class notation TMON: — Closed loop water — Open loop water. Rules for classification: Ships — DNV-RU-SHIP Pt.1 Ch.2. Edition July 2021 Class notations DNV AS Page 75 Part 1 Chapter 2 Changes – historic October 2015 edition This is a new document. The rules enter into force 1 January 2016. Rules for classification: Ships — DNV-RU-SHIP Pt.1 Ch.2. Edition July 2021 Class notations DNV AS Page 76 About DNV DNV is the independent expert in risk management and assurance, operating in more than 100 countries. Through its broad experience and deep expertise DNV advances safety and sustainable performance, sets industry benchmarks, and inspires and invents solutions. Whether assessing a new ship design, optimizing the performance of a wind farm, analyzing sensor data from a gas pipeline or certifying a food company’s supply chain, DNV enables its customers and their stakeholders to make critical decisions with confidence. Driven by its purpose, to safeguard life, property, and the environment, DNV helps tackle the challenges and global transformations facing its customers and the world today and is a trusted voice for many of the world’s most successful and forward-thinking companies. WHEN TRUST MATTERS RULES FOR CLASSIFICATION Ships Edition July 2021 Part 1 General regulations Chapter 3 Documentation and certification requirements, general The content of this service document is the subject of intellectual property rights reserved by DNV AS (“DNV”). The user accepts that it is prohibited by anyone else but DNV and/or its licensees to offer and/or perform classification, certification and/or verification services, including the issuance of certificates and/or declarations of conformity, wholly or partly, on the basis of and/or pursuant to this document whether free of charge or chargeable, without DNV’s prior written consent. DNV is not responsible for the consequences arising from any use of this document by others. The PDF electronic version of this document available at the DNV website dnv.com is the official version. If there are any inconsistencies between the PDF version and any other available version, the PDF version shall prevail. DNV AS FOREWORD DNV rules for classification contain procedural and technical requirements related to obtaining and retaining a class certificate. The rules represent all requirements adopted by the Society as basis for classification. © DNV AS July 2021 Any comments may be sent by e-mail to rules@dnv.com This service document has been prepared based on available knowledge, technology and/or information at the time of issuance of this document. The use of this document by other parties than DNV is at the user's sole risk. Unless otherwise stated in an applicable contract, or following from mandatory law, the liability of DNV AS, its parent companies and subsidiaries as well as their officers, directors and employees (“DNV”) for proved loss or damage arising from or in connection with any act or omission of DNV, whether in contract or in tort (including negligence), shall be limited to direct losses and under any circumstance be limited to 300,000 USD. This document supersedes the July 2019 edition of DNVGL-RU-SHIP Pt.1 Ch.3. The numbering and/or title of items containing changes is highlighted in red. Changes July 2021, entering into force 1 January 2022 Topic Rebranding to DNV Reference All Description This document has been revised due to the rebranding of DNV GL to DNV. The following have been updated: the company name, material and certificate designations, and references to other documents in the DNV portfolio. Some of the documents referred to may not yet have been rebranded. If so, please see the relevant DNV GL document. No technical content has been changed. Editorial corrections In addition to the above stated changes, editorial corrections may have been made. Rules for classification: Ships — DNV-RU-SHIP Pt.1 Ch.3. Edition July 2021 Documentation and certification requirements, general DNV AS Page 3 Part 1 Chapter 3 Changes - current CHANGES – CURRENT Changes – current.................................................................................................. 3 Section 1 General.................................................................................................... 5 1 General................................................................................................ 5 Changes – historic.................................................................................................. 6 Rules for classification: Ships — DNV-RU-SHIP Pt.1 Ch.3. Edition July 2021 Documentation and certification requirements, general DNV AS Page 4 Part 1 Chapter 3 Contents CONTENTS Part 1 Chapter 3 Section 1 SECTION 1 GENERAL 1 General For documentation and certification requirements, general, DNV-CG-0550 shall be applied. Rules for classification: Ships — DNV-RU-SHIP Pt.1 Ch.3. Edition July 2021 Documentation and certification requirements, general DNV AS Page 5 July 2019 edition Changes July 2019, entering into force 1 January 2020 This document has been replaced by DNVGL-CG-0550. July 2018 edition Changes July 2018, entering into force 1 January 2019 Topic Reference Description of change Additional definition of concepts Additional revised description related to handling of documentation Sec.1 Definitions of the concepts related to targets, activity methods, standards, lifecycle phases and authorization. Sec.2 The process for handling of documentation has been further specified. Revise definition of documentation types Sec.3 [2] Revised documentation types for non-destructive testing and new documentation types for construction monitoring and for permanent magnet machines. Revise definitions of certification requirements Sec.4 Introducing new sub-sections: Certificate hierarchy. Revise compliance document types for components Sec.5 New compliance document: Type approval design certificate (TADC). New product test report (PTR) and material test report (MTR) replacing previous test report (TR). January 2018 edition Changes January 2018, entering into force 1 July 2018. Topic NDT procedures to be approved Reference Sec.3 [2] Description The documentation type H135 - Non-destructive testing (NDT) procedure has been added. January 2017 edition Amendments July 2017 • General — Sec.3 [2]: Editorial changes to the documentation types - G040, I080, I140, T060, Z261, Z262, Z263, Z264, Z266 and new documentation type S170 - Ship energy efficiency management plan (SEEMP), is introduced. Rules for classification: Ships — DNV-RU-SHIP Pt.1 Ch.3. Edition July 2021 Documentation and certification requirements, general DNV AS Page 6 Part 1 Chapter 3 Changes – historic CHANGES – HISTORIC Part 1 Chapter 3 Changes – historic Main changes January 2017, entering into force 1 July 2017 • Sec.2 Documentation Requirements, General — Sec.2 [2.1.1]: included documentation requirements given by ship type notations. July 2016 edition This document supersedes the October 2015 edition. Main changes July 2016, entering into force 1 January 2017 • Sec.3 Documentation types — — — — — — — — Sec.3 Sec.3 Sec.3 Sec.3 Sec.3 Sec.3 Sec.3 Sec.3 [2]: [2]: [2]: [2]: [2]: [2]: [2]: [2]: Discipline Discipline Discipline Discipline Discipline Discipline Discipline Discipline E - E080: added list of content for document. G - G130: added specification for diagram. P - P030: added specification for calculations. S - S015: added specification for diagram. Z - Z220: corrections in heading. Z - Z221: corrections in heading. Z - Z222: corrections in heading. Z - Z223: added PWOM. October 2015 edition This is a new document. The rules enter into force 1 January 2016. Amendments January 2016 • General — Only editorial corrections have been made. Rules for classification: Ships — DNV-RU-SHIP Pt.1 Ch.3. Edition July 2021 Documentation and certification requirements, general DNV AS Page 7 About DNV DNV is the independent expert in risk management and assurance, operating in more than 100 countries. Through its broad experience and deep expertise DNV advances safety and sustainable performance, sets industry benchmarks, and inspires and invents solutions. Whether assessing a new ship design, optimizing the performance of a wind farm, analyzing sensor data from a gas pipeline or certifying a food company’s supply chain, DNV enables its customers and their stakeholders to make critical decisions with confidence. 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