BRITISH STANDARD Conformity assessment — Supplier’s declaration of conformity — Part 2: Supporting documentation The European Standard EN ISO/IEC 17050-2:2004 has the status of a British Standard ICS 03.120.20 12&23<,1*:,7+287%6,3(50,66,21(;&(37$63(50,77('%<&23<5,*+7/$: BS EN ISO/IEC 17050-2:2004 BS EN ISO/IEC 17050-2:2004 National foreword This British Standard is the official English language version of EN ISO/IEC 17050-2:2004. It is identical with ISO/IEC 17050-2:2004. It together with BS EN ISO/IEC 17050-1:2004, supersdes BS EN 45014:1998 which is withdrawn. NOTE The first edition of ISO/IEC 17050-2, together with ISO/IEC 17050-1, cancels and replaces the second edition of ISO/IEC Guide 22:1996, General Criteria for supplier’s declaration of conformity. BS EN ISO/IEC 17050:2004 consists of the following parts, under the general title Conformity assessment — Supplier’s declaration of conformity: — Part 1: General requirements; — Part 2: Supporting documentation. The UK participation in its preparation was entrusted to Technical Committee QS/3, Conformity assessment procedures, which has the responsibility to: — aid enquirers to understand the text; — present to the responsible international/European committee any enquiries on the interpretation, or proposals for change, and keep the UK interests informed; — monitor related international and European developments and promulgate them in the UK. A list of organizations represented on this committee can be obtained on request to its secretary. Cross-references The British Standards which implement international or European publications referred to in this document may be found in the BSI Catalogue under the section entitled “International Standards Correspondence Index”, or by using the “Search” facility of the BSI Electronic Catalogue or of British Standards Online. This publication does not purport to include all the necessary provisions of a contract. Users are responsible for its correct application. Compliance with a British Standard does not of itself confer immunity from legal obligations. Summary of pages This document comprises a front cover, an inside front cover, the EN ISO/IEC title page, the EN ISO/IEC foreword page, the ISO/IEC title page, pages ii to iv, pages 1 and 2, an inside back cover and a back cover. The BSI copyright notice displayed in this document indicates when the document was last issued. Amendments issued since publication This British Standard was published under the authority of the Standards Policy and Strategy Committee on 26 October 2004 © BSI 26 October 2004 ISBN 0 580 44684 0 Amd. No. Date Comments EUROPEAN STANDARD EN ISO/IEC 17050-2 NORME EUROPÉENNE EUROPÄISCHE NORM October 2004 ICS 03.120.20 Supersedes EN 45014:1998 English version Conformity assessment - Supplier's declaration of conformity Part 2: Supporting documentation (ISO/IEC 17050-2:2004) Evaluation de la conformité - Déclaration de conformité du fournisseur - Partie 2: Documentation d'appui (ISO/IEC 17050-2:2004) Konformitätsbewertung - Konformitätserklärung von Anbeitern - Teil 2: Unterstützende Dokumentation (ISO/IEC 17050-2:2004) This European Standard was approved by CEN and CENELEC on 30 September 2004. CEN and CENELEC members are bound to comply with the CEN/CENELEC Internal Regulations which stipulate the conditions for giving this European Standard the status of a national standard without any alteration. Up-to-date lists and bibliographical references concerning such national standards may be obtained on application to the CEN Management Centre or to any CEN or CENELEC member. This European Standard exists in three official versions (English, French, German). A version in any other language made by translation under the responsibility of a CEN or CENELEC member into its own language and notified to the CEN Management Centre has the same status as the official versions. CEN and CENELEC members are the national standards bodies and national electrotechnical committees, respectively, of Austria, Belgium, Cyprus, Czech Republic, Denmark, Estonia, Finland, France, Germany, Greece, Hungary, Iceland, Ireland, Italy, Latvia, Lithuania, Luxembourg, Malta, Netherlands, Norway, Poland, Portugal, Slovakia, Slovenia, Spain, Sweden, Switzerland and United Kingdom. CEN Management Centre: rue de Stassart, 36 B-1050 Brussels © 2004 CEN/CENELEC All rights of exploitation in any form and by any means reserved worldwide for CEN national Members and for CENELEC Members. CENELEC Central Secretariat: rue de Stassart, 35 B-1050 Brussels Ref. No. EN ISO/IEC 17050-2:2004 E EN ISO/IEC 17050−2:2004 Foreword This document (EN ISO/IEC 17050-2:2004) has been prepared by Technical Committee ISO/CASCO "Committee on conformity assessment" in collaboration with Technical Committee CEN/CLC/TC 1 "Criteria for conformity assessment bodies", the secretariat of which is held by SN. This European Standard shall be given the status of a national standard, either by publication of an identical text or by endorsement, at the latest by April 2005, and conflicting national standards shall be withdrawn at the latest by April 2005. This document supersedes EN 45014:1998. According to the CEN/CENELEC Internal Regulations, the national standards organizations of the following countries are bound to implement this European Standard: Austria, Belgium, Cyprus, Czech Republic, Denmark, Estonia, Finland, France, Germany, Greece, Hungary, Iceland, Ireland, Italy, Latvia, Lithuania, Luxembourg, Malta, Netherlands, Norway, Poland, Portugal, Slovakia, Slovenia, Spain, Sweden, Switzerland and United Kingdom. Endorsement notice The text of ISO/IEC 17050-2:2004 has been approved