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Isolde Rexhäuser
S2206986
Dr. Sara Brandellero
Remapping the City in Modern Literature and Visual Cultures
9th of January, 2023
Class Relations in Fortified Enclaves in
Neighbouring Sounds (2012)
Introduction
My project will focus on the key question "What aesthetic and narrative strategies are employed to
convey the divisions, and the simultaneously symbiotic relationships, between the communities
within and around the fortified enclaves portrayed in Neighbouring Sounds (2012)?
To reach the answer to this question, I will first explore the concept of "fortified conclaves",
as described by Teresa Caldeira in her 1996 article "Fortified Enclaves: The New Urban Segregation".
This will be the theoretical base from which I will analyse the class and race divisions portrayed in
both films. I will use Tiago de Luca's article "’Casa Grande & Senzala’: Domestic Space and Class
Conflict in Casa Granda and Que Horas Ela Volta" as an additional source for the changing social
fabric of Brazil in the early 21st century. My analysis will be supported by insights gained from Leslie
Marsh's "Reordering (social) sensibilities: Balancing realisms in Neighbouring Sounds", which
outlines the historical references in the opening scenes, and also discusses visual perception and
spatial boundaries as depicted by the cinematography in the film. In addition to Marsh, I have also
used an article by Jack Draper III, which explains the ways in which the fears of the middle- and
upper classes in the neighbourhood are expressed through imagery and techniques frequently
employed by the horror genre.
Isolde Rexhäuser
S2206986
Dr. Sara Brandellero
Remapping the City in Modern Literature and Visual Cultures
9th of January, 2023
For Neighbouring Sounds, I will first analyse the opening sequence, with the reel of black and
white photos that allude to Recife's past. After that, I will continue looking at Brazil's past class and
power hierarchies and how they resurface in the film by analysing João’s visit to his father's
plantation with Sofia at the start of the third act of the film, and their excursion to the waterfall that
eventually turns blood-red. Following this, I will examine the strong dependence of the higher class
characters (Like João, Seu Francisco and Dinho) on the lower class characters by looking at a
selection of scenes; the sequence of scenes with João, Dinho and Dinho's maid and the scenes where
the building association is considering firing the night porter. Subsequently, I will evaluate how
Neighbouring Sounds (2012) portrays its middle class character's fear of crime and violence by
looking at the scene with the boy in the mango tree.
Theoretical Background: Fortified Enclaves
Caldeira starts her exploration of fortified enclaves in Sao Paulo and Los Angeles by
explaining some historical context. From the 1940s to 1980s large distances separated social groups:
high- and middle-class residents used to live in neighbourhoods central to the city, and the lower
classes lived in what Caldeira calls "the hinterland" of Sao Paulo. From the 1980s to the 1990s,
however, Sao Paulo changed significantly. As Caldeira says "the physical distances separating rich
and poor have decreased at the same time that the mechanisms to keep them apart have become
more obvious and more complex" (304).
Caldeira identifies four reasons for these changes: The first one is the economic recession of
the 80s and 90s: inflation and increasing poverty; exacerbated discrepancies between rich and poor
in Sao Paulo. "The periphery of the city became unaffordable for the poorest", Caldeira explains,
"the poorest population had to move either to favelas and corticos in the central areas of town, or to
distant municipalities in the metropolitan region" (305). Secondly, in the 1980s, Brazil's military
Isolde Rexhäuser
S2206986
Dr. Sara Brandellero
Remapping the City in Modern Literature and Visual Cultures
9th of January, 2023
government consolidated power to a democratic government, which meant free elections for the
people. This meant that trade unions and other social movements brought the working class and
marginalised groups under attention, through which, as Caldeira concludes, "transforming the
relationship between politicians and citizens." (306). This resulted in pressure put onto local
governments by homeowner associations and because of a change of political climate that brought
changes to administrations, the periphery of Sao Paulo became sought after sites for investment in
urban infrastructure. In addition, Caldeira explains that "social movements forced municipal
governments to offer various amnesties to illegal developers, which resulted in the regularization of
lots and their insertion into the formal land market." (306). However, because of the rise in legal
housing development, and an improvement in infrastructure, the lower classes were increasingly
confined to favelas and curticos, since the prices of these new neighbourhoods were unaffordable
for them. Thirdly, also during the 1980s, a re-structuring of Sao Paulo's economic activities started to
take place. The city became a "a center of finance, commerce, and the coordination of productive
activities and specialized services" (Caldeira, 306), instead of the industrial centre it used to be.
However, this caused the decline and gentrification of old industrial areas. Because of improvements
of urban infrastructure in the eastern zone of Sao Paulo, the middle class increasingly moved into
new apartment buildings that were constructed there. In addition to this, services and places of
employment have been moving to peripheral zones. As a last reason, Caldeira points to the fact that
there has been a rise in crime in the city, especially violent crime, since the mid-80s. Caldeira
describes this as "the justifying rhetoric" for "the new pattern of an urban residential segregation"
(307), but she brings up police violence as the "most serious element in the increase of violence in
Sao Paulo", quoting murder rates higher than 35 per 100,000 inhabitants of the city. She cites this
increase in police violence and violent crime as strategies that are changing not just the landscape of
Sao Paulo, but "all types of public interactions" (307).
Isolde Rexhäuser
S2206986
Dr. Sara Brandellero
Remapping the City in Modern Literature and Visual Cultures
9th of January, 2023
These four changes have caused Sao Paulo to become a "city of walls" (Caldeira, 307), full of
walls, fences and security guards. One of these divisions in space takes the form of what Caldeira
calls "fortified enclaves". She explains the basic characteristics of these enclaves as following:
- Private property, for collective use
- physically isolated: these seperations from other spaces can be walls, empty spaces or "other
design devices" (Caldeira, 308).
- these spaces are "turned inwards"; there are strict rules around in- and exclusion, enforced by
armed security.
- the enclaves are flexible arrangements; they can be placed anywhere, and they contain "all that is
needed within a private and autonomous space" (308)
Caldeira's "fortified enclaves" present what she calls "a new alternative for the urban life of these
middle and upper classes." This causes the divisions of public and private space along these lines to
be seen as status symbols. However, as Caldeira explains, this causes even more social distance
between upper- and middle classes and the lower classes. Caldeira came to this conclusion by
analysing how these enclaves are advertised to the target demographic.
Advertisements of these closed apartment buildings reveal they promise a complete
alternative to participation in Sao Paulo's city life. Because they are so removed from services, they
have to be as "independent and complete as possible", Caldeira concludes. Advertisements stress
the common facilities which include, but are surely not limited to, bars, libraries, swimming pools,
stores, child- and pet care, and domestic services.
These fortified enclaves offer escape from the intermingling of classes in city life, and the
drag of domestic tasks, by depending on the services of lower class workers. As Caldeira points out,
Isolde Rexhäuser
S2206986
Dr. Sara Brandellero
Remapping the City in Modern Literature and Visual Cultures
9th of January, 2023
this seems incompatible with the aforementioned fear of violent crime projected on the lower
classes by the very inhabitants of these condominiums, which shapes interactions between these
groups: "They [the upper and middle classes] can only be anxious about creating the most effective
way of controlling these servants, with whom they have such ambiguous relationships of
dependency and avoidance, intimacy and distrust" (309).
The biggest difference between fortified enclaves in Brazil and in the US, is, according to
Caldeira, the attitude around barriers of separation. In Brazil, these barriers, such as fences, walls,
armed security personnel, are emphasized. Workers are expected to show their identification papers
at the gates, and every "suspect" person (read: poor) without an explicit reason to be in these
neighbourhoods or around these apartment buildings, are stopped and searched by armed guards.
In America, by contrast, these barriers and the explicit guarding of those, are hidden from the public,
like the inhabitants of these very enclaves.
Segregationist intentions of these enclaves can be identified by four characteristics:
- Physical dividers like gates, walls and fences. Large empty spaces create additional distance
and "discourage pedestrian circulation" (Caldeira, 314)
- private security systems, including guards and cameras, are used to what Caldeira
describes as "homogeneity and isolation" (314)
- The enclaves are inwardly focused, "making no gestures towards the street" (314)
- Fortified enclaves have practically turned their backs on public life in the city in which they
exist; they exist for and within themselves.