by CEN and CENELEC as EN ISO/IEC 17050-2:2004 without any modifications. EN ISO/IEC 17050−2:2004 INTERNATIONAL STANDARD ISO/IEC 17050-2 First edition 2004-10-01 Conformity assessment — Supplier's declaration of conformity — Part 2: Supporting documentation Évaluation de la conformité — Déclaration de conformité du fournisseur — Partie 2: Documentation d'appui Reference number ISO/IEC 17050-2:2004(E) EN ISO/IEC 17050−2:2004 DPlcsid Fremia ihTs PDF file mya ctnoian emdebt dedyfepcaes. In ccacnadrow eitA h'ebods licnesilop gnic,y tihs file mirp eb yatnde iv roweb detu slahl ton ide ebtlnu deess teh typfecaes wihce era hml era deddebicsnede ti dna onstlalde t noeh comuptfrep reromign tide ehtin.g In wodlnidaot gnihs fil,e trapise atpecc tiereht nser ehnopsiiblity fo nto ifnriigngn A'ebods licnesilop gnic.y ehT ISO tneClar Secrteirata caceptl on siibality in this .aera Ai ebods a tedarmfo kra Aebod SystemI snctaropro.de teDials fo teh sfotwcudorp erats sut deo crtaee tihs PDF file cna f ebi dnuon tlareneG eh Ifnler oatit evt oeh file; tP ehDc-Frtaeino marapterew stpo ereimizde fro irptni.gn Evyre cera neeb sah takne tsne oeru taht teh file is siutlbae fosu re yb ISO memdob rebeis. In tlnu ehikletneve y ttah lborp aem lertait gno it is f,dnuo plsaee ifnrom ttneC ehlar Secterirata ta teh serddaig sleb nevwo. ii EN ISO/IEC 17050−2:2004 Foreword ISO (the International Organization for Standardization) and IEC (the International Electrotechnical Commission) form the specialized system for worldwide standardization. National bodies that are members of ISO or IEC participate in the development of International Standards through technical committees established by the respective organization to deal with particular fields of technical activity. ISO and IEC technical committees collaborate in fields of mutual interest. Other international organizations, governmental and non-governmental, in liaison with ISO and IEC, also take part in the work. In the field of conformity assessment, the ISO Committee on conformity assessment (CASCO) is responsible for the development of International Standards and Guides. International Standards are drafted in accordance with the rules given in the ISO/IEC Directives, Part 2. Draft International Standards are circulated to the national bodies for voting. Publication as an International Standard requires approval by at least 75 % of the national bodies casting a vote. Attention is drawn to the possibility that some of the elements of this document may be the subject of patent rights. ISO shall not be held responsible for identifying any or all such patent rights. ISO/IEC 17050-2 was prepared by the ISO Committee on conformity assessment (CASCO). It was circulated for voting to the national bodies of both ISO and IEC, and was approved by both organizations. This first edition of ISO/IEC 17050-2, together with ISO/IEC 17050-1, cancels and replaces the second edition of ISO/IEC Guide 22:1996, General criteria for supplier's declaration of conformity. ISO/IEC 17050 consists of the following parts, under the general title Conformity assessment — Supplier's declaration of conformity: Part 1: General requirements Part 2: Supporting documentation iii EN ISO/IEC 17050−2:2004 Introduction A supplier’s declaration of conformity is a form of attestation of conformity to meet demands from the market and regulators for confidence. The acceptance of a supplier’s declaration of conformity could be enhanced by retaining documented information on which the supplier bases the declaration and making this documentation available upon request. This part of ISO/IEC 17050 specifies requirements for the documentation to support a supplier’s declaration of conformity. Besides enhancing confidence in the supplier's declaration of conformity, such documentation may assist relevant authorities in their surveillance activities. Conformity of a product (including service), process, management system, person or body to specified requirements, which can include normative documents such as standards, guides, technical specifications, laws and regulations, may need to be rigorously substantiated under the responsibility of the supplier, irrespective of the industry sector involved. iv EN ISO/IEC 17050−2:2004 INTENRATIONAL TSANDADR IS/OIE05071 C-2:002(4)E Conformity assessment — Supplier's declaration of conformity — Part 2: Supporting documentation 1 Scope This part of ISO/IEC 17050 specifies general requirements for supporting documentation to substantiate a supplier’s declaration of conformity, as described in ISO/IEC 17050-1. For the purposes of this part of ISO/IEC 17050, the object of a declaration of conformity can be a product, process, management system, person or body. Instead of “supplier's declaration of conformity”, the term “declaration of conformity” can be used when appropriate. 2 Normative references The following referenced documents are indispensable for the application of this document. For dated references, only the edition cited applies. For undated references, the latest edition of the referenced document (including any amendments) applies. ISO/IEC 17000:2004, Conformity assessment —Vocabulary and general principles ISO/IEC 17050-1:2004, Conformity assessment — Supplier's declaration of conformity — Part 1: General requirements 3 Terms and definitions For the purposes of this document, the terms and definitions given in ISO/IEC 17000 apply. NOTE 1 “Supplier's declaration of conformity” is a “declaration” as defined in ISO/IEC 17000, i.e. first-party attestation. NOTE 2 To avoid any confusion with attestation by certification bodies, the term “self-certification” is deprecated and should not be used. 4 4.1 General requirements Traceability Supporting documentation shall be developed, kept, controlled and maintained in a way that allows traceability from a supplier’s declaration of conformity. 