We can find a more practical example of how fortified enclaves and their barriers work in Filho's
2012 film Neighbouring Sounds.
Isolde Rexhäuser
S2206986
Dr. Sara Brandellero
Remapping the City in Modern Literature and Visual Cultures
9th of January, 2023
Fortified Enclaves in Neighbouring Sounds (2012)
The inhabitants of the neighbourhood we follow in Neighbouring Sounds live in a fortified
enclave, according to Caldeira's criteria:
- Fortified enclaves are private property, for collective use
- they are physically isolated: these seperations from other spaces can be walls, empty spaces or
"other design devices" (Caldeira, 308).
- these spaces are "turned inwards"; there are strict rules around in- and exclusion, enforced by
armed security.
- the enclaves are flexible arrangements; they can be placed anywhere, and they contain "all that is
needed within a private and autonomous space" (308)
These criteria are visible all throughout the movie; the way the neighbourhood is sequestered from
outsiders, the walls and fences which are as much a part of the shot as the characters who are
separated from the world by them. We can view the neighbourhood association in the meeting
where they discuss firing the night guard as evidence for the fact that these are private spaces, for
the collective use of whoever owns an apartment, and the scene also shows the measure in which
the space and its inhabitants are turned inwards, towards themselves; they prefer to solve matters
by themselves. This is also why the neighbourhood prefers to hire a private security company over
interacting with and asking the assistance of the local police; events that take place between their
fences and their walls need to stay private. Again, the community is turned inwards, self-focused.
The opening of Neighbouring Sounds (2012) consists of two parts (Marsh, 144): the black
and white photo sequence and the first live-action scene of the film, where the camera shows
Isolde Rexhäuser
S2206986
Dr. Sara Brandellero
Remapping the City in Modern Literature and Visual Cultures
9th of January, 2023
"modern-day Recife" (Draper, 129). Leslie Marsh describes the photos shown in the opening as
follows [in her article];
"images of farm landscapes, farm labourers and their families, humble homes and a plantation
mansion. A man in a suit sits in front of an older woman in the middle of a dirt road. School-aged
children and older women holding white pieces of paper – some sort of documentation – smile
directly at the camera taking their photograph." (144)
As Marsh explains, these photos appear to reference Eduardo Coutinho’s Cabra Marcado
Para Morrer/Twenty Years Later (1985), which "call upon a long history of violence and exploitation
of farm labourers and land in the north-east of Brazil" (Marsh, 144). She also sees a "loose citation"
(144) of Glauber Rocha’s Terra em Transe/Entranced Earth (1967), which she says "elicits notions
concerning a place in crisis" (144). There are certainly crises in Neighbouring Sounds, amongst which
a past of violence and exploitation that looms over João and his grandfather, Seu Francisco,
concerning the place of their family at the top of Recife's past and present social hierarchy. Jack
Draper III, in his article "‘Materialist horror’ and the portrayal of middle-class fear in recent Brazilian
film drama: Adrift (2009) and Neighbouring Sounds (2012)" explains this hierarchy further by noting
that the images show "the so-called ‘big house’ of the landowner (formerly slave master) as well as
images of the rural working-class (formerly slaves) labouring in the fields" (129), and "one image in a
city (presumably Recife) of working-class women holding up papers that appear to be voter
registration cards or worker identity cards indicating formal employment." (129). These images are
snapshots of Recife's past, and foreshadow certain call-backs to that past which take place in the
film, amongst which the red waterfall scene. Draper also notes that "many of the workers depicted
in these photographs are Afro-Brazilian or of mixed racial descent" (129), which hints at Charles
Wagner's ideas about social-class hierarchy based on race in Brazil.
Isolde Rexhäuser
S2206986
Dr. Sara Brandellero
Remapping the City in Modern Literature and Visual Cultures
9th of January, 2023
The second part of the opening (2:28-3:42) consists of the first action scene of the movie. It
is separated from the photo sequence with a sharp cut. This is where we see the first physical
barriers of the neighbourhood; the walls of the parking garage, a steel door with iron lattice
separating the football field, where the children of the neighbourhood play, from the parking garage,
their entrance to the outside world. Even the football field is lined with fences, also covered in iron
lattice. We hear the buzzing of a drill; the diegetic sound increases in volume while the children peek
through the lattice at the workman on the other side. The worker is separated from the children by
another fence, and he is finishing up with the instalment, or maybe a repair of, iron bars at the
outside of the window of one of the houses. Harking back to Caldeira's characteristics of fortified
enclaves, this space is certainly marked as private property, clearly created for serving a specific
community.
Recife's past rears its ugly head again at the beginning of the third act, when João and Sofia
visit the old sugar mill. Francisco's house appears to be the old "big house" (Draper, 129) referenced
in the photo sequence at the opening of the movie. However, the house is not in the same state as it
was in on the pictures, almost suggesting the social relationships and hierarchies from Recife's past
have also fallen into ruin, like Francisco's house. As Marsh explains, "This visit to the plantation
frames the traditional north-eastern elites and their rural redoubts as ghostly holdovers from an
earlier era that continue to haunt the region" (131). We can see this "haunting" when the two walk
past areas of the estate that have fallen into disrepair: the ground floor of the plantation house, old
farming equipment and the cinema. The cinema, even in its ruinous state, is a testament to the
riches and status once part of the life enjoyed by João's forefathers. More sinister allusions to
Francisco's, and by extension João's, past appear in the waterfall scene. Draper describes that scene
as follows:
Isolde Rexhäuser
S2206986
Dr. Sara Brandellero
Remapping the City in Modern Literature and Visual Cultures
9th of January, 2023
"Francisco, Sofia and João are all ‘showering’ beneath a roaring waterfall, presumably somewhere
on or near the family’s extensive plantation property. João and Francisco begin screaming at the top
of their lungs, just for fun. Since this scene closely follows on the scene in which a Gothic horror
scream was ironically reproduced on the sound track, we are reminded of the typical audience
reaction to horror movies (especially an audience of real aficionados). Next, the camera cuts to a
medium close-up of João, and after a few seconds the water suddenly turns dark red and João
appears to be engulfed by a waterfall of blood." (132)
It is one of the clear uses of horror imagery in the film, in addition to the boy in the mango tree and
João's and Francesca's dreams. Marsh describes the red waterfall as "a warning of impending doom"
(153), which in the context of the film appears to be clever foreshadowing to Seu Francisco's fate at
the end. In addition to this, however, the red waterfall also seems to carry a more nuanced
reference to the blood spilled during the era of slavery, where estates like that of Seu Franscisco
would have been filled with unwillingly imported African human beings, made to carry out the dirty
work of the family (Draper, 132). There is an echo of this old system in a later scene, where Mariá's
granddaughter sings at João; his domestic servant is an Afro-Brazillian woman, and her
granddaughter also works for him and his family. As Draper says; "A history of violence between
races and classes is recalled here that finds its legacy in the present day in the fact that EuroBrazilian João, grandson of landowner Francisco, is the owner of the apartment and heir to a fortune
while Afro-Brazilian Mariá and her family are domestic servants in the household or low wage
workers in the service economy" (133).
However, these low wage workers are not completely powerless, and certainly not
discardable. The film is filled with maids, handymen, night porters and security guards, who are all
paid by either Seu Francisco or the residents of the building they work in or for. For example, when
Isolde Rexhäuser
S2206986
Dr. Sara Brandellero
Remapping the City in Modern Literature and Visual Cultures
9th of January, 2023
João's cousin Dinho is discovered to be the one who has been stealing car radios, his maid Cleide
eventually returns Sofia's stolen car radio to João. This is a significant moment, because, as Marsh
explains; "Dinho, a diminutive form in Portuguese meaning ‘little one’, is less suggestive of affection
and more indicative of being a smaller version of past generations of entitlement and privilege. As if
empowered to take freely from what he finds on the street (i.e., radios from parked cars) that his
grandfather once owned, Dinho re-enacts the exploitation of the local territory by past oligarchs."