1 EN ISO/IEC 17050−2:2004 4.2 Availability The issuer (issuing organization or person) of the declaration of conformity shall make supporting documentation available, as requested, to the relevant regulatory authority to the extent necessary to satisfy regulatory requirements. The issuer may make supporting documentation available to any other requesting person or body. 4.3 Retention period The retention of supporting documentation shall be for a period in accordance with applicable laws and regulations, but may be longer at the discretion of the issuer. Specific needs of customers and other interested parties shall be considered. 5 Contents of the supporting documentation 5.1 The supporting documentation shall include, as applicable, the following information to demonstrate conformity with the declared requirements (see ISO/IEC 17050-1:2004, Clause 6 and Annex A): a) description of the object of the declaration (product, process, management system, person or body); b) design documentation (e.g. descriptions, diagrams, drawings, identification of the area of expertise and competence, specifications); c) conformity assessment results, such as d) description of methods used (e.g. auditing; audit procedures; batch testing; design review, verification and validation; inspection; sampling plan; serial testing; test methods; type testing) and reasons for their selection, results (e.g. audit report, test report), and evaluation of results, including deviations and concessions; identification and relevant qualifications and technical competence of the first-, second- or third-party conformity assessment bodies involved, and details of their accreditation status (e.g. scope, name of the accreditation body). 5.2 Where necessary to demonstrate conformity to declared requirements, the following should also be included: a) description of the management system relevant to the object of the declaration; b) other relevant information (e.g. risk analysis, re-assessment procedures and schedules). 5.3 Any change in the supporting documentation described in 5.1 and 5.2 which affects the validity of the declaration of conformity shall be documented. 2 blank BS EN ISO/IEC 17050-2:2004 BSI — British Standards Institution BSI is the independent national body responsible for preparing British Standards. It presents the UK view on standards in Europe and at the international level. It is incorporated by Royal Charter. Revisions British Standards are updated by amendment or revision. Users of British Standards should make sure that they possess the latest amendments or editions. It is the constant aim of BSI to improve the quality of our products and services. We would be grateful if anyone finding an inaccuracy or ambiguity while using this British Standard would inform the Secretary of the technical committee responsible, the identity of which can be found on the inside front cover. Tel: +44 (0)20 8996 9000. Fax: +44 (0)20 8996 7400. BSI offers members an individual updating service called PLUS which ensures that subscribers automatically receive the latest editions of standards. Buying standards Orders for all BSI, international and foreign standards publications should be addressed to Customer Services. Tel: +44 (0)20 8996 9001. Fax: +44 (0)20 8996 7001. Email: orders@bsi-global.com. Standards are also available from the BSI website at http://www.bsi-global.com. In response to orders for international standards, it is BSI policy to supply the BSI implementation of those that have been published as British Standards, unless otherwise requested. Information on standards BSI provides a wide range of information on national, European and international standards through its Library and its Technical Help to Exporters Service. Various BSI electronic information services are also available which give details on all its products and services. Contact the Information Centre. Tel: +44 (0)20 8996 7111. Fax: +44 (0)20 8996 7048. Email: info@bsi-global.com. Subscribing members of BSI are kept up to date with standards developments and receive substantial discounts on the purchase price of standards. For details of these and other benefits contact Membership Administration. Tel: +44 (0)20 8996 7002. Fax: +44 (0)20 8996 7001. Email: membership@bsi-global.com. Information regarding online access to British Standards via British Standards Online can be found at http://www.bsi-global.com/bsonline. Further information about BSI is available on the BSI website at http://www.bsi-global.com. Copyright Copyright subsists in all BSI publications. BSI also holds the copyright, in the UK, of the publications of the international standardization bodies. Except as permitted under the Copyright, Designs and Patents Act 1988 no extract may be reproduced, stored in a retrieval system or transmitted in any form or by any means – electronic, photocopying, recording or otherwise – without prior written permission from BSI. BSI 389 Chiswick High Road London W4 4AL This does not preclude the free use, in the course of implementing the standard, of necessary details such as symbols, and size, type or grade designations. If these details are to be used for any other purpose than implementation then the prior written permission of BSI must be obtained. Details and advice can be obtained from the Copyright & Licensing Manager. Tel: +44 (0)20 8996 7070. Fax: +44 (0)20 8996 7553. Email: copyright@bsi-global.com.