(148). This young man, who feels entitled to unearned long-gone familial privilege, has to have his
honour restored by his own maid. This speaks to the dependence of the higher classes on the lower
classes for services, manual work and most importantly, discretion.
Another incident such as Cleide returning the car radio for Dinho is the scene where the
neighbourhood association come together to fire Seu Ageor, the night porter (56:08-1:02:00). The
man who leads the meeting concludes he's been having "fatigue issues", which he chalks up to
Ageor's age (56:37). The man asks whether they should fire him, or "let him go". A woman answers
that Ageor has been "asking for it" (56:54). She claims he has been falling asleep on purpose, to get
fired, and that he has been reading her magazines. The entitlement and privilege of the middle- to
high-class inhabitants of the building is palpable in this scene. "He never says hello, with that meanlooking face" (57:10). She does not only demand a night porter, but one who will do their job
without slipping into sleep (even late at night), and will greet her with a smiling face and hand her
her mail without so much of a frown. People around her nod in agreement. We see him
eavesdropping on the meeting, where someone shows they have filmed Ageor while he was asleep
during his shift. João here functions as Cleide; he is the one who says they cannot fire Seu Ageor for
negligence after all these years; he deserves severance pay and benefits. However, he is quickly
interrupted by the father of the boy who filmed Ageor while asleep with the message that a lot of
Isolde Rexhäuser
S2206986
Dr. Sara Brandellero
Remapping the City in Modern Literature and Visual Cultures
9th of January, 2023
employees try and "set up a scheme" when they get "lazy" (59:54). We again see how self-focused
the community is, since each tenant has to pay for Ageor's severance pay and social security.
Seu Ageor is listening to the whole meeting (1:02:59). We almost do not see him, in the dark,
but he suddenly appears from behind a wall-one of the many spatial separations in *Neighbouring
Sounds* (2012), which once again shows how the lower class operates in service of the higher
classes; invisible, noiseless. The physical separation between Ageor and the neighbourhood
association also functions as an additional reminder of the different worlds in which they, as
representatives of their class, operate. It serves as a reminder of the class and power hierarchy in
the building, but, as Marsh explains:
"That he is present, lurking behind the scenes and aware of the group’s plans recalibrates the
economy of power in which knowledge of the other is the greatest currency...Ageor’s gaze strikes a
particularly menacing tone especially since he, like the hired security agents and car attendants,
possesses a unique perspective on the private details of residents’ lives." (149)
We see how this "economy of power" plays out when Ageor enters a room where we see João and
Sofia embrace in the elevator. Ageor is seen from his profile, the doorpost almost framing him, while
simultaneously framing the building complex, showing again the physical barriers of walls to show
how separated João and Ageor are by class. It does not matter that João defended him at the
neighbourhood's association meeting, or that he worked as a bartender during his time in Germany;
their worlds are still completely separate.
The colonial legacy of Brazil's class and power hierarchies are visible throughout the film.
However, in the 21st century, these old systems were rapidly changing. President Silva de Lula had
helped lift 30 million people out of poverty. The maid profession became formalized, with working
hours, sick days and pension (De Luca, 2017). We see the anxiety this social mobility causes in the
Isolde Rexhäuser
S2206986
Dr. Sara Brandellero
Remapping the City in Modern Literature and Visual Cultures
9th of January, 2023
middle- and high classes in the dreams of both João and Fernanda, and the boy in the mango tree.
As Draper says; "film elements such as nightmares, hauntings, eerie sounds and terrifying
hallucinations are seamlessly integrated into the everyday experience of various characters to
reproduce the collective middle-class affect of fear" (121). We see one instance of this materialized
fear in the boy in the mango tree.
We encounter the boy in the mango tree when Clodoaldo and Seu Francisco's maid break
into one of the apartment units to sleep together. Suddenly we hear the sounds of footsteps,
without seeing their producer. The fact that we do not see him yet is significant, because as Draper
explains;
"Neighbouring Sounds ultimately questions the importance of ‘careful observation’ and, in
fact, highlights the failures of visual perception. For instance, vigilance and paying close attention are
significant, recurring motifs in the film as aesthetic and narrative devices that appear to offer a
representation of upper-middle class life in Recife." (142)
This boy's invisibility is important, because first of all, he is there to portray a fear pronounced by
the high/middle class characters in the film; trespassing on private property and other unnamed
"crimes". They are so afraid of these phenomena that they literally lock themselves away behind
walls, behind big doors and iron fences, so afraid that they let themselves and their properties be
patrolled by guards who they do not even know (as becomes apparent at the ending of the film). We
see this through the constant reminder of the physical barriers that frame the scenes playing out in
Neighbouring Sounds, in long shots such as Bea smoking a joint on her balcony (1:07:40-1:08:00),
and the shots of the empty streets, framed with thick concrete walls and on top of them even more
protection in the form of iron latticed fences. Draper describes this aptly when he says "What we
have here are not primarily spectacular depictions of crime and visceral violence associated with
Isolde Rexhäuser
S2206986
Dr. Sara Brandellero
Remapping the City in Modern Literature and Visual Cultures
9th of January, 2023
lower- and working-class citizens, but rather the psychological and affective repercussions for a
middle-class entrenched in an atmosphere of violence and fear" (121).
Draper continues with describing the cultural significance behind the appearance of the boy,
who sprints out of the apartment where Clodoaldo and Seu Francisco's maid are having fun behind
closed doors, runs outside and eventually is chased up a tree at the sight of the security guards
camping out on the streets of Recife. Recife, as "one of the oldest Brazilian settlements" has no
shortage of legends and myths concerning "strange and horrible animal and human apparitions that
haunt its oldest neighbourhoods," (Draper, 123). The boy, who is by no coincidence portrayed as
being from Afro-Brazilian descent, could be a reference to legends about "souls of the dead [taking]
their refuge" in dark, tree-lined streets, such as the ones that we see in Neighbouring Sounds (2012).
But he is not safe in the trees:
"When two of the security guards find the young, shirtless and shoeless black boy in the trees, they
force him to come down and punch him in the face in order to scare him away from this middle-class
neighbourhood. Again, the emphasis on the dispossessed who are most likely to haunt the city is
very much in keeping with the most common ghosts of Recife legend noted by Freyre." (Draper, 123)
This "haunting" again echoes the class divisions which are strengthened by the spatial design of the
urban environment which Cladeira calls "fortified enclaves". He is chased away by his lower-class
brethren, forbidden to enter a space which is not designed nor destined for him to use. The lower
class is dependent on the high- and middle classes for employment, and thus money, which means
sustenance and shelter; the cost of this, however, as we can see in the scenes with the mango tree
boy, is a decrease in inter-class relationships and a decrease of class solidarity. Even though the
security guards are not much better off than the boy, they still enact physical violence on him to
Isolde Rexhäuser
S2206986
Dr. Sara Brandellero
Remapping the City in Modern Literature and Visual Cultures
9th of January, 2023
chase him away from a neighbourhood in which they will never live, surrounded by wealth and
privilege they will never attain.
Isolde Rexhäuser
S2206986
Dr. Sara Brandellero
Remapping the City in Modern Literature and Visual Cultures
9th of January, 2023
Bibliography
Caldeira, TPR. ‘Fortified Enclaves: The New Urban Segregation’. Public Culture, vol. 8, no. 2, 1996, pp.
303–28.
Draper III, Jack A. ‘“Materialist Horror” and the Portrayal of Middle-Class Fear in Recent Brazilian
Film Drama: Adrift (2009) and Neighbouring Sounds (2012)’. Studies in Spanish & Latin-American
Cinemas, vol. 13, no. 2, June 2016, pp. 119–35.
Luca, Tiago de. "‘Casa Grande & Senzala’: Domestic Space and Class Conflict in Casa Grande and Que
Horas Ela Volta?." Space and Subjectivity in Contemporary Brazilian Cinema. Palgrave Macmillan,
Cham, 2017. 203-219.
Marsh, Leslie L. ‘Reordering (Social) Sensibilities: Balancing Realisms in Neighbouring Sounds’.
Studies in Spanish & Latin American Cinemas, vol. 12, no. 2, 2015, pp. 139–57.